Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
DOROTHY U DALTON FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O GREENLEAF TRUST 211 SOUTH ROSESTRoom/suite
City or town, state or province, country, and ZIP or foreign postal code
KALAMAZOO, MI49007
A Employer identification number

38-2240062
B Telephone number (see instructions)

(269) 388-9800
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$35,565,833J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 24,351 24,351  
4 Dividends and interest from securities...... 635,238 635,238  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,782,818
b Gross sales price for all assets on line 6a 9,961,095
7 Capital gain net income (from Part IV, line 2)... 1,782,818
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 2,442,407 2,442,407  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 8,995 4,497   4,498
c Other professional fees (attach schedule).... Click to see attachment 174,507 150,507   24,000
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 54,405 2,476   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 595 0   595
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 238,502 157,480   29,093
25 Contributions, gifts, grants paid........ 1,637,500 1,637,500
26 Total expenses and disbursements. Add lines 24 and 25 1,876,002 157,480   1,666,593
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 566,405
b Net investment income (if negative, enter -0-) 2,284,927
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 4,722 2,991 2,991
2 Savings and temporary cash investments.......... 3,149,634 2,308,886 2,308,886
3 Accounts receivable bullet5,833
Less: allowance for doubtful accounts bullet   28,876 5,833  
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 1,253,238 Click to see attachment1,664,187 1,520,653
b Investments—corporate stock (attach schedule)........ 9,636,529 Click to see attachment12,476,516 16,952,422
c Investments—corporate bonds (attach schedule)........ 2,352,097 Click to see attachment2,686,866 2,603,891
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 12,529,947 Click to see attachment10,376,169 12,176,990
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 28,955,043 29,521,448 35,565,833
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 14,119,390 14,119,390
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 14,835,653 15,402,058
30 Total net assets or fund balances (see page 17 of the
instructions).................... 28,955,043 29,521,448
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 28,955,043 29,521,448
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 28,955,043
2 Enter amount from Part I, line 27a..................... 2 566,405
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 29,521,448
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 29,521,448
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 515 SHS BUNGE LTD P 2012-05-17 2013-04-03
b 3485 SHS BUNGE LTD P 2012-05-17 2013-04-02
c 454 SHS BUNGE LTD P 2012-06-14 2013-04-03
d 2846 SHS BUNGE LTD P 2012-06-14 2013-04-04
e 3000 SHS CELGENE CORPORATION P 2012-05-17 2013-04-29
400 SHS CELGENE CORPORATION P 2012-06-14 2013-04-29
11548.402 SHS COLUMBIA INCOME OPPORTUNITIES FUND CL Z P 2012-06-20 2013-02-25
20554.985 SHS COLUMBIA INCOME OPPORTUNITIES FUND CL Z P 2012-07-26 2013-02-25
11224.49 SHS COLUMBIA INCOME OPPORTUNITIES FUND CL Z P 2012-08-16 2013-02-25
26845.638 SHS CREDIT SUISSE COMMODITY RETURN STRATEGY FD P 2012-06-14 2013-04-25
13531.8 SHS CREDIT SUISSE COMMODITY RETURN STRATEGY FD P 2012-06-21 2013-04-25
2300 SHS FACTSET P 2012-06-21 2013-06-13
150 SHS FACTSET P 2012-10-26 2013-06-13
250000 FV FEDERAL HOME LOAN BANK STEP 1.250% 08/16/22 P 2012-08-22 2013-05-16
100000 FV FEDERAL HOME LOAN BANK STEP 1.500% 02/22/23 P 2013-03-04 2013-05-22
250 SHS GENERAL DYNAMICS CORP P 2012-07-26 2013-07-05
5000 SHS GLAXOSMITHKLINE PLC SPONSORED ADR P 2012-12-17 2013-05-17
5095 SHS ISHARES S&P 500 GROWTH INDEX FUND P 2012-10-26 2013-09-26
400 SHS ISHARES S&P 500 GROWTH INDEX FUND P 2012-12-17 2013-09-26
5775 SHS ISHARES S&P 500 VALUE ETF P 2012-10-26 2013-09-26
450 SHS ISHARES S&P 500 VALUE ETF P 2012-12-17 2013-09-26
1610 SHS ISHARES S&P MIDCAP 400 GROWTH ETF P 2012-07-26 2013-02-21
2715 SHS ISHARES S&P SMALLCAP 600 GROWTH ETF P 2012-10-26 2013-02-21
2050 SHS ISHARES TR S & P MIDCAP VALUE INDEX P 2012-07-26 2013-02-21
2825 SHS ISHARES TR S & P SMALLCAP VALUE INDEX P 2012-10-26 2013-02-21
1500 SHS NOVO NORDISK A/S ADR P 2012-05-17 2013-02-21
1600 SHS NOVO NORDISK A/S ADR P 2012-06-14 2013-02-21
3333.333 SHS PIMCO TOTAL RETURN FUND P 2013-02-21 2013-05-30
7359.473 SHS TEMPLETON GLOBAL BOND FUND ADVISOR CL P 2012-06-20 2013-05-16
4000 SHS TIFFANY & CO P 2012-12-11 2013-05-31
27777.778 SHS VANGUARD SHORT-TERM INVESTMENT GRADE FUND ADM P 2012-07-26 2013-02-21
12567.192 SHS VANGUARD SHORT-TERM INVESTMENT GRADE FUND ADM P 2012-08-16 2013-02-21
45998.16 SHS VANGUARD SHORT-TERM INVESTMENT GRADE FUND ADM P 2012-12-17 2013-02-21
200 SHS VODAFONE GROUP PLC ADR P 2012-10-26 2013-09-27
400 SHS VODAFONE GROUP PLC ADR P 2012-12-17 2013-09-27
800 SHS WESTERN UNION CO P 2012-06-14 2013-05-22
2000 SHS AMPHENOL CORPORATION P 2012-05-17 2013-06-20
18649.396 SHS COLUMBIA INCOME OPPORTUNITIES FUND CL Z P 2012-04-19 2013-05-16
6000 SHS GENERAL DYNAMICS CORP P 2003-01-07 2013-07-05
700 SHS GENERAL DYNAMICS CORP P 2012-06-14 2013-07-05
2305 SHS ISHARES S&P 500 GROWTH INDEX FUND P 2012-10-26 2013-11-22
2600 SHS ISHARES S&P 500 GROWTH INDEX FUND P 2012-10-26 2013-11-14
3000 SHS ISHARES S&P 500 VALUE ETF P 2012-10-26 2013-11-14
3225 SHS ISHARES S&P 500 VALUE ETF P 2012-10-26 2013-11-22
1500 SHS PEPSICO INC P 1998-12-18 2013-04-29
1000 SHS PEPSICO INC P 1999-01-20 2013-04-29
500 SHS PEPSICO INC P 1999-04-28 2013-04-29
3000 SHS STRYKER CORP P 2002-07-10 2013-11-14
15432.099 SHS TEMPLETON GLOBAL BOND FUND ADVISOR CL P 2012-04-19 2013-05-16
3600 SHS TIFFANY & CO P 2012-05-17 2013-05-31
8000 SHS VODAFONE GROUP PLC ADR P 2012-05-17 2013-09-27
12500 SHS WESTERN UNION CO P 2012-05-10 2013-05-22
250000 FV FEDERAL HOME LOAN BANK STEP 2.370% 04/09/20 P 2012-08-22 2013-04-09
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 36,455   31,292 5,163
b 254,371   211,751 42,620
c 32,137   26,407 5,730
d 200,892   165,536 35,356
e 357,338   208,816 148,522
47,645   26,223 21,422
116,408   110,749 5,659
207,194   200,000 7,194
113,143   110,000 3,143
205,101   200,000 5,101
103,383   100,000 3,383
234,481   211,279 23,202
15,292   13,597 1,695
250,000   249,950 50
100,000   99,880 120
19,740   15,825 3,915
260,004   220,225 39,779
458,029   385,813 72,216
35,959   30,404 5,555
456,370   376,760 79,610
35,561   29,948 5,613
196,097   168,685 27,412
244,645   219,825 24,820
197,437   163,731 33,706
245,459   217,124 28,335
259,189   211,502 47,687
276,469   218,383 58,086
37,000   37,300 -300
100,163   93,097 7,066
314,634   230,436 84,198
300,833   300,000 833
136,103   135,600 503
498,160   500,000 -1,840
6,993   5,480 1,513
13,987   10,244 3,743
13,375   12,800 575
152,404   104,478 47,926
191,902   178,661 13,241
473,766   239,713 234,053
55,273   44,709 10,564
220,382   174,543 45,839
247,490   196,882 50,608
249,536   195,720 53,816
270,385   210,399 59,986
124,051   58,138 65,913
82,701   38,913 43,788
41,351   18,975 22,376
222,131   73,095 149,036
210,031   200,000 10,031
283,170   217,584 65,586
279,731   210,401 69,330
208,981   215,379 -6,398
250,000   252,025 -2,025
17,763     17,763
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       5,163
b       42,620
c       5,730
d       35,356
e       148,522
      21,422
      5,659
      7,194
      3,143
      5,101
      3,383
      23,202
      1,695
      50
      120
      3,915
      39,779
      72,216
      5,555
      79,610
      5,613
      27,412
      24,820
      33,706
      28,335
      47,687
      58,086
      -300
      7,066
      84,198
      833
      503
      -1,840
      1,513
      3,743
      575
      47,926
      13,241
      234,053
      10,564
      45,839
      50,608
      53,816
      59,986
      65,913
      43,788
      22,376
      149,036
      10,031
      65,586
      69,330
      -6,398
      -2,025
      17,763
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,782,818
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,799,085 31,095,946 0.057856
2011 1,395,046 30,682,479 0.045467
2010 1,729,013 29,857,474 0.057909
2009 1,786,272 27,587,728 0.064749
2008 2,060,480 34,653,645 0.059459
2 Total of line 1, column (d) ...................... 2 0.285440
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.057088
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 32,837,963
5 Multiply line 4 by line 3....................... 5 1,874,654
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 22,849
7 Add lines 5 and 6......................... 7 1,897,503
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,666,593
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 45,699
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 45,699
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 45,699
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 50,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 50,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,301
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet4,301 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletRN KILGORE GREENLEAF TRUST Telephone no.bullet (269) 388-9800
    Located atbullet211 SOUTH ROSE STREETKALAMAZOOMI ZIP+4bullet49007
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    HOWARD KALLEWARD /DIRECTOR
    1.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    RONALD N KILGORE SEC/TREAS/DIRECTOR
    4.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    JUDY K JOLLIFFE DIRECTOR
    1.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    SARAH A JOHANSSON DIRECTOR
    1.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    ELIZABETH A BENNETT DIRECTOR
    1.00     		0 0 0
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    GREENLEAF TRUST ASSET MANAGEMENT 174,507
    211 SOUTH ROSE ST
    KALAMAZOO,MI49007
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,641,898
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    45,699
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    45,699
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,596,199
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,596,199
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,596,199
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 1,596,199
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 352,798
    b From 2009....... 421,744
    c From 2010....... 254,733
    d From 2011.......  
    e From 2012....... 540,622
    fTotal of lines 3a through e......... 1,569,897
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,666,593
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 1,596,199
    e Remaining amount distributed out of corpus 70,394
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,640,291
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		352,798
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		1,287,493
    10 Analysis of line 9:
    a Excess from 2009.... 421,744
    b Excess from 2010.... 254,733
    c Excess from 2011....  
    d Excess from 2012.... 540,622
    e Excess from 2013.... 70,394
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    RONALD N KILGORE GREENLEAF TRUST
    211 SOUTH ROSE STREET
    KALAMAZOO,MI49007
    (269) 388-9800
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICANTS SHOULD SUBMIT A BRIEF DESCRIPTION AND BUDGET OF THE PROJECT OR PROGRAM THAT THE GRANT IS INTENDED TO FUND.
    cAny submission deadlines:
    THE BOARD MEETS TO ACT ON APPLICATIONS IN JUNE, SEPTEMBER AND DECEMBER.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NO GRANTS OR LOANS WILL BE GIVEN TO INDIVIDUALS.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AMERICAN DIABETES ASSOCIATION
    1550 E BELTLINE SE SUITE 250
    GRAND RAPIDS,MI49506     		N/A PC CAMP MIDICHA 3,000
    BACH FESTIVAL SOCIETY OF KALAMAZOO
    1140 ACADEMY
    KALAMAZOO,MI49006     		N/A PC GENERAL SUPPORT 2013-2014 SEASON 3,000
    BALLET ARTS ENSEMBLE INC
    2108 RAMBLING ROAD
    KALAMAZOO,MI49008     		N/A PC 2013-2014 SEASON 2,500
    BIG BROTHERS BIG SISTERS
    359 S KALAMAZOO MALL
    KALAMAZOO,MI49007     		N/A PC SUSTAINABLE CAPACITY BUILDING SUPPORT 15,000
    BLACK ARTS & CULTURAL CENTER
    1722 SHAFFER
    KALAMAZOO,MI49048     		N/A PC GENERAL SUPPORT 10,000
    BOY SCOUTS OF AMERICA SW MI COUNCIL
    1035 W MAPLE ST
    KALAMAZOO,MI49001     		N/A PC SUMMER CAMP STAFF TRAINING 10,000
    BOYS AND GIRLS CLUBS OF GREATER KALAMAZOO
    915 LAKE ST
    KALAMAZOO,MI49001     		N/A PC SOCIAL RECREATION PROGRAMS 35,000
    BRONSON HEALTH FOUNDATION
    301 JOHN STREET
    KALAMAZOO,MI49007     		N/A PC BRONSON COMMONS GRANT 30,000
    CHADD INC
    8181 PROFESSIONAL PL
    LANDOVER,MD20785     		N/A PC GENERAL SUPPORT 1,500
    COMMUNITIES IN SCHOOLS
    125 WEST EXCHANGE PLACE
    KALAMAZOO,MI49007     		N/A PC SUPPORT SYSTEM FOR ACADEMIC SUCCESS 50,000
    COMMUNITY ADVOCATES FOR PERSONS WITH DEVELOPMENTAL DISABILITIES
    3901 EMERALD DR SUITE B
    KALAMAZOO,MI49001     		N/A PC GENERAL SUPPORT 10,000
    COMMUNITY HEALING CENTER
    2614 STADIUM DR
    KALAMAZOO,MI49007     		N/A PC REPAIR AND RESTORE HEALING CENTER BUILDINGS 65,000
    COMMUNITY HEALING CENTERS
    2614 STADIUM DR
    KALAMAZOO,MI49007     		N/A PC DETOXIFICATION AND RESIDENTIAL SUBSTANCE ABUSE TREATMENT 50,000
    COMMUNITY HOMEWORKS
    504 S WESTNEDGE AVENUE
    KALAMAZOO,MI49008     		N/A PC HOMEOWNER SUPPORT PROGRAM 10,000
    COMSTOCK COMMUNITY CENTER INC
    6330 KING HIGHWAY
    COMSTOCK,MI49011     		N/A PC MORTGAGE REPAYMENT 50,000
    CONSTANCE BROWN HEARING & SPEECH CENTER
    1634 GULL ROAD
    KALAMAZOO,MI49048     		N/A PC UNIVERSAL NEWBORN HEARING SCREENING 30,000
    COUNCIL OF MICHIGAN FOUNDATIONS
    ONE SOUTH HARBOR DR SUITE 3
    GRAND HAVEN,MI49417     		N/A PC ANNUAL MEMBERSHIP 2,500
    DISABILITY NETWORK SOUTHWEST MICHIGAN
    517 EAST CROSSTOWN PARKWAY
    KALAMAZOO,MI49001     		N/A PC INDEPENDENT LIVING PROGRAM 5,000
    DKA CHARITIES INC
    141 EAST MICHIGAN AVENUE SUITE 501
    KALAMAZOO,MI49007     		N/A PC DOWNTOWN COMMUNITY POLICING OFFICER 5,000
    DOUGLAS COMMUNITY ASSOCIATION
    1000 W PATERSON ST
    KALAMAZOO,MI49007     		N/A PC GENERAL SUPPORT 25,000
    DRUG TREATMENT COURT FOUNDATION
    PO BOX 50587
    KALAMAZOO,MI49005     		N/A PC GENERAL SUPPORT 50,000
    FIRST DAY SHOE FUND
    2525 FULFORD STREET
    KALAMAZOO,MI49001     		N/A PC GENERAL SUPPORT 3,000
    FONTANA CHAMBER ARTS
    359 S BURDICK ST SUITE 200
    KALAMAZOO,MI49007     		N/A PC OUTREACH AND EDUCATIONAL PROGRAMS 7,000
    FOUNDATION CENTER
    79 FIFTH AVENUE
    NEW YORK,NY10003     		N/A PC ANNUAL MEMBERSHIP 500
    GIRL SCOUTS HEART OF MICHIGAN
    601 WEST MAPLE STREET
    KALAMAZOO,MI49008     		N/A PC CAMP MERRIE WOOD ADVENTURE HOUSE 25,000
    GREATER KALAMAZOO UNITED WAY
    709 S WESTNEDGE
    KALAMAZOO,MI49007     		N/A PC 2012-2013 ANNUAL CAMPAIGN 70,000
    GREATER KALAMAZOO UNITED WAY
    709 S WESTNEDGE
    KALAMAZOO,MI49007     		N/A PC KALAMAZOO COUNTY EVICTION DIVERSION PROJECT 10,000
    GRYPHON PLACE
    1104 S WESTNEDGE
    KALAMAZOO,MI49008     		N/A PC NEW BUILDING CAMPAIGN 25,000
    HOUSING RESOURCES INC
    345 N BURDICK STREET
    KALAMAZOO,MI49007     		N/A PC GENERAL SUPPORT 25,000
    IRVING S GILMORE INT'L KEYBOARD FESTIVAL
    359 S BURDICK ST SUITE 101
    KALAMAZOO,MI49007     		N/A PC PIANO CAMP 2013 10,000
    JULIUS AND ESTER STULBERG AUDITIONS
    359 S BURDICK ST SUITE 14
    KALAMAZOO,MI49007     		N/A PC FEES FOR COMPETITION ADJUDICATORS 3,500
    KAIROS DWELLING
    2945 GULL ROAD
    KALAMAZOO,MI49048     		N/A PC GENERAL SUPPORT 25,000
    KALAMAZOO CHILDREN'S CHORUS
    PO BOX 50414
    KALAMAZOO,MI49005     		N/A PC EASTSIDE SATELLITE CHOIR 5,000
    KALAMAZOO CIVIC THEATER
    329 S PARK STREET
    KALAMAZOO,MI49007     		N/A PC DEVELOPMENT DIRECTOR 15,000
    KALAMAZOO CIVIC THEATER
    329 S PARK STREET
    KALAMAZOO,MI49007     		N/A PC GENERAL SUPPORT 2013-2014 150,000
    KALAMAZOO COLLEGE
    1200 ACADEMY STREET
    KALAMAZOO,MI49006     		N/A PC FESTIVAL PLAYHOUSE - DALTON MAINTENANCE FUND 40,000
    KALAMAZOO COLLEGE
    1200 ACADEMY STREET
    KALAMAZOO,MI49006     		N/A PC FITNESS & WELLNESS CENTER CAPITAL CAMPAIGN 100,000
    KALAMAZOO COMMUNITY FOUNDATION
    151 SOUTH ROSE STREET
    KALAMAZOO,MI49007     		N/A PC DEPOT BUILDING PROJECT 25,000
    KALAMAZOO COUNTY PARKS & RECREATION
    2900 LAKE STREET
    KALAMAZOO,MI49048     		N/A PC KALAMAZOO RIVER VALLEY TRAIL PROJECT 25,000
    KALAMAZOO COUNTY READY 4S
    222 S WESTNEDGE AVENUE
    KALAMAZOO,MI49007     		N/A PC GENERAL SUPPORT 5,000
    KALAMAZOO IN BLOOM
    PO BOX 20178
    KALAMAZOO,MI49019     		N/A PC GENERAL SUPPORT 4,000
    KALAMAZOO INSTITUTE OF ARTS
    314 SOUTH PARK STREET
    KALAMAZOO,MI49007     		N/A PC KIA YOUTH EDUCATION PROGRAMS 20,000
    KALAMAZOO JUNIOR SYMPHONY
    714 S WESTNEDGE
    KALAMAZOO,MI49007     		N/A PC GENERAL SUPPORT 4,000
    KALAMAZOO LOAVES AND FISHES
    913 E ALCOTT STREET
    KALAMAZOO,MI49001     		N/A PC FACILITIES CAMPAIGN 25,000
    KALAMAZOO LOAVES AND FISHES
    913 E ALCOTT STREET
    KALAMAZOO,MI49001     		N/A PC GENERAL SUPPORT 25,000
    KALAMAZOO NATURE CENTER
    7000 N WESTNEDGE AVE
    KALAMAZOO,MI49007     		N/A PC CAPITAL CAMPAIGN - NO CHILD LEFT INSIDE 100,000
    KALAMAZOO PUBLIC LIBRARY
    315 S ROSE ST
    KALAMAZOO,MI49007     		N/A PC ONEPLACE PROGRAMS AND SERVICES 15,000
    KALAMAZOO SYMPHONY ORCHESTRA
    359 S BURDICK ST SUITE 100
    KALAMAZOO,MI49007     		N/A PC YOUTH EDUCATION PROGRAMS 20,000
    KALAMAZOO SYMPHONY ORCHESTRA
    360 S BURDICK ST SUITE 100
    KALAMAZOO,MI49007     		N/A PC EXECUTIVE SEARCH 10,000
    KALAMAZOO VALLEY HABITAT FOR HUMANITY
    525 E KALAMAZOO AVENUE
    KALAMAZOO,MI49007     		N/A PC HOME OWNERSHIP PROGRAM 15,000
    KALAMAZOO VALLEY HABITAT FOR HUMANITY
    526 E KALAMAZOO AVENUE
    KALAMAZOO,MI49007     		N/A PC CAPITAL CAMPAIGN 25,000
    LADIES LIBRARY ASSOCIATION OF KALAMAZOO
    333 SOUTH PARK STREET
    KALAMAZOO,MI49007     		N/A PC 21ST CENTURY MATCHING FUNDS PROGRAM 25,000
    LOCAL INITIATIVES SUPPORT CORP
    119 NORTH CHURCH STREET SUITE 201
    KALAMAZOO,MI49007     		N/A PC GENERAL SUPPORT 25,000
    LOCAL INITIATIVES SUPPORT CORP
    119 NORTH CHURCH STREET SUITE 201
    KALAMAZOO,MI49007     		N/A PC LISC FISCAL AGENT FOR DOUGLASS COMMUNITY ASSOCIATION 10,000
    MI FOUNDATION FOR THE BLIND & VISUALLY IMPAIRED
    261 E KALAMAZOO AVE SUITE L400
    KALAMAZOO,MI49007     		N/A PC GENERAL SUPPORT 5,000
    MICHIGAN FESTIVAL OF SACRED MUSIC
    PO BOX 50566
    KALAMAZOO,MI50566     		N/A PC 2013 FESIVAL 5,000
    MI YOUTH ARTS FESTIVAL
    36400 WOODWARD AVENUE 118
    BLOOMFIELD HILLS,MI48304     		N/A PC GENERAL SUPPORT 2,500
    MINISTRY WITH COMMUNITY
    440 N CHURCH STREET
    KALAMAZOO,MI49007     		N/A PC DROP -IN PROGRAM 30,000
    NEW VIC THEATRICALS INC
    134 EAST VINE STREET
    KALAMAZOO,MI49001     		N/A PC GENERAL SUPPORT 5,000
    NEW YEAR'S FEST
    346 W MICHIGAN AVENUE
    KALAMAZOO,MI49007     		N/A PC 2013-14 NEW YEAR'S FEST 10,000
    OPEN DOOR - NEXT DOOR SHELTERS
    PO BOX 50102
    KALAMAZOO,MI49005     		N/A PC GENERAL SUPPORT 23,000
    OPEN ROADS BIKE PROGRAM
    151 SOUTH ROSE STREET
    KALAMAZOO,MI49007     		N/A PC RIVERVIEW LAUNCH SITE 5,000
    PRETTY LAKE VACATION CAMP
    9123 WEST Q AVENUE
    MATTAWAN,MI49071     		N/A PC ADVANCEMENT CAMPAIGN 50,000
    PRETTY LAKE VACATION CAMP
    9123 WEST Q AVENUE
    MATTAWAN,MI49071     		N/A PC SUMMER CAMP 2013 20,000
    RENAISSANCE ENTERPRISES CO
    901 LAY BLVD
    KALAMAZOO,MI49001     		N/A PC GENERAL SUPPORT 5,000
    SLD LEARNING CENTER
    504 S WESTNEDGE AVENUE
    KALAMAZOO,MI49008     		N/A PC GENERAL SUPPORT 7,500
    SPECIAL OLYMPICS MICHIGAN
    PO BOX 474
    ALMA,MI48801     		N/A PC KALAMAZOO PARTICIPANTS INVOLVED IN SPECIAL OLYMPICS AT WMU 5,000
    VIBRANT KALAMAZOO
    229 E MICHIGAN AVE STE 240
    KALAMAZOO,MI49007     		N/A PC RIVERVIEW LAUNCH SITE PROJECT 25,000
    WELLSPRING CORI TERRY & DANCERS
    199 N PARK ST
    KALAMAZOO,MI49006     		N/A PC OUTREACH PROGRAMS 5,000
    WEST MICHIGAN CANCER CENTER
    200 N PARK ST
    KALAMAZOO,MI49007     		N/A PC SURVIVORHIP CLINIC PROGRAM 20,000
    Y W C A
    352 E MICHIGAN AVENUE
    KALAMAZOO,MI49007     		N/A PC NURSE EXAMINER PROGRAM 25,000
    Y W C A
    352 E MICHIGAN AVENUE
    KALAMAZOO,MI49007     		N/A PC SEXUAL ASSULT PROGRAM 35,000
    Total .................................bullet 3a 1,637,500
    bApproved for future payment
    BLACK ARTS & CULTURAL CENTER
    1722 SHAFFER
    KALAMAZOO,MI49048     		N/A PC GENERAL SUPPORT 10,000
    COMMUNITY HOMEWORKS
    504 S WESTNEDGE AVENUE
    KALAMAZOO,MI49008     		N/A PC HOMEOWNER SUPPORT PROGRAM 10,000
    KALAMAZOO JUNIOR SYMPHONY
    714 S WESTNEDGE
    KALAMAZOO,MI49007     		N/A PC GENERAL SUPPORT 75TH ANNIVERSITY 5,000
    DISABILITY NETWORK SOUTHWEST MICHIGAN
    517 EAST CROSSTOWN PARKWAY
    KALAMAZOO,MI49001     		N/A PC INDEPENDENT LIVING PROGRAM 5,000
    FARMERS ALLEY THERATRE INCE
    221 FARMERS ALLEY
    KALAMAZOO,MI49007     		N/A PC OPERATIONAL SUPPORT 10,000
    HISPANIAC AMERICAN COUNCIL INC
    930 LAKE STREET
    KALAMAZOO,MI49001     		N/A PC COMPUTERS 2,500
    KALAMAZOO COLLEGE
    1200 ACADEMY STREET
    KALAMAZOO,MI49006     		N/A PC FESTIVAL PLAYHOUSE - DALTON MAINTENANCE FUND 40,000
    KALAMAZOO RESA
    422 E SOUTH STREET
    KALAMAZOO,MI49007     		N/A PC YOUTH OPORTURNITIES UNLIMITED 10,000
    MI FOUNDATION FOR THE BLIND & VISUALLY IMPAIRED
    261 E KALAMAZOO AVE SUITE L400
    KALAMAZOO,MI49007     		N/A PC WMU PARTNERSHIP 5,000
    NEW VIC THEATRICALS INC
    134 EAST VINE STREET
    KALAMAZOO,MI49001     		N/A PC GENERAL SUPPORT 2,500
    SPECIAL OLYMPICS MICHIGAN
    PO BOX 474
    ALMA,MI48801     		N/A PC KALAMAZOO PARTICIPANTS INVOLVED IN SPECIAL OLYMPICS 5,000
    JULIUS AND ESTER STULBERG AUDITIONS
    359 S BURDICK ST SUITE 14
    KALAMAZOO,MI49007     		N/A PC FEES FOR COMPETITION ADJUDICATORS 3,500
    THE ARC COMMUNITY ADVOCATES
    3901 EMERALD DR SUITE B
    KALAMAZOO,MI49001     		N/A PC OPERATING EXPENSES 10,000
    Y W C A
    352 E MICHIGAN AVENUE
    KALAMAZOO,MI49007     		N/A PC NURSE EXAMINER PROGRAM 25,000
    Y W C A
    352 E MICHIGAN AVENUE
    KALAMAZOO,MI49007     		N/A PC SEXUAL ASSULT PROGRAM 35,000
    Y W C A
    352 E MICHIGAN AVENUE
    KALAMAZOO,MI49007     		N/A PC EDUCATOR FOR SEXUAL ASSULT PROGRAM 20,000
    UNITED WAY OF BATTLE CREEK AND KALAMAZOO
    709 SOUTH WESTNEDGE AVENUE
    KALAMAZOO,MI49007     		N/A PC 2013-2014 ANNUAL CAMPAIGN 80,000
    COMMUNITIES IN SCHOOLS
    125 WEST EXCHANGE PLACE
    KALAMAZOO,MI49007     		N/A PC SUPPORT SYSTEM FOR ACADEMIC SUCCESS 100,000
    GIRL SCOUTS HEART OF MICHIGAN
    601 WEST MAPLE STREET
    KALAMAZOO,MI49008     		N/A PC CAMP MERRIE WOOD ADVENTURE HOUSE 49,500
    KALAMAZOO COMMUNITY FOUNDATION
    151 SOUTH ROSE STREET
    KALAMAZOO,MI49007     		N/A PC DEPOT BUILDING PROJECT 50,000
    KALAMAZOO VALLEY HABITAT FOR HUMANITY
    525 E KALAMAZOO AVENUE
    KALAMAZOO,MI49007     		N/A PC CAPITAL CAMPAIGN 50,000
    KALAMAZOO COLLEGE
    1200 ACADEMY STREET
    KALAMAZOO,MI49006     		N/A PC FITNESS & WELLNESS CENTER 300,000
    Total .................................bullet 3b 828,000
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 24,351  
    4 Dividends and interest from securities....     14 635,238  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 1,782,818  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 2,442,407 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    132,442,407
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN: 38-2240062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING & TAX SERVICES - PLANTE & MORAN, PLLC 8,995 4,497   4,498

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN: 38-2240062
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CELGENE CORPORATION 2.450% 10/15/2015, 125000 SHRS 128,647 128,411
    JUNIPER NETWORKS INC 3.100% 03/15/2016, 250000 SHRS 261,252 257,443
    LOCKHEED MARTIN CORP 7.650% 05/01/2016, 250000 SHRS 306,970 288,376
    OHIO POWER CO 6.000% 06/01/16, 250000 SHRS 291,548 276,762
    AMGEN 2.300% 06/15/2016, 125000 SHRS 126,823 128,878
    DOMINION RESOURCES INC 5.600% 11/15/2016, 125000 SHRS 146,259 139,159
    ECOLAB INC, 200000 SHRS 209,990 209,541
    INTUIT INC 5.750% 03/15/2017, 250000 SHRS 290,550 279,521
    STARBUCKS CORP 6.250% 08/15/2017, 250000 SHRS 302,302 291,299
    UNION PACIFIC CORP 5.750% 11/15/2017, 200000 SHRS 240,206 227,160
    NETAPP INC 2.000% 12/15, 125000 SHRS 124,779 124,358
    BROADCOM CORP 2.700% 11/01/2018, 250000 SHRS 257,540 252,983

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN: 38-2240062
    Name of Stock End of Year Book Value End of Year Fair Market Value
    IBM CORP, 3500 SHRS 50,594 656,495
    PEPSICO INC, 6000 SHRS 188,268 497,640
    STRYKER CORP, 7000 SHRS 170,495 525,980
    ACE LIMITED, 5900 SHRS 444,660 610,827
    AFLAC INC, 7500 SHRS 481,796 501,000
    ALBERMARLE CORP, 8500 SHRS 469,025 538,815
    APPLE INC, 1600 SHRS 842,063 897,632
    AVAGO TECHNOLOGIES, 14300 SHRS 469,712 756,170
    BROADRIDGE FINANCIAL SOLUTIONS, 17200 SHRS 468,607 679,744
    CELGENE CORPORATION, 3,850 SHRS 248,805 650,527
    CHECK POINT SOFTWARE TECHNOLOGIES, 14050 SHRS 718,327 906,211
    CONOCOPHILLIPS, 3900 SHRS 212,550 275,535
    DEERE & CO, 3000 SHRS 219,878 273,990
    DENBURY RES INC HLDG CO, 29650 SHRS 455,404 487,150
    DOVER CORPORATION, 6200 SHRS 447,528 598,548
    FRANKLIN RESOURCES INC, 9,400 SHRS 460,911 542,662
    IAC/INTERACTIVECORP, 13240 SHRS 766,738 908,939
    MARKEL CORP, 1308 SHRS 653,980 759,098
    NATIONAL OILWELL VARCO INC, 5850 SHRS 489,426 465,250
    NETAPP INC, 15325 SHRS 427,762 630,470
    NORFOLK SOUTHERN CORP, 6050 SHRS 418,580 561,621
    OMNICOM GROUP INC, 9400 SHRS 445,351 699,078
    PLUM CREEK TIMBER CO INC, 6000 SHRS 221,491 279,060
    SHIRE PLC ADR, 5075 SHRS 492,211 717,047
    SUNCOR ENERGY INC NEW ADR, 23600 SHRS 653,305 827,180
    TARGET CORP, 10900 SHRS 725,156 689,643
    TRIANGLE CAPITAL CORP, 9000 SHRS 222,024 248,850
    WELLS FARGO & CO 611,869 767,260

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN: 38-2240062
    US Government Securities - End of Year Book Value:

    1,664,187
    US Government Securities - End of Year Fair Market Value:

    1,520,653
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2013 InvestmentsOtherSchedule2
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN: 38-2240062
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    ALERIAN MLP, 28250 SHRS AT COST 448,241 502,567
    ISHARES S&P MIDCAP 400 GROWTH ETF, 4040 SHRS AT COST 416,952 606,768
    ISHARES S&P SMALLCAP 600 GROWTH ETF, 10985 SHRS AT COST 880,006 1,302,931
    ISHARES TR S&P MIDCAP VALUE INDEX, 5300 SHRS AT COST 419,741 616,019
    ISHARES TR S&P SMALLCAP VALUE INDEX, 11675 SHRS AT COST 880,901 1,298,961
    VANGUARD MSCI EMERGING MARKETS ETF, 11260 SHRS AT COST 431,645 463,236
    WISDOMTREE EMERGING MARKETS SMALL CAP, 10210 SHRS AT COST 441,349 470,579
    WISDOMTREE ETF EMERGING MARKETS EQUITY INC, 13025 SHRS AT COST 670,578 664,666
    ALPHASIMPLEX MANAGED FUTURES STRATEGY FD CL Y, 70275.293 SHRS AT COST 664,883 721,025
    DELAWARE EMERGING MARKET, 36303.086 SHRS AT COST 434,500 590,651
    MATTHEWS PACIFIC TIGER FUND CL I, 31010.256 SHRS AT COST 651,750 774,326
    TOUCHSTONE MERGER ARBITRAGE FUND CL I, 64503.167 SHRS AT COST 689,197 696,634
    CALAMOS INTERNATIONAL GROWTH FUND CL I, 12982.773 SHRS AT COST 207,000 261,733
    ING GLOBAL REAL ESTATE, 38303.634 SHRS AT COST 620,000 701,723
    COLUMBIA INCOME OPPORTUNITIES FUND CL Z, 32631.132 SHRS AT COST 310,590 327,943
    FIDELITY FLOATING RATE HIGH INCOME, 100500 SHRS AT COST 1,005,000 1,000,980
    PIMCO TOTAL RETURN FUND, 80154.84 SHRS AT COST 896,933 856,855
    TEMPLETON GLOBAL BOND FUND ADVISOR CL, 24399.767 SHRS AT COST 306,903 319,393

    TY 2013 OtherExpensesSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN: 38-2240062
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FILING FEES 20 0   20
    SERVICE CHARGES 280 0   280
    DUES 295 0   295


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN: 38-2240062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT & MANAGEMENT SERVICES - GREENLEAF TRUST 174,507 150,507   24,000


    TY 2013 TaxesSchedule
    Name:
    DOROTHY U DALTON FOUNDATION INC
    EIN: 38-2240062
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX 51,929 0   0
    FOREIGN TAXES 2,476 2,476   0