Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
DANIEL P HAERTHER CHARITABLE TRUST
C/O BURKE WARREN MACKAY & SERRITELL

Number and street (or P.O. box number if mail is not delivered to street address)330 N WABASH AVEROOM/SUITE 22 FLRoom/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL606113607
A Employer identification number

26-1225450
B Telephone number (see instructions)

(312) 840-7049
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$42,895,343J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 35,864 35,864  
4 Dividends and interest from securities...... 402,812 402,812  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,012,371
b Gross sales price for all assets on line 6a 11,377,386
7 Capital gain net income (from Part IV, line 2)... 2,012,371
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -1,734,659 45,633  
12 Total. Add lines 1 through 11........ 716,388 2,496,680  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 194,640 94,140 25,500 75,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 29,368 29,368    
b Accounting fees (attach schedule)....... Click to see attachment 37,904 37,904    
c Other professional fees (attach schedule).... Click to see attachment 100,000 100,000    
17 Interest............... 3,149 3,149    
18 Taxes (attach schedule) (see instructions) Click to see attachment 4,577 2,235 2,342  
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 24,000 12,000 12,000  
21 Travel, conferences, and meetings....... 1,001   1,001  
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 107,876 91,914 14,471 1,491
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 502,515 370,710 55,314 76,491
25 Contributions, gifts, grants paid........ 1,809,600 1,809,600
26 Total expenses and disbursements. Add lines 24 and 25 2,312,115 370,710 55,314 1,886,091
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,595,727
b Net investment income (if negative, enter -0-) 2,125,970
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 96,098 45,493 45,493
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 13,851,854 Click to see attachment12,032,936 15,000,000
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 24,741,303 Click to see attachment25,287,076 27,849,850
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 38,689,255 37,365,505 42,895,343
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue.................. 525,621 473,875
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 525,621 473,875
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 38,163,634 36,891,630
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 38,163,634 36,891,630
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 38,689,255 37,365,505
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 38,163,634
2 Enter amount from Part I, line 27a..................... 2 -1,595,727
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 359,169
4 Add lines 1, 2, and 3.......................... 4 36,927,076
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 35,446
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 36,891,630
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 1797.76-15565468-ALGER SMALLCAP & MI P 2012-12-18 2013-04-30
b 2139.04-XXX-XX-XXXX-COLUMBIA ACORN INT P 2008-07-01 2013-10-02
c 1705.51-XXX-XX-XXXX-HARBOR CAPITAL APP P 2010-03-10 2013-10-02
d COMMON SENSE LIQUIDATION P 2013-01-01 2013-12-31
e 5506.61-15565468-ALGER SMALLCAP & MI P 2008-07-02 2013-04-02
899.89-XXX-XX-XXXX-COLUMBIA ACORN INTE P 2008-07-01 2013-04-25
965.62-XXX-XX-XXXX-HARBOR CAPITAL APPR P 2010-03-10 2013-09-16
32819.15-15565468-ALGER SMALLCAP & M P 2008-07-02 2013-04-30
529.7-XXX-XX-XXXX-COLUMBIA ACORN INTER P 2012-12-06 2013-12-10
2008.84-XXX-XX-XXXX-HARBOR CAPITAL APP P 2010-03-10 2013-08-22
3296.7 - 15-15565468-ALGER SMALLCAP P 2008-07-02 2013-03-07
6130.79-25264S668-DIAMOND HILL SELEC P 2008-07-02 2013-12-10
1289.49-XXX-XX-XXXX-HARBOR CAPITAL APP P 2010-03-10 2013-04-30
6568.75-00080Y884-ASTON RIVER ROAD S P 2012-12-28 2013-04-30
4930.16-25264S668-DIAMOND HILL SELEC P 2008-07-02 2013-04-30
1594.9-XXX-XX-XXXX-HARBOR CAPITAL APPR P 2010-03-10 2013-12-10
2012.41-00080Y884-ASTON RIVER ROAD S P 2012-12-28 2013-04-30
100818.19-25264S668-DIAMOND HILL SEL P 2008-07-02 2013-02-19
4934.21-55273E848-MFS INTERNATIONAL P 2013-05-30 2013-10-02
426.04-00080Y884-ASTON RIVER ROAD SE P 2012-12-28 2013-04-30
7407.41-25264S668-DIAMOND HILL SELEC P 2008-07-02 2013-08-22
683.67-74972H424-RS INTERNATIONAL GR P 2012-12-18 2013-05-24
54704.6-00080Y884-ASTON RIVER ROAD S P 2008-07-02 2013-02-19
5818.18-25264S668-DIAMOND HILL SELEC P 2008-07-02 2013-10-02
73131.6-74972H424-RS INTERNATIONAL G P 2011-09-22 2013-05-24
24661.81-00080Y884-ASTON RIVER ROAD P 2008-07-02 2013-04-30
4924.24-25264S668-DIAMOND HILL SELEC P 2008-07-02 2013-07-09
1482.16-XXX-XX-XXXX-VANGUARD 500 INDEX P 2013-02-19 2013-10-02
321.7-00080Y884-ASTON RIVER ROAD SEL P 2008-12-29 2013-04-30
1833.65-25264S668-DIAMOND HILL SELEC P 2011-12-29 2013-02-19
476.64-XXX-XX-XXXX-VANGUARD 500 INDEX P 2013-02-19 2013-07-09
1303.73-00080Y884-ASTON RIVER ROAD S P 2011-12-29 2013-04-30
939.35-XXX-XX-XXXX-DODGE & COX INTL ST P 2008-07-01 2013-04-29
362.77-XXX-XX-XXXX-VANGUARD 500 INDEX P 2013-02-19 2013-12-10
30656.33-00080Y884-ASTON RIVER ROAD P 2011-12-29 2013-04-30
3653.19-XXX-XX-XXXX-DODGE & COX INTL S P 2008-07-01 2013-10-02
963.71-XXX-XX-XXXX-VANGUARD 500 INDEX P 2013-02-19 2013-08-22
719.52-XXX-XX-XXXX-COLUMBIA ACORN INTE P 2008-07-01 2013-12-10
1290.32-XXX-XX-XXXX-DODGE & COX INTL S P 2008-07-01 2013-08-22
114.92-XXX-XX-XXXX-VANGUARD 500 INDEX P 2013-06-22 2013-08-22
716.85-XXX-XX-XXXX-COLUMBIA ACORN INTE P 2008-07-01 2013-01-18
1889.47-XXX-XX-XXXX-DODGE & COX INTL S P 2008-07-01 2013-12-10
106.74-XXX-XX-XXXX-VANGUARD 500 INDEX P 2013-09-23 2013-10-02
782.12-XXX-XX-XXXX-COLUMBIA ACORN INTE P 2008-07-01 2013-04-29
22416.5-XXX-XX-XXXX-HARBOR CAPITAL APP P 2010-03-10 2013-02-19
ABS LIQUIDATION P 2013-01-01 2013-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 33,241   30,131 3,110
b 100,000   82,246 17,754
c 90,000   57,067 32,933
d 774,296   890,530 -116,234
e 100,000   78,029 21,971
40,000   34,601 5,399
50,000   32,310 17,690
606,826   465,047 141,779
25,441   21,246 4,195
100,000   67,216 32,784
60,000   46,714 13,286
90,000   58,120 31,880
60,000   43,146 16,854
61,549   53,535 8,014
60,000   46,738 13,262
90,000   53,365 36,635
18,856   16,401 2,455
1,178,565   955,756 222,809
150,000   145,559 4,441
3,992   3,472 520
100,000   70,222 29,778
13,277   12,039 1,238
500,000   493,435 6,565
80,000   55,156 24,844
1,420,216   1,081,616 338,600
231,081   222,450 8,631
65,000   46,682 18,318
191,228   173,161 18,067
3,014   2,056 958
21,435   17,823 3,612
60,000   55,686 4,314
12,216   10,130 2,086
35,000   37,705 -2,705
50,000   42,382 7,618
287,250   238,200 49,050
150,000   146,639 3,361
121,957   112,590 9,367
34,559   27,666 6,893
50,000   51,794 -1,794
14,543   13,927 616
30,000   27,563 2,437
80,000   75,843 4,157
13,772   13,892 -120
35,000   30,073 4,927
1,000,000   750,056 249,944
2,562,947   2,375,000 187,947
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       3,110
b       17,754
c       32,933
d       -116,234
e       21,971
      5,399
      17,690
      141,779
      4,195
      32,784
      13,286
      31,880
      16,854
      8,014
      13,262
      36,635
      2,455
      222,809
      4,441
      520
      29,778
      1,238
      6,565
      24,844
      338,600
      8,631
      18,318
      18,067
      958
      3,612
      4,314
      2,086
      -2,705
      7,618
      49,050
      3,361
      9,367
      6,893
      -1,794
      616
      2,437
      4,157
      -120
      4,927
      249,944
      187,947
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,012,371
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 131,353
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,851,693 37,976,845 0.048758
2011 706,166 38,340,795 0.018418
2010 224,211 11,873,461 0.018883
2009 60,000 4,037,931 0.014859
2008      
2 Total of line 1, column (d) ...................... 2 0.100918
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.025230
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 41,206,935
5 Multiply line 4 by line 3....................... 5 1,039,651
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 21,260
7 Add lines 5 and 6......................... 7 1,060,911
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,886,091
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 21,260
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 21,260
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 21,260
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 1,166
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,166
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 20,094
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
    Yes
     
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRICHARD BURKE SR Telephone no.bullet (312) 840-7001
    Located atbullet330 N WABASH AVE 22ND FLCHICAGOIL ZIP+4bullet606113607
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
    No
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    RICHARD W BURKE SRClick to see attachment TRUSTEE
    15.00     		82,140 0 0
    209 E LAKE SHORE DR
    CHICAGO,IL60611
    RICHARD W BURKE JRClick to see attachment TRUSTEE
    5.00     		37,500 0 0
    60 E CEDAR
    CHICAGO,IL60611
    MARY L BURKEClick to see attachment TRUSTEE
    5.00     		37,500 0 0
    330 N WABASH AVE 22ND FL
    CHICAGO,IL60611
    JEROME R PRASSASClick to see attachment TRUSTEE
    5.00     		37,500 0 0
    336 WHITE OAK LANE
    WINNETKA,IL60093
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    2,060,347
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    21,260
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    21,260
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    2,039,087
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    2,039,087
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    2,039,087
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 2,039,087
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 1,765,310
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,886,091
    a Applied to 2012, but not more than line 2a 1,765,310
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 120,781
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		1,918,306
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    RICHARD BURKE SR
    BURKE WARREN MACKAY
    330 N WABASH AVE
    CHICAGO,IL60611
    (312) 840-7000
    SLUND@BURKELAW.COM
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICATIONS ARE ONLY RECEIVED FROM QUALIFIED OPERATING CHARITIES AND SHOULD STATE THE PURPOSE OF THE GRANT REQUESTED AND INCLUDE DOCUMENTS CUSTOMARY TO DEMONSTRATE FINANCIAL RESPONSIBILITY.
    cAny submission deadlines:
    DEADLINES FOR SUBMISSION ARE NOT USED. APPROVED GRANTS ARE SCHEDULED BASED UPON FUNDING AVAILABILITY
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    LIMITATIONS ON AWARDS ARE DETERMINED SOLELY BY THE TRUSTEE'S.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ANIXTER
    2001 N CLYBOURN AVE 3FL
    CHICAGO,IL60614     		    GENERAL PURPOSES 45,000
    CATHOLIC CHARITIES
    721 N LASALLE
    CHICAGO,IL60654     		    GENERAL PURPOSES 200,000
    CHICAGO FOOD DEPOSITORY
    4100 W ANN LURIE PL
    CHICAGO,IL60632     		    GENERAL PURPOSES 125,000
    CHICAGO JESUIT ACADEMY
    5058 W JACKSON BLVD
    CHICAGO,IL60644     		    GENERAL PURPOSES 25,000
    CHILDREN AT THE CROSSROADS FOUNDATI
    751 N STATE ST
    CHICAGO,IL60654     		    GENERAL PURPOSES 25,000
    DE LA SALLE INSTITUTE
    3434 S MICHIGAN AVE
    CHICAGO,IL60616     		    GENERAL PURPOSES 61,800
    ELMHURST COLLEGE
    190 PROSPECT
    ELMHURST,IL60126     		    GENERAL PURPOSE 5,000
    GIFT OF ADOPTION
    2001 WAUKEGAN RD 5TH FL
    TECHNY,IL60082     		    GENERAL PURPOSES 25,000
    HFS CHICAGO SCHOLARS
    1019 S MAY ST
    CHICAGO,IL60607     		    GENERAL PURPOSES 60,000
    HIGH JUMP
    59 W NORTH BLVD
    CHICAGO,IL60610     		    GENERAL PURPOSES 25,000
    LAWRENCE HALL YOUTH SERVI
    4833 N FRANCISCO AVE
    CHICAGO,IL60625     		    GENERAL PURPOSES 25,000
    MARQUETTE UNIVERSITY
    1250 W WISCONSIN AVE
    MILWAUKEE,WI53201     		    GENERAL PURPOSES 79,000
    MORTON ARBORETUM
    4100 IL 53
    LISLE,IL60532     		    GENERAL PURPOSES 70,000
    OFFICE OF IMMIGRANT AFFAIRS
    3525 SOUTH LAKE PARK AVE
    CHICAGO,IL60653     		    GENERAL PURPOSES 40,000
    OUNCE OF PREVENTION
    33 W MONROE ST STE 2400
    CHICAGO,IL60603     		    GENERAL PURPOSES 25,000
    PRINCETON UNIVERSITY
    PRINCETON
    PRINCETON,NJ08544     		    GENERAL PURPOSES 365,000
    SAN MIGUEL SCHOOLS
    819 N LEARNINGTON
    CHICAGO,IL60651     		    GENERAL PURPOSES 25,000
    SHEDD AQUARIUM
    1200 S LAKE SHORE DR
    CHICAGO,IL60605     		    GENERAL PURPOSES 390,000
    ST PIUS CHURCH
    1919 S ASHLAND AVE
    CHICAGO,IL60608     		    GENERAL PURPOSES 70,000
    TRINITY HIGH SCHOOL
    7574 W DIVISION
    RIVER FOREST,IL60305     		    GENERAL PURPOSES 123,800
    Total .................................bullet 3a 1,809,600
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 35,864  
    4 Dividends and interest from securities....     14 402,812  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     15 13,108  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 2,012,371  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aK-1 UBTI ALLOCATION     14 -1,690  
    bK-1 ORDINARY BUSINESS INCOM     14 633  
    cK-1 OTHER INCOME     14 33,582  
    dSEMBLEX K-1 ORD. BUS. INCOM 310000 -1,781,982      
    ePARTNERSHIP K-1 SUMMARY 900099 1,690      
    12 Subtotal. Add columns (b), (d), and (e).. -1,780,292 2,496,680  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13716,388
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING & TAX SERVICES 37,904 37,904    

    TY 2013 CompensationExplanation
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Person Name Explanation
    RICHARD W BURKE SR  
    RICHARD W BURKE JR  
    MARY L BURKE  
    JEROME R PRASSAS  

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Name of Stock End of Year Book Value End of Year Fair Market Value
    INVESTMENT IN SEMBLEX 12,032,936 15,000,000

    TY 2013 InvestmentsOtherSchedule2
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ABS OFFSHORE SPC CLASS A GLOBAL FMV    
    BERENS CAPITAL MGT FMV 1,875,000 2,167,618
    COMMON SENSE OFFSHORE LTD FMV    
    KCM SMALL CAP FMV 1,357,365 1,357,365
    LCG HEDGE FUND FMV 2,000,000 2,263,720
    MUTUAL FUNDS ACCOUNT FMV 14,379,045 16,064,547
    OAK TREE PRIV INVEST 2010 FMV 815,465 815,465
    OFFSHORE - MARATHON/CITCO FMV 850,000 972,673
    OIL & GAS - APACHE FMV 1,365 1,365
    OIL & GAS - ENCORE FMV 25,239 25,239
    OIL & GAS - NEWFIELD FMV 149 149
    OIL & GAS - ROSEWOOD FMV 3,324 3,324
    PINE GROVE INSTITUTIONAL INVESTORS FMV 1,303,114 1,512,093
    SG-BRIC OPP'S FUND II FMV 951,653 940,930
    SG-DISTRESSED OPP'S FUND III FMV 798,918 798,923
    SG-DISTRESSED REAL ESTATE FMV 926,439 926,439

    TY 2013 LegalFeesSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL EXPENSES 29,368 29,368    


    TY 2013 OtherDecreasesSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Description Amount
    SEMBLEX NONDEDUCTABLE EXPENSE 35,446


    TY 2013 OtherExpensesSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    SEMBLEX K-1 CHARITABLE CONTRI 1,490     1,490
    DUES & SUBSCRIPTIONS 925   925  
    DIRECTOR INSURANCE 2,250   2,250  
    ACCOUNT ADMIN EXPENSES 14,689 14,689    
    ESTATE EXPENSE 11,296   11,296  
    OIL & GAS EXPENSES 711 711    
    K-1 SEC 59(E)(2) EXPENSE 13 13    
    K-1 PORTFOLIO DEDUCTIONS (2%) 76,482 76,482    
    K-1 PORTFOLIO DEDUCTIONS (OTH 19 19    
    K-1 CHARITABLE CONTRIBUTIONS 1     1


    TY 2013 OtherIncomeSchedule2
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 NET 1231 GAINS 523 523  
    K-1 SEC 1256 CONTRACTS -1,719 -1,719  
    K-1 OTHER PORTFOLIO INCOME 3,104 3,104  
    K-1 NET RENTAL INCOME -1,465 -1,465  
    OIL & GAS RECEIPTS 12,293 12,293  
    K-1 ROYALTIES 372 372  
    K-1 UBTI ALLOCATION -1,690 -1,690  
    K-1 ORDINARY BUSINESS INCOME 633 633  
    K-1 OTHER INCOME 33,582 33,582  
    SEMBLEX K-1 ORD. BUS. INCOME -1,781,982    
    PARTNERSHIP K-1 SUMMARY 1,690    


    TY 2013 OtherIncreasesSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Description Amount
    CHANGE IN ACCRUED INCOME 359,169


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 100,000 100,000    


    TY 2013 TaxesSchedule
    Name:
    DANIEL P HAERTHER CHARITABLE TRUST
    C/O BURKE WARREN MACKAY & SERRITELL
    EIN: 26-1225450
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    US TREASURY FEES 2,342   2,342  
    OIL & GAS TAXES 154 154    
    K-1 FOREIGN TAX PAID & ACC'D 2,081 2,081