Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 01-01-2013 , 2013, and ending 12-31-2013
BCheck if applicable:
CName of organization
AUTISM SPEAKS INC
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
1 EAST 33RD STREET 4TH FLOOR
Suite
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
D Employer identification number

20-2329938
E Telephone number

G Gross receipts $ 65,992,738
F Name and address of principal officer:
ELIZABETH FELD
1 EAST 33RD STREET
New York,NY10016
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.AUTISMSPEAKS.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 2005
M State of legal domicile: DE
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: AT AUTISM SPEAKS, OUR GOAL IS IT TO CHANGE THE FUTURE FOR ALL WHO STRUGGLE WITH AUTISM SPECTRUM DISORDER.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 34
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 33
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 291
6 Total number of volunteers (estimate if necessary) ............. 6 450,000
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b  
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 53,245,999 63,725,069
9 Program service revenue (Part VIII, line 2g) ......... 0 0
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 19,195 20,220
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 35,928 41,620
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 53,301,122 63,786,909
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 16,138,087 18,934,366
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 22,360,833 23,043,010
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 25,000 67,719
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet14,486,073    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 20,196,336 20,356,254
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 58,720,256 62,401,349
19 Revenue less expenses. Subtract line 18 from line 12....... -5,419,134 1,385,560
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 15,783,483 19,677,425
21 Total liabilities (Part X, line 26)............. 9,968,376 9,969,101
22 Net assets or fund balances. Subtract line 21 from line 20..... 5,815,107 9,708,324
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: WE ARE DEDICATED TO FUNDING GLOBAL BIOMEDICAL RESEARCH INTO THE CAUSES, PREVENTION, TREATMENTS AND A POSSIBLE CURE FOR AUTISM. WE STRIVE TO RAISE PUBLIC AWARENESS ABOUT AUTISM AND ITS EFFECTS ON INDIVIDUALS, FAMILIES, AND SOCIETY AND WE WORK TO BRING HOPE TO ALL WHO DEAL WITH THE HARDSHIPS OF THIS DISORDER. WE ARE COMMITTED TO RAISING THE FUNDS NECESSARY TO SUPPORT THESE GOALS. AUTISM SPEAKS AIMS TO BRING THE AUTISM COMMUNITY TOGETHER AS ONE STRONG VOICE TO URGE THE GOVERNMENT AND PRIVATE SECTOR TO LISTEN TO OUR CONCERNS AND TAKE ACTION TO ADDRESS THIS URGENT GLOBAL HEALTH CRISIS. IT IS OUR FIRM BELIEF THAT, WORKING TOGETHER, WE WILL FIND THE MISSING PIECES OF THE PUZZLE.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 22,645,826 including grants of $ 14,815,394 ) (Revenue $ 60,587 )
RESEARCH/SCIENCE: THE PROGRAMMATIC GOALS OF THE SCIENCE/RESEARCH PROGRAM STRIVE TO IMPROVE THE LIVES OF PEOPLE AFFECTED BY AUTISM TODAY, AS WELL AS IMPROVE THEIR FUTURE BY ADVANCING SCIENTIFIC RESEARCH. THE RESEARCH FOCUSES ON DIAGNOSIS, TREATMENT, SERVICE DELIVERY AND PREVENTION. IN 2013, AUTISM SPEAKS' HISTORIC AUTISM SPEAKS TEN THOUSAND GENOMES PROGRAM (AUT10K) PUBLISHED ITS INAUGURAL STUDY IN THE AMERICAN JOURNAL OF HUMAN GENETICS. THE STUDY FOCUSED ON THE WHOLE GENOME SEQUENCING OF 32 FAMILIES AND IDENTIFIED AUTISM-LIKE GENE CHANGES IN HALF OF THEM. THE STUDY ALSO IDENTIFIED SEVERAL NEW AUTISM-LINKED GENES AND PROVIDED IMPORTANT MEDICAL INSIGHTS FOR THE PARTICIPATING FAMILIES. AUT10K CONTINUES ITS RAPID PROGRESS TOWARD THE WHOLE-GENOME SEQUENCING OF 10,000 INDIVIDUALS WITH AUTISM AND THEIR FAMILY MEMBERS, POTENTIALLY LEADING TO THE IDENTIFICATION OF VARIOUS AUTISM SUBSETS AND INDIVIDUALIZED TREATMENTS. THE AUTISM SPEAKS CO-SPONSORED THE WORLD HEALTH ORGANIZATION'S FIRST INTERNATIONAL CONFERENCE ON AUTISM. THE GENEVA MEETING REPRESENTED THE FIRST STEP IN ENACTING THE WORLD HEALTH ASSEMBLY RESOLUTION ON AUTISM. IN ADDITION, AUTISM SPEAKS LAUNCHED ITS EARLY ACCESS TO CARE INITIATIVE TO REDUCE THE AVERAGE AGE OF AUTISM DIAGNOSIS AND INCREASE ACCESS TO HIGH-QUALITY EARLY INTERVENTION IN UNDERSERVED COMMUNITIES. MAJOR OUTREACH PROJECTS INCLUDED COLLABORATIONS WITH THE NATIONAL BLACK CHURCHES INITIATIVE AND THE NEW YORK CITY KOREAN COMMUNITY. TAKING PLACE IN NEW YORK CITY, AUTISM SPEAKS HOSTED ITS INAUGURAL AUTISM INVESTMENT CONFERENCE. THE EVENT DREW MORE THAN A HUNDRED ENTREPRENEURS, INVESTORS, BUSINESS EXECUTIVES AND RESEARCHERS FOR THE WORLD'S FIRST CONFERENCE ON INVESTMENT AND PRODUCT DEVELOPMENT IN THE FIELD OF AUTISM SERVICES AND THERAPIES. AUTISM SPEAKS ALSO HELPED OPEN A NEW FIELD OF RESEARCH WITH THE FIRST LARGE STUDY ON THE ROLE OF EPIGENETICS IN THE DEVELOPMENT OF AUTISM. IN THE GROUNDBREAKING STUDY, RESEARCHERS, FUNDED BY AUTISM SPEAKS, DOCUMENTED TELL-TALE EPIGENETIC PATTERNS BETWEEN IDENTICAL TWINS WHO DIFFER IN AUTISM TRAITS. IN 2013, AUTISM SPEAKS SPENT $14,800,000 IN GRANTS FOR NEW AND CONTINUING PROJECTS IN THE FOLLOWING CATEGORIES: SPECIAL PROJECTS ($5,030,782) ARE AUTISM SPEAKS-INITIATED PROJECTS AIMED AT ADDRESSING SPECIFIC NEEDS WITHIN THE AUTISM RESEARCH COMMUNITY. AUTISM SPEAKS STAFF WORKED IN CONJUNCTION WITH INVESTIGATORS TO DEVELOP PROJECTS THAT MAY INCLUDE: IMPROVEMENTS TO RESEARCH INFRASTRUCTURE, RAPID RESPONSES TO NEW AND HIGHLY VISIBLE PUBLIC HEALTH INITIATIVES, OR FACILITATING COLLABORATIONS BETWEEN INVESTIGATORS TO ADDRESS COMPLEX RESEARCH ISSUES FROM A MULTI-DISCIPLINARY PERSPECTIVE. IN 2013, TOPICS INCLUDED AUTISM AND DEVELOPMENTAL DISABILITIES MONITORING NETWORK (ADDM), DETERMINING THE COST OF AUTISM, ANIMAL MODELS, PRECLINICAL AUTISM CONSORTIUM FOR THERAPEUTICS, DSM-5 (DIAGNOSTIC AND STATISTICAL MANUAL OF MENTAL DISORDERS, FIFTH EDITION) COMPARISONS AND PROJECTS AROUND EARLY INTERVENTION. TREATMENT, BASIC RESEARCH AND DISSEMINATION PROJECTS: AUTISM SPEAKS - AUTISM TREATMENT NETWORK ($2,449,005), BASIC & CLINICAL STUDIES ($3,360,285), GLOBAL AUTISM PUBLIC HEALTH (GAPH) ($300,000), SUZANNE AND BOB WRIGHT TRAILBLAZER ($100,000), AND TREATMENT STUDIES ($860,648). TRAINING GRANTS: MEIXNER TRANSLATIONAL POSTDOCTORAL FELLOWSHIPS ($1,412,944), AND WEATHERSTONE PREDOCTORAL FELLOWSHIPS ($464,437).
4b (Code:   ) (Expenses $ 22,661,910 including grants of $ 4,118,972 ) (Revenue $ 1,104,918 )
AWARENESS, FAMILY SERVICES, ADVOCACY: AWARENESS IS A CORNERSTONE OF THE AUTISM SPEAKS MISSION. IN 2013, ENORMOUS STRIDES WERE MADE TO SHINE A LIGHT ON AUTISM THROUGH AUTISM SPEAKS' AWARD-WINNING AD COUNCIL CAMPAIGN. A NEW SERIES OF PSAS WERE LAUNCHED TARGETING AFRICAN AMERICAN AND HISPANIC PARENTS. ENTITLED "MAYBE," THE PSAS DEPICT PARENTS OBSERVING THE UNUSUAL BEHAVIOR OR NON-REACTION OF THEIR CHILD IN SEEMINGLY ORDINARY SITUATIONS. THE PSAS - CURRENTLY APPEARING IN DONATED TV, ONLINE, RADIO AND PRINT MEDIA SPACE - ENCOURAGE PARENTS TO ASK WHETHER "MAYBE" SOMETHING IS WRONG AND SEEK FURTHER INFORMATION ABOUT AUTISM. IN TOTAL, THE VALUE OF DONATED MEDIA RECEIVED FOR THE AD COUNCIL CAMPAIGN AND OTHER AUTISM SPEAKS AWARENESS CAMPAIGNS EQUALED $51.9 MILLION IN 2013. ADDITIONALLY, OUR RETAIL PARTNERSHIPS, SPECIAL EVENTS AND PROGRAMS SUCH AS WALK NOW FOR AUTISM SPEAKS, TEAM UP WITH AUTISM SPEAKS AND AUTISM SPEAKS U ALL SERVED TO ADVANCE THE AWARENESS OF AUTISM THROUGHOUT THE NATION AND MOTIVATED INDIVIDUALS TO ACT ON BEHALF OF THEIR LOVED ONES. GLOBALLY, AUTISM SPEAKS "LIGHT IT UP BLUE" INITIATIVE KICKED OFF WORLD AUTISM AWARENESS DAY AND AUTISM AWARENESS MONTH ON APRIL 2. MORE THAN 8,400 LANDMARKS IN 1,335 CITIES ON ALL SEVEN CONTINENTS ILLUMINATED IN BLUE TO RAISE INTERNATIONAL AWARENESS OF AUTISM. AUTISM SPEAKS HOSTED THE SIXTH ANNUAL WORLD FOCUS ON AUTISM BRINGING TOGETHER FIRST SPOUSES AND HEADS OF STATE FROM AROUND THE WORLD IN AN UNPRECEDENTED SHOW OF SUPPORT TO RAISE AWARENESS OF AUTISM AND ENCOURAGE COLLABORATION AMONG NATIONS TO IMPROVE SERVICES AND PROVISIONS AND SHARE BEST PRACTICES. FAMILY SERVICES IS COMMITTED TO CONNECTING AND EMPOWERING INDIVIDUALS WITH AUTISM AND THEIR FAMILIES WITH RESOURCES TO IMPROVE THEIR QUALITY OF LIFE TODAY AND INTO THE FUTURE. IN 2013, FOUR NEW TOOL KITS WERE LAUNCHED: THE ADVOCACY TOOL KIT AIMS TO HELP INDIVIDUALS AND THEIR FAMILIES DEVELOP AND USE CRITICAL ADVOCACY SKILLS IN ORDER TO ACHIEVE THE BEST POSSIBLE OUTCOMES. LEADING THE WAY: AUTISM-FRIENDLY YOUTH ORGANIZATIONS IS A GUIDE FOR ORGANIZATIONS TO ENSURE THAT YOUTH WITH AUTISM HAVE THE SAME FORMATIVE EXPERIENCES THROUGH COMMUNITY PROGRAMS THAT ARE AVAILABLE TO THEIR PEERS. THE POSTSECONDARY EDUCATIONAL OPPORTUNITIES GUIDE WAS CREATED TO HELP INDIVIDUALS WITH AUTISM AND THEIR FAMILIES EXPLORE THE DIFFERENT OPPORTUNITIES AND LEARNING ENVIRONMENTS AVAILABLE AFTER HIGH SCHOOL. THE EMPLOYMENT TOOL KIT CONTAINS A WEALTH OF INFORMATION AND TOOLS TO HELP ADULTS WITH AUTISM RESEARCH FIND AND RETAIN EMPLOYMENT IN THE COMPETITIVE LABOR MARKET. NEW FAMILY SERVICES GRANT PROGRAMS ANNOUNCED IN 2013 INCLUDED THE BRIAN & PATRICIA KELLY POSTSECONDARY EDUCATIONAL SCHOLARSHIP FUND AND REGIONAL AND NEIGHBORHOOD GRANT PROGRAMS. THROUGH THE KELLY FUND, $249,000 WAS AWARDED TO 11 COLLEGES, AS WELL AS VOCATIONAL AND TRANSITION PROGRAMS TO PROVIDE SCHOLARSHIPS TO FINANCIALLY DISADVANTAGED INDIVIDUALS WITH AUTISM. A TOTAL OF $700,000 WAS DISTRIBUTED TO 141 LOCAL ORGANIZATIONS THROUGH THE THREE LOCAL GRANT PROGRAMS. $343,000 WENT TO 15 RECIPIENTS THROUGH THE ANNUAL COMMUNITY GRANTS PROGRAM. IN ADDITION, 800 IPADS WERE AWARDED TO FINANCIALLY DISADVANTAGED INDIVIDUALS AND SCHOOLS IN 48 STATES. THE NATIONAL HOUSING AND RESIDENTIAL SUPPORTS SURVEY, WHICH HAD MORE THAN 10,700 RESPONDENTS, QUANTIFIED AND CHARACTERIZED THE CURRENT HOUSING AND RESIDENTIAL SUPPORT NEED OF INDIVIDUALS WITH AUTISM ACROSS THE COUNTRY. THE RESULTS WERE ANNOUNCED AT THE AUTISM SPEAKS TO WASHINGTON SUMMIT IN NOVEMBER. THESE RESULTS WILL HELP PROMOTE PUBLIC AND PRIVATE SECTOR SUPPORT TO BETTER MEET THE UNIQUE NEEDS OF ADULTS WITH AUTISM. FOR GOVERNMENT RELATIONS/ADVOCACY, AUTISM SPEAKS HELPED PASS LEGISLATION IN MINNESOTA, OREGON AND THE DISTRICT OF COLUMBIA TO ENSURE GREATER ACCESS TO CARE VIA MEANINGFUL HEALTH INSURANCE COVERAGE FOR AUTISM TREATMENTS. AUTISM SPEAKS ALSO HELPED SECURE LEGISLATION TO EXPAND EXISTING COVERAGE IN CALIFORNIA, MASSACHUSETTS, NEW MEXICO AND TEXAS. TO HELP GUIDE FAMILIES AND INDIVIDUALS WITH AUTISM THROUGH THE MAZE OF STATE AND FEDERAL LAWS GOVERNING HEALTH INSURANCE, AUTISM SPEAKS INTRODUCED THE ONLINE AUTISM INSURANCE LINK. THE PROGRAM LEADS USERS THROUGH A SERIES OF QUESTIONS TO DETERMINE WHAT COVERAGES THEIR POLICIES MAY PROVIDE, DEPENDING ON THEIR TYPE OF COVERAGE AND WHAT STATE THEY LIVE IN. THE ROLLOUT OF THE AFFORDABLE CARE ACT WAS ANALYZED FOR ITS IMPACT ON AUTISM INSURANCE BENEFITS AND WEB RESOURCES WERE PROVIDED FOR EACH STATE. THE GOVERNMENT RELATIONS TEAM ALSO WORKED WITH NUMEROUS SELF-FUNDED COMPANIES, SUCH AS JP MORGAN CHASE, AMERICAN EXPRESS, AND SALESFORCE, TO ENCOURAGE THE VOLUNTARY EXPANSION OF THEIR HEALTH BENEFIT PLANS TO INCLUDE MEANINGFUL AUTISM BENEFITS. FINALLY, AUTISM SPEAKS HOSTED A NATIONAL POLICY SUMMIT IN WASHINGTON, DC IN NOVEMBER 2013.
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet45,307,736
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
 
No
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
Yes
 
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II.................... Click to see attachment
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV .......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
286
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
1
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
291
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
34
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
33
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
Yes
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AR , CA , CO , CT , DE , DC , FL , GA , HI , IL , KS , KY , ME , MD , MA , MI , MN , MS , MO , NH , NJ , NM , NY , NC , ND , OH , OK , OR , PA , RI , SC , TN , UT , VA , WA , WV , WI
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletJOHN GRUBEREVP FINANCE ADMI1 EAST 33RD STREET 4TH FLOORNEW YORKNY10016 (646) 385-8516
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) ROBERT WRIGHT........................................................................
CHAIRMAN
 20.0
.......................   		X   X       0 0 0
(2) SUZANNE WRIGHT........................................................................
VICE CHAIRMAN
 20.0
.......................   		X   X       0 0 0
(3) CURTIS ARLEDGE........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(4) SALLIE BERNARD........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(5) JIM BRODER........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(6) CUONG DO........................................................................
DIRECTOR AS OF 12/13
 1.0
.......................   		X           0 0 0
(7) NANCI FREDKIN........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(8) PHILIP H GEIER JR........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(9) GARY W GOLDSTEIN MD........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(10) MATTHEW HIGGINS........................................................................
DIRECTOR AS OF 9/13
 1.0
.......................   		X           0 0 0
(11) DEE HILFIGER........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(12) TOMMY HILFIGER........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(13) ADRIAN M JONES........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(14) TIM JONES........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(15) MEL KARMAZIN........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(16) BRIAN KELLY........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(17) ARTIE KEMPNER........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) MARK LANEVE........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(19) BILLY MANN........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(20) BERNARD MARCUS........................................................................
VICE CHAIRMAN
 1.0
.......................   		X   X       0 0 0
(21) SHAWN MATTHEWS........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(22) GARY MAYERSON........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(23) KEVIN MURRAY........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(24) ALISON NIEDERAUER........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(25) HERBERT PARDES MD........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(26) ANDREW ROBERTSON........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(27) HOLLY ROBINSON PEETE........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(28) CHUCK SAFTLER........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(29) STUART SAVITZ........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(30) DAN SCHULMAN........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(31) LAURA SLATKIN........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(32) JOHN B WILSON........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(33) DAVID M WITTELS........................................................................
DIRECTOR
 1.0
.......................   		X           0 0 0
(34) ELIZABETH N FELD........................................................................
PRESIDENT
 40.0
.......................   		X   X       340,564 0 31,155
(35) GERALDINE DAWSON........................................................................
CHIEF SCIENCE (THRU 7/13)
 40.0
.......................   		    X       293,773 0 23,058
(36) ROBERT H RING........................................................................
CHIEF SCIENCE (AS OF 8/13)
 40.0
.......................   		    X       278,743 0 32,316
(37) THOMAS G HETZEL........................................................................
CFO THRU 1/13
 40.0
.......................   		    X       97,997 0 2,517
(38) SCOTT D NEWMAN........................................................................
CFO AS OF 5/13
 40.0
.......................   		    X       177,358 0 5,623
(39) PETER BELL........................................................................
EVP PROGRAMS&SERVCS THRU 9/13
 40.0
.......................   		      X     236,081 0 23,879
(40) ALEC M ELBERT........................................................................
CHIEF STRATEGY & DEVELOPMENT
 40.0
.......................   		      X     262,618 0 1,835
(41) MICHAEL J ROSEN........................................................................
EVP STRATEGIC COMMUNICATIONS
 40.0
.......................   		      X     164,661 0 12,619
(42) LISA GORING........................................................................
VP FAMILY SERVICES
 40.0
.......................   		      X     152,016 0 13,397
(43) ANITA S MILLER........................................................................
VP SCIENTIFIC REVIEW THRU 9/13
 40.0
.......................   		        X   218,216 0 7,349
(44) GARY D JAWORSKI........................................................................
SVP OF DEVELOPMENT
 40.0
.......................   		        X   209,083 0 17,332
(45) ANDY SHIH........................................................................
VP SCIENTIFIC AFFAIRS
 40.0
.......................   		        X   206,448 0 41,244
(46) CLARA M LAJONCHERE........................................................................
VP CLINICAL PROGRAMS
 40.0
.......................   		        X   194,273 0 24,978
(47) DANIEL G SMITH........................................................................
SR DIRECTOR, RESEARCH DISCOVER
 40.0
.......................   		        X   175,074 0 19,374
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 3,006,905 0 256,676
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet39
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
Yes
 
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
MANATT PHELPS PHILLIPS LLP, 11355 WEST OLYMPIC BLVDLOS ANGELESCA90064 LEGAL & ADVOCACY 426,007
CIVITAS PUBLIC AFFAIRS GROUP, 409 7TH STREET NW SUITE 350WASHINGTONDC20004 ADVOCACY CONSULTING 395,000
THE O TEAM, 1101 K STREET NW SUITE 100WASHINGTONDC20005 ADVOCACY 300,000
GC BALLROOM OPERATOR LLC, 55 WALL STREETNEW YORKNY10005 VENUE RENTAL 114,636
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet4
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a 1,718,516
b Membership dues....1b  
c Fundraising events....1c 8,636,958
d Related organizations...1d  
e Government grants (contributions)1e 757,837
f All other contributions, gifts, grants, and
similar amounts not included above1f 		52,611,758
g Noncash contributions included in lines
1a-1f:$ 		280,097
h Total. Add lines 1a-1f.......MediumBullet 63,725,069
Program Service RevenueAmt Business Code
2a
b
c
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 0
OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 20,220     20,220
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 0      
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss) 0 0
d Net rental income or (loss).......MediumBullet 0      
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory    
b Less: cost or other basis and sales expenses    
c Gain or (loss)    
d Net gain or (loss)..........MediumBullet 0      
8a Gross income from fundraising events (not including
$ 8,636,958
of contributions reported on line 1c). See Part IV, line 18 ..
a 2,198,304
b Less: direct expenses ...b 2,198,304
c Net income or (loss) from fundraising events..MediumBullet 0   0
9a Gross income from gaming activities.
See Part IV, line 19 ...
a 49,145
b Less: direct expenses ...b 7,525
c Net income or (loss) from gaming activities...MediumBullet 41,620     41,620
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See Instructions......MediumBullet 63,786,909     61,840
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 17,221,946 17,221,946
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 550,754 550,754
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 1,161,666 1,161,666
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 2,150,206 1,460,363 360,948 328,895
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 16,602,526 10,311,372 909,740 5,381,414
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 774,500 530,343 34,587 209,570
9 Other employee benefits ....... 2,133,185 1,271,075 141,228 720,882
10 Payroll taxes ........... 1,382,593 855,708 87,026 439,859
11 Fees for services (non-employees):        
a Management ...... 0      
b Legal ......... 449,145 286,593 50,974 111,578
c Accounting ........... 223,566 44,713 134,140 44,713
d Lobbying ........... 994,244 994,244    
e Professional fundraising services. See Part IV, line 17 67,719 67,719
f Investment management fees ...... 0      
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 3,426,465 2,211,704 62,138 1,152,623
12 Advertising and promotion .... 2,023,076 1,447,929 11,597 563,550
13 Office expenses ....... 4,723,804 2,298,034 102,778 2,322,992
14 Information technology ...... 1,564,668 708,764 215,613 640,291
15 Royalties .. 0      
16 Occupancy ........... 2,071,804 1,120,416 223,095 728,293
17 Travel ............ 1,341,114 964,581 29,092 347,441
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 824,882 773,551 4,101 47,230
20 Interest ........... 0      
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 385,105 211,808 57,836 115,461
23 Insurance .............. 153,826 88,724 21,605 43,497
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a MERCHANDISE & BIOMATERIALS 645,112 351,751   293,361
b DONATION PROCESSING & BANK FEE 831,805 12,566 126,262 692,977
c OTHER 697,638 429,131 34,780 233,727
d
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 62,401,349 45,307,736 2,607,540 14,486,073
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720). 19,312,470 8,386,025 0 10,926,445
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 1,629,540 1 4,176,893
2 Savings and temporary cash investments ......... 10,762,515 2 8,620,189
3 Pledges and grants receivable, net ........... 462,503 3 1,768,037
4 Accounts receivable, net ............. 977,793 4 3,155,492
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net ............. 0 7 0
8 Inventories for sale or use .............. 0 8 0
9 Prepaid expenses and deferred charges .......... 301,845 9 311,293
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 2,056,013
b Less: accumulated depreciation ..... 10b 777,866 1,288,188 10c 1,278,147
11 Investments—publicly traded securities .......... 44,593 11 18,394
12 Investments—other securities. See Part IV, line 11 ..... 0 12 0
13 Investments—program-related. See Part IV, line 11 ..... 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 316,506 15 348,980
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 15,783,483 16 19,677,425
Liabilities 17 Accounts payable and accrued expenses ......... 4,471,612 17 5,278,046
18 Grants payable ................. 5,496,764 18 4,691,055
19 Deferred revenue ................ 0 19 0
20 Tax-exempt bond liabilities ............. 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 0 25 0
26 Total liabilities. Add lines 17 through 25......... 9,968,376 26 9,969,101
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. -396,805 27 2,842,299
28 Temporarily restricted net assets ........... 6,211,912 28 6,866,025
29 Permanently restricted net assets ........... 0 29 0
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 5,815,107 33 9,708,324
34 Total liabilities and net assets/fund balances ........ 15,783,483 34 19,677,425
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
63,786,909
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
62,401,349
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
1,385,560
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
5,815,107
5
Net unrealized gains (losses) on investments ...............
5
 
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
2,507,657
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
 
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
9,708,324
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
AUTISM SPEAKS INC
 
Employer identification number

20-2329938
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 47,924,467 52,597,109 57,775,385 53,245,999 63,725,069 275,268,029
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 47,924,467 52,597,109 57,775,385 53,245,999 63,725,069 275,268,029
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 5,892,610
6 Public support. Subtract line 5 from line 4. 269,375,419
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 47,924,467 52,597,109 57,775,385 53,245,999 63,725,069 275,268,029
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 51,738 12,171 5,689 19,195 20,220 109,013
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..           0
11 Total support (Add lines 7 through 10). 275,377,042
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
97.821 %
15
15
99.820 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
0 %
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
AUTISM SPEAKS INC
 
Employer identification number

20-2329938
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
AUTISM SPEAKS INC
  		Employer identification number

20-2329938
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
AUTISM SPEAKS INC
  		Employer identification number

20-2329938
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
AUTISM SPEAKS INC
  		Employer identification number

20-2329938
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.SchCMd Bullet Information about Schedule C (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
If the organization answered "Yes" to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
AUTISM SPEAKS INC
 
Employer identification number

20-2329938
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2013

Schedule C (Form 990 or 990-EZ) 2013
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2013


Schedule C (Form 990 or 990-EZ) 2013
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
Yes
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
Yes
 
39,028
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
331,551
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
Yes
 
104,625
i
Other activities? ..........................
Yes
 
1,511,214
j
Total. Add lines 1c through 1i ...............................
1,986,418
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
PART II-B, LINE 1 INCLUDES DIRECT SALARIES AND BENEFITS FOR THE GOVERNMENT RELATIONS STAFF NOT APPORTIONED TO THE ABOVE CATEGORIES. ALSO INCLUDES OFFICE EXPENSES, SUCH AS TELEPHONES AND OFFICE SUPPLIES.
Schedule C (Form 990 or 990EZ) 2013

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AUTISM SPEAKS INC
 
Employer identification number

20-2329938
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance ....          
b Contributions ........          
c Net investment earnings, gains, and losses          
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........ 		         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............   527,299 211,216 316,083
d Equipment ................   552,816 400,229 152,587
e Other .................   975,898 166,421 809,477
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 1,278,147
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0








Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 0
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
FIN 48 AS is exempt from Federal income taxes under Section 501(c)(3) of the Internal Revenue Code and from state income taxes under comparable laws. All significant tax positions have been considered by management and it has been determined that all tax positions would be sustained upon examination by taxing authorities. There are no uncertain tax positions that require recognition in the accompanying financial statements or further disclosure in the notes to the financial statements. AS is required to file Form 990 (Return of Organization Exempt from Income Tax). AS is subject to audits by taxing jurisdictions; however, no audits for any periods are currently in progress. Management believes that AS is no longer subject to such audits for years prior to 2010 under Federal and state tax jurisdictions.
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.Right pointing arrow large image Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AUTISM SPEAKS INC
 
Employer identification number

20-2329938
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers.Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? ...............................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Europe (Including Iceland and Greenland) 0 0 Grantmaking   1,132,166
Middle East and North Africa 0 0 Grantmaking   29,500
           
           
           
           
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total ..... 0 0 1,161,666
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b) 0 0 1,161,666
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
Middle East and North Africa AUTISM RESEARCH 29,500 CHECK      
Europe (Including Iceland and Greenland) AUTISM RESEARCH 280,776 CHECK      
Europe (Including Iceland and Greenland) AUTISM 57,996 CHECK      
Europe (Including Iceland and Greenland) AUTISM RESEARCH 99,750 CHECK      
Europe (Including Iceland and Greenland) AUTISM RESEARCH 149,916 CHECK      
Europe (Including Iceland and Greenland) AUTISM RESEARCH 143,728 CHECK      
Europe (Including Iceland and Greenland) AUTISM RESEARCH 400,000 CHECK      
             
             
             
             
             
             
             
             
             
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
7
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2013
Schedule F (Form 990) 2013
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
PART I, LINE 2 MONITORING USE OF FUNDS FOR ALL GRANTS DOMESTIC AND INTERNATIONAL, THE GRANTEE MUST SUBMIT PROGRESS REPORTS INDICATING PROGRESS TOWARD PRE-ESTABLISHED CRITERIA AND AN ACCOUNTING OF SPENDING. FUTURE PAYMENTS ARE DEPENDENT UPON AUTISM SPEAKS REVIEW OF THOSE REPORTS TO SUBSTANTIATE SATISFACTORY PROGRESS.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2013
Additional Data


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Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AUTISM SPEAKS INC
 
Employer identification number

20-2329938
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
IPM ADVANCEMENT
2340 E BEARDSLEY ROAD
 
PHOENIX, AZ85024 		DIRECT MAIL CONSULTING   No 507,904 67,719 440,185
             
             
             
             
             
             
             
             
             
Total .................right arrow 507,904 67,719 440,185
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

Chef Gala
(event type) 		(b) Event #2

Winter Ball
(event type) 		(c) Other events

50
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 1,229,199 3,156,034 6,450,029 10,835,262
2 Less: Contributions . . 816,294 2,944,262 4,876,402 8,636,958
3 Gross income (line 1
minus line 2) . . . 		412,905 211,772 1,573,627 2,198,304
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . . 233,525 55,349 258,613 547,487
7 Food and beverages . 115,939 102,963 329,400 548,302
8 Entertainment . . . 28,026 3,125 112,235 143,386
9 Other direct expenses . 35,416 50,335 873,378 959,129
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 2,198,304
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow  
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .     49,145 49,145
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .     7,525 7,525
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow 7,525
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow 41,620
9
Enter the state(s) in which the organization operates gaming activities: IL , MA , NY , PA
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
100.000 %
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
ALEC ELBERT
Address right arrow
1 EAST 33RD STREET 4TH FLOOR
NEW YORK,NY10016
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
ALEC ELBERT
Gaming manager compensation right arrow $ 0
Description of services provided right arrow
RECORDKEEPING
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
PART I, LINE 2B, COLUMN V - AMOUNT PAID EXPENSE REIMBURSEMENTS PAID TO IPM $261,870. ALL EXPENSES REQUIRE PRE-APPROVAL AND ARE INVOICED SEPARATELY.
Schedule G (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
AUTISM SPEAKS INC
 
Employer identification number
20-2329938
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) 3-C INSTITUTE FOR SOCIAL DEVELOPMENT
1901 N HARRISON AVENUE SUITE 200
CARY,NC27513 		56-2237463   67,250       RESEARCH
(2) ARKANSAS CHILDREN'S HOSPITAL
1 CHILDRENS WAY SLOT 663
LITTLE ROCK,AR72202 		71-0568795 501(c)(3) 113,416       RESEARCH
(3) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA
HOUSTON,TX77030 		74-1613878 501(c)(3) 547,847       RESEARCH
(4) BEHAVIOR IMAGING SOLUTIONS
1423 W FRANKLIN ST
BOISE,ID83702 		20-3822912   95,480       RESEARCH
(5) BETH ISRAEL DEACONES
330 BROOKLINE AVE
BOSTON,MA02115 		04-2103881 501(c)(3) 50,600       RESEARCH
(6) BOARD OF REGENTS OF THE UNIVERSITY OF WISCONSIN SY
3400 NORTH MARYLAND AVENUE
MILWAUKEE,WI53211 		39-1805963 501(C)(3) 179,360       RESEARCH
(7) CALIFORNIA INSTITUTE
1200 EAST CALIFORNIA BOULEVARD
PASADENA,CA91125 		95-1643307 501(C)(3) 206,900       RESEARCH
(8) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVENUE
CLEVELAND,OH44106 		34-1018992 501(C)(3) 141,976       RESEARCH
(9) CHILDREN'S HOSPITAL BOSTON
300 LONGWOOD AVENUE
BOSTON,MA02115 		04-2774441 501(C)(3) 634,158       RESEARCH
(10) CHILDREN'S HOSPITAL LOS ANGELES
4650 SUNSET BLVD
LOS ANGELES,CA90027 		95-1690977 501(C)(3) 140,000       RESEARCH
(11) CHILDREN'S HOSPITAL OF PHILADELPHIA
3401 CIVIC CENTER BLVD
PHILADELPHIA,PA19104 		23-1352166 501(C)(3) 143,908       RESEARCH
(12) CINCINNATI CHILDREN'S HOSPITAL
3333 BURNET AVENUE
CINCINNATI,OH452293026 		31-0833936 501(C)(3) 145,333       RESEARCH
(13) COLUMBIA UNIVERSITY
COLUMBIA UNIVERSITY
NEW YORK,NY10027 		13-5598093 501(C)(3) 175,000       RESEARCH
(14) DREXEL UNIVERSITY
3141 CHESTNUT STREET
PHILADELPHIA,PA19104 		23-1352630 501(C)(3) 377,351       RESEARCH
(15) EMORY UNIVERSITY
1599 CLIFTON RD NE
CINCINNATI,OH30322 		58-0566256 501(C)(3) 179,499       RESEARCH
(16) FLORIDA STATE UNIVERSITY
600 W COLLEGE AVENUE
TALLAHASSEE,FL323067814 		59-1961248 501(C)(3) 29,500       RESEARCH
(17) GEORGETOWN UNIVERSITY
2121 WISCONSIN AVE NW SUITE 400
WASHINGTON,DC20007 		53-0196603 501(C)(3) 29,500       RESEARCH
(18) GEORGIA STATE UNIVERSITY
33 GILMER STREET SE
ATLANTA,GA30303 		58-6002050 501(C)(3) 179,499       RESEARCH
(19) HARVARD UNIVERSITY
1350 MASSACHUSETTS AVENUE
BOSTON,MA02138 		04-2103580 501(C)(3) 83,551       RESEARCH
(20) HUGO W MOSER RESEAR KENNEDY KRIEGER INSTITUTE
707 N BROADWAY
BALTIMORE,MD21205 		52-1524967 501(C)(3) 331,887       RESEARCH
(21) ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
1 GUSTAVE L LEVY PLACE
NEW YORK,NY10029 		13-6171190 501(C)(3) 186,437       RESEARCH
(22) JOHNS HOPKINS UNIVERSITY
3400 NORTH CHARLES STREET
BALTIMORE,MD21218 		52-0595110 501(C)(3) 560,990       RESEARCH
(23) KAISER FOUNDATION RESEARCH INSTITUTE
1800 HARRISON ST 16TH FLOOR
OAKLAND,CA94612 		94-1105628 501(C)(3) 299,999       RESEARCH
(24) MARCUS AUSTIM CENTER
1577 NORTHEAST EXPRESSWAY SUITE A
ATLANTA,GA30329 		26-2809380 501(C)(3) 271,042       RESEARCH
(25) MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT STREET
BOSTON,MA02114 		04-2697983 501(C)(3) 834,970       RESEARCH
(26) MEDICAL UNIVERSITY OF SOUTH CAROLINA
169 ASHLEY AVENUE
CHARLESTON,SC29403 		57-6000722 501(C)(3) 331,606       RESEARCH
(27) NATIONAL INSTITUTE OF MENTAL HEALTH (NIH)
9000 ROCKVILLE PIKE
BETHESDA,MD20892 		52-0858115 170(C)(1) 49,300       RESEARCH
(28) NATIONWIDE CHILDREN'S HOSPITAL
700 CHILDRENS DRIVE
COLUMBUS,OH43205 		31-6056230 501(C)(3) 140,000       RESEARCH
(29) NORTHWESTERN UNIVERSITY
633 CLARK STREET
EVANSTON,IL60208 		36-2167817 501(C)(3) 29,474       RESEARCH
(30) NEW YORK PRESBYTERIAN
722 W 168TH ST
NEW YORK,NY10032 		13-3160356 501(C)(3) 245,186       RESEARCH
(31) OREGON HEALTH & SCIENCE UNIVERSITY
3181 SW SAM JACKSON PARK ROAD
PORTLAND,OR972393098 		93-1176100 501(C)(3) 199,107       RESEARCH
(32) PORTLAND STATE UNIVERSITY
1825 SW BROADWAY
PORTLAND,OR97201 		48-1278529 501(C)(3) 59,997       RESEARCH
(33) RESEARCH FOUNDATION
1050 FOREST HILL ROAD
MANANDS,NY103146399 		14-6013200 501(C)(3) 149,986       RESEARCH
(34) SAN DIEGO STATE UNIVERSITY
5500 CAMPANILE DRIVE
SAN DIEGO,CA92182 		33-0373293 501(C)(3) 28,600       RESEARCH
(35) SOUTHWEST AUTISM RESEARCH AND RESOURCE CENTER (SAR
300 NORTH 18TH STREET
PHOENIX,AZ85006 		31-1496646 501(C)(3) 777,164       RESEARCH
(36) SEATTLE CHILDRENS HOSPITAL
4800 SAND POINT WAY NE
SEATTLE,WA98105 		91-1156519 501(C)(3) 51,400       RESEARCH
(37) SEQUOIA FOUNDATION
2166 ARENIDA DE LA PLAYA SUITE D
LA JOLLA,CA92037 		33-0100208 501(C)(3) 14,370       RESEARCH
(38) SIMONS FOUNDATION
101 FIFTH AVE 5
NEW YORK,NY10003 		13-3794889 501(C)(3) 337,779       RESEARCH
(39) STANFORD UNIVERSITY
450 SERRA MALL
STANFORD,CA94305 		94-1156365 501(C)(3) 168,625       RESEARCH
(40) STATE UNIVERSITY OF NEW YORK DOWNSTATE MEDICAL CE
35 STATE ST/PO BOX 9
ALBANY,NY122010009 		14-1368361 501(C)(3) 149,755       RESEARCH
(41) THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SF
2130 FULTON STREET
SAN FRANCISCO,CA94117 		94-1156628 501(C)(3) 113,000       RESEARCH
(42) TRUSTEES OF BOSTON UNIVERSITY
1 SILBER WAY
BOSTON,MA02215 		04-2103547 501(C)(3) 58,900       RESEARCH
(43) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
3451 WALNUT STREET
PHILADELPHIA,PA19104 		23-1352685 501(C)(3) 79,680       RESEARCH
(44) UNIVERSITY OF CALIFORNIA DAVIS
1 SHIELDS AVENUE
WEST SACRAMENTO,CA95616 		94-6036494 501(C)(3) 734,718       RESEARCH
(45) UNIVERSITY OF CALIFORNIA LOS ANGELES
405 HILGARD AVE
LOS ANGELES,CA900951751 		95-6006143 501(C)(3) 608,824       RESEARCH
(46) UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DRIVE
LA JOLLA,CA92093 		95-6006144 501(C)(3) 28,580       RESEARCH
(47) UNIVERSITY OF CALIFORNIA SANTA BARBARA
552 UNIVERSITY ROAD
SANTA BARBARA,CA93106 		95-6006145 501(C)(3) 29,500       RESEARCH
(48) UNIVERSITY OF COLORADO
1250 14TH STREET
DENVER,CO80202 		84-6000555 501(C)(3) 298,000       RESEARCH
(49) UNIVERSITY OF CONNECTICUT
115 N EAGLEVILLE ROAD
STORRSMANSFIELD,CT062691020 		06-0772160 501(C)(3) 219,948       RESEARCH
(50) UNIVERSITY OF MISSOURI
104 JESSE HALL
COLUMBIA,MO65211 		43-6003859 501(C)(3) 136,664       RESEARCH
(51) UNIVERSITY OF NORTH CAROLINA
220 EAST CAMERON AVENUE
CHAPEL HILL,NC275997090 		56-6001393 501(C)(3) 851,386       RESEARCH
(52) UNIVERSITY OF OKLAHOMA HEALTH SCIENCES CENTER
SERVICE CTR BLDG 228F 1100 N LIND
OKLAHOMA CITY,OK73104 		73-6017987 501(C)(3) 100,000       RESEARCH
(53) UNIVERSITY OF PITTSBURGH
4200 FIFTH AVENUE
PITTSBURGH,PA15260 		25-0965591 501(C)(3) 172,874       RESEARCH
(54) UNIVERSITY OF ROCHESTER
601 ELMWOOD AVE
ROCHESTER,NY14642 		16-0743209 501(C)(3) 140,000       RESEARCH
(55) UNIVERSITY OF SOUTHERN CALIFORNIA
3500 S FIGUEROA UGB-102
LOS ANGELES,CA900898001 		95-1642394 501(C)(3) 109,348       RESEARCH
(56) UNIVERSITY OF TEXAS
5323 HARRY HINES BLVD
DALLAS,TX753909127 		75-6002868 501(C)(3) 118,900       RESEARCH
(57) UNIVERSITY OF WASHINGTON
4001 1ST AVE NE
CHICAGO,IL98105 		91-6001537 501(C)(3) 256,981       RESEARCH
(58) VANDERBILT UNIVERSITY
3319 WEST END AVE SUITE 800
NASHVILLE,TN372038480 		62-0476822 501(C)(3) 347,632       RESEARCH
(59) WAISMAN CENTER
777 E WISCONSIN AVE
MILWAUKEE,WI53202 		39-1805963 501(C)(3) 46,254       RESEARCH
(60) WASHINGTON UNIVERSITY
ONE BROOKINGS DRIVE
ST LOUIS,MO63130 		43-0653611 501(C)(3) 56,900       RESEARCH
(61) WEILL CORNELL MEDICAL COLLEGE
445 E 69TH STREET
NEW YORK,NY10021 		13-1623978 501(C)(3) 191,420       RESEARCH
(62) WOMEN AND INFANTS HOSPITAL
101 DUDLEY STREET
PROVIDENCE,RI02905 		05-0258937 501(C)(3) 53,500       RESEARCH
(63) YALE UNIVERSITY
47 COLLEGE ST
SUITE 216
NEW HAVEN,CT06510 		06-0646973 501(C)(3) 257,402       RESEARCH
(64) ALASKA AUTISM RESOURCE CENTER (SPECIAL EDUCATION S
3501 DENALI STREET SUITE 101
ANCHORAGE,AK99503 		92-0117008 501(C)(3) 24,850       FAMILY SRVCS
(65) UNIVERSITY OF TEXAS AT AUSTIN SPEECH AND HEARING C
2504A WHITIS AVE
AUSTIN,TX78712 		74-6000203 501(C)(3) 24,643       FAMILY SRVCS
(66) MAKE STUDIO ART PROGRAM INC
3500 PARKDALE AVE BUILDING 1 SUIT
BALTIMORE,MD21211 		27-1830644 501(C)(3) 14,550       FAMILY SRVCS
(67) PATHFINDERS FOR AUTISM
303 INTERNATIONAL CIRCLE SUITE 110
COCKEYSVILLE,MD21030 		52-2226573 501(C)(3) 7,500       FAMILY SRVCS
(68) UNIVERSITY OF COLORADO FOUNDATION
1800 GRANT STREET SUITE 75
DENVER,CO80203 		84-6049811 501(C)(3) 20,784       FAMILY SRVCS
(69) WAYNE STATE UNIVERSITY
5475 WOODWARD
DETROIT,MI48202 		38-6028429 501(C)(3) 24,906       FAMILY SRVCS
(70) UNIVERSITY OF ARKANSAS FOUNDATION
GRADUATE EDUCATION BUILDING 217
FAYETTEVILLE,AR72701 		71-6056774 501(C)(3) 25,000       FAMILY SRVCS
(71) MAILMAN SEGAL CENTER AT NOVA SOUTHEASTERN UNIVERSI
3301 COLLEGE AVE
FORT LAUDERDALE,FL33314 		59-1083502 501(C)(3) 25,000       FAMILY SRVCS
(72) UNC GREENSBORO
1100 W MARKET STREET OFFICE 138B
GREENSBORO,NC27402 		56-6086393 501(C)(3) 25,000       FAMILY SRVCS
(73) ST MICHAEL'S HARBOUR
3679 E STATE STREET
HERMITAGE,PA16148 		55-0897732 501(C)(3) 23,500       FAMILY SRVCS
(74) ROBERT CROWN CENTER FOR HEALTH EDUCATION
21 SALT CREEK LANE
HINSDALE,IL60521 		36-2608742 501(C)(3) 20,074       FAMILY SRVCS
(75) ACADEMY FOR INCLUSIVE LEARNING AND SOCIAL GROWTH
KENNESAW STATE UNIVERSITY 1000 CHA
KENNESAW,GA30144 		23-7034345 501(C)(3) 25,000       FAMILY SRVCS
(76) LAGRANGE AREA DEPARTMENT OF SPECIAL EDUCATION
1301 COSSITT AVE
LAGRANGE,IL60525 		36-3699084 501(C)(3) 24,435       FAMILY SRVCS
(77) COMMUNITY LIVING OPPORTUNITIES INC
2125 DELAWARE ST
LAWRENCE,KS66046 		48-0896520 501(C)(3) 25,000       FAMILY SRVCS
(78) NEW YORK COLLABORATES FOR AUTISM
601 WEST 26TH STREET ROOM 1500
NEW YORK,NY10001 		57-1136147 501(C)(3) 1,340,803       FAMILY SRVCS
(79) RESOURCES FOR CHILDREN WITH SPECIAL NEEDS INC
116 EAST 16TH STREET 5TH FL
NEW YORK,NY10003 		11-2594790 501(C)(3) 25,000       FAMILY SRVCS
(80) THE CENTER FOR TEACHING AND RESEARCH IN AUTISM
163 WILLIAM ST 16TH FLOOR
NEW YORK,NY10038 		13-5562314 501(C)(3) 25,000       FAMILY SRVCS
(81) THE GILLEN BREWER SCHOOL
410 EAST 92ND STREET
NEW YORK,NY10128 		13-3676916 501(C)(3) 489,707       FAMILY SRVCS
(82) LIFELINE NEW YORK
845 THIRD AVE FL 15
NEW YORK,NY10022 		20-8695829 501(C)(3) 28,000       FAMILY SRVCS
(83) UNIVERSITY OF DELAWARE
240 ACADEMY STREET SUITE 130
NEWARK,DE19716 		51-6000297 501(C)(3) 25,000       FAMILY SRVCS
(84) CHAPMAN UNIVERSITY CHAPMAN ABILITY PROJECT
ONE UNIVERSITY DRIVE
ORANGE,CA92866 		95-1643992 501(C)(3) 9,963       FAMILY SRVCS
(85) LEGAL AID SOCIETY OF THE ORANGE COUNTY BAR ASSOCIA
100 EAST ROBINSON STREET
ORLANDO,FL32801 		59-1208322 501(C)(3) 25,000       FAMILY SRVCS
(86) HAVE DREAMS
515 BUSSE HIGHWAY SUITE 150
PARK RIDGE,IL60068 		36-4078008 501(C)(3) 22,127       FAMILY SRVCS
(87) VISTA VOCATIONAL & LIFE SKILLS CENTER
1356 OLD CLINTON RD
WESTBROOK,CT06498 		22-3106714 501(C)(3) 25,000       FAMILY SRVCS
(88) DADS 4 SPECIAL KIDS INC
PO BOX 73182
PHOENIX,AZ85050 		26-1680108 501(C)(3) 24,997       FAMILY SRVCS
(89) SOUTHWEST AUTISM RESEARCH & RESOURCE CENTER
300 N 18TH STREET
PHOENIX,AZ85006 		31-1496646 501(C)(3) 20,000       FAMILY SRVCS
(90) COLLEGE INTERNSHIP PROGRAM
199 SOUTH ST
PITTSFIELD,MA01201 		88-0145134   12,000       FAMILY SRVCS
(91) NONPAREIL INSTITUTE
5240 TENNYSON PARKWAY SUITE 105
PLANO,TX75024 		26-3351005 501(C)(3) 25,000       FAMILY SRVCS
(92) VIRGINIA COMMONWEALTH UNIVERSITY
800 E LEIGH STREET SUITE 3100
RICHMOND,VA23284 		54-6001758 501(C)(3) 150,000       FAMILY SRVCS
(93) ROCHESTER INSTITUTE OF TECHNOLOGY
50 LOMB MEMORIAL DRIVE
ROCHESTER,NY14623 		16-0743140 501(C)(3) 14,291       FAMILY SRVCS
(94) COLLEGE LIVING EXPERIENCE
401 N WASHINGTON ST
ROCKVILLE,MD20850 		27-0293554   12,000       FAMILY SRVCS
(95) AUTISTIC GLOBAL INITIATIVE (AGI)
4182 ADAMS AVENUE
SAN DIEGO,CA92116 		95-2548452 501(C)(3) 74,800       FAMILY SRVCS
(96) NORTHEAST PA CENTER FOR INDEPENDENT LIVING
1142 SANDERSON AVENUE
SCRANTON,PA18509 		23-2525528 501(C)(3) 25,000       FAMILY SRVCS
(97) WESTCHESTER INSTITUTE FOR HUMAN DEVELOPMENT
CEDARWOOD HALL A-106
VALHALLA,NY10595 		20-0738248 501(C)(3) 25,000       FAMILY SRVCS
(98) EASTER SEALS SOUTHEAST WI
2222 S 114TH STREET
WEST ALLIS,WI53227 		39-0816849 501(C)(3) 24,718       FAMILY SRVCS
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
94
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
4
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) EQUIPMENT ASSISTANCE 800   392,727   IPADS
(2) RENT 97 75,192      
(3) MORTGAGE 46 31,958      
(4) UTILITIES 82 28,075      
(5) CAR 14 9,562      
(6) TORNADO ASSISTANCE 6 4,500      
(7) CHILDCARE 2 2,000      
(8) FUNERAL ASSISTANCE 2 1,800      
(9) MEDICAL ASSISTANCE 3 1,550      
(10) HOUSING ASSISTANCE 4 1,500      
(11) LEGAL EXPENSES 1 1,040      
(12) FIRE ASSISTANCE 1 500      
(13) HURRICANE SANDY ASSISTANCE 1 250      
(14) HOSPITAL 1 100      
Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
PART I LINE 2 - MONITORING USE OF GRANT FUNDS RESEARCH GRANTS ARE PEER-REVIEWED BY TWO CORE GROUPS OF HIGHLY ESTEEMED SCIENTISTS AND CLINICIANS KNOWN AS THE SCIENTIFIC ADVISORY BOARD (SAB) AND THE TREATMENT ADVISORY BOARD (TAB). FOR ANY GIVEN PEER REVIEW MEETING, SAB AND TAB COVERAGE IS AUGMENTED BY ADDITIONAL LEADERS IN THE FIELD IN ORDER TO ENSURE THAT EACH PROPOSAL IS THOROUGHLY AND CAREFULLY REVIEWED. IN ORDER TO MAINTAIN FAIRNESS, ALL CONFLICTS OF INTEREST ON THE PART OF THE PANEL MEMBERS MUST BE REVEALED PRIOR TO THE REVIEW MEETING THAT IS HELD TO EVALUATE AND DISCUSS ALL PROPOSALS. ALL SCIENTIFIC EVALUATIONS OF PROPOSALS FOR FUNDING ARE CONDUCTED IN THE ABSENCE OF REVIEWERS WHO HAVE A CONFLICT OF INTEREST. THE PEER REVIEW PANELS ARE RESPONSIBLE FOR DISCUSSING AND EVALUATING THE SCIENTIFIC QUALITY AND MERIT OF GRANT APPLICATIONS SUBMITTED TO AUTISM SPEAKS. THE PANEL RECEIVES EXTENSIVE INSTRUCTIONS AND USES STANDARD GUIDELINES FOR SCORING GRANT APPLICATIONS. RECOMMENDATIONS OF THE PEER REVIEW PANEL ARE THEN REVIEWED BY THE AUTISM SPEAKS SCIENTIFIC REVIEW PANEL (SRP), A GROUP OF HIGHLY DISTINGUISHED SCIENTIFIC AND MEDICAL EXPERTS WHO CONSIDER THE RESEARCH MISSION OF AUTISM SPEAKS AND MAKE RECOMMENDATIONS ON RELEVANCE AND INNOVATION AS WELL AS SCIENTIFIC MERIT AND THE OVERALL RESEARCH PORTFOLIO OF AS. THE SRP'S RECOMMENDATIONS ARE FORWARDED TO THE AUTISM SPEAKS BOARD OF DIRECTORS FOR DETERMINATION OF FINAL FUNDING DECISIONS BASED ON SCIENTIFIC MERIT, RELEVANCE AND PRIORITY, AND BUDGETARY CONSIDERATIONS. ALL GRANT PAYMENTS ARE DEPENDENT ON THE GRANTEE SUBMITTING THE NECESSARY DOCUMENTATION. THE FIRST PAYMENT REQUIRES A FULLY EXECUTED AGREEMENT, ETHICS APPROVAL, AND A TIMELINE BY WHICH THE FUNDED RESEARCH WILL BE COMPLETED. ALL GRANTEES ARE REQUIRED TO SUBMIT FINANCIAL AND PROGRESS REPORTS AT DEFINED INTERVALS DURING THE TERM OF THE AWARD. AUTISM SPEAKS GRANTS AND SCIENCE STAFFS REVIEW ALL DOCUMENTS FOR SATISFACTORY AND ACCURATE REPORTING BEFORE APPROVING SUBSEQUENT PAYMENTS.
Schedule I (Form 990) 2013


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AUTISM SPEAKS INC
 
Employer identification number

20-2329938
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)ELIZABETH N FELDPRESIDENT (i)
(ii)		 314,374
0 		25,500
0 		690
0 		9,039
0 		22,116
0 		371,719
0 		0
0
(2)GERALDINE DAWSONCHIEF SCIENCE (THRU 7/13) (i)
(ii)		 252,618
0 		40,000
0 		1,155
0 		10,157
0 		12,901
0 		316,831
0 		0
0
(3)ROBERT H RINGCHIEF SCIENCE (AS OF 8/13) (i)
(ii)		 278,293
0 		0
0 		450
0 		10,200
0 		22,116
0 		311,059
0 		0
0
(4)SCOTT D NEWMANCFO AS OF 5/13 (i)
(ii)		 176,955
0 		0
0 		403
0 		1,375
0 		4,248
0 		182,981
0 		0
0
(5)PETER BELLEVP PROGRAMS&SERVCS THRU 9/13 (i)
(ii)		 174,906
0 		0
0 		61,175
0 		7,115
0 		16,764
0 		259,960
0 		0
0
(6)ALEC M ELBERTCHIEF STRATEGY & DEVELOPMENT (i)
(ii)		 217,356
0 		0
0 		45,262
0 		1,688
0 		147
0 		264,453
0 		0
0
(7)MICHAEL J ROSENEVP STRATEGIC COMMUNICATIONS (i)
(ii)		 163,908
0 		0
0 		753
0 		1,250
0 		11,369
0 		177,280
0 		0
0
(8)LISA GORINGVP FAMILY SERVICES (i)
(ii)		 151,660
0 		0
0 		356
0 		13,290
0 		107
0 		165,413
0 		0
0
(9)ANITA S MILLERVP SCIENTIFIC REVIEW THRU 9/13 (i)
(ii)		 172,572
0 		0
0 		45,644
0 		6,832
0 		517
0 		225,565
0 		0
0
(10)GARY D JAWORSKISVP OF DEVELOPMENT (i)
(ii)		 207,793
0 		0
0 		1,290
0 		2,150
0 		15,182
0 		226,415
0 		0
0
(11)ANDY SHIHVP SCIENTIFIC AFFAIRS (i)
(ii)		 205,874
0 		0
0 		574
0 		19,128
0 		22,116
0 		247,692
0 		0
0
(12)CLARA M LAJONCHEREVP CLINICAL PROGRAMS (i)
(ii)		 193,987
0 		0
0 		286
0 		17,720
0 		7,258
0 		219,251
0 		0
0
(13)DANIEL G SMITHSR DIRECTOR, RESEARCH DISCOVER (i)
(ii)		 174,818
0 		0
0 		256
0 		6,214
0 		13,160
0 		194,448
0 		0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A ONE KEY COMPLOYEE RECEIVED TAXABLE HOUSING AND GROSS UP PAYMENTS AS PART OF A RELOCATION PACKAGE.
PART I, LINE 4A PETER BELL $60,856 THOMAS G. HETZEL $80,762 ANITA S. MILLER $44,079
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
MediumBulletInformation about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AUTISM SPEAKS INC
 
Employer identification number

20-2329938
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ......Small Bullet $  
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2013
Schedule L (Form 990 or 990-EZ) 2013
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) THE ADVERTISING COUNCIL COMMON BOARD MEMBER 755,867 AWARENESS CAMPAIGN FEES   No
(2) KARMA 411 35% CONTROLLED ENTITY 222,248 WEB FUNDRAISING SERVICES   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AUTISM SPEAKS INC
 
Employer identification number

20-2329938
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 25 280,097 SELLING PRICE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
 
No
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2013)
Schedule M (Form 990) (2013)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
SCHEDULE M, LINE 32B THE ORGANIZATION USES AN INVESTMENT FIRM TO SELL STOCK CONTRIBUTIONS.
Schedule M (Form 990) (2013)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
AUTISM SPEAKS INC
 
Employer identification number

20-2329938
Return Reference Explanation
FORM 990, PART VI, SECTION A, LINE 2 ROBERT WRIGHT (CHAIR) AND SUZANNE WRIGHT (CO-CHAIR) ARE HUSBAND AND WIFE. TOMMY HILFIGER, (DIRECTOR) AND DEE HILFIGER (DIRECTOR) ARE HUSBAND AND WIFE.
FORM 990, PART VI, SECTION B, LINE 11 THE FORM IS PREPARED BY EXTERNAL TAX PREPARERS AND REVIEWED BY MANAGEMENT. ONCE COMPLETED, THE COMPLETE FORM 990 IS PRESENTED TO AND REVIEWED BY AUTISM SPEAKS AUDIT COMMITTEE AND THE BOARD OF DIRECTORS IN ADVANCE OF FILING WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICTS OF INTEREST POLICY IS REVIEWED ANNUALLY AT A BOARD MEETING WITH KEY EXECUTIVES PRESENT. BOARD MEMBERS, KEY EXECUTIVES, AND ALL STAFF ARE REQUIRED TO REVIEW AND SIGN THE POLICY ON AN ANNUAL BASIS AND TO DISCLOSE ANY BUSINESS ENTITY TO WHICH THEY OR THEIR SPOUSE HAVE AN INTEREST AND WHICH PROVIDED SERVICES TO AUTISM SPEAKS OR TO WHICH AUTISM SPEAKS PROVIDED GRANTS OR SERVICES. ALSO, REQUIRED TO BE LISTED IS ANY ENTITY, WHETHER BUSINESS, INSTITUTION, OR NON-PROFIT ORGANIZATION, WITH WHICH THEY ARE CURRENTLY AFFILIATED WITH IN ANY WORKING CAPACITY. THE AUTISM SPEAKS STAFF REVIEW EACH GRANT AWARDED FOR POTENTIAL CONFLICTS OF INTEREST AND EVERY BUSINESS ENTITY REPORTED BY BOARD MEMBERS OR STAFF WITH WHICH A WORKING RELATIONSHIP OUTSIDE OF AUTISM SPEAKS EXISTS IS INVESTIGATED FOR A POTENTIAL CONFLICT OF INTEREST. AUTISM SPEAKS MAY IMPOSE SANCTIONS ON A COVERED PERSON FOR NON-COMPLIANCE INCLUDING TERMINATION.
FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS CEO COMPENSATION OF SEVERAL NATIONAL NON-PROFITS OF LIKE SIZE WHEN DETERMINING APPROPRIATE COMPENSATION FOR AUTISM SPEAKS PRESIDENT AND OTHER SENIOR EXECUTIVES. ADDITIONALLY, AUTISM SPEAKS HAS IN PLACE A FORMAL COMPENSATION STRUCTURE BASED ON MARKET DATA OF SIMILAR SIZED ORGANIZATION, WHICH DETERMINES A SALARY RANGE BY JOB. AUTISM SPEAKS AIMS TO PAY INDIVIDUALS AT COMPETITIVE MARKET DATA.
FORM 990, PART VI, SECTION C, LINE 19 AUTISM SPEAKS AUDITED FINANCIAL STATEMENTS AND FORM 990 ARE AVAILABLE ON ITS WEBSITE- AUTISMSPEAKS.ORG AND ARE AVAILABLE UPON REQUEST. AUTISM SPEAKS FORM 1023, CONFLICTS OF INTEREST POLICY AND BY-LAWS ARE AVAILABLE UPON REQUEST.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.
MediumBullet Information about Schedule R (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
AUTISM SPEAKS INC
 
Employer identification number

20-2329938
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) DELIVERING SCIENTIFIC INNOVATION FOR AUT
1060 STATE ROAD
Princeton,NJ08540
46-1157381 		SEE PART VII DE 0 205 AUTISM SPEAK
 










Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) ADVANCING FUTURES FOR ADULTS WITH AUTISM

1 EAST 33RD STREET

NEW YORK,NY10016
26-4813657 		SEE PART VII DE 501(c)(3) 7 AUTISM SPEAK
 
Yes
 
(2) AUTISM SPEAKS CANADA

5401 EGLINTON AVENUE WEST STE 115
Toronto,Canada  
CA
86-9420208 		SEE PART VII CA     Autism Speak
 
Yes
 










For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No












Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
 
No
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
 
No
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
 
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) ADVANCING FUTURES FOR ADULTS with Autism

 Q 65,806 ACTUAL EXPENSES
(2) AUTISM SPEAKS CANADA (AS CANADA)

 Q 45,454 ACTUAL EXPENSES




Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V?UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2013
Schedule R (Form 990) 2013
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Sch R, Part I&II, Col b - Primary Activitiy Primary Activities DELIVERING SCIENTIFIC INNOVATION FOR AUTISM, LLC - FUND PRODUCT DEVELOPMENT TO MEET MEDICAL & HEALTH NEEDS OF AUTISM COMMUNITY. ADVANCING FUTURES FOR ADULTS WITH AUTISM INC - SUPPORT FOR ADULTS WITH AUTISM. AUTISM SPEAKS CANADA - AUTISM RESEARCH, AWARENESS, & FAMILY SERVICES.
Schedule R (Form 990) 2013
Additional Data


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