Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
First Eagle Investment Management Foundation
 
% c/o Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside RdSuite 123Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

45-4165305
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,731,060J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,000,000
2 Check bullet
3 Interest on savings and temporary cash investments 1,470 1,470  
4 Dividends and interest from securities......      
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10  
b Gross sales price for all assets on line 6a  
7 Capital gain net income (from Part IV, line 2)...  
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 1,001,470 1,470  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions)        
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 13,439 850   12,589
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 13,439 850   12,589
25 Contributions, gifts, grants paid........ 678,711 678,711
26 Total expenses and disbursements. Add lines 24 and 25 692,150 850   691,300
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 309,320
b Net investment income (if negative, enter -0-) 620
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 1,421,740 1,731,060 1,731,060
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........      
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,421,740 1,731,060 1,731,060
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 1,421,740 1,731,060
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,421,740 1,731,060
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,421,740 1,731,060
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,421,740
2 Enter amount from Part I, line 27a..................... 2 309,320
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 1,731,060
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,731,060
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1a
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2  
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 577,596 726,996 0.794497
2011 0 0 0.0
2010 0 0 0.0
2009 0 0 0.0
2008 0 0 0.0
2 Total of line 1, column (d) ...................... 2 0.794497
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.794497
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 1,190,871
5 Multiply line 4 by line 3....................... 5 946,143
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 6
7 Add lines 5 and 6......................... 7 946,149
8 Enter qualifying distributions from Part XII, line 4.............. 8 691,300
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 12
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 12
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 12
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a  
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 12
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 12
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
Yes
 
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletco Foundation Source Telephone no.bullet (800) 839-1754
    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    John Arnhold VP / Dir
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Melanie Dow VP / Dir
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Robert Hackney Dir
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Bridget Macaskill Pres / Dir / Sec
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Matt McLennan Dir
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    59,544
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    12
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    12
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    59,532
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    59,532
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    59,532
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 59,532
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:2011, 2010, 2009  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012....... 541,346
    fTotal of lines 3a through e......... 541,346
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 691,300
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 59,532
    e Remaining amount distributed out of corpus 631,768
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,173,114
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		1,173,114
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012.... 541,346
    e Excess from 2013.... 631,768
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A CHILDS HAVEN INC
    1124 RUTHERFORD RD
    GREENVILLE,SC29609     		N/A PC General & Unrestricted 250
    AID FOR THE PHILIPPINES
    575 CALLAN AVE
    SAN LEANDRO,CA94577     		N/A PC General & Unrestricted 250
    ALS THERAPY DEVELOPMENT FOUNDATION INC
    300 TECHNOLOGY SQ STE 400
    CAMBRIDGE,MA02139     		N/A PC General & Unrestricted 200
    ALZHEIMERS DISEASE AND RELATED DISORDERS ASSOCIATI
    2 JEFFERSON PLZ STE 103
    POUGHKEEPSIE,NY12601     		N/A PC General & Unrestricted 2,500
    AMERICAN CANCER SOCIETY
    6525 N MERIDIAN AVE
    Oklahoma City,OK73116     		N/A PC General & Unrestricted 40,815
    AMERICAN CANCER SOCIETY INC
    PO BOX 22718
    OKLAHOMA CITY,OK73123     		N/A PC General & Unrestricted 180
    AMERICAN FOUNDATION FOR SUICIDE PREVENTION
    120 WALL ST 22ND FL
    NEW YORK,NY10005     		N/A PC General & Unrestricted 250
    AMERICAN FRIENDS OF JAMAICA INC
    1120 AVE OF AMERICAS 4TH FL
    NEW YORK,NY10036     		N/A PC General & Unrestricted 250
    AMERICAN HEART ASSOCIATION
    3020 WESTCHESTER AVE
    PURCHASE,NY10577     		N/A PC General & Unrestricted 250
    AMERICAN HEART ASSOCIATION INC
    7272 GREENVILLE AVE
    DALLAS,TX75231     		N/A PC General & Unrestricted 555
    AMERICAN MUSEUM OF NATURAL HISTORY
    79TH ST AT CENTRAL PARK W
    NEW YORK,NY10024     		N/A PC General & Unrestricted 15,000
    AMERICAN NATIONAL RED CROSS
    8550 ARLINGTON BLVD
    FAIRFAX,VA22031     		N/A PC General & Unrestricted 600
    AMERICAN SOCIETY FOR THE PREVENTION OF CRUELTY TO
    520 8TH AVE 7TH FL
    NEW YORK,NY10018     		N/A PC General & Unrestricted 225
    ARCHITECTURE FOR HUMANITY
    695 MINNA ST
    SAN FRANCISCO,CA94103     		N/A PC Disaster Reconstruction and Resiliency Campaign 1,000
    ASSOCIATION TO BENEFIT CHILDREN
    419 E 86TH ST
    NEW YORK,NY10028     		N/A PC General & Unrestricted 250
    AUTISM SPEAKS INC
    1060 STATE RD 2ND FL
    PRINCETON,NJ08540     		N/A PC General & Unrestricted 1,250
    AUTISM SPEAKS INC
    1060 STATE RD 2ND FL
    PRINCETON,NJ08540     		N/A PC 2013 Walk Now for Autism Speaks: Northern new jersey initiative 50
    AUTISM SPEAKS INC
    1060 STATE RD 2ND FL
    PRINCETON,NJ08540     		N/A PC 2013 Walk Now for Autism Speaks: Northern new jersey for jamie england's team initiative 50
    AUTISM SPEAKS INC
    1060 STATE RD 2ND FL
    PRINCETON,NJ08540     		N/A PC Northern New Jersey for Jamie England's team initiative 100
    AUTISM SPEAKS INC
    1060 STATE RD 2ND FL
    PRINCETON,NJ08540     		N/A PC 2013 Walk Now for Autism Speaks: Northern New jersey for mason england's team campaign 2,500
    AUTISM SPEAKS INC
    5805 BLUE LAGOON DR STE 110
    MIAMI,FL33126     		N/A PC General & Unrestricted 250
    BALLET HISPANICO OF NEW YORK
    167 W 89TH ST
    NEW YORK,NY10024     		N/A PC General & Unrestricted 250
    BARTON COLLEGE
    PO BOX 5000
    WILSON,NC27893     		N/A PC General & Unrestricted 2,500
    BEAT THE STREETS DETROIT INC
    39500 HIGH PTE BLVD STE 400
    NOVI,MI48375     		N/A PC General & Unrestricted 250
    BEST FRIENDS ANIMAL SOCIETY
    5001 ANGEL CANYON RD
    KANAB,UT84741     		N/A PC General & Unrestricted 200
    BIRTHRIGHT ISRAEL FOUNDATION
    33 E 33RD ST 7TH FL
    NEW YORK,NY10016     		N/A PC General & Unrestricted 50
    BOB WOODRUFF FAMILY FOUNDATION INC
    1359 BROADWAY RM 800
    NEW YORK,NY10018     		N/A PC General & Unrestricted 3,500
    BRAIN TUMOR FUND FOR THE CAROLINAS
    PO BOX 5627
    CHARLOTTE,NC28299     		N/A PC General & Unrestricted 250
    BREARLEY SCHOOL
    610 E 83RD ST
    NEW YORK,NY10028     		N/A PC General & Unrestricted 1,000
    BROOKLYN BOTANIC GARDEN CORPORATION
    1000 WASHINGTON AVE
    BROOKLYN,NY11225     		N/A PC General & Unrestricted 20,000
    BROOKLYN HEIGHTS MONTESSORI SCHOOL
    185 COURT ST
    BROOKLYN,NY11201     		N/A PC General & Unrestricted 500
    BROOKLYN INSTITUTE OF ARTS AND SCIENCES DBA BROOKL
    200 EASTERN PKWY
    BROOKLYN,NY11238     		N/A PC General & Unrestricted 500
    CARNEGIE HALL SOCIETY INC
    881 7TH AVE
    NEW YORK,NY10019     		N/A PC General & Unrestricted 10,000
    CENTRAL PARK CONSERVANCY INC
    14 E 60TH ST FL 8
    NEW YORK,NY10022     		N/A PC General & Unrestricted 20,000
    CHARITY GLOBAL INC - CHARITY WATER
    200 VARICK ST
    NEW YORK,NY10014     		N/A PC General & Unrestricted 250
    CHARLOTTE LATIN SCHOOLS INC
    9502 PROVIDENCE RD
    CHARLOTTE,NC28277     		N/A PC General & Unrestricted 3,500
    CHILDRENS HOPECHEST INC
    300 GENERAL PALMER DR
    PALMER LAKE,CO80133     		N/A PC General & Unrestricted 2,000
    CITY HARVEST INC
    6 E 32ND ST FL 5
    NEW YORK,NY10016     		N/A PC General & Unrestricted 15,250
    CITY SQUASH INC
    PO BOX 619
    BRONX,NY10458     		N/A PC Charitable Event 100
    COALITION FOR THE HOMELESS INC
    129 FULTON ST
    NEW YORK,NY10038     		N/A PC General & Unrestricted 3,750
    COLUMBIA BUSINESS SCHOOL
    33 W 60TH ST
    NEW YORK,NY10023     		N/A PC General & Unrestricted 12,500
    COMMUNITY FUND OF BRONXVILLE EASTCHESTER TUCKAHOE
    17 SAGAMORE RD
    BRONXVILLE,NY10708     		N/A PC General & Unrestricted 3,500
    CONCORDIA COLLEGE AT BRONXVILLE
    171 WHITE PLAINS RD
    BRONXVILLE,NY10708     		N/A PC Concordia Conservatory Fund 500
    CONSERVATION INTERNATIONAL FOUNDATION
    2011 CRYSTAL DR STE 500
    ARLINGTON,VA22202     		N/A PC General & Unrestricted 500
    CORNELL UNIVERSITY
    130 E SENECA ST STE 400
    ITHACA,NY14850     		N/A PC Cornell Annual Fund for Arts and Sciences 500
    DANA FARBER CANCER INSTITUTE INC
    10 BROOKLINE PL W 6TH FL
    BROOKLINE,MA02445     		N/A PC Claudia Adams Barr Program 80
    DANBURY GRASSROOTS TENNIS INC
    12 S LAKE SHORE DR
    BROOKFIELD,CT06804     		N/A PC Charitable Event 1,000
    DELBARTON SCHOOL
    230 MENDHAM RD
    MORRISTOWN,NJ07960     		N/A PC General & Unrestricted 250
    DOCTORS WITHOUT BORDERS USA INC
    333 7TH AVE
    NEW YORK,NY10001     		N/A PC General & Unrestricted 1,500
    DOE FUND INC
    232 E 84TH ST
    NEW YORK,NY10028     		N/A PC General & Unrestricted 225
    DONORSCHOOSE ORG
    134 W 37TH ST 11TH FL
    NEW YORK,NY10018     		N/A PC General & Unrestricted 500
    DRESS FOR SUCCESS WORLDWIDE
    32 E 31ST ST
    NEW YORK,NY10016     		N/A PC General & Unrestricted 250
    FAIRFIELD UNIVERSITY
    1073 N BENSON RD
    FAIRFIELD,CT06824     		N/A PC General & Unrestricted 750
    FAMILY TREE INC
    2108 N CHARLES ST
    BALTIMORE,MD21218     		N/A PC General & Unrestricted 2,000
    FENCE MAGAZINE INCORPORATED
    UNIVERSITY AT ALBANY-1400 WASHINGTO
    ALBANY,NY12222     		N/A PC General & Unrestricted 2,500
    FERTILITY WITHIN REACH INCORPORATED
    1005 BOYLSTON ST RM 332
    NEWTON HIGHLANDS,MA02461     		N/A PC General & Unrestricted 2,500
    FOUNDATION FOR ADVANCED CANCER STUDIES INC
    7443 WATERMARK DR
    ALLENDALE,MI49401     		N/A PC General & Unrestricted 250
    GEMACH ZICHRON MOSHE INC
    130 THE CIR
    PASSAIC,NJ07055     		N/A PC General & Unrestricted 3,500
    GIVE AN HOUR NONPROFIT CORPORATION
    5137 WESTPATH WAY
    BETHESDA,MD20816     		N/A PC General & Unrestricted 900
    GLEN RIDGE EDUCATIONAL FOUNDATION INCORPORATED
    16 HIGH ST
    GLEN RIDGE,NJ07028     		N/A PC General & Unrestricted 250
    GRASSROOT SOCCER INC
    PO BOX 712
    NORWICH,VT05055     		N/A PC General & Unrestricted 250
    HEART AND SOUL CHARITABLE FUND INC
    1157 LEXINGTON AVE
    NEW YORK,NY10075     		N/A PC General & Unrestricted 750
    HOLE IN THE WALL GANG FUND INC
    555 LONG WHARF DR
    NEW HAVEN,CT06511     		N/A PC General & Unrestricted 250
    HUMAN RIGHTS CAMPAIGN FOUNDATION
    1640 RHODE ISLAND AVE NW
    WASHINGTON,DC20036     		N/A PC General & Unrestricted 250
    IMENTOR
    30 BROAD ST 9TH FL
    NEW YORK,NY10004     		N/A PC General & Unrestricted 25,000
    INQUIRING SYSTEMS INC
    PO BOX 2037
    SONOMA,CA95476     		N/A PC Bay Area Association of kidney patients in honor of brian lee 300
    INTERNATIONAL PLANNED PARENTHOOD FEDERATION
    125 MAIDEN LN FL 9
    NEW YORK,NY10038     		N/A PC General & Unrestricted 250
    JAMES A GREENLEAF MEMORIAL TR FUND
    23 BURROWS ST
    GROTON,CT06340     		N/A PC General & Unrestricted 250
    JAWONIO INC
    260 N LITTLE TOR RD
    NEW CITY,NY10956     		N/A PC General & Unrestricted 2,000
    JDRF INTERNATIONAL
    26 BROADWAY 14TH FL
    NEW YORK,NY10004     		N/A PC General & Unrestricted 60
    JEWISH FAMILY SERVICE & CHILDRENS CENTER OF CLIFTO
    925 ALLWOOD RD
    CLIFTON,NJ07012     		N/A PC General & Unrestricted 250
    JUVENILE DIABETES RESEARCH FOUNDATION - CENTRAL JE
    740 BROAD ST STE 4
    SHREWSBURY,NJ07702     		N/A PC Charitable Event 2,500
    LEARNING LEADERS INC
    80 MAIDEN LN
    NEW YORK,NY10038     		N/A PC General & Unrestricted 25,000
    LEUKEMIA & LYMPHOMA SOCIETY - CENTRAL NY CHAPTER
    4043 MAPLE RD STE 105
    AMHERST,NY14226     		N/A PC General & Unrestricted 500
    LINCOLN CENTER FOR THE PERFORMING ARTS INC
    70 LINCOLN CENTER PLZ
    NEW YORK,NY10023     		N/A PC General & Unrestricted 15,000
    LOWER MANHATTAN COMMUNITY MIDDLE SCHOOL PTA
    26 BROADWAY LBBY 6
    NEW YORK,NY10004     		N/A PC General & Unrestricted 700
    MADISON AVENUE PRESBYTERIAN CHURCH
    921 MADISON AVE
    NEW YORK,NY10021     		N/A PC General & Unrestricted 950
    MAKE-A-WISH FOUNDATION OF METRO NEW YORK INC
    1111 MARCUS AVE STE LL22
    LAKE SUCCESS,NY11042     		N/A PC General & Unrestricted 25,000
    MARYMOUNT SCHOOL
    1026 5TH AVE
    NEW YORK,NY10028     		N/A PC General & Unrestricted 1,000
    MARYMOUNT SCHOOL
    1026 5TH AVE
    NEW YORK,NY10028     		N/A PC 2012 - 2013 Annual Fund 2,000
    MEALS ON WHEELS ASSOCIATION OF AMERICA INC
    413 N LEE ST
    ALEXANDRIA,VA22314     		N/A PC General & Unrestricted 200
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    1275 YORK AVE
    NEW YORK,NY10065     		N/A PC General & Unrestricted 50,000
    METRO CARERING
    PO BOX 300459
    DENVER,CO80203     		N/A PC General & Unrestricted 3,500
    MONTESSORI ASSOCIATION OF NEW YORK
    416 E 80TH ST
    NEW YORK,NY10075     		N/A PC The Caedmon School's Annual Fund 3,500
    MOVEMBER FOUNDATION
    8559 HIGUERA ST
    CULVER CITY,CA90232     		N/A PC General & Unrestricted 1,310
    MUSEUM OF MODERN ART
    11 W 53RD ST
    NEW YORK,NY10019     		N/A PC General & Unrestricted 15,000
    NATIONAL BRAIN TUMOR SOCIETY INC
    55 CHAPEL ST STE 200
    NEWTON,MA02458     		N/A PC 2013 Brain Tumor Walk - NY Campaign 1,610
    NATIONAL MULTIPLE SCLEROSIS SOCIETY
    733 3RD AVE FL 3
    NEW YORK,NY10017     		N/A PC Charitable Event 991
    NATIONAL MULTIPLE SCLEROSIS SOCIETY
    733 3RD AVE FL 3
    NEW YORK,NY10017     		N/A PC General & Unrestricted 225
    NATIONAL MULTIPLE SCLEROSIS SOCIETY
    733 3RD AVE FL 3
    NEW YORK,NY10017     		N/A PC in support of chun fong on team in motion for the ms bike ride 200
    NETWORK FOR GOOD INC
    1140 CONNECTICUT AVE NW STE 700
    WASHINGTON,DC20036     		N/A PC Newtown Parent Connection Inc. - Dominic and erin's marathon 200
    NETWORK FOR GOOD INC
    1140 CONNECTICUT AVE NW STE 700
    WASHINGTON,DC20036     		N/A PC Team Manhattan Bridges High School 100
    NETWORK FOR GOOD INC
    1140 CONNECTICUT AVE NW STE 700
    WASHINGTON,DC20036     		N/A PC Clear Water Initiative 400
    NEW CANAAN MOUNTED TROOP INC
    22 CARTER ST
    NEW CANAAN,CT06840     		N/A PC NCMT's Super Troopers - Therapeutic riding and horsemanship program 2,000
    NEW JERSEY SYMPHONY ORCHESTRA
    60 PARK PL FL 9
    NEWARK,NJ07102     		N/A PC General & Unrestricted 230
    NEW YORK CARES INC
    65 BROADWAY FL 19
    NEW YORK,NY10006     		N/A PC General & Unrestricted 26,500
    NEW YORK CARES INC
    65 BROADWAY FL 19
    NEW YORK,NY10006     		N/A PC Field Day Project 383
    NEW YORK CARES INC
    65 BROADWAY FL 19
    NEW YORK,NY10006     		N/A PC Math Olympics Project 2,500
    NEW YORK CARES INC
    65 BROADWAY FL 19
    NEW YORK,NY10006     		N/A PC Winter Wishes Project 1,884
    NEW YORK CITY PARTNERSHIP FOUNDATION INC
    ONE BATTERY PARK PLZ STE 5TH FL
    NEW YORK,NY10004     		N/A PC General & Unrestricted 5,000
    NEW YORK CITY RESCUE MISSION
    90 LAFAYETTE ST
    NEW YORK,NY10013     		N/A PC General & Unrestricted 3,500
    NORTH SHORE LAND ALLIANCE INC
    151 POST RD
    OLD WESTBURY,NY11568     		N/A PC General & Unrestricted 2,000
    OUTREACH INFORMATION SERVICES INC
    1157 LEXINGTON AVE
    NEW YORK,NY10075     		N/A PC General & Unrestricted 2,890
    PACKER COLLEGIATE INSTITUTE
    170 JORALEMON ST
    BROOKLYN,NY11201     		N/A PC General & Unrestricted 2,000
    PAN MASSACHUSETTS CHALLENGE TRUST
    77 4TH AVE
    NEEDHAM,MA02494     		N/A PC General & Unrestricted 25
    PARENTS OF P S 334 INC
    100 W 77TH ST
    NEW YORK,NY10024     		N/A PC General & Unrestricted 3,400
    PATRIOT GUARD RIDERS OF CT INC
    8 BRENDA LN
    OLD SAYBROOK,CT06475     		N/A PC General & Unrestricted 250
    PHILHARMONIC-SYMPHONY SOCIETY OF NEW YORK INC
    10 LINCOLN CENTER PLZ
    NEW YORK NY,NY10023     		N/A PC General & Unrestricted 203
    PIANOSONOMA MUSIC FESTIVAL INC
    31 TIEMANN PL
    NEW YORK,NY10027     		N/A PC General & Unrestricted 1,000
    POSSE FOUNDATION
    14 WALL ST 7TH FLR
    NEW YORK,NY10005     		N/A PC General & Unrestricted 25,000
    PREP FOR PREP
    328 W 71ST ST
    NEW YORK,NY10023     		N/A PC General & Unrestricted 50,000
    PRESIDENT & FELLOWS OF MIDDLEBURY COLLEGE
    5 COURT ST
    MIDDLEBURY,VT05753     		N/A PC General & Unrestricted 500
    RESTORE NYC INC
    255 W 36TH ST FL 8
    NEW YORK,NY10018     		N/A PC General & Unrestricted 2,000
    ROOM TO READ
    111 SUTTER ST 16TH FL
    SAN FRANCISCO,CA94104     		N/A PC General & Unrestricted 1,250
    SAINT MARYS HOSPITAL FOR CHILDREN INC
    2901 216TH ST
    BAYSIDE,NY11360     		N/A PC General & Unrestricted 250
    SAVE-A-PET ANIMAL RESCUE INC
    608 RTE 112
    PORT JEFFERSON STATION,NY11776     		N/A PC General & Unrestricted 250
    SCO FAMILY OF SERVICES
    1 ALEXANDER PL
    GLEN COVE,NY11542     		N/A PC General & Unrestricted 1,000
    SERIOUS FUN CHILDRENS NETWORK INC
    228 SAUGATUCK AVE
    WESTPORT,CT06880     		N/A PC General & Unrestricted 50,000
    ST BERNARDS SCHOOL INC
    4 E 98TH ST
    NEW YORK,NY10029     		N/A PC General & Unrestricted 1,450
    ST BERNARDS SCHOOL INC
    4 E 98TH ST
    NEW YORK,NY10029     		N/A PC Old Boy Annual Giving Fund 1,250
    ST GEORGES SCHOOL
    372 PURGATORY RD
    MIDDLETOWN,RI02842     		N/A PC General & Unrestricted 500
    ST JUDE CHILDRENS RESEARCH HOSPITAL INC
    262 DANNY THOMAS PL MSC 512
    MEMPHIS,TN38105     		N/A PC General & Unrestricted 1,560
    ST LUKES ROOSEVELT HOSPITAL CENTER
    555 W 57TH ST 5TH FL
    NEW YORK,NY10019     		N/A PC General & Unrestricted 50,000
    ST PAULS HOUSE INC
    335 W 51ST ST
    NEW YORK,NY10019     		N/A PC General & Unrestricted 250
    THE MAYORS FUND TO ADVANCE NEW YORK CITY
    253 BROADWAY FL 8
    NEW YORK,NY10007     		N/A PC Summer Youth Employment Program 26,000
    THE METROPOLITAN MUSEUM OF ART
    1000 5TH AVE
    NEW YORK,NY10028     		N/A PC General & Unrestricted 15,000
    THE NEW YORK PUBLIC LIBRARY ASTOR LENOX AND TILDEN
    5TH AVE AND 42ND ST
    NEW YORK,NY10018     		N/A PC General & Unrestricted 10,000
    THE SALVATION ARMY
    10 W ALGONQUIN RD
    DES PLAINES,IL60016     		N/A PC General & Unrestricted 2,500
    TOMMY MCNAMARA CHARITABLE FOUNDATION INC
    234 CAUSEWAY ST APT 1107
    BOSTON,MA02114     		N/A PC General & Unrestricted 110
    TOPPS-TARGETING OUR PEOPLES PRIORITIES WITH SERVIC
    PO BOX 2793
    PINE BLUFF,AR71613     		N/A PC General & Unrestricted 400
    TRUSTEES OF PRINCETON UNIVERSITY
    701 CARNEGIE CENTER STE 442
    PRINCETON,NJ08540     		N/A PC Friends of Princeton Wrestling 500
    TUCK SCHOOL OF BUSINESS
    100 TUCK HALL
    HANOVER,NH03755     		N/A PC Annual Giving for the Tuck School of Business at dartmouth 500
    TURTLES TRAIL FOUNDATION INC
    PO BOX 1284
    SOUTHEASTERN,PA19399     		N/A PC General & Unrestricted 50
    UNIVERSITY OF CALIFORNIA SANTA BARBARA
    DEVELOPMENT OFC
    SANTA BARBARA,CA93106     		N/A PC Men's and Women's Tennis Team 2,000
    UNIVERSITY OF CONNECTICUT FOUNDATION INCORPORATED
    2390 ALUMNI DR
    STORRS,CT06269     		N/A PC Sandy Hook School Memorial Scholarship Fund 200
    UNIVERSITY OF PITTSBURGH
    128 N CRAIG ST
    PITTSBURGH,PA15260     		N/A PC The Adam Obsenica Memorial Fund 500
    VERMONT YOUTH ORCHESTRA ASSOCIATION INC
    223 ETHAN ALLEN AVE
    COLCHESTER,VT05446     		N/A PC General & Unrestricted 500
    WELLESLEY COLLEGE
    106 CENTRAL ST
    WELLESLEY,MA02481     		N/A PC General & Unrestricted 700
    WELLESLEY STUDENTS AID SOCIETY INC
    106 CENTRAL ST
    WELLESLEY,MA02481     		N/A PC General & Unrestricted 400
    WNET
    825 8TH AVE
    NEW YORK,NY10019     		N/A PC General & Unrestricted 15,000
    WOUNDED WARRIOR PROJECT
    PO BOX 758541
    TOPEKA,KS66675     		N/A PC General & Unrestricted 1,250
    Total .................................bullet 3a 678,711
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 1,470  
    4 Dividends and interest from securities....          
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		         
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,470  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,470
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    First Eagle Investment Management Foundation
     
    Employer identification number

    45-4165305
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    First Eagle Investment Management Foundation
          		Employer identification number

    45-4165305
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    First Eagle Investment Management L  
    1345 Avenue of the Americas 48th fl
     
    New York, NY10105

    		$1,000,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    First Eagle Investment Management Foundation
          		Employer identification number

    45-4165305
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    First Eagle Investment Management Foundation
          		Employer identification number

    45-4165305
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    First Eagle Investment Management Foundation
    EIN: 45-4165305
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2013 InvestmentsLandSchedule2
    Name:
    First Eagle Investment Management Foundation
    EIN: 45-4165305
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value

    TY 2013 LandEtcSchedule2
    Name:
    First Eagle Investment Management Foundation
    EIN: 45-4165305
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2013 OtherExpensesSchedule
    Name:
    First Eagle Investment Management Foundation
    EIN: 45-4165305
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 12,564     12,564
    State or Local Filing Fees 25     25
    BANK CHARGES 850 850