Department of the Treasury Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
Attach to Form 990 or Form 990-EZ. See separate instructions. Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
Society for Cardiovascular Angiography and Interventions Foundation
Employer identification number
34-1266824
Part I
Reason for Public Charity Status
(All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f
If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box
..................................................
g
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization?
................
11g(i)
(ii)
A family member of a person described in (i) above?
......................
11g(ii)
(iii)
A 35% controlled entity of a person described in (i) or (ii) above?
................
11g(iii)
h
Provide the following information about the supported organization(s).
(i) Name of supported organization
(ii) EIN
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv) Is the organization in col. (i) listed in your governing document?
(v) Did you notify the organization in col. (i) of your support?
(vi) Is the organization in col. (i) organized in the U.S.?
(vii) Amount of monetary support
Yes
No
Yes
No
Yes
No
Total
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the
organization failed to qualify under Part III. If the organization fails to
qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
4,136,903
5,234,530
3,570,159
3,321,850
2,559,422
18,822,864
2
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3
The value of services or facilities furnished by a governmental unit to the organization without charge..
4
Total. Add lines 1 through 3
4,136,903
5,234,530
3,570,159
3,321,850
2,559,422
18,822,864
5
The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included
on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
12,697,745
6
Public support. Subtract line 5 from line 4.
6,125,119
Section B. Total Support
Calendar year
(or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
7
Amounts from line 4..
4,136,903
5,234,530
3,570,159
3,321,850
2,559,422
18,822,864
8
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...
1,070,056
603,698
631,304
649,617
52,010
3,006,685
9
Net income from unrelated business activities, whether or not the business is regularly carried on..
791
109,175
109,966
10
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11,123
7,091
5,565
2,177
56,594
82,550
11
Total support (Add lines 7 through 10).
22,022,065
12
Gross receipts from related activities, etc. (see instructions)
..................
12
12,249,486
13
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.................................................
Section C. Computation of Public Support Percentage
14
Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f))
.........
14
27.810 %
15
Public support percentage for 2012 Schedule A, Part II, line 14
...............
15
24.160 %
16a
33 1/3% support test—2013.
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
.......................
b
33 1/3% support test—2012.
If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
.....................
17a
10%-facts-and-circumstances test—2013.
If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization
.....................................................
b
10%-facts-and-circumstances test—2012.
If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization
................................................
18
Private foundation.
If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions
.....................................................
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization
failed to qualify under Part II. If the organization fails to qualify under
the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2
Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3
Gross receipts from activities that are not an unrelated trade or business under section 513..
4
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5
The value of services or facilities furnished by a governmental unit to the organization without charge..
6
Total. Add lines 1 through 5.
7a
Amounts included on lines 1, 2, and 3 received from disqualified persons...
b
Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c
Add lines 7a and 7b..
8
Public support (Subtract line 7c from line 6.)
Section B. Total Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
9
Amounts from line 6...
10a
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b
Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c
Add lines 10a and 10b.
11
Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
..
13
Total support. (Add lines 9, 10c, 11, and 12.)..
14
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.............................................
Section C. Computation of Public Support Percentage
15
Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f))
.........
15
16
Public support percentage from 2012 Schedule A, Part III, line 15
...............
16
Section D. Computation of Investment Income Percentage
17
Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f))
......
17
18
Investment income percentage from 2012 Schedule A, Part III, line 17
.............
18
19a
33 1/3% support tests—2013.
If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
........
b
33 1/3% support tests—2012.
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
.....
20
Private foundation.
If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions
.....
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information.
Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
The Foundation meets the facts and circumstances test under Income Tax Regulations Sec. 1.170A-9T(f)(3) for the current tax year 2013 based on the four tax years immediately preceding the current tax year (2009 through 2012). Under the facts and circumstances test: (1) the Foundation maintains a continuous and bona fide program for soliciting funds from the public and membership groups, and (2) the sources of support provide services directly for the benefit of the general public on a continuing basis. The Foundation's fundraising is conducted by direct contact with potential donors. It is carried out under the supervision of the Society's staff or volunteers of the organization. The Foundation has also attempted to broaden its grant relationships and intends to continue its efforts to increase and diversity public support. In addition to the two requirements discussed above, the facts relative to the other relevant public support factors described in Reg. Sec. 1.170A-9T(f)(3) are presented below:(1) Percentage of financial support factor. The Foundation has received 27.81 percent of its support from contributions made directly by the public over the last five years (2009-2013). This constitutes significant public support, reflects an increase from the prior year, and substantially exceeds the minimum 10 percent of public support requirement.(2) Sources of support factor. The Foundation received contributions in the period 2009-2013 from a variety of donors and continuously works to broaden public support.(3) Representative governing body factor. The Foundation is governed by a volunteer Board of Directors comprised of individuals who have special knowledge and expertise in the particular field in which the Foundation is operating, educating the public on heart disease and related issues. The members of the Foundation's Board of Directors are as follows: Officers Theodore A. Bass, M.D., FSCAI - PresidentCharles E. Chambers, M.D., FSCAI - President-Elect J. Jeffrey Marshall, M.D., FSCAI - Immediate Past PresidentJames C. Blankenship, M.D., FSCAI - Vice PresidentKenneth Rosenfield, M.D., FSCAI - SecretaryCarl L. Tommaso, M.D., FSCAI - TreasurerTrusteesH. Vernon Anderson, M.D., FSCAIRobert J. Applegate, M.D., FSCAIRalph G. Brindis, M.D., M.P.H., FSCAIPeter L. Duffy, M.D., FSCAIOsvaldo S. Gigliotti, M.D., FSCAICindy L. Grines, M.D., FSCAITarek A. Helmy, M.D., FSCAIMichael R. Jaff, DO, FSCAIDennis W. Kim, M.D., PH.D., FSCAIDaniel S. Levi, M.D., FSCAIAhmed Magdy, M.D., PH.D., FSCAISrihari S. Naidu, M.D., FSCAIThach N. Nguyen, M.D., FSCAIJohn P. Reilly, M.D., FSCAIHuay-Cheem Tan, M.D., FSCAIGerald S. Werner, M.D., PH.D., FSCAITrustees for LifeFrank J. Hildner, M.D., FSCAI William C. Sheldon, M.D., FSCAI(4) Availability of public facilities or services: public participation in programs or policies. The organization, historically and consistently, has engaged in a variety of activities that are particularly oriented to public education and participation. Recent programs illustrate this orientation. The Foundation's Seconds Count website provides members of the public information about cardiovascular disease, information regarding the disease process as well as diagnostic and treatment options. Women in Innovations (WIN) is an effort devoted to improving the overall approach to the medical treatment of women with cardiovascular disease, as well as increasing the quality and scope of professional and educational opportunities offered to female interventional cardiologists. The WIN program focuses on education, research and professional development in the field of women cardiovascular disease.The 2013 Annual Scientific Sessions provide maintenance of certification as part of the Foundation's ongoing partnership with the American Board of Internal Medicine, with multiple breakout sessions on the latest updates in the field of cardiology and also presented a number of late breaking clinical trials. The Interventional Cardiology Fall Fellows Course is for interventional cardiology fellows. The annual course features didactic lectures by the leaders in the field and hands on simulation training for fellows who attend the course.
Explanation
Schedule A (Form 990 or 990-EZ) 2013
Additional Data
Software ID:
Software Version:
-
TIN:
SCHEDULE O (Form 990 or 990-EZ)
Department of the Treasury Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
Attach to Form 990 or 990-EZ.
Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
Society for Cardiovascular Angiography and Interventions Foundation
Employer identification number
34-1266824
Return Reference
Explanation
Form 990, Part VI, Section A, line 6
There are two classes of members that have the right to elect one or more member of the Foundation's governing body: Fellow and Senior Fellow. The Foundation has other membership classes, however, these classes do not have the right to elect members of the Foundation's organizing body. The nature of the rights for the Foundation's Fellow and Senior Fellow members are as follows: Fellow - shall be eligible to vote, to serve on committees, and to serve as a Trustee and Officer. Each Fellow of the Foundation shall be entitled to one (1) vote. At each Annual Meeting, Fellows shall elect a President, a President-Elect, a Vice President, a Secretary and a Treasurer, and may elect such other officers and assistant officers as may be deemed necessary or advisable. Senior Fellow - shall be eligible to vote and to serve on committees, but may not serve as a Trustee or Officer. Each Senior Fellow of the Foundation shall be entitled to one (1) vote. At each Annual Meeting, Senior Fellows shall elect a President, a President-Elect, A Vice President, a Secretary and a Treasurer, and may elect such other officers and assistant officers as may be deemed necessary or advisable.
Form 990, Part VI, Section A, line 7a
There are two classes of members that have the right to elect one or more member of the Foundation's governing body: Fellow and Senior Fellow. The Foundation has other membership classes, however, these classes do not have the right to elect members of the Foundation's organizing body. The nature of the rights for the Foundation's Fellow and Senior Fellow members are as follows: Fellow - shall be eligible to vote, to serve on committees, and to serve as a Trustee and Officer. Each Fellow of the Foundation shall be entitled to one (1) vote. At each Annual Meeting, Fellows shall elect a President, a President-Elect, a Vice President, a Secretary and a Treasurer, and may elect such other officers and assistant officers as may be deemed necessary or advisable. Senior Fellow - shall be eligible to vote and to serve on committees, but may not serve as a Trustee or Officer. Each Senior Fellow of the Foundation shall be entitled to one (1) vote. At each Annual Meeting, Senior Fellows shall elect a President, a President-Elect, A Vice President, a Secretary and a Treasurer, and may elect such other officers and assistant officers as may be deemed necessary or advisable.
Form 990, Part VI, Section B, line 11
The federal Form 990 is prepared by Raffa, P.C., and reviewed for accuracy by the Foundation's Executive Director and Senior Director of Accounting and Finance. A copy of the final return is sent to the Board's Executive Committee before it is filed with the Internal Revenue Service.
Form 990, Part VI, Section B, line 12c
The Foundation is rigorous in the enforcement of policies that relate to potential conflicts of interest (COI). The Foundation makes its policies on the reporting of COI consistently clear to all physician volunteers who serve as faculty or engage in business on behalf of the Foundation, requiring each volunteer to disclose their financial interests to their audiences prior to speaking or participating in the Foundation's related functions. In addition, the Foundation maintains clear consistent policies on staff and volunteer expense reimbursement and provision of honoraria for speaking engagements, and distributes those policies to all volunteers prior to their engagement in any Foundation related business. Last, the Foundation takes careful note to maintain strict compliance with all applicable guidelines and regulations, especially as they relate to the GAAP, ACCME, AMA and other regulatory bodies.
Form 990, Part VI, Section B, line 15
The Board's Executive Committee determines and approves the compensation for the Officers and key employees. Compensation decisions are documented by e-mails from the Treasurer. Compensation analysis from TriNET, ASAE, and Association Executive are used to insure that the compensation is equitable.
Form 990, Part VI, Section C, line 19
Bylaws and other governing documents are on the Foundation's web site at www.scai.org. The federal Form 990 may be viewed in house or copies are provided on request for a nominal fee. Financial statements are available upon request.
Form 990, Part IX, line 11g
Consulting fees: Program service expenses 472,469. Management and general expenses 16,679. Fundraising expenses 0. Total expenses 489,148. Honoraria: Program service expenses 86,759. Management and general expenses 3,063. Fundraising expenses 0. Total expenses 89,822. Contract services: Program service expenses 519,847. Management and general expenses 18,352. Fundraising expenses 5,648. Total expenses 543,847.
Form 990, Part IX, line 24e
Professional devel.: Program service expenses 5,000. Management and general expenses 0. Fundraising expenses 0. Total expenses 5,000. Professional adv.: Program service expenses 1,854. Management and general expenses 65. Fundraising expenses 0. Total expenses 1,919. Gifts and plaques: Program service expenses 1,678. Management and general expenses 59. Fundraising expenses 0. Total expenses 1,737. Mailing list: Program service expenses 1,499. Management and general expenses 53. Fundraising expenses 0. Total expenses 1,552.
Form 990, Part XI, line 9:
Equity gain in ACE, Inc. 34,623. Return of unused grant funds -811,659.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.