Department of the Treasury Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
Attach to Form 990 or Form 990-EZ. See separate instructions. Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
THE ASSOCIATION FOR ASIAN STUDIES
Employer identification number
38-1615380
Part I
Reason for Public Charity Status
(All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f
If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box
..................................................
g
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization?
................
11g(i)
(ii)
A family member of a person described in (i) above?
......................
11g(ii)
(iii)
A 35% controlled entity of a person described in (i) or (ii) above?
................
11g(iii)
h
Provide the following information about the supported organization(s).
(i) Name of supported organization
(ii) EIN
(iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions))
(iv) Is the organization in col. (i) listed in your governing document?
(v) Did you notify the organization in col. (i) of your support?
(vi) Is the organization in col. (i) organized in the U.S.?
(vii) Amount of monetary support
Yes
No
Yes
No
Yes
No
Total
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the
organization failed to qualify under Part III. If the organization fails to
qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
2
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3
The value of services or facilities furnished by a governmental unit to the organization without charge..
4
Total. Add lines 1 through 3
5
The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included
on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6
Public support. Subtract line 5 from line 4.
Section B. Total Support
Calendar year
(or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
7
Amounts from line 4..
8
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...
9
Net income from unrelated business activities, whether or not the business is regularly carried on..
10
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11
Total support (Add lines 7 through 10).
12
Gross receipts from related activities, etc. (see instructions)
..................
12
13
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.................................................
Section C. Computation of Public Support Percentage
14
Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f))
.........
14
15
Public support percentage for 2012 Schedule A, Part II, line 14
...............
15
16a
33 1/3% support test—2013.
If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
.......................
b
33 1/3% support test—2012.
If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization
.....................
17a
10%-facts-and-circumstances test—2013.
If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization
.....................................................
b
10%-facts-and-circumstances test—2012.
If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization
................................................
18
Private foundation.
If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions
.....................................................
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization
failed to qualify under Part II. If the organization fails to qualify under
the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
1
Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
595,833
723,430
658,659
257,166
621,780
2,856,868
2
Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
1,363,837
1,704,138
1,710,592
2,518,542
3,028,285
10,325,394
3
Gross receipts from activities that are not an unrelated trade or business under section 513..
4
Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5
The value of services or facilities furnished by a governmental unit to the organization without charge..
6
Total. Add lines 1 through 5.
1,959,670
2,427,568
2,369,251
2,775,708
3,650,065
13,182,262
7a
Amounts included on lines 1, 2, and 3 received from disqualified persons...
b
Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c
Add lines 7a and 7b..
8
Public support (Subtract line 7c from line 6.)
13,182,262
Section B. Total Support
Calendar year (or fiscal year beginning in)
(a) 2009
(b) 2010
(c) 2011
(d) 2012
(e) 2013
(f) Total
9
Amounts from line 6...
1,959,670
2,427,568
2,369,251
2,775,708
3,650,065
13,182,262
10a
Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
283,364
156,850
156,393
155,361
157,704
909,672
b
Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
115,852
109,515
98,194
112,830
102,575
538,966
c
Add lines 10a and 10b.
399,216
266,365
254,587
268,191
260,279
1,448,638
11
Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
115,852
109,515
98,194
61,749
54,928
440,238
12
Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)
..
13
Total support. (Add lines 9, 10c, 11, and 12.)..
2,474,738
2,803,448
2,722,032
3,105,648
3,965,272
15,071,138
14
First five years.
If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here.............................................
Section C. Computation of Public Support Percentage
15
Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f))
.........
15
87.470 %
16
Public support percentage from 2012 Schedule A, Part III, line 15
...............
16
84.520 %
Section D. Computation of Investment Income Percentage
17
Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f))
......
17
10.000 %
18
Investment income percentage from 2012 Schedule A, Part III, line 17
.............
18
12.000 %
19a
33 1/3% support tests—2013.
If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
........
b
33 1/3% support tests—2012.
If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization
.....
20
Private foundation.
If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions
.....
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information.
Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
Explanation
Schedule A (Form 990 or 990-EZ) 2013
Additional Data
Software ID:
Software Version:
-
TIN:
SCHEDULE O (Form 990 or 990-EZ)
Department of the Treasury Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ
Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
Attach to Form 990 or 990-EZ.
Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
THE ASSOCIATION FOR ASIAN STUDIES
Employer identification number
38-1615380
Return Reference
Explanation
FORM 990, PAGE 1, PART I, LINE 6
VOLUNTEERS SERVE AS ASSOCIATE JOURNAL EDITORS, BOOK REVIEW EDITORS, PUBLICATION ADVISORY COMMITTEE MEMBERS, READ BOOKS TO NOMINATE, DETERMINE BOOK PRIZE WINNERS, READ GRADUATE STUDENT PANEL PAPERS TO DETERMINE PRIZE WINNERS, DETERMINE PUBLICATION SUBVENTIONS FOR FIRST TIME PUBLISHED AUTHORS, REVIEW VARIOUS GRANT APPLICATIONS AND DETERMINE AWARDEES, REVIEW CONFERENCE PANEL PROPOSALS AND DETERMINE ELIGIBLE PANELS FOR ANNUAL CONFERENCE, HELP DETERMINE POLICY AND PROPOSE PANELS FOR CONFERENCES TO ENSURE ADEQUATE REPRESENTATION OF GEOGRAPHIC REGIONS, SERVE ON COMMITTEES, COUNCILS AND THE BOARD OF DIRECTORS.
FORM 990, PAGE 2, PART III, LINE 3
DURING 2013, THERE WAS A SHIFT IN AN EMPLOYEES JOB DUTIES AND TITLE. THIS CHANGE MOVED 70% OF HIS WAGES AND RELATED EXPENSES TO MANAGEMENT AND GENERAL. IN THE PRIOR YEAR HIS DUTIES WERE 100% FUNDRAISING.
FORM 990, PAGE 2, PART III, LINE 4D
TEACHING & RESEARCH SUPPORT - THE ASSOCIATION SUPPORTS TEACHERS AND RESEARCHERS IN CONDUCTING TEACHING AND RESEARCH IN ASIA. THIS SUPPORT INCLUDES CONFERENCES, SEMINARS, TRAVEL AND SUPPORT FOR THEIR ACTIVITIES.
FORM 990, PAGE 6, PART VI, LINE 7A
THE MEMBERSHIP ELECTS A REPRESENTATIVE TO THE BOARD FOR THEIR GROUP.
FORM 990, PAGE 6, PART VI, LINE 11B
NO REVIEW WAS OR WILL BE CONDUCTED. THE CFO EXAMINES THE FORM 990 TO ENSURE THAT IT MATCHES THE AUDIT REPORT AS WELL AS OTHER SPREADSHEETS PROVIDED TO THE PREPARER.
FORM 990, PAGE 6, PART VI, LINE 12C
EACH YEAR THE OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE ASKED TO DISCLOSE AND SIGN A LIST OF CONFLICT OF INTERESTS.
FORM 990, PAGE 6, PART VI, LINE 15A
EXECUTIVE DIRECTOR'S SALARY IS REVIEWED BY THE BOARD OF DIRECTORS, THIS IS COMPARED TO THE SALARY OF SOMEONE IN A SIMILAR POSITION, AND DOCUMENTED IN THE MINUTES OF THE BOARD MEETING.
FORM 990, PAGE 6, PART VI, LINE 15B
BOARD REVIEWS DIRECTOR OF OUTREACH AND STRATEGIC INITIATIVES.
FORM 990, PAGE 6, PART VI, LINE 19
THE AAS CONSTITUTION AND BY-LAWS ARE MADE PUBLICLY AVAILABLE ON THE ENTITY WEBSITE. THE CONFLICT OF INTEREST POLICY IS NOT A PUBLIC DOCUMENT. THE FINANCIAL STATEMENTS ARE MADE AVAILABLE TO GRANT AND OTHER FUNDING AGENCIES UPON REQUEST AND ON-LINE VIA GUIDESTAR.ORG.
FORM 990, PART IX, LINE 11G
ANNUAL CONFERENCE SPECIAL PAN 650 0 0 COPYEDITING 1,961 0 0 COUNCIL A MTG PANEL 1,432 0 0 COUNCIL SUBSENTION/OUTREACH 32,137 0 0 DESIGN/COMPOSITION 18,500 0 0 DEVELOPMENT FEE 18,775 0 0 DEVELOPMENT FUND EXPENSE 91,298 0 0 DUES 360 7,198 0 EDITOR FEES 67,660 0 0 EDITOR FRINGE BENEFITS 22,085 0 0 EDITOR RELEASE TIME 13,530 0 0 EDITORIAL OFFICE 3,880 0 0 GENERAL EXPENSE 68 640 0 GRANT ADMIN SERVICE CHARGE 38,665 0 0 GRANT EXPENSE/SUPPORT TEACHIN 325,841 0 0 MAINTENANCE 0 1,272 0 MISCELLANEOUS 0 451 0 OFFICE CLEANING 0 1,740 0 OFFICE EQUIPMENT 2 25 0 OUTSIDE SERVICES 108,171 5,817 105 PERSONAL SERVICES 131,580 0 0 PRIZE AWARDS 16,600 0 0 PUBLICATIONS STORAGE 1,025 0 0 WAGES ALLOCATED TO 990T 17,717 0 0 READERSHIP ALLOCATION -334,494 0 0 ROUNDING -5 -1 1 DIRECTOR OF OUTREACH ALLOC 0 9,541 4,089 SECRETARIAT OFFICE COST ALLOC 104,820 -106,990 0 SALARY/BENEFIT ALLOCATION 411,924 -423,385 0 TRAINING 0 894 0 UBIT TAXES 8,732 312 0 ADVERTISING ALLOCATION -41,856 0 0
FORM 990, PART XI, LINE 9
2012 990T ADJUSTMENT 2,229 2012 DEVELOPMENT FEE 18,750 THE 990 WAS PREPARED BEFORE THE 2012 AUDIT WAS COMPLETED. THERE WAS AN ADDITIONAL 18,750 FOR HOSTING SERVICES PROVIDED FOR THE BIBLIAOGRAPHY OF ASIAN STUDIES THAT HAD NOT BEEN BILLED UNTIL DECEMBER 2013. THERE WERE ALSO AUDIT ADJUSTMENTS TO ACCRUED THE PREPAID UNRELATED BUSINESS INCOME TAX. THESE CHANGES DID NOT AFFECT THE 990T FOR 2012.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.