THE PHILIPPE & DEBORAH DAUMAN FOUNDATION C/O PHILIPPE AND DEBORAH DAUMAN — Form 990PF, tax year 2013

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Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
C/O PHILIPPE AND DEBORAH DAUMAN

Number and street (or P.O. box number if mail is not delivered to street address)121 EAST 65TH STREET   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100657006
A Employer identification number

13-4097014
B Telephone number (see instructions)

(212) 846-4900
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$15,203,775J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 6,488,409
2 Check bullet
3 Interest on savings and temporary cash investments 142 142  
4 Dividends and interest from securities...... 183,571 183,571  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 435,375
b Gross sales price for all assets on line 6a 17,018,169
7 Capital gain net income (from Part IV, line 2)... 5,638,849
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 353 353  
12 Total. Add lines 1 through 11........ 7,107,850 5,822,915  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 8,320 8,320   0
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 78,913 78,663   250
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 43,237 43,102   135
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 130,470 130,085   385
25 Contributions, gifts, grants paid........ 917,582 917,582
26 Total expenses and disbursements. Add lines 24 and 25 1,048,052 130,085   917,967
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 6,059,798
b Net investment income (if negative, enter -0-) 5,692,830
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 826,531 3,575,690 3,575,690
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 7,342,221 Click to see attachment10,652,860 11,628,085
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 8,168,752 14,228,550 15,203,775
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 7,345,147 13,404,945
28 Paid-in or capital surplus, or land, bldg., and equipment fund 823,605 823,605
29 Retained earnings, accumulated income, endowment, or other funds 0 0
30 Total net assets or fund balances (see page 17 of the
instructions).................... 8,168,752 14,228,550
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 8,168,752 14,228,550
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 8,168,752
2 Enter amount from Part I, line 27a..................... 2 6,059,798
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 14,228,550
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 14,228,550
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a FROM K-1 POWERSHARES DB P    
b FROM K-1 POWERSHARES DB P    
c FROM K-1 POWERSHARES DB P    
d 3M CO P 2013-06-13 2013-09-06
e BERKSHIRE HATHAWAY P 2013-06-13 2013-07-24
GLAXOSMITHKLINE PLC P 2013-06-13 2013-08-09
MALLINCKRODT PUB LTD P 2013-06-13 2013-07-09
OMNICON GROUP INC P 2013-06-13 2013-08-01
OMNICON GROUP INC P 2013-06-13 2013-08-08
OMNICON GROUP INC P 2013-06-13 2013-08-12
OMNICON GROUP INC P 2013-06-13 2013-08-15
OMNICON GROUP INC P 2013-06-13 2013-08-16
OMNICON GROUP INC P 2013-06-13 2013-08-20
SYSCO CORP P 2013-06-13 2013-12-12
SYSCO CORP P 2013-06-13 2013-12-12
SYSCO CORP P 2013-06-13 2013-12-13
SYSCO CORP P 2013-06-13 2013-12-17
TE CONNECTIVITY LTD P 2013-06-05 2013-11-05
TE CONNECTIVITY LTD P 2013-09-05 2013-11-08
TE CONNECTIVITY LTD P 2013-09-05 2013-11-12
TIME WARNER INC NEW P 2013-06-13 2013-08-20
TIME WARNER INC NEW P 2013-06-13 2013-08-21
APPLE INC P 2013-06-06 2013-08-23
CHARLES SCHWAB CORP P 2013-06-06 2013-07-18
CHARLES SCHWAB CORP P 2013-09-05 2013-11-01
COGNIZANT TECHNOLOGY SOLUTIONS P 2013-06-06 2013-09-09
GILEAD SCIENCES P 2013-09-05 2013-11-13
MONSTER BEVERAGE CORP P 2013-06-06 2013-06-18
PERRIGO CO MERGER P 2013-09-05 2013-12-19
PRICELINE.COM P 2013-09-05 2013-10-15
3D SYSTEMS CORP DEL P 2013-09-05 2013-11-18
AMERICAN PUBLIC EDUCATION P 2013-09-05 2013-12-24
CONCUR TECHNOLOGIES INC P 2013-09-05 2013-10-03
COSTAR GROUP P 2013-09-05 2013-10-22
DEALERTRACK TECHNOLOGY P 2013-06-13 2013-08-23
INNERWORKINGS INC P 2013-09-05 2013-11-18
JACOBS ENGINEERING GROUP P 2013-06-13 2013-08-26
NIC INC P 2013-06-13 2013-08-23
POLYPORE INTERNATIONAL P 2013-06-13 2013-08-12
POLYPORE INTERNATIONAL P 2013-06-13 2013-08-13
POLYPORE INTERNATIONAL P 2013-06-13 2013-08-15
POLYPORE INTERNATIONAL P 2013-06-13 2013-08-16
POTASH CORP SASKATCHEWAN P 2013-06-13 2013-10-22
POTASH CORP SASKATCHEWAN P 2013-09-05 2013-12-06
QUALCOMM INC P 2013-06-13 2013-08-12
RESMED INC P 2013-06-13 2013-08-23
RESMED INC P 2013-06-13 2013-09-20
RESMED INC P 2013-06-13 2013-09-27
T ROWE PRICE GROUP P 2013-06-13 2013-12-09
TYLER TECHNOLOGIES INC P 2013-09-05 2013-10-03
TYLER TECHNOLOGIES INC P 2013-09-05 2013-11-01
AMGEN INC P 1993-03-18 2013-12-18
ARCHER DANIELS MIDLAND P 1989-10-02 2013-06-10
BAKER HUGHES INC P 1999-12-29 2013-09-03
BANK OF NY MELLON P 1988-08-25 2013-11-08
BP PLC P 1999-12-29 2013-09-03
CENOVUS ENERGY P 2004-05-10 2013-09-03
ENCANA CORP P 2004-05-10 2013-09-03
JP MORGAN CHASE P 2001-01-02 2013-09-03
KRAFT FOODS GROUP P 2004-05-21 2013-09-03
PFIZER INC P 2009-10-16 2013-09-03
PHILLIPS 66 P 1999-12-29 2013-09-03
SIMON PROPERTY GROUP P 2009-11-16 2013-09-03
CULLEN INTER HIGH DIVID-I P 2013-10-23 2013-11-27
JPM REAL ESTATE FUND P 2011-03-01 2013-12-20
JPM REAL ESTATE FUND P 2011-03-03 2013-12-20
JPM REAL ESTATE FUND P 2011-04-08 2013-12-20
SPDR S&P 500 ETF TRUST P 2011-02-22 2013-10-23
SPDR S&P 500 ETF TRUST P 2011-03-01 2013-10-23
SPDR S&P 500 ETF TRUST P 2013-06-26 2013-10-23
SPDR S&P 500 ETF TRUST P 2011-04-18 2013-10-23
JPM US LARGE CAP CORE P 2013-08-29 2013-10-23
PAYDEN HIGH INCOME FUND P 2011-02-24 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-02-28 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-03-03 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-03-31 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-04-29 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-05-04 2013-09-11
PAYDEN HIGH INCOME FUND P 2013-06-28 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-05-31 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-06-30 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-07-08 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-07-15 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-07-29 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-08-31 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-09-30 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-10-31 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-11-30 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-12-27 2013-09-11
PAYDEN HIGH INCOME FUND P 2011-12-30 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-01-31 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-02-29 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-03-30 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-04-30 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-05-31 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-06-29 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-07-31 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-08-31 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-09-28 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-10-24 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-11-01 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-11-30 2013-09-11
PAYDEN HIGH INCOME FUND P 2012-12-31 2013-09-11
PAYDEN HIGH INCOME FUND P 2013-07-31 2013-09-11
PAYDEN HIGH INCOME FUND P 2013-02-28 2013-09-11
PAYDEN HIGH INCOME FUND P 2013-08-30 2013-09-11
EATON VANCE FLOATING RATE P 2011-02-24 2013-09-11
EATON VANCE FLOATING RATE P 2011-03-01 2013-09-11
EATON VANCE FLOATING RATE P 2011-03-03 2013-09-11
EATON VANCE FLOATING RATE P 2011-04-01 2013-09-11
EATON VANCE FLOATING RATE P 2011-05-02 2013-09-11
EATON VANCE FLOATING RATE P 2011-05-23 2013-09-11
EATON VANCE FLOATING RATE P 2011-06-01 2013-09-11
EATON VANCE FLOATING RATE P 2011-07-01 2013-09-11
EATON VANCE FLOATING RATE P 2011-08-01 2013-09-11
EATON VANCE FLOATING RATE P 2011-09-01 2013-09-11
EATON VANCE FLOATING RATE P 2011-10-03 2013-09-11
EATON VANCE FLOATING RATE P 2011-11-01 2013-09-11
EATON VANCE FLOATING RATE P 2011-12-01 2013-09-11
EATON VANCE FLOATING RATE P 2012-01-03 2013-09-11
EATON VANCE FLOATING RATE P 2012-02-01 2013-09-11
EATON VANCE FLOATING RATE P 2012-03-01 2013-09-11
EATON VANCE FLOATING RATE P 2012-04-02 2013-09-11
EATON VANCE FLOATING RATE P 2012-05-01 2013-09-11
EATON VANCE FLOATING RATE P 2012-06-01 2013-09-11
EATON VANCE FLOATING RATE P 2012-07-02 2013-09-11
EATON VANCE FLOATING RATE P 2012-08-01 2013-09-11
EATON VANCE FLOATING RATE P 2012-09-04 2013-09-11
EATON VANCE FLOATING RATE P 2012-10-01 2013-09-11
EATON VANCE FLOATING RATE P 2012-10-24 2013-09-11
EATON VANCE FLOATING RATE P 2012-11-01 2013-09-11
EATON VANCE FLOATING RATE P 2012-12-03 2013-09-11
EATON VANCE FLOATING RATE P 2013-01-02 2013-09-11
EATON VANCE FLOATING RATE P 2013-01-15 2013-09-11
EATON VANCE FLOATING RATE P 2013-02-01 2013-09-11
EATON VANCE FLOATING RATE P 2013-04-01 2013-09-11
EATON VANCE FLOATING RATE P 2013-05-01 2013-09-11
EATON VANCE FLOATING RATE P 2013-06-03 2013-09-11
EATON VANCE FLOATING RATE P 2013-07-01 2013-09-11
EATON VANCE FLOATING RATE P 2013-08-01 2013-09-11
EATON VANCE FLOATING RATE P 2013-09-03 2013-09-11
JPM EX-G4 CURR STR FD P 2013-04-10 2013-09-11
CS AMERICAS MARKET PLUS P 2012-02-10 2013-08-20
ISHARES MSCI ALL COUNTRY ASIA P 2012-10-24 2013-06-26
VANGUARD FTSE EMERGING MARKETS P 2012-06-14 2013-06-06
VANGUARD FTSE EMERGING MARKETS P 2012-09-17 2013-06-06
VANGUARD FTSE EMERGING MARKETS P 2012-10-24 2013-06-06
ISHARES CORE S&P MID-CAP ETF P 2012-04-23 2013-06-06
ISHARES CORE S&P MID-CAP ETF P 2012-05-07 2013-06-06
POWERSHARES DB COMMODITY P 2011-03-01 2013-06-05
POWERSHARES DB COMMODITY P 2012-10-24 2013-06-05
SPDR GOLD TRUST P 2011-03-03 2013-06-05
SPDR GOLD TRUST P 2012-10-24 2013-06-05
SPDR GOLD TRUST P 2012-12-31 2013-06-05
COLLEN INTER-HIGH DIV P 2013-01-15 2013-06-06
SPDR GOLD TRUST P 2012-10-24 2013-06-03
POWERSHARES DB COMMODITY P 2011-03-01 2013-06-03
POWERSHARES DB COMMODITY P 2011-04-18 2013-06-03
DREYFUS EMG MKT DEBT LOC P 2012-10-24 2013-06-05
DREYFUS EMG MKT DEBT LOC P 2012-12-31 2013-06-05
EATON VANCE GLOBAL MACRO P 2011-05-23 2013-06-05
EATON VANCE GLOBAL MACRO P 2011-07-08 2013-06-05
EATON VANCE GLOBAL MACRO P 2011-07-15 2013-06-05
JPM EX-G4 CURR STR FD P 2013-04-10 2013-06-05
JPM SHORT DURATION BOND FD P 2011-02-24 2013-06-05
JPM SHORT DURATION BOND FD P 2011-03-01 2013-06-05
JPM SHORT DURATION BOND FD P 2011-03-03 2013-06-05
JPM SHORT DURATION BOND FD P 2011-04-01 2013-06-05
JPM SHORT DURATION BOND FD P 2011-05-02 2013-06-05
JPM SHORT DURATION BOND FD P 2011-06-01 2013-06-05
JPM SHORT DURATION BOND FD P 2011-07-01 2013-06-05
JPM SHORT DURATION BOND FD P 2013-02-01 2013-06-05
JPM SHORT DURATION BOND FD P 2013-03-01 2013-06-05
JPM SHORT DURATION BOND FD P 2013-04-01 2013-06-05
JPM SHORT DURATION BOND FD P 2011-10-03 2013-06-05
JPM SHORT DURATION BOND FD P 2011-11-01 2013-06-05
JPM SHORT DURATION BOND FD P 2011-12-01 2013-06-05
JPM SHORT DURATION BOND FD P 2011-12-16 2013-06-05
JPM SHORT DURATION BOND FD P 2011-12-16 2013-06-05
JPM SHORT DURATION BOND FD P 2012-01-03 2013-06-05
JPM SHORT DURATION BOND FD P 2012-02-01 2013-06-05
JPM SHORT DURATION BOND FD P 2012-03-01 2013-06-05
JPM SHORT DURATION BOND FD P 2012-04-02 2013-06-05
JPM SHORT DURATION BOND FD P 2012-05-01 2013-06-05
JPM SHORT DURATION BOND FD P 2012-06-01 2013-06-05
JPM SHORT DURATION BOND FD P 2012-06-14 2013-06-05
JPM SHORT DURATION BOND FD P 2012-07-02 2013-06-05
JPM SHORT DURATION BOND FD P 2012-08-01 2013-06-05
JPM SHORT DURATION BOND FD P 2013-05-01 2013-06-05
JPM SHORT DURATION BOND FD P 2012-10-24 2013-06-05
JPM SHORT DURATION BOND FD P 2012-11-01 2013-06-05
JPM SHORT DURATION BOND FD P 2012-12-03 2013-06-05
JPM SHORT DURATION BOND FD P 2012-12-14 2013-06-05
JPM SHORT DURATION BOND FD P 2012-12-14 2013-06-05
JPM SHORT DURATION BOND FD P 2013-01-02 2013-06-05
JPM TR I INFL MANAGED BOND P 2012-02-09 2013-06-05
JPM TR I INFL MANAGED BOND P 2012-10-24 2013-06-05
JPM TR I INFL MANAGED BOND P 2013-04-10 2013-06-05
DOUBLELINE TOTAL RETURN BD P 2012-04-23 2013-06-05
DOUBLELINE TOTAL RETURN BD P 2012-09-17 2013-06-05
DOUBLELINE TOTAL RETURN BD P 2012-10-24 2013-06-05
DOUBLELINE TOTAL RETURN BD P 2012-10-24 2013-06-03
PAYDEN HIGH INCOME FUND P 2011-05-04 2013-06-03
PAYDEN HIGH INCOME FUND P 2011-05-23 2013-06-03
PAYDEN HIGH INCOME FUND P 2013-04-30 2013-06-03
PAYDEN HIGH INCOME FUND P 2013-05-31 2013-06-03
UBS PALLADIUM CBEN P 2012-04-13 2013-04-25
VANGUARD FTSE EUROPE P 2012-09-18 2013-04-10
VANGUARD FTSE EUROPE P 2012-10-24 2013-04-10
ISHARES MSCI EAFE INDEX P 2012-10-24 2013-04-10
PIMCO FDS P 2013-01-15 2013-04-10
JPM INTL CURRENCY INCOME FD P 2011-03-01 2013-04-10
JPM INTL CURRENCY INCOME FD P 2011-03-03 2013-04-10
JPM INTL CURRENCY INCOME FD P 2011-07-08 2013-04-10
JPM INTL CURRENCY INCOME FD P 2011-07-15 2013-04-10
JPM INTL CURRENCY INCOME FD P 2013-01-15 2013-04-10
PAYDEN HIGH INCOME FUND P 2011-05-23 2013-04-10
PAYDEN HIGH INCOME FUND P 2013-01-31 2013-04-10
PAYDEN HIGH INCOME FUND P 2013-03-28 2013-04-10
DREYFUS LAUREL EMG MKT DEBT P 2012-10-24 2013-02-07
ISHARES CORE S&P MID-CAP ETF P 2012-05-07 2013-01-15
ISHARES CORE S&P MID-CAP ETF P 2012-10-24 2013-01-15
SPDR S&P 500 ETF TRUST P 2011-02-22 2013-01-15
SPDR S&P 500 ETF TRUST P 2011-04-08 2013-01-15
SPDR S&P 500 ETF TRUST P 2012-03-27 2013-01-15
SPDR S&P 500 ETF TRUST P 2012-10-24 2013-01-15
BBH FD INC P 2012-05-07 2013-01-15
BBH FD INC P 2012-06-14 2013-01-15
BBH FD INC P 2012-10-24 2013-01-15
RIDGEWORTH INTERMEDIATE BOND P 2011-03-01 2013-01-15
RIDGEWORTH INTERMEDIATE BOND P 2011-03-03 2013-01-15
RIDGEWORTH INTERMEDIATE BOND P 2011-08-12 2013-01-15
RIDGEWORTH INTERMEDIATE BOND P 2012-10-24 2013-01-15
GATEWAY FUND P 2012-10-24 2013-01-15
EATON VANCE MUT FDS TR P 2011-03-01 2013-01-15
EATON VANCE MUT FDS TR P 2011-04-08 2013-01-15
EATON VANCE MUT FDS TR P 2011-07-08 2013-01-15
JPM SHORT DURATION BOND FD P 2011-08-01 2013-01-15
JPM SHORT DURATION BOND FD P 2011-08-12 2013-01-15
JPM SHORT DURATION BOND FD P 2011-09-01 2013-01-15
JPM SHORT DURATION BOND FD P 2012-09-04 2013-01-15
JPM SHORT DURATION BOND FD P 2012-09-17 2013-01-15
JPM SHORT DURATION BOND FD P 2012-10-01 2013-01-15
JPM SHORT DURATION BOND FD P 2012-10-24 2013-01-15
DODGE & COX INTERNATIONAL P 2011-02-22 2013-01-15
DODGE & COX INTERNATIONAL P 2011-03-01 2013-01-15
DODGE & COX INTERNATIONAL P 2011-04-08 2013-01-15
DODGE & COX INTERNATIONAL P 2011-04-18 2013-01-15
DODGE & COX INTERNATIONAL P 2012-12-21 2013-01-15
DODGE & COX INTERNATIONAL P 2011-12-22 2013-01-15
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a     36 -36
b     24 -24
c     3,479 -3,479
d 5,731   5,567 164
e 2,962   2,872 90
5,186   5,287 -101
1,443   1,561 -118
3,343   3,151 192
3,258   3,151 107
3,174   3,151 23
3,134   3,151 -17
6,248   6,302 -54
1,518   1,575 -57
3,887   3,454 433
5,788   5,180 608
3,700   3,454 246
8,120   7,333 787
2,571   2,511 60
5,174   5,023 151
2,612   2,399 213
3,056   2,898 158
1,528   1,449 79
3,526   3,050 476
6,702   5,966 736
19,302   16,816 2,486
9,102   7,754 1,348
4,650   4,146 504
5,556   5,346 210
36,227   28,282 7,945
1,962   1,910 52
3,810   2,617 1,193
8,991   8,226 765
7,786   7,206 580
2,396   2,193 203
2,861   2,367 494
4,881   8,534 -3,653
3,005   2,773 232
2,206   1,604 602
1,974   1,881 93
740   684 56
1,793   1,752 41
386   385 1
2,442   3,081 -639
7,545   8,970 -1,425
2,220   2,104 116
4,309   4,145 164
7,889   7,118 771
7,645   6,908 737
3,660   3,395 265
2,018   1,794 224
1,956   1,560 396
2,586,119   98,670 2,487,449
489,327   10,365 478,962
256,571   107,773 148,798
806,486   88,624 717,862
351,703   188,492 163,211
720,255   232,750 487,505
428,530   252,000 176,530
139,441   46,950 92,491
178,810   31,143 147,667
219,848   139,161 80,687
192,078   43,807 148,271
117,726   45,200 72,526
1,442,841   1,363,297 79,544
42,959   45,000 -2,041
28,429   30,000 -1,571
48,117   50,000 -1,883
187,220   141,346 45,874
72,061   54,118 17,943
90,033   82,703 7,330
134,352   99,892 34,460
235,176   219,159 16,017
95,946   99,595 -3,649
587   606 -19
33,672   34,858 -1,186
798   822 -24
798   827 -29
76,774   79,801 -3,027
2,419   2,429 -10
1,977   2,041 -64
2,025   2,053 -28
46,557   47,803 -1,246
46,621   47,803 -1,182
2,592   2,654 -62
2,751   2,670 81
2,835   2,687 148
2,728   2,705 23
2,851   2,722 129
5,587   5,414 173
2,873   2,775 98
2,826   2,794 32
2,804   2,812 -8
2,846   2,830 16
2,852   2,848 4
2,923   2,865 58
2,913   2,884 29
2,565   2,580 -15
2,562   2,594 -32
2,558   2,609 -51
164,441   169,305 -4,864
3,468   3,546 -78
3,487   3,565 -78
3,473   3,600 -127
3,156   3,214 -58
3,065   3,182 -117
2,648   2,644 4
100,659   99,878 781
10   10 0
35,231   34,960 271
423   419 4
431   427 4
100,770   99,920 850
518   513 5
781   770 11
826   812 14
889   838 51
864   817 47
904   874 30
840   805 35
889   855 34
876   855 21
878   860 18
947   930 17
876   864 12
946   923 23
915   896 19
929   914 15
998   985 13
1,078   1,070 8
171,121   170,000 1,121
1,052   1,045 7
1,516   1,507 9
1,561   1,555 6
249,727   250,000 -273
1,984   1,986 -2
2,264   2,277 -13
2,224   2,241 -17
2,286   2,296 -10
2,189   2,179 10
2,225   2,230 -5
2,205   2,203 2
194,627   204,544 -9,917
39,025   36,133 2,892
135,307   141,265 -5,958
109,208   103,180 6,028
50,419   52,932 -2,513
108,188   110,482 -2,294
188,466   156,566 31,900
162,835   135,561 27,274
31,413   36,270 -4,857
81,082   68,919 12,163
43,625   44,590 -965
19,238   23,399 -4,161
21,677   25,765 -4,088
217,232   213,497 3,735
50,822   61,464 -10,642
8,184   9,453 -1,269
42,359   49,937 -7,578
3   3 0
30,869   32,500 -1,631
96,173   98,720 -2,547
25,288   25,994 -706
46,299   47,411 -1,112
115,000   118,096 -3,096
49,863   50,000 -137
64   64 0
39,963   40,000 -37
123   123 0
123   123 0
131   132 -1
123   124 -1
321   322 -1
322   323 -1
358   359 -1
246   247 -1
246   247 -1
230   231 -1
233   234 -1
130   130 0
248   248 0
215   216 -1
198   199 -1
215   216 -1
199   200 -1
199   200 -1
154,435   155,000 -565
337   339 -2
368   370 -2
286   287 -1
141,973   143,011 -1,038
638   642 -4
522   526 -4
117   118 -1
40   40 0
757   760 -3
119,326   120,000 -674
48,985   50,000 -1,015
237,670   242,146 -4,476
157,920   157,500 420
51,902   52,500 -598
172,436   174,424 -1,988
50,000   50,576 -576
19,740   19,794 -54
25,215   25,317 -102
2,384   2,426 -42
2,661   2,679 -18
48,600   45,000 3,600
54,958   52,976 1,982
32,475   29,822 2,653
225,516   200,915 24,601
80,715   80,506 209
54,563   54,976 -413
34,600   34,985 -385
46,311   47,979 -1,668
6,092   6,317 -225
99,118   99,956 -838
74,781   74,278 503
3,180   3,167 13
2,755   2,740 15
113,666   109,997 3,669
15,353   14,097 1,256
184,029   171,223 12,806
22,371   20,155 2,216
102,645   93,647 8,998
83,344   80,763 2,581
288,781   279,653 9,128
220,123   200,000 20,123
174,997   155,000 19,997
288,358   280,000 8,358
54,629   54,896 -267
34,966   34,940 26
42,998   45,000 -2,002
106,689   110,000 -3,311
200,659   200,000 659
130,641   140,419 -9,778
48,338   49,843 -1,505
21,021   21,631 -610
124   124 0
89,755   90,000 -245
262   263 -1
339   339 0
52,405   52,500 -95
320   321 -1
106,795   106,989 -194
161,605   165,000 -3,395
53,692   55,000 -1,308
62,984   66,089 -3,105
98,892   100,000 -1,108
8,443   8,168 275
13,199   10,696 2,503
133,416     133,416
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -36
b       -24
c       -3,479
d       164
e       90
      -101
      -118
      192
      107
      23
      -17
      -54
      -57
      433
      608
      246
      787
      60
      151
      213
      158
      79
      476
      736
      2,486
      1,348
      504
      210
      7,945
      52
      1,193
      765
      580
      203
      494
      -3,653
      232
      602
      93
      56
      41
      1
      -639
      -1,425
      116
      164
      771
      737
      265
      224
      396
      2,487,449
      478,962
      148,798
      717,862
      163,211
      487,505
      176,530
      92,491
      147,667
      80,687
      148,271
      72,526
      79,544
      -2,041
      -1,571
      -1,883
      45,874
      17,943
      7,330
      34,460
      16,017
      -3,649
      -19
      -1,186
      -24
      -29
      -3,027
      -10
      -64
      -28
      -1,246
      -1,182
      -62
      81
      148
      23
      129
      173
      98
      32
      -8
      16
      4
      58
      29
      -15
      -32
      -51
      -4,864
      -78
      -78
      -127
      -58
      -117
      4
      781
      0
      271
      4
      4
      850
      5
      11
      14
      51
      47
      30
      35
      34
      21
      18
      17
      12
      23
      19
      15
      13
      8
      1,121
      7
      9
      6
      -273
      -2
      -13
      -17
      -10
      10
      -5
      2
      -9,917
      2,892
      -5,958
      6,028
      -2,513
      -2,294
      31,900
      27,274
      -4,857
      12,163
      -965
      -4,161
      -4,088
      3,735
      -10,642
      -1,269
      -7,578
      0
      -1,631
      -2,547
      -706
      -1,112
      -3,096
      -137
      0
      -37
      0
      0
      -1
      -1
      -1
      -1
      -1
      -1
      -1
      -1
      -1
      0
      0
      -1
      -1
      -1
      -1
      -1
      -565
      -2
      -2
      -1
      -1,038
      -4
      -4
      -1
      0
      -3
      -674
      -1,015
      -4,476
      420
      -598
      -1,988
      -576
      -54
      -102
      -42
      -18
      3,600
      1,982
      2,653
      24,601
      209
      -413
      -385
      -1,668
      -225
      -838
      503
      13
      15
      3,669
      1,256
      12,806
      2,216
      8,998
      2,581
      9,128
      20,123
      19,997
      8,358
      -267
      26
      -2,002
      -3,311
      659
      -9,778
      -1,505
      -610
      0
      -245
      -1
      0
      -95
      -1
      -194
      -3,395
      -1,308
      -3,105
      -1,108
      275
      2,503
      133,416
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 5,638,849
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 419,740 5,821,074 0.072107
2011 396,213 4,506,854 0.087913
2010 211,308 3,773,016 0.056005
2009 130,208 3,535,496 0.036829
2008 251,063 4,108,328 0.061111
2 Total of line 1, column (d) ...................... 2 0.313965
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.062793
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 9,830,081
5 Multiply line 4 by line 3....................... 5 617,260
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 56,928
7 Add lines 5 and 6......................... 7 674,188
8 Enter qualifying distributions from Part XII, line 4.............. 8 917,967
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 56,928
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 56,928
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 56,928
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 39,139
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 46,600
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 85,739
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 68
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 28,743
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet28,743 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletPHILIPPE DAUMAN Telephone no.bullet (212) 846-4900
    Located atbullet121 EAST 65TH STNEW YORKNY ZIP+4bullet10065
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    PHILIPPE P DAUMAN PRESIDENT
    0.50     		0 0 0
    121 EAST 65TH STREET
    NEW YORK,NY10065
    DEBORAH ROSS DAUMAN SEC/TREAS
    0.50     		0 0 0
    121 EAST 65TH STREET
    NEW YORK,NY10065
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    491,504
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    56,928
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    56,928
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    434,576
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    434,576
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    434,576
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 434,576
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 906
    b From 2009.......  
    c From 2010....... 23,703
    d From 2011....... 225,114
    e From 2012....... 206,396
    fTotal of lines 3a through e......... 456,119
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 917,967
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 434,576
    e Remaining amount distributed out of corpus 483,391
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 939,510
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		906
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		938,604
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010.... 23,703
    c Excess from 2011.... 225,114
    d Excess from 2012.... 206,396
    e Excess from 2013.... 483,391
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    PHILIPPE P DAUMAN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PHILIPPE P DAUMAN
    121 EAST 65TH ST
    NEW YORK,NY10065
    (212) 846-4900
    bThe form in which applications should be submitted and information and materials they should include:
    NO SPECIFIC FORM
    cAny submission deadlines:
    NO SUBMISSION DEADLINES
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    DISTRIBUTIONS LIMITED TO ORGANIZATIONS THAT CARRY OUT THE PURPOSE OF THE FOUNDATION.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALZHEIMERS ASSOCIATION
    225 N MICHIGAN AVE
    CHICAGO,IL60601     		NONE PUBLIC FINANCIAL SUPPORT 1,000
    AMERICAN CANCER SOCIETY
    PO BOX 22718
    OKLAHOMA CITY,OK73123     		NONE PUBLIC FINANCIAL SUPPORT 1,000
    CENTRAL PARK CONSERVANCY
    14 EAST 60TH ST
    NEW YORK,NY10022     		NONE PUBLIC FINANCIAL SUPPORT 400
    COLUMBIA LAW SCHOOL
    435 W 116TH ST
    NEW YORK,NY10027     		NONE PUBLIC FINANCIAL SUPPORT 100,000
    DONALDSON ADOPTION INSTITUTE
    120 EAST 38TH ST
    NEW YORK,NY10016     		NONE PUBLIC FINANCIAL SUPPORT 1,000
    GENERATION RWANDA
    147 PRINCE ST
    BROOKLYN,NY11201     		NONE PUBLIC FINANCIAL SUPPORT 1,400
    JEWISH HEALING CENTER OF LOS ANGELES
    10573 W PICO BLVD
    LOS ANGELES,CA90064     		NONE PUBLIC FINANCIAL SUPPORT 2,000
    KIPP FOUNDATION
    520 8TH AVE
    NEW YORK,NY10018     		NONE PUBLIC FINANCIAL SUPPORT 700,000
    LYME RESEARCH ALLIANCE
    2001 WEST MAIN STREET SUITE 280
    STAMFORD,CT06902     		NONE PUBLIC FINANCIAL SUPPORT 1,000
    NEW YORK JUNIOR TENNIS & LEARNING
    58-12 QUEENS BLVD
    WOODSIDE,NY11377     		NONE PUBLIC FINANCIAL SUPPORT 2,500
    NORTH SHORE LIJ HEALTH SYSTEM
    125 COMMUNITY DR
    GREAT NECK,NY11021     		NONE PUBLIC FINANCIAL SUPPORT 100,000
    RONALD MCDONALD HOUSE OF LONG ISLAND
    267-07 76TH AVE
    NEW HYDE PARK,NY10040     		NONE PUBLIC FINANCIAL SUPPORT 5,112
    SCHOOL OF AMERICAN BALLET
    70 LINCOLN CENTER PLZ
    NEW YORK,NY10023     		NONE PUBLIC FINANCIAL SUPPORT 170
    YOUNG ARTISTS OF AMERICA
    7979 OLD GEORGETOWN RD
    BETHESDA,MD20814     		NONE PUBLIC FINANCIAL SUPPORT 2,000
    Total .................................bullet 3a 917,582
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 142  
    4 Dividends and interest from securities....     14 183,571  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     18 353  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 435,375  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 619,441 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13619,441
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
    C/O PHILIPPE AND DEBORAH DAUMAN
    Employer identification number

    13-4097014
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
    C/O PHILIPPE AND DEBORAH DAUMAN         		Employer identification number

    13-4097014
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    PHILIPPE AND DEBORAH DAUMAN  
    121 EAST 65TH ST
     
    NEW YORK, NY10065

    		$465,825


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
     
     

    PHILIPPE AND DEBORAH DAUMAN  
    121 EAST 65TH ST
     
    NEW YORK, NY10065

    		$256,465


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    PHILIPPE AND DEBORAH DAUMAN  
    121 EAST 65TH ST
     
    NEW YORK, NY10065

    		$348,522


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    PHILIPPE AND DEBORAH DAUMAN  
    121 EAST 65TH ST
     
    NEW YORK, NY10065

    		$719,500


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    5
     
     

    PHILIPPE AND DEBORAH DAUMAN  
    121 EAST 65TH ST
     
    NEW YORK, NY10065

    		$430,750


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    6
     
     

    PHILIPPE AND DEBORAH DAUMAN  
    121 EAST 65TH ST
     
    NEW YORK, NY10065

    		$193,426


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
    C/O PHILIPPE AND DEBORAH DAUMAN         		Employer identification number

    13-4097014
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    7
     
     

    PHILIPPE AND DEBORAH DAUMAN  
    121 EAST 65TH ST
     
    NEW YORK, NY10065

    		$179,643


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    8
     
     

    PHILIPPE AND DEBORAH DAUMAN  
    121 EAST 65TH ST
     
    NEW YORK, NY10065

    		$220,798


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    9
     
     

    PHILIPPE AND DEBORAH DAUMAN  
    121 EAST 65TH ST
     
    NEW YORK, NY10065

    		$141,664


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    10
     
     

    PHILIPPE AND DEBORAH DAUMAN  
    121 EAST 65TH ST
     
    NEW YORK, NY10065

    		$117,506


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    11
     
     

    PHILIPPE AND DEBORAH DAUMAN  
    121 EAST 65TH ST
     
    NEW YORK, NY10065

    		$798,750


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    12
     
     

    PHILIPPE AND DEBORAH DAUMAN  
    121 EAST 65TH ST
     
    NEW YORK, NY10065

    		$2,615,560


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
    C/O PHILIPPE AND DEBORAH DAUMAN         		Employer identification number

    13-4097014
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 15,000 SHARES ARCHER DANIELS MIDLAND $465,825 2013-02-12
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    2
    		 5,500 SHARES BAKER HUGHES INC. $256,465 2013-08-27
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    3
    		 8,386 SHARES BP PLC $348,522 2013-08-27
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    4
    		 25,000 SHARES CENOVUS ENERGY $719,500 2013-08-27
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    5
    		 25,000 SHARES ENCANA $430,750 2013-08-27
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    6
    		 3,361 SHARES PHILLIPS 66 $193,426 2013-08-27
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Name of organization
    THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
    C/O PHILIPPE AND DEBORAH DAUMAN         		Employer identification number

    13-4097014
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    7
    		 3,460 SHARES KRAFT FOODS GROUP $179,643 2013-08-27
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    8
    		 7,880 PFIZER INC $220,798 2013-08-27
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    9
    		 2,775 SHARES JP MORGAN CHASE $141,664 2013-08-27
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    10
    		 805 SHARES SIMON PROPERTY GROUP $117,506 2013-08-27
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    11
    		 25,000 SHARES BANK OF NY MELLON $798,750 2013-10-31
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    12
    		 23,000 SHARES AMGEN INC $2,615,560 2013-12-11
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
    C/O PHILIPPE AND DEBORAH DAUMAN         		Employer identification number

    13-4097014
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
    C/O PHILIPPE AND DEBORAH DAUMAN
    EIN: 13-4097014
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 8,320 8,320   0

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
    C/O PHILIPPE AND DEBORAH DAUMAN
    EIN: 13-4097014
    Name of Stock End of Year Book Value End of Year Fair Market Value
    1,531 SHS FOUNDATION COAL 57,259 10,931
    JPM LARGE CAP GROWTH FD 1,046,959 1,321,811
    MATTHEWS ASIA DIVIDEND INSTITUTIONAL FUND 775,544 828,553
    BNP REN SPX 12/17/14 250,000 254,161
    JPM US LARGE CAP CORE PLUS FUND 944,572 1,117,101
    JPM MID CAP VALUE FUND 1,060,221 1,135,416
    JPM INTREPID EUROPEAN FUND 470,353 491,470
    MATTHEWS PACIFIC TIGER FUND 250,000 254,900
    JPM CHINA REGION FUND 355,409 388,400
    TORTOISE MLP & PIPELINE 513,263 548,315
    JPM STRAT INCOME OPPORTUNITY FUND 700,000 702,956
    JPM FLOAT RATE INCOME FUND 500,000 502,488
    DREYFUS EMG MKT DEBT LOC 150,000 150,108
    PIMCO EMERGING LOCAL BOND 150,000 147,627
    ABB LTD 28,902 30,013
    ALSTOM 36,300 36,468
    ASTRAZENECA PLC 14,453 15,436
    BAE SYSTEMS PLC 36,508 38,077
    BAYER A G 28,941 31,240
    BHP LTD 25,141 25,234
    BOC HONG KONG HOLDINGS LTD 28,869 27,421
    BRITISH AMERICAN TOBACCO PLC 50,615 51,025
    CANADIAN OIL SANDS LIMITED 7,224 7,242
    DEUTSCHE TELEKOM AG 50,679 55,232
    DEUTSCHE POST AG 43,424 45,508
    GDF SUEZ 47,104 47,577
    GLAXOSMITHKLINE 43,309 44,047
    HSBC HOLDINGS PLC 43,470 42,726
    IMPERIAL TOBACCO PLC 39,793 40,057
    JPM TR I TAX FREE RESERVE SWEEP FUND 36,367 36,367
    KIRIN HOLDINGS CO LTD 39,802 36,576
    LUKOIL OAO SPONS ADR 50,689 51,127
    MANULIFE FINANCIAL CORP 50,624 51,693
    MTN GROUP LTD 36,144 39,165
    MUENCHENER RUECKVERSICHERUNGS 36,130 37,026
    NESTLE S A 50,416 50,777
    NIPPON TEL & TEL CORP 50,651 54,350
    NOVARTIS AG 50,738 51,845
    RECKITT BENCKISER GROUP PLC 36,188 36,203
    RIOCAN REAL ESTATE INVESTMENT TRUST 14,482 14,435
    ROCHE HOLDINGS LTD 35,952 36,153
    ROYAL DUTCH SHELL PLC 29,035 31,171
    SANOFI 36,233 36,737
    SIEMENS AG 46,682 48,479
    SINGAPORE TELECOMMUNICATIONS LTD 36,156 34,920
    SMITHS GROUP PLC 28,954 32,004
    STATOIL ASA 18,084 19,304
    TELEKOMUNIKAS IND 14,555 14,340
    TESCO PLC 14,449 14,398
    TOTAL SA 50,812 51,160
    UNILEVER NV 43,091 44,253
    UNITED OVERSEAS BANK LTD 32,453 32,443
    VODAFONE GROUP PLC 43,300 45,796
    ZURICH INSURANCE GROUP 36,121 37,629
    AMERICAN EXPRESS CO 18,700 22,683
    APPLE INC 61,895 76,860
    BERKSHIRE HATHAWAY CL B 47,537 50,388
    COACH INC 30,755 30,871
    COGNIZANT TECHNOLOGY SOLUTIONS CORP 36,236 54,024
    CUMMINS INC 31,381 36,652
    EMC CORP MASS 48,231 48,791
    EXPRESS SCRIPTS HOLDING CO 38,958 43,900
    GILEAD SCIENCES INC 14,517 21,779
    GOOGLE INC 36,965 48,191
    M & T BANK CORP 40,713 40,980
    MONSTER BEVERAGE CORP 19,198 22,364
    NATIONAL OILWELL VARCO INC 20,723 23,064
    PERRIGO CO LTD 36,225 36,523
    PRICELINE.COM INC 16,944 24,410
    QUALCOMM INC 45,499 52,718
    SCHLUMBERGER LTD 22,874 27,484
    STERICYCLE INC 32,048 34,270
    VARIAN MEDICAL SYSTEMS INC 24,726 27,968
    VERISK ANALYTICS INC 24,087 26,617
    VISA INC CLASS A 25,672 32,289
    ACCENTURE PLC 37,339 39,055
    AMERICAN EXPRESS CO 26,575 31,755
    AMERISOURCEBERGEN CORP 22,276 28,124
    BANK OF NEW YORK MELLON 31,298 36,687
    BERKSHIRE HATHAWAY CL B 34,261 35,568
    CINTAS CORP 18,621 23,836
    COMERICA INC 24,398 29,713
    COVIDIEN PLC 28,669 32,347
    DANONE 28,661 27,225
    DEVON ENERGY CORP 29,482 32,482
    EXPEDITORS INTERNATIONAL 20,727 23,231
    GLAXOSMITHKLINE 14,437 14,682
    ILLINOIS TOOL WORKS INC 32,066 37,836
    MICROSOFT CORP 19,411 21,511
    NESTLE S A 25,629 27,596
    PACCAR INC 20,356 22,189
    POTASH CORP SASKATCHEWAN 46,716 44,496
    SCHLUMBERGER LTD 26,569 31,539
    TE CONNECTIVITY LTD 19,432 23,422
    TIME WARNER INC 16,222 19,173
    UNILEVER PLC 14,974 15,450
    UNITED HEALTH GROUP INC 17,895 18,825
    WALMART STORES INC 26,083 27,542
    WILLIS GROUP HOLDINGS PLC 15,160 16,804
    3M CO 33,586 42,075
    AMERICAN TOWER CORPORATION 11,976 12,931
    ANSYS INC 34,081 38,630
    CELGENE CORPORATION 13,242 17,573
    CLEAN HARBORS INC 14,674 16,069
    CONCHO RESOURCES INC 13,536 16,200
    CONCUR TECHNOLOGIES INC 15,320 19,914
    CORE LABORATORIES NV 12,541 16,613
    COSTAR GROUP INC 12,005 18,273
    DEALERTRACK TECHNOLOGY 11,319 15,626
    DISCOVER FINANCIAL SERVICES 8,032 8,616
    ECOLAB INC 23,446 28,153
    EXAMWORKS GROUP INC 7,155 8,662
    EXPEDITORS INTERNATIONAL 22,776 25,577
    EXPONENT INC 11,481 14,759
    FASTENAL CO 40,871 40,241
    HEALTHCARE SERVICES GROUP INC 13,555 16,682
    JACOBS ENGINEERING GROUP INC 17,080 19,023
    LKQ CORPORATION 26,946 33,690
    MARKEL CORPORATION 26,214 29,018
    MONSANTO CO 7,581 8,508
    MOODYS CORP 17,621 19,304
    NIC INC 5,717 7,934
    PANERA BREAD CO. 7,865 8,658
    QUALCOMM INC 24,897 29,106
    RED HAT INC 19,959 23,032
    ROPER INDUSTRIES INC 23,318 26,211
    SCHLUMBERGER LTD 18,398 21,987
    SEI INVESTMENT CO 20,338 23,998
    SIGNET JEWELERS LIMITED 15,494 16,370
    SOUTHWESTERN ENERGY CO 10,240 10,855
    STERICYCLE INC 28,971 31,134
    T ROWE PRICE GROUP INC 13,501 15,497
    TRIMBLE NAVIGATION LTD 31,081 40,425
    TYLER TECHNOLOGIES INC 10,115 15,115
    VERISK ANALYTICS INC 21,998 23,265
    VISA INC CLASS A 28,102 34,738
    WAGEWORKS INC 8,903 15,752
    WASTE CONNECTIONS INC 19,235 20,462
    3D SYSTEMS CORP DEL 12,129 23,604

    TY 2013 OtherExpensesSchedule
    Name:
    THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
    C/O PHILIPPE AND DEBORAH DAUMAN
    EIN: 13-4097014
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    STATUTORY REPRESENTATION FEES 365 365   0
    STATUTORY ADVERTISING 135 0   135
    FROM K-1 POWERSHARES DB COMMODITY 711 711   0
    INVESTMENT ADVISORY FEES 41,823 41,823   0
    FOREIGN TAXES 203 203   0


    TY 2013 OtherIncomeSchedule2
    Name:
    THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
    C/O PHILIPPE AND DEBORAH DAUMAN
    EIN: 13-4097014
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    MISCELLANEOUS 353 353 353


    TY 2013 SubstantialContributorsSch
    Name:
    THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
    C/O PHILIPPE AND DEBORAH DAUMAN
    EIN: 13-4097014
    Name Address
    PHILIPPE AND DEBORAH DAUMAN 121 EAST 65TH STREET
    NEW YORK,NY10021


    TY 2013 TaxesSchedule
    Name:
    THE PHILIPPE & DEBORAH DAUMAN FOUNDATION
    C/O PHILIPPE AND DEBORAH DAUMAN
    EIN: 13-4097014
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NYS FILING FEE 250 0   250
    FEDERAL EXCISE TAX 78,663 78,663   0