| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| ALLIZANZ NFJ DIVID INT | 2013-01 | P | 2013-10 | 2,282 | 2,041 | 241 | ||||
| ROYCE VALUE TRUST INC | 2013-03 | P | 2013-03 | 10 | 10 | |||||
| ROYCE VALUE TRUST INC | 2013-06 | P | 2013-06 | 9 | 9 | |||||
| ROYCE VALUE TRUST INC | 2013-09 | P | 2013-09 | 9 | 9 | |||||
| ROYCE VALUE TRUST INC | 2013-12 | P | 2013-12 | 7 | 7 | |||||
| ROYCE GLOBAL VALUE TR INC COM | 2013-10 | P | 2013-10 | 4 | 4 | |||||
| ALLIANZ NFJ DIVID INT | 2009-11 | P | 2013-10 | 8,252 | 6,206 | 2,046 | ||||
| ASTON LAKE PART LASSO ALTER I | 2011-05 | P | 2013-01 | 10,607 | 10,491 | 116 | ||||
| ASTON LAKE PART LASSO ALTER I | 2011-12 | P | 2013-01 | 179 | 165 | 14 | ||||
| ASTON LAKE PARK LASSO ALTER I | 2011-12 | P | 2013-01 | 12 | 12 | |||||
| BLACKROCK CREDIT ALL INC TR IV | 2012-06 | P | 2013-10 | 19,918 | 9,988 | 9,930 | ||||
| BLACKROCK CREDIT ALL INC TR IV | 2012-10 | P | 2013-10 | 4,096 | 2,256 | 1,840 | ||||
| BLACKROCK GLOBAL ALLOCATION I | 2005-05 | P | 2013-10 | 22 | 16 | 6 | ||||
| BLACKROCK GLOBAL ALLOCATION I | 2005-05 | P | 2013-10 | 88 | 80 | 8 | ||||
| BLACKROCK GLOBAL ALLOCATION I | 2005-05 | P | 2013-10 | 110 | 80 | 30 | ||||
| BLACKROCK GLOBAL ALLOCATION I | 2013-05 | P | 2013-10 | 110 | 80 | 30 | ||||
| BLACKROCK GLOBAL ALLOCATION I | 2005-05 | P | 2013-10 | 110 | 80 | 30 | ||||
| BLACKROCK GLOBAL ALLOCATION I | 2005-05 | P | 2013-10 | 413 | 309 | 104 | ||||
| BLACKROCK GLOBAL ALLOCATION I | 2005-05 | P | 2013-10 | 1,931 | 1,442 | 489 | ||||
| BLACKROCK GLOBAL ALLOCATION I | 2005-05 | P | 2013-10 | 2,217 | 1,657 | 560 | ||||
| CLOUGH GLOBAL ALLOC FD | 2008-10 | P | 2013-10 | 6,351 | 5,237 | 1,114 | ||||
| CLOUGH GLOBAL ALLOC FD | 2008-10 | P | 2013-10 | 6,578 | 5,481 | 1,097 | ||||
| DAVIS NEW YORK VENTURE Y | 2007-11 | P | 2013-10 | 6,000 | 6,078 | -78 | ||||
| FIRST EAGLE GLOBAL I | 2003-03 | P | 2013-10 | 10,000 | 4,370 | 5,630 | ||||
| PIMCO GLOBAL MULTI ASSET P | 2009-05 | P | 2013-10 | 13,784 | 12,995 | 789 | ||||
| SUNAMERICA FOC ALP GROWTH A | 2006-10 | P | 2013-10 | 3,791 | 2,879 | 912 | ||||
| SUNAMERICA FOC ALP GROWTH A | 2007-03 | P | 2013-10 | 6,209 | 4,898 | 1,311 | ||||
| THORNBURG INV INC BUILDER I | 2006-10 | P | 2013-10 | 1,797 | 1,679 | 118 | ||||
| THORNBURG INV INC BUILDER | 2006-10 | P | 2013-10 | 20 | 20 | |||||
| THORNBURG INV INC BUILDER I | 2006-11 | P | 2013-10 | 317 | 297 | 20 | ||||
| THORNBURG INV INC BUILDER I | 2006-11 | P | 2013-10 | 190 | 178 | 12 | ||||
| THORNBURG INV INC BUILDER I | 2006-11 | P | 2013-10 | 21 | 21 | |||||
| THORNBURG INV INC BUILDER I | 2006-11 | P | 2013-10 | 2,654 | 2,515 | 139 |
| Identifier | Return Reference | Explanation |
|---|
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| PIMCO TOTAL RETURN | 23,577 | 23,219 |
| DIAMOND HILL STRATEGIC INC FD | 7,394 | 9,743 |
| VIRTUS MULTI SECTOR SHORT TERM BOND FD | 10,996 | 11,076 |
| PIMCO UNCONSTRAINED BOND FD | 10,273 | 10,280 |
| JP MORGAN STRATEGIC OPP FD | 10,203 | 10,523 |
| BLACKROCK CREDIT ALLOCT INCOME TR | 34,649 | 64,386 |
| PRINCIPAL GLOBAL DIVERSIFIED INC | 22,238 | 23,733 |
| LORD ABBETT SHORT DURATION INC FD | 13,570 | 13,222 |
| BLACKROCK STRATEGIC INC OPPRTNTS | 20,303 | 21,712 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| 1237 shares of FIRST EAGLE GLOBAL FD | 49,774 | 66,555 |
| 500 shares of COHEN STEERS SELECT INFRASTRUCTURE FD | 9,328 | 10,300 |
| 2720 shares of SUNAMERICA ALPHA GROWTH FD | 43,842 | 66,705 |
| 600 shares of J HANCOCK TX ADV FD | 11,135 | 10,932 |
| 3340 shares of CLOUGH GLBL ALLOCATION FD | 48,948 | 51,369 |
| 3478 shares of DELAWARE DIVERSIFIED INCOME FD | 30,081 | 30,954 |
| 1158 shares of IVY ASSET STRATEGY FD | 29,433 | 37,380 |
| 1826 shares of LORD ABBETT FUNDAMENTAL EQUITY FD | 20,781 | 27,773 |
| 2590 shares of PIMCO ALL ASSET AUTHORITY FD | 26,143 | 25,641 |
| 3515 shares of IVA WORLDWIDE FD | 44,992 | 62,637 |
| 600 shares of MACQUARIE GL INFRSTRC TR | 10,186 | 13,260 |
| 422 shares of JENSEN PORTFOLIO FUND I JENIX | 9,993 | 15,943 |
| 2447 shares of ADAMS EXPRESS | 27,526 | 31,982 |
| 1684 shares of COHEN STEERS CEF OPP FD INC | 20,033 | 21,168 |
| 353 shares of KAYNE AND MIDSTREAM/ENGY FD KMF | 10,364 | 12,147 |
| 549 shares of NUVEEN BULD AMER BD OPP FD | 12,120 | 10,667 |
| 1365 shares of BLACKROCK ENHANCED EQUITY DIVI | 10,550 | 10,838 |
| 1820 shares of MFS MULTIMARKET INC TR SBI | 11,985 | 12,048 |
| 111 shares of ROYCE GLOBAL VALUE TR INC COM | 996 | 987 |
| 365 shares of VIRTUS GLBL MUL-SEC I | 6,973 | 6,176 |
| 670 shares of WESTERN ASST GLB CP DEF OPP FD | 11,980 | 12,107 |
| 650 shares of MAINSTAY MARKETFIELD I | 10,801 | 12,043 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| COHEN STEERS REIT PFD INCOME FD | AT COST | 8,299 | 10,676 |
| ROYCE VALUE TR INC RVT | AT COST | 12,054 | 12,648 |
| BLACKROCK GLOBAL ALLOC FD | AT COST | 42,346 | 53,332 |
| THORNBURG INVT INCOME FD | AT COST | 65,665 | 71,945 |
| FORT DERBN I S ILL PV1CT | AT COST | 43,384 | 40,503 |
| WESTERN ASSET/CLAYMORE FD | AT COST | 11,540 | 11,270 |
| LAZARD GL TOT RET FD | AT COST | 35,705 | 34,888 |
| DAVIS NEW YORK VENTURE DNVYX | AT COST | 35,968 | 40,219 |
| LMP CAP INC FD INC | AT COST | 23,369 | 27,097 |
| GOLDMAN SACHS SATELLITE STRAT PT | AT COST | 10,136 | 10,342 |
| WELLS FARGO ADV ABSOLT RET ADM WARDX | AT COST | 37,936 | 41,768 |
| LOOMIS SAYLES STRAT ALPHA Y LASYX | AT COST | 16,982 | 16,729 |
| PIMCO INCOME P PONPX | AT COST | 34,630 | 34,473 |
| Description | Amount |
|---|---|
| UNREALIZED LOSS ON ASSETS | 55,950 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| OFFICE EXPENSE | 60 | 30 | 30 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| MICHIGAN FRANCHISE TAX | 20 | 19 | 1 | |
| FOREIGN TAX | 418 | 402 | 16 |