Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
MAURICE SENDAK FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)200 CHESTNUT HILL RD   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
RIDGEFIELD, CT06877
A Employer identification number

13-3807627
B Telephone number (see instructions)

(203) 438-9224
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$14,084,797J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 8,504,019
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 307,666 219,499 307,666
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -41,449
b Gross sales price for all assets on line 6a 7,476,090
7 Capital gain net income (from Part IV, line 2)...  
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 983,790 983,790 983,790
12 Total. Add lines 1 through 11........ 9,754,026 1,203,289 1,291,456
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 165,000 165,000    
14 Other employee salaries and wages...... 15,269 15,269    
15 Pension plans, employee benefits....... 20,326 20,326    
16a Legal fees (attach schedule)......... Click to see attachment 52,084 52,084    
b Accounting fees (attach schedule)....... Click to see attachment 9,406 9,406    
c Other professional fees (attach schedule).... Click to see attachment 34,377 34,377    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 6,656 6,656    
19 Depreciation (attach schedule) and depletion... Click to see attachment 20,000 20,000  
20 Occupancy.............. 35,837 35,837    
21 Travel, conferences, and meetings....... 1,515 1,515    
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 13,801 13,801    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 374,271 374,271   0
25 Contributions, gifts, grants paid........ 630,000 630,000
26 Total expenses and disbursements. Add lines 24 and 25 1,004,271 374,271   630,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 8,749,755
b Net investment income (if negative, enter -0-) 829,018
c Adjusted net income (if negative, enter -0-)... 1,291,456
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 3,459 10,614 10,614
2 Savings and temporary cash investments.......... 679,324 1,630,827 1,630,827
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet107,002
Less: allowance for doubtful accounts bullet     107,002 107,002
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 2,362,415 Click to see attachment6,331,358 6,975,770
c Investments—corporate bonds (attach schedule)........ 1,684,554 Click to see attachment200,000 200,000
11 Investments—land, buildings, and equipment: basis bullet1,575,000
Less: accumulated depreciation (attach schedule) bullet     Click to see attachment1,575,000 1,510,000
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........   Click to see attachment2,450,584 2,450,584
14 Land, buildings, and equipment: basis bullet1,200,000
Less: accumulated depreciation (attach schedule) bullet20,000   Click to see attachment1,180,000 1,200,000
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,729,752 13,485,385 14,084,797
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)   Click to see attachment5,878
23 Total liabilities (add lines 17 through 22)..........   5,878
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 4,729,752 13,479,507
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 4,729,752 13,479,507
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 4,729,752 13,485,385
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 4,729,752
2 Enter amount from Part I, line 27a..................... 2 8,749,755
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 13,479,507
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 13,479,507
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a ABBOTT LABS D 2011-07-01 2013-01-07
b DREYFUS OPPORTUNISTIC SMALL CAP P 2013-09-05 2013-12-04
c JOHNSON AND JOHNSON COM P 2013-03-07 2013-07-01
d PAYCHEX INC P 2012-07-01 2013-07-01
e AUTOZONE INC NEVADA COM P 2012-03-05 2013-11-08
GENL DYNAMICS CORP COM P 2012-11-23 2013-05-07
MARATHON PETROLEUM CORP P 2013-01-09 2013-08-08
BK OF AMER CORP 7.75% 20 P 2010-08-09 2013-05-02
ABBOTT LABS D 2012-07-01 2013-07-01
DU PONT E I DE NEMOURS P 2012-07-01 2013-11-07
LINEAR TECHNOLOGY CORP P 2012-12-03 2013-07-01
PRDNTL JEN MID CAP GRW Z P 2012-12-03 2013-10-03
BIOGEN IDEC INC P 2013-07-09 2013-09-16
GENL DYNAMICS CORP COM P 2012-12-05 2013-12-09
MICRON TECHNOLOGY INC P 2012-12-05 2013-11-08
GENERAL ELEC CAP CORP D 2010-02-22 2013-02-27
ABBVIE INC SHS P 2013-01-05 2013-01-07
EATON CORP PLC D 2012-07-01 2013-07-01
MCDONALDS CORP COM D 2011-07-01 2013-07-01
PROCTER & GAMBLE CO P 2013-02-06 2013-07-01
CAPITAL ONE FINL P 2012-12-05 2013-09-16
HESS CORP P 2013-03-08 2013-07-01
NEW NEWSCORP LLC SHS P 2013-07-05 2013-07-09
HSBC FINANCE CORP D 2010-07-09 2013-04-09
AIR PRODUCTS&CHEM P 2013-05-07 2013-07-08
EMERSON ELEC CO P 2012-07-01 2013-07-01
MEDTRONIC INC COM P 2012-07-01 2013-07-01
PRUDENTIAL JENNISON MID P 2012-12-03 2013-10-03
CARMAX INC P 2011-11-03 2013-01-09
HUNTNGTN BANCSHS INC MD P 2013-08-08 2013-12-09
NEWS CORP CL A P 2012-12-05 2013-07-01
HSBC FINANCE CORP P 2008-01-14 2013-01-15
AUTOMATIC DATA PROC P 2012-04-03 2013-02-06
EXXON MOBIL CORP COM D 2012-02-01 2013-03-07
MEDTRONIC INC COM D 2011-07-01 2013-07-01
RAYTHEON CO DELAWARE NEW P 2013-09-09 2013-12-01
CARMAX INC P 2012-05-07 2013-01-09
ISHARES MORNINGSTAR MID-CAP P 2010-11-03 2013-07-01
O'REILLY AUTOMOTIVE INC P 2012-12-05 2013-07-01
LD AB SHT DURTN INC FD A P 2013-03-08 2013-09-04
AUTOMATIC DATA PROC D 2011-07-01 2013-07-01
EXXON MOBIL CORP COM D 2012-12-03 2013-07-01
MFS INTL DIV I P 2012-12-03 2013-07-01
TARGET CORP COM P 2012-07-01 2013-07-01
CENTURYLINK INC SHS P 2011-06-03 2013-09-10
ISHARES MORNINGSTAR SMALL CAP P 2010-11-03 2013-07-01
PETSMART INC P 2013-02-08 2013-11-08
MERRILL LYNCH & 5.70% 20 P 2010-10-29 2013-03-06
BAXTER INTERNTL INC D 2011-07-01 2013-07-01
GENL DYNAMICS CORP COM D 2011-07-01 2013-07-01
MFS NEW DISCOVERY FD CL P 2012-12-03 2013-10-03
TIFFANY & CO NEW P 2013-01-07 2013-07-01
CENTURYLINK INC SHS P 2012-12-05 2013-09-10
ISHARES MSCI EAFE P 2011-03-03 2013-10-08
SANDISK CORP INC P 2013-04-08 2013-11-08
MORGAN STANLEY 4.75% 201 P 2010-07-15 2013-02-08
BAXTER INTERNTL INC P 2012-12-03 2013-08-07
GENL DYNAMICS CORP COM P 2012-12-03 2013-02-06
MFS NEW DISCOVERY I P 2012-12-03 2013-07-01
UNITED TECHS CORP COM P 2012-07-01 2013-07-01
CHESAPEAKE ENERGY OKLA P 2012-03-05 2013-02-08
ISHARES MSCI EAFE INDEX P 2011-03-03 2013-05-07
TERADATA CORP DEL P 2012-07-01 2013-10-08
ROYAL BK OF SCOTL 4.87% P 2010-07-16 2013-01-16
C.H. ROBINSON WORLDWIDE, P 2012-07-01 2013-01-07
GENUINE PARTS CO P 2013-07-08 2013-08-07
MICROSOFT CORP P 2012-07-01 2013-12-06
WAL-MART STORES INC D 2011-07-01 2013-07-01
CHESAPEAKE ENERGY OKLA P 2012-03-05 2013-07-01
ISHARES MSCI EMERGING P 2010-11-03 2013-01-09
TERADATA CORP DEL P 2013-07-01 2013-10-08
COOP 40 FIFTH AVE D 2013-09-09 2013-09-09
CHEVRON CORP D 2011-07-01 2013-07-01
HONEYWELL INTL INC DEL D 2011-07-01 2013-07-01
MICROSOFT CORP P 2011-07-01 2013-07-01
3M COMPANY P 2012-12-03 2013-07-01
CONSTELLATION BRANDS INC P 2012-12-05 2013-02-08
ISHARES TR MID CORE P 2010-11-03 2013-07-01
TWENTY-FIRST CENTURY FOX P 2013-07-03 2013-07-10
MICKEY MOUSE COLLECTIBLES D 2013-09-18 2013-12-05
CHEVRON CORP P 2012-12-03 2013-06-07
HONEYWELL INTL INC DEL P 2012-12-03 2013-07-08
NEUBERGER BERMAN EQUITY P 2012-12-03 2013-03-05
ABBVIE INC SHS P 2013-09-10 2013-11-08
DISCOVERY COMMUNICATN P 2013-01-09 2013-04-08
ISHARES TR SMALL CORE P 2010-11-03 2013-07-01
VALERO ENERGY CORP NEW P 2013-08-08 2013-11-08
COCA COLA COM D 2011-07-01 2013-07-01
HOTCHKIS AND WILEY P 2013-03-05 2013-12-04
NORTHROP GRUMMAN CORP P 2013-08-07 2013-12-01
ACTAVIS INC P 2012-12-05 2013-02-08
EATON CORP PLC P 2012-12-05 2013-07-01
JACOBS ENGN GRP INC DELA P 2011-07-01 2013-04-08
VERTEX PHARMCTLS INC P 2013-10-08 2013-12-09
COCA COLA COM P 2012-07-01 2013-07-01
HW MID CAP VALUE CL I P 2013-03-05 2013-07-01
OPPENHEIMER DEVELOPING P 2012-12-03 2013-10-03
AMAZON COM INC P 2012-05-07 2013-10-08
EXXON MOBIL CORP COM P 2012-11-23 2013-12-01
JACOBS ENGN GRP INC DELA P 2012-05-07 2013-04-08
WELLS FARGO & CO NEW DEL P 2012-12-05 2013-07-01
CSX CORP P 2013-08-07 2013-09-09
ISHARES MORNINGSTAR SMALL CAP P 2012-12-03 2013-07-01
OPPENHMR DEV MRKTS CL Y P 2012-12-03 2013-10-03
APACHE CORP P 2012-12-05 2013-03-08
FLUOR CORP NEW DEL COM P 2011-12-05 2013-07-01
JPMORGAN CHASE & CO P 2013-02-08 2013-08-08
WHIRLPOOL CORP P 2012-07-01 2013-07-01
DREYFUS OPP SMALL CAP FD P 2013-09-05 2013-12-04
ISHARES TR SMALL VALUE P 2012-12-03 2013-09-09
PAYCHEX INC D 2012-04-03 2013-07-01
AUTONATION INC P 2013-11-08 2013-12-09
FREEPRT-MCMRAN CPR & GLD P 2012-12-05 2013-01-09
MARATHON OIL CORP P 2013-07-09 2013-09-10
BANK OF AMERICA CORP SER MTN D 2010-03-15 2013-03-18
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 4,010   8,058 -4,048
b 12   5 7
c 5,217   4,380 837
d 2,362   1,954 408
e 7,378   6,478 900
10,002   8,943 1,059
79,892   70,771 9,121
228,601   235,746 -7,145
37,850   30,036 7,814
66,969   66,378 591
18,572   16,265 2,307
1,981   1,686 295
9,021   7,176 1,845
1,521   1,135 386
60,723   31,550 29,173
277,233   273,943 3,290
20,770   19,458 1,312
47,003   42,097 4,906
8,639   7,988 651
9,437   9,220 217
8,413   7,529 884
4,969   4,544 425
2,911   2,210 701
211,345   200,000 11,345
51,130   50,047 1,083
16,345   16,605 -260
14,221   28,369 -14,148
16   15 1
16,874   13,918 2,956
3,387   3,292 95
2,530   2,151 379
100,000   100,888 -888
7,736   7,183 553
4,548   4,276 272
116,798   85,672 31,126
3,804   3,770 34
4,740   3,841 899
738   475 263
5,351   4,599 752
148,500   153,550 -5,050
6,938   5,677 1,261
4,770   4,726 44
7,767   6,878 889
113,574   118,610 -5,036
38,001   43,286 -5,285
4,823   3,347 1,476
39,546   36,714 2,832
227,385   208,262 19,123
8,276   7,431 845
4,876   4,840 36
4   4  
42,241   37,959 4,282
24,403   31,894 -7,491
2,431   2,377 54
45,936   37,574 8,362
210,087   205,034 5,053
50,997   46,927 4,070
36,700   37,504 -804
5,046   4,167 879
15,482   14,031 1,451
7,811   9,367 -1,556
5,129   5,092 37
11,698   13,309 -1,611
218,405   204,992 13,413
40,589   39,264 1,325
2,265   2,225 40
39,527   34,127 5,400
8,209   6,594 1,615
19,072   18,394 678
804   862 -58
28,083   25,746 2,337
3,125,000   3,414,649 -289,649
11,086   10,020 1,066
12,770   10,108 2,662
54,254   39,282 14,972
87,671   71,536 16,135
41,941   47,715 -5,774
2,886   2,137 749
23,611   17,091 6,520
123,366   123,366  
45,254   38,973 6,281
48,292   38,419 9,873
62,557   60,387 2,170
94,495   84,954 9,541
25,908   21,810 4,098
2,269   1,796 473
25,821   21,706 4,115
6,737   10,241 -3,504
22   16 6
5,332   5,073 259
22,709   22,933 -224
11,895   9,844 2,051
24,833   20,835 3,998
270   307 -37
94,581   87,733 6,848
3,339   2,827 512
17   11 6
9,368   6,290 3,078
4,609   4,269 340
1,736   1,304 432
5,691   4,698 993
1,842   1,897 -55
72,174   61,395 10,779
1,761   1,614 147
47,278   50,279 -3,001
7,633   6,376 1,257
67,683   58,175 9,508
64,498   60,085 4,413
2,978   2,792 186
2,127   1,948 179
11,526   10,381 1,145
401   393 8
48,824   47,070 1,754
26,621   25,700 921
250,000   255,689 -5,689
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -4,048
b       7
c       837
d       408
e       900
      1,059
      9,121
      -7,145
      7,814
      591
      2,307
      295
      1,845
      386
      29,173
      3,290
      1,312
      4,906
      651
      217
      884
      425
      701
      11,345
      1,083
      -260
      -14,148
      1
      2,956
      95
      379
      -888
      553
      272
      31,126
      34
      899
      263
      752
      -5,050
      1,261
      44
      889
      -5,036
      -5,285
      1,476
      2,832
      19,123
      845
      36
       
      4,282
      -7,491
      54
      8,362
      5,053
      4,070
      -804
      879
      1,451
      -1,556
      37
      -1,611
      13,413
      1,325
      40
      5,400
      1,615
      678
      -58
      2,337
      -289,649
      1,066
      2,662
      14,972
      16,135
      -5,774
      749
      6,520
       
      6,281
      9,873
      2,170
      9,541
      4,098
      473
      4,115
      -3,504
      6
      259
      -224
      2,051
      3,998
      -37
      6,848
      512
      6
      3,078
      340
      432
      993
      -55
      10,779
      147
      -3,001
      1,257
      9,508
      4,413
      186
      179
      1,145
      8
      1,754
      921
      -5,689
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -41,449
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 -143,732
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012      
2011      
2010      
2009      
2008      
2 Total of line 1, column (d) ...................... 2  
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3  
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4  
5 Multiply line 4 by line 3....................... 5  
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6  
7 Add lines 5 and 6......................... 7  
8 Enter qualifying distributions from Part XII, line 4.............. 8  
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 16,580
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 16,580
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 16,580
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 4,200
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,200
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 12,380
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletTAXPAYER Telephone no.bullet (203) 438-9224
    Located atbullet200 CHESTNUT HILL RDRIDGEFIELDCT ZIP+4bullet06877
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    LYNN CAPONERAClick to see attachment PRESIDENT
    45.00     		165,000 5,253 0
    300 CHESTNUT HILL RD
    RIDGEFIELD,CT06877
    DONA MC ADAMSClick to see attachment DIRECTOR
    1.00     		0 4,463 0
    5677 SANDGATE RD
    SANDGATE,VT05250
    MICHAEL DI CAPUAClick to see attachment DIRECTOR
    1.00     		0 0 0
    221 EAST 17TH ST
    NEW YORK,NY10003
    DONALD HAMBURGClick to see attachment SECRETARY/TR
    1.00     		0 0 0
    437 MADISON AVE
    NEW YORK,NY10022
    ANTONIA MARKIETClick to see attachment DIRECTOR
    1.00     		0 0 0
    81 BEECHWOOD RD
    FLORHAM PARK,NJ07932
    JOHN VITALEClick to see attachment VICE PRES
    1.00     		0 0 0
    888 BELLIS PARKWAY
    ORADELL,NJ07649
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    308,714
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    16,580
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    16,580
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    292,134
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    292,134
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    292,134
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 292,134
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009....... 43,790
    c From 2010....... 78,536
    d From 2011....... 4,471
    e From 2012.......  
    fTotal of lines 3a through e......... 126,797
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 630,000
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 292,134
    e Remaining amount distributed out of corpus 337,866
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 464,663
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		464,663
    10 Analysis of line 9:
    a Excess from 2009.... 43,790
    b Excess from 2010.... 78,536
    c Excess from 2011.... 4,471
    d Excess from 2012....  
    e Excess from 2013.... 337,866
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ROSENBACH MUSEUM AND LIBRARY
    2008 DELANCEY PL
    PHILADELPHIA,PA19103     		  501(C)(3) MUSEUM 575,000
    ALDRICH CONTEMPORARY ART MUSEUM
    258 MAIN ST
    RIDGEFIELD,CT06877     		  501(C)(3) CREATIVE MUSEUM 10,000
    NEW YORK LIBRARY ASSOCIATION
    6021 STATE FARM RD
    GUILDERLAND,NY12084     		  501(C)(3) TO PROMOTE LIBRARIES IN NEW YORK 5,000
    CONNECTICUT FOOD BANK
    150 BRADLEY ST
    EAST HAVEN,CT06512     		  501(C)(3) COMMUNITY FOOD PROGRAM 5,000
    ARTS HORIZONS
    1 GRAND AVE
    ENGLEWOOD,NJ07631     		  501(C)(3) PROF DEVELOP OF ARTS FOR EDUCATION 5,000
    COMMUNITY FOOD BANK OF NEW JERSEY
    31 EVANS TERMINAL
    HILLSIDE,NJ07205     		  501(C)(3) COMMUNITY FOOD PROGRAM 5,000
    FLORHAM PARK VOLUNTEER FIRE DEPT
    315 BROOKLAKE RD
    FLORHAM PARK,NJ07932     		  501(C)(3) FIREFIGHTING EQUIPMENT AND TRAINING 2,500
    FLORHAM PARK MEMORIAL FIRST AID SQU
    60 FELCH RD
    FLORHAM PARK,NJ07932     		  501(C)(3) PROVIDING EMERGENCY MEDICAL CARE 2,500
    SAGE CITY SYMPHONY
    BENNINGTON COLLEGE
    1 COLLEGE DR
    BENNINGTON,VT05201     		  501(C)(3) OPPORTUNITY OF MUSIC TO VAR LEVELS 5,000
    PS 118 MAURICE SENDAK CMMNTY SCHOOL
    211 EIGHTH ST
    BROOKLYN,NY11215     		  501(C)(3) FOSTERS INTELLECTUAL LEARNING 5,000
    OXFAM AMERICA
    226 CAUSEWAY ST
    BOSTON,MA02114     		  501(C)(3) TYPHOON HAIYAN SUPPORT & REHAB 5,000
    DOCTORS WITHOUT BORDERS
    333 SEVENTH AVE
    NEW YORK,NY10001     		  501(C)(3) TYPHOON HAIYAN RELIEF 5,000
    Total .................................bullet 3a 630,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....         307,666
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....         983,790
    8
    Gain or (loss) from sales of assets other than inventory .............     		        -41,449
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..     1,250,007
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,250,007
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    MAURICE SENDAK FOUNDATION INC
     
    Employer identification number

    13-3807627
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    MAURICE SENDAK FOUNDATION INC
          		Employer identification number

    13-3807627
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    AS BENEFICIARY FROM MAURICE SENDAK  
    200 CHESTNUT HILL RD
     
    RIDGEFIELD, CT06877

    		$8,504,019


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    MAURICE SENDAK FOUNDATION INC
          		Employer identification number

    13-3807627
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 200 CHESTNUT HILL RD, CT $1,200,000 2013-07-12
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 MICKEY MOUSE COLLECTION $573,950 2013-09-01
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 176 CHESTNUT HILL RD, CT $665,000 2013-07-12
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 MAURICE SENDAK WORKS OF ART $2,000,000 2013-07-08
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 LAND CHESTNUT HILL RD, CT $300,000 2013-07-12
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 ANTIQUES AND FURNISHINGS $600,000 2013-07-12
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    MAURICE SENDAK FOUNDATION INC
          		Employer identification number

    13-3807627
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 FURNITURE $10,000 2013-07-12
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 COOP APT 3B 40 FITH AVE, NY $3,125,000 2013-09-09
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    MAURICE SENDAK FOUNDATION INC
          		Employer identification number

    13-3807627
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    WAKOFF ANDRIULLI & CO LLC 9,406 9,406    

    TY 2013 CompensationExplanation
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Person Name Explanation
    LYNN CAPONERA  
    DONA MC ADAMS  
    MICHAEL DI CAPUA  
    DONALD HAMBURG  
    ANTONIA MARKIET  
    JOHN VITALE  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    200 CHESTNUT HILL RD 2013-07-12 1,200,000   S/L 27.5000 20,000 20,000    

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Name of Bond End of Year Book Value End of Year Fair Market Value
    MORGAN STANLEY 4.75% DUE 4/1/2014    
    ROYAL BANK OF SCOTLAND 4.875% DUE 3/    
    HSBC FINANCE CORP 3.9% DUE 7/15/2015    
    BANK OF AMERICA CORP 7.75% DUE 8/15/    
    MERRILL LYNCH 5.7% DUE 5/2/2017    
    BANK OF AMERICA CORP SER MTN 3/18/20    
    GENERAL ELECTRIC CAP CORP 4.75% DUE    
    HSBC FINANCE CORP 5.05% DUE 1/15/201    
    GOLDMAN SACHS GROUP 4.0% DUE 9/15/20 200,000 200,000

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ALGER CAPITAL APPRECIATION 17,079 21,250
    ALGER SMID CAP GROWTH 12,168 13,123
    ALGER SMID CAP GROWTH 37,500 36,456
    BLACKROCK ALL CAP ENERGY 6,202 7,541
    BLACKROCK STRATEGIC 200,191 201,587
    DELAWARE CORPORATE BOND 203,790 200,742
    DELAWARE DIVERSIFIED 201,229 201,214
    DREYFUS INTERNATIONAL 200,000 191,138
    EATON VANCE FLOATING RATE 231,613 232,410
    HOTCHKIS & WILEY 237,783 252,290
    JP MORGAN INCOME BUILDER 508,073 512,938
    LORD ABBETT INTL DIVIDEND INCOME FD 150,000 151,002
    LORD ABBOTT SHORT DURATION FD A 68,450 66,980
    LORD ABBOTT SHORT DURATION FUND C 22,126 21,700
    MFS INTL NEW DISCOVERY FUND 19,492 23,883
    MFS VALUE FUND 16,677 21,911
    PUTNAM DIVERSIFIED INC TR FUND 29,687 30,567
    PUTNAM DIVERSIFIED INC TR FUND 205,000 206,169
    SUNAMERICA FOCUSED DIVIDEND 26,449 34,424
    SUNAMERICA FOCUSED DIVIDEND 100,000 116,065
    AMAZON COM INC 11,682 20,737
    AMAZON COM INC 14,875 20,737
    APACHE CORP    
    AUTONATION 39,074 39,504
    AUTOZONE INC 12,575 15,772
    AUTOZONE INC 2,170 2,868
    AUTOZONE INC 109,239 119,963
    BIOGEN IDEC INC 31,323 39,140
    CAPITAL ONE FINL 39,368 52,478
    CAPITAL ONE FINL 38,937 46,502
    CENTURYLINK INC    
    CENTURYLINK INC    
    CENTURYLINK INC    
    CENTURYLINK INC    
    CONSTELLATION BRANDS    
    CARMAX INC    
    CARMAX INC    
    CARMAX INC    
    CARMAX INC    
    CHESAPEAKE ENERGY OKLA 25,999 29,338
    CHESAPEAKE ENERGY OKLA 2,973 3,528
    CHESAPEAKE ENERGY OKLA 9,301 14,656
    CHESAPEAKE ENERGY OKLA 2,133 3,393
    CHESAPEAKE ENERGY OKLA 37,901 41,904
    DOLLAR TREE 41,710 40,679
    EXXON MOBIL 41,719 47,868
    EXXON MOBIL 45,372 51,612
    EATON CORP 37,032 54,883
    EATON CORP 38,058 44,530
    FREEPRT-MCMRAN CPR & GLD    
    FLUOR CORP 11,241 16,138
    FLUOR CORP 830 1,204
    FLUOR CORP 2,314 3,452
    FLUOR CORP 16,276 20,715
    GAMESTOP CORP 46,011 42,117
    GENL DYNAMICS 37,188 53,412
    GENL DYNAMICS 38,593 45,768
    HESS CORP 81,195 93,790
    HUNTINGTON BANCSHS 88,477 98,604
    JACOBS ENGN GRP    
    JACOBS ENGN GRP    
    JACOBS ENGN GRP    
    JACOBS ENGN GRP    
    MICRON TECHNOLOGY    
    NEWS CORP    
    O'REILLY AUTOMOTIVE 15,454 21,623
    O'REILLY AUTOMOTIVE 18,494 20,465
    REGENERON PHARMACTCLS 41,354 38,258
    TERADATA CORP    
    TERADATA CORP    
    TERADATA CORP    
    VALERO ENERGY 72,294 103,421
    VERTEX PHARMCTLS 44,192 43,837
    WATSON PHARMACEUTICALS    
    WELLS FARGO 42,217 57,930
    WELLS FARGO 35,006 38,454
    ISHARES MSCI EAFE 289,876 342,520
    ISHARES MSCI EMERGING 115,702 112,052
    ISHARES TR SMALL CORE 172,963 227,016
    ISHARES TR MID CORE 176,991 228,432
    ABBOTT LABS    
    AUTOMATIC DATA PROCESSING 26,366 37,652
    AUTOMATIC DATA PROCESSING 44,025 49,287
    BAXTER INTERNATIONAL    
    CHEVRON CORP    
    CH ROBINSON WORLDWIDE    
    COCA COLA COM    
    CSX CORP 82,263 90,165
    EXXON MOBIL 30,026 34,509
    EXXON MOBIL 51,763 57,279
    EATON CORP    
    EMERSON ELECTRIC 76,105 90,041
    GENL DYNAMICS    
    GENUINE PARTS 85,248 86,518
    HONEYWELL INTL INC    
    JOHNSON & JOHNSON 75,588 83,164
    LINEAR TECHNOLOGY 75,353 91,874
    MCDONALDS CORP 30,185 33,572
    MCDONALDS CORP 51,287 49,388
    MEDTRONIC INC    
    NORTHROP GRUMMAN 75,074 87,791
    PAYCHEX 26,833 37,608
    PAYCHEX 44,811 51,859
    PROCTOR & GAMBLE 79,753 83,689
    QUEST DIAGNOSTIC 88,035 75,491
    RAYTHEON CO 75,882 88,614
    UNITED TECHS CORP 75,699 88,309
    3M COMPANY    
    WAL-MART STORES 27,315 29,981
    WAL-MART STORES 46,863 48,945
    MICROSOFT CORP    
    ISHARES TR SMALL VALUE    
    PRUDENTIAL JENNISON MID CAP 91,712 107,578
    MFS NEW DISCOVERY 86,211 104,320
    MFS INTERNATIONAL DIVERSIFICATION 267,107 301,171
    OPPENHEIMER DEVELOP MKTS 99,452 107,576
    NEUBERGER BERMAN EQUITY    
    DREYFUS OPPORTUNISTIC SMALL CAP 98,383 98,519
    HOTCHKIS AND WILEY 91,092 109,994
    ABBOTT LABS    
    ABBOTT LABS    
    ABBOTT LABS    
    ABBOTT LABS    
    ABBOTT LABS    
    AUTOMATIC DATA PROCESSING    
    AUTOMATIC DATA PROCESSING    
    BAXTER INTERNATIONAL    
    BAXTER INTERNATIONAL    
    BAXTER INTERNATIONAL    
    BAXTER INTERNATIONAL    
    BAXTER INTERNATIONAL    
    BAXTER INTERNATIONAL    
    CHEVRON CORP    
    CHEVRON CORP    
    CHEVRON CORP    
    CHEVRON CORP    
    CHEVRON CORP    
    CHEVRON CORP    
    CHEVRON CORP    
    CH ROBINSON WORLDWIDE    
    COCA COLA COM    
    COCA COLA COM    
    COCA COLA COM    
    EXXON MOBIL    
    EATON CORP    
    GENL DYNAMICS    
    GENL DYNAMICS    
    GENL DYNAMICS    
    GENL DYNAMICS    
    GENL DYNAMICS    
    GENL DYNAMICS    
    HONEYWELL INTL INC    
    HONEYWELL INTL INC    
    HONEYWELL INTL INC    
    HONEYWELL INTL INC    
    HONEYWELL INTL INC    
    HONEYWELL INTL INC    
    HONEYWELL INTL INC    
    HONEYWELL INTL INC    
    MCDONALDS CORP    
    MCDONALDS CORP    
    MCDONALDS CORP    
    MCDONALDS CORP 871 970
    MCDONALDS CORP 1,306 1,455
    MCDONALDS CORP 609 679
    MEDTRONIC INC    
    MEDTRONIC INC    
    MEDTRONIC INC    
    MEDTRONIC INC    
    MEDTRONIC INC    
    MEDTRONIC INC    
    MEDTRONIC INC    
    MEDTRONIC INC    
    MICROSOFT CORP    
    MICROSOFT CORP    
    MICROSOFT CORP    
    MICROSOFT CORP    
    PAYCHEX    
    WAL-MART STORES    
    WAL-MART STORES    
    WAL-MART STORES    
    WAL-MART STORES    
    WAL-MART STORES    
    WAL-MART STORES    
    WAL-MART STORES    
    WAL-MART STORES 562 630
    WAL-MART STORES 1,404 1,574
    WAL-MART STORES 1,755 1,967
    EXXON MOBIL    
    EXXON MOBIL 802 911
    GENL DYNAMICS    
    GENL DYNAMICS    
    GENL DYNAMICS    
    GENL DYNAMICS    
    GENL DYNAMICS    
    GENL DYNAMICS    
    JACOBS ENGN    
    JACOBS ENGN    
    JACOBS ENGN    
    JACOBS ENGN    
    JACOBS ENGN    
    JACOBS ENGN    
    JACOBS ENGN    
    JACOBS ENGN    
    JACOBS ENGN    
    JACOBS ENGN    
    TERADATA CORP    

    TY 2013 InvestmentsLandSchedule2
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    176 CHESTNUT HILL RD 665,000   665,000 600,000
    LAND 300,000   300,000 300,000
    ANTIQUE FURNISHINGS 600,000   600,000 600,000
    MISCELLANEOUS FURNISHINGS 10,000   10,000 10,000

    TY 2013 InvestmentsOtherSchedule2
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MICKEY MOUSE COLLECTION FMV 450,584 450,584
    WORKS OF ART CREATED BY M.SENDAK FMV 2,000,000 2,000,000

    TY 2013 LandEtcSchedule2
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
      1,200,000 20,000 1,180,000 1,200,000


    TY 2013 LegalFeesSchedule
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GOLENBOCK EISEMAN ASSOR BELL 46,110 46,110    
    CUMMINGS & LOCKWOOD LLC 5,974 5,974    


    TY 2013 OtherExpensesSchedule
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    OFFICE AND DATA PROCESSING EX 8,412 8,412    
    OUTSIDE SERVICES 1,400 1,400    
    GENERAL INSURANCE 2,314 2,314    
    ENTERTAINMENT 1,342 1,342    
    POSTAGE AND DELIVERY 333 333    


    TY 2013 OtherIncomeSchedule2
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FROM K-1 ESTATE OF M.SENDAK 968,509 968,509 968,509
    FROM K-1 ESTATE OF M.SENDAK 15,281 15,281 15,281


    TY 2013 OtherLiabilitiesSchedule
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Description Beginning of Year - Book Value End of Year - Book Value
    PAYROLL TAXES PAYABLE   5,878


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT SERVICE FEES 34,377 34,377    


    TY 2013 SubstantialContributorsSch
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Name Address
    ESTATE OF MAURICE SENDAK 200 CHESTNUT HILL RD
    RIDGEFIELD,CT06877


    TY 2013 TaxesSchedule
    Name:
    MAURICE SENDAK FOUNDATION INC
    EIN: 13-3807627
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAXES 6,616 6,616    
    STATE FILING FEES 40 40