Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
OTTO & EDNA NEELY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)325 S HIGLEY RDROOM/SUITE 110Room/suite
City or town, state or province, country, and ZIP or foreign postal code
GILBERT, AZ85296
A Employer identification number

86-0581770
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$17,110,302J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 141 141  
4 Dividends and interest from securities...... 290,022 290,022  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 776,535
b Gross sales price for all assets on line 6a 3,611,561
7 Capital gain net income (from Part IV, line 2)... 776,535
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 14,211 10,211  
12 Total. Add lines 1 through 11........ 1,080,909 1,076,909  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 50,600 10,120   40,480
14 Other employee salaries and wages...... 122,270 24,746   98,984
15 Pension plans, employee benefits....... 10,760 2,152   8,608
16a Legal fees (attach schedule)......... Click to see attachment 6,032 2,006   4,026
b Accounting fees (attach schedule)....... Click to see attachment 18,752 3,751   15,001
c Other professional fees (attach schedule).... Click to see attachment 140,246 140,246    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 20,810 4,063   8
19 Depreciation (attach schedule) and depletion... Click to see attachment 276    
20 Occupancy.............. 17,321 3,464   13,857
21 Travel, conferences, and meetings....... 153 31   122
22 Printing and publications.......... 1,499 299   1,200
23 Other expenses (attach schedule)....... Click to see attachment 12,946 621   12,325
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 401,665 191,499   194,611
25 Contributions, gifts, grants paid........ 449,188 449,188
26 Total expenses and disbursements. Add lines 24 and 25 850,853 191,499   643,799
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 230,056
b Net investment income (if negative, enter -0-) 885,410
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 9,118 29,012 29,012
2 Savings and temporary cash investments.......... 1,154,869 389,383 389,383
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 3,739    
10a Investments—U.S. and state government obligations (attach schedule) 1,300,497 Click to see attachment1,174,945 1,158,542
b Investments—corporate stock (attach schedule)........ 7,498,928 Click to see attachment8,047,988 12,256,486
c Investments—corporate bonds (attach schedule)........ 2,417,359 Click to see attachment2,276,932 2,275,087
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 211,517 Click to see attachment882,087 1,000,000
14 Land, buildings, and equipment: basis bullet2,068
Less: accumulated depreciation (attach schedule) bullet276   Click to see attachment1,792 1,792
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 12,596,027 12,802,139 17,110,302
Liabilities 17 Accounts payable and accrued expenses..........   519
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   519
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 10,384,441 10,384,441
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 2,211,586 2,417,179
30 Total net assets or fund balances (see page 17 of the
instructions).................... 12,596,027 12,801,620
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 12,596,027 12,802,139
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 12,596,027
2 Enter amount from Part I, line 27a..................... 2 230,056
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 540
4 Add lines 1, 2, and 3.......................... 4 12,826,623
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 25,003
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 12,801,620
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a US TREASURY NOTE DUE 5/13/13 CUSIP: P 2010-08-04 2013-05-15
b BED BATH & BEYOND INC CUSIP: 0758961 P 2010-04-23 2013-09-23
c DEERE & COMPANY CUSIP: XXX-XX-XXXX P 2011-11-10 2013-07-25
d INTUIT INC CUSIP: XXX-XX-XXXX P 2011-08-22 2013-11-21
e MALLINCKRODT PUB LTD CO CUSIP: G5785 P 2008-10-17 2013-06-28
CA INC CUSIP: 12673P105 P 2008-10-17 2013-07-12
CANADIAN NATURAL RESOURCES LIMITED C P 2012-02-14 2013-11-29
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-17 2013-01-29
DENBURY RESOURCES INC CUSIP: 2479162 P 2009-12-03 2013-11-27
HALLIBURTON COMPANY CUSIP: XXX-XX-XXXX P 2012-06-15 2013-08-01
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2008-02-15 2013-05-21
MKS INSTRUMENTS INC CUSIP: 55306N104 P 2011-06-16 2013-10-28
PENNYMAC FINL SVCS INC A CUSIP: 7093 P 2013-05-09 2013-12-16
PMC-SIERRA INC CUSIP: 69344F106 P 2011-04-13 2013-02-05
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2009-01-22 2013-03-08
SANOFI SPON ADR CUSIP: 80105N105 P 2007-10-22 2013-01-10
TYSON FOODS INC CUSIP: XXX-XX-XXXX P 2012-10-25 2013-08-26
VIACOM INC CL B CUSIP: 92553P201 P 2010-05-06 2013-10-17
US TREASURY NOTE DUE 5/13/13 CUSIP: P 2011-08-09 2013-05-15
BIOGEN IDEC INC CUSIP: 09062X103 P 2010-04-23 2013-04-30
DEERE & COMPANY CUSIP: XXX-XX-XXXX P 2012-09-14 2013-07-25
INTUIT INC CUSIP: XXX-XX-XXXX P 2011-08-22 2013-11-22
MALLINCKRODT PUB LTD CO CUSIP: G5785 P 2008-10-17 2013-07-03
CA INC CUSIP: 12673P105 P 2008-10-17 2013-07-15
CISCO SYSTEMS INC CUSIP: 17275R102 P 2011-09-08 2013-10-24
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-17 2013-01-30
FBR & COMPANY CUSIP: 30247C301 P 2009-12-04 2013-07-18
HARMAN INTL INDS INC CUSIP: 41308610 P 2012-11-19 2013-08-08
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2008-02-15 2013-07-29
MKS INSTRUMENTS INC CUSIP: 55306N104 P 2011-06-17 2013-10-28
PENNYMAC FINL SVCS INC A CUSIP: 7093 P 2013-05-09 2013-12-18
PMC-SIERRA INC CUSIP: 69344F106 P 2011-04-13 2013-02-08
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2009-05-28 2013-09-26
SANOFI SPON ADR CUSIP: 80105N105 P 2007-10-22 2013-01-11
TYSON FOODS INC CUSIP: XXX-XX-XXXX P 2012-11-09 2013-08-26
VIACOM INC CL B CUSIP: 92553P201 P 2010-05-06 2013-11-08
US TREASURY NOTE DUE 5/13/13 CUSIP: P 2012-05-16 2013-05-15
BIOGEN IDEC INC CUSIP: 09062X103 P 2010-04-23 2013-09-20
DISNEY WALT COMPANY CUSIP: XXX-XX-XXXX P 2008-10-17 2013-07-17
MICROSOFT CORP CUSIP: XXX-XX-XXXX P 2008-10-17 2013-10-10
MALLINCKRODT PUB LTD CO CUSIP: G5785 P 2008-10-24 2013-07-03
CA INC CUSIP: 12673P105 P 2008-10-17 2013-07-18
CISCO SYSTEMS INC CUSIP: 17275R102 P 2011-09-09 2013-10-24
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-17 2013-01-31
FBR & COMPANY CUSIP: 30247C301 P 2009-12-04 2013-07-23
HARMAN INTL INDS INC CUSIP: 41308610 P 2012-11-19 2013-11-01
INTERPUBLIC GROUP COMPANY INC CUSIP: P 2008-02-19 2013-07-29
MKS INSTRUMENTS INC CUSIP: 55306N104 P 2011-06-17 2013-10-29
PFIZER INC CUSIP: XXX-XX-XXXX P 2010-05-06 2013-11-08
PMC-SIERRA INC CUSIP: 69344F106 P 2011-04-14 2013-02-08
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2009-05-28 2013-09-27
SANOFI SPON ADR CUSIP: 80105N105 P 2007-10-22 2013-04-25
TYSON FOODS INC CUSIP: XXX-XX-XXXX P 2012-11-14 2013-08-26
VODAFONE GRP PLC NEW ADR CUSIP: 9285 P 2013-02-20 2013-09-06
US TREASURY NOTE DUE 10/1/17 CUSIP: P 2012-12-07 2013-10-10
BLACKROCK INC CUSIP: 09247X101 P 2009-03-27 2013-01-30
EOG RESOURCES INC CUSIP: 26875P101 P 2011-10-04 2013-02-20
NIKE INC CUSIP: XXX-XX-XXXX P 2011-06-07 2013-09-20
MALLINCKRODT PUB LTD CO CUSIP: G5785 P 2010-04-23 2013-07-03
CA INC CUSIP: 12673P105 P 2008-10-17 2013-07-22
CISCO SYSTEMS INC CUSIP: 17275R102 P 2012-02-10 2013-10-24
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-17 2013-02-01
FBR & COMPANY CUSIP: 30247C301 P 2009-12-04 2013-08-06
HARMAN INTL INDS INC CUSIP: 41308610 P 2012-11-19 2013-11-04
LSI CORP CUSIP: XXX-XX-XXXX P 2013-02-01 2013-12-16
MKS INSTRUMENTS INC CUSIP: 55306N104 P 2011-07-12 2013-10-29
PITNEY BOWES INC CUSIP: XXX-XX-XXXX P 2008-01-10 2013-04-08
PMC-SIERRA INC CUSIP: 69344F106 P 2011-04-14 2013-02-11
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2009-05-28 2013-09-30
SANOFI SPON ADR CUSIP: 80105N105 P 2008-11-05 2013-04-25
TYSON FOODS INC CUSIP: XXX-XX-XXXX P 2012-11-15 2013-08-26
VODAFONE GRP PLC NEW ADR CUSIP: 9285 P 2013-02-20 2013-09-09
FEDL HOME LOAN MTG CORP DUE 7/15/13 P 2006-01-31 2013-07-15
BLACKROCK INC CUSIP: 09247X101 P 2009-03-30 2013-01-30
EOG RESOURCES INC CUSIP: 26875P101 P 2011-10-04 2013-03-01
NIKE INC CUSIP: XXX-XX-XXXX P 2011-06-07 2013-09-23
XILINX INC CUSIP: XXX-XX-XXXX P 2012-06-05 2013-09-19
CA INC CUSIP: 12673P105 P 2008-10-17 2013-09-16
CITI GROUP INC CUSIP: XXX-XX-XXXX P 2009-12-07 2013-01-09
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-17 2013-03-22
GUESS INC CUSIP: XXX-XX-XXXX P 2011-09-09 2013-02-06
HARMAN INTL INDS INC CUSIP: 41308610 P 2012-11-19 2013-11-25
LSI CORP CUSIP: XXX-XX-XXXX P 2013-02-01 2013-12-19
MKS INSTRUMENTS INC CUSIP: 55306N104 P 2011-07-12 2013-12-23
PITNEY BOWES INC CUSIP: XXX-XX-XXXX P 2008-10-24 2013-04-08
PMC-SIERRA INC CUSIP: 69344F106 P 2011-04-14 2013-02-12
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2009-10-13 2013-09-30
SANOFI SPON ADR CUSIP: 80105N105 P 2010-05-03 2013-04-25
UNUM GROUP CUSIP: 91529Y106 P 2010-05-21 2013-06-24
VODAFONE GRP PLC NEW ADR CUSIP: 9285 P 2013-02-20 2013-10-14
FEDL HOME LOAN MTG CORP DUE 7/15/13 P 2009-03-27 2013-07-15
BLACKROCK INC CUSIP: 09247X101 P 2009-04-08 2013-01-30
EOG RESOURCES INC CUSIP: 26875P101 P 2011-10-04 2013-04-15
ORACLE CORP CUSIP: 68389X105 P 2010-10-13 2013-07-31
ALLEGION PUBLIC LTD CUSIP: G0176J109 P 2010-05-06 2013-12-01
CA INC CUSIP: 12673P105 P 2008-10-17 2013-09-17
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-03 2013-01-04
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-18 2013-03-22
GUESS INC CUSIP: XXX-XX-XXXX P 2011-09-12 2013-02-06
HARTFORD FINANCIAL SERVICES GROUP IN P 2000-02-28 2013-04-11
LSI CORP CUSIP: XXX-XX-XXXX P 2013-02-04 2013-12-19
NOBLE ENERGY INC CUSIP: XXX-XX-XXXX P 2010-05-06 2013-02-20
PITNEY BOWES INC CUSIP: XXX-XX-XXXX P 2008-10-24 2013-04-09
PMC-SIERRA INC CUSIP: 69344F106 P 2011-12-06 2013-02-12
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2009-10-13 2013-10-01
SANOFI SPON ADR CUSIP: 80105N105 P 2010-05-03 2013-04-26
UNUM GROUP CUSIP: 91529Y106 P 2010-05-21 2013-07-24
VODAFONE GRP PLC NEW ADR CUSIP: 9285 P 2013-02-20 2013-10-15
HEWLETT PACKARD COMPANY DUE 12/9/21 P 2011-12-07 2013-10-23
BLACKROCK INC CUSIP: 09247X101 P 2009-04-23 2013-01-30
EOG RESOURCES INC CUSIP: 26875P101 P 2011-10-04 2013-04-18
ORACLE CORP CUSIP: 68389X105 P 2010-12-06 2013-07-31
ALLEGION PUBLIC LTD CUSIP: G0176J109 P 2010-05-06 2013-12-05
CA INC CUSIP: 12673P105 P 2008-10-27 2013-09-18
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-12 2013-01-04
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-19 2013-03-25
GUESS INC CUSIP: XXX-XX-XXXX P 2011-09-12 2013-02-08
HARTFORD FINANCIAL SERVICES GROUP IN P 2006-08-04 2013-04-11
LSI CORP CUSIP: XXX-XX-XXXX P 2013-02-08 2013-12-19
NOBLE ENERGY INC CUSIP: XXX-XX-XXXX P 2010-05-06 2013-02-21
PITNEY BOWES INC CUSIP: XXX-XX-XXXX P 2010-08-17 2013-04-09
PMC-SIERRA INC CUSIP: 69344F106 P 2011-12-06 2013-12-17
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2010-05-07 2013-10-01
SANOFI SPON ADR CUSIP: 80105N105 P 2010-05-06 2013-04-26
UNUM GROUP CUSIP: 91529Y106 P 2010-06-04 2013-07-24
VODAFONE GRP PLC NEW ADR CUSIP: 9285 P 2013-02-20 2013-10-16
PROCTER & GAMBLE COMPANY DUE 2/15/19 P 2009-02-05 2013-06-27
CELGENE CORP CUSIP: XXX-XX-XXXX P 2010-04-23 2013-07-02
EOG RESOURCES INC CUSIP: 26875P101 P 2012-06-15 2013-04-18
PROCTER & GAMBLE COMPANY CUSIP: 7427 P 2010-04-23 2013-09-19
AON CORP CUSIP: XXX-XX-XXXX P 2008-10-17 2013-11-08
CA INC CUSIP: 12673P105 P 2008-10-17 2013-09-19
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-15 2013-01-07
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-22 2013-03-25
GUESS INC CUSIP: XXX-XX-XXXX P 2011-09-21 2013-03-13
HARTFORD FINANCIAL SERVICES GROUP IN P 2006-08-04 2013-04-12
LSI CORP CUSIP: XXX-XX-XXXX P 2013-02-08 2013-12-20
NOBLE ENERGY INC CUSIP: XXX-XX-XXXX P 2010-05-06 2013-02-22
PITNEY BOWES INC CUSIP: XXX-XX-XXXX P 2010-08-17 2013-04-10
PMC-SIERRA INC CUSIP: 69344F106 P 2011-12-06 2013-12-18
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2010-05-07 2013-10-02
SANOFI SPON ADR CUSIP: 80105N105 P 2010-05-06 2013-04-29
UNUM GROUP CUSIP: 91529Y106 P 2010-06-04 2013-07-25
PROCTER & GAMBLE COMPANY DUE 2/15/19 P 2009-04-15 2013-06-27
CELGENE CORP CUSIP: XXX-XX-XXXX P 2010-04-23 2013-07-17
EATON CORP CUSIP: XXX-XX-XXXX P 2012-12-03 2013-05-31
PROCTER & GAMBLE COMPANY CUSIP: 7427 P 2010-04-23 2013-10-30
APACHE CORP CUSIP: XXX-XX-XXXX P 2008-10-17 2013-11-27
CA INC CUSIP: 12673P105 P 2008-10-27 2013-09-19
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-15 2013-01-08
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-22 2013-03-26
GUESS INC CUSIP: XXX-XX-XXXX P 2011-09-22 2013-03-13
HARTFORD FINANCIAL SERVICES GROUP IN P 2006-08-04 2013-05-03
LSI CORP CUSIP: XXX-XX-XXXX P 2013-02-12 2013-12-20
NOBLE ENERGY INC CUSIP: XXX-XX-XXXX P 2010-05-11 2013-02-22
PITNEY BOWES INC CUSIP: XXX-XX-XXXX P 2010-08-17 2013-04-11
PMC-SIERRA INC CUSIP: 69344F106 P 2011-12-06 2013-12-30
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2010-05-07 2013-10-03
TYSON FOODS INC CUSIP: XXX-XX-XXXX P 2012-10-18 2013-02-20
UNUM GROUP CUSIP: 91529Y106 P 2010-06-04 2013-11-01
US TREASURY NOTE DUE 5/31/14 CUSIP: P 2010-09-29 2013-09-05
CELGENE CORP CUSIP: XXX-XX-XXXX P 2010-04-23 2013-09-18
EBAY INC CUSIP: XXX-XX-XXXX P 2008-10-17 2013-08-13
PROCTER & GAMBLE COMPANY CUSIP: 7427 P 2010-04-23 2013-12-11
APACHE CORP CUSIP: XXX-XX-XXXX P 2008-10-17 2013-11-27
CA INC CUSIP: 12673P105 P 2008-10-27 2013-11-18
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-16 2013-01-09
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-22 2013-03-27
GUESS INC CUSIP: XXX-XX-XXXX P 2012-06-13 2013-03-13
HARTFORD FINANCIAL SERVICES GROUP IN P 2006-08-04 2013-05-06
LSI CORP CUSIP: XXX-XX-XXXX P 2013-02-13 2013-12-20
PENNYMAC FINL SVCS INC A CUSIP: 7093 P 2013-05-09 2013-09-30
PMC-SIERRA INC CUSIP: 69344F106 P 2011-04-04 2013-02-01
PMC-SIERRA INC CUSIP: 69344F106 P 2011-12-06 2013-12-31
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2010-05-07 2013-10-17
TYSON FOODS INC CUSIP: XXX-XX-XXXX P 2012-10-19 2013-02-20
UNUM GROUP CUSIP: 91529Y106 P 2010-06-04 2013-11-04
AMAZON.COM INC CUSIP: XXX-XX-XXXX P 2008-10-17 2013-07-17
CISCO SYSTEMS INC CUSIP: 17275R102 P 2010-04-23 2013-04-22
EXPRESS SCRIPTS HOLDING CUSIP: 30219 P 2012-07-10 2013-07-29
PROCTER & GAMBLE COMPANY CUSIP: 7427 P 2010-04-23 2013-12-12
BARRICK GOLD CORP CUSIP: XXX-XX-XXXX P 2008-10-17 2013-04-10
CA INC CUSIP: 12673P105 P 2008-10-27 2013-11-19
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-16 2013-01-15
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-22 2013-03-28
HALLIBURTON COMPANY CUSIP: XXX-XX-XXXX P 2012-06-12 2013-01-25
HARTFORD FINANCIAL SERVICES GROUP IN P 2006-08-04 2013-11-15
LSI CORP CUSIP: XXX-XX-XXXX P 2013-02-13 2013-12-23
PENNYMAC FINL SVCS INC A CUSIP: 7093 P 2013-05-09 2013-10-01
PMC-SIERRA INC CUSIP: 69344F106 P 2011-04-08 2013-02-01
PRIVATEBANCORP INC CUSIP: XXX-XX-XXXX P 2011-07-26 2013-06-27
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2010-05-07 2013-10-25
TYSON FOODS INC CUSIP: XXX-XX-XXXX P 2012-10-19 2013-02-21
UNUM GROUP CUSIP: 91529Y106 P 2010-06-07 2013-11-04
APACHE CORP CUSIP: XXX-XX-XXXX P 2010-07-23 2013-05-23
DEERE & COMPANY CUSIP: XXX-XX-XXXX P 2011-06-10 2013-05-17
HOME DEPOT INC CUSIP: XXX-XX-XXXX P 2008-01-14 2013-06-21
SCHWAB CHARLES CORP CUSIP: XXX-XX-XXXX P 2009-02-19 2013-05-31
BARRICK GOLD CORP CUSIP: XXX-XX-XXXX P 2008-10-24 2013-04-10
CA INC CUSIP: 12673P105 P 2008-10-27 2013-11-20
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-16 2013-01-17
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-22 2013-04-11
HALLIBURTON COMPANY CUSIP: XXX-XX-XXXX P 2012-06-13 2013-01-25
HARTFORD FINANCIAL SERVICES GROUP IN P 2007-07-24 2013-11-15
LSI CORP CUSIP: XXX-XX-XXXX P 2013-02-26 2013-12-23
PENNYMAC FINL SVCS INC A CUSIP: 7093 P 2013-05-09 2013-11-11
PMC-SIERRA INC CUSIP: 69344F106 P 2011-04-11 2013-02-01
PRIVATEBANCORP INC CUSIP: XXX-XX-XXXX P 2011-07-26 2013-07-09
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2010-05-07 2013-11-08
TYSON FOODS INC CUSIP: XXX-XX-XXXX P 2012-10-19 2013-08-26
VIACOM INC CL B CUSIP: 92553P201 P 2006-03-08 2013-05-10
APACHE CORP CUSIP: XXX-XX-XXXX P 2010-08-12 2013-05-23
DEERE & COMPANY CUSIP: XXX-XX-XXXX P 2011-06-10 2013-06-21
INTUIT INC CUSIP: XXX-XX-XXXX P 2011-08-22 2013-09-19
VISA INC CUSIP: 92826C839 P 2010-05-26 2013-06-24
CA INC CUSIP: 12673P105 P 2008-10-17 2013-05-06
CA INC CUSIP: 12673P105 P 2010-05-06 2013-11-20
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-17 2013-01-17
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-22 2013-04-30
HALLIBURTON COMPANY CUSIP: XXX-XX-XXXX P 2012-06-13 2013-07-29
HARTFORD FINANCIAL SERVICES GROUP IN P 2009-08-05 2013-11-15
MKS INSTRUMENTS INC CUSIP: 55306N104 P 2011-06-15 2013-10-24
PENNYMAC FINL SVCS INC A CUSIP: 7093 P 2013-05-09 2013-12-02
PMC-SIERRA INC CUSIP: 69344F106 P 2011-04-12 2013-02-01
PRIVATEBANCORP INC CUSIP: XXX-XX-XXXX P 2011-07-26 2013-07-10
REDWOOD TRUST INC CUSIP: XXX-XX-XXXX P 2010-05-07 2013-11-13
TYSON FOODS INC CUSIP: XXX-XX-XXXX P 2012-10-22 2013-08-26
VIACOM INC CL B CUSIP: 92553P201 P 2010-05-06 2013-05-10
BED BATH & BEYOND INC CUSIP: 0758961 P 2010-04-23 2013-06-26
DEERE & COMPANY CUSIP: XXX-XX-XXXX P 2011-06-10 2013-07-17
INTUIT INC CUSIP: XXX-XX-XXXX P 2011-08-22 2013-11-13
VISA INC CUSIP: 92826C839 P 2010-05-26 2013-07-17
CA INC CUSIP: 12673P105 P 2008-10-17 2013-05-07
CA INC CUSIP: 12673P105 P 2010-05-06 2013-11-25
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-17 2013-01-23
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-22 2013-05-01
HALLIBURTON COMPANY CUSIP: XXX-XX-XXXX P 2012-06-13 2013-07-31
INGERSOLL RAND PLC CUSIP: G47791101 P 1999-11-24 2013-07-22
MKS INSTRUMENTS INC CUSIP: 55306N104 P 2011-06-15 2013-10-25
PENNYMAC FINL SVCS INC A CUSIP: 7093 P 2013-05-09 2013-12-10
PMC-SIERRA INC CUSIP: 69344F106 P 2011-04-12 2013-02-04
PRIVATEBANCORP INC CUSIP: XXX-XX-XXXX P 2011-07-26 2013-11-08
REINSURANCE GROUP OF AMERICA INC CUS P 2009-03-10 2013-11-25
TYSON FOODS INC CUSIP: XXX-XX-XXXX P 2012-10-23 2013-08-26
VIACOM INC CL B CUSIP: 92553P201 P 2010-05-06 2013-08-02
BED BATH & BEYOND INC CUSIP: 0758961 P 2010-04-23 2013-09-20
DEERE & COMPANY CUSIP: XXX-XX-XXXX P 2011-11-10 2013-07-17
INTUIT INC CUSIP: XXX-XX-XXXX P 2011-08-22 2013-11-14
VISA INC CUSIP: 92826C839 P 2010-06-10 2013-07-17
CA INC CUSIP: 12673P105 P 2008-10-17 2013-07-11
CANADIAN NATURAL RESOURCES LIMITED C P 2012-02-14 2013-11-27
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-17 2013-01-28
CONVERGYS CORP CUSIP: XXX-XX-XXXX P 2011-08-22 2013-05-02
HALLIBURTON COMPANY CUSIP: XXX-XX-XXXX P 2012-06-14 2013-08-01
INGERSOLL RAND PLC CUSIP: G47791101 P 1999-11-24 2013-08-01
MKS INSTRUMENTS INC CUSIP: 55306N104 P 2011-06-16 2013-10-25
PENNYMAC FINL SVCS INC A CUSIP: 7093 P 2013-05-09 2013-12-11
PMC-SIERRA INC CUSIP: 69344F106 P 2011-04-13 2013-02-04
PRIVATEBANCORP INC CUSIP: XXX-XX-XXXX P 2011-07-28 2013-11-08
SANOFI SPON ADR CUSIP: 80105N105 P 2007-10-16 2013-01-10
TYSON FOODS INC CUSIP: XXX-XX-XXXX P 2012-10-24 2013-08-26
VIACOM INC CL B CUSIP: 92553P201 P 2010-05-06 2013-10-16
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 120,000   121,987 -1,987
b 10,094   6,498 3,596
c 9,062   8,100 962
d 9,826   5,924 3,902
e 22   17 5
5,973   3,122 2,851
3,273   3,660 -387
510   309 201
28,390   22,957 5,433
4,622   2,890 1,732
21,979   12,747 9,232
1,203   946 257
14,243   14,918 -675
5,177   5,768 -591
25,477   13,949 11,528
19,383   16,750 2,633
11,804   6,559 5,245
16,551   6,400 10,151
98,000   99,906 -1,906
48,530   11,569 36,961
5,355   5,327 28
9,456   5,748 3,708
1,035   832 203
2,985   1,561 1,424
35,636   26,087 9,549
340   206 134
1,499   1,305 194
16,211   9,262 6,949
1,701   850 851
301   238 63
16,060   16,953 -893
1,293   1,441 -148
14,046   10,520 3,526
9,807   8,375 1,432
8,853   4,993 3,860
16,394   6,400 9,994
254,000   256,918 -2,918
128,738   27,221 101,517
37,449   14,570 22,879
13,332   9,766 3,566
581   408 173
2,976   1,561 1,415
53,454   38,493 14,961
340   206 134
2,985   2,610 375
8,206   3,705 4,501
3,401   1,708 1,693
2,700   2,144 556
15,585   8,310 7,275
1,293   1,437 -144
8,033   6,011 2,022
5,378   4,187 1,191
2,951   1,676 1,275
16,467   12,379 4,088
73,857   76,796 -2,939
1,423   781 642
6,532   3,524 3,008
13,766   8,172 5,594
1,848   1,555 293
8,952   4,682 4,270
24,500   21,858 2,642
341   206 135
2,952   2,610 342
28,574   12,966 15,608
63,482   41,960 21,522
301   252 49
1,460   3,685 -2,225
1,292   1,437 -145
3,946   3,006 940
21,512   12,440 9,072
2,951   1,676 1,275
9,888   7,414 2,474
140,000   136,945 3,055
712   378 334
15,170   8,669 6,501
10,359   6,211 4,148
2,960   1,960 1,000
3,052   1,561 1,491
21,171   16,099 5,072
1,704   1,031 673
20,202   22,350 -2,148
20,079   9,262 10,817
20,750   13,746 7,004
5,650   4,790 860
2,921   4,360 -1,439
1,292   1,437 -145
3,946   3,107 839
5,378   3,413 1,965
8,607   6,616 1,991
7,106   4,939 2,167
85,000   92,916 -7,916
3,795   2,056 1,739
14,025   8,246 5,779
15,568   13,707 1,861
14     14
6,126   3,122 3,004
5,151   3,718 1,433
3,408   1,944 1,464
2,679   3,026 -347
7,188   8,109 -921
9,829   6,503 3,326
11,196   6,986 4,210
7,471   10,899 -3,428
4,522   3,860 662
3,962   3,107 855
13,414   8,534 4,880
6,315   4,411 1,904
17,734   12,347 5,387
101,836   101,542 294
3,083   2,732 351
4,516   2,819 1,697
16,314   14,469 1,845
17,838     17,838
6,125   2,858 3,267
5,151   2,934 2,217
3,406   1,919 1,487
8,482   9,078 -596
6,614   19,787 -13,173
4,368   2,838 1,530
11,025   6,986 4,039
2,988   3,985 -997
3,944   3,309 635
3,966   3,036 930
8,048   4,734 3,314
6,321   4,479 1,842
32,191   22,224 9,967
22,543   20,096 2,447
4,564   2,265 2,299
11,403   9,613 1,790
6,166   4,886 1,280
40,239   24,540 15,699
13,492   6,867 6,625
3,422   2,054 1,368
8,515   4,759 3,756
5,428   6,057 -629
2,780   8,244 -5,464
12,055   7,829 4,226
5,543   3,493 2,050
10,544   13,948 -3,404
1,937   1,654 283
5,811   4,553 1,258
5,419   3,156 2,263
6,291   4,479 1,812
61,994   56,703 5,291
11,421   5,007 6,414
15,051   11,679 3,372
10,384   8,059 2,325
18,518   15,174 3,344
1,840   857 983
1,707   1,027 680
10,230   5,709 4,521
16,285   17,338 -1,053
1,163   3,297 -2,134
4,384   2,871 1,513
22,229   14,196 8,033
6,067   7,970 -1,903
644   551 93
3,724   3,036 688
19,142   13,255 5,887
16,731   11,869 4,862
160,450   166,122 -5,672
26,070   10,491 15,579
3,466   1,005 2,461
10,117   7,615 2,502
27,738   22,760 4,978
6,557   2,858 3,699
1,711   1,022 689
3,409   1,898 1,511
21,704   21,832 -128
4,636   13,189 -8,553
5,480   3,586 1,894
3,763   3,667 96
658   709 -51
1,290   1,103 187
3,618   3,036 582
2,393   1,647 746
8,510   6,047 2,463
11,668   2,002 9,666
34,087   46,062 -11,975
12,450   10,248 2,202
9,595   7,361 2,234
14,900   14,235 665
6,502   2,858 3,644
679   409 270
6,821   3,795 3,026
23,827   16,850 6,977
2,119   4,946 -2,827
4,936   3,227 1,709
3,718   3,667 51
1,315   1,444 -129
4,209   2,632 1,577
1,820   1,518 302
21,077   14,819 6,258
946   665 281
19,035   20,349 -1,314
4,390   4,070 320
5,547   1,895 3,652
10,646   6,825 3,821
4,956   4,082 874
1,297   571 726
1,019   614 405
1,695   948 747
7,942   5,635 2,307
14,149   38,258 -24,109
12,615   7,815 4,800
5,388   5,500 -112
6,577   7,221 -644
7,041   3,948 3,093
1,824   1,518 306
5,902   3,293 2,609
17,239   9,514 7,725
9,315   10,701 -1,386
8,275   8,141 134
4,089   2,720 1,369
17,740   7,433 10,307
2,769   1,561 1,208
8,433   5,479 2,954
679   410 269
1,698   948 750
22,798   14,088 8,710
7,610   3,440 4,170
1,830   1,442 388
3,570   3,667 -97
3,946   4,317 -371
4,634   2,632 2,002
5,511   4,553 958
44,266   24,794 19,472
10,344   4,800 5,544
5,429   3,727 1,702
1,338   1,302 36
24,549   14,875 9,674
4,349   1,710 2,639
2,081   1,171 910
13,143   8,429 4,714
1,189   717 472
3,405   1,896 1,509
9,072   5,635 3,437
18,635   6,295 12,340
4,280   3,362 918
14,264   14,667 -403
6,451   7,172 -721
10,226   5,379 4,847
22,459   6,778 15,681
20,658   11,322 9,336
27,722   11,199 16,523
8,412   5,303 3,109
10,370   9,131 1,239
9,350   5,660 3,690
4,538   1,831 2,707
5,937   3,122 2,815
9,715   10,979 -1,264
1,699   1,031 668
1,716   948 768
18,487   11,337 7,150
12,384   4,197 8,187
1,834   1,419 415
5,363   5,500 -137
645   722 -77
5,113   2,368 2,745
9,692   8,632 1,060
8,853   4,914 3,939
8,320   3,200 5,120
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -1,987
b       3,596
c       962
d       3,902
e       5
      2,851
      -387
      201
      5,433
      1,732
      9,232
      257
      -675
      -591
      11,528
      2,633
      5,245
      10,151
      -1,906
      36,961
      28
      3,708
      203
      1,424
      9,549
      134
      194
      6,949
      851
      63
      -893
      -148
      3,526
      1,432
      3,860
      9,994
      -2,918
      101,517
      22,879
      3,566
      173
      1,415
      14,961
      134
      375
      4,501
      1,693
      556
      7,275
      -144
      2,022
      1,191
      1,275
      4,088
      -2,939
      642
      3,008
      5,594
      293
      4,270
      2,642
      135
      342
      15,608
      21,522
      49
      -2,225
      -145
      940
      9,072
      1,275
      2,474
      3,055
      334
      6,501
      4,148
      1,000
      1,491
      5,072
      673
      -2,148
      10,817
      7,004
      860
      -1,439
      -145
      839
      1,965
      1,991
      2,167
      -7,916
      1,739
      5,779
      1,861
      14
      3,004
      1,433
      1,464
      -347
      -921
      3,326
      4,210
      -3,428
      662
      855
      4,880
      1,904
      5,387
      294
      351
      1,697
      1,845
      17,838
      3,267
      2,217
      1,487
      -596
      -13,173
      1,530
      4,039
      -997
      635
      930
      3,314
      1,842
      9,967
      2,447
      2,299
      1,790
      1,280
      15,699
      6,625
      1,368
      3,756
      -629
      -5,464
      4,226
      2,050
      -3,404
      283
      1,258
      2,263
      1,812
      5,291
      6,414
      3,372
      2,325
      3,344
      983
      680
      4,521
      -1,053
      -2,134
      1,513
      8,033
      -1,903
      93
      688
      5,887
      4,862
      -5,672
      15,579
      2,461
      2,502
      4,978
      3,699
      689
      1,511
      -128
      -8,553
      1,894
      96
      -51
      187
      582
      746
      2,463
      9,666
      -11,975
      2,202
      2,234
      665
      3,644
      270
      3,026
      6,977
      -2,827
      1,709
      51
      -129
      1,577
      302
      6,258
      281
      -1,314
      320
      3,652
      3,821
      874
      726
      405
      747
      2,307
      -24,109
      4,800
      -112
      -644
      3,093
      306
      2,609
      7,725
      -1,386
      134
      1,369
      10,307
      1,208
      2,954
      269
      750
      8,710
      4,170
      388
      -97
      -371
      2,002
      958
      19,472
      5,544
      1,702
      36
      9,674
      2,639
      910
      4,714
      472
      1,509
      3,437
      12,340
      918
      -403
      -721
      4,847
      15,681
      9,336
      16,523
      3,109
      1,239
      3,690
      2,707
      2,815
      -1,264
      668
      768
      7,150
      8,187
      415
      -137
      -77
      2,745
      1,060
      3,939
      5,120
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 776,535
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 164,886
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 681,630 14,092,252 0.048369
2011 684,829 13,940,173 0.049126
2010 653,842 13,223,239 0.049446
2009 780,880 12,763,077 0.061183
2008 879,440 16,055,091 0.054776
2 Total of line 1, column (d) ...................... 2 0.262900
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.052580
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 15,580,545
5 Multiply line 4 by line 3....................... 5 819,225
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 8,854
7 Add lines 5 and 6......................... 7 828,079
8 Enter qualifying distributions from Part XII, line 4.............. 8 643,799
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 17,708
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 17,708
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 17,708
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 16,739
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 720
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 17,459
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 76
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 325
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletAZ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletOTTOANDEDNANEELYFOUNDATION.ORG
    14
    The books are in care ofbulletGREGORY L BAMFORD Telephone no.bullet (602) 818-2997
    Located atbullet325 S HIGLEY RD STE 110GILBERTAZ ZIP+4bullet85296
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    CLIFFORD W SAYLORClick to see attachment PRESIDENT/DI
    2.00     		21,200 0 0
    325 S HIGLEY RD STE 110
    GILBERT,AZ85296
    NORMAN L KNOXClick to see attachment VICE-PRESIDE
    2.00     		7,200 0 0
    325 S HIGLEY RD STE 110
    GILBERT,AZ85296
    GREGORY L BAMFORDClick to see attachment SECRETARY/TR
    2.00     		21,200 0 0
    325 S HIGLEY RD STE 110
    GILBERT,AZ85296
    STEVEN D TODDClick to see attachment DIRECTOR
    2.00     		500 0 0
    325 S HIGLEY RD STE 110
    GILBERT,AZ85296
    WALTER DELECKIClick to see attachment DIRECTOR
    2.00     		500 0 0
    325 S HIGLEY RD STE 110
    GILBERT,AZ85296
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    HARLEY CHRISTIANClick to see attachment RETIRED DIRE
    40.00     		102,695 1,460  
    325 S HIGLEY RD STE 110
    GILBERT,AZ85296
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 BENEVOLENCE TO PROVIDE SHELTER TO THE INDIGENT. 4,500
    2 SCHOLARSHIP FUNDS FOR SCHOOL SUPPLIES AND TUITION, PAID DIRECLTY TO STUDENTS. 4,000
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    779,027
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    17,708
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    17,708
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    761,319
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    4,000
    5
    Add lines 3 and 4............................
    5
    765,319
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    765,319
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 765,319
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 590,235
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 643,799
    a Applied to 2012, but not more than line 2a 590,235
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 53,564
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		711,755
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    OTTO EDNA NEELY FOUNDATION
    325 S HIGLEY RD
    GILBERT,AZ85296
    (480) 917-0767
    bThe form in which applications should be submitted and information and materials they should include:
    COMPLETED APPLICATION & REQUIRED ATTACHMENTS
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ANDRE HOUSE OF ARIZONA
    PO BOX 2014
    PHOENIX,AZ85001     		NONE EXEMPT FOOD & CLOTHING FOR POOR & HOMELESS 10,000
    ARIZONA ACADEMY OF PERFORMING ARTS
    950 E REDFIELD RD
    TEMPE,AZ85283     		NONE EXEMPT FINE ARTS GRANT 3,750
    ARIZONA AGRICULTURE EDUCATION FFA F
    PO BOX 33455
    PHOENIX,AZ85067     		NONE EXEMPT HIRE PART-TIME PARAPROFESSIONAL & SP 41,000
    ARIZONA CACTUS PINE GIRL SCOUTS
    119 E CORONADO RD
    PHOENIX,AZ85004     		NONE EXEMPT UNRESTRICTED 5,000
    FELLOWSHIP OF CHRISTIAN ATHLETES
    8701 LEEDS ROAD
    KANSAS CITY,MO64129     		NONE EXEMPT ARIZONA CHAPTER SUPPORT 5,000
    ARIZONA NATIONAL STOCK SHOW
    1826 W MCDOWELL RD
    PHOENIX,AZ85007     		NONE EXEMPT UNRESTRICTED 10,000
    ARIZONA STATE UNIVERSITY FOUNDATION
    PO BOX 2260
    TEMPE,AZ85280     		NONE EXEMPT SCHOLARSHIPS 80,800
    ARIZONA ZOOLOGICAL SOCIETY
    455 N GALVIN PKWY
    PHOENIX,AZ85008     		NONE EXEMPT UNRESTRICTED 2,500
    ARIZONANS FOR CHILDREN
    2435 E JA JOLLA DR
    TEMPE,AZ85282     		NONE EXEMPT UNRESTRICTED 5,000
    BOY SCOUTS OF AMERICA
    2969 N GREENFIELD RD
    PHOENIX,AZ85016     		NONE EXEMPT GRAND CANYON COUNCIL 5,000
    BRIDGING AZ FURNITURE BANK
    25 N EXTENSION RD
    MESA,AZ85201     		NONE EXEMPT COMMUNITY SERVICE GRANT 15,000
    CENTRAL ARIZONA SHELTER SERVICES
    230 S 12TH AVE
    PHOENIX,AZ85007     		NONE EXEMPT DENTAL CLINIC 14,000
    CHANDLER CHRISTIAN COMMUNITY CENTER
    PO BOX 591
    CHANDLER,AZ85244     		NONE EXEMPT FOOD BANK FOR POOR & HOMELESS 8,000
    CHILD CRISIS CENTER - EAST VALLEY
    PO BOX 4114
    MESA,AZ85211     		NONE EXEMPT UNRESTRICTED 4,000
    FIRST UNITED METHODIST CHURCH OF GI
    331 S COOPER RD
    GILBERT,AZ85233     		NONE EXEMPT UNRESTRICTED 5,000
    GABRIEL'S ANGELS
    220 S MULBERRY ST
    MESA,AZ85202     		NONE EXEMPT UNRESTRICTED 2,500
    GILBERT HISTORICAL SOCIETY
    PO BOX 1484
    GILBERT,AZ85299     		NONE EXEMPT FAMILY ROOM EXHIBITS 5,000
    GILBERT NATIONAL LITTLE LEAGUE
    PO BOX 1013
    GILBERT,AZ85299     		NONE EXEMPT YOUTH SPORTS 2,000
    GILBERT SISTER CITIES
    PO BOX 527
    GILBERT,AZ85299     		NONE EXEMPT STUDENT EXCHANGE PROGRAM 3,000
    GRAND CANYON UNIVERSITY SCHOLARSHIP
    5025 N CENTRAL AVE STE 4
    PHOENIX,AZ85012     		NONE EXEMPT SCHOLARSHIPS 3,000
    MARICOPA COMMUNITY COLLEGE FOUNDATI
    2419 W 14TH ST
    TEMPE,AZ85281     		NONE EXEMPT SCHOLARSHIPS 16,500
    MARICOPA COUNTY FAIR
    1826 W MCDOWELL RD
    PHOENIX,AZ85007     		NONE EXEMPT MARICOPA COUNTY FAIR LIVESTOCK AUCTI 7,521
    MESA ARTS CENTER FOUNDATION
    PO BOX 1466
    MESA,AZ85211     		NONE EXEMPT BASIC ARTS LEARNING PROGRAM 10,000
    MESA PRESBYTERIAN MINISTRIES
    161 N MESA DR
    MESA,AZ85201     		NONE EXEMPT CHRIST HAVEN PROGRAM 30,500
    METROPOLITAN YOUTH SYMPHONY
    PO BOX 41852
    MESA,AZ85274     		NONE EXEMPT FUND MUSIC LESSONS, MYS REGISTRATION 9,000
    MISSION OF MERCY
    1741 E MORTEN AVE
    PHOENIX,AZ85020     		NONE EXEMPT HEALTH SERVICES 7,500
    NEW LEAF
    868 E UNIVERSITY DR
    MESA,AZ85203     		NONE EXEMPT LA MESITA - A FAMILY SHELTER 3,000
    NEW LIFE CENTER INC
    PO BOX 5005
    GOODYEAR,AZ85338     		NONE EXEMPT SPONSOR WEEKEND COUNSELOR PROGRAM 3,000
    NORTHERN ARIZONA UNIVERSITY FOUNDAT
    PO BOX 4108
    FLAGSTAFF,AZ86011     		NONE EXEMPT SCHOLARSHIPS 15,000
    ONE SMALL STEP INC
    2659 FREEDOM PARKWAY 25
    CUMMING,GA30041     		NONE EXEMPT UNRESTRICTED 8,000
    PAZ DE CRISTO COMMUNITY CENTER
    424 W BROADWAY RD
    MESA,AZ85210     		NONE EXEMPT FOOD FOR HOMELESS 4,000
    PHOENIX CHILDREN'S HOSPITAL
    1919 E THOMAS RD
    PHOENIX,AZ85016     		NONE EXEMPT "PEDALING WITH PURPOSE" SPONSORSHIP 2,117
    RYAN HOUSE
    110 W MERRELL ST FIRST F
    PHOENIX,AZ85013     		NONE EXEMPT UNRESTRICTED 5,000
    SALVATION ARMY - CHANDLER
    PO BOX 250
    CHANDLER,AZ85244     		NONE EXEMPT UNRESTRICTED 4,500
    SALVATION ARMY - MESA
    PO BOX 1120
    MESA,AZ85211     		NONE EXEMPT UNRESTRICTED 4,500
    ST MARY'S FOOD BANK ALLIANCE
    2831 N 31ST AVE
    PHOENIX,AZ85009     		NONE EXEMPT UNRESTRICTED 8,000
    ST VINCENT DE PAUL SOCIETY
    PO BOX 13600
    PHOENIX,AZ85002     		NONE EXEMPT UNRESTRICTED 14,000
    SUNSHINE ACRES CHILDREN'S HOME
    3405 N HIGLEY RD
    MESA,AZ85215     		NONE EXEMPT UNRESTRICTED 4,000
    SYMPHONY OF THE SOUTHWEST
    56 S CENTER ST
    MESA,AZ85210     		NONE EXEMPT YOUTH SYMPHONY "PETER & THE WOLF" PR 9,000
    TEEN CHALLENGE OF ARIZONA
    PO BOX 5966
    TUCSON,AZ85703     		NONE EXEMPT UNRESTRICTED 6,000
    UNITED FOOD BANK
    358 E JAVELINA ST
    MESA,AZ85210     		NONE EXEMPT UNRESTRICTED 8,000
    UNIVERSITY OF ARIZONA FOUNDATION
    1111 N CHERRY
    TUCSON,AZ85721     		NONE EXEMPT SCHOLARSHIPS 10,500
    VALLEY LEADERSHIP CORPORATION
    4105 N 20TH ST STE 200
    PHOENIX,AZ85016     		NONE EXEMPT VALLEY TEEN LEADERSHIP SCHOLARSHIPS 5,000
    VALLEY OF THE SUN YMCA
    5725 S SENATOR HWY
    PRESCOTT,AZ86303     		NONE EXEMPT YMCA CAMPING SERVICES SCHOLARSHIPS 10,000
    YOUNG LIFE
    PO BOX 520
    COLORADO SPRINGS,CO80901     		NONE EXEMPT YOUNG LIFE - GILBERT/HIGLEY/APACHE J 15,000
    Total .................................bullet 3a 449,188
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 141  
    4 Dividends and interest from securities....     14 290,022  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 10,211  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 776,535  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aRETURN OF SCHOLARSHIP FUNDS     25 4,000  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,080,909  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,080,909
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INDIRECT ACCOUNTING FEES 18,752 3,751   15,001

    TY 2013 CompensationExplanation
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Person Name Explanation
    CLIFFORD W SAYLOR  
    NORMAN L KNOX  
    GREGORY L BAMFORD  
    STEVEN D TODD  
    WALTER DELECKI  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    COMPUTER EQUIPMENT 2013-05-01 2,068   S/L 5.0000 276      

    TY 2013 EmployeeCompensationExpln
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Employee Explanation
    HARLEY CHRISTIAN  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Name of Bond End of Year Book Value End of Year Fair Market Value
    FEDL HOME LOAN MTG CORP DUE 7/15/13    
    LILLY ELI & COMPANY DUE 3/6/14 CUSIP 154,133 150,987
    FEDL NATL MTG ASSN DUE 10/15/14 CUSI 233,095 232,862
    FEDL NATL MTG ASSN DUE 12/19/14 CUSI 150,914 150,809
    JPMORGAN CHASE & COMPANY DUE 1/20/15 79,793 77,340
    BP CAPITAL MARKETS PLC 3/10/15 CUSIP 77,897 81,143
    AMERICAN EXPRESS CR CORP DUE 6/12/15 105,524 106,695
    SYSCO CORP DUE 6/12/15 CUSIP: 871829 74,578 75,071
    DIRECTV HOLDINGS LLC DUE 3/1/16 CUSI 85,122 83,975
    GENERAL ELECTRIC CAPITAL CORP 1/9/17 80,884 84,562
    BERKSHIRE HATHAWAY DUE 1/31/17 CUSIP 77,828 76,727
    AT&T INC DUE 2/15/17 CUSIP: 00206RBC 149,971 149,790
    INTUIT INC DUE 3/15/17 CUSIP: 461202 110,006 106,219
    WELLS FARGO & CO DUE 5/8/17 CUSIP: 9 77,906 76,399
    CVS CAREMARK CORP DUE 6/1/17 CUSIP: 42,639 40,828
    FEDL HOME LOAN MTG CORP DUE 7/28/17 151,095 149,052
    MARATHON OIL CORP DUE 10/1/17 CUSIP: 117,300 113,328
    PROCTER & GAMBLE COMPANY DUE 2/15/19    
    COCA COLA COMPANY DUE 3/15/19 CUSIP: 153,072 168,150
    VALERO ENERGY CORP DUE 2/1/20 CUSIP: 87,400 85,667
    KEYCORP MEDIUM TERM DUE 3/24/21 CUSI 93,289 92,897
    HEWLETT PACKARD COMPANY DUE 12/9/21    
    BAXTER INTL INC DUE 6/15/23 CUSIP: 0 82,159 80,249
    VERIZON COMMUNICATIONS INC DUE 9/15/ 92,327 92,337

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Name of Stock End of Year Book Value End of Year Fair Market Value
    ADT CORP CUSIP: 00101J106 23,627 40,470
    AMC NETWORKS INC CUSIP: 00164V103 12,380 42,569
    AKAMAI TECHNOLOGIES INC CUSIP: 00971 53,383 69,355
    AMAZON.COM INC CUSIP: 023135106 60,247 168,289
    AMGEN INC CUSIP: 031162100 43,422 84,419
    ANADARKO PETROLEUM CORP CUSIP: 03251 75,432 120,566
    ANHEUSER BUSCH INBEV CUSIP: 03524A10 44,526 83,358
    APACHE CORP CUSIP: 037411105    
    APPLE INC CUSIP: 037833100 44,217 62,834
    AUTODESK INC CUSIP: 052769106 55,399 96,864
    BED BATH & BEYOND INC CUSIP: 0758961 23,889 40,150
    BIOGEN IDEC INC CUSIP: 09062X103 40,204 214,711
    BLACKROCK INC CUSIP: 09247X101 65,007 107,600
    BRISTOL MYERS SQUIBB CUSIP: 11012210 28,837 33,538
    BROADCOM CORP CUSIP: 111320107 119,285 121,841
    CME GROUP INC CUSIP: 12572Q105 40,991 52,961
    CVS CAREMARK CORP CUSIP: 126650100 66,027 137,414
    CABLEVISION SYS CORP CUSIP: 12686C10 32,704 44,825
    CAMERON INTL CORP CUSIP: 13342B105 71,892 85,723
    CATERPILLAR INC CUSIP: 149123101 54,174 59,753
    CELGENE CORP CUSIP: 151020104 43,944 131,795
    CISCO SYSTEMS INC CUSIP: 17275R102    
    CITRIX SYSTEMS INC CUSIP: 177376100 125,811 125,235
    COCA COLA COMPANY CUSIP: 191216100 57,844 88,817
    COMCAST CORP CUSIP: 20030N200 150,873 390,810
    CREE INC CUSIP: 225447101 58,440 78,275
    DEERE & COMPANY CUSIP: 244199105    
    DISNEY WALT COMPANY CUSIP: 254687106 43,989 108,794
    DIRECTV CUSIP: 25490A101 14,053 52,140
    DOLBY LABORATORIES INC CUSIP: 25659T 48,685 52,634
    EMC CORP MASS CUSIP: 268648102 53,817 56,990
    EOG RESOURCES INC CUSIP: 26875P101    
    EBAY INC CUSIP: 278642103 47,556 113,077
    EXPRESS SCRIPTS HOLDING CUSIP: 30219 37,962 48,395
    FACEBOOK INC CUSIP: 30303M102 34,252 81,427
    FLUOR CORP CUSIP: 343412102 42,133 74,670
    FOREST LABORATORIES INC CUSIP: 34583 98,170 184,592
    FREEPORT MCMORAN COPPER & GOLD CUSIP 18,311 21,814
    GENERAL ELECTRIC COMPANY CUSIP: 3696 43,485 61,246
    GOOGLE INC CUSIP: 38259P508 61,094 145,692
    GRAINGER WW INC CUSIP: 384802104 6,807 6,896
    HOME DEPOT INC CUSIP: 437076102 48,523 125,569
    IMMUNOGEN INC CUSIP: 45253H101 17,215 31,379
    INTUIT INC CUSIP: 461202103    
    ISIS PHARMACEUTICALS CUSIP: 46433010 16,466 71,314
    JOHNSON & JOHNSON CUSIP: 478160104 74,850 106,702
    JUNIPER NETWORKS INC CUSIP: 48203R10 60,958 63,196
    L3 COMMUNICATIONS HOLDINGS CUSIP: 50 58,483 71,596
    LIBERTY INTERACTIVE CORP CUSIP: 5307 19,568 99,790
    LIBERTY MEDIA CORP CUSIP: 530322106 6,020 136,929
    MICROSOFT CORP CUSIP: 594918104 52,841 71,116
    MONSANTO COMPANY CUSIP: 61166W101 47,230 84,499
    NASDAQ OMX GROUP INC CUSIP: 63110310 23,226 40,795
    NATIONAL OILWELL VARCO INC CUSIP: 63 26,435 57,262
    NETAPP INC CUSIP: 64110D104 80,795 80,964
    NIKE INC CUSIP: 654106103 22,628 43,095
    NUCOR CORP CUSIP: 670346105 56,337 68,593
    ORACLE CORP CUSIP: 68389X105    
    PALL CORP CUSIP: 696429307 41,027 105,834
    PEPSICO INC CUSIP: 713448108 60,909 80,037
    PROCTER & GAMBLE COMPANY CUSIP: 7427    
    QUALCOMM INC CUSIP: 747525103 31,730 44,921
    RED HAT INC CUSIP: 756577102 28,650 34,521
    RIVERBED TECHNOLOGY INC CUSIP: 76857 46,477 55,524
    SANDISK CORP CUSIP: 80004C101 33,391 98,333
    SCHLUMBERGER LTD CUSIP: 806857108 88,544 115,341
    SCHWAB CHARLES CORP CUSIP: 808513105 46,247 70,200
    STARS CUSIP: 85571Q102 821 27,369
    TEXAS INSTRUMENTS INC CUSIP: 8825081 37,596 62,352
    THERMO FISHER SCIENTIFIC INC CUSIP: 34,128 80,729
    UNITED PARCEL SERVICE INC CUSIP: 911 54,883 79,861
    UNITEDHEALTH GROUP INC CUSIP: 91324P 89,023 182,603
    VERTEX PHARMACEUTICALS INC CUSIP: 92 28,820 63,155
    VISA INC CUSIP: 92826C839 47,586 142,070
    XILINX INC CUSIP: 983919101 33,019 46,517
    YUM BRANDS INC CUSIP: 988498101 46,179 52,549
    ZOETIS INC CUSIP: 98978V103 36,428 40,013
    COVIDEN PLC CUSIP: G2554F113 28,327 44,946
    EATON CORP CUSIP: 278058102 48,272 70,792
    SEAGATE TECHNOLOGY INC CUSIP: G7945M 42,476 162,583
    WEATHERFORD INTL LTD CUSIP: H2701310 137,205 139,797
    PENTAIR LTD CUSIP: H6169Q108 12,895 37,204
    TE CONNECTIVITY LTD CUSIP: H84989104 60,305 121,242
    TYCO INTERNATIONAL LTD CUSIP: H89128 36,127 82,080
    CHECK POINT SOFTWARE TECH LTD CUSIP: 25,816 33,604
    AMERICAN INTL GROUP INC CUSIP: 02687 145,324 229,725
    ANGLOGOLD ASHANTI LTD CUSIP: 0351282 173,838 54,498
    APACHE CORP CUSIP: 037411105 179,171 180,474
    AVERY DENNISON CORP CUSIP: 053611109 43,997 45,171
    AVON PRODUCTS INC CUSIP: 054303102 68,449 67,158
    BARRICK GOLD CORP CUSIP: 067901108 101,546 52,890
    BIO RAD LABS INC CUSIP: 090572207 80,075 83,437
    CA INC CUSIP: 12673P105 107,829 171,279
    CANADIAN NATURAL RESOURCES LIMITED C 198,794 206,424
    CENTURYLINK INC CUSIP: 156700106 88,484 89,180
    CISCO SYSTEMS INC CUSIP: 17275R102    
    CITI GROUP INC CUSIP: 172967424 156,966 215,735
    CONVERGYS CORP CUSIP: 212485106    
    DENBURY RESOURCES INC CUSIP: 2479162 88,356 82,150
    FBR & COMPANY CUSIP: 30247C301 105,486 127,626
    GENERAL MOTORS COMPANY CUSIP: 37045V 157,722 220,698
    GUESS INC CUSIP: 401617105    
    HALLIBURTON COMPANY CUSIP: 406216101    
    HARMAN INTL INDS INC CUSIP: 41308610 28,953 61,388
    HARTFORD FINANCIAL SERVICES GROUP IN 122,826 227,706
    INTERPUBLIC GROUP COMPANY INC CUSIP: 58,676 153,990
    JPMORGAN CHASE & COMPANY CUSIP: 4662 85,897 122,808
    LSI CORP CUSIP: 502161102 77,271 128,558
    LOEWS CORP CUSIP: 540424108 72,012 101,304
    MKS INSTRUMENTS INC CUSIP: 55306N104 42,567 56,848
    MCDERMOTT INTL INC CUSIP: 580037109 107,225 98,012
    MICROSOFT CORP CUSIP: 594918104 145,695 188,921
    NRG ENERGY INC CUSIP: 629377508 58,885 68,928
    NOBLE ENERGY INC CUSIP: 655044105    
    ORACLE CORP CUSIP: 68389X105 120,772 141,562
    PMC-SIERRA INC CUSIP: 69344F106 33,535 39,866
    PACCAR INC CUSIP: 693718108 59,724 100,589
    PENNYMAC MORTGAGE INVESTMENT TR CUSI 85,688 87,248
    PFIZER INC CUSIP: 717081103 94,233 168,465
    PITNEY BOWES INC CUSIP: 724479100    
    PRIVATEBANCORP INC CUSIP: 742962103 30,639 75,218
    REDWOOD TRUST INC CUSIP: 758075402 38,575 52,299
    REINSURANCE GROUP OF AMERICA INC CUS 104,276 174,173
    SANOFI SPON ADR CUSIP: 80105N105 122,008 185,024
    TALISMAN ENERGY INC CUSIP: 87425E103 235,173 208,535
    TERADYNE INC CUSIP: 880770102 111,034 119,816
    TESORO CORP CUSIP: 881609101 69,494 81,900
    TEVA PHARMACEUTICALS INDS LTD ADR CU 154,871 144,288
    TYSON FOODS INC CUSIP: 902494103    
    UNUM GROUP CUSIP: 91529Y106 113,978 181,364
    VERIFONE SYSTEMS INC CUSIP: 92342Y10 34,774 40,230
    VIACOM INC CL B CUSIP: 92553P201 45,369 122,276
    AON CORP CUSIP: 037389103 68,249 159,391
    DELPHI AUTOMOTIVE PLC CUSIP: G278231 24,500 72,156
    INGERSOLL RAND PLC CUSIP: G47791101 43,003 80,080
    NORWEGIAN CRUISE LINE HLDGS LTD CUSI 164,996 184,444
    WILLIS GROUP HOLDINGS CUSIP: G966661 65,728 85,139

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    US Government Securities - End of Year Book Value:

    1,174,945
    US Government Securities - End of Year Fair Market Value:

    1,158,542
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 InvestmentsOtherSchedule2
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ATEL GROWTH CAPITAL FUND V AT COST 182,087 300,000
    AMERICAN REALTY CAPITAL TRUST IV AT COST 350,000 350,000
    GRIFFIN-AMERICAN HEALTHCARE REIT AT COST 350,000 350,000

    TY 2013 LandEtcSchedule2
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    COMPUTER EQUIPMENT 2014 2,068 276 1,792 1,792


    TY 2013 LegalFeesSchedule
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INDIRECT LEGAL FEES 6,032 2,006   4,026


    TY 2013 OtherDecreasesSchedule
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Description Amount
    PRIOR OVERSTATEMENT OF COST BASIS: AON 25,003


    TY 2013 OtherExpensesSchedule
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    DIRECT SCHOLARSHIPS 4,000     4,000
    LIABILITY INSURANCE 1,836 367   1,469
    DUES & SUBSCRIPTIONS 370 74   296
    WORKER'S COMPENSATION INSURAN 434 87   347
    WEBSITE DESIGN & MAINTENANCE 464 93   371
    BENEVOLENCE 4,500     4,500
    SCHOLARSHIP DINNER 1,342     1,342


    TY 2013 OtherIncomeSchedule2
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    LEGAL SETTLEMENT REVENUE 6,640 6,640  
    ATEL GROWTH CAPTIAL V 3,571 3,571  
    RETURN OF SCHOLARSHIP FUNDS 4,000    


    TY 2013 OtherIncreasesSchedule
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Description Amount
    PRIOR UNDERSTATEMENT OF COST BASIS: TSN 540


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESETMENT MANAGEMENT 140,246 140,246    


    TY 2013 TaxesSchedule
    Name:
    OTTO & EDNA NEELY FOUNDATION
    EIN: 86-0581770
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CORPORATION COMMISSION FEES 10 2   8
    FEDERAL INCOME TAX (CURRENT YEAR 16,739      
    FOREIGN TAX PAID 4,061 4,061