Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE WARREN AND AUGUSTA HUME FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O MCGLADREY LLP 850 CANAL STREET   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
STAMFORD, CT06902
A Employer identification number

13-3675579
B Telephone number (see instructions)

(203) 327-3112
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$7,321,345J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 526,965
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 155,520 155,520  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 685,550
b Gross sales price for all assets on line 6a 1,634,324
7 Capital gain net income (from Part IV, line 2)... 685,566
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 26,928 0  
12 Total. Add lines 1 through 11........ 1,394,963 841,086  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 5,000 0   5,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 500 0   500
b Accounting fees (attach schedule)....... Click to see attachment 18,175 0   18,175
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 18,747 1,382   842
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 1,731 0   1,731
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 75,397 45,988   810
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 119,550 47,370   27,058
25 Contributions, gifts, grants paid........ 230,000 230,000
26 Total expenses and disbursements. Add lines 24 and 25 349,550 47,370   257,058
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,045,413
b Net investment income (if negative, enter -0-) 793,716
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... -5 -3 -3
2 Savings and temporary cash investments.......... 135,500 90,108 90,108
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 0 Click to see attachment205,130 206,284
b Investments—corporate stock (attach schedule)........ 3,693,532 Click to see attachment4,579,205 7,024,956
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,829,027 4,874,440 7,321,345
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 3,829,027 4,874,440
30 Total net assets or fund balances (see page 17 of the
instructions).................... 3,829,027 4,874,440
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 3,829,027 4,874,440
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 3,829,027
2 Enter amount from Part I, line 27a..................... 2 1,045,413
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 4,874,440
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 4,874,440
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a ENBRIDGE ENERGY PARTNERS P   2013-06-30
b UBS - SEE ATTACHED P   2013-06-30
c UBS - SEE ATTACHED P   2013-06-30
d KPAC P   2013-06-30
e GAIN DUE TO BASIS ADJUSTMENTS ON SALE OF ENBRIDGE ENERGY PARTNERS P   2013-06-30
GAIN DUE TO BASIS ADJUSTMENTS ON SALE OF SUNOCO LOGISTICS PARTNERS P   2013-06-30
MEXICO FUND P   2013-10-17
COHEN & STEERS P   2013-06-03
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a       0
b 183,547   190,801 -7,254
c 1,450,709   910,137 540,572
d 68     68
e       142,925
      8,826
      249
      180
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       0
b       -7,254
c       540,572
d       68
e       142,925
      8,826
      249
      180
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 685,566
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 264,629 5,431,618 0.048720
2011 237,293 5,071,647 0.046788
2010 245,518 4,554,189 0.053910
2009 241,472 3,991,392 0.060498
2008 264,983 4,912,462 0.053941
2 Total of line 1, column (d) ...................... 2 0.263857
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.052771
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 6,285,328
5 Multiply line 4 by line 3....................... 5 331,683
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 7,937
7 Add lines 5 and 6......................... 7 339,620
8 Enter qualifying distributions from Part XII, line 4.............. 8 257,058
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 15,874
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 15,874
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 15,874
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 12,733
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 8,100
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 20,833
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,959
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet4,959 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMARK LORUSSO Telephone no.bullet (203) 327-3112
    Located atbulletMCGLADREY LLP 850 CANAL STREETSTAMFORDCT ZIP+4bullet06902
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    DR NICHOLAS HUME CHAIRMAN/DIRECTOR
    0.25     		1,000 0 962
    1620 MAYFLOWER COURT APT A-115
    WINTER PARK,FL32792
    AUGUSTA HUME VICE-CHAIRMAN/DIRECTOR
    0.25     		0 0 0
    1620 MAYFLOWER COURT APT A-115
    WINTER PARK,FL32792
    HAROLD A WARD III SECRETARY/DIRECTOR
    0.25     		1,000 0 0
    329 PARK AVENUE NORTH
    WINTER PARK,FL32789
    ELIZABETH BROTHERS DIRECTOR
    0.25     		1,000 0 0
    100 INTERLACHEN AVE
    WINTER PARK,FL32789
    G RUSSELL CREIGHTON TREASURER/DIRECTOR
    0.25     		1,000 0 0
    1579 THE GREENS WAY SUITE 20
    JACKSONVILLE,FL32250
    CHRISTINA HUME VICE PRESIDENT/DIRECTOR
    0.25     		1,000 0 770
    1620 MAYFLOWER COURT APT A-115
    WINTER PARK,FL32792
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    314,266
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    15,874
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    15,874
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    298,392
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    298,392
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    298,392
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 298,392
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 147,605
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 257,058
    a Applied to 2012, but not more than line 2a 147,605
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 109,453
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		188,939
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADULT LITERACY LEAGUE
    345 WEST MICHIGAN STREET 100
    ORLANDO,FL32806     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 5,000
    ASSOCIATED SOLO ARTISTS
    88 HARDSCRABBLE ROAD
    CHESTER,NY10918     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 5,000
    ATLANTA INTERNATIONAL SCHOOL
    2890 NORTH FULTON DRIVE NE
    ATLANTA,GA30305     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    BACH FESTIVAL SOCIETY
    1000 HOLT AVENUE - 2763
    WINTER PARK,FL32789     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    BILL MANESS OUTREACH CENTER
    3434 ROSWELL ROAD NW
    ATLANTA,GA30305     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    CHRISTIAN SERVICE CENTER OF CENTRAL FLORIDA
    808 WEST CENTRAL BOULEVARD
    ORLANDO,FL32805     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 5,000
    DECATUR EDUCATION FOUNDATION
    200 NELSON FERRY ROAD SUITE B
    DECATUR,GA30030     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 7,500
    FRIENDS SCHOOL OF ATLANTA
    862 COLUMBIA DRIVE
    DECATUR,GA30030     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    INTERNATIONAL COMMUNITY SCHOOL
    3260 COVINGTON HIGHWAY K-4
    DECATUR,GA30032     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 7,500
    LIGHTHOUSE OF CENTRAL FLORIDA
    215 EAST NEW HAMPSHIRE STREET
    ORLANDO,FL32804     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    ORLANDO PHILHARMONIC ORCHES
    812 E ROLLINS STREET SUITE 300
    ORLANDO,FL32803     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    ROLLINS COLLEGE
    1000 HOLT AVENUE - 2754
    WINTER PARK,FL32789     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 50,000
    ST JOHN'S COUNTRY DAY SCHOOL
    3100 DOCTORS LAKE DRIVE
    ORANGE PARK,FL32073     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    STARBASE
    14300 FANG DRIVE
    JACKSONVILLE,FL32218     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 5,000
    THE CRADDOCK CENTER
    947 CHERRY LOG STREET PO BOX 69
    CHERRY LOG,GA30522     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    THE GLOBAL VILLAGE SCHOOL
    PO BOX 2200
    DECATUR,GA30031     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 5,000
    THE HOWARD SCHOOL INC
    1192 FOSTER STREET NW
    ATLANTA,GA30318     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    THE JEREMIAH PROJECT FIRST
    PO BOX 5163
    WILLIAMSBURG,VA23188     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    THE WALDORF SCHOOL OF ATLANTA
    827 KIRK ROAD
    DECATUR,GA30030     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    WINTER PARK DAY NURSERY
    741 SOUTH PENNSYLVANIA AVENUE
    WINTER PARK,FL32789     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    YOUNG LIFE CLAY COUNTY
    PO BOX 395
    ORANGE PARK,FL32067     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 10,000
    BRIGHT HOLIDAYS
    24532 DEER TRACE DRIVE
    PONTE VEDRA BEACH,FL32082     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 5,000
    JACKSONVILLE YOUTH DEVELOPMENT
    144 EAST 44TH STREET 7TH FLOOR
    NEW YORK,NY10017     		N/A-NO RECIPIENT IS AN INDIV PUBLIC CHARITY ALL ARE FOR CHARITABLE, EDUCATIONAL, SCIENTIFIC, OR LITERACY PURPOSES WITHIN THE MEANING OF IRC SECION 501(C)(3). 5,000
    Total .................................bullet 3a 230,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 155,520  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income..... 900099 26,902     26
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 685,550  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 26,902 841,070 26
    13Total. Add line 12, columns (b), (d), and (e)..................
    13867,998
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1 2012 TAX REFUND
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
     
    Employer identification number

    13-3675579
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
          		Employer identification number

    13-3675579
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$104,850


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$50,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$41,505


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$30,556


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$52,735


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$39,960


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
          		Employer identification number

    13-3675579
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$43,649


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$21,005


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$28,804


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$31,252


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$30,981


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    12
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$21,334


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
          		Employer identification number

    13-3675579
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    13
     
     

    ESTATE OF WARREN HUME  
    1620 MAYFLOWER COURT APT A-115
     
    WINTER PARK, FL32792

    		$30,334


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
          		Employer identification number

    13-3675579
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    2
    		 50000 SHS BROWARD CNTY FL $50,182 2013-12-04
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    3
    		 40000 SHS CITIZENS FL PPTY $41,908 2013-12-04
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    4
    		 30000 SHS FLORIDA ST ED $30,662 2013-12-04
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    5
    		 50000 SHS MIAMI-DADE CNTY FL $53,008 2013-12-04
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    6
    		 2000 SHS CSX CORP $54,400 2013-12-04
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    7
    		 500 SHS EXXON MOBIL $47,335 2013-12-04
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
          		Employer identification number

    13-3675579
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    8
    		 1000 SHS GENERAL ELECTRIC $26,640 2013-12-04
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    9
    		 1000 SHS MICROSOFT $38,940 2013-12-04
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    10
    		 200 SHS NOVO NORDISK $35,312 2013-12-04
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    11
    		 500 SHS TARGET $31,655 2013-12-04
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    12
    		 500 SHS VERIZON COMMUNICATIONS $24,685 2013-12-04
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    13
    		 30000 SHS ST AUGUSTINE FL $30,967 2013-12-04
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
          		Employer identification number

    13-3675579
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
    EIN: 13-3675579
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING 18,175 0   18,175

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
    EIN: 13-3675579
    Name of Stock End of Year Book Value End of Year Fair Market Value
    700 SHS BERKSHIRE HATHAWAY INC. 0 0
    700 SHS IBM 11,016 131,299
    1200 SHS JOHNSON & JOHNSON 1,914 109,908
    710 SHS NOVO NORDISK A/S 41,320 131,180
    4688 SHS MEXICO FUND 0 0
    2840 SHS BANK OF NEW YORK MELLON CORP. 7,105 99,230
    500 SHS CONSOLIDATED EDISON NEW YORK 0 0
    1780 SHS EXXON CORP 47,077 180,136
    17,229 SHS PUTNAM INTERMEDIATE GOVERNMENT 149,034 86,834
    2300 SHS JP MORGAN CHASE & CO 57,750 134,504
    1620 SHS DARDEN RESTAURANTS 0 0
    1323 SHS ROYAL DUTCH SHELL PLC ADS 0 0
    10000 SHS ALLIANCE BERNSTEIN 80,275 71,300
    9890 SHS COHEN & STEERS ADV INC. 0 0
    6500 SHS SUNOCO LOGISTICS 29,532 490,620
    1250 SHS TRAVELERS COS INC. 63,426 113,175
    2706 SHS US BANCORP DEL 0 0
    4400 SHS PLAINS ALL AMERICAN PIPELINE 32,380 227,788
    6000 SHS ENBRIDGE ENERGY PARTNERS 0 0
    2254 SHS VERIZON 79,644 110,762
    1550 SHS SOUTHERN CO 46,480 63,721
    2899 SHS WELLS FARGO(EXCH FR WACHOVIA) 96,621 131,615
    1520 SHS AMER EXPRESS CO 74,175 137,910
    360 SHS APPLE INC 135,101 201,967
    1960 SHS BALL CORP 72,360 101,254
    380 SHS BLACKROCK INC 70,626 120,259
    2410 SHS BRISTOL MYERS SQUIBB CO 67,455 128,092
    750 SHS CATERPILLAR INC 75,476 68,108
    4200 SHS CISCO SYSTEMS INC 80,372 94,206
    1300 SHS COVIDIEN PLC 60,493 88,530
    4900 SHS CSX CORPORATION 110,070 140,973
    1900 SHS CVS CAREMARK CORP 70,371 135,983
    2050 SHS DR PEPPER SNAPPLE GROUP INC 0 0
    1900 SHS DU PONT DE NEMOURS 92,834 123,443
    5350 SHS GENL ELECTRIC CO 112,921 149,961
    2250 SHS GENL MILLS INC 80,188 112,298
    1330 SHS HOME DEPOT INC 55,672 109,512
    1400 SHS HONEYWELL INTL INC 80,387 127,918
    4000 SHS INTEL CORP 86,818 103,820
    1400 SHS MARATHON PETROLEUM CO 52,077 128,422
    3725 SHS MICROSOFT CORP 108,446 139,352
    2550 SHS ORACLE CORP 84,424 97,563
    1575 SHS QUALCOMM INC 95,971 116,944
    1050 SHS SCHLUMBERGER LTD NETHERLANDS ANTILLES 73,281 94,616
    2100 SHS TARGET CORP 117,133 132,867
    1120 SHS THERMO FISHER SCIENTIFIC INC 0 0
    1750 SHS WALT DISNEY CO (HOLDING CO) 77,712 133,700
    2850 SHS ISHARES TRUST S&P 105,613 104,966
    950 SHS VANGUARD BD INDEX FD IC 76,432 75,934
    2150 SHS MARATHON OIL CORP 67,460 75,895
    2520 SHS MATTEL INC 83,527 119,902
    1730 SHS MEDTRONIC INC 68,349 99,285
    1850 SHS OMNICOM GROUP INC 87,427 137,585
    950 SHS PHILIP MORRIS INTL INC 86,482 82,774
    950 SHS UNITED TECHNOLOGIES CORP 70,441 108,110
    1350 SHS ABBVIE INC 60,889 71,294
    1650 SHS AMERISOURCEBERGEN CORP 114,510 116,012
    1870 SHS AVERY DENNISON CORP 82,223 93,855
    1450 SHS COACH INC 73,910 81,389
    1600 SHS CONOCOPHILLIPS 104,410 113,040
    1900 SHS GALLAGHER ARTHUR J & CO 81,024 89,167
    750 SHS GOLDMAN SACHS GROUP INC 111,726 132,945
    1450 SHS JOHNSON CONTROLS INC 62,114 74,385
    1000 SHS KIMBERLY CLARK CORP 97,167 104,460
    2200 SHS GUGGENHEIM BULLETSHARES 2017 C 49,984 49,852
    3443 SHS GUGGENHEIM BULLSETSHARES 2016 76,944 76,744
    1700 SHS GUGGENHEIM BULLETSHARES 2018 35,632 35,581
    4828 SHS GUGGENHEIM BULLETSHARES 2015 C 105,303 105,637
    3000 SHS VANGUARD INTL EQUITY INDEX FD 149,933 152,190
    1300 SHS VANGUARD FTSE DEVELOPED MKT 49,768 54,184

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
    EIN: 13-3675579
    US Government Securities - End of Year Book Value:

    205,130
    US Government Securities - End of Year Fair Market Value:

    206,284
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2013 LegalFeesSchedule
    Name:
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
    EIN: 13-3675579
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL 500 0   500


    TY 2013 OtherExpensesSchedule
    Name:
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
    EIN: 13-3675579
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    UBS FEE 15,422 15,422   0
    EXPENSES FROM SUNOCO LOGISTICS PARTNERS 373 0   0
    ENBRIDGE ENERGY PARTNERS 27,495 0   0
    NON DEDUCTIBLE EXPENSES FROM SUNOCO LOGISTICS PARTNERS 100 0   0
    NON DEDUCTIBLE EXPENSES FROM ENBRIDGE ENERGY PARTNERS 538 0   0
    EXPENSES FROM ENBRIDGE ENERGY PARTNERS 58 0   0
    MISCELLANEOUS 10 0   10
    NON DEDUCTIBLE EXPENSES FROM PLAINS ALL AMERICAN PIPELINE 35 0   0
    SOUTHERN COUNCIL OF FOUNDATIONS 800 0   800
    SAWGRASS ASSET MANAGEMENT 30,566 30,566   0


    TY 2013 OtherIncomeSchedule2
    Name:
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
    EIN: 13-3675579
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    SUNOCO LOGISTICS PARTNERS LP 18,289 0 18,289
    PLAINS ALL AMERICAN PIPELINE 8,613 0 8,613
    TAX REFUND 26 0 26


    TY 2013 TaxesSchedule
    Name:
    THE WARREN AND AUGUSTA HUME FOUNDATION INC
    EIN: 13-3675579
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PLAINS-FOREIGN TAX 955 955   0
    FOREIGN TAX 427 427   0
    DE FILING FEES 842 0   842
    US TREASURY 16,523 0   0