TY 2013 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bullet

Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2013

Open to Public Inspection

For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013

Name of foundation
THE GOODNIGHT EDUCATIONAL
FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)100 SAS CAMPUS DRIVE Room/suite

City or town, state or province, country, and ZIP or foreign postal code
CARY, NC27513

A Employer identification number

56-6533546

B Telephone number (see instructions)

(919) 677-8000

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$120,899,601J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	334,397		334,397
4	Dividends and interest from securities......	1,939,401		1,939,401
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		3,891,062
b	Gross sales price for all assets on line 6a 45,529,728
7	Capital gain net income (from Part IV, line 2)...			3,891,062
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	6,164,860		6,164,860
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		2,400	2,400
c	Other professional fees (attach schedule)....
17	Interest...............	437		437
18	Taxes (attach schedule) (see instructions)		74,311	74,311
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		1	1
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	77,149		77,149	0
25	Contributions, gifts, grants paid........	2,396,000			2,396,000
26	Total expenses and disbursements. Add lines 24 and 25	2,473,149		77,149	2,396,000
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	3,691,711
b	Net investment income (if negative, enter -0-)			6,087,711
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2013)

Form 990-PF (2013)

Page 2

Part II		Balance Sheets	Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions.)	Beginning of year	End of year
Part II		Balance Sheets		(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........		84,461,227	56,018,742	56,018,742
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)		7,143	4,239	2,499
	b	Investments—corporate stock (attach schedule)........		21,879,284	54,161,455	57,989,654
	c	Investments—corporate bonds (attach schedule)........		6,077,125	6,077,125	6,888,706
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )		49,644
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)		112,474,423	116,261,561	120,899,601
		17	Accounts payable and accrued expenses..........
18		Grants payable...................
19		Deferred revenue..................
20		Loans from officers, directors, trustees, and other disqualified persons
21		Mortgages and other notes payable (attach schedule)......
22		Other liabilities (describe )		177,688	273,115
23		Total liabilities (add lines 17 through 22)..........		177,688	273,115
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds		112,296,735	115,988,446
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................		112,296,735	115,988,446
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................		112,474,423	116,261,561

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	112,296,735
2	Enter amount from Part I, line 27a.....................	2	3,691,711
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	115,988,446
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	115,988,446

Form 990-PF (2013)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	500-3M COMPANY	P	2009-02-13	2013-01-18
b	2500-ADOBE SYS INC	P	2013-05-16	2013-10-18
c	5000-AK STEEL HLDG CORP	P	2013-05-15	2013-11-14
d	600-ALTRIA GROUP INC	P	2013-08-27	2013-12-20
e	2700-ALTRIA GROUP INC	P	2013-08-02	2013-10-18
	500-AMGEN INC	P	2013-01-02	2013-12-16
	100-APPLE INC	P	2012-12-07	2013-08-07
	1300-BANK AMER CORP DEP SHS REPSTG 1	P	2012-01-06	2013-05-28
	791-BANK AMER CORP DEP SHS REPSTG 1/	P	2013-01-14	2013-05-28
	10000-BANK AMER CORP DEPOSITARY SH R	P	2012-01-04	2013-05-01
	6000-BANK OF AMERICA CORP	P	2013-01-03	2013-03-22
	400-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-06	2013-10-18
	800-CLOROX CO DEL	P	2013-04-10	2013-07-19
	100-COCA COLA CO	P	2011-12-20	2013-04-03
	1500-CONOCOPHILLIPS	P	2013-04-15	2013-05-17
	500-CREE INC	P	2011-06-16	2013-03-15
	1500-DEERE & COMPANY	P	2013-01-14	2013-12-20
	300-DOW CHEMICAL CO	P	2013-03-08	2013-05-17
	800-DUKE ENERGY CORP COMUSD0.001 ISI	P	2011-08-04	2013-05-02
	1200-E M C CORP MASS	P	2011-12-29	2013-03-15
	1900-EATON VANCE TAX MANAGED BUY WRI	P	2010-11-30	2013-10-18
	2500-EATON VANCE TAX MANAGED GLOBAL	P	2011-12-29	2013-09-26
	500-FEDEX CORP	P	2012-12-31	2013-10-18
	0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-01-15
	200-GENERAL MILLS INC	P	2013-04-30	2013-05-17
	100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	1200-GLADSTONE LAND CORP COM USD0.00	P	2013-09-30	2013-10-18
	300-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	100-GOOGLE INC CL A	P	2007-11-16	2013-01-23
	2200-ISHARES CORE S&P SMALL-CAP ETF	P	2013-01-17	2013-11-14
	2500-ISHARES TRUST HIGH DIVIDEND ETF	P	2011-12-30	2013-05-23
	1200-ISHARES US PREFERREDSTOCK ETF	P	2011-12-20	2013-07-10
	500-JOHNSON CTLS INC	P	2013-03-08	2013-09-20
	1400-JPMORGAN CHASE & CO	P	2012-05-14	2013-04-03
	500-LOCKHEED MARTIN CORP	P	2012-12-21	2013-11-26
	1800-LOCKHEED MARTIN CORP	P	2012-01-10	2013-05-29
	300-MCDONALDS CORP	P	2013-05-07	2013-11-01
	4800-MERCK & CO INC NEW COM	P	2013-05-08	2013-12-20
	400-PEPSICO INC	P	2012-12-31	2013-05-17
	1300-ROCK-TENN CO CL A	P	2013-09-30	2013-10-18
	1000-SPDR S&P 500 ETF TRUST UNIT SER	P	2012-12-28	2013-04-05
	100-STEEL DYNAMICS INC	P	2011-06-30	2013-05-17
	2500-TARGET CORP	P	2012-12-28	2013-04-19
	500-UNITED TECHNOLOGIES CORP	P	2008-04-23	2013-01-18
	3000-VERIZON COMMUNICATIONS	P	2012-01-05	2013-04-05
	100-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03
	73-WORKDAY INC COM USD0.001	P	2012-12-13	2013-03-14
	17-CALL (AA) ALCOA INC NOV 16 13 10	P	2013-10-29	2013-11-15
	19-CALL (ADBE) ADOBE SYS INC JUN 22	P	2013-05-16	2013-06-21
	15-CALL (CAT) CATERPILLAR INC APR 20	P	2013-03-21	2013-04-19
	20-CALL (CLX) CLOROX CO DEL JUL 20 1	P	2013-04-29	2013-07-19
	15-CALL (CVX) CHEVRON CORP NEW JUN 2	P	2013-04-30	2013-06-21
	30-CALL (DE) DEERE & COMPANY OCT 19	P	2013-08-29	2013-10-18
	100-CALL (F) FORD MTR CO DEL NOV 01	P	2013-09-27	2013-11-01
	25-CALL (FDX) FEDEX CORP JUL 20 13	P	2013-03-28	2013-07-19
	10-CALL (MAT) MATTEL INC OCT 19 13	P	2013-09-26	2013-10-18
	3-CALL (MO) ALTRIA GROUP INC JAN 19	P	2012-08-15	2013-01-18
	100-CALL (T) AT&T INC DEC 21 13 35	P	2013-08-29	2013-12-20
	42-CALL (T) AT&T INC SEP 21 13 36 (	P	2013-06-21	2013-09-20
	15-CALL (XOM) EXXON MOBIL CORP FEB 1	P	2013-01-02	2013-02-15
	500-3M COMPANY	P	2012-03-20	2013-01-18
	200-ADOBE SYS INC	P	2013-09-13	2013-10-18
	3800-AK STEEL HLDG CORP	P	2012-12-21	2013-09-11
	1600-ALTRIA GROUP INC	P	2013-09-20	2013-12-20
	200-ALTRIA GROUP INC	P	2013-06-20	2013-09-20
	400-AMGEN INC	P	2013-01-16	2013-12-16
	1000-AT&T INC COM	P	2012-04-05	2013-03-15
	100-BANK AMER CORP DEP SHS REPSTG 1/	P	2012-01-06	2013-05-28
	4440-BANK AMER CORP DEP SHS REPSTG 1	P	2013-01-14	2013-05-28
	10000-BANK AMER CORP DEPOSITARY SH R	P	2012-01-10	2013-05-01
	4400-BANK OF AMERICA CORP	P	2013-02-22	2013-03-22
	500-CANADIAN IMPERIAL BANK OF COMMER	P	2012-08-13	2013-09-24
	100-CLOROX CO DEL	P	2013-01-16	2013-04-03
	300-COCA COLA CO	P	2011-12-20	2013-04-03
	1471-CONOCOPHILLIPS	P	2012-09-19	2013-04-03
	500-CREE INC	P	2010-08-20	2013-01-18
	1000-DEERE & COMPANY	P	2013-01-14	2013-12-20
	200-DOW CHEMICAL CO	P	2013-03-08	2013-05-17
	966.03171-DUKE ENERGY CORP COMUSD0.0	P	2011-08-04	2013-05-02
	600-E M C CORP MASS	P	2011-12-29	2013-03-15
	3100-EATON VANCE TAX MANAGED BUY WRI	P	2010-11-30	2013-10-18
	3400-EATON VANCE TAX MANAGED GLOBAL	P	2013-01-10	2013-09-26
	2500-FEDEX CORP	P	2013-01-10	2013-10-18
	1400-FREEPORT MCMORAN COPPER & GOLD	P	2013-01-14	2013-10-18
	300-GENERAL MILLS INC	P	2013-04-30	2013-05-17
	100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	1600-GLADSTONE LAND CORP COM USD0.00	P	2013-09-30	2013-10-18
	100-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	100-GOOGLE INC CL A	P	2008-08-21	2013-01-23
	2500-ISHARES CORE S&P SMALL-CAP ETF	P	2013-01-24	2013-11-14
	5000-ISHARES TRUST HIGH DIVIDEND ETF	P	2012-12-28	2013-05-23
	1300-ISHARES US PREFERREDSTOCK ETF	P	2011-12-20	2013-07-10
	1500-JOHNSON CTLS INC	P	2013-03-08	2013-09-20
	3500-KRAFT FOODS GROUP INC COM NPV	P	2013-01-24	2013-06-21
	500-LOCKHEED MARTIN CORP	P	2012-12-21	2013-11-26
	1500-LOCKHEED MARTIN CORP	P	2012-12-21	2013-05-29
	600-MCDONALDS CORP	P	2013-05-08	2013-11-01
	2000-MERCK & CO INC NEW COM	P	2013-01-14	2013-11-22
	100-PEPSICO INC	P	2012-12-27	2013-04-19
	3000-ROCKWELL COLLINS INC	P	2013-09-30	2013-11-15
	500-SPDR S&P 500 ETF TRUST UNIT SER	P	2011-08-04	2013-03-14
	2000-STEEL DYNAMICS INC	P	2013-01-10	2013-05-17
	100-TTM TECHNOLOGIES INC COM	P	2011-02-08	2013-04-30
	500-UNITED TECHNOLOGIES CORP	P	2012-01-11	2013-01-18
	1500-VERIZON COMMUNICATIONS	P	2011-07-19	2013-03-15
	100-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03
	800-WORKDAY INC COM USD0.001	P	2012-12-21	2013-03-14
	77-CALL (AA) ALCOA INC NOV 16 13 10	P	2013-10-29	2013-11-15
	40-CALL (ADBE) ADOBE SYS INC JUN 22	P	2013-04-30	2013-06-21
	5-CALL (CAT) CATERPILLAR INC APR 20	P	2013-03-21	2013-04-19
	15-CALL (CLX) CLOROX CO DEL JUL 20 1	P	2013-04-29	2013-07-19
	20-CALL (CVX) CHEVRON CORP NEW NOV 1	P	2013-09-26	2013-11-15
	10-CALL (DIS) DISNEY WALT CO JAN 19	P	2012-08-31	2013-01-18
	50-CALL (F) FORD MTR CO DEL NOV 16 1	P	2013-09-27	2013-11-15
	5-CALL (GLD) SPDR GOLD TR GOLD FEB 0	P	2013-01-09	2013-02-01
	25-CALL (MCD) MCDONALDS CORP DEC 21	P	2013-09-13	2013-12-20
	25-CALL (MRK) MERCK & CO INC NEW DEC	P	2013-10-18	2013-12-20
	100-CALL (T) AT&T INC DEC 21 13 36	P	2013-09-23	2013-12-20
	2-CALL (TGT) TARGET CORP JUL 20 13	P	2013-03-28	2013-07-19
	25-CALL (XOM) EXXON MOBIL CORP FEB 1	P	2013-01-10	2013-02-15
	500-3M COMPANY	P	2012-03-20	2013-01-18
	500-ADOBE SYS INC	P	2013-09-13	2013-10-18
	1200-AK STEEL HLDG CORP	P	2012-12-21	2013-09-11
	2800-ALTRIA GROUP INC	P	2013-08-02	2013-12-20
	3600-ALTRIA GROUP INC	P	2013-06-20	2013-09-20
	500-AMGEN INC	P	2007-05-21	2013-04-19
	1500-AT&T INC COM	P	2012-04-05	2013-03-15
	600-BANK AMER CORP DEP SHS REPSTG 1/	P	2012-01-06	2013-05-28
	400-BANK AMER CORP DEPOSITARY SH REP	P	2008-08-22	2013-05-01
	2900-BANK AMER CORP DEPOSITARY SH RE	P	2013-01-03	2013-05-01
	600-BANK OF AMERICA CORP	P	2013-02-22	2013-03-22
	200-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-06	2013-09-24
	200-CLOROX CO DEL	P	2013-01-16	2013-04-03
	2000-COCA COLA CO	P	2011-12-20	2013-04-03
	1029-CONOCOPHILLIPS	P	2012-09-19	2013-04-03
	100-CREE INC	P	2011-06-14	2013-01-18
	2000-DEERE & COMPANY	P	2013-01-14	2013-12-20
	100-DU PONT E I DE NEMOURS & CO	P	2012-01-10	2013-08-12
	233.30488-DUKE ENERGY CORP COMUSD0.0	P	2011-11-11	2013-05-02
	1000-EATON VANCE ENHANCED EQUITY INC	P	2008-10-21	2013-09-26
	100-EATON VANCE TAX MANAGED DIVERSIF	P	2008-02-15	2013-09-26
	100-EATON VANCE TAX MANAGED GLOBAL D	P	2013-01-10	2013-09-26
	1000-FEDEX CORP	P	2013-03-05	2013-10-18
	1600-FREEPORT MCMORAN COPPER & GOLD	P	2013-01-14	2013-10-09
	1300-GENERAL MILLS INC	P	2013-04-30	2013-05-17
	200-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	2500-GLADSTONE LAND CORP COM USD0.00	P	2013-09-30	2013-10-18
	200-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	100-HEINZ H J CO CASH PAYMENT AT 7	P	2013-01-03	2013-06-10
	3000-ISHARES MSCI EAFE ETF	P	2013-01-17	2013-03-19
	2500-ISHARES TRUST HIGH DIVIDEND ETF	P	2012-12-31	2013-05-23
	10000-ISHARES US PREFERREDSTOCK ETF	P	2013-01-15	2013-07-10
	1000-JOHNSON CTLS INC	P	2011-02-25	2013-07-19
	100-KRAFT FOODS GROUP INC COM NPV	P	2013-02-01	2013-06-21
	500-LOCKHEED MARTIN CORP	P	2012-12-31	2013-11-26
	1000-MARKET VECTORS ETF TR GOLD MINE	P	2012-05-22	2013-04-15
	900-MCDONALDS CORP	P	2013-05-08	2013-11-01
	3000-MERCK & CO INC NEW COM	P	2013-01-14	2013-11-22
	1600-PEPSICO INC	P	2012-03-14	2013-04-15
	200-ROYAL BANK OF CANADACOM NPV ISIN	P	2012-12-06	2013-04-29
	500-SPDR S&P 500 ETF TRUST UNIT SER	P	2011-08-04	2013-03-14
	100-SUNCOR ENERGY COM NPV NEW ISIN	P	2012-12-06	2013-09-20
	1400-TTM TECHNOLOGIES INC COM	P	2011-02-08	2013-04-30
	500-VANGUARD INDEX FDS VANGUARD REIT	P	2012-05-22	2013-10-18
	1000-VERIZON COMMUNICATIONS	P	2009-12-21	2013-03-15
	100-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03
	10-CALL (AA) ALCOA INC APR 20 13 10	P	2012-08-27	2013-04-19
	20-CALL (AA) ALCOA INC NOV 16 13 10	P	2013-10-29	2013-11-15
	10-CALL (AKS) AK STEEL HLDG CORP JUN	P	2012-12-05	2013-06-21
	10-CALL (CAT) CATERPILLAR INC APR 20	P	2013-03-21	2013-04-19
	25-CALL (CLX) CLOROX CO DEL JUN 22 1	P	2013-04-29	2013-06-21
	25-CALL (DD) DU PONT E I DE AUG 17 1	P	2013-07-19	2013-08-16
	10-CALL (DOW) DOW CHEMICAL CO JUN 22	P	2013-03-08	2013-06-21
	8-CALL (FCX) FREEPORT MCMORAN FEB 16	P	2012-08-15	2013-02-15
	13-CALL (GLW) CORNING INC JUN 22 13	P	2013-05-13	2013-06-21
	21-CALL (MCD) MCDONALDS CORP DEC 21	P	2013-09-26	2013-12-20
	50-CALL (MRK) MERCK & CO INC NEW OCT	P	2013-05-29	2013-10-18
	80-CALL (T) AT&T INC DEC 21 13 36 (	P	2013-10-21	2013-12-20
	20-CALL (TGT) TARGET CORP JUN 22 13	P	2013-05-10	2013-06-21
	10-CALL (XOM) EXXON MOBIL CORP JUN 2	P	2013-04-26	2013-06-21
	600-ABBOTT LABORATORIES	P	2013-01-16	2013-10-30
	1800-ADOBE SYS INC	P	2013-09-13	2013-10-18
	5000-AK STEEL HLDG CORP	P	2013-04-03	2013-09-11
	600-ALTRIA GROUP INC	P	2013-09-20	2013-12-20
	200-ALTRIA GROUP INC	P	2013-06-20	2013-09-20
	500-AMGEN INC	P	2007-05-21	2013-04-19
	2500-AT&T INC COM	P	2012-03-21	2013-02-15
	1114-BANK AMER CORP DEP SHS REPSTG 1	P	2012-01-06	2013-05-28
	600-BANK AMER CORP DEPOSITARY SH REP	P	2008-10-21	2013-05-01
	5287-BANK AMER CORP DEPOSITARY SH RE	P	2013-01-03	2013-05-01
	100-BB & T CORP	P	2008-06-27	2013-01-14
	300-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-06	2013-09-24
	1700-CLOROX CO DEL	P	2013-01-16	2013-04-03
	1600-COCA COLA CO	P	2011-12-20	2013-04-03
	1500-CONOCOPHILLIPS	P	2012-10-17	2013-04-03
	400-CREE INC	P	2011-06-16	2013-01-18
	100-DEERE & COMPANY	P	2012-02-02	2013-03-15
	1500-DU PONT E I DE NEMOURS & CO	P	2012-01-10	2013-08-12
	0.66341-DUKE ENERGY CORP COMUSD0.001	P	2012-01-06	2013-05-02
	2000-EATON VANCE ENHANCED EQUITY INC	P	2008-10-21	2013-09-26
	900-EATON VANCE TAX MANAGED DIVERSIF	P	2008-02-15	2013-09-26
	1000-EMERSON ELECTRIC CO	P	2013-04-16	2013-10-18
	1000-FEDEX CORP	P	2012-12-28	2013-02-15
	200-FREEPORT MCMORAN COPPER & GOLD I	P	2011-01-20	2013-02-15
	2000-GENERAL MILLS INC	P	2011-12-23	2013-01-07
	200-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	700-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18
	233-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	2900-HEINZ H J CO CASH PAYMENT AT	P	2013-01-03	2013-06-10
	900-ISHARES MSCI EAFE ETF	P	2013-01-24	2013-03-19
	800-ISHARES US PHARMACEUTICALS ETF	P	2012-12-21	2013-04-03
	600-ISHARES US TELECOMMUNICATION ETF	P	2013-01-02	2013-05-17
	100-JOHNSON CTLS INC	P	2011-08-04	2013-07-19
	100-KRAFT FOODS GROUP INC COM NPV	P	2013-02-01	2013-06-21
	1900-LOCKHEED MARTIN CORP	P	2012-12-31	2013-11-26
	2500-MARKET VECTORS ETF TRUST MKT VE	P	2013-02-06	2013-04-29
	500-MCDONALDS CORP	P	2013-05-07	2013-11-01
	2000-MERCK & CO INC NEW COM	P	2012-12-31	2013-11-15
	3400-PEPSICO INC	P	2012-12-27	2013-04-15
	800-ROYAL BANK OF CANADACOM NPV ISIN	P	2012-12-06	2013-04-29
	1000-SPDR S&P 500 ETF TRUST UNIT SER	P	2011-08-04	2013-03-13
	200-SUNCOR ENERGY COM NPV NEW ISIN	P	2012-12-06	2013-09-20
	1431-TTM TECHNOLOGIES INC COM	P	2011-02-08	2013-04-30
	1500-VANGUARD INDEX FDS VANGUARD REI	P	2012-12-21	2013-10-18
	1500-WASTE MANAGEMENT INC	P	2012-08-06	2013-06-04
	100-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03
	50-CALL (AA) ALCOA INC APR 20 13 10	P	2013-01-03	2013-04-19
	66-CALL (AA) ALCOA INC NOV 16 13 10	P	2013-10-29	2013-11-15
	25-CALL (AKS) AK STEEL HLDG CORP MAR	P	2012-11-27	2013-03-15
	10-CALL (CAT) CATERPILLAR INC AUG 17	P	2013-05-08	2013-08-16
	25-CALL (CLX) CLOROX CO DEL JUN 22 1	P	2013-04-30	2013-06-21
	25-CALL (DD) DU PONT E I DE AUG 17 1	P	2013-07-19	2013-08-16
	20-CALL (DOW) DOW CHEMICAL CO JUN 22	P	2013-03-08	2013-06-21
	12-CALL (FCX) FREEPORT MCMORAN FEB 1	P	2012-12-31	2013-02-15
	12-CALL (GLW) CORNING INC JUN 22 13	P	2013-05-13	2013-06-21
	9-CALL (MCD) MCDONALDS CORP DEC 21 1	P	2013-09-26	2013-12-20
	50-CALL (MRK) MERCK & CO INC NEW OCT	P	2013-06-19	2013-10-18
	20-CALL (T) AT&T INC DEC 21 13 36 (	P	2013-10-21	2013-12-20
	15-CALL (UTX) UNITED TECHNOLOGIES MA	P	2013-03-20	2013-04-23
	15-CALL (XOM) EXXON MOBIL CORP JUN 2	P	2013-04-26	2013-06-21
	1400-ABBOTT LABORATORIES	P	2013-01-16	2013-10-30
	1100-ADOBE SYS INC	P	2013-05-15	2013-08-07
	100-AK STEEL HLDG CORP	P	2013-05-15	2013-09-11
	200-ALTRIA GROUP INC	P	2013-09-26	2013-12-20
	200-ALTRIA GROUP INC	P	2013-06-20	2013-09-20
	100-AMGEN INC	P	2013-01-02	2013-04-19
	5000-BANK AMER CORP DEP SHS REPSTG 1	P	2009-12-16	2013-05-28
	21586-BANK AMER CORP DEP SHS REPSTG	P	2012-01-06	2013-05-28
	4000-BANK AMER CORP DEPOSITARY SH RE	P	2009-01-05	2013-05-01
	21813-BANK AMER CORP DEPOSITARY SH R	P	2013-01-11	2013-05-01
	300-BB & T CORP	P	2008-06-27	2013-01-14
	200-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-21	2013-09-24
	200-CLOROX CO DEL	P	2013-01-16	2013-04-03
	1000-COCA COLA CO	P	2012-10-17	2013-04-03
	871-CONOCOPHILLIPS	P	2012-12-04	2013-04-03
	200-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-04-01
	2400-DEERE & COMPANY	P	2012-02-02	2013-03-15
	500-DU PONT E I DE NEMOURS & CO	P	2012-04-09	2013-08-12
	2412.03171-DUKE ENERGY CORP COMUSD0.	P	2011-07-28	2013-04-19
	500-EATON VANCE ENHANCED EQUITY INCO	P	2011-12-20	2013-09-26
	1500-EATON VANCE TAX MANAGED DIVERSI	P	2008-06-24	2013-09-26
	1000-EMERSON ELECTRIC CO	P	2013-04-16	2013-09-20
	0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-12-15
	1300-FREEPORT MCMORAN COPPER & GOLD	P	2012-04-03	2013-02-15
	3000-GENERAL MILLS INC	P	2012-01-05	2013-01-07
	100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	3100-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18
	500-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	500-HEINZ H J CO CASH PAYMENT AT 7	P	2009-12-14	2013-03-15
	1100-ISHARES MSCI EAFE ETF	P	2013-01-24	2013-03-19
	800-ISHARES US PHARMACEUTICALS ETF	P	2012-12-21	2013-04-03
	1200-ISHARES US TELECOMMUNICATION ET	P	2013-01-02	2013-05-14
	900-JOHNSON CTLS INC	P	2011-08-04	2013-07-19
	100-KRAFT FOODS GROUP INC COM NPV	P	2013-02-01	2013-06-21
	100-LOCKHEED MARTIN CORP	P	2012-12-31	2013-11-26
	700-MATTEL INC	P	2013-04-11	2013-12-20
	1000-MCDONALDS CORP	P	2013-05-07	2013-09-20
	1000-MERCK & CO INC NEW COM	P	2011-12-30	2013-07-19
	500-PEPSICO INC	P	2012-01-05	2013-02-26
	2500-ROYAL BANK OF CANADACOM NPV ISI	P	2012-12-27	2013-04-29
	400-SPDR SER TR S&P DIVID ETF	P	2013-02-01	2013-10-18
	2200-SUNCOR ENERGY COM NPV NEW ISIN	P	2012-12-06	2013-09-20
	69-TTM TECHNOLOGIES INC COM	P	2011-02-08	2013-04-30
	1500-VANGUARD INDEX FDS VANGUARD REI	P	2013-01-17	2013-10-18
	100-WASTE MANAGEMENT INC	P	2012-08-31	2013-06-04
	100-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03
	90-CALL (AA) ALCOA INC APR 20 13 10	P	2013-02-15	2013-04-19
	40-CALL (AA) ALCOA INC NOV 16 13 10	P	2013-10-29	2013-11-15
	15-CALL (AKS) AK STEEL HLDG CORP MAR	P	2013-01-14	2013-03-15
	20-CALL (CAT) CATERPILLAR INC AUG 17	P	2013-07-19	2013-08-16
	30-CALL (CM) CANADIAN IMPERIAL DEC 2	P	2013-09-25	2013-12-20
	50-CALL (DD) DU PONT E I DE JUN 22 1	P	2013-04-30	2013-06-21
	10-CALL (DUK) DUKE ENERGY CORP COMJA	P	2012-09-14	2013-01-18
	30-CALL (FCX) FREEPORT MCMORAN JUL 2	P	2013-05-10	2013-07-19
	1-CALL (GOOG) GOOGLE INC JAN 19 13	P	2012-08-15	2013-01-18
	20-CALL (MCD) MCDONALDS CORP FEB 16	P	2013-01-14	2013-02-15
	150-CALL (NLY) ANNALY CAPITAL NOV 22	P	2013-10-21	2013-11-22
	18-CALL (T) AT&T INC DEC 21 13 36 (	P	2013-11-07	2013-12-20
	20-CALL (VZ) VERIZON OCT 11 13 48.5	P	2013-09-13	2013-10-11
	150 PUT (P) PANDORA MEDIA INC JAN 19	P	2012-08-30	2013-01-18
	1000-ABBVIE INC COM USD0.01	P	2013-06-21	2013-11-15
	1400-ADOBE SYS INC	P	2013-05-15	2013-08-07
	100-AK STEEL HLDG CORP	P	2013-05-15	2013-09-11
	4200-ALTRIA GROUP INC	P	2013-09-26	2013-12-20
	1000-ALTRIA GROUP INC	P	2013-06-20	2013-09-20
	300-AMGEN INC	P	2013-01-02	2013-04-19
	408-BANK AMER CORP DEP SHS REPSTG 1/	P	2010-01-11	2013-05-28
	300-BANK AMER CORP DEP SHS REPSTG 1/	P	2013-01-03	2013-05-28
	5000-BANK AMER CORP DEPOSITARY SH RE	P	2009-07-15	2013-05-01
	445-BANK AMER CORP DEPOSITARY SH REP	P	2013-01-15	2013-05-01
	1600-BB & T CORP	P	2008-06-27	2013-01-14
	400-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-21	2013-09-24
	500-CLOROX CO DEL	P	2013-01-16	2013-04-03
	200-COLGATE-PALMOLIVE CO	P	2012-12-31	2013-05-17
	2629-CONOCOPHILLIPS	P	2012-12-04	2013-04-03
	800-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-04-01
	100-DIGITAL RLTY TR INC COM	P	2013-09-20	2013-10-18
	1000-DU PONT E I DE NEMOURS & CO	P	2011-11-18	2013-07-22
	2587.96829-DUKE ENERGY CORP COMUSD0.	P	2011-08-04	2013-04-19
	1500-EATON VANCE ENHANCED EQUITY INC	P	2011-12-20	2013-09-26
	1500-EATON VANCE TAX MANAGED DIVERSI	P	2008-08-01	2013-09-26
	1000-EMERSON ELECTRIC CO	P	2011-12-22	2013-03-06
	0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-11-15
	2500-FREEPORT MCMORAN COPPER & GOLD	P	2012-05-15	2013-02-15
	90-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	400-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18
	16800-GLOBAL X FUNDS GLOBAL X SUPERD	P	2013-01-16	2013-03-25
	1500-HEINZ H J CO CASH PAYMENT AT	P	2011-12-22	2013-03-15
	2500-ISHARES MSCI PACIFIC EX JAPAN E	P	2013-01-17	2013-03-19
	300-ISHARES US PHARMACEUTICALS ETF	P	2012-12-21	2013-04-03
	8200-ISHARES US TELECOMMUNICATION ET	P	2013-01-02	2013-05-14
	100-JOHNSON CTLS INC	P	2012-01-11	2013-07-19
	700-KRAFT FOODS GROUP INC COM NPV	P	2013-02-01	2013-06-21
	100-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26
	100-MATTEL INC	P	2013-04-22	2013-12-20
	907-MCDONALDS CORP	P	2013-05-08	2013-09-20
	1500-MERCK & CO INC NEW COM	P	2012-02-02	2013-07-19
	900-PEPSICO INC	P	2012-03-14	2013-02-26
	1500-ROYAL BANK OF CANADACOM NPV ISI	P	2012-12-06	2013-03-28
	1600-SPDR SER TR S&P DIVID ETF	P	2013-02-01	2013-10-18
	500-SUPERIOR INDS INTL INC INCORPORA	P	2012-11-21	2013-04-23
	300-TTM TECHNOLOGIES INC COM	P	2011-02-09	2013-04-30
	1500-VANGUARD INDEX FDS VANGUARD REI	P	2013-09-13	2013-10-18
	300-WASTE MANAGEMENT INC	P	2012-08-31	2013-06-04
	100-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03
	20-CALL (AA) ALCOA INC APR 20 13 9	P	2012-11-29	2013-04-19
	150-CALL (AA) ALCOA INC NOV 16 13 1	P	2013-10-30	2013-11-15
	25-CALL (AMGN) AMGEN INC FEB 16 13	P	2013-01-02	2013-02-15
	2-CALL (CAT) CATERPILLAR INC AUG 17	P	2013-05-08	2013-08-16
	5-CALL (CM) CANADIAN IMPERIAL MAR 16	P	2012-12-06	2013-03-15
	50-CALL (DD) DU PONT E I DE OCT 19 1	P	2013-08-29	2013-10-18
	20-CALL (DUK) DUKE ENERGY CORP COMJA	P	2012-07-06	2013-01-18
	20-CALL (FCX) FREEPORT MCMORAN JUN 2	P	2013-05-10	2013-06-21
	30-CALL (HNZ) HEINZ H J CO JUN 22 13	P	2013-03-28	2013-06-21
	10-CALL (MCD) MCDONALDS CORP JAN 19	P	2012-08-30	2013-01-14
	30-CALL (PEP) PEPSICO INC OCT 19 13	P	2013-08-14	2013-10-18
	1-CALL (T) AT&T INC DEC 21 13 36 (1	P	2013-11-07	2013-12-20
	9-CALL (VZ) VERIZON OCT 19 13 50 (1	P	2013-07-18	2013-10-18
	3000-ABBVIE INC COM USD0.01	P	2013-08-09	2013-11-15
	400-ADOBE SYS INC	P	2013-04-18	2013-07-19
	600-AK STEEL HLDG CORP	P	2013-05-15	2013-09-11
	5600-ALTRIA GROUP INC	P	2013-09-26	2013-12-20
	1000-ALTRIA GROUP INC	P	2012-12-31	2013-09-11
	1600-AMGEN INC	P	2013-01-02	2013-04-19
	9592-BANK AMER CORP DEP SHS REPSTG 1	P	2010-01-11	2013-05-28
	1200-BANK AMER CORP DEP SHS REPSTG 1	P	2013-01-03	2013-05-28
	5000-BANK AMER CORP DEPOSITARY SH RE	P	2009-12-16	2013-05-01
	600-BANK AMER CORP DEPOSITARY SH REP	P	2013-01-15	2013-05-01
	1500-BRISTOL MYERS SQUIBB	P	2013-04-30	2013-11-01
	300-CANADIAN IMPERIAL BANK OF COMMER	P	2012-08-13	2013-03-15
	2300-CLOROX CO DEL	P	2013-01-16	2013-04-03
	800-COLGATE-PALMOLIVE CO	P	2012-12-31	2013-05-17
	2500-CONOCOPHILLIPS	P	2012-12-31	2013-04-03
	400-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-10-17	2013-04-01
	1400-DIGITAL RLTY TR INC COM	P	2013-09-20	2013-10-18
	500-DU PONT E I DE NEMOURS & CO	P	2011-12-20	2013-07-22
	1316.43171-DUKE ENERGY CORP COMUSD0.	P	2010-01-11	2013-02-12
	100-EATON VANCE ENHANCED EQUITY INCO	P	2013-01-10	2013-09-26
	1000-EATON VANCE TAX MANAGED DIVERSI	P	2010-11-30	2013-09-26
	200-EMERSON ELECTRIC CO	P	2011-12-22	2013-02-12
	0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-10-15
	1000-FREEPORT MCMORAN COPPER & GOLD	P	2012-12-31	2013-02-15
	10-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	200-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	400-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18
	18-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	1000-HONEYWELL INTL INC	P	2007-07-23	2013-02-19
	100-ISHARES MSCI PACIFIC EX JAPAN ET	P	2013-01-24	2013-03-19
	600-ISHARES US PHARMACEUTICALS ETF	P	2012-12-21	2013-04-03
	1000-JOHNSON & JOHNSON	P	2013-06-20	2013-07-19
	400-JOHNSON CTLS INC	P	2012-01-11	2013-07-19
	500-KRAFT FOODS GROUP INC COM NPV	P	2013-01-03	2013-03-15
	10-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26
	2000-MATTEL INC	P	2013-04-30	2013-12-20
	93-MCDONALDS CORP	P	2013-05-08	2013-09-20
	500-MERCK & CO INC NEW COM	P	2012-12-27	2013-07-19
	1000-PEPSICO INC	P	2012-01-05	2013-01-18
	599-SANTANDER FINANCE PREFERRED SA U	P	2011-08-04	2013-04-03
	3000-SPDR SER TR S&P DIVID ETF	P	2012-12-31	2013-03-14
	300-TARGET CORP	P	2012-12-28	2013-07-19
	700-TTM TECHNOLOGIES INC COM	P	2011-02-09	2013-04-30
	1100-VANGUARD INTL EQUITYINDEX FDS F	P	2013-01-17	2013-04-03
	100-WASTE MANAGEMENT INC	P	2012-08-31	2013-06-04
	200-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03
	15-CALL (AA) ALCOA INC APR 20 13 9	P	2013-01-02	2013-04-19
	2-CALL (AAPL) APPLE INC FEB 16 13 6	P	2012-12-07	2013-02-15
	50-CALL (AMGN) AMGEN INC NOV 22 13	P	2013-10-21	2013-11-22
	8-CALL (CAT) CATERPILLAR INC AUG 17	P	2013-05-08	2013-08-16
	25-CALL (CM) CANADIAN IMPERIAL MAR 1	P	2012-12-31	2013-03-15
	5-CALL (DE) DEERE & COMPANY APR 20 1	P	2013-03-13	2013-04-19
	34-CALL (DUK) DUKE ENERGY CORP COMJU	P	2013-03-28	2013-07-19
	30-CALL (FCX) FREEPORT MCMORAN MAY 1	P	2013-03-27	2013-04-23
	20-CALL (IWS) ISHARES TR RUSSELL JUN	P	2013-04-30	2013-06-21
	10-CALL (MCD) MCDONALDS CORP JAN 19	P	2012-08-30	2013-01-18
	50-CALL (PFE) PFIZER INC JUN 22 13	P	2013-04-30	2013-06-21
	81-CALL (T) AT&T INC DEC 21 13 36 (	P	2013-11-07	2013-12-20
	11-CALL (VZ) VERIZON OCT 19 13 50 (	P	2013-07-18	2013-10-18
	4000-ABBVIE INC COM USD0.01	P	2013-06-21	2013-09-20
	734-ADOBE SYS INC	P	2013-04-18	2013-07-19
	1800-AK STEEL HLDG CORP	P	2013-05-15	2013-09-11
	2200-ALTRIA GROUP INC	P	2013-10-21	2013-12-20
	1200-ALTRIA GROUP INC	P	2013-06-20	2013-09-11
	1500-AMGEN INC	P	2007-05-21	2013-01-18
	10000-BANK AMER CORP DEP SHS REPSTG	P	2011-08-04	2013-05-28
	700-BANK AMER CORP DEP SHS REPSTG 1/	P	2013-01-03	2013-05-28
	2-BANK AMER CORP DEPOSITARY SH REPST	P	2009-12-17	2013-05-01
	23955-BANK AMER CORP DEPOSITARY SH R	P	2013-01-15	2013-05-01
	1500-BRISTOL MYERS SQUIBB	P	2013-05-08	2013-11-01
	200-CANADIAN IMPERIAL BANK OF COMMER	P	2012-08-13	2013-03-15
	1900-COCA COLA CO	P	2013-06-20	2013-09-20
	500-COLGATE-PALMOLIVE CO	P	2012-01-10	2013-02-15
	10000-CORNING INC	P	2013-06-21	2013-12-20
	1600-CUMMINS INC FORMERLYCUMMINS ENG	P	2012-10-17	2013-04-01
	1000-DISNEY WALT CO	P	2012-07-12	2013-05-17
	500-DU PONT E I DE NEMOURS & CO	P	2011-12-20	2013-07-22
	522.48-DUKE ENERGY CORP COMUSD0.001	P	2011-07-19	2013-02-12
	1978-EATON VANCE ENHANCED EQUITY INC	P	2013-01-10	2013-09-26
	200-EATON VANCE TAX MANAGED DIVERSIF	P	2013-04-30	2013-09-26
	800-EMERSON ELECTRIC CO	P	2011-12-22	2013-02-12
	0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-09-15
	800-GENERAL MILLS INC	P	2013-04-30	2013-11-15
	90-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	300-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	1600-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18
	100-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	100-ISHARES CORE S&P 500 ETF	P	2013-01-02	2013-04-17
	2400-ISHARES MSCI PACIFIC EX JAPAN E	P	2013-01-24	2013-03-19
	100-ISHARES US PHARMACEUTICALS ETF	P	2012-12-31	2013-04-03
	2500-JOHNSON & JOHNSON	P	2013-04-23	2013-04-19
	600-JOHNSON CTLS INC	P	2012-01-11	2013-07-19
	100-KRAFT FOODS GROUP INC COM NPV	P	2013-01-24	2013-03-15
	100-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26
	900-MATTEL INC	P	2013-04-28	2013-12-20
	500-MCDONALDS CORP	P	2013-05-10	2013-09-20
	2000-MERCK & CO INC NEW COM	P	2012-12-27	2013-07-19
	1000-PROCTER & GAMBLE CO	P	2008-10-10	2013-02-11
	2435-SANTANDER FINANCE PREFERRED SA	P	2011-08-04	2013-04-03
	1000-SPDR SER TR S&P DIVID ETF	P	2012-05-22	2013-02-15
	400-TARGET CORP	P	2012-08-27	2013-07-19
	200-TTM TECHNOLOGIES INC COM	P	2011-03-15	2013-04-30
	3900-VANGUARD INTL EQUITYINDEX FDS F	P	2013-01-17	2013-04-03
	2500-WASTE MANAGEMENT INC	P	2012-04-09	2013-03-06
	400-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03
	10-CALL (AA) ALCOA INC APR 20 13 9	P	2013-01-02	2013-04-19
	2-CALL (AAPL) APPLE INC FEB 16 13 6	P	2012-12-11	2013-02-15
	100-CALL (BAC) BANK OF AMERICA APR 2	P	2013-03-28	2013-04-26
	5-CALL (CAT) CATERPILLAR INC AUG 17	P	2013-05-13	2013-08-16
	25-CALL (CM) CANADIAN IMPERIAL MAY 1	P	2013-03-19	2013-05-17
	25-CALL (DE) DEERE & COMPANY AUG 17	P	2013-07-10	2013-08-16
	66-CALL (DUK) DUKE ENERGY CORP COMJU	P	2013-03-28	2013-07-19
	10-CALL (FCX) FREEPORT MCMORAN MAY 1	P	2013-03-28	2013-04-23
	30-CALL (KRFT) KRAFT FOODS GROUP AUG	P	2013-07-19	2013-08-16
	10-CALL (MCD) MCDONALDS CORP JAN 19	P	2012-09-19	2013-01-14
	10-CALL (RKT) ROCK-TENN CO CL A NOV	P	2013-09-30	2013-11-15
	100-CALL (T) AT&T INC DEC 21 13 37	P	2013-09-23	2013-12-20
	10-CALL (WDAY) WORKDAY INC COM DEC 2	P	2013-09-16	2013-12-20
	1000-ABBVIE INC COM USD0.01	P	2013-01-29	2013-09-18
	1366-ADOBE SYS INC	P	2013-04-18	2013-07-19
	2400-AK STEEL HLDG CORP	P	2013-05-15	2013-09-11
	1200-ALTRIA GROUP INC	P	2013-11-07	2013-12-20
	3800-ALTRIA GROUP INC	P	2013-06-20	2013-09-11
	200-APPLE INC	P	2012-12-07	2013-12-20
	100-BANK AMER CORP DEP SHS REPSTG 1/	P	2011-08-05	2013-05-28
	7300-BANK AMER CORP DEP SHS REPSTG 1	P	2013-01-03	2013-05-28
	4998-BANK AMER CORP DEPOSITARY SH RE	P	2009-12-17	2013-05-01
	6000-BANK OF AMERICA CORP	P	2013-01-03	2013-11-15
	1000-BRISTOL MYERS SQUIBB	P	2012-05-15	2013-09-20
	2000-CATERPILLAR INC	P	2013-03-21	2013-08-16
	100-COCA COLA CO	P	2013-06-20	2013-09-11
	500-COLGATE-PALMOLIVE CO	P	2012-12-31	2013-02-15
	1100-CORNING INC	P	2013-06-20	2013-11-15
	300-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-03-15
	1000-DISNEY WALT CO	P	2013-03-06	2013-05-17
	900-DU PONT E I DE NEMOURS & CO	P	2012-01-10	2013-07-22
	1219.12-DUKE ENERGY CORP COMUSD0.001	P	2011-07-19	2013-02-12
	2922-EATON VANCE ENHANCED EQUITY INC	P	2013-01-10	2013-09-26
	300-EATON VANCE TAX MANAGED DIVERSIF	P	2013-04-30	2013-09-26
	300-EMERSON ELECTRIC CO	P	2011-12-22	2013-01-18
	0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-08-15
	4200-GENERAL MILLS INC	P	2013-04-30	2013-11-15
	10-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	400-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	5600-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18
	100-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	2100-ISHARES CORE S&P 500 ETF	P	2013-01-02	2013-04-17
	100-ISHARES MSCI SPAIN CAPPED ETF	P	2013-10-01	2013-10-18
	2000-ISHARES US PHARMACEUTICALS ETF	P	2012-12-31	2013-04-03
	2000-JOHNSON & JOHNSON	P	2012-03-20	2013-04-08
	1900-JOHNSON CTLS INC	P	2012-01-11	2013-07-19
	100-KRAFT FOODS GROUP INC COM NPV	P	2013-01-24	2013-03-15
	200-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26
	1300-MATTEL INC	P	2013-04-11	2013-11-22
	1000-MCDONALDS CORP	P	2012-10-22	2013-05-29
	100-MERCK & CO INC NEW COM	P	2012-12-31	2013-07-19
	1185-PROCTER & GAMBLE CO	P	2008-10-17	2013-02-11
	1000-SANTANDER FINANCE PREFERRED SA	P	2010-05-06	2013-03-21
	600-SPDR SER TR S&P DIVID ETF	P	2012-12-31	2013-02-15
	1100-TARGET CORP	P	2012-08-27	2013-07-19
	800-TTM TECHNOLOGIES INC COM	P	2011-03-15	2013-04-30
	500-VERIZON COMMUNICATIONS	P	2012-04-12	2013-10-18
	100-WASTE MANAGEMENT INC	P	2012-08-06	2013-03-06
	1800-WORKDAY INC COM USD0.001	P	2012-12-21	2013-04-03
	100-CALL (AA) ALCOA INC APR 20 13 9	P	2013-01-14	2013-04-19
	2-CALL (AAPL) APPLE INC JAN 19 13 6	P	2012-11-08	2013-01-18
	50-CALL (BAC) BANK OF AMERICA NOV 16	P	2013-08-29	2013-11-15
	25-CALL (CAT) CATERPILLAR INC JUN 22	P	2013-04-30	2013-05-08
	20-CALL (COP) CONOCOPHILLIPS FEB 16	P	2012-09-19	2013-02-15
	50-CALL (DE) DEERE & COMPANY DEC 21	P	2013-08-02	2013-12-20
	50-CALL (DUK) DUKE ENERGY CORP COMOC	P	2013-05-08	2013-10-18
	10-CALL (FCX) FREEPORT MCMORAN MAY 1	P	2012-12-31	2013-04-23
	25-CALL (LMT) LOCKHEED MARTIN CORPMA	P	2012-12-21	2013-03-15
	2-CALL (MCD) MCDONALDS CORP JUN 22 1	P	2013-05-10	2013-06-21
	15-CALL (RY) ROYAL BANK OF CANADAAPR	P	2012-12-06	2013-04-19
	50-CALL (T) AT&T INC JUL 20 13 36 (	P	2013-06-06	2013-07-19
	20-CALL (WDAY) WORKDAY INC COM FEB 1	P	2013-01-10	2013-02-15
	2000-ABBVIE INC COM USD0.01	P	2013-01-29	2013-09-18
	2500-ADOBE SYS INC	P	2013-04-19	2013-07-19
	4000-AK STEEL HLDG CORP	P	2012-12-11	2013-01-25
	1200-ALTRIA GROUP INC	P	2013-08-02	2013-11-15
	300-ALTRIA GROUP INC	P	2013-06-20	2013-09-11
	100-APPLE INC	P	2013-04-29	2013-12-20
	3700-BANK AMER CORP DEP SHS REPSTG 1	P	2011-08-05	2013-05-28
	2100-BANK AMER CORP DEP SHS REPSTG 1	P	2013-01-03	2013-05-28
	5000-BANK AMER CORP DEPOSITARY SH RE	P	2009-12-17	2013-05-01
	1900-BANK OF AMERICA CORP	P	2013-02-22	2013-11-15
	2000-BRISTOL MYERS SQUIBB	P	2013-04-19	2013-09-20
	220-CATERPILLAR INC	P	2013-03-21	2013-08-16
	500-COCA COLA CO	P	2013-06-20	2013-09-11
	200-CONOCOPHILLIPS	P	2013-01-02	2013-05-17
	5000-CORNING INC	P	2013-05-13	2013-11-12
	700-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-03-15
	1400-DOW CHEMICAL CO	P	2007-09-25	2013-10-18
	349-DUKE ENERGY CORP COMUSD0.001 ISI	P	2012-04-23	2013-10-18
	1915.76-DUKE ENERGY CORP COMUSD0.001	P	2011-07-28	2013-02-12
	1300-EATON VANCE SHORT DURATION DIVE	P	2013-04-30	2013-11-07
	4500-EATON VANCE TAX MANAGED DIVERSI	P	2013-04-30	2013-09-26
	700-EMERSON ELECTRIC CO	P	2011-12-22	2013-01-18
	0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-07-15
	100-GENERAL MILLS INC	P	2013-03-25	2013-05-17
	90-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	400-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	500-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18
	100-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	300-ISHARES CORE S&P 500 ETF	P	2013-01-02	2013-04-17
	100-ISHARES MSCI SPAIN CAPPED ETF	P	2013-10-01	2013-10-18
	2900-ISHARES US PHARMACEUTICALS ETF	P	2012-12-31	2013-04-03
	600-JOHNSON & JOHNSON	P	2012-12-31	2013-04-08
	2500-JPMORGAN CHASE & CO	P	2012-10-22	2013-06-21
	600-KRAFT FOODS GROUP INC COM NPV	P	2013-01-24	2013-03-15
	390-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26
	2500-MATTEL INC	P	2013-04-11	2013-04-19
	200-MCDONALDS CORP	P	2012-09-19	2013-05-17
	2900-MERCK & CO INC NEW COM	P	2012-12-31	2013-07-19
	815-PROCTER & GAMBLE CO	P	2008-10-17	2013-02-11
	4000-SANTANDER FINANCE PREFERRED SA	P	2010-05-06	2013-03-21
	400-SPDR SER TR S&P DIVID ETF	P	2012-12-31	2013-02-15
	100-TARGET CORP	P	2012-07-12	2013-04-19
	5000-TTM TECHNOLOGIES INC COM	P	2011-06-01	2013-04-30
	100-VERIZON COMMUNICATIONS	P	2012-11-21	2013-10-18
	200-WASTE MANAGEMENT INC	P	2012-08-06	2013-03-06
	3000-WORKDAY INC COM USD0.001	P	2013-01-14	2013-04-03
	5-CALL (AA) ALCOA INC APR 20 13 9 (	P	2013-01-24	2013-04-19
	5-CALL (AAPL) APPLE INC JUL 05 13 4	P	2013-06-13	2013-07-05
	88-CALL (BAC) BANK OF AMERICA OCT 19	P	2013-08-29	2013-10-18
	10-CALL (CAT) CATERPILLAR INC JUN 22	P	2013-04-16	2013-05-08
	10-CALL (CREE) CREE INC JUN 22 13 4	P	2013-01-24	2013-04-30
	25-CALL (DE) DEERE & COMPANY FEB 16	P	2013-01-14	2013-02-15
	30-CALL (DUK) DUKE ENERGY CORP COMOC	P	2013-04-30	2013-10-18
	25-CALL (FCX) FREEPORT MCMORAN NOV 1	P	2013-09-16	2013-11-15
	25-CALL (LMT) LOCKHEED MARTIN CORPMA	P	2012-12-31	2013-03-15
	28-CALL (MCD) MCDONALDS CORP JUN 22	P	2013-05-10	2013-06-21
	20-CALL (RY) ROYAL BANK OF CANADAAPR	P	2012-12-27	2013-04-19
	15-CALL (T) AT&T INC JUN 22 13 36 (	P	2013-05-31	2013-06-21
	10-CALL (WDAY) WORKDAY INC COM JUN 2	P	2012-12-21	2013-06-21
	2000-ABBVIE INC COM USD0.01	P	2013-05-10	2013-09-18
	3-ADOBE SYS INC	P	2013-01-04	2013-05-01
	300-AK STEEL HLDG CORP	P	2012-12-21	2013-01-25
	1000-ALTRIA GROUP INC	P	2013-08-27	2013-11-15
	700-ALTRIA GROUP INC	P	2013-06-20	2013-09-11
	100-APPLE INC	P	2013-04-29	2013-12-20
	5800-BANK AMER CORP DEP SHS REPSTG 1	P	2011-08-05	2013-05-28
	13300-BANK AMER CORP DEP SHS REPSTG	P	2013-01-03	2013-05-28
	100-BANK AMER CORP DEPOSITARY SH REP	P	2010-01-11	2013-05-01
	9800-BANK OF AMERICA CORP	P	2013-02-22	2013-11-15
	1500-BRISTOL MYERS SQUIBB	P	2013-04-30	2013-09-20
	280-CATERPILLAR INC	P	2013-03-21	2013-08-16
	4400-COCA COLA CO	P	2013-06-20	2013-09-11
	200-CONOCOPHILLIPS	P	2013-01-02	2013-05-17
	3088-CORNING INC	P	2013-06-20	2013-11-12
	200-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-01-18
	600-DOW CHEMICAL CO	P	2006-12-11	2013-10-18
	2151-DUKE ENERGY CORP COMUSD0.001 IS	P	2012-07-06	2013-10-18
	26.20829-DUKE ENERGY CORP COMUSD0.00	P	2011-07-28	2013-02-12
	1700-EATON VANCE SHORT DURATION DIVE	P	2013-04-30	2013-11-07
	5000-EATON VANCE TAX MANAGED GLOBAL	P	2013-04-30	2013-09-26
	2300-EXXON MOBIL CORP	P	2013-01-02	2013-07-19
	0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-06-15
	2900-GENERAL MILLS INC	P	2013-03-25	2013-05-17
	10-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	10400-GLOBAL X FUNDS GLOBAL X MLP ET	P	2013-01-16	2013-06-18
	300-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	2000-ISHARES CORE S&P 500 ETF	P	2013-01-17	2013-04-17
	2300-ISHARES MSCI SPAIN CAPPED ETF	P	2013-10-01	2013-10-18
	1000-ISHARES US PHARMACEUTICALS ETF	P	2013-01-10	2013-04-03
	500-JOHNSON & JOHNSON	P	2012-12-31	2013-04-08
	100-JPMORGAN CHASE & CO	P	2012-01-03	2013-04-03
	200-KRAFT FOODS GROUP INC COM NPV	P	2013-01-24	2013-03-15
	500-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26
	500-MATTEL INC	P	2013-04-17	2013-04-19
	800-MCDONALDS CORP	P	2012-09-19	2013-05-17
	500-NEXTERA ENERGY INC COM	P	2013-03-15	2013-03-19
	2185-PROCTER & GAMBLE CO	P	2010-08-26	2013-02-11
	5000-SANTANDER FINANCE PREFERRED SA	P	2011-07-13	2013-03-21
	1000-SPX CORP	P	2011-05-05	2013-04-23
	1400-TARGET CORP	P	2012-07-12	2013-04-19
	2500-UNITED PARCEL SVC INC CL B	P	2012-12-20	2013-05-08
	2400-VERIZON COMMUNICATIONS	P	2012-11-21	2013-10-18
	100-WASTE MANAGEMENT INC	P	2012-08-06	2013-03-06
	500-WORKDAY INC COM USD0.001	P	2012-12-21	2013-03-15
	10-CALL (AA) ALCOA INC JAN 19 13 10	P	2012-05-22	2013-01-18
	4-CALL (AAPL) APPLE INC JUN 22 13 4	P	2013-04-29	2013-05-16
	12-CALL (BAC) BANK OF AMERICA OCT 19	P	2013-08-29	2013-10-18
	10-CALL (CAT) CATERPILLAR INC MAY 18	P	2013-03-21	2013-05-08
	50-CALL (CSCO) CISCO SYS INC NOV 16	P	2013-09-30	2013-11-15
	25-CALL (DE) DEERE & COMPANY JAN 19	P	2012-06-11	2013-01-18
	20-CALL (EMC) E M C CORP MASS APR 20	P	2013-01-29	2013-04-19
	20-CALL (FDX) FEDEX CORP APR 20 13	P	2013-03-05	2013-04-19
	20-CALL (LMT) LOCKHEED MARTIN CORPMA	P	2013-01-10	2013-03-15
	10-CALL (MCD) MCDONALDS CORP JUN 22	P	2013-05-07	2013-06-21
	20-CALL (STLD) STEEL DYNAMICS INC MA	P	2013-03-27	2013-05-17
	85-CALL (T) AT&T INC JUN 22 13 36 (	P	2013-05-31	2013-06-21
	20-CALL (WDAY) WORKDAY INC COM JUN 2	P	2013-05-07	2013-06-21
	100-ADOBE SYS INC	P	2013-10-21	2013-12-20
	1578-ADOBE SYS INC	P	2013-01-04	2013-05-01
	700-AK STEEL HLDG CORP	P	2012-12-21	2013-01-25
	2800-ALTRIA GROUP INC	P	2013-08-02	2013-11-15
	4000-ALTRIA GROUP INC	P	2012-12-31	2013-07-19
	200-APPLE INC	P	2013-04-29	2013-12-20
	400-BANK AMER CORP DEP SHS REPSTG 1/	P	2011-08-05	2013-05-28
	100-BANK AMER CORP DEP SHS REPSTG 1/	P	2013-01-03	2013-05-28
	4900-BANK AMER CORP DEPOSITARY SH RE	P	2010-01-11	2013-05-01
	100-BANK OF AMERICA CORP	P	2013-02-22	2013-11-15
	800-BRISTOL MYERS SQUIBB	P	2012-05-15	2013-06-21
	3000-CENTURYLINK INC	P	2012-05-22	2013-05-17
	1000-COCA COLA CO	P	2013-06-21	2013-09-11
	600-CONOCOPHILLIPS	P	2013-01-02	2013-05-17
	812-CORNING INC	P	2013-06-20	2013-11-12
	300-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-01-18
	1000-DOW CHEMICAL CO	P	2013-03-08	2013-08-16
	2500-DUKE ENERGY CORP COMUSD0.001 IS	P	2012-07-06	2013-10-18
	1000-E M C CORP MASS	P	2012-03-20	2013-07-17
	2000-EATON VANCE SHORT DURATION DIVE	P	2013-04-30	2013-11-07
	100-EATON VANCE TAX MANAGED GLOBAL D	P	2011-02-14	2013-09-26
	200-EXXON MOBIL CORP	P	2013-01-10	2013-07-19
	0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-05-15
	100-GENERAL MILLS INC	P	2013-04-16	2013-05-17
	90-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	300-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	1500-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18
	989-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	100-ISHARES CORE S&P 500 ETF	P	2013-03-05	2013-03-19
	2500-ISHARES MSCI SPAIN CAPPED ETF	P	2013-10-01	2013-10-18
	800-ISHARES US PREFERREDSTOCK ETF	P	2009-07-14	2013-07-10
	4900-JOHNSON & JOHNSON	P	2012-12-31	2013-04-08
	3900-JPMORGAN CHASE & CO	P	2012-01-03	2013-04-03
	2500-KRAFT FOODS GROUP INC COM NPV	P	2013-01-03	2013-03-11
	1000-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26
	700-MATTEL INC	P	2013-01-02	2013-04-05
	100-MCDONALDS CORP	P	2012-10-22	2013-05-17
	500-PANDORA MEDIA INC COM USD0.0001	P	2012-12-21	2013-01-14
	815-PROCTER & GAMBLE CO	P	2010-08-26	2013-02-11
	1000-SPDR GOLD TR GOLD SHS	P	2012-12-21	2013-03-18
	100-STAPLES INC	P	2008-12-19	2013-04-23
	1500-TARGET CORP	P	2012-08-06	2013-04-19
	600-UNITED PARCEL SVC INC CL B	P	2012-12-20	2013-02-15
	500-VERIZON COMMUNICATIONS	P	2012-01-05	2013-07-18
	600-WASTE MANAGEMENT INC	P	2012-08-06	2013-03-06
	700-WORKDAY INC COM USD0.001	P	2012-12-21	2013-03-15
	10-CALL (AA) ALCOA INC JAN 19 13 10	P	2012-05-22	2013-01-18
	5-CALL (AAPL) APPLE INC NOV 16 13 5	P	2013-08-14	2013-11-15
	84-CALL (BAC) BANK OF AMERICA SEP 06	P	2013-08-02	2013-09-06
	20-CALL (CL) COLGATE-PALMOLIVE COAUG	P	2013-05-16	2013-08-16
	15-CALL (CTL) CENTURYLINK INC JAN 19	P	2012-07-05	2013-01-18
	20-CALL (DE) DEERE & COMPANY JUN 22	P	2013-01-24	2013-06-21
	30-CALL (EWP) ISHARES MSCI SPAIN NOV	P	2013-10-18	2013-11-15
	10-CALL (FDX) FEDEX CORP APR 20 13	P	2012-12-28	2013-04-19
	26-CALL (MAT) MATTEL INC JUL 20 13	P	2013-06-21	2013-07-19
	10-CALL (MCD) MCDONALDS CORP JUN 22	P	2013-05-08	2013-06-21
	15-CALL (SU) SUNCOR ENERGY COM MAR 1	P	2012-12-06	2013-03-15
	100-CALL (T) AT&T INC JUN 22 13 38	P	2013-05-07	2013-06-21
	20-CALL (WDAY) WORKDAY INC COM JUN 2	P	2013-05-07	2013-06-21
	500-ADOBE SYS INC	P	2013-10-21	2013-12-20
	1619-ADOBE SYS INC	P	2013-01-04	2013-05-01
	5000-AK STEEL HLDG CORP	P	2012-12-04	2013-01-18
	7200-ALTRIA GROUP INC	P	2013-08-27	2013-11-15
	5000-ALTRIA GROUP INC	P	2012-12-04	2013-06-11
	300-APPLE INC	P	2013-06-13	2013-12-20
	9300-BANK AMER CORP DEP SHS REPSTG 1	P	2011-12-20	2013-05-28
	1400-BANK AMER CORP DEP SHS REPSTG 1	P	2013-01-10	2013-05-28
	5000-BANK AMER CORP DEPOSITARY SH RE	P	2010-05-06	2013-05-01
	900-BANK OF AMERICA CORP	P	2013-02-22	2013-11-15
	1200-BRISTOL MYERS SQUIBB	P	2012-05-15	2013-06-21
	1000-CENTURYLINK INC	P	2012-08-06	2013-05-17
	1500-COCA COLA CO	P	2013-06-21	2013-09-11
	900-CONOCOPHILLIPS	P	2013-01-02	2013-05-17
	300-CREE INC	P	2011-11-11	2013-04-30
	100-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-01-18
	2000-DOW CHEMICAL CO	P	2007-09-25	2013-08-16
	1482.53659-DUKE ENERGY CORP COMUSD0.	P	2012-01-06	2013-08-13
	1000-E M C CORP MASS	P	2012-08-07	2013-07-17
	700-EATON VANCE TAX ADVANTAGE DIVID	P	2008-06-24	2013-11-07
	100-EATON VANCE TAX MANAGED GLOBAL D	P	2011-02-14	2013-09-26
	1500-FEDEX CORP	P	2013-03-05	2013-11-15
	0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-04-15
	1900-GENERAL MILLS INC	P	2013-04-16	2013-05-17
	10-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	400-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	800-GLOBAL X FUNDS GLOBAL X MLP ETF	P	2013-01-16	2013-06-18
	100-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	300-ISHARES CORE S&P 500 ETF	P	2013-03-05	2013-03-19
	1000-ISHARES S&P 100 ETF	P	2013-03-28	2013-06-21
	1700-ISHARES US PREFERREDSTOCK ETF	P	2009-07-14	2013-07-10
	2500-JOHNSON & JOHNSON	P	2013-03-06	2013-04-08
	1000-JPMORGAN CHASE & CO	P	2012-01-03	2013-04-03
	100-LOCKHEED MARTIN CORP	P	2013-10-21	2013-12-20
	400-LOCKHEED MARTIN CORP	P	2013-10-21	2013-11-26
	4300-MATTEL INC	P	2013-01-02	2013-04-05
	900-MCDONALDS CORP	P	2012-10-22	2013-05-17
	1500-PANDORA MEDIA INC COM USD0.0001	P	2012-12-21	2013-01-14
	3000-PROCTER & GAMBLE CO	P	2013-01-04	2013-02-11
	400-SPDR S&P 500 ETF TRUST UNIT SER	P	2011-08-04	2013-04-05
	400-STAPLES INC	P	2008-12-19	2013-04-23
	1400-TARGET CORP	P	2012-12-05	2013-04-19
	882-UNITED PARCEL SVC INC CL B	P	2012-12-20	2013-02-15
	4500-VERIZON COMMUNICATIONS	P	2012-04-12	2013-07-18
	5000-WELLS FARGO & CO NEW	P	2013-04-30	2013-05-24
	27-WORKDAY INC COM USD0.001	P	2012-12-10	2013-03-14
	10-CALL (AA) ALCOA INC JAN 19 13 10	P	2012-05-22	2013-01-18
	2-CALL (AAPL) APPLE INC NOV 16 13 5	P	2013-08-12	2013-11-15
	16-CALL (BAC) BANK OF AMERICA SEP 06	P	2013-08-02	2013-09-06
	5-CALL (CL) COLGATE-PALMOLIVE COJAN	P	2012-06-13	2013-01-18
	15-CALL (CTL) CENTURYLINK INC JAN 19	P	2012-08-20	2013-01-18
	25-CALL (DE) DEERE & COMPANY JUN 22	P	2013-03-20	2013-06-21
	20-CALL (EXC) EXELON CORP APR 20 13	P	2012-09-19	2013-04-19
	5-CALL (FDX) FEDEX CORP APR 20 13 9	P	2012-12-31	2013-04-19
	4-CALL (MAT) MATTEL INC JUL 20 13 4	P	2013-06-21	2013-07-19
	50-CALL (MO) ALTRIA GROUP INC JAN 19	P	2012-12-04	2013-01-18
	2-CALL (T) AT&T INC AUG 17 13 36 (1	P	2013-06-06	2013-08-16
	50-CALL (T) AT&T INC MAY 18 13 37 (	P	2013-03-28	2013-05-16
	10-CALL (WFC) WELLS FARGO & CO SEP 2	P	2013-07-15	2013-09-20
	900-ADOBE SYS INC	P	2013-10-21	2013-12-20
	1800-ADOBE SYS INC	P	2013-01-04	2013-05-01
	200-AK STEEL HLDG CORP	P	2012-11-27	2013-01-16
	2800-ALTRIA GROUP INC	P	2013-08-02	2013-11-15
	2000-ALTRIA GROUP INC	P	2011-12-20	2013-03-12
	200-APPLE INC	P	2012-10-31	2013-08-07
	5700-BANK AMER CORP DEP SHS REPSTG 1	P	2011-12-21	2013-05-28
	2514-BANK AMER CORP DEP SHS REPSTG 1	P	2013-01-10	2013-05-28
	900-BANK AMER CORP DEPOSITARY SH REP	P	2010-11-23	2013-05-01
	1300-BANK OF AMERICA CORP	P	2013-02-22	2013-11-15
	400-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-21	2013-10-18
	3200-CLOROX CO DEL	P	2013-04-10	2013-12-20
	200-COCA COLA CO	P	2013-08-02	2013-09-11
	600-CONOCOPHILLIPS	P	2013-01-02	2013-05-17
	300-CREE INC	P	2011-11-11	2013-04-30
	400-CUMMINS INC FORMERLYCUMMINS ENGI	P	2012-08-13	2013-01-18
	600-DOW CHEMICAL CO	P	2006-12-11	2013-05-17
	1317.46341-DUKE ENERGY CORP COMUSD0.	P	2012-04-23	2013-08-13
	1000-E M C CORP MASS	P	2011-12-23	2013-03-15
	1300-EATON VANCE TAX ADVANTAGE DIVID	P	2008-06-24	2013-11-07
	800-EATON VANCE TAX MANAGED GLOBAL D	P	2011-02-14	2013-09-26
	1500-FEDEX CORP	P	2013-06-20	2013-11-15
	0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-03-15
	100-GENERAL MILLS INC	P	2013-04-30	2013-05-17
	100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	600-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	100-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	600-GLOBAL X FUNDS GLOBAL X SUPERDIV	P	2013-01-16	2013-03-25
	2100-ISHARES CORE S&P 500 ETF	P	2013-03-05	2013-03-19
	1000-ISHARES S&P 100 ETF	P	2007-07-31	2013-04-19
	5000-ISHARES US PREFERREDSTOCK ETF	P	2009-12-07	2013-07-10
	1000-JOHNSON & JOHNSON	P	2012-01-10	2013-01-18
	2500-JPMORGAN CHASE & CO	P	2012-05-11	2013-04-03
	200-LOCKHEED MARTIN CORP	P	2013-10-21	2013-12-20
	300-LOCKHEED MARTIN CORP	P	2012-01-10	2013-05-29
	100-MCDONALDS CORP	P	2013-05-07	2013-11-01
	2000-MCDONALDS CORP	P	2012-08-30	2013-04-15
	400-PEPSICO INC	P	2012-12-31	2013-07-19
	100-ROCK-TENN CO CL A	P	2013-09-30	2013-10-18
	100-SPDR S&P 500 ETF TRUST UNIT SER	P	2011-08-04	2013-04-05
	2000-STEEL DYNAMICS INC	P	2013-01-10	2013-08-14
	400-TARGET CORP	P	2012-12-05	2013-04-19
	1018-UNITED PARCEL SVC INC CL B	P	2012-12-20	2013-02-15
	500-VERIZON COMMUNICATIONS	P	2011-07-19	2013-04-05
	1000-WORKDAY INC COM USD0.001	P	2013-01-14	2013-12-20
	473-WORKDAY INC COM USD0.001	P	2012-12-13	2013-03-14
	10-CALL (AA) ALCOA INC JAN 19 13 10	P	2012-06-05	2013-01-18
	50-CALL (ABBV) ABBVIE INC COM JUL 20	P	2013-06-21	2013-07-10
	30-CALL (BMY) BRISTOL MYERS SQUIBBJU	P	2013-06-13	2013-07-19
	20-CALL (CL) COLGATE-PALMOLIVE COMAY	P	2013-03-28	2013-05-16
	15-CALL (CTL) CENTURYLINK INC JUL 20	P	2012-12-27	2013-07-19
	25-CALL (DE) DEERE & COMPANY JUN 22	P	2013-03-20	2013-06-21
	10-CALL (EXC) EXELON CORP APR 20 13	P	2012-09-19	2013-04-19
	21-CALL (FDX) FEDEX CORP JUL 20 13	P	2013-03-20	2013-07-19
	20-CALL (MAT) MATTEL INC JUL 20 13	P	2013-04-11	2013-07-19
	11-CALL (MO) ALTRIA GROUP INC JAN 19	P	2012-08-15	2013-01-18
	48-CALL (T) AT&T INC AUG 17 13 36 (	P	2013-06-06	2013-08-16
	100-CALL (T) AT&T INC NOV 16 13 35	P	2013-09-23	2013-10-21
	20-CALL (WM) WASTE MANAGEMENT INCJAN	P	2012-05-22	2013-01-18
	2000-ADOBE SYS INC	P	2013-10-21	2013-12-20
	5000-AK STEEL HLDG CORP	P	2013-06-18	2013-11-15
	4800-AK STEEL HLDG CORP	P	2012-11-27	2013-01-16
	100-ALTRIA GROUP INC	P	2013-08-02	2013-10-18
	3000-ALTRIA GROUP INC	P	2012-07-05	2013-03-12
	100-APPLE INC	P	2012-12-06	2013-08-07
	300-BANK AMER CORP DEP SHS REPSTG 1/	P	2012-01-06	2013-05-28
	15855-BANK AMER CORP DEP SHS REPSTG	P	2013-01-10	2013-05-28
	14100-BANK AMER CORP DEPOSITARY SH R	P	2010-11-30	2013-05-01
	9000-BANK OF AMERICA CORP	P	2012-01-10	2013-03-22
	100-CANADIAN IMPERIAL BANK OF COMMER	P	2012-12-06	2013-10-18
	1800-CLOROX CO DEL	P	2013-04-29	2013-12-20
	400-COCA COLA CO	P	2013-08-02	2013-09-11
	2500-CONOCOPHILLIPS	P	2013-01-02	2013-05-17
	400-CREE INC	P	2011-11-11	2013-04-30
	500-DEERE & COMPANY	P	2012-02-02	2013-12-20
	1400-DOW CHEMICAL CO	P	2007-09-25	2013-05-17
	2000-DUKE ENERGY CORP COMUSD0.001 IS	P	2012-01-06	2013-07-19
	200-E M C CORP MASS	P	2011-12-29	2013-03-15
	3000-EATON VANCE TAX ADVANTAGE DIVID	P	2013-01-10	2013-11-07
	3000-EATON VANCE TAX MANAGED GLOBAL	P	2011-02-14	2013-09-26
	1000-FEDEX CORP	P	2012-12-28	2013-10-18
	0-FEDL HOME LN MTG CRPPOOL E85070 6	P	2001-07-05	2013-02-15
	100-GENERAL MILLS INC	P	2013-04-30	2013-05-17
	100-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	600-GLADSTONE LAND CORP COM USD0.001	P	2013-09-30	2013-10-18
	1900-GLOBAL X FUNDS GLOBAL X SUPERDI	P	2013-01-16	2013-03-25
	2560-GLOBAL X FUNDS GLOBAL X SUPERDI	P	2013-01-16	2013-03-25
	300-ISHARES CORE S&P SMALL-CAP ETF	P	2013-01-17	2013-11-14
	2500-ISHARES TRUST HIGH DIVIDEND ETF	P	2011-12-20	2013-05-23
	5000-ISHARES US PREFERREDSTOCK ETF	P	2009-12-17	2013-07-10
	1000-JOHNSON & JOHNSON	P	2012-03-20	2013-01-18
	1100-JPMORGAN CHASE & CO	P	2012-05-14	2013-04-03
	1000-LOCKHEED MARTIN CORP	P	2013-10-21	2013-12-20
	400-LOCKHEED MARTIN CORP	P	2012-01-10	2013-05-29
	100-MCDONALDS CORP	P	2013-05-07	2013-11-01
	200-MERCK & CO INC NEW COM	P	2013-05-08	2013-12-20
	1100-PEPSICO INC	P	2012-12-31	2013-07-19
	1100-ROCK-TENN CO CL A	P	2013-09-30	2013-10-18
	1500-SPDR S&P 500 ETF TRUST UNIT SER	P	2011-08-08	2013-04-05
	900-STEEL DYNAMICS INC	P	2010-06-15	2013-05-17
	700-TARGET CORP	P	2012-12-05	2013-04-19
	1500-UNITED TECHNOLOGIES CORP	P	2012-01-11	2013-04-17
	1500-VERIZON COMMUNICATIONS	P	2012-01-05	2013-04-05
	3000-WORKDAY INC COM USD0.001	P	2013-04-18	2013-12-20
	427-WORKDAY INC COM USD0.001	P	2012-12-13	2013-03-14
	5-CALL (AA) ALCOA INC JAN 19 13 10	P	2012-07-26	2013-01-18
	6-CALL (ADBE) ADOBE SYS INC JUN 22 1	P	2013-05-16	2013-06-21
	20-CALL (BMY) BRISTOL MYERS SQUIBBJU	P	2013-04-30	2013-05-16
	7-CALL (CLX) CLOROX CO DEL JUL 20 13	P	2013-05-31	2013-07-19
	5-CALL (CVX) CHEVRON CORP NEW JUN 22	P	2013-04-30	2013-06-21
	10-CALL (DE) DEERE & COMPANY MAR 16	P	2013-01-22	2013-03-15
	50-CALL (EXC) EXELON CORP JUL 20 13	P	2013-03-28	2013-07-19
	9-CALL (FDX) FEDEX CORP JUL 20 13 1	P	2013-03-20	2013-07-19
	10-CALL (MAT) MATTEL INC OCT 19 13	P	2013-09-26	2013-10-18
	11-CALL (MO) ALTRIA GROUP INC JAN 19	P	2012-08-15	2013-01-18
	50-CALL (T) AT&T INC AUG 17 13 38 (	P	2013-05-16	2013-08-16
	58-CALL (T) AT&T INC SEP 21 13 36 (	P	2013-06-21	2013-09-20
	25-CALL (XOM) EXXON MOBIL CORP APR 2	P	2013-03-06	2013-04-19

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	47,539	24,663	22,876
b	125,678	112,230	13,448
c	23,755	16,750	7,005
d	21,841	20,433	1,408
e	93,586	93,586
	47,068	43,985	3,083
	46,727	53,334	-6,607
	32,500	31,200	1,300
	19,775	20,516	-741
	250,000	232,500	17,500
	71,001	71,001
	32,235	32,023	212
	70,429	69,721	708
	4,009	3,404	605
	88,473	86,584	1,889
	17,724	23,955	-6,231
	136,500	134,748	1,752
	9,537	9,537
	59,815	42,362	17,453
	29,390	25,811	3,579
	25,478	19,017	6,461
	23,736	16,551	7,185
	56,861	45,815	11,046
	593	593
	10,140	10,026	114
	1,621	1,509	112
	19,260	18,276	984
	6,927	6,810	117
	74,706	67,398	7,308
	222,513	179,608	42,905
	171,321	139,250	32,071
	46,355	42,740	3,615
	21,475	16,860	4,615
	65,939	50,722	15,217
	66,089	46,566	19,523
	177,194	145,413	31,781
	29,327	29,327
	237,178	216,576	20,602
	32,381	27,238	5,143
	139,420	131,716	7,704
	154,065	140,845	13,220
	1,614	1,635	-21
	158,879	146,878	12,001
	42,319	35,729	6,590
	130,924	116,460	14,464
	5,968	5,440	528
	4,445	3,689	756
	196		196
	2,763		2,763
	2,181		2,181
	2,288		2,288
	878		878
	1,452		1,452
	3,541		3,541
	1,560		1,560
	644		644
	328		328
	5,940		5,940
	2,117		2,117
	1,071		1,071
	48,309	44,673	3,636
	10,192	9,555	637
	14,818	16,491	-1,673
	58,244	56,942	1,302
	6,892	6,892
	37,655	33,961	3,694
	35,621	30,858	4,763
	2,500	2,399	101
	111,000	115,174	-4,174
	250,000	242,500	7,500
	52,068	50,114	1,954
	40,295	37,230	3,065
	8,751	7,627	1,124
	12,022	10,212	1,810
	87,502	84,585	2,917
	16,794	28,935	-12,141
	85,761	89,832	-4,071
	6,358	6,358
	72,283	51,154	21,129
	14,695	12,906	1,789
	41,571	31,028	10,543
	32,281	29,166	3,115
	284,303	242,680	41,623
	44,856	44,856
	15,210	15,045	165
	1,621	1,511	110
	25,712	24,368	1,344
	2,309	2,270	39
	74,706	48,733	25,973
	252,856	207,500	45,356
	342,642	292,505	50,137
	50,218	46,306	3,912
	64,426	50,581	13,845
	186,382	163,135	23,247
	57,144	46,566	10,578
	147,662	139,698	7,964
	57,954	57,954
	96,964	86,280	10,684
	7,101	6,847	254
	213,573	204,033	9,540
	74,148	60,925	13,223
	32,284	29,962	2,322
	712	1,775	-1,063
	42,319	38,050	4,269
	68,492	54,979	13,513
	5,962	5,440	522
	48,711	43,521	5,190
	887		887
	3,176		3,176
	722		722
	1,791		1,791
	3,288		3,288
	614		614
	1,370		1,370
	545		545
	3,635		3,635
	585		585
	2,141		2,141
	183		183
	1,935		1,935
	50,639	44,673	5,966
	25,481	23,873	1,608
	4,680	5,208	-528
	101,927	105,743	-3,816
	127,809	126,895	914
	48,329	15,490	32,839
	53,432	46,286	7,146
	15,000	14,400	600
	10,000	9,376	624
	72,500	74,530	-2,030
	7,100	6,833	267
	16,118	16,118
	17,501	15,257	2,244
	80,178	68,080	12,098
	61,204	59,170	2,034
	3,359	4,796	-1,437
	171,522	179,645	-8,123
	4,909	4,724	185
	17,457	14,656	2,801
	11,885	6,760	5,125
	1,035	928	107
	949	858	91
	113,721	108,732	4,989
	51,265	51,265
	65,909	65,169	740
	3,209	3,021	188
	40,049	38,075	1,974
	4,621	4,540	81
	7,250	5,857	1,393
	177,356	174,270	3,086
	171,321	145,705	25,616
	386,293	401,604	-15,311
	35,611	40,555	-4,944
	5,325	4,654	671
	57,144	45,681	11,463
	29,815	42,724	-12,909
	86,931	86,931
	145,447	129,425	16,022
	127,835	102,695	25,140
	11,999	11,834	165
	74,148	59,096	15,052
	3,356	3,301	55
	9,977	24,852	-14,875
	33,896	30,740	3,156
	45,661	31,200	14,461
	5,963	5,440	523
	404		404
	230		230
	494		494
	1,454		1,454
	4,360		4,360
	835		835
	1,364		1,364
	955		955
	655		655
	3,284		3,284
	3,920		3,920
	3,312		3,312
	2,288		2,288
	644		644
	22,126	19,618	2,508
	91,730	85,950	5,780
	19,498	14,730	4,768
	23,083	21,353	1,730
	7,100	7,014	86
	45,725	15,490	30,235
	88,828	79,703	9,125
	27,850	26,730	1,120
	15,000	13,508	1,492
	132,175	135,828	-3,653
	3,012	2,354	658
	24,177	24,177
	148,759	129,659	19,100
	64,151	54,464	9,687
	89,218	87,245	1,973
	13,435	19,164	-5,729
	9,242	8,773	469
	78,181	70,860	7,321
	50	42	8
	23,760	13,520	10,240
	9,306	8,357	949
	63,448	54,252	9,196
	100,967	91,175	9,792
	7,226	11,074	-3,848
	82,804	80,900	1,904
	3,220	3,024	196
	11,221	10,447	774
	5,381	5,289	92
	210,250	169,856	40,394
	53,207	52,496	711
	76,628	68,624	8,004
	15,231	14,742	489
	3,561	3,468	93
	5,325	4,652	673
	250,794	173,588	77,206
	59,419	58,205	1,214
	48,295	48,817	-522
	98,421	81,322	17,099
	271,650	232,803	38,847
	47,990	47,338	652
	152,196	121,850	30,346
	6,712	6,592	120
	10,179	25,403	-15,224
	101,688	98,281	3,407
	56,161	52,454	3,707
	5,964	5,440	524
	970		970
	760		760
	735		735
	5,414		5,414
	3,360		3,360
	835		835
	1,888		1,888
	127		127
	605		605
	1,408		1,408
	2,520		2,520
	828		828
	2,466	366	2,100
	966		966
	51,626	45,766	5,860
	51,697	49,214	2,483
	390	336	54
	7,694	6,981	713
	7,100	6,969	131
	9,145	8,800	345
	125,000	120,804	4,196
	539,650	518,064	21,586
	100,000	90,608	9,392
	545,325	556,018	-10,693
	9,031	7,063	1,968
	16,118	16,118
	17,502	15,254	2,248
	40,094	37,735	2,359
	51,806	49,631	2,175
	22,500	20,040	2,460
	221,806	210,432	11,374
	26,060	25,956	104
	164,118	130,467	33,651
	5,940	4,535	1,405
	15,510	14,532	978
	61,488	54,252	7,236
	88	88
	46,972	50,471	-3,499
	124,206	122,091	2,115
	1,611	1,512	99
	49,692	46,264	3,428
	11,540	11,350	190
	30,395	21,510	8,885
	65,031	64,157	874
	76,628	68,629	7,999
	30,599	29,489	1,110
	32,050	31,167	883
	5,325	4,659	666
	12,919	9,136	3,783
	31,214	33,777	-2,563
	96,020	96,020
	46,742	37,790	8,952
	35,529	33,125	2,404
	149,968	149,530	438
	28,216	24,987	3,229
	73,835	72,510	1,325
	490	1,225	-735
	101,688	100,979	709
	3,744	3,459	285
	5,971	5,440	531
	1,123		1,123
	461		461
	696		696
	2,628		2,628
	1,332		1,332
	3,970		3,970
	544		544
	4,182		4,182
	2,515		2,515
	908		908
	6,511		6,511
	853		853
	1,388		1,388
	7,411		7,411
	46,142	41,931	4,211
	65,796	62,641	3,155
	390	336	54
	161,584	146,496	15,088
	35,502	34,647	855
	27,435	26,385	1,050
	10,200	10,277	-77
	7,500	7,713	-213
	125,000	100,258	24,742
	11,125	11,316	-191
	48,191	37,669	10,522
	32,236	32,236
	43,754	38,135	5,619
	11,145	10,398	747
	156,343	149,804	6,539
	90,006	80,160	9,846
	5,670	5,538	132
	49,141	46,172	2,969
	176,089	137,039	39,050
	17,820	13,604	4,216
	15,510	13,354	2,156
	56,384	46,740	9,644
	88	88
	90,330	84,130	6,200
	1,444	1,366	78
	1,611	1,520	91
	6,412	5,965	447
	387,903	381,363	6,540
	91,185	80,955	10,230
	123,120	120,830	2,290
	28,736	25,733	3,003
	209,094	201,474	7,620
	3,561	3,456	105
	37,276	32,571	4,705
	12,919	12,590	329
	4,459	4,904	-445
	87,090	87,090
	70,112	57,080	13,032
	63,953	57,766	6,187
	89,438	88,758	680
	112,864	99,936	12,928
	8,940	9,005	-65
	2,130	5,291	-3,161
	101,688	99,102	2,586
	11,232	10,361	871
	5,973	5,440	533
	768		768
	1,295		1,295
	4,010		4,010
	801		801
	245		245
	2,270		2,270
	1,988		1,988
	1,328		1,328
	143		143
	2,754	1,896	858
	3,102		3,102
	47		47
	1,497		1,497
	138,426	133,623	4,803
	19,197	17,930	1,267
	2,340	2,015	325
	209,207	195,328	13,879
	34,661	31,271	3,390
	146,320	140,752	5,568
	239,800	241,527	-1,727
	30,000	30,852	-852
	125,000	119,958	5,042
	15,000	15,257	-257
	72,182	59,552	12,630
	24,488	22,343	2,145
	201,291	175,421	25,870
	44,579	41,588	2,991
	148,672	144,380	4,292
	45,003	36,993	8,010
	79,375	77,462	1,913
	24,571	22,444	2,127
	87,005	59,097	27,908
	1,188	1,083	105
	10,349	8,970	1,379
	10,878	9,346	1,532
	88	88
	36,132	34,185	1,947
	161	152	9
	3,238	3,041	197
	6,412	5,969	443
	416	409	7
	70,393	61,449	8,944
	4,925	4,868	57
	57,488	51,467	6,021
	85,948	83,692	2,256
	14,245	13,823	422
	23,995	22,751	1,244
	1,292	1,259	33
	89,184	87,820	1,364
	8,930	8,930
	23,371	20,451	2,920
	73,547	66,250	7,297
	16,269	16,269
	178,173	173,250	4,923
	22,023	17,625	4,398
	4,970	12,334	-7,364
	46,311	49,655	-3,344
	3,744	3,454	290
	11,953	10,880	1,073
	741		741
	1,705		1,705
	12,970		12,970
	3,195		3,195
	1,235		1,235
	475		475
	1,374		1,374
	1,962	95	1,867
	1,788		1,788
	1,764		1,764
	2,020		2,020
	3,840		3,840
	1,831		1,831
	184,408	167,724	16,684
	35,226	32,901	2,325
	7,019	6,049	970
	82,188	78,982	3,206
	41,593	41,593
	113,909	46,000	67,909
	250,000	256,705	-6,705
	17,500	18,002	-502
	50	56	-6
	598,875	609,415	-10,540
	72,182	59,942	12,240
	16,326	14,892	1,434
	73,303	73,303
	53,368	44,910	8,458
	162,633	142,705	19,928
	179,991	147,972	32,019
	58,920	47,485	11,435
	24,571	22,445	2,126
	34,532	28,264	6,268
	23,498	21,421	2,077
	2,070	2,074	-4
	43,510	37,392	6,118
	87	87
	39,370	40,104	-734
	1,447	1,365	82
	4,812	4,534	278
	25,648	23,878	1,770
	2,309	2,270	39
	15,542	14,560	982
	118,195	116,736	1,459
	9,581	8,429	1,152
	196,687	213,755	-17,068
	21,685	20,735	950
	4,799	4,666	133
	12,919	12,592	327
	40,133	44,131	-3,998
	48,010	48,010
	92,044	81,804	10,240
	75,621	56,608	19,013
	66,157	66,157
	60,640	54,534	6,106
	29,364	27,946	1,418
	1,420	3,123	-1,703
	164,189	176,050	-11,861
	88,605	87,630	975
	23,891	21,760	2,131
	494		494
	1,765		1,765
	2,340		2,340
	1,020		1,020
	2,985		2,985
	3,110		3,110
	2,601		2,601
	554	32	522
	1,332		1,332
	2,014	45	1,969
	3,504		3,504
	959		959
	2,944		2,944
	47,924	36,502	11,422
	65,557	61,238	4,319
	9,359	8,040	1,319
	44,830	45,085	-255
	131,033	131,033
	99,013	106,668	-7,655
	2,500	2,525	-25
	182,500	187,683	-5,183
	124,950	119,552	5,398
	87,801	69,512	18,289
	42,942	33,047	9,895
	183,981	173,765	10,216
	3,858	3,858
	53,368	51,989	1,379
	17,764	16,066	1,698
	35,846	30,052	5,794
	58,920	56,491	2,429
	44,227	42,516	1,711
	80,574	65,940	14,634
	34,713	31,650	3,063
	3,105	3,105
	16,046	14,022	2,024
	86	86
	206,691	210,634	-3,943
	161	152	9
	6,412	6,046	366
	89,761	83,575	6,186
	2,310	2,270	40
	326,344	305,781	20,563
	3,574	3,534	40
	191,625	168,625	23,000
	162,395	130,143	32,252
	68,669	65,654	3,015
	4,799	4,661	138
	25,838	25,182	656
	57,966	63,196	-5,230
	95,187	88,950	6,237
	4,602	4,066	536
	89,611	78,992	10,619
	27,319	24,195	3,124
	36,384	34,649	1,735
	80,751	76,837	3,914
	5,680	12,480	-6,800
	24,256	18,676	5,580
	3,544	3,497	47
	107,240	97,922	9,318
	4,240		4,240
	2,115		2,115
	1,720		1,720
	4,735	15,115	-10,380
	2,848		2,848
	3,620		3,620
	4,970		4,970
	1,774	35	1,739
	5,985		5,985
	272		272
	2,556		2,556
	2,320		2,320
	1,688		1,688
	95,864	73,003	22,861
	119,973	111,130	8,843
	17,756	17,045	711
	43,755	42,660	1,095
	10,345	10,345
	49,507	42,848	6,659
	92,500	93,425	-925
	52,500	53,974	-1,474
	125,000	119,558	5,442
	27,804	21,637	6,167
	85,884	82,105	3,779
	20,238	19,064	1,174
	19,291	19,291
	12,256	11,760	496
	80,766	76,005	4,761
	83,640	70,140	13,500
	58,269	61,984	-3,715
	23,136	21,865	1,271
	126,616	103,691	22,925
	19,901	22,302	-2,401
	46,570	46,574	-4
	37,442	32,711	4,731
	86	86
	5,070	4,813	257
	1,453	1,368	85
	6,424	6,046	378
	8,016	7,462	554
	2,310	2,270	40
	46,619	43,683	2,936
	3,574	3,530	44
	277,856	244,499	33,357
	48,719	41,813	6,906
	113,253	104,730	8,523
	28,794	27,963	831
	50,384	49,116	1,268
	97,729	97,729
	20,291	18,638	1,653
	133,464	117,917	15,547
	61,629	54,328	7,301
	109,276	96,800	12,476
	24,256	23,100	1,156
	6,194	5,958	236
	35,499	79,355	-43,856
	4,851	4,305	546
	7,088	6,999	89
	178,733	157,504	21,229
	235		235
	2,120		2,120
	2,147		2,147
	1,164	4,306	-3,142
	1,924	11,556	-9,632
	5,160		5,160
	2,832		2,832
	910		910
	4,410		4,410
	3,852		3,852
	3,588		3,588
	396		396
	6,694	8,506	-1,812
	95,864	89,005	6,859
	129	114	15
	1,332	1,302	30
	36,463	34,056	2,407
	24,138	24,138
	49,507	42,850	6,657
	145,000	146,160	-1,160
	332,500	341,943	-9,443
	2,500	2,513	-13
	143,409	111,578	31,831
	64,413	59,552	4,861
	25,757	24,259	1,498
	169,764	169,764
	12,256	11,759	497
	49,881	45,105	4,776
	23,617	20,038	3,579
	24,973	24,391	582
	142,592	143,904	-1,312
	1,732	1,418	314
	26,025	29,175	-3,150
	57,144	54,965	2,179
	209,347	201,266	8,081
	85	85
	147,028	139,432	7,596
	161	152	9
	1,608	1,511	97
	166,709	155,210	11,499
	6,931	6,810	121
	310,793	297,300	13,493
	82,208	81,190	1,018
	95,813	90,355	5,458
	40,599	34,840	5,759
	4,704	3,475	1,229
	9,598	9,322	276
	64,595	62,960	1,635
	19,546	19,546
	81,163	74,528	6,635
	36,964	37,550	-586
	165,226	130,164	35,062
	136,595	140,005	-3,410
	72,993	83,755	-10,762
	86,717	83,342	3,375
	214,750	187,325	27,425
	116,428	103,324	13,104
	3,544	3,497	47
	29,598	27,201	2,397
	504		504
	4,215	5,245	-1,030
	293		293
	1,484	1,406	78
	3,020		3,020
	2,060		2,060
	808		808
	4,588		4,588
	1,888		1,888
	584		584
	628		628
	2,244		2,244
	7,388		7,388
	5,640	5,312	328
	70,693	59,942	10,751
	3,107	3,038	69
	102,095	102,095
	142,209	125,084	17,125
	102,834	85,699	17,135
	10,000	10,105	-105
	2,500	2,571	-71
	122,500	122,745	-245
	1,463	1,138	325
	32,713	26,440	6,273
	109,626	109,626
	38,583	38,583
	36,767	35,280	1,487
	13,116	11,859	1,257
	35,426	30,065	5,361
	35,792	32,752	3,040
	174,574	167,253	7,321
	25,397	28,714	-3,317
	30,617	34,323	-3,706
	949	838	111
	18,204	17,699	505
	223	223
	5,070	4,976	94
	1,444	1,370	74
	4,824	4,561	263
	24,045	22,386	1,659
	22,835	22,450	385
	15,692	15,521	171
	89,356	88,250	1,106
	30,904	25,825	5,079
	397,869	341,481	56,388
	183,647	135,525	48,122
	119,977	113,754	6,223
	129,190	125,929	3,261
	29,499	25,509	3,990
	10,145	8,900	1,245
	5,475	4,204	1,271
	61,629	48,551	13,078
	155,572	160,315	-4,743
	1,244	1,917	-673
	92,911	92,912	-1
	45,684	44,963	721
	24,954	19,410	5,544
	21,265	20,982	283
	42,620	38,081	4,539
	504		504
	8,495		8,495
	1,377		1,377
	6,988		6,988
	1,191		1,191
	3,008		3,008
	1,632		1,632
	2,164		2,164
	2,062		2,062
	344		344
	1,551		1,551
	4,640		4,640
	5,388		5,388
	28,201	26,563	1,638
	72,546	61,499	11,047
	21,615	19,905	1,710
	257,205	245,200	12,005
	176,362	168,180	8,182
	154,251	129,573	24,678
	232,500	202,740	29,760
	35,000	36,223	-1,223
	125,000	120,004	4,996
	13,170	10,251	2,919
	49,069	39,657	9,412
	36,542	36,542
	57,874	57,874
	56,843	52,920	3,923
	16,731	8,769	7,962
	11,809	10,020	1,789
	71,584	71,584
	99,910	93,144	6,766
	25,397	26,935	-1,538
	13,001	16,698	-3,697
	949	838	111
	176,986	163,098	13,888
	105	105
	96,329	94,568	1,761
	160	152	8
	6,434	6,082	352
	12,824	11,939	885
	2,311	2,270	41
	47,076	46,563	513
	70,793	70,519	274
	65,670	54,879	10,791
	202,994	193,755	9,239
	47,099	34,750	12,349
	13,189	12,594	595
	51,676	50,376	1,300
	181,236	156,696	24,540
	91,309	80,055	11,254
	16,440	12,611	3,829
	226,855	206,855	20,000
	61,626	47,277	14,349
	4,973	7,666	-2,693
	88,972	86,521	2,451
	67,156	66,086	1,070
	224,587	168,079	56,508
	191,612	188,653	2,959
	1,557	1,382	175
	504		504
	795		795
	264		264
	800		800
	1,191		1,191
	5,235		5,235
	388		388
	1,170		1,170
	320		320
	1,770		1,770
	133		133
	2,020	2,807	-787
	544		544
	50,761	47,808	2,953
	80,643	68,375	12,268
	899	770	129
	100,024	100,024
	65,205	59,378	5,827
	93,453	119,299	-25,846
	142,500	124,602	17,898
	62,850	65,062	-2,212
	22,500	22,307	193
	19,024	14,801	4,223
	32,235	32,235
	299,109	278,884	20,225
	7,717	7,717
	37,896	35,278	2,618
	16,729	8,769	7,960
	47,235	40,070	7,165
	19,075	19,075
	88,785	82,540	6,245
	24,492	21,689	2,803
	24,128	31,010	-6,882
	7,600	6,703	897
	176,986	144,092	32,894
	106	106
	5,070	5,017	53
	1,613	1,516	97
	9,648	9,123	525
	2,309	2,270	39
	13,885	13,620	265
	329,525	325,941	3,584
	69,742	68,903	839
	193,147	178,508	14,639
	71,060	65,250	5,810
	117,747	93,480	24,267
	25,833	25,188	645
	29,532	24,237	5,295
	9,776	9,776
	205,890	177,465	28,425
	32,536	27,239	5,297
	10,725	10,135	590
	15,406	11,821	3,585
	32,895	29,963	2,932
	25,421	24,720	701
	77,511	76,279	1,232
	22,235	18,326	3,909
	68,888	52,501	16,387
	27,283	23,901	3,382
	484		484
	4,270	7,930	-3,660
	2,232		2,232
	984	5,272	-4,288
	741		741
	3,185		3,185
	194		194
	2,150		2,150
	1,988		1,988
	1,203		1,203
	3,187		3,187
	2,641	5,808	-3,167
	688		688
	112,803	106,240	6,563
	23,215	17,505	5,710
	21,696	18,484	3,212
	3,466	3,466
	97,807	104,555	-6,748
	46,727	54,845	-8,118
	7,500	7,200	300
	396,375	410,486	-14,111
	352,500	351,095	1,405
	106,502	58,500	48,002
	8,059	8,012	47
	168,249	156,298	11,951
	15,433	15,433
	147,456	146,992	464
	22,300	11,692	10,608
	45,500	43,840	1,660
	44,508	44,508
	141,081	125,654	15,427
	4,898	4,302	596
	55,679	52,895	2,784
	28,483	25,138	3,345
	113,721	91,205	22,516
	1,268	1,268
	5,070	5,013	57
	1,615	1,509	106
	9,654	9,138	516
	43,984	43,130	854
	59,109	58,112	997
	30,343	24,492	5,851
	171,321	136,225	35,096
	193,147	181,558	11,589
	71,060	65,072	5,988
	51,809	39,856	11,953
	141,287	125,940	15,347
	39,376	32,316	7,060
	9,776	9,776
	9,882	9,028	854
	89,473	74,899	14,574
	117,971	111,414	6,557
	231,097	168,720	62,377
	14,528	13,241	1,287
	44,486	43,257	1,229
	139,444	114,150	25,294
	66,706	58,230	8,476
	253,473	173,104	80,369
	26,000	21,577	4,423
	85		85
	872		872
	988	4,932	-3,944
	381		381
	290		290
	1,144		1,144
	3,470		3,470
	922		922
	644		644
	1,203		1,203
	3,870		3,870
	2,865		2,865
	985		985

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			22,876
b			13,448
c			7,005
d			1,408
e
			3,083
			-6,607
			1,300
			-741
			17,500

			212
			708
			605
			1,889
			-6,231
			1,752

			17,453
			3,579
			6,461
			7,185
			11,046

			114
			112
			984
			117
			7,308
			42,905
			32,071
			3,615
			4,615
			15,217
			19,523
			31,781

			20,602
			5,143
			7,704
			13,220
			-21
			12,001
			6,590
			14,464
			528
			756
			196
			2,763
			2,181
			2,288
			878
			1,452
			3,541
			1,560
			644
			328
			5,940
			2,117
			1,071
			3,636
			637
			-1,673
			1,302

			3,694
			4,763
			101
			-4,174
			7,500
			1,954
			3,065
			1,124
			1,810
			2,917
			-12,141
			-4,071

			21,129
			1,789
			10,543
			3,115
			41,623

			165
			110
			1,344
			39
			25,973
			45,356
			50,137
			3,912
			13,845
			23,247
			10,578
			7,964

			10,684
			254
			9,540
			13,223
			2,322
			-1,063
			4,269
			13,513
			522
			5,190
			887
			3,176
			722
			1,791
			3,288
			614
			1,370
			545
			3,635
			585
			2,141
			183
			1,935
			5,966
			1,608
			-528
			-3,816
			914
			32,839
			7,146
			600
			624
			-2,030
			267

			2,244
			12,098
			2,034
			-1,437
			-8,123
			185
			2,801
			5,125
			107
			91
			4,989

			740
			188
			1,974
			81
			1,393
			3,086
			25,616
			-15,311
			-4,944
			671
			11,463
			-12,909

			16,022
			25,140
			165
			15,052
			55
			-14,875
			3,156
			14,461
			523
			404
			230
			494
			1,454
			4,360
			835
			1,364
			955
			655
			3,284
			3,920
			3,312
			2,288
			644
			2,508
			5,780
			4,768
			1,730
			86
			30,235
			9,125
			1,120
			1,492
			-3,653
			658

			19,100
			9,687
			1,973
			-5,729
			469
			7,321
			8
			10,240
			949
			9,196
			9,792
			-3,848
			1,904
			196
			774
			92
			40,394
			711
			8,004
			489
			93
			673
			77,206
			1,214
			-522
			17,099
			38,847
			652
			30,346
			120
			-15,224
			3,407
			3,707
			524
			970
			760
			735
			5,414
			3,360
			835
			1,888
			127
			605
			1,408
			2,520
			828
			2,100
			966
			5,860
			2,483
			54
			713
			131
			345
			4,196
			21,586
			9,392
			-10,693
			1,968

			2,248
			2,359
			2,175
			2,460
			11,374
			104
			33,651
			1,405
			978
			7,236

			-3,499
			2,115
			99
			3,428
			190
			8,885
			874
			7,999
			1,110
			883
			666
			3,783
			-2,563

			8,952
			2,404
			438
			3,229
			1,325
			-735
			709
			285
			531
			1,123
			461
			696
			2,628
			1,332
			3,970
			544
			4,182
			2,515
			908
			6,511
			853
			1,388
			7,411
			4,211
			3,155
			54
			15,088
			855
			1,050
			-77
			-213
			24,742
			-191
			10,522

			5,619
			747
			6,539
			9,846
			132
			2,969
			39,050
			4,216
			2,156
			9,644

			6,200
			78
			91
			447
			6,540
			10,230
			2,290
			3,003
			7,620
			105
			4,705
			329
			-445

			13,032
			6,187
			680
			12,928
			-65
			-3,161
			2,586
			871
			533
			768
			1,295
			4,010
			801
			245
			2,270
			1,988
			1,328
			143
			858
			3,102
			47
			1,497
			4,803
			1,267
			325
			13,879
			3,390
			5,568
			-1,727
			-852
			5,042
			-257
			12,630
			2,145
			25,870
			2,991
			4,292
			8,010
			1,913
			2,127
			27,908
			105
			1,379
			1,532

			1,947
			9
			197
			443
			7
			8,944
			57
			6,021
			2,256
			422
			1,244
			33
			1,364

			2,920
			7,297

			4,923
			4,398
			-7,364
			-3,344
			290
			1,073
			741
			1,705
			12,970
			3,195
			1,235
			475
			1,374
			1,867
			1,788
			1,764
			2,020
			3,840
			1,831
			16,684
			2,325
			970
			3,206

			67,909
			-6,705
			-502
			-6
			-10,540
			12,240
			1,434

			8,458
			19,928
			32,019
			11,435
			2,126
			6,268
			2,077
			-4
			6,118

			-734
			82
			278
			1,770
			39
			982
			1,459
			1,152
			-17,068
			950
			133
			327
			-3,998

			10,240
			19,013

			6,106
			1,418
			-1,703
			-11,861
			975
			2,131
			494
			1,765
			2,340
			1,020
			2,985
			3,110
			2,601
			522
			1,332
			1,969
			3,504
			959
			2,944
			11,422
			4,319
			1,319
			-255

			-7,655
			-25
			-5,183
			5,398
			18,289
			9,895
			10,216

			1,379
			1,698
			5,794
			2,429
			1,711
			14,634
			3,063

			2,024

			-3,943
			9
			366
			6,186
			40
			20,563
			40
			23,000
			32,252
			3,015
			138
			656
			-5,230
			6,237
			536
			10,619
			3,124
			1,735
			3,914
			-6,800
			5,580
			47
			9,318
			4,240
			2,115
			1,720
			-10,380
			2,848
			3,620
			4,970
			1,739
			5,985
			272
			2,556
			2,320
			1,688
			22,861
			8,843
			711
			1,095

			6,659
			-925
			-1,474
			5,442
			6,167
			3,779
			1,174

			496
			4,761
			13,500
			-3,715
			1,271
			22,925
			-2,401
			-4
			4,731

			257
			85
			378
			554
			40
			2,936
			44
			33,357
			6,906
			8,523
			831
			1,268

			1,653
			15,547
			7,301
			12,476
			1,156
			236
			-43,856
			546
			89
			21,229
			235
			2,120
			2,147
			-3,142
			-9,632
			5,160
			2,832
			910
			4,410
			3,852
			3,588
			396
			-1,812
			6,859
			15
			30
			2,407

			6,657
			-1,160
			-9,443
			-13
			31,831
			4,861
			1,498

			497
			4,776
			3,579
			582
			-1,312
			314
			-3,150
			2,179
			8,081

			7,596
			9
			97
			11,499
			121
			13,493
			1,018
			5,458
			5,759
			1,229
			276
			1,635

			6,635
			-586
			35,062
			-3,410
			-10,762
			3,375
			27,425
			13,104
			47
			2,397
			504
			-1,030
			293
			78
			3,020
			2,060
			808
			4,588
			1,888
			584
			628
			2,244
			7,388
			328
			10,751
			69

			17,125
			17,135
			-105
			-71
			-245
			325
			6,273


			1,487
			1,257
			5,361
			3,040
			7,321
			-3,317
			-3,706
			111
			505

			94
			74
			263
			1,659
			385
			171
			1,106
			5,079
			56,388
			48,122
			6,223
			3,261
			3,990
			1,245
			1,271
			13,078
			-4,743
			-673
			-1
			721
			5,544
			283
			4,539
			504
			8,495
			1,377
			6,988
			1,191
			3,008
			1,632
			2,164
			2,062
			344
			1,551
			4,640
			5,388
			1,638
			11,047
			1,710
			12,005
			8,182
			24,678
			29,760
			-1,223
			4,996
			2,919
			9,412


			3,923
			7,962
			1,789

			6,766
			-1,538
			-3,697
			111
			13,888

			1,761
			8
			352
			885
			41
			513
			274
			10,791
			9,239
			12,349
			595
			1,300
			24,540
			11,254
			3,829
			20,000
			14,349
			-2,693
			2,451
			1,070
			56,508
			2,959
			175
			504
			795
			264
			800
			1,191
			5,235
			388
			1,170
			320
			1,770
			133
			-787
			544
			2,953
			12,268
			129

			5,827
			-25,846
			17,898
			-2,212
			193
			4,223

			20,225

			2,618
			7,960
			7,165

			6,245
			2,803
			-6,882
			897
			32,894

			53
			97
			525
			39
			265
			3,584
			839
			14,639
			5,810
			24,267
			645
			5,295

			28,425
			5,297
			590
			3,585
			2,932
			701
			1,232
			3,909
			16,387
			3,382
			484
			-3,660
			2,232
			-4,288
			741
			3,185
			194
			2,150
			1,988
			1,203
			3,187
			-3,167
			688
			6,563
			5,710
			3,212

			-6,748
			-8,118
			300
			-14,111
			1,405
			48,002
			47
			11,951

			464
			10,608
			1,660

			15,427
			596
			2,784
			3,345
			22,516

			57
			106
			516
			854
			997
			5,851
			35,096
			11,589
			5,988
			11,953
			15,347
			7,060

			854
			14,574
			6,557
			62,377
			1,287
			1,229
			25,294
			8,476
			80,369
			4,423
			85
			872
			-3,944
			381
			290
			1,144
			3,470
			922
			644
			1,203
			3,870
			2,865
			985

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	3,891,062
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3	2,421,960

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2012	667,000	48,740,986	0.013685
2011	455,000	13,693,595	0.033227
2010	395,000	10,475,808	0.037706
2009	397,677	7,059,519	0.056332
2008	419,443	7,867,883	0.053311

2	Total of line 1, column (d) ......................	2	0.194261
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.038852
4	Enter the net value of noncharitable-use assets for 2013 from Part X, line 5.....	4	116,484,401
5	Multiply line 4 by line 3.......................	5	4,525,652
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	60,877
7	Add lines 5 and 6.........................	7	4,586,529
8	Enter qualifying distributions from Part XII, line 4..............	8	2,396,000
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2013)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	121,754
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	121,754
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	121,754
6	Credits/Payments:

a	2013 estimated tax payments and 2012 overpayment credited to 2013	6a	40,600
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	40,600
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	81,154
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2014 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

DONALD PARKER Telephone no. bullet

(919) 531-6803

Located at bullet

100 SAS CAMPUS DRIVECARYNC ZIP+4 bullet

27513

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the

foreign country bullet

Form 990-PF (2013)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2013?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2013, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2013?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2013.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2013)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
JAMES H GOODNIGHT	DIRECTOR 0.10	0	0	0
100 SAS CAMPUS DRIVE CARY,NC27513	DIRECTOR 0.10	0	0	0
ANN BAGGETT GOODNIGHT	DIRECTOR 0.10	0	0	0
100 SAS CAMPUS DRIVE CARY,NC27513	DIRECTOR 0.10	0	0	0
LEAH A GOODNIGHT	DIRECTOR 0.10	0	0	0
100 SAS CAMPUS DRIVE CARY,NC27513	DIRECTOR 0.10	0	0	0
SUSAN G ELLIS	DIRECTOR 0.10	0	0	0
100 SAS CAMPUS DRIVE CARY,NC27513	DIRECTOR 0.10	0	0	0
DONALD R PARKER	DIRECTOR 0.10	0	0	0
100 SAS CAMPUS DRIVE CARY,NC27513	DIRECTOR 0.10	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2013)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1	N/A
2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

Minimum investment return. Enter 5% of line 5..................

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

5,824,220

Tax on investment income for 2013 from Part VI, line 5......

121,754

Income tax for 2013. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

121,754

Distributable amount before adjustments. Subtract line 2c from line 1............

5,702,466

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

5,702,466

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

5,702,466

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2013)

Page 8

Part XIII

Undistributed Income (see instructions)

	(c) 2012	(d) 2013
1 Distributable amount for 2013 from Part XI, line 7		5,702,466
2 Undistributed income, if any, as of the end of 2013:
a Enter amount for 2012 only.......	2,395,269
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2013:
a From 2008.......
b From 2009.......
c From 2010.......
d From 2011.......
e From 2012.......
fTotal of lines 3a through e.........
4Qualifying distributions for 2013 from Part
XII, line 4: $ 2,396,000
a Applied to 2012, but not more than line 2a	2,395,269
b Applied to undistributed income of prior years (Election required—see instructions)......
c Treated as distributions out of corpus (Election required—see instructions).........
d Applied to 2013 distributable amount.....		731
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2013.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 ..........		5,701,735
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............
8Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2009....
b Excess from 2010....
c Excess from 2011....
d Excess from 2012....
e Excess from 2013....

Form 990-PF (2013)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2013, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2013	(b) 2012	(c) 2011	(d) 2010	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

JAMES H GOODNIGHT

ANN B GOODNIGHT

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2013)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
BOYS CLUB OF WAKE COUNTY BOYS CLUB OF WAKE COUNTY 701 N RALEIGH BLVD 701 N RALEIGH BLVD RALEIGH,NC27610	NONE	501(C)(3)	UNRESTRICTED	5,000
COMMUNITIES IN SCHOOLS OF WAKE COUN COMMUNITIES IN SCHOOLS OF WAKE COUNTY 871 HARP ST 871 HARP ST RALEIGH,NC27604	NONE	501(C)(3)	UNRESTRICTED	10,000
CONTEMPORARY ART FOUNDATION CONTEMPORARY ART FOUNDATION 409 W MARTIN ST 409 W MARTIN STREET RALEIGH,NC27603	NONE	501(C)(3)	K-12 EDUCATION PROGRAMS	10,000
DIX VISIONARIES DIX VISIONARIES P O BOX 469 P O BOX 469 RALEIGH,NC27602	NONE	501(C)(3)	UNRESTRICTED	50,000
FOUNDATION FOR EXCELLENCE IN EDUC FOUNDATION FOR EXCELLENCE IN EDUC 215 S MONROE ST STE 420 215 S MONROE ST STE 420 TALLAHASSEE,FL32302	NONE	501(C)(3)	UNRESTRICTED	10,000
HIGH FIVE REGIONAL PARTNER HIGH FIVE REGIONAL PARTNERSHIP 511 CLEVELAND ST 511 CLEVELAND ST DURHAM,NC277013334	NONE	501(C)(3)	UNRESTRICTED	25,000
LOUISBURG COLLEGE LOUISBURG COLLEGE 501 N MAIN ST 501 N MAIN ST LOUISBURG,NC27549	NONE	501(C)(3)	HODGES FINE ARTS COMPLEX	10,000
MARBLES KIDS MUSEUM MARBLES KIDS MUSEUM 201 E HARGETT ST 201 E HARGETT ST RALEIGH,NC27601	NONE	501(C)(3)	UNRESTRICTED	5,000
MEDICAL FOUNDATION OF NC INC MEDICAL FOUNDATION OF NORTH CAROLINA INC CAMPUS BOX 7237 CAMPUS BOX 7237 CHAPEL HILL,NC275997237	NONE	501(C)(3)	CHILDREN'S EDUCATION SUPPORT	10,000
MEREDITH COLLEGE MEREDITH COLLEGE 3800 HILLSBOROUGH ST 3800 HILLSBOROUGH ST RALEIGH,NC276075298	NONE	501(C)(3)	MINORITY TEACHING SCHOLARSHIP	25,000
NC MUSEUM OF ART FOUNDATION NC MUSEUM OF ART FOUNDATION 4630 MAIL SERVICE CENTER 4630 MAIL SERVICE CENTER RALEIGH,NC27699	NONE	501(C)(3)	UNRESTRICTED	50,000
NC MUSEUM OF HISTORY FOUNDATION NC MUSEUM OF HISTORY FOUNDATION 5 EAST EDENTON ST 5 EAST EDENTON ST RALEIGH,NC27601	NONE	501(C)(3)	UNRESTRICTED	10,000
NC MUSEUM OF NATURAL SCIENCES NC MUSEUM OF NATURAL SCIENCES 11 WEST JONES ST 11 WEST JONES ST RALEIGH,NC27601	NONE	501(C)(3)	EDUCATORS OF EXCELLENCE FUND	10,000
NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7001 CAMPUS BOX 7001 RALEIGH,NC276957474	NONE	501(C)(3)	CHANCELLOR'S DISCRETIONARY FUND	15,000
NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH,NC276957474	NONE	501(C)(3)	COLLEGE OF EDUCATION	10,000
NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH,NC276957474	NONE	501(C)(3)	CHASS DEAN'S DISCRETIONARY FUND	10,000
NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH,NC276957474	NONE	501(C)(3)	FRIDAY INSTITUTE	10,000
NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH,NC276957474	NONE	501(C)(3)	PAMS DEAN'S DISCRETIONARY FUND	10,000
NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH,NC276957474	NONE	501(C)(3)	GENERAL H HUGH SHELTON INITIATIVE	10,000
NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH,NC276957474	NONE	501(C)(3)	KENAN FELLOWS	10,000
NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7474 CAMPUS BOX 7474 RALEIGH,NC276957474	NONE	501(C)(3)	INSTITUTE FOR EMERGING ISSUES	100,000
NCSU FOUNDATION INC NCSU FOUNDATION INC CAMPUS BOX 7302 CAMPUS BOX 7302 RALEIGH,NC276957474	NONE	501(C)(3)	GOODNIGHT SCHOLARS	1,818,000
PUBLIC SCHOOL FORUM OF NC PUBLIC SCHOOL FORUM OF NC 3739 NATIONAL DR 3739 NATIONAL DR STE 100 RALEIGH,NC27612	NONE	501(C)(3)	UNRESTRICTED FUNDS	10,000
RALEIGH SCHOOL INC RALEIGH SCHOOL INC 1141 RALEIGH SCHOOL DRIVE 1141 RALEIGH SCHOOL DRIVE RALEIGH,NC27607	NONE	501(C)(3)	UNRESTRICTED	25,000
SALVATION ARMY SALVATION ARMY 1863 CAPITAL BLVD 1863 CAPITAL BLVD RALEIGH,NC27604	NONE	501(C)(3)	AFTER SCHOOL TUTORING	5,000
TAMMY LYNN MEMORIAL FOUNDATION TAMMY LYNN MEMORIAL FOUNDATION INC 730 CHAPPELL DRIVE 739 CHAPPELL DRIVE RALEIGH,NC27606	NONE	501(C)(3)	UNRESTRICTED	5,000
THE NAVIGATORS THE NAVIGATORS P O BOX 6000 P O BOX 6000 COLORADO SPRINGS,CO80934	NONE	501(C)(3)	URBAN HOPE NAVIGATORS	5,000
THE NC CENTER FOR INT'L UNDERSTANDI THE NC CENTER FOR INT'L UNDERSTANDING COUNCIL 100 E SIX FORKS STE 300 100 E SIX FORKS STE 300 RALEIGH,NC27609	NONE	501(C)(3)	UNRESTRICTED	20,000
TRIANGLE FAMILY SERVICES TRIANGLE FAMILY SERVICES 3937 WESTERN BLVD 3937 WESTERN BLVD RALEIGH,NC27606	NONE	501(C)(3)	UNRESTRICTED	5,000
UNC-ASHEVILLE FOUNDATION UNC-ASHEVILLE FOUNDATION 320 OWEN HALL CPP 1800 320 OWEN HALL CPA 1800 ASHEVILLE,NC28804	NONE	501(C)(3)	UNRESTRICTED	8,000
UNC AT GREENSBORO UNC AT GREENSBORO P O BOX 26170 P O BOX 26170 GREENSBORO,NC274026170	NONE	501(C)(3)	UNRESTRICTED	5,000
UNIVERSITY OF NC AT CHAPEL HILL UNIVERSITY OF NC AT CHAPEL HILL 120 FRIDAY CENTER DRIVE 120 FRIDAY CENTER DRIVE CHAPEL HILL,NC27517	NONE	501(C)(3)	THE AMERICAN GRADUATE PROJECT	20,000
WAKE EDUCATION PARTNERSHIP WAKE EDUCATION PARTNERSHIP 706 HILLSBOROUGH STE A 706 HILLSBOROUGH STE A RALEIGH,NC27603	NONE	501(C)(3)	UNRESTRICTED	5,000
WAKE UP WAKE COUNTY WAKE UP WAKE COUNTY P O BOX 6484 P O BOX 6484 RALEIGH,NC27628	NONE	501(C)(3)	EDUCATION	10,000
YMCA OF THE TRIANGLE INC YMCA OF THE TRIANGLE INC 801 CORP CENTER STE 200 801 CORP CENTER STE 200 RALEIGH,NC27607	NONE	501(C)(3)	CAMP SEA GULL/SEAFARER	50,000
Total ................................. 3a				2,396,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2013)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............			14	334,397
4 Dividends and interest from securities....			14	1,939,401
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory .............			18	3,891,062
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				6,164,860

13Total. Add line 12, columns (b), (d), and (e)..................

136,164,860

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2013)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2013)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Stock	End of Year Book Value	End of Year Fair Market Value
FIDELITY - Z85-467731	53,824,417	57,690,363
FIDELITY - Z85-467731	337,038	299,291

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
EXPENSES
INVESTMENT EXPENSES	1	1

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FEDERAL EXCISE TAX	62,852	62,852
FOREIGN INCOME TAX WITHHELD ON D	11,459	11,459