TY 2013 Form 990

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)
(1) Ramon L Jimenez MD........................................................................ President	10.00 .......................	X	X
(2) Richard J Haynes MD........................................................................ Secretary & Vice Chair, Development	7.00 .......................	X	X
(3) James G Borovsky........................................................................ Treasurer	7.00 .......................	X	X
(4) James D Heckman MD........................................................................ Vice Chair, Research Grants	7.00 .......................	X	X
(5) Frank B Kelly Jr MD........................................................................ Vice Chair, Educational Grants	7.00 .......................	X	X
(6) Thomas P Schmalzried MD........................................................................ Vice Chair, Corporate Relations	7.00 .......................	X	X
(7) John J Callaghan MD........................................................................ Chair-Elect	7.00 .......................	X	X
(8) S Terrance Canale MD........................................................................ Past Board Chair	7.00 .......................	X	X
(9) R Tracy Ballock MD........................................................................ Trustee	5.00 .......................	X
(10) James H Beaty MD........................................................................ Trustee	5.00 .......................	X
(11) Jeffrey R Binder........................................................................ Trustee	5.00 .......................	X
(12) Kevin J Bozic MD........................................................................ Trustee	5.00 .......................	X
(13) Farshid Guilak PhD........................................................................ Trustee	5.00 .......................	X
(14) John H Healey MD........................................................................ Trustee	5.00 .......................	X
(15) Shepard R Hurwitz MD........................................................................ Trustee	5.00 .......................	X
(16) Richard F Kyle MD........................................................................ Trustee	5.00 .......................	X
(17) David G Lewallen MD........................................................................ Trustee	5.00 .......................	X

Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.	(A) Total expenses	(B) Program service expenses	(C) Management and general expenses	(D) Fundraising expenses
1	Grants and other assistance to governments and organizations in the United States. See Part IV, line 21	4,313,800	4,313,800
2	Grants and other assistance to individuals in the United States. See Part IV, line 22
3	Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16
4	Benefits paid to or for members
5	Compensation of current officers, directors, trustees, and key employees ....	785,833	185,530	152,169	448,134
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....
7	Other salaries and wages	588,670	182,732	121,417	284,521
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	193,346	55,153	35,075	103,118
9	Other employee benefits .......	147,963	37,730	31,030	79,203
10	Payroll taxes ...........	93,576	25,908	17,235	50,433
11	Fees for services (non-employees):
a	Management ......	62,363		62,363
b	Legal .........	39,458		39,458
c	Accounting ...........	31,400		31,400
d	Lobbying ...........
e	Professional fundraising services. See Part IV, line 17	87,500			87,500
f	Investment management fees ......	61,033		61,033
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........	8,428		8,428
12	Advertising and promotion ....	253,055	31,010	2,990	219,055
13	Office expenses .......	87,917	12,566	20,927	54,424
14	Information technology ......	52,545	16,650	9,616	26,279
15	Royalties ..
16	Occupancy ...........	89,176	27,073	16,323	45,780
17	Travel ............	119,440	15,731	76,593	27,116
18	Payments of travel or entertainment expenses for any federal, state, or local public officials ......
19	Conferences, conventions, and meetings ....	133,022	16,280	60,209	56,533
20	Interest ...........
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization .....	12,781		12,781
23	Insurance ..............	27,831		27,831
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	Life Insurance Premiums	153,966		153,966
b	Bad Debt	113,850			113,850
c	Dues and Subscriptions	10,291		4,607	5,684
d
e	All other expenses	44,993	1,886	24,919	18,188
25	Total functional expenses. Add lines 1 through 24e	7,512,237	4,922,049	970,370	1,619,818
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
	1	Cash–non-interest-bearing .............		1
2	Savings and temporary cash investments .........	9,060,239	2	5,467,304
3	Pledges and grants receivable, net ...........	3,928,158	3	2,945,409
4	Accounts receivable, net .............		4
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
			5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
			6
7	Notes and loans receivable, net .............		7
8	Inventories for sale or use ..............		8
9	Prepaid expenses and deferred charges ..........	36,692	9	45,393
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	275,867
b	Less: accumulated depreciation .....	10b	255,890	32,038	10c	19,977
11	Investments—publicly traded securities ..........	23,456,013	11	27,475,298
12	Investments—other securities. See Part IV, line 11 .....		12
13	Investments—program-related. See Part IV, line 11 .....		13
14	Intangible assets ...............		14
15	Other assets. See Part IV, line 11 ...........	4,645,531	15	5,018,092
16	Total assets. Add lines 1 through 15 (must equal line 34)......	41,158,671	16	40,971,473
	17	Accounts payable and accrued expenses .........	250,780	17	313,465
18	Grants payable .................	5,453,656	18	4,377,547
19	Deferred revenue ................		19
20	Tax-exempt bond liabilities .............		20
21	Escrow or custodial account liability. Complete Part IV of Schedule D..	2,079,245	21	1,771,768
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........		22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ....		24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................		25
26	Total liabilities. Add lines 17 through 25.........	7,783,681	26	6,462,780
		Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............	-2,870,121	27	-1,894,543
28	Temporarily restricted net assets ...........	4,453,196	28	4,178,154
29	Permanently restricted net assets ...........	31,791,915	29	32,225,082
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........		30
31	Paid-in or capital surplus, or land, building or equipment fund .....		31
32	Retained earnings, endowment, accumulated income, or other funds		32
33	Total net assets or fund balances ...........	33,374,990	33	34,508,693
34	Total liabilities and net assets/fund balances ........	41,158,671	34	40,971,473

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.
right arrow

Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

Orthopaedic Research and Education Foundation

Employer identification number

36-6009467

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E.)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in

section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross

receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of

its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses

acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box that describes the type of supporting organization and complete lines 11e through 11h.

Type I

Type II

Type III - Functionally integrated

Type III - Non-functionally integrated

By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).

If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box ..................................................

Since August 17, 2006, has the organization accepted any gift or contribution from any of the
following persons?

(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)

Yes

and (iii) below, the governing body of the supported organization? ................

11g(i)

(ii) A family member of a person described in (i) above? ......................

11g(ii)

(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................

11g(iii)

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization in col. (i) listed in your governing document?		(v) Did you notify the organization in col. (i) of your support?		(vi) Is the organization in col. (i) organized in the U.S.?		(vii) Amount of monetary support
(i) Name of supported organization	(ii) EIN	Yes	No	Yes	No	Yes	No	(vii) Amount of monetary support


Total

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2013

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....	18,494,916	25,123,804	8,034,243	5,154,975	6,370,076	63,178,014
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3	18,494,916	25,123,804	8,034,243	5,154,975	6,370,076	63,178,014
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..						32,045,549
6	Public support. Subtract line 5 from line 4.						31,132,465

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
7	Amounts from line 4..	18,494,916	25,123,804	8,034,243	5,154,975	6,370,076	63,178,014
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	543,458	433,142	732,310	720,388	872,830	3,302,128
9	Net income from unrelated business activities, whether or not the business is regularly carried on..
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11	Total support (Add lines 7 through 10).						66,480,142

Gross receipts from related activities, etc. (see instructions) ..................

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here................................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f)) .........

46.830 %

Public support percentage for 2012 Schedule A, Part II, line 14 ...............

46.320 %

16a

33 1/3% support test—2013. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2012. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2013. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2012. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2013

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3	Gross receipts from activities that are not an unrelated trade or business under section 513..
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge..
6	Total. Add lines 1 through 5.
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons...
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2012 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2012 Schedule A, Part III, line 17 .............

19a

33 1/3% support tests—2013. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ........ right arrow

33 1/3% support tests—2012. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ..... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions ..... right arrow

Schedule A (Form 990 or 990-EZ) 2013

Page 4

Part IV

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Explanation

Schedule A (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Name of the organization

Orthopaedic Research and Education Foundation

Employer identification number

36-6009467

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or
property) from any one contributor. Complete Parts I and II.

Special Rules

For a section 501(c)(3) organization filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the
greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 for use exclusively for religious, charitable,
scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and
III.

For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did
not total more than $1,000. If this box is checked, enter here the total contributions that were received during
the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule
applies to this organization because it received nonexclusively religious, charitable, etc., contributions of $5,000 or more
during the year ......................... Arrow Bullet

Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 2

Name of organization Orthopaedic Research and Education Foundation

Part I	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
RESTRICTED	RESTRICTED RESTRICTED RESTRICTED RESTRICTED, RESTRICTEDRESTRICTED	$RESTRICTED	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 3

Name of organization Orthopaedic Research and Education Foundation

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 4

Name of organization
Orthopaedic Research and Education Foundation

Employer identification number

36-6009467

Part III

Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet

$
Use duplicate copies of Part III if additional space is needed.

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet

Attach to Form 990. SchDMd Bullet

See separate instructions. SchDMd Bullet

Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

Orthopaedic Research and Education Foundation

Employer identification number

36-6009467

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate contributions to (during year) ...
3	Aggregate grants from (during year) .....
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements .......................	2a
b	Total acreage restricted by conservation easements ..................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register ....................	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.

If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenues included in Form 990, Part VIII, line 1 ........................ SchDMd Bullet

(ii)

Assets included in Form 990, Part X .............................. SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

Revenues included in Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2013

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No

If "Yes," explain the arrangement in Part XIII and complete the following table:


c	Beginning balance .................................	1c
d	Additions during the year ..............................	1d
e	Distributions during the year .............................	1e
f	Ending balance ...................................	1f

Did the organization include an amount on Form 990, Part X, line 21? .....................

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........

Part V

Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.

		(a)Current year	(b)Prior year	b (c)Two years back	(d)Three years back	(e)Four years back
1a	Beginning of year balance ....	25,563,123	20,816,303	21,836,981	20,192,293	17,293,162
b	Contributions ........	1,023,628	2,539,740	887,174	863,972	1,264,815
c	Net investment earnings, gains, and losses	2,442,972	2,207,080	-763,804	2,024,961	3,574,561
d	Grants or scholarships .....			1,144,048	1,244,245	1,940,245
e	Other expenditures for facilities and programs ........
f	Administrative expenses ....
g	End of year balance ......	29,029,723	25,563,123	20,816,303	21,836,981	20,192,293

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

3.580 %

Permanent endowment SchDMd Bullet

96.420 %

Temporarily restricted endowment SchDMd Bullet

The percentages in lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) unrelated organizations ........................

3a(i)

Yes

(ii) related organizations ........................

3a(ii)

If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(b)Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value
1a	Land .................
b	Buildings ................
c	Leasehold improvements ............	22,201	22,201	0
d	Equipment ................	253,666	233,689	19,977
e	Other .................
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......				19,977

Schedule D (Form 990) 2013

Page 3

Part VII

InvestmentsOther Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)		(b)Book value	(c) Method of valuation: Cost or end-of-year market value
(1)Financial derivatives
(2)Closely-held equity interests
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment		(b) Book value	(c) Method of valuation: Cost or end-of-year market value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value
(1) Charitable Remainder Trusts Receivable				2,796,563
(2) Cash Surrender Value of Life Insurance				1,949,373
(3) Other Receivables				272,156






Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........				5,018,092

Part X

Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability		(b) Book value
Federal income taxes









Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................

Schedule D (Form 990) 2013

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	8,645,367
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains on investments ..........	2a	1,018,931
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d	-13,559
e	Add lines 2a through 2d .....................			2e	1,005,372
3	Subtract line 2e from line 1.....................			3	7,639,995
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a	573
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b.......................			4c	573
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	7,640,568

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	7,511,664
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities ..........	2a
b	Prior year adjustments ..............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d......................			2e	0
3	Subtract line 2e from line 1.....................			3	7,511,664
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a	573
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.......................			4c	573
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	7,512,237

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
Part IV, Line 2b:	On behalf of twenty-nine orthopaedic organizations, the Foundation solicits contributions which it administers funds, performs recordkeeping and provides grants as requested by those organizations.
Part V, Line 4:	The endowment funds are invested in a well-diversified portfolio and disbursements are made as outlined in an endowment spending policy to award research and educational grants and to support the Foundation's mission.
Part X, Line 2:	The Foundation, an Illinois nonprofit corporation, is exempt from income taxes under Section 501(c)(3) of the Internal Revenue Code and applicable state law, except for taxes pertaining to unrelated business income, if any. The Foundation follows the accounting standard on accounting for uncertainty in income taxes, which addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under the guidance, the Foundation may recognize the tax benefits from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Foundation and various positions related to potential sources of unrelated business taxable income. As of December 31, 2013, there were no unrecognized tax benefits identified or recorded as liabilities. The Foundation files Form 990 in the U.S. federal jurisdiction and the State of Illinois. The Foundation is no longer subject to examination by the Internal Revenue Service for years before 2010.
Part XI, Line 2d - Other Adjustments:	Change in Cash Surrender Value of Life Insurance Policies 129,995. Change in Value of Charitable Remainder Trusts -143,554.

Schedule D (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.
right arrow

Information about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization
Orthopaedic Research and Education Foundation

Employer identification number

36-6009467

Part I

Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

Yes

If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
			Yes	No
	Association Development Solutions 40 Shuman Blvd Ste 300 Naperville, IL60563	Campaign planning solicitation advice		No	0	87,500	-87,500









Total .................						87,500	-87,500

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

AL, AK, AZ, AR, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY

For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2013

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

			(a) Event #1 (event type)	(b) Event #2 (event type)	(c) Other events (total number)	(d) Total events (add col. (a) through col. (c))
	1	Gross receipts . . .
	2	Less: Contributions . .
	3	Gross income (line 1 minus line 2) . . .
	4	Cash prizes . . .
	5	Noncash prizes . .
	6	Rent/facility costs . .
	7	Food and beverages .
	8	Entertainment . . .
	9	Other direct expenses .
	10	Direct expense summary. Add lines 4 through 9 in column (d) ...........
	11	Net income summary. Subtract line 10 from line 3, column (d)...........

Part III

Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

(a) Bingo

(b) Pull tabs/Instant
bingo/progressive bingo

(c) Other gaming

(d) Total gaming (add col.(a) through col.(c))

Gross revenue . . . .

Cash prizes . . . .

Non-cash prizes . . .

Rent/facility costs . . .

Other direct expenses . .

Volunteer labor . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow

Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow

Enter the state(s) in which the organization operates gaming activities:

Is the organization licensed to operate gaming activities in each of these states? ............

YesNo

If "No," explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2013

Page 3

Does the organization operate gaming activities with nonmembers? .................

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? ..........................

YesNo

Indicate the percentage of gaming activity operated in:

The organization's facility ......................

13a

An outside facility ........................

13b

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? ......................................

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? ............................

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).

Return Reference	Explanation

Schedule G (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule I
(Form 990)

Department of the Treasury
Internal Revenue Service

Grants and Other Assistance to Organizations,
Governments and Individuals in the United States

Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet

Attach to Form 990
lBullet

Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization
Orthopaedic Research and Education Foundation

Employer identification number
36-6009467

Part I

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................

Yes No

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Part II

Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of organization or government	(b) EIN	(c) IRC Code section if applicable	(d) Amount of cash grant	(h) Purpose of grant or assistance
(1) American Academy of Orthopaedic Surgeons 6300 N River Road Rosemont,IL60018	36-2110592	501(c)(3)	5,000	2013 AAOS/OREF/ORS Clinician Scholar Development Program
(2) American Academy of Orthopaedic Surgeons 6300 N River Road Rosemont,IL60018	36-2110592	501(c)(3)	40,000	2013 Annual Unrestricted Educational Grant
(3) American Orthopaedic Association 6300 N River Road Rosemont,IL60018	13-6118458	501(c)(3)	15,000	2013 AOA-OREF Resident Leadership Forum
(4) Banner Health 1441 N 12th Street 3rd Floor Phoenix,AZ85006	45-0233470	501(c)(3)	5,515	OREF Residency Enhancement Grant
(5) Barton Health Lake Tahoe PO Box 11889 Zephyr Cove,NV89448	94-6050274	501(c)(3)	25,000	2013 GME Fellowship Grant in Sports Medicine
(6) Baylor University Medical Center Dallas TX 3500 Gaston Avenue Dallas,TX75246	75-1921898	501(c)(3)	25,000	2013 GME Fellowship Grant in Foot and Ankle
(7) Beaumont Health System 3535 W 13 Mile Road Suite 604 Royal Oak,MI48073	38-1459362	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine
(8) Beaumont Health System 3535 W 13 Mile Road Suite 604 Royal Oak,MI48073	38-1459362	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(9) Boston Children's Hospital Harvard Medical School 300 Longwood Avenue Boston,MA02115	04-2970129	501(c)(3)	30,000	Development and Validation of a Pediatric Activity Scale
(10) Boston Children's Hospital Harvard Medical School 300 Longwood Avenue Boston,MA02115	04-2970129	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(11) Boston University School of Medicine Boston Medical Center Department of Orthopaedic Surgery Boston,MA021182393	04-3354360	501(c)(3)	5,000	Effects of Continuous Femoral Nerve Blockade on Post-Operative Pain Control and Knee Rehabilitation Following Operative Fixation of Tibial Plateau Fractures
(12) Boston University School of Medicine Boston Medical Center Department of Orthopaedic Surgery Boston,MA021182393	04-3354360	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine
(13) Brigham and Women's Hospital 75 Francis Street Boston,MA02115	04-2312909	501(c)(3)	25,000	2013 GME Fellowship Grant in Sports Medicine
(14) Brigham and Women's Hospital 75 Francis Street Boston,MA02115	04-2312909	501(c)(3)	31,250	2013 GME Fellowship Grant in Shoulder and Elbow
(15) Brigham and Women's Hospital 75 Francis Street Boston,MA02115	04-2312909	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(16) Brigham and Women's Hospital 75 Francis Street Boston,MA02115	04-2312909	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(17) Cedars Sinai Medical Center 8797 Beverly Boulevard 250 Los Angeles,CA90048	95-1644600	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(18) Children's Hospital of Los Angeles 4650 Sunset Boulevard 69 Los Angeles,CA900276062	95-1690977	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(19) Cincinnati Children's Hospital Medical Center 3333 Burnet Avenue MLC2017 Cincinnati,OH452293039	31-0833936	501(c)(3)	225,000	The Role of Muscle Satellite Cells in Contracture Formation Following Neonatal Brachial Plexus Injury
(20) Cleveland Clinic Foundation 9500 Euclid Avenue Cleveland,OH44195	34-0714585	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(21) Columbia University Medical Center 622 W 168th Street PH 11 New York,NY10032	13-5598093	501(c)(3)	5,000	Investigation of the Mechanism of Action and a Novel Therapeutic Application of a Caspase 1 Inhibitor in the Setting of Inflammatory Osteolysis
(22) Columbia University Medical Center 622 W 168th Street PH 11 New York,NY10032	13-5598093	501(c)(3)	24,090	Intra- and Inter-Observer Reliability of the Video-Assisted Drop Vertical Jump Screening Test for ACL Injury Risk
(23) Columbia University Medical Center 622 W 168th Street PH 11 New York,NY10032	13-5598093	501(c)(3)	46,437	Effect of Nicotine on Rotator Cuff Structure and Healing
(24) Columbia University Medical Center 622 W 168th Street PH 11 New York,NY10032	13-5598093	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(25) DD Eisenhower Army Medical Center Orthopaedic Service Ft Gordon,GA30905	58-2045292	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(26) Duke University 375 MSRB Research Drive Box 3093 Durham,NC27710	56-0532129	501(c)(3)	50,000	Improving Osteoarthritis Pain and Function Through Intra-Articular Depot Delivery of Small Molecule Therapeutics
(27) Emory University School of Medicine 59 Executive Park South Suite 3000 Atlanta,GA30329	58-0566256	501(c)(3)	25,000	2013 GME Fellowship Grant in Oncology
(28) Emory University School of Medicine 59 Executive Park South Suite 3000 Atlanta,GA30329	58-0566256	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(29) Emory University School of Medicine 59 Executive Park South Suite 3000 Atlanta,GA30329	58-0566256	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(30) Foundation for Orthopaedic Athletic and Reconstructive Research 6410 Fanin Suite 1535 Houston,TX77030	76-0257078	501(c)(3)	31,250	2013 GME Fellowship Grant in Shoulder and Elbow
(31) Foundation for Orthopaedic Athletic and Reconstructive Research 6410 Fanin Suite 1535 Houston,TX77030	76-0257078	501(c)(3)	31,300	2013 GME Fellowship Grant in Spine Care
(32) Foundation for Orthopaedic Research and Education Inc 13020 N Telecom Parkway Temple Terrace,FL33637	59-3555349	501(c)(3)	25,000	2013 GME Fellowship Grant in Trauma
(33) Foundation for Orthopaedic Research and Education Inc 13020 N Telecom Parkway Temple Terrace,FL33637	59-3555349	501(c)(3)	31,250	2013 GME Fellowship Grant in Shoulder and Elbow
(34) Foundation for Orthopaedic Research and Education Inc 13020 N Telecom Parkway Temple Terrace,FL33637	59-3555349	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(35) Foundation for Orthopaedic Research and Education Inc 13020 N Telecom Parkway Temple Terrace,FL33637	59-3555349	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(36) Genesys Health Foundation One Genesys Parkway Grand Blanc,MI48439	38-3591148	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(37) Grand Rapids Medical Education and Research Center 300 Lafayette SE 3400 Grand Rapids,MI49503	23-7270669	501(c)(3)	25,000	2013 GME Fellowship Grant in Foot and Ankle
(38) Hospital for Special Surgery Cornell University Medical College 535 E 70th Street New York,NY10021	13-1624135	501(c)(3)	20,000	Scapular Kinematics of Healthy Controls and Individuals with Asymptomatic Rotator Cuff Tears
(39) Hospital for Special Surgery Cornell University Medical College 535 E 70th Street New York,NY10021	13-1624135	501(c)(3)	41,531	The Effect of Health Care Supply on Hip Fracture Treatment: A Population-based Approach to Identify New Opportunities for Quality Improvement
(40) Hospital for Special Surgery Cornell University Medical College 535 E 70th Street New York,NY10021	13-1624135	501(c)(3)	57,220	2013 GME Fellowship Grant in Adult Reconstruction
(41) Indiana University 541 Clinical Drive Suite 600 Indianapolis,IN462025111	35-6001673	State of Indiana	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(42) Johns Hopkins University 733 N Broadway Suite 117 Baltimore,MD21205	52-0595110	501(c)(3)	31,290	2013 GME Fellowship Grant in Adult Spine Care
(43) Johns Hopkins University 733 N Broadway Suite 117 Baltimore,MD21205	52-0595110	501(c)(3)	31,290	2013 GME Fellowship Grant in Pediatric Spine Care
(44) Keller Army Community Hospital US Military Academy 900 Washington Road West Point,NY10996	91-1593913	501(c)(3)	25,000	2013 GME Fellowship Grant in Sports Medicine
(45) Lurie Children's Hospital of Chicago 225 E Chicago Avenue Chicago,IL60611	36-2170833	501(c)(3)	5,000	Vitamin D and Fracture Risk in the Pediatric Population
(46) Marshall University University Orthopaedic Services 1801 Sixth Avenue Huntington,WV25703	55-0564945	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(47) Massachusetts General Hospital GRB 6 32 Fruit Street Boston,MA02114	04-2697983	501(c)(3)	5,000	Determination of Morphologically Similar Areas of Articular Cartilage in the Knee and Elbow Joint - Implications for OATS Procedure
(48) Massachusetts General Hospital GRB 6 32 Fruit Street Boston,MA02114	04-2697983	501(c)(3)	25,000	2013 GME Fellowship Grant in Oncology
(49) Massachusetts General Hospital GRB 6 32 Fruit Street Boston,MA02114	04-2697983	501(c)(3)	25,000	2013 GME Fellowship Grant in Trauma
(50) Massachusetts General Hospital GRB 6 32 Fruit Street Boston,MA02114	04-2697983	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(51) Massachusetts General Hospital GRB 6 32 Fruit Street Boston,MA02114	04-2697983	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(52) Mayo Clinic - Jacksonville 4500 San Pablo Road Jacksonville,FL32224	59-3337028	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(53) Mayo Clinic Medical School 200 First Street SW Rochester,MN55905	41-6011702	501(c)(3)	31,250	2013 GME Fellowship Grant in Shoulder and Elbow
(54) Mayo Clinic Medical School 200 First Street SW Rochester,MN55905	41-6011702	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(55) Mayo Clinic Medical School 200 First Street SW Rochester,MN55905	41-6011702	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(56) Medical University of South Carolina College of Medicine 200 First Street SW Charleston,SC29425	57-6000722	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(57) Montefiore Medical Center-Albert Einstein College of Med 1695 Eastchester Road 2nd Floor Bronx,NY10461	13-1740114	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(58) Mount Sinai School of Medicine Box 1188 One Gustave L Levy Place New York,NY100296574	13-6171197	501(c)(3)	25,000	The Effect of Esomeprazole Magnesium on Incidence of Dysphagia Following Anterior Cervical Spine Surgery: A Prospective, Randomized, Double-Blinded, Placebo-Controlled Study
(59) Mount Sinai School of Medicine Box 1188 One Gustave L Levy Place New York,NY100296574	13-6171197	501(c)(3)	31,250	2013 GME Fellowship Grant in Shoulder and Elbow
(60) Mount Sinai School of Medicine Box 1188 One Gustave L Levy Place New York,NY100296574	13-6171197	501(c)(3)	50,000	Notochordal Cells Release Anti-Neural and Anti-Vascular Factors that can be used to Treat Discogenic Pain
(61) New England Baptist Hospital 125 Parker Hill Avenue Boston,MA02120	04-2103612	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(62) New England Baptist Hospital 125 Parker Hill Avenue Boston,MA02120	04-2103612	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(63) New York University - Hospital for Joint Diseases 301 E 17th Street New York,NY10003	13-5562308	501(c)(3)	31,250	2013 GME Fellowship Grant in Shoulder and Elbow
(64) New York University - Hospital for Joint Diseases 301 E 17th Street New York,NY10003	13-5562308	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(65) Northwestern University Medical School 676 North St Clair Suite 1350 Chicago,IL60611	36-2167817	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(66) Ohio State University 410 West 10th Avenue N-1043 Doan Hall Columbus,OH43210	31-6025986	State of Ohio	5,000	Adipokines in Spinal Fusion: Do They Play a Role?
(67) Orlando Regional Healthcare 1314 Kuhl Avenue Orlando,FL32806	59-1726273	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(68) OrthoCarolina Research Institute Inc 1915 Randolph Road Charlotte,NC28207	01-0648145	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(69) Orthopaedic Research Foundation 8450 Northwest Boulevard Indianapolis,IN46278	35-1691013	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(70) Orthopaedic Research Society 6300 N River Road Rosemont,IL60018	36-3180285	501(c)(3)	15,000	Grant Writing Workshops, 2013
(71) Pennsylvania State UniversityMilton S Hershey Medical Center PO Box 850 Hershey,PA170330850	24-6000376	501(c)(3)	50,000	Biomechanical Assessment of a Novel Humeral Head Anterior-Offsetting Technique for Difficult Shoulder Arthroplasty with Posterior Instability
(72) Providence Hospital St John Providence Health System PO Box 2043 Southfield,MI48037	38-1358212	501(c)(3)	5,000	PRP vs. Kenalog: An In Vitro Comparison of Gene Expression Changes in Osteoarthritic Human Chondrocytes
(73) Rady Children's Hospital and Health Center 3030 Childrens Way Suite 410 San Diego,CA92123	81-0566710	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(74) Rush University Medical Center 1653 West Congress Parkway Chicago,IL60612	36-2174823	501(c)(3)	5,000	Three-Dimensional Characterization of Acetabular Pincer Lesions
(75) Rush University Medical Center 1653 West Congress Parkway Chicago,IL60612	36-2174823	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(76) Rush University Medical Center 1653 West Congress Parkway Chicago,IL60612	36-2174823	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(77) San Diego Center for Spinal Disorders 4130 La Jolla Village Drive Suite 300 La Jolla,CA92037	20-1863911	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(78) Shriners Hospitals for Children Northern California 2425 Stockton Boulevard Sacramento,CA95819	36-2193608	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(79) Shriners Hospitals for Children Philadelphia 3551 North Broad Street Philadelphia,PA19140	36-2193608	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(80) Southern Illinois University 701 North 1st Street PO Box 19679 Springfield,IL627949679	37-6005961	State of Illinois	5,515	2013 GME Residency Enhancement Grant
(81) Southern Illinois University 701 North 1st Street PO Box 19679 Springfield,IL627949679	37-6005961	State of Illinois	50,000	Evaluation of Tissue Engineered Composites for Bone Regeneration Using Stem Cell Molecular and Gene Analysis
(82) Stanford University School of Medicine 450 Broadway Street MC 6342 Redwood City,CA94063	94-1156365	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(83) State University of New York at Buffalo School of Medicine 162K Farber Hall University at Buffalo Buffalo,NY14214	16-1372561	501(c)(3)	25,000	2013 GME Fellowship Grant in Sports Medicine
(84) Texas Back Institute 6020 West Parker Raod Suite 200 Plano,TX75093	75-2050380	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(85) Texas Scottish Rite Hospital for Children 2222 Welborn Street Dallas,TX75219	75-0818178	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(86) The Steadman Clinic - Steadman Philippon Research Institute 181 West Meadow Drive Vail,CO81657	84-1415470	501(c)(3)	20,000	Improving Outcomes for Posterolateral Knee Injuries - Running Title: The Posterolateral Corner of the Knee
(87) Thomas Jefferson University Rothman Institute 925 Chestnut Street Philadelphia,PA19107	22-2620085	501(c)(3)	23,500	The Effect of Elevated Synovial Cholesterol Levels in Rotator Cuff Tendon Injury
(88) Thomas Jefferson University Rothman Institute 925 Chestnut Street Philadelphia,PA19107	22-2620085	501(c)(3)	150,000	Serum Molecular Markers: A Potential Guide for Reimplantation After Resection Arthroplasty for Periprosthetic Joint Infection
(89) Tripler Army Medical Center 1 Jarrett-White Road Honolulu,HI968595000	52-1317896	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(90) Tulane University School of Medicine 1430 Tulane Avenue SL 32 New Orleans,LA70112	72-0423889	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(91) Union Memorial Hospital 201 East University Parkway Baltimore,MD21218	52-0591685	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(92) United States Bone and Joint DecadeInitiative 6300 North River Road Rosemont,IL60018	13-4223933	501(c)(3)	5,000	USBJDI Young Investigators Initiative 2013
(93) University of Arizona College of Medicine HSC PO Box 245064 Tucson,AZ85724	74-2652689	501(c)(3)	50,000	Ultrasound Elasticity Imaging for the Diagnosis of Human PTTD
(94) University of California Davis 4860 Y Street Suite 3800 Sacramento,CA95817	94-6038494	State of California	20,000	Covalent Targeting Delivery Project
(95) University of California Davis 4860 Y Street Suite 3800 Sacramento,CA95817	94-6038494	State of California	25,000	2013 GME Fellowship Grant in Sports Medicine
(96) University of California Davis 4860 Y Street Suite 3800 Sacramento,CA95817	94-6038494	State of California	31,290	2013 GME Fellowship Grant in Spine Care
(97) University of California Davis 4860 Y Street Suite 3800 Sacramento,CA95817	94-6038494	State of California	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(98) University of California Davis 4860 Y Street Suite 3800 Sacramento,CA95817	94-6038494	State of California	100,000	Bioengineering Implantable Bone Tissue Using Allogenic and Autologous Mesenchymal Stem Cells
(99) University of California Los Angeles UCLA School of Med 10945 Le Conte Avenue PVUB3355 Los Angeles,CA90095	95-6006143	State of California	5,000	Real-time Detection of Infection in a Critical Bone Defect Model in Mice
(100) University of California Los Angeles UCLA School of Med 10945 Le Conte Avenue PVUB3355 Los Angeles,CA90095	95-6006143	State of California	5,515	2013 GME Residency Enhancement Grant
(101) University of California Los Angeles UCLA School of Med 10945 Le Conte Avenue PVUB3355 Los Angeles,CA90095	95-6006143	State of California	20,000	In Vivo Evaluation of Tissue-Engineered Constructs for Anterior Cruciate Ligament Reconstruction
(102) University of California Los Angeles UCLA School of Med 10945 Le Conte Avenue PVUB3355 Los Angeles,CA90095	95-6006143	State of California	50,000	Protecting Implants from Infection: Implant Coatings and Their Effects on Osteointegration
(103) University of California San Diego School of Medicine 200 West Arbor Drive MC8894 San Diego,CA921038894	94-3067788	State of California	5,000	Novel Decellularization Process of Peripheral Nerve Allograft and Outcomes Following Implantation into a Rat Sciatic Nerve Injury Model
(104) University of California San Diego School of Medicine 200 West Arbor Drive MC8894 San Diego,CA921038894	94-3067788	State of California	5,000	Three Dimensional Analysis of the Growth Plate and Intervertebral Cellular Responses to Spinal Growth Modulation in the Fusionless Treatment of Scoliosis: A Pilot Study in an Immature Porcine Model
(105) University of California San Diego School of Medicine 200 West Arbor Drive MC8894 San Diego,CA921038894	94-3067788	State of California	31,290	2013 GME Fellowsing Grant in Spine Care
(106) University of California San Francisco School of Medicine 500 Parnassus Avenue San Francisco,CA94143	94-6036493	State of California	5,000	The Effect of Screening for Nasal Carriers of Staphylococcus Aureus and Treatment with Topical Mupirocin on Incidence of Surgical Site Infection After Operative Fracture Fixation
(107) University of California San Francisco School of Medicine 500 Parnassus Avenue San Francisco,CA94143	94-6036493	State of California	5,515	2013 Residency Enhancement Grant
(108) University of California San Francisco School of Medicine 500 Parnassus Avenue San Francisco,CA94143	94-6036493	State of California	20,000	Smad4 Effects on Physis Morphogenesis and Chondrocyte Polarity
(109) University of California San Francisco School of Medicine 500 Parnassus Avenue San Francisco,CA94143	94-6036493	State of California	31,290	2013 GME Fellowship Grant in Spine Care
(110) University of California San Francisco School of Medicine 500 Parnassus Avenue San Francisco,CA94143	94-6036493	State of California	224,172	The Molecular Pathophysiology of Muscle Atrophy and Fatty Infiltration After Massive Rotator Cuff Tears
(111) University of Chicago 5841 South Maryland MC3079 Chicago,IL60637	36-2177139	501(c)(3)	5,000	Effect of BMP-14 and IGF-1 Combination Gene Therapy on Tendon Healing
(112) University of Colorado School of Medicine Denver 4701 E 9th Avenue Box E203 Denver,CO80262	84-6000555	State of Colorado	31,290	2013 GME Fellowship Grant in Spine Care
(113) University of Colorado School of Medicine Denver 4701 E 9th Avenue Box E203 Denver,CO80262	84-6000555	State of Colorado	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(114) University of Florida College of Medicine 3450 Hull Road Gainesville,FL32607	59-6002052	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(115) University of Florida College of Medicine 3450 Hull Road Gainesville,FL32607	59-6002052	501(c)(3)	25,000	2013 GME Fellowship Grant in Oncology
(116) University of Florida College of Medicine 3450 Hull Road Gainesville,FL32607	59-6002052	501(c)(3)	31,250	2013 GME Fellowship Grant in Shoulder and Elbow
(117) University of Iowa College of Medicine 200 Hawkins Drive Iowa City,IA522421088	42-6004813	501(c)(3)	5,000	Acetabular Prosthesis Protrusion After Medial Acetabular Wall Breach in Total Hip Arthroplasty: A Cadaveric Biomechanical Study
(118) University of Iowa College of Medicine 200 Hawkins Drive Iowa City,IA522421088	42-6004813	501(c)(3)	20,000	The Role of Osteoclasts in the Growth and Metastasis of Chondrosarcoma: A Mammal Model
(119) University of Louisville School of Medicine Health Science Center Building A Room 1115 Louisville,KY40292	61-1029626	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(120) University of Maryland School of Medicine 22 S Greene Street S11B Baltimore,MD21201	52-2238893	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(121) University of Minnesota - Minneapolis 200 Oak Street SE Minneapolis,MN55455	41-6007513	State of Minnesota	25,000	2013 GME Fellowship Grant in Trauma
(122) University of Mississippi School of Medicine 2500 N State Street Jackson,MS39216	64-6008520	State of Mississippi	5,000	Effect of P2Y12 Receptor Blockade Upon Function of ADP-Treated Osteoblasts
(123) University of Pennsylvania McKay Laboratories 424 Stemmler Hall Philadelphia,PA191046081	23-1352685	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(124) University of Pennsylvania McKay Laboratories 424 Stemmler Hall Philadelphia,PA191046081	23-1352685	501(c)(3)	20,000	The Effect of Early Mobilization After Surgical Repair of an Achilles Tendon Rupture in a Rat Model
(125) University of Tennessee Campbell Clinic 1211 Union Avenue Suite 510 Memphis,TN38104	62-0548038	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(126) University of Utah School of Medicine 590 Wakara Way Salt Lake City,UT84108	87-6000525	State of Utah	50,000	Discovering Novel Small Molecules for Treating Synovial Sarcoma in the Orthopaedic Oncology Patient
(127) University of Utah School of Medicine 590 Wakara Way Salt Lake City,UT84108	87-6000525	State of Utah	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(128) University of Washington School of Medicine Department of Orthopaedics Harborview Medical Center Seattle,WA981042499	91-6001537	State of Washington	31,290	2013 GME Fellowship Grant in Spine Care
(129) Vanderbilt University School of Medicine Medical Center East Nashville,TN372328774	62-0476822	501(c)(3)	5,000	Characterizing the Coagulation States of Patients with Isolated Femur Fractures Treated with Reamed Intramedullary Nailing Intraoperatively and Postoperatively Using a Novel Coagulation Assay
(130) Vanderbilt University School of Medicine Medical Center East Nashville,TN372328774	62-0476822	501(c)(3)	5,000	Typing Proficiency Following Carpal Tunnel Release
(131) Vanderbilt University School of Medicine Medical Center East Nashville,TN372328774	62-0476822	501(c)(3)	5,515	2013 GME Residency Enhancement Grant
(132) Vanderbilt University School of Medicine Medical Center East Nashville,TN372328774	62-0476822	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(133) Vanderbilt University School of Medicine Medical Center East Nashville,TN372328774	62-0476822	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(134) Wake Forest University Health Sciences Medical Center Boulevard WinstonSalem,NC271571070	22-3849199	501(c)(3)	20,000	A Novel Xenograft-derived Bone Scaffold for Improved Treatment of Critical Bone Defects
(135) Wake Forest University Health Sciences Medical Center Boulevard WinstonSalem,NC271571070	22-3849199	501(c)(3)	30,000	Identifying Muscular Contributions to Bone Deformity of the Shoulder Following Brachial Plexus Birth Palsy
(136) Wake Forest University Health Sciences Medical Center Boulevard WinstonSalem,NC271571070	22-3849199	501(c)(3)	50,000	BMP Receptors and GDF5 in Osteoarthritis
(137) Washington University School of Medicine Campus Box 8233 660 S Euclid St Louis,MO63110	43-0653611	501(c)(3)	5,000	Evaluation of the Effects of Fatigue on Fastpitch Softball Players
(138) Washington University School of Medicine Campus Box 8233 660 S Euclid St Louis,MO63110	43-0653611	501(c)(3)	11,912	Randomized Trial of Post-Operative Intravenous Acetaminophen in Geriatric Patients with Hip Fractures
(139) Washington University School of Medicine Campus Box 8233 660 S Euclid St Louis,MO63110	43-0653611	501(c)(3)	31,250	2013 GME Fellowship Grant in Shoulder and Elbow
(140) Washington University School of Medicine Campus Box 8233 660 S Euclid St Louis,MO63110	43-0653611	501(c)(3)	31,290	2013 GME Fellowship Grant in Spine Care
(141) Washington University School of Medicine Campus Box 8233 660 S Euclid St Louis,MO63110	43-0653611	501(c)(3)	57,214	2013 GME Fellowship Grant in Adult Reconstruction
(142) Wayne State University 656 W Kirby Detroit,MI48202	38-6028429	State of Michigan	40,000	A New Implant Surface with Doxycycline-Doped Nanofiber Coating

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image

Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50055P

Schedule I (Form 990) 2013

Page 2

Part III

Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.

(a)Type of grant or assistance	(b)Number of recipients	(c)Amount of cash grant	(d)Amount of non-cash assistance	(e)Method of valuation (book, FMV, appraisal, other)	(f)Description of non-cash assistance

Part IV

Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.

Return Reference

Explanation

Part I, Line 2:

One-year grants receive 50% of the funds to start, then 40% after a six-month financial report is received. A final scientific and lay report is required within 60 days after the grant ends, and a final financial report. Once Orthopaedic Research and Education Foundation has all reports, the final 10% of the funds are released. One-time award/educational grant/lectureship grants receive full payment after they are approved. Documentation is in the file for lectureships, educational programs, and awards. Two-or three year grants are paid and spread over the term of the grant. The 10% withheld is the same until all reports are received. These multi-year grants submit annual scientific progress reports which are then reviewed by the original peer review committee member. The Chair of the Research Grants Committee reads all reports and submits them to the Board of Trustees for approval at the June meeting each year.

Schedule I (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990. SchJMediumBullet

See separate instructions.
SchJMediumBullet

Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

Orthopaedic Research and Education Foundation

Employer identification number

36-6009467

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....

Yes

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? ................

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 5a or 5b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 6a or 6b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................

If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2013

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation reported as deferred in prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation reported as deferred in prior Form 990
(1)Sharon MellorCEO	(i) (ii)	188,926 0	12,000 0	193 0	38,649 0	13,106 0	252,874 0	0 0
(2)Donna RebeckCFO/COO	(i) (ii)	137,889 0	9,000 0	435 0	28,588 0	17,591 0	193,503 0	0 0

Schedule J (Form 990) 2013

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.

Return Reference	Explanation
Part I, Line 1a	OREF reimburses the CEO, CFO-COO and the VPs for membership fees that OREF deems beneficial for them to belong to. The following individuals received non-taxable reimbursements: -Sharon Mellor $2,946 -Donna Rebeck $1,661 -Robert Payne $1,545

Schedule J (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.
Right pointing arrow large image

Information about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

Orthopaedic Research and Education Foundation

Employer identification number

36-6009467

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....
2 Art—Historical treasures .
3 Art—Fractional interests ..
4 Books and publications ..
5 Clothing and household goods .......
6 Cars and other vehicles ..
7 Boats and planes ....
8 Intellectual property ...
9 Securities—Publicly traded .	X	17	158,054	Fair Market Value
10 Securities—Closely held stock .
11 Securities—Partnership, LLC, or trust interests ....
12 Securities—Miscellaneous ..
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .
16 Real estate—Commercial ..
17 Real estate—Other ...
18 Collectibles .....
19 Food inventory ...
20 Drugs and medical supplies .
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( )
26 Other ( )
27 Other ( )
28 Other ( )

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that

it must hold for at least three years from the date of the initial contribution, and which is not required to be used

for exempt purposes for the entire holding period? ..................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

If "Yes," describe in Part II.

If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2013)

Page 2

Part II

Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Return Reference	Explanation

Schedule M (Form 990) (2013)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

Orthopaedic Research and Education Foundation

Employer identification number

36-6009467

Return Reference	Explanation
Form 990, Part VI, Section B, line 11	The organization's Accountant, CFO, CEO and the Audit Committee review the Form 990. The Form 990 is provided to the Trustees who have the opportunity to review it electronically prior to filing with the IRS.
Form 990, Part VI, Section B, line 12c	All Board Members annual submission of disclosure statements are on file with the OREF Chief Executive Officer (CEO). The CEO reviews meeting agendas prior to the meeting and notifies leadership of any issues that need to be addressed before the discussion can take place. Any individual who gives notice of potential conflict is to abstain from participating in any item of business which comes before the Board.
Form 990, Part VI, Section B, line 15	The Foundation has a formal process to determine the compensation of its CEO. The CEO has ultimate responsibility for implementing the decisions of the Board of Trustees and for supervising the Foundation's management, administration and operations. The process includes the following elements: (1) Review and approval by the Board of Trustees or Compensation Committee; (2) Use comparable compensation data; and (3) Contemporaneous documentation and recordkeeping.
Form 990, Part VI, Section C, line 19	The organization made its governing documents, conflict of interest policy, and financial statements available to the public upon request.
Form 990, Part XI, line 9:	Change in Cash Surrender Value of Life Insurance Policies -143,554. Change in Value of Charitable Remainder Trusts 129,995.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: The Orthopaedic Research and Education Foundation (OREF) mission is improving lives by supporting excellence in orthopaedic research. The Foundation's vision is that it will be the leader in supporting orthopaedic research to improve function, eliminate pain and restore mobility.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	23
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	23
5	Total number of individuals employed in calendar year 2013 (Part V, line 2a) ......	5	19
6	Total number of volunteers (estimate if necessary) .............	6	100
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	0
b	Net unrelated business taxable income from Form 990-T, line 34 .........	7b	0

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	5,154,975	6,370,076
9	Program service revenue (Part VIII, line 2g) .........	0	0
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	2,440,615	1,270,492
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	0	0
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)...................	7,595,590	7,640,568
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	6,934,530	4,313,800
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	1,833,467	1,809,388
16a	Professional fundraising fees (Part IX, column (A), line 11e).....	0	87,500
b	Total fundraising expenses (Part IX, column (D), line 25) 1,619,818
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	1,451,193	1,301,549
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	10,219,190	7,512,237
19	Revenue less expenses. Subtract line 18 from line 12.......	-2,623,600	128,331
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	41,158,671	40,971,473
21	Total liabilities (Part X, line 26).............	7,783,681	6,462,780
22	Net assets or fund balances. Subtract line 21 from line 20.....	33,374,990	34,508,693

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ 3,297,773 including grants of $ 2,894,010 ) (Revenue $ )
	Clinician Development Program - Provides funding to academic institutions for fellowships, residency programs, and continuing medical education courses.

4b	(Code: ) (Expenses $ 945,033 including grants of $ 828,707 ) (Revenue $ )
	Grant Program The purpose of the Foundation is to support research into the causes and treatment of musculoskeletal diseases and injuries. OREF's niche is supporting surgeon-researchers and PhD-researchers across the spectrum of their careers.

4c	(Code: ) (Expenses $ 679,243 including grants of $ 591,083 ) (Revenue $ )
	For the new medical researcher in orthopaedics, OREF's grant programs offer a chance to develop their research interests. Through educational programming, OREF supports emerging talent to help them obtain the mentoring and data they need to go on to large-scale funding.

4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses4,922,049

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)			(D) Reportable compensation from the organization (W- 2/1099-MISC)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and Title
(18) Adolph V Lombardi Jr MD........................................................................ Trustee	5.00 .......................	X			0	0	0
(19) William C McMaster MD........................................................................ Trustee	5.00 .......................	X			0	0	0
(20) Michael L Parks MD........................................................................ Trustee	5.00 .......................	X			0	0	0
(21) E Anthony Rankin MD........................................................................ Trustee	5.00 .......................	X			0	0	0
(22) Richard Santore MD........................................................................ Trustee	5.00 .......................	X			0	0	0
(23) Richard R Tarr........................................................................ Trustee	5.00 .......................	X			0	0	0
(24) Sharon Mellor........................................................................ CEO	50.00 .......................		X		201,119	0	51,755
(25) Donna Rebeck........................................................................ CFO/COO	50.00 .......................		X		147,324	0	46,179
(26) Ed Hoover........................................................................ VP for Development	40.00 .......................			X	108,032	0	21,083
(27) Robert Payne VP of Corporate........................................................................ Development & Strategic Philanthropy	40.00 .......................			X	121,122	0	5,918

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)............	577,597	0	124,935

(A) Name and business address	(B) Description of services	(C) Compensation





2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 0

				(A) Total revenue	(B) Related or exempt function revenue	(C) Unrelated business revenue	(D) Revenue excluded from tax under sections 512-514
1a	Federated campaigns..1a
b	Membership dues....1b
c	Fundraising events....1c
d	Related organizations...1d
e	Government grants (contributions)1e

f	All other contributions, gifts, grants, and similar amounts not included above1f		6,370,076

g	Noncash contributions included in lines 1a-1f:$		158,054
h	Total. Add lines 1a-1f.......			6,370,076
			Business Code
2a
b
c
d
e
f	All other program service revenue .
g	Total. Add lines 2a–2f........
3	Investment income (including dividends, interest, and other similar amounts).......			872,830			872,830
4	Income from investment of tax-exempt bond proceeds..
5	Royalties...........
		(i) Real	(ii) Personal
6a	Gross rents
b	Less: rental expenses
c	Rental income or (loss)
d	Net rental income or (loss).......
		(i) Securities	(ii) Other
7a	Gross amount from sales of assets other than inventory	2,880,632
b	Less: cost or other basis and sales expenses	2,482,970
c	Gain or (loss)	397,662
d	Net gain or (loss)..........			397,662			397,662
8a	Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ..
	a
b	Less: direct expenses ...b
c	Net income or (loss) from fundraising events..
9a	Gross income from gaming activities. See Part IV, line 19 ...
	a
b	Less: direct expenses ...b
c	Net income or (loss) from gaming activities...
10a	Gross sales of inventory, less returns and allowances .
	a
b	Less: cost of goods sold ..b
c	Net income or (loss) from sales of inventory..
Miscellaneous Revenue			Business Code
11a
b
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......
12	Total revenue. See Instructions......			7,640,568	0	0	1,270,492


				(A) Beginning of year		(B) End of year
1	Cash–non-interest-bearing .............				1
2	Savings and temporary cash investments .........			9,060,239	2	5,467,304
3	Pledges and grants receivable, net ...........			3,928,158	3	2,945,409
4	Accounts receivable, net .............				4
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
					5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
					6
7	Notes and loans receivable, net .............				7
8	Inventories for sale or use ..............				8
9	Prepaid expenses and deferred charges ..........			36,692	9	45,393
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	275,867
b	Less: accumulated depreciation .....	10b	255,890	32,038	10c	19,977
11	Investments—publicly traded securities ..........			23,456,013	11	27,475,298
12	Investments—other securities. See Part IV, line 11 .....				12
13	Investments—program-related. See Part IV, line 11 .....				13
14	Intangible assets ...............				14
15	Other assets. See Part IV, line 11 ...........			4,645,531	15	5,018,092
16	Total assets. Add lines 1 through 15 (must equal line 34)......			41,158,671	16	40,971,473
17	Accounts payable and accrued expenses .........			250,780	17	313,465
18	Grants payable .................			5,453,656	18	4,377,547
19	Deferred revenue ................				19
20	Tax-exempt bond liabilities .............				20
21	Escrow or custodial account liability. Complete Part IV of Schedule D..			2,079,245	21	1,771,768
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........				22
23	Secured mortgages and notes payable to unrelated third parties ..				23
24	Unsecured notes and loans payable to unrelated third parties ....				24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................				25
26	Total liabilities. Add lines 17 through 25.........			7,783,681	26	6,462,780
	Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............			-2,870,121	27	-1,894,543
28	Temporarily restricted net assets ...........			4,453,196	28	4,178,154
29	Permanently restricted net assets ...........			31,791,915	29	32,225,082
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........				30
31	Paid-in or capital surplus, or land, building or equipment fund .....				31
32	Retained earnings, endowment, accumulated income, or other funds				32
33	Total net assets or fund balances ...........			33,374,990	33	34,508,693
34	Total liabilities and net assets/fund balances ........			41,158,671	34	40,971,473