Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
HASSENFELD FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)101 DYER STREET SUITE 401   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PROVIDENCE, RI02903
A Employer identification number

05-6015373
B Telephone number (see instructions)

(401) 757-5000
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$15,144,539J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 337,111 337,111  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 29,355
b Gross sales price for all assets on line 6a 673,750
7 Capital gain net income (from Part IV, line 2)... 29,355
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 6,225 6,225  
12 Total. Add lines 1 through 11........ 372,691 372,691  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 82,000 61,500   20,500
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 136 136   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 329,104 199,474   129,630
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 411,240 261,110   150,130
25 Contributions, gifts, grants paid........ 6,386,768 6,386,768
26 Total expenses and disbursements. Add lines 24 and 25 6,798,008 261,110   6,536,898
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -6,425,317
b Net investment income (if negative, enter -0-) 111,581
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 2,674,017    
2 Savings and temporary cash investments.......... 1,171 1,307,099 1,307,099
3 Accounts receivable bullet7,500
Less: allowance for doubtful accounts bullet     7,500 7,500
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 1,488,299 Click to see attachment1,269,684 13,824,280
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 35,099    
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment25,000 Click to see attachment5,660 Click to see attachment5,660
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,223,586 2,589,943 15,144,539
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 4,223,586 2,589,943
30 Total net assets or fund balances (see page 17 of the
instructions).................... 4,223,586 2,589,943
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 4,223,586 2,589,943
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 4,223,586
2 Enter amount from Part I, line 27a..................... 2 -6,425,317
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 4,793,692
4 Add lines 1, 2, and 3.......................... 4 2,591,961
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 2,018
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,589,943
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 500 SPDR Gold Trust P 2012-05-10 2013-02-15
b 500 SPDR Gold Trust P 2012-05-10 2013-02-21
c 3000 JAKKS PACIFIC INC P 2013-09-19 2013-10-29
d 7000 JAKKS PACIFIC INC P 2013-09-19 2013-10-29
e 2500 Yahoo P 2013-08-29 2013-12-09
2500 Global Partners LP P 2011-08-18 2013-02-15
1000 SPDR Gold Trust P 2012-05-10 2013-08-20
200 Kid Brands Inc P 2012-01-20 2013-12-09
800 Kid Brands Inc P 2012-01-20 2013-12-09
1000 Kid Brands Inc P 2012-01-20 2013-12-09
201 Kid Brands Inc P 2012-01-23 2013-12-09
799 Kid Brands Inc P 2012-01-23 2013-12-09
1000 Kid Brands Inc P 2012-01-24 2013-12-09
1000 Kid Brands Inc P 2012-01-24 2013-12-09
1000 Summer Infant Inc P 2012-01-20 2013-12-09
1000 Summer Infant Inc P 2012-01-20 2013-12-09
1000 Summer Infant Inc P 2012-01-20 2013-12-09
1000 Summer Infant Inc P 2012-01-20 2013-12-09
1000 Summer Infant Inc P 2012-01-20 2013-12-09
4 CALL Cisco Systems Inc. 22 Due 1/18/14 P 2013-04-03 2013-03-22
1 CALL Kraft Foods Group 52.50 Due 1/18/14 P 2013-04-17 2013-04-05
2 CALL Linnco LLC 40 Due 11/16/13 P 2013-06-19 2013-05-08
200 Linnco LLC P 2013-03-27 2013-06-21
1 CALL BHP Billiton Ltd 75 Due 1/18/14 P 2013-07-31 2013-03-22
1 CALL Deere & Co. 95 Due 1/18/14 P 2013-07-31 2013-03-22
2 CALL Potash Corp 45 Due 1/18/14 P 2013-08-01 2013-03-22
1 CALL Johnson & Johnson 82.50 Due 1/18/14 P 2013-08-22 2013-03-22
100 Du Pont P 2013-03-26 2013-09-23
100 Du Pont P 2013-03-26 2013-09-23
200 Nike Inc. P 2013-03-26 2013-09-23
1 CALL Deere & Co.Due 9/21/13 P 2013-09-23 2013-07-31
200 Cardinal Health Inc. P 2013-03-26 2013-10-07
1 CALL Deere 12/21/13 P 2013-10-28 2013-09-24
100 Deere and Co. P 2013-03-26 2013-10-30
4 CALL Spectra Energy 32 Due 1/18/14 P 2013-11-06 2013-03-25
400 Spectra Energy Corp. P 2013-03-27 2013-11-08
1 CALL Prudential Financial 65 Due 1/18/14 P 2013-11-22 2013-03-22
1 CALL Johnson & Johnson 85 Due 1/18/14 P 2013-11-22 2013-03-22
100 Johnson & Johnson P 2013-03-26 2013-11-26
100 Johnson & Johnson P 2013-03-26 2013-11-26
100 Prudential Fianancial P 2013-03-26 2013-11-26
1 CALL CME Group Inc. 68 Due 1/18/14 P 2013-12-06 2013-03-22
2 Call Safeway Due 1/17/15 P 2013-12-06 2013-10-25
1 CALL CME Group Inc. 66 Due 1/18/14 P 2013-12-06 2013-03-22
100 CME Group Inc. P 2013-03-26 2013-12-10
100 CME Group Inc. P 2013-03-26 2013-12-10
200 Potash Corp P 2013-03-26 2013-12-20
300 US Bancorp P 2013-03-26 2013-12-24
6 CALL Ford Motor Co 15 Due 1/18/14 P 2013-05-31 2013-03-22
3 CALL Microsoft 30 Due 1/18/14 P 2013-08-08 2013-03-22
3 CALL Metlife Inc. 42 Due 1/18/14 P 2013-09-04 2013-03-22
1 CALL Prudential Financial 65 Due 1/18/14 P 2013-09-05 2013-03-22
2 CALL Potash Corp due 12/21/13 P 2013-09-10 2013-08-01
1 CALL DuPont 52.50 Due 1/18/14 P 2013-09-18 2013-03-22
1 CALL DuPont 52.50 Due 1/18/14 P 2013-09-19 2013-03-22
2 CALL Nike 57.50 Due 1/18/14 P 2013-09-19 2013-03-22
2 CALL Cardinal Health 45 Due 1/18/14 P 2013-10-03 2013-03-22
1 CALL BHP Billiton Ltd 75 Due 1/18/14 P 2013-10-23 2013-07-31
1 Call Safeway Due 1/17/15 P 2013-10-25 2013-09-19
1 Call Safeway Due 1/17/15 P 2013-10-25 2013-09-19
1 CALL Astrazeneca 50 Due 1/18/14 P 2013-11-21 2013-03-22
1 CALL Astrazeneca 52.50 Due 1/18/14 P 2013-11-21 2013-03-22
4 CALL Hartford Financial Serv 30 Due 1/18/14 P 2013-11-26 2013-03-22
3 CALL General Electric 25 Due 1/18/14 P 2013-12-18 2013-03-22
2 CALL BP PLC 45 Due 1/18/14 P 2013-12-23 2013-03-22
3 CALL US Bancorp 37 Due 1/18/14 P 2013-12-24 2013-03-22
Capital Gains from K-1s P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 79,682   79,601 81
b 77,599   79,600 -2,001
c 20,360   15,021 5,339
d 46,958   35,048 11,910
e 93,353   70,051 23,302
81,019   35,647 45,372
131,842   159,201 -27,359
202   703 -501
807   2,678 -1,871
1,009   3,299 -2,290
203   720 -517
806   2,770 -1,964
1,009   3,475 -2,466
1,009   3,370 -2,361
2,015   4,993 -2,978
2,120   4,993 -2,873
2,070   4,993 -2,923
2,071   4,993 -2,922
2,071   4,993 -2,922
444   436 8
196   160 36
240   120 120
6,553   7,634 -1,081
350   82 268
334   86 248
236   36 200
146     146
5,925   4,969 956
5,941   4,969 972
13,651   10,769 2,882
145     145
10,589   8,443 2,146
157   85 72
8,301   8,709 -408
260     260
12,800   11,663 1,137
285     285
87     87
8,250   7,937 313
8,500   7,937 563
6,500   5,877 623
155     155
504   319 185
207     207
6,600   6,159 441
6,800   6,159 641
6,245   7,943 -1,698
12,177   10,121 2,056
342   1,074 -732
306   711 -405
614   2,160 -1,546
285   1,430 -1,145
228   254 -26
164   725 -561
94   525 -431
540   2,292 -1,752
280   1,652 -1,372
320   826 -506
230   458 -228
220   458 -238
135   377 -242
65   165 -100
432   2,389 -1,957
249   633 -384
216   418 -202
228   1,086 -858
19     19
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       81
b       -2,001
c       5,339
d       11,910
e       23,302
      45,372
      -27,359
      -501
      -1,871
      -2,290
      -517
      -1,964
      -2,466
      -2,361
      -2,978
      -2,873
      -2,923
      -2,922
      -2,922
      8
      36
      120
      -1,081
      268
      248
      200
      146
      956
      972
      2,882
      145
      2,146
      72
      -408
      260
      1,137
      285
      87
      313
      563
      623
      155
      185
      207
      441
      641
      -1,698
      2,056
      -732
      -405
      -1,546
      -1,145
      -26
      -561
      -431
      -1,752
      -1,372
      -506
      -228
      -238
      -242
      -100
      -1,957
      -384
      -202
      -858
      19
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 29,355
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 4,335,010 14,807,821 0.292751
2011 4,344,424 21,347,361 0.203511
2010 5,059,451 22,978,285 0.220184
2009 3,899,603 14,376,124 0.271256
2008 5,504,667 16,582,329 0.331960
2 Total of line 1, column (d) ...................... 2 1.319662
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.263932
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 15,713,360
5 Multiply line 4 by line 3....................... 5 4,147,259
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,116
7 Add lines 5 and 6......................... 7 4,148,375
8 Enter qualifying distributions from Part XII, line 4.............. 8 6,536,898
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,116
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,116
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,116
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 5,660
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,660
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,544
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet4,544 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletRI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletALAN G HASSENFELD Telephone no.bullet (401) 276-0002
    Located atbullet101 DYER STREET SUITE 401PROVIDENCERI ZIP+4bullet02903
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    SYLVIA K HASSENFELD PRESIDENT
    5.00     		0 0 0
    101 DYER STREET SUITE 401
    PROVIDENCE,RI02903
    ALAN G HASSENFELD VP/TREASURER
    35.00     		0 0 0
    101 DYER STREET SUITE 401
    PROVIDENCE,RI02903
    ELLEN BLOCK SECRETARY
    1.00     		0 0 0
    101 DYER STREET SUITE 401
    PROVIDENCE,RI02903
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    785,668
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    1,116
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,116
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    784,552
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    784,552
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    784,552
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 784,552
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 4,683,401
    b From 2009....... 3,189,859
    c From 2010....... 3,920,318
    d From 2011....... 3,287,013
    e From 2012....... 3,605,299
    fTotal of lines 3a through e......... 18,685,890
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 6,536,898
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 784,552
    e Remaining amount distributed out of corpus 5,752,346
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 24,438,236
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		4,683,401
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		19,754,835
    10 Analysis of line 9:
    a Excess from 2009.... 3,189,859
    b Excess from 2010.... 3,920,318
    c Excess from 2011.... 3,287,013
    d Excess from 2012.... 3,605,299
    e Excess from 2013.... 5,752,346
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    SYLVIA K HASSENFELD
    ALAN G HASSENFELD
    ELLEN BLOCK
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Adopt A Doctor
    101 DYER STREET
    PROVIDENCE,RI02903     		N/A PUBLIC CHARITY UNRESTRICTED 2,500
    Alzheimers Drug Discovery Foundation
    57 WEST 57TH STREET SUITE 904
    NEW YORK,NY10019     		N/A PUBLIC CHARITY UNRESTRICTED 1,000
    Amer Friends Of Israel Museum
    500 FIFTH AVENUE SUITE 2540
    NEW YORK,NY10110     		N/A PUBLIC CHARITY UNRESTRICTED 25,000
    American Friends Of Jordan River Village
    600 COLUMBUS AVENUE APT 9H
    NEW YORK,NY10024     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    AMERICAN FRIENDS OF THE PERES INSTITUTE FOR PEACE INC
    200 SOUTH BISCAYNE BLVD
    MIAMI,FL33131     		N/A PUBLIC CHARITY SAVING THE CHILDREN PROGRAM 10,000
    American Friends Of Magen David Adom
    352 SEVENTH AVENUE SUITE 400
    NEW YORK,NY10001     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    Amos House
    415 FRIENDSHIP STREET
    PROVIDENCE,RI02907     		N/A PUBLIC CHARITY UNRESTRICTED 1,000
    BLITHEWOOD MANSION GARDEN & ARBORETUM
    101 FERRY ROAD
    BRISTOL,RI02809     		N/A PUBLIC CHARITY ANNUAL FUND 1,000
    Button Hole
    ONE BUTTON HOLE DRIVE SUITE ONE
    PROVIDENCE,RI02909     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    BOYS TOWN JERUSALEM FOUNDATION OF AMERICA INC
    1 PENN PLAZA STE 6250
    NEW YORK,NY101190002     		N/A PUBLIC CHARITY UNRESTRICTED 2,000
    BRANDEIS UNIVERSITY
    MAILSTOP 122 PO BOX 549110
    WALTHAM,MA024549110     		N/A PUBLIC CHARITY HASSENFELD EMERGING MARKETS BUSINESS IMMERSION PROGRAM 409,375
    Bristol Good Neighbors
    378 HOPE ST PO BOX 223
    BRISTOL,RI02809     		N/A PUBLIC CHARITY UNRESTRICTED 1,000
    BROWN UNIVERSITY - ALPERT MEDICAL SCHOOL
    BOX G-A 1
    PROVIDENCE,RI02912     		N/A PUBLIC CHARITY BROWN MEDICAL ANNUAL FUND 5,000
    Bryant University
    1150 DOUGLAS PIKE
    SMITHFIELD,RI02917     		N/A PUBLIC CHARITY BRYANT INSTITUTE FOR PUBLIC SERVICE LEADERSHIP 216,325
    CAMP HARBOR VIEW FOUNDATION INC
    200 CLARENDON STREET 60TH FL
    BOSTON,MA02116     		N/A PUBLIC CHARITY UNRESTRICTED 30,000
    CAPITAL GOOD FUND
    56 PINE ST 3RD FLOOR
    PROVIDENCE,RI02903     		N/A PUBLIC CHARITY UNRESTRICTED 9,800
    CITYMEALS-ON-WHEELS
    355 LEXINGTON AVENUE
    NEW YORK,NY100176603     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    RHODE ISLAND FOUNDATION
    ONE UNION STATION
    PROVIDENCE,RI02903     		N/A PUBLIC CHARITY Civic Leadership Fund 2,500
    Columbia University
    622 WEST 113TH STREET
    NEW YORK,NY10025     		N/A PUBLIC CHARITY UNRESTRICTED 8,000
    Committee To Reduce Infection Deaths
    185 EAST 85TH STREET SUITE 35B
    NEW YORK,NY10028     		N/A PUBLIC CHARITY UNRESTRICTED 1,000
    COMMON CAUSE RHODE ISLAND
    245 WATERMAN STREET STE 400A
    PROVIDENCE,RI029065215     		N/A PUBLIC CHARITY COMMON CAUSE EDUCATION FUND 20,000
    Concern Worldwide
    355 LEXINGTON AVENUE
    NEW YORK,NY10017     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    Congregation Emanu-EI Of The City Of New York
    ONE EAST 65TH STREET
    NEW YORK,NY10065     		N/A PUBLIC CHARITY YOM KIPPUR FUND 1,000
    Conservation Law Foundation
    55 DORRANCE STREET
    PROVIDENCE,RI02903     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    DANCES WITH WOOD
    80 OLDE ORCHARD RD
    CLINTON,CT06413     		N/A PUBLIC CHARITY PIRATE SHIP PROJECT AT NYU LANGONE MEDICAL CENTER 25,000
    DEERFIELD ACADEMY
    PO BOX 306
    DEERFIELD,MA01342     		N/A PUBLIC CHARITY ANNUAL FUND 2,500
    Dorcas Int'l Inst Of RI
    220 ELMWOOD AVENUE
    PROVIDENCE,RI02907     		N/A PUBLIC CHARITY UNRESTRICTED 5,000
    DUI HUA Fdtn
    450 SUTTER STREET SUITE 900
    SAN FRANCISCO,CA94108     		N/A PUBLIC CHARITY UNRESTRICTED 2,500
    EAST BAY FOOD PANTRY
    150 FRANKLIN STREET
    BRISTOL,RI02809     		N/A PUBLIC CHARITY ACCESS NUTRITION INITIATIVE 1,000
    Economic Progress Institute
    600 MOUNT PLEASANT AVENUE
    PROVIDENCE,RI02908     		N/A PUBLIC CHARITY UNRESTRICTED 5,000
    EDUCATION IN ACTION
    321 HARBORSIDE BLVD
    PROVIDENCE,RI02905     		N/A PUBLIC CHARITY UNRESTRICTED 20,000
    Fresh Air Fund (The)
    633 THIRD AVENUE 14TH FLOOR
    NEW YORK,NY10017     		N/A PUBLIC CHARITY UNRESTRICTED 1,000
    GENERATION CITIZEN
    175 VARICK STREET
    NEW YORK,NY10014     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    GILLEN BREWER SCHOOL (THE)
    410 EAST 92ND STREET
    NEW YORK,NY10128     		N/A PUBLIC CHARITY UNRESTRICTED 1,000
    GRAB THE TORCH
    BOX 24
    NAHANT,MA01908     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    HARVARD UNIVERSITY - KENNEDY SCHOOL OF GOVT
    124 MT AUBURN STREET
    CAMBRIDGE,MA02138     		N/A PUBLIC CHARITY HASSENFELD FAMILY FOUNDATION/RHODE ISLAND PUBLIC SERVICE FELLOWSHIP FUND 105,000
    Health & Humanitarian Aid Fdn
    PO Box 20258 39 W 31st ST
    NEW YORK,NY10001     		N/A PUBLIC CHARITY UNRESTRICTED 2,500
    HOSPICE FOUNDATION OF PALM BEACH COUNTY INC
    139 N COUNTY ROAD
    PALM BEACH,FL33480     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    HUMMEL REPORT
    PO BOX 2412
    PROVIDENCE,RI02906     		N/A PUBLIC CHARITY UNRESTRICTED 50,000
    INSTITUTE FOR THE STUDY & PRACTICE OF NONVIOLENCE
    265 OXFORD STREET
    PROVIDENCE,RI02905     		N/A PUBLIC CHARITY UNRESTRICTED 50,000
    INSTITUTE OF CONTEMPORARY ART - BOSTON
    100 NORTHERN AVENUE
    BOSTON,MA02210     		N/A PUBLIC CHARITY UNRESTRICTED 289,275
    INTERNATIONAL TENNIS HALL OF FAME
    194 BELLEVUE AVE
    NEWPORT,RI02840     		N/A PUBLIC CHARITY ANNUAL FUND 455,600
    INTERNATIONAL YOUTH FOUNDATION
    32 SOUTH STREET
    BALTIMORE,MD21202     		N/A PUBLIC CHARITY UNRESTRICTED 5,000
    ISABELLA STEWART GARDNER MUSEUM
    280 THE FENWAY
    BOSTON,MA02115     		N/A PUBLIC CHARITY UNRESTRICTED 35,000
    JERUSALEM FOUNDATION INC (THE)
    420 LEXINGTON AVENUE STE 1645
    NEW YORK,NY10170     		N/A PUBLIC CHARITY TEDDY PARK 882,436
    JEWISH ALLIANCE OF GREATER RHODE ISLAND
    401 ELMGROVE AVENUE
    PROVIDENCE,RI02906     		N/A PUBLIC CHARITY UNRESTRICTED 490,525
    JEWISH COMMUNITY DAYSCHOOL OF RHODE ISLAND
    85 TAFT AVENUE
    PROVIDENCE,RI02903     		N/A PUBLIC CHARITY ANNUAL FUND 2,000
    JEWISH FEDERATION OF PALM BEACH COUNTY
    4601 COMMUNITY DRIVE
    WEST PALM BEACH,FL33417     		N/A PUBLIC CHARITY ANNUAL CAMPAIGN 40,000
    JOHNS HOPKINS UNIVERSITY
    3400 NORTH CHARLES STREET STE 220
    BALTIMORE,MD21218     		N/A PUBLIC CHARITY HASSENFELD SOCIAL ENTERPRISE FUND 432,650
    Judaism And Democracy Action Alliance
    364 W 117TH STREET 4C
    NEW YORK,NY10023     		N/A PUBLIC CHARITY MOSAICA - RELIGION, SOCIETY AND STATE 50,000
    LINCOLN CENTER THEATER
    150 WEST 65TH STREET
    NEW YORK,NY10023     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    Massachusetts General Hospital
    165 CAMBRIDGE STREET
    BOSTON,MA021142792     		N/A PUBLIC CHARITY HASSENFELD CARDIOVASCULAR SCHOLARS PROGRAM FUND 780,887
    MIDDLEBURY COLLEGE
    MIDDLEBURY COLLEGE
    MIDDLEBURY,VT05753     		N/A PUBLIC CHARITY CENTER FOR SOCIAL ENTREPRENEURSHIP FUND 259,425
    MIRIAM HOSPITAL FOUNDATION (THE)
    164 SUMMITT AVENUE PO BOx H
    PROVIDENCE,RI02901     		N/A PUBLIC CHARITY UNRESTRICTED 100,000
    Moses Brown School
    250 LLOYD AVENUE
    PROVIDENCE,RI02906     		N/A PUBLIC CHARITY THE MOSIS BROWN FUND 2013-2014 1,250
    MUSIC THAT HEALS - HAI NYC
    33-02 SKILLMAN AVE
    LONG ISLAND CITY,NY11101     		N/A PUBLIC CHARITY MUSIC THAT HEALS FUND 5,000
    New York Landmarks Conservancy
    ONE WHITEHALL STREET
    NEW YORK,NY10004     		N/A PUBLIC CHARITY UNRESTRICTED 2,500
    OPERATION SMILE INC
    6435 TIDEWATER DRIVE
    NORFOLK,VA23509     		N/A PUBLIC CHARITY UNRESTRICTED 20,000
    PARI INDEPENDENT LIVING CENTER
    500 PROSPECT STREET
    PAWTUCKET,RI02860     		N/A PUBLIC CHARITY UNRESTRICTED 2,500
    PEF ISRAEL ENDOWMENT FUNDS
    317 MADISON AVE SUITE 607
    NEW YORK,NY10017     		N/A PUBLIC CHARITY HAIFA RAPE CRISIS CENTER'S YOUTH VIOLENCE PREVENTION 10,000
    POPULATION & DEVELOPMENT INTERNATIONAL
    2057 OYSTER HARBORS
    OSTERVILLE,MA02655     		N/A PUBLIC CHARITY UNRESTRICTED 294,205
    PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND
    345 WHITNEY AVENUE
    NEW HAVEN,CT06511     		N/A PUBLIC CHARITY UNRESTRICTED 25,000
    Practice Makes Perfect
    315 W 36TH STREET
    NEW YORK,NY10018     		N/A PUBLIC CHARITY UNRESTRICTED 2,500
    REFUGEES INTERNATIONAL
    2001 S STREET NW STE 700
    WASHINGTON,DC20009     		N/A PUBLIC CHARITY UNRESTRICTED 5,000
    RHODE ISLAND FOR COMMUNITY & JUSTICE (RICJ)
    80 WASHINGTON STREET RM 225-227
    PROVIDENCE,RI02903     		N/A PUBLIC CHARITY COMMUNITY & JUSTICE AWARDS; PROJECT RESPECT YOUTH CAMP ;ListTotal 6000 5,000
    RHODE ISLAND FOUNDATION
    ONE UNION STATION
    PROVIDENCE,RI02903     		N/A PUBLIC CHARITY TEACHER OF THE YEAR FUND 30,000
    Rhode Island Heritage Hall Of Fame
    1445 WAMPANOAG TRAIL SUITE 203
    EAST PROVIDENCE,RI02915     		N/A PUBLIC CHARITY UNRESTRICTED 2,500
    Rhode Island Hospital Foundation
    PO Box H
    Providence,RI02901     		N/A PUBLIC CHARITY UNRESTRICTED 20,000
    Rhode Island Public Radio
    ONE UNION STATION
    PROVIDENCE,RI02903     		N/A PUBLIC CHARITY UNRESTRICTED 1,000
    RI CENTER FOR FREEDOM & PROSPERITY
    PO BOX 10069
    CRANSTON,RI02910     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    RHODE ISLAND Community Food Bank
    200 NIANTIC AVENUE
    PROVIDENCE,RI02907     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    RHODE ISLAND HOLOCAUST MUSEUM
    401 ELMGROVE AVENUE
    PROVIDENCE,RI02906     		N/A PUBLIC CHARITY UNRESTRICTED 2,500
    SAVE THE BAY
    100 SAVE THE BAY DRIVE
    PROVIDENCE,RI02905     		N/A PUBLIC CHARITY UNRESTRICTED 20,000
    SOCIETY OF THE FOUR ARTS (THE)
    2 FOUR ARTS PLAZA
    PALM BEACH,FL33480     		N/A PUBLIC CHARITY UNRESTRICTED 233,200
    Special Olympics Of RHODE ISLAND
    370 GEORGE WASHINGTON HIGHWAY
    SMITHFIELD,RI02917     		N/A PUBLIC CHARITY UNRESTRICTED 1,000
    Stephen Hassenfeld Children's Cancer Center & Blood Disorders
    25 WEST FOURTH STREET
    NEW YORK,NY10012     		N/A PUBLIC CHARITY HASSENFELD COMMITTEE FUND 20,000
    Stuart House - UCLA MEDICAL CENTER
    1250 16TH STREET
    SANTA MONICA,CA90404     		N/A PUBLIC CHARITY UNRESTRICTED 500
    Teen AIDS PeerCorps Inc
    PO BOX 8460
    NORFOLK,VA23503     		N/A PUBLIC CHARITY UNRESTRICTED 2,500
    TEMPLE BETH-EL
    70 ORCHARD AVENUE
    PROVIDENCE,RI029065402     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    TEMPLE EMANU-EL
    99 TAFT AVENUE
    PROVIDENCE,RI02906     		N/A PUBLIC CHARITY UNRESTRICTED 2,190
    Temple Israel
    1901 NORTH FLAGER DRIVE
    WEST PALM BEACH,FL33407     		N/A PUBLIC CHARITY UNRESTRICTED 980
    Temple Sinai
    30 HAGEN AVENUE
    CRANSTON,RI02920     		N/A PUBLIC CHARITY UNRESTRICTED 500
    TOY INDUSTRY FOUNDATION
    1115 BROADWAY SUITE 400
    NEW YORK,NY10010     		N/A PUBLIC CHARITY UNRESTRICTED 1,000
    Tufts University
    150 HARRISON AVENUE ROOM 255
    BOSTON,MA02111     		N/A PUBLIC CHARITY GERALD J. AND DOROTHY R. FRIEDMAN SCHOOL OF NUTRITION SCIENCE AND POLICY 232,175
    UCSF FOUNDATION
    220 MONTGOMERY STREET 5TH FL
    SAN FRANCISCO,CA94143     		N/A PUBLIC CHARITY CHILD LIFE SERVICES/B0948 5,000
    UJA FEDERATION OF NEW YORK
    130 EAST 59TH STREET
    NEW YORK,NY10022     		N/A PUBLIC CHARITY ANNUAL FUND 72,500
    Unicef
    420 BOYLSTON STREET 5TH FLOOR
    BOSTON,MA02116     		N/A PUBLIC CHARITY UNRESTRICTED 1,000
    UNITED WAY OF RHODE ISLAND
    50 VALLEY STREET
    PROVIDENCE,RI029092459     		N/A PUBLIC CHARITY SOLUTIONS FOR CHILDREN, YOUTH AND FAMILIES; HELPING PEOPLE IN CRISIS; JEWISH FAMILY SERVICES; DORCAS PLACE; INT'L INSTITUTE OF RI; JCC; SARGEANT REHAB CENTER; PARI; CITY YEAR RI; COMMUNITY PREP; AND JOHN HOPE SETTLEMENT HOUSE 15,500
    UNIVERSITY OF PENNSYLVANIA
    3451 WALNUT STREET 433 FRANKLING
    BLDG
    PHILADELPHIA,PA191046205     		N/A PUBLIC CHARITY HASSENFELD FOUNDATION FISHER HASSENFELD COLLEGE HOUSE FUND 242,075
    UNIVERSITY OF RHODE ISLAND FOUNDATION
    79 UPPER COLLEGE ROAD
    KINGSTON,RI02881     		N/A PUBLIC CHARITY WOMEN'S TENNIS COURT, FRIEND OF WOMEN'S ATHLETICS 102,889
    VENTURE FOR AMERICA
    450 PARK AVE SOUTH 8th FLOOR
    NEW YORK,NY10006     		N/A PUBLIC CHARITY UNRESTRICTED 5,000
    VISIONSPRING
    322 8TH AVENUE STE 201
    NEW YORK,NY10001     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    Woonsocket Neighborhood Development
    719 FRONT STREET SUITE 103
    WOONSOCKET,RI02895     		N/A PUBLIC CHARITY UNRESTRICTED 5,000
    World Learning
    1 KIPLING ROAD PO BOX 676
    BRATTLEBORO,VT053020676     		N/A PUBLIC CHARITY EXPERIMENT FUND 5,000
    YIVO INSTITUTE FOR JEWISH RESEARCH
    15 WEST 16TH STREET
    NEW YORK,NY10011     		N/A PUBLIC CHARITY UNRESTRICTED 10,000
    Global Partners K-1
    POBOX 9161
    WALTHAM,MA024549110     		N/A K-1 UNRESTRICTED 6
    Total .................................bullet 3a 6,386,768
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 337,111  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 6,225  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 29,355  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 372,691 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13372,691
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    HASSENFELD FOUNDATION
    EIN: 05-6015373
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BNR PARTNERS FEES 82,000 61,500   20,500

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    HASSENFELD FOUNDATION
    EIN: 05-6015373
    Name of Stock End of Year Book Value End of Year Fair Market Value
    HASBRO INC 143,407 12,542,280
    UBS FINANCIAL SERVICES 665 617,339 711,590
    UBS FINANCIAL SERVICES 683 508,938 570,410

    TY 2013 OtherAssetsSchedule
    Name:
    HASSENFELD FOUNDATION
    EIN: 05-6015373
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    LEGAL FEE REFUND RECEIVABLE 25,000    
    FEDERAL TAX DEPOSITS   5,660 5,660


    TY 2013 OtherDecreasesSchedule
    Name:
    HASSENFELD FOUNDATION
    EIN: 05-6015373
    Description Amount
    NON DEDUCTIBLE FROM K-1 18
    NON DEDUCTIBLE DONATIONS 2,000


    TY 2013 OtherExpensesSchedule
    Name:
    HASSENFELD FOUNDATION
    EIN: 05-6015373
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BANK CHARGES 1,686 1,686   0
    ANNUAL FILINGS 20 0   20
    ADMINISTRATIVE SERVICE FEE 324,335 195,000   129,335
    Advisor fee - UBS 2,753 2,753   0
    Dues and subscriptions 275 0   275
    Office Expense 35 35   0


    TY 2013 OtherIncomeSchedule2
    Name:
    HASSENFELD FOUNDATION
    EIN: 05-6015373
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    ALZHEIMER'S FOUNDATION DISTRIBUTION 2,880 2,880 2,880
    BUCKEYE PARTNERS -156 -156 -156
    ENERGY TRANSFER PARTNERS -397 -397 -397
    ENERGY TRANSFER EQUITY LP -418 -418 -418
    GLOBAL PARTNERS LP 551 551 551
    MAGELLAN MIDSTREAM PARTNERS -182 -182 -182
    NEW RESIDENTIAL STOCK SPIN OFF 4,823 4,823 4,823
    PLAINS ALL AMERICAN PIPELINE LP -179 -179 -179
    ENTERPRISE PRODUCTS PARTNERS LP -697 -697 -697


    TY 2013 OtherIncreasesSchedule
    Name:
    HASSENFELD FOUNDATION
    EIN: 05-6015373
    Description Amount
    UNREALIZED GAIN ON HASBRO STOCK DONATED TO VARIOUS CHARITIES 4,789,032
    FEDERAL TAX DEPOSIT ADJUSTMENT 4,660


    TY 2013 TaxesSchedule
    Name:
    HASSENFELD FOUNDATION
    EIN: 05-6015373
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX 136 136   0