Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE RUBIN FAMILY FOUNDATION
C/O MATTER FAMILY OFFICE

Number and street (or P.O. box number if mail is not delivered to street address)7711 BONHOMME AVENUE 400   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CLAYTON, MO63105
A Employer identification number

37-1416413
B Telephone number (see instructions)

(314) 726-9630
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,360,501J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 397,135
2 Check bullet
3 Interest on savings and temporary cash investments 2 2  
4 Dividends and interest from securities...... 185,969 185,969  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 83,103
b Gross sales price for all assets on line 6a 982,799
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 666,209 185,971  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 3,461 3,403   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)        
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 705 705   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 4,166 4,108   0
25 Contributions, gifts, grants paid........ 303,029 303,029
26 Total expenses and disbursements. Add lines 24 and 25 307,195 4,108   303,029
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 359,014
b Net investment income (if negative, enter -0-) 181,863
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............   2 2
2 Savings and temporary cash investments.......... 499,534 569,654 569,654
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 77,962 Click to see attachment29,536 29,118
b Investments—corporate stock (attach schedule)........ 1,045,327 Click to see attachment1,470,919 1,786,892
c Investments—corporate bonds (attach schedule)........ 3,849,835 Click to see attachment3,493,246 3,493,334
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 200,000 Click to see attachment468,315 481,501
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,672,658 6,031,672 6,360,501
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 5,672,658 6,031,672
30 Total net assets or fund balances (see page 17 of the
instructions).................... 5,672,658 6,031,672
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 5,672,658 6,031,672
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 5,672,658
2 Enter amount from Part I, line 27a..................... 2 359,014
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 6,031,672
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 6,031,672
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1a
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2  
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 271,983 0 0.000000
2011 200,915 0 0.000000
2010 204,120 0 0.000000
2009 165,504 0 0.000000
2008 159,190 115,764 1.375125
2 Total of line 1, column (d) ...................... 2 1.375125
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.275025
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4  
5 Multiply line 4 by line 3....................... 5 0
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,819
7 Add lines 5 and 6......................... 7 1,819
8 Enter qualifying distributions from Part XII, line 4.............. 8 303,029
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,819
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,819
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,819
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 2,160
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,160
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 1
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 340
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet340 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMATTER FAMILY OFFICE Telephone no.bullet (314) 862-5190
    Located atbullet7711 BONHOMME AVENUE 400CLAYTONMO ZIP+4bullet63105
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    RONALD T RUBIN DIRECTOR
    2.00     		0 0 0
    150 CARONDELET
    CLAYTON,MO63105
    PAMELA K RUBIN DIRECTOR
    2.00     		0 0 0
    150 CARONDELET
    CLAYTON,MO63105
    TODD B RUBIN DIRECTOR
    2.00     		0 0 0
    150 CARONDELET
    CLAYTON,MO63105
    JULIE LIBERMAN DIRECTOR
    2.00     		0 0 0
    150 CARONDELET
    CLAYTON,MO63105
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    0
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    1,819
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,819
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    0
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    0
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    0
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 0
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 156,698
    b From 2009....... 166,804
    c From 2010....... 205,454
    d From 2011....... 202,679
    e From 2012....... 274,133
    fTotal of lines 3a through e......... 1,005,768
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 303,029
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 0
    e Remaining amount distributed out of corpus 303,029
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,308,797
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		156,698
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		1,152,099
    10 Analysis of line 9:
    a Excess from 2009.... 166,804
    b Excess from 2010.... 205,454
    c Excess from 2011.... 202,679
    d Excess from 2012.... 274,133
    e Excess from 2013.... 303,029
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    COMMUNITY HOMES FOR ADULTS - CHAI
    634 PRESTON ROYAL CENTER
    DALLAS,TX75230     		    GIFT 1,000
    CONGREGATION ANSHAI TORAH
    5501 WEST PARKER ROAD
    PLANO,TX75093     		    GIFT 2,100
    FOOD FOR THOUGHT
    10704 OVIATT ROAD
    HONOR,MI49640     		    GIFT 6,800
    GLADY'S GOLMANFAYE DALLEN EDUCATION FUND
    7800 NORTHAVEN ROAD
    DALLAS,TX75230     		    GIFT 1,000
    GUIDE DOGS FOR THE BLIND
    PO BOX 151200
    SAN RAFAEL,CA94915     		    GIFT 20,250
    HOLOCAUST MUSEUM & LEARNING CENTER
    12 MILLSTONE CAMPUS DRIVE
    ST LOUIS,MO63146     		    GIFT 1,500
    HOMEWORKS
    225 LINDEN AVE
    ST LOUIS,MO63105     		    GIFT 1,500
    JEWISH COMMUNITY RELATIONS COUNCIL (JCRC)
    12 MILLSTONE CAMPUS DRIVE
    ST LOUIS,MO63146     		    GIFT 1,000
    JEWISH FAMILY & CHILDREN'S SERVICE
    10950 SCHUETZ ROAD
    ST LOUIS,MO63146     		    GIFT 2,500
    JEWISH FAMILY SERVICES
    5402 ARAPAHO ROAD
    DALLAS,TX75248     		    GIFT 7,500
    JEWISH FEDERATION
    12 MILLSTONE CAMPUS DRIVE
    ST LOUIS,MO63146     		    GIFT 111,494
    LEGACY OF PRESTON HOLLOWDALLAS HOME OF JEWISH AGED
    6101 OHIO DRIVE SUITE 100
    PLANO,TX75024     		    GIFT 1,000
    MOISHE HOUSE
    1330 BROADWAY SUITE 801
    OAKLAND,CA94612     		    GIFT 8,000
    SAUL MIROWITZ DAY SCHOOL
    11411 N FORTY DRIVE
    ST LOUIS,MO63131     		    GIFT 56,800
    ST LOUIS HILLEL
    6300 FORSYTH BLVD
    ST LOUIS,MO63105     		    GIFT 1,000
    ST LOUIS JEWISH LIGHT
    6 MILLSTONE CAMPUS DRIVE
    ST LOUIS,MO63146     		    GIFT 2,800
    ST LOUIS ZOO
    ONE GOVERNMENT DRIVE
    ST LOUIS,MO63110     		    GIFT 2,500
    SYCRACUSE UNIVERSITY
    820 COMSTOCK AVE
    SYRACUSE,NY13244     		    GIFT 18,000
    THE BARNES JEWISH FOUNDATION
    1001 HIGHLANDS PLAZA DRIVE WEST
    SUITE 140
    ST LOUIS,MO63110     		    GIFT 1,000
    THE J ASSOCIATES
    2 MILLSTONE CAMPUS DRIVE
    ST LOUIS,MO63146     		    GIFT 3,700
    THE JEWISH COMMUNITY CENTER OF DALLAS
    7900 NORTHAVEN ROAD
    DALLAS,TX75230     		    GIFT 5,250
    THE SCHOLARSHIP FOUNDATION OF ST LOUIS
    8215 CLAYTON ROAD
    ST LOUIS,MO63117     		    GIFT 1,000
    TLDEF
    151 WEST 9TH STREET
    NEW YORK,NY10011     		    GIFT 5,000
    UNITED WAY
    910 NORTH 11TH STREET
    ST LOUIS,MO63101     		    GIFT 500
    THE LITTLE BIT FOUNDATION
    2300 CLARK AVENUE
    ST LOUIS,MO63103     		    GIFT 500
    AUTISM SPEAKS
    1 EAST 33RD STREET
    NEW YORK,NY10016     		    GIFT 500
    PLANNED PARENTHOOD
    4251 FOREST PARK AVENUE
    ST LOUIS,MO63108     		    GIFT 1,000
    BIG BROTHERS BIG SISTERS
    PO BOX 11294
    SANTA ROSA,CA95406     		    GIFT 500
    NATIONAL MARFAN FOUNDATION
    22 MANHASSET AVENUE
    PORT WASHINGTON,NY11050     		    GIFT 10,000
    BLOCK YESHIVA HIGH SCHOOL SPORTS
    1146 NORTH WARSON
    ST LOUIS,MO63132     		    GIFT 250
    CENTENNIAL ELEMENTARY PTA - TEXAS DAY
    2609 VENTURA DRIVE
    PLANO,TX75093     		    GIFT 750
    COLLEGE BOUND
    110 NORTH JEFFERSON
    ST LOUIS,MO63103     		    GIFT 500
    GATEWAY TO HOPE
    845 NORTH NEW BALLAS COURT
    ST LOUIS,MO63141     		    GIFT 500
    HELP HOPE LIVE - HOUSE OF ETHAN KADISH
    100 MATSONFORD ROAD
    RADNOR,PA19087     		    GIFT 500
    NATIONAL ASSOCIATION FOR CHILDREN'S HEALTH QUALITY - DR HOMER
    30 WINTER STREET
    BOSTON,MA02108     		    GIFT 5,000
    JEWISH FEDERATION OF GREATER DALLAS
    7800 NORTHAVEN ROAD
    DALLAS,TX75230     		    GIFT 835
    JEWISH FEDERATION OF NORTH AMERICA - OKLAHOMA CITY TORNADO FUND
    PO BOX 157
    NEW YORK,NY10268     		    GIFT 500
    NATIONAL AUTISM ASSOCIATION OF NORTH TEXAS
    PO BOX 261209
    PLANO,TX75026     		    GIFT 2,500
    RICHARDSON ROADRUNNERS SPECIAL OLYMPICS TEAM
    7715 CHEVY CHASE DRIVE SUITE 120
    AUSTIN,TX78752     		    GIFT 500
    ST LOUIS UNIVERSITY
    221 N GRAND BLVD
    ST LOUIS,MO63103     		    GIFT 10,000
    ST LOUIS ARC
    1177 N WARSON ROAD
    ST LOUIS,MO63132     		    GIFT 1,000
    ST LOUIS PUBLIC RADIO
    3651 OLIVE STREET
    ST LOUIS,MO63108     		    GIFT 1,500
    THE MOOG CENTER FOR DEAF EDUCATION
    12300 S 40 DRIVE
    ST LOUIS,MO63141     		    GIFT 500
    UCSF FOUNDATION
    PO BOX 0248
    SAN FRANCISCO,CA94143     		    GIFT 1,000
    VOGEL ALCOVE
    1738 GANO ST
    DALLAS,TX75215     		    GIFT 1,000
    WINNICK HILLEL CENTER
    102 WALNUT PLACE
    SYRACUSE,NY13210     		    GIFT 500
    Total .................................bullet 3a 303,029
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		        2
    4 Dividends and interest from securities....         185,969
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		        83,103
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 0 269,074
    13Total. Add line 12, columns (b), (d), and (e)..................
    13269,074
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    4 DIV AND INT ENABLES US TO PROVIDE ADDITIONAL FUNDS FOR CHARITIES
    8 CAP GAIN FROM INVESTMENTS PROMOTES OUR CHARITABLE ACTIVITIES
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE RUBIN FAMILY FOUNDATION
    C/O MATTER FAMILY OFFICE
    Employer identification number

    37-1416413
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE RUBIN FAMILY FOUNDATION
    C/O MATTER FAMILY OFFICE         		Employer identification number

    37-1416413
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    THE REPUBLIC OF TEA INC
     

       
    17577 MOCKINGBIRD ROAD
     
    NASHVILLE, IL62263

    		$300,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    RONALD T RUBIN 1993 TRUST
     

       
    17577 MOCKINGBIRD ROAD
     
    NASHVILLE, IL62263

    		$97,135


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE RUBIN FAMILY FOUNDATION
    C/O MATTER FAMILY OFFICE         		Employer identification number

    37-1416413
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    2
    		 10,045 SHARES OF BUILD A BEAR STOCK $97,135 2013-11-25
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE RUBIN FAMILY FOUNDATION
    C/O MATTER FAMILY OFFICE         		Employer identification number

    37-1416413
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 GainLossSaleOtherAssetsSch
    Name:
    THE RUBIN FAMILY FOUNDATION
    C/O MATTER FAMILY OFFICE
    EIN: 37-1416413
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    CITY OF LIMA OHIO SANITARY SWR COMBINED UTILITIES 2009-12 PURCHASED 2013-04   96,784 85,055   0 11,729  
    COCA COLA SENIOR NOTES 2009-03 PURCHASED 2013-04   29,307 25,679   0 3,628  
    MONTGOMERY ALA SPL LODGING TAX RIVERFRONT STADIUM 2011-11 PURCHASED 2013-11   51,000 52,497   0 -1,497  
    NORTHSIDE TEX INDPT SCH DIST PRIMARY/SECONDARY EDUCATION 2012-02 PURCHASED 2013-04   56,801 55,762   0 1,039  
    STANFORD UNIVERSITY BD 2009-05 PURCHASED 2013-04   29,494 25,115   0 4,379  
    UNITED PARCEL SVC INC 2009-03 PURCHASED 2013-04   29,869 25,629   0 4,240  
    DOUBLELINE FDS TR 2013-04 PURCHASED 2013-09   4,257 4,408   0 -151  
    FRANKLIN STRATEGIC SER 2013-04 PURCHASED 2013-09   4,900 5,044   0 -144  
    VICTORY PORTFOLIOS 2013-04 PURCHASED 2013-09   3,300 3,455   0 -155  
    WELLS FARGO ADVANTAGE FUNDS 2013-04 PURCHASED 2013-08   23,905 24,950   0 -1,045  
    WILLIAM BLAIR FUNDS 2013-04 PURCHASED 2013-09   12,601 13,232   0 -631  
    JPMORGAN CORE BOND SLCT 2012-05 PURCHASED 2013-12   49,950 51,518   0 -1,568  
    FNMA 2008-09 PURCHASED 2013-05   75,000 76,651   0 -1,651  
    GENERAL ELECTRIC 1930-09 PURCHASED 2013-04   50,000 50,025   0 -25  
    ISRAEL ST 2004-01 PURCHASED 2013-05   100,000 100,000   0    
    JPMORGAN CHASE 2005-03 PURCHASED 2013-01   50,000 51,829   0 -1,829  
    PIMCO GLOBAL ADVANTAGE 2011-08 PURCHASED 2013-09   49,950 53,078   0 -3,128  
    PIMCO UNCONSTRAINED BD 2009-09 PURCHASED 2013-09   199,950 195,769   0 4,181  
    TEMPLETON GLOBAL BOND FD   PURCHASED     56     0 56  
    ALLIANCEBERNSTEIN HIGH INC FD   PURCHASED     273     0 273  
    BLACKROCK MULTI ASSET INCOME PORTFOLIO FD INSTITUTIONAL   PURCHASED     13     0 13  
    FRANKLIN STRATEGIC SER   PURCHASED     367     0 367  
    LOOMIS SLAYES STRATEGIC INCOME FUND   PURCHASED     65     0 65  
    NEUBERGER & BERMAN EQUITY FDS EQUITY INCOME   PURCHASED     979     0 979  
    WILLIAM BLAIR FUNDS   PURCHASED     526     0 526  
    JPMORGAN CORE BOND SLCT   PURCHASED     19     0 19  
    PIMCO UNCONSTRAINED BD   PURCHASED     1,881     0 1,881  
    PIONEER STRATEGIC INCOME   PURCHASED     400     0 400  
    STONE HARBOR EMRG MKTS   PURCHASED     6     0 6  
    VANGUARD WELLINGTON FD   PURCHASED     5,728     0 5,728  
    BROWN ADVISORY GROWTH   PURCHASED     640     0 640  
    JPMORGAN CORE BOND SLCT   PURCHASED     1,020     0 1,020  
    LOOMIS SLAYES STRATEGIC INCOME FUND   PURCHASED     2,190     0 2,190  
    PIMCO GLOBAL ADVANTAGE   PURCHASED     4,369     0 4,369  
    PIMCO UNCONSTRAINED BD   PURCHASED     493     0 493  
    PIONEER STRATEGIC INCOME   PURCHASED     6,985     0 6,985  
    STONE HARBOR EMRG MKTS   PURCHASED     13     0 13  
    VANGUARD WELLINGTON FD   PURCHASED     32,788     0 32,788  
    WASATCH EMRG MKT SMALL   PURCHASED     2,131     0 2,131  
    FMP GENERATION, LLC - FROM K-1 2013-01 PURCHASED 2013-12   604     0 604  
    FMP GENERATION, LLC - FROM K-1 2012-01 PURCHASED 2013-12   4,185     0 4,185  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THE RUBIN FAMILY FOUNDATION
    C/O MATTER FAMILY OFFICE
    EIN: 37-1416413
    Name of Bond End of Year Book Value End of Year Fair Market Value
    LOOMIS SAYLES BOND 438,390 497,584
    PIMCO GLOBAL ADVANTAGE 463,089 444,436
    CENTENNIAL INDPT SCH DIST NO 25,429 26,598
    CHANNEL VIEW INDPT SCH DIST 51,077 52,713
    CITY OF LIMA OHIO SANITARY SWR 0 0
    CYPRESS FAIRBANKS TEX IDMPT 51,858 55,591
    GE CAPITAL 0 0
    JP MORGAN CHASE 0 0
    LANSING MICH CAP IMPT BOND 26,518 27,478
    METRO WASTEWTR RECLAMATION 101,506 108,571
    PIMCO UNCONSTRAINED BD 605,897 616,005
    CASA GRANDE AZ EXCISE TAX REV 25,553 28,483
    CHANNEL VIEW INDPT SCH DIST 51,256 52,630
    COCA COLA 0 0
    STANFORD UNIVERSITY 0 0
    TEMPLETON GLOBAL BOND FD 254,483 235,729
    UNITED PARCEL SVC INC 0 0
    UNIVERSITY COLO TAXABLE UNIV ENTERPRISE BONDS 51,161 51,973
    PIONEER STRATEGIC INCOME 514,285 503,067
    STONE HARBOR EMRG MKTS 260,780 240,504
    CENTENNIAL INDPT SCH DIST NO 32,674 31,903
    DALLAS TEX G O PENSION BDS 22,127 24,585
    MONTGOMERY ALA SPL LODGING TAX 0 0
    NORTHSIDE TEX INDPT SCH DIST PRIM/SEC 0 0
    JPMORGAN CORE BOND SLCT 198,482 190,313
    ALLIANCEBERSTEIN HIGH INC 49,895 48,102
    COHEN & STEERS PFD SECS 24,943 23,536
    DOUBLELINE FDS TR 30,520 28,911
    EATON VANCE GLOBAL MACRO ABSOLUTE RETURN 34,940 33,646
    FRANKLIN STRATEGIC SER 45,395 44,051
    LOOMIS SAYLES STRATEGIC 24,945 25,459
    VICTORY PORTFOLIOS 56,415 52,763
    WILLIAM BLAIR FUNDS 51,628 48,703

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE RUBIN FAMILY FOUNDATION
    C/O MATTER FAMILY OFFICE
    EIN: 37-1416413
    Name of Stock End of Year Book Value End of Year Fair Market Value
    SPDR DOW JONES INDL AVG 299,746 425,258
    VANGUARD WELLINGTON FUND 745,581 950,279
    BUILD A BEAR WORKSHOP 97,135 75,840
    NEUBERGER & BERMAN EQUITY 24,952 24,016
    ABERDEEN EMERGING 100,734 101,037
    BROWN ADVISORY GROUP 100,640 111,599
    WASATCH EMRG MKT SMALL 102,131 98,863

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    THE RUBIN FAMILY FOUNDATION
    C/O MATTER FAMILY OFFICE
    EIN: 37-1416413
    US Government Securities - End of Year Book Value:

    0
    US Government Securities - End of Year Fair Market Value:

    0
    State & Local Government Securities - End of Year Book Value:


    29,536
    State & Local Government Securities - End of Year Fair Market Value:


    29,118


    TY 2013 InvestmentsOtherSchedule2
    Name:
    THE RUBIN FAMILY FOUNDATION
    C/O MATTER FAMILY OFFICE
    EIN: 37-1416413
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ST OF ISRAEL FMV 0 0
    ST OF ISRAEL FMV 100,000 102,091
    HENDERSON GLOBAL FUNDS FMV 38,595 41,313
    FMP GENERATION, LLC GENERATION IM GLOBAL EEQUITY FD FMV 254,947 265,328
    BLACKROCK MULT ASSET INCOM FMV 49,824 50,396
    PIMCO ALL ASSET ALL AUTHORITY FMV 24,949 22,373

    TY 2013 OtherExpensesSchedule
    Name:
    THE RUBIN FAMILY FOUNDATION
    C/O MATTER FAMILY OFFICE
    EIN: 37-1416413
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FMP GENERATION, LLC - FROM K-1 705 705   0


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THE RUBIN FAMILY FOUNDATION
    C/O MATTER FAMILY OFFICE
    EIN: 37-1416413
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    RBC INVESTMENT EXPENSE 3,403 3,403   0
    RBC BANK FEES 58 0   0