Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 09-01-2012 , and ending 08-31-2013
Name of foundation
DOVER FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)DRAWER 208   Room/suite
City or town, state, and ZIP code
SHELBY, NC28151
A Employer identification number

56-0769897
B Telephone number (see instructions)

(704) 487-8890
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$17,711,316J Accounting method:
MODIFIED CASH
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 456,077 456,077  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 669,662
b Gross sales price for all assets on line 6a 20,929,885
7 Capital gain net income (from Part IV, line 2)... 669,662
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 119,894 119,894  
12 Total. Add lines 1 through 11........ 1,245,633 1,245,633  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 24,000     21,600
14 Other employee salaries and wages...... 29,019     29,019
15 Pension plans, employee benefits....... 1,551     1,551
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 37,929     37,929
c Other professional fees (attach schedule).... Click to see attachment 125,552 123,746   1,799
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 624      
19 Depreciation (attach schedule) and depletion... Click to see attachment 3,294    
20 Occupancy.............. 15,741     15,198
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 12,356     7,107
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 250,066 123,746   114,203
25 Contributions, gifts, grants paid........ 949,880 949,880
26 Total expenses and disbursements. Add lines 24 and 25 1,199,946 123,746   1,064,083
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 45,687
b Net investment income (if negative, enter -0-) 1,121,887
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 105,730 36,800 36,800
2 Savings and temporary cash investments.......... 707,596 671,743 671,743
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 1,815,494 Click to see attachment2,202,654 2,062,101
b Investments—corporate stock (attach schedule)........ 10,854,657 Click to see attachment13,785,944 14,111,569
c Investments—corporate bonds (attach schedule)........ 1,490,923    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 2,404,624 Click to see attachment682,196 734,305
14 Land, buildings, and equipment: basis bullet187,355
Less: accumulated depreciation (attach schedule) bullet92,558 93,750 Click to see attachment94,797 94,798
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 17,472,774 17,474,134 17,711,316
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment45,130 Click to see attachment808
23 Total liabilities (add lines 17 through 22).......... 45,130 808
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 17,427,644 17,473,326
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 17,427,644 17,473,326
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 17,472,774 17,474,134
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 17,427,644
2 Enter amount from Part I, line 27a..................... 2 45,687
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 17,473,331
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 5
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 17,473,326
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 3M COMPANY P 2012-11-09 2013-03-21
b ADOBE SYSTEMS P 2012-11-09 2013-01-30
c AES CORP P 2011-08-05 2012-11-09
d AGILENT TECHNOLOGIES P 2012-05-29 2012-11-09
e ALLIANZ FIX INC SHRS: SERIES M P 2012-11-14 2013-03-21
AMAL LTD 3.465 8-21-21 P 2012-03-26 2012-11-06
AMERICAN EXPRESS CO P 2012-01-27 2012-11-09
AMERIPRISE FINCL INC P 2011-02-03 2012-11-09
AMGEN INC P 2008-01-22 2012-10-17
APPLIED MATERIALS INC P 2012-08-16 2012-11-09
ASPEN INSURANCE HLDGS LTD P 2011-08-09 2012-11-09
AUSTIN CAP MS OFF FND P 2008-08-31 2012-10-23
AVNET INC P 2012-11-30 2013-03-21
BAKER HUGHES INC P 2010-08-04 2012-11-09
BANCO BRADESCO S A NEW P 2010-09-08 2012-11-09
BARNES GROUP INCORPORATED P 2011-06-13 2013-03-21
BHP BILLITON LTD P 2008-03-31 2012-11-09
BOEING CO P 2012-11-09 2013-03-21
CA INCORPORATED P 2009-06-25 2012-11-09
CANADIAN NATURAL RESOURCES LTD P 2010-12-29 2012-11-09
CBS CORP NEW CL B SHRS P 2010-06-29 2012-11-09
CHESAPEAKE ENERGY CORP P 2011-02-11 2013-03-21
CISCO SYS INC P 2011-08-31 2013-03-21
CITIGROUP INC NEW P 2012-05-22 2012-11-09
CITIGROUP INC NEW P 2011-12-12 2012-11-09
CLIFFS NATURAL RESOURCES INC P 2012-10-25 2012-11-09
COMCAST CORP (NEW) CLASS A P 2008-09-23 2012-11-09
CONCHO RES INC P 2010-12-07 2012-11-09
CSMC 2006-C3 A3 5.997 6-15-38 P 2011-07-19 2012-11-08
DANA HOLDING CORP P 2011-01-19 2012-11-09
DELAWARE EMERGING MARKETS A P 2011-12-23 2012-11-07
DELL INC P 2009-06-23 2012-09-10
DEVON ENERGY CORP NEW P 2010-12-06 2012-11-09
EASTMAN CHEMICAL COMPANY P 2012-03-14 2012-11-09
ENERGIZER HLDGS INC P 2011-06-10 2012-11-09
ENSCO PLC CLASS A P 2010-05-07 2012-11-09
EV ENERGY PARTNERS LP P 2012-08-21 2012-11-09
FHLMC 15G E01386 5.000 6-01-18 P 2009-01-28 2012-11-15
FHLMC 30G A97047 4 1/2 2-01-41 P 2011-02-11 2012-10-15
FHLMC 30G C03792 3 1/2 4-01-42 P 2012-11-19 2012-12-15
FHLMC 30G G04951 5.000 11-01-38 P 2013-05-15 2013-08-15
FNMA 10YR 254914 4 1/2 9-01-13 P 2008-09-25 2012-09-25
FNMA POOL 190391 6.000 9-01-38 P 2009-06-08 2013-06-25
FNMA POOL 255813 5.000 8-01-35 P 2013-03-26 2013-08-20
FNMA POOL 725424 5 1/2 4-01-34 P 2012-01-20 2012-11-15
FNMA POOL 735676 5.000 7-01-35 P 2011-10-07 2013-02-25
FNMA POOL 735893 5.000 10-01-35 P 2012-07-10 2013-05-25
FNMA POOL 745275 5.000 2-01-36 P 2009-08-10 2013-06-25
FNMA POOL 745275 5.000 2-01-36 P 2010-01-11 2013-03-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-18 2013-07-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-08 2013-04-25
FNMA POOL 889641 5 1/2 8-01-37 P 2011-02-25 2012-10-25
FNMA POOL 930922 4 1/2 4-01-39 P 2012-11-19 2013-06-25
FNMA POOL AB1389 4 1/2 8-01-40 P 2011-02-02 2013-04-16
FNMA POOL AB4297 3 1/2 1-01-42 P 2012-01-10 2012-09-25
FNMA POOL AB6609 3 1/2 10-01-42 P 2013-01-18 2013-05-25
FNMA POOL AD0892 5.000 3-01-23 P 2010-08-06 2012-09-25
FNMA POOL AH5583 4 1/2 2-01-41 P 2011-02-09 2013-08-25
FNMA POOL AJ5890 4.000 11-01-41 P 2013-03-13 2013-04-25
FNMA POOL AL0160 4 1/2 5-01-41 P 2013-03-13 2013-07-25
FNMA POOL AL1948 4.000 1-01-42 P 2012-08-07 2013-03-25
FNMA POOL AL2629 5.000 6-01-39 P 2013-03-18 2013-08-23
FNMA POOL AR2583 3 1/2 2-01-43 P 2013-02-13 2013-07-25
GAP INC P 2012-01-19 2012-11-09
GENERAL ELECTRIC CO P 2011-12-27 2012-11-09
GILEAD SCIENCE P 2013-03-12 2013-03-21
GOLDMAN SACHS 5.950 1-18-18 P 2009-04-14 2012-11-02
HCP INCORPORATED P 2012-11-09 2013-03-21
HOLOGIC INC P 2009-06-16 2012-11-09
HONEYWELL INTERNATIONAL INC P 2010-01-29 2012-11-09
ICONIX BRAND GRP INC P 2012-02-16 2012-11-09
INTEL CORP P 2011-12-21 2013-03-19
INTERNATIONAL PAPER CO P 2011-06-17 2013-01-09
ISHARES RUSSELL 2000 INDEX FD P 2012-09-05 2012-10-04
JOHNSON CONTROLS INCORPORATED P 2012-07-19 2012-11-09
JPMCC 05-LDP3 A3 4.959 8-15-42 P 2011-01-27 2012-11-08
KIMBERLY CLARK CORP P 2008-07-16 2012-09-18
KINDER MORGAN MGMT LLC P 2011-12-22 2013-08-08
KRAFT FOODS GROUP INC P 2007-03-30 2012-10-03
LAM RESEARCH CORPORATION P 2012-05-24 2012-11-09
LENNAR CORPORATION P 2010-06-04 2012-09-14
LOWES COMPANIES INC P 2012-11-30 2013-03-22
MARKS & SPENCER GRP PLC ADR P 2012-08-02 2012-11-09
MEDTRONIC INC P 2012-02-22 2012-11-09
METLIFE INCORPORATED P 2013-03-26 2013-03-21
MICRON TECH INC P 2011-06-23 2012-11-09
MONDELEZ INTL INC COM P 2012-07-13 2013-03-21
MYLAN INC P 2011-11-25 2012-11-09
NASC 1998-D6 A3 7.584 3-15-30 P 2010-01-11 2012-11-19
NIKE INC B P 2012-11-09 2013-06-18
NUSTAR ENERGY LP UNIT COM P 2012-11-30 2013-03-05
PATTERSON -UTI ENERGY INC P 2011-10-17 2012-11-09
PEPSICO INC NC P 2012-03-29 2012-11-09
PIMCO ALL ASSET P P 2012-11-09 2013-03-21
PNC FINL SVCS GP P 2010-10-15 2012-11-09
PROSHARES ULTRASHRT S&P500 NEW P 2012-11-09 2012-11-26
QUALITY SYST P 2013-01-10 2013-03-21
RIO TINTO PLC SPON ADR P 2012-09-21 2012-11-09
ROYAL DUTCH SHELL PLC CL B P 2012-08-02 2013-03-21
SBAP 2012-20C 1 2.510 3-01-32 P 2012-03-06 2012-11-05
SEALED AIR CP NEW P 2012-09-19 2013-08-06
SILICON PREC IND LTD SP ADR P 2012-08-02 2012-11-09
SPDR BARCLAYS CAPITAL 1-3 MONT P 2012-11-13 2013-03-21
SPDR TRUST SERIES 1 P 2012-09-03 2013-03-21
SPDR TRUST SERIES 1 P 2013-01-25 2013-03-21
STARBUCKS CORP WASHINGTON P 2011-09-16 2012-11-09
STATE STREET CORP P 2011-02-09 2012-11-09
TE CONNECTIVITY LTD NEW P 2009-05-15 2012-11-09
TEREX CP NEW DEL P 2011-03-11 2012-11-09
TEREX CP NEW DEL P 2010-10-22 2012-11-09
TEVA PHARMACEUTICALS ADR P 2011-12-12 2012-11-09
TEXTRON INC P 2011-03-02 2012-11-09
THE ADT CORPORATION COM P 2008-09-17 2012-11-09
TOUCHSTONE SANDS CAP SEL GR Y P 2012-11-09 2013-08-19
TYCO INTERNATIONAL LTD NEW P 2009-06-23 2012-11-09
UNITEDHEALTH GP INC P 2012-01-31 2012-11-09
US TSY NOTE 2 3/4 2-15-19 P 2009-03-31 2012-11-21
US TSY NOTE 2.000 2-15-23 P 2013-03-04 2013-08-26
VALERO ENERGY CP DELA NEW P 2012-11-30 2013-06-25
VANDERBILT UNIV 5 1/4 4-01-19 P 2011-06-28 2012-11-08
VODAFONE GP PLC ADS NEW P 2008-11-10 2012-11-09
WELLPOINT INC P 2012-08-07 2013-03-21
WESTERN DIGITAL CORPORATION P 2012-08-28 2012-11-09
WHIRLPOOL CORP P 2012-11-14 2012-12-06
XYLEM INC COM P 2011-11-02 2012-11-09
AARON'S INCORPORATED P 2012-08-13 2012-11-09
ADOBE SYSTEMS P 2012-11-09 2013-06-18
AES CORP P 2012-05-24 2012-11-09
AGILENT TECHNOLOGIES P 2012-05-29 2012-11-09
ALLIANZ FIX INC SHRS: SERIES M P 2012-11-14 2013-06-13
AMCAR 2012-1 B 1.730 2-08-17 P 2012-02-23 2012-11-02
AMERICAN EXPRESS CO P 2011-02-16 2012-11-09
AMERIPRISE FINCL INC P 2010-04-16 2012-11-09
AMGEN INC P 2008-01-22 2012-09-19
APPLIED MATERIALS INC P 2012-10-04 2012-11-09
ASTRAZENECA PLC ADS P 2012-11-09 2013-03-21
AUTODESK INC DELAWARE P 2012-11-14 2013-02-27
AVNET INC P 2012-12-07 2013-03-21
BAKER HUGHES INC P 2011-09-30 2012-11-09
BANK OF AMERICA CORP P 2011-05-17 2012-11-09
BASF SE SP ADR P 2008-03-31 2012-11-09
BIG LOTS INC OHIO P 2012-09-05 2013-03-21
BOMBARDIER INC CL B SUB VTG P 2012-08-02 2012-11-09
CA INCORPORATED P 2011-10-05 2012-11-09
CAP GEMINI SA ADR P 2012-08-02 2012-10-02
CD 2006-CD3 A4 5.658 10-15-48 P 2011-05-05 2012-11-08
CHESAPEAKE ENERGY CORP P 2012-01-13 2013-03-21
CISCO SYS INC P 2011-11-23 2013-03-21
CITIGROUP INC NEW P 2011-12-08 2012-11-09
CITIGROUP INC NEW P 2012-09-04 2012-11-09
CLIFFS NATURAL RESOURCES INC P 2011-10-21 2012-11-09
COMCAST CORP (NEW) CLASS A P 2007-12-31 2012-11-09
CONOCOPHILLIPS P 2012-11-09 2013-03-21
CST BRANDS INC COM P 2012-01-13 2013-05-01
DANA HOLDING CORP P 2012-06-25 2012-11-09
DELAWARE EMERGING MARKETS A P 2010-12-28 2012-11-07
DELL INC P 2010-08-12 2012-10-18
DIAGEO PLC SPON ADR P 2012-08-02 2012-11-09
EATON CORP PLC SHS P 2012-12-03 2013-03-21
ENERGIZER HLDGS INC P 2012-05-22 2012-11-09
ENSCO PLC CLASS A P 2011-06-29 2012-11-09
EXELIS INC COM P 2011-09-08 2012-11-09
FHLMC 15G E01386 5.000 6-01-18 P 2009-01-28 2012-11-15
FHLMC 30G A97047 4 1/2 2-01-41 P 2011-02-11 2013-03-15
FHLMC 30G C03792 3 1/2 4-01-42 P 2012-11-19 2013-01-09
FHLMC 30G G04951 5.000 11-01-38 P 2013-05-15 2013-07-15
FNMA 10YR 254914 4 1/2 9-01-13 P 2008-09-25 2012-11-15
FNMA POOL 190391 6.000 9-01-38 P 2009-06-08 2013-02-25
FNMA POOL 256272 5 1/2 6-01-26 P 2009-11-09 2012-09-25
FNMA POOL 725791 5.000 11-01-18 P 2008-10-07 2012-09-25
FNMA POOL 735676 5.000 7-01-35 P 2011-10-07 2012-12-25
FNMA POOL 735893 5.000 10-01-35 P 2012-07-10 2012-12-25
FNMA POOL 745275 5.000 2-01-36 P 2009-10-08 2013-06-25
FNMA POOL 745275 5.000 2-01-36 P 2009-08-10 2012-09-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-25 2012-09-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-08 2012-12-25
FNMA POOL 889641 5 1/2 8-01-37 P 2011-02-25 2012-09-25
FNMA POOL 930922 4 1/2 4-01-39 P 2012-11-19 2013-05-25
FNMA POOL AB4115 4.000 12-01-41 P 2012-04-09 2013-08-25
FNMA POOL AB4297 3 1/2 1-01-42 P 2012-01-10 2012-10-25
FNMA POOL AB6609 3 1/2 10-01-42 P 2013-01-18 2013-08-25
FNMA POOL AD0892 5.000 3-01-23 P 2010-08-06 2012-11-25
FNMA POOL AH5583 4 1/2 2-01-41 P 2011-02-09 2013-05-25
FNMA POOL AJ8345 4.000 12-01-41 P 2012-12-13 2013-06-25
FNMA POOL AL0160 4 1/2 5-01-41 P 2013-03-13 2013-05-25
FNMA POOL AL2243 4.000 3-01-42 P 2012-11-19 2013-08-25
FNMA POOL AL3423 5.000 5-01-40 P 2013-06-14 2013-07-25
FNMA POOL AR5265 3.000 2-01-43 P 2013-02-15 2013-04-25
GAP INC P 2011-07-28 2012-11-09
GENERAL ELECTRIC CO P 2010-04-15 2012-11-09
GLOBAL INDS LTD 7.710 2-15-25 P 2008-09-25 2012-11-30
GOLDMAN SACHS GRP INC P 2008-09-17 2012-11-09
HEALTH CARE REIT INC P 2012-11-09 2013-03-21
HOME DEPOT INC P 2011-12-27 2012-11-09
HONEYWELL INTERNATIONAL INC P 2010-10-01 2012-11-09
INFINEON TECHNOLOGIES AG P 2012-09-25 2012-11-09
INTEL CORP P 2012-05-30 2013-03-19
INTERNATIONAL PAPER CO P 2011-06-17 2012-11-09
JCP&L 2002 A A3 5.810 12-05-15 P 2009-02-04 2012-09-05
JOHNSON CONTROLS INCORPORATED P 2012-05-29 2012-11-09
JPMCC 2007-CB18 A 5.440 6-12-47 P 2012-06-22 2012-11-08
KIMBERLY CLARK CORP P 2008-07-16 2012-09-25
KINDER MORGAN MGMT LLC P 2011-04-08 2012-11-09
KRAFT FOODS GROUP INC P 2012-10-16 2012-11-09
LAM RESEARCH CORPORATION P 2012-01-27 2012-11-09
LENNAR CORPORATION P 2010-06-04 2012-09-24
LOWES COMPANIES INC P 2012-11-09 2013-03-21
MARKWEST ENGY PTNRS LP P 2011-04-08 2012-11-09
MEDTRONIC INC P 2012-01-17 2012-11-09
METLIFE INCORPORATED P 2009-01-15 2013-03-21
MICROSOFT CORP P 2011-04-21 2013-03-21
MONDELEZ INTL INC COM P 2013-03-04 2013-03-26
MYLAN INC P 2011-12-27 2012-11-09
NASC 1998-D6 A3 7.584 3-15-30 P 2010-01-11 2012-11-08
NIKE INC B P 2012-11-09 2013-03-21
NUSTAR ENERGY LP UNIT COM P 2011-04-08 2013-01-31
PATTERSON -UTI ENERGY INC P 2011-10-17 2012-11-09
PEPSICO INC NC P 2012-08-13 2012-11-09
PIMCO COMM REAL RET STRAT A P 2011-12-07 2012-11-07
POLARIS INDUSTRIES INC P 2012-03-12 2012-11-09
PRUDENTIAL FINANCIAL INC P 2011-08-10 2012-11-09
QUALITY SYST P 2012-10-18 2012-11-09
RIO TINTO PLC SPON ADR P 2012-09-21 2012-11-09
ROYAL DUTCH SHELL PLC CL B P 2012-08-02 2012-11-09
SBAP 2012-20C 1 2.510 3-01-32 P 2012-03-19 2012-11-05
SEALED AIR CP NEW P 2012-09-19 2013-08-15
SINGAPORE TELECOM LTD ADR NEW P 2012-08-02 2012-11-09
SPDR BARCLAYS CAPITAL 1-3 MONT P 2012-11-09 2012-11-26
SPDR TRUST SERIES 1 P 2012-11-26 2013-02-08
SPDR TRUST SERIES 1 P 2012-06-29 2012-11-09
STATE OF ISRAEL .000 2-15-23 P 2011-06-21 2012-11-06
STATE STREET CORP P 2011-02-17 2012-11-09
TE CONNECTIVITY LTD NEW P 2008-12-04 2012-11-09
TEREX CP NEW DEL P 2011-12-27 2013-02-20
TEREX CP NEW DEL P 2011-06-13 2012-11-09
TEVA PHARMACEUTICALS ADR P 2011-04-08 2012-11-09
TEXTRON INC P 2011-12-30 2012-11-09
THERMO FISHER SCIENTIFIC INC P 2011-10-04 2012-11-09
TOWERS WATSON & CO P 2012-06-04 2012-11-09
TYCO INTERNATIONAL LTD NEW P 2009-07-30 2012-11-09
UNP RR CO 1998 6.850 1-02-19 P 2009-05-28 2012-11-06
US TSY NOTE 2 5/8 8-15-20 P 2010-10-28 2012-10-19
US TSY NOTE 2.000 2-15-23 P 2013-03-01 2013-08-26
VALERO ENERGY CP DELA NEW P 2012-01-13 2013-04-17
VANGUARD FTSE EMERGING MARKETS P 2012-11-30 2013-06-05
VORNADO REALTY 4 1/4 4-01-15 P 2010-03-24 2012-11-05
WELLPOINT INC P 2012-08-07 2012-11-09
WESTERN DIGITAL CORPORATION P 2012-06-29 2012-11-09
WHIRLPOOL CORP P 2011-11-25 2012-09-19
XYLEM INC COM P 2011-09-08 2012-11-09
ABERCROMBIE & FITCH CO P 2012-09-19 2013-03-05
ADOBE SYSTEMS P 2012-11-09 2013-03-21
AES CORP P 2011-07-11 2012-11-09
AGILENT TECHNOLOGIES P 2012-08-16 2013-03-21
ALLIANZ FIX INC SHRS: SERIES M P 2009-05-29 2012-11-01
AMCAR 2012-2 B 1.780 3-08-17 P 2012-04-11 2012-11-02
AMERICAN EXPRESS CO P 2011-08-12 2012-11-09
AMERIPRISE FINCL INC P 2011-08-31 2012-11-09
AMGEN INC P 2012-11-09 2013-03-12
APPLIED MATERIALS INC P 2012-09-11 2012-11-09
AT&T INC P 2008-10-21 2012-10-11
AUTODESK INC DELAWARE P 2012-11-30 2013-02-27
AVNET INC P 2012-12-20 2013-03-21
BAKER HUGHES INC P 2011-09-07 2012-11-09
BANK OF AMERICA CORP P 2011-10-14 2012-11-09
BAXTER INTL INC P 2009-11-24 2012-11-09
BIG LOTS INC OHIO P 2012-09-05 2012-11-09
BP PLC ADS P 2012-07-27 2013-03-21
CA INCORPORATED P 2012-08-23 2012-11-09
CAP GEMINI SA ADR P 2012-08-02 2012-11-09
CDN PACIFIC RY LTD NEW P 2008-03-31 2012-11-09
CHESAPEAKE ENERGY CORP P 2010-12-21 2013-03-21
CISCO SYS INC P 2011-11-10 2013-03-21
CITIGROUP INC NEW P 2012-02-14 2012-11-09
CITIGROUP INC NEW P 2012-04-13 2012-11-09
CLOUD PEAK ENERGY INC P 2010-03-25 2012-11-09
COMET 2007-7A A7 5 3/4 7-15-20 P 2011-10-17 2012-11-02
CONTINENTAL RESOURCES INC P 2010-12-07 2012-11-09
CST BRANDS INC COM P 2012-11-14 2013-05-10
DANA HOLDING CORP P 2011-01-31 2012-11-09
DELAWARE EMERGING MARKETS A P 2011-12-23 2012-11-07
DELL INC P 2011-03-11 2012-11-09
DIAGEO PLC SPON ADR NEW P 2012-08-02 2013-03-21
EATON CORPORATION P 2012-11-14 2012-12-03
ENERGIZER HLDGS INC P 2011-04-20 2012-11-09
ENSCO PLC CLASS A P 2011-09-08 2012-11-09
EXELIS INC COM P 2011-08-11 2012-11-09
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FNMA POOL AL3423 5.000 5-01-40 P 2013-06-14 2013-08-25
FNMA POOL AR5265 3.000 2-01-43 P 2013-02-15 2013-07-25
GAP INC P 2010-08-09 2012-11-09
GENERAL ELECTRIC CO P 2010-03-26 2012-11-09
GNR 2004-12 BA 4.807 8-16-32 P 2009-02-27 2012-11-16
GOLDMAN SACHS GRP INC P 2011-05-12 2012-11-09
HEALTH MGMT ASSOC CL A P 2012-11-09 2013-03-21
HOME DEPOT INC P 2011-09-29 2012-11-09
HONEYWELL INTERNATIONAL INC P 2009-01-14 2012-11-09
ING GLOBAL REAL ESTATE FD I P 2012-04-03 2012-11-09
INTEL CORP P 2010-10-20 2013-03-19
INTERNATIONAL PAPER CO P 2011-08-11 2013-03-21
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JOHNSON CONTROLS INCORPORATED P 2012-07-19 2013-03-21
JPMORGAN CHASE & CO P 2007-03-30 2012-11-09
KIMBERLY CLARK CORP P 2008-07-16 2012-10-08
KINDER MORGAN MGMT LLC CASH IN LIEU P 2012-11-13 2012-11-14
KRAFT FOODS GROUP INC P 2012-07-19 2012-11-09
LATEEF FUND I P 2012-11-09 2013-03-21
LENNAR CORPORATION P 2010-03-31 2012-09-14
LOWES COMPANIES INC P 2012-11-09 2013-01-30
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MEDTRONIC INC P 2012-04-12 2012-11-09
METLIFE INCORPORATED P 2009-01-09 2012-11-09
MLMI 1998-C1 A3 6.720 11-15-26 P 2009-06-05 2012-09-17
MONSTER BEVERAGE CORP COM P 2011-09-09 2012-11-09
MYLAN INC P 2011-10-04 2012-11-09
NATIONSBANK CORP 7.800 9-15-16 P 2012-10-16 2012-11-05
NINTENDO CO LTD ADR NEW P 2012-09-24 2012-11-09
NUSTAR ENERGY LP UNIT COM P 2011-04-08 2012-11-09
PATTERSON -UTI ENERGY INC P 2011-12-12 2012-11-09
PEPSICO INC NC P 2012-03-22 2012-11-09
PIMCO COMM REAL RET STRAT A P 2012-06-21 2012-11-07
POLARIS LP CLASS B P 2012-01-01 2013-03-31
PRUDENTIAL FINANCIAL INC P 2009-10-05 2012-11-09
QUALITY SYST P 2012-11-08 2013-03-21
RIO TINTO PLC SPON ADR P 2012-09-21 2013-03-21
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SEALED AIR CP NEW P 2012-08-06 2013-08-06
SKYWORKS SOLUTIONS INC P 2012-03-12 2012-10-24
SPDR BARCLAYS CAPITAL 1-3 MONT P 2012-11-09 2013-03-21
SPDR TRUST SERIES 1 P 2012-08-13 2012-11-09
SPDR TRUST SERIES 1 P 2013-01-02 2013-03-21
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SUNCOR ENERGY INC P 2012-08-02 2012-11-09
TE CONNECTIVITY LTD NEW P 2009-06-23 2012-11-09
TEREX CP NEW DEL P 2012-05-16 2013-02-20
TEREX CP NEW DEL P 2012-05-29 2013-03-21
TEVA PHARMACEUTICALS ADR P 2011-04-25 2012-11-09
TEXTRON INC P 2011-05-03 2012-11-09
THERMO FISHER SCIENTIFIC INC P 2011-10-28 2012-11-09
TRACTOR SUPPLY CO P 2011-11-22 2012-11-09
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WELLPOINT INC P 2012-09-19 2013-03-21
WESTERN DIGITAL CORPORATION P 2012-08-14 2012-11-09
WHIRLPOOL CORP P 2011-12-12 2012-11-09
XYLEM INC COM P 2011-08-11 2012-11-09
ABERCROMBIE & FITCH CO P 2012-08-02 2013-01-09
AECOM TECHNOLOGY CORP P 2011-09-14 2012-11-09
AES CORP P 2011-08-01 2012-11-09
AGILENT TECHNOLOGIES P 2012-08-07 2013-03-21
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AMERICAN EXPRESS CO P 2011-10-20 2012-11-09
AMERIPRISE FINCL INC P 2010-06-30 2012-11-09
AMPHENOL CORP 4 3/4 11-15-14 P 2010-08-17 2012-11-07
APPLIED MATERIALS INC P 2012-08-13 2012-11-09
AT&T INC P 2010-05-27 2012-10-11
AUTODESK INC DELAWARE P 2012-11-09 2013-01-30
AVNET INC P 2012-10-17 2013-03-21
BAKER HUGHES INC P 2012-01-25 2013-03-21
BANK OF AMERICA CORP P 2010-12-16 2012-11-09
BAXTER INTL INC P 2010-04-23 2012-11-09
BIG LOTS INC OHIO P 2012-09-26 2013-03-21
BP PLC ADS P 2012-06-22 2013-03-21
CA INCORPORATED P 2012-06-25 2012-11-09
CASEY'S GENERAL STORES INC P 2012-08-15 2012-11-09
CDN PACIFIC RY LTD NEW P 2010-05-13 2012-11-09
CHESAPEAKE ENERGY CORP P 2010-11-04 2012-11-09
CISCO SYS INC P 2011-07-28 2013-03-21
CITIGROUP INC NEW P 2011-12-21 2012-11-09
CITIGROUP INC NEW P 2011-11-22 2012-11-09
CLOUD PEAK ENERGY INC P 2010-04-15 2012-11-09
COMM 2012-CR2 AM 3.791 8-15-45 P 2012-08-23 2012-11-08
COOPER INDUSTRIES PLC CL A P 2008-03-31 2012-11-09
CST BRANDS INC COM P 2012-11-30 2013-05-10
DANA HOLDING CORP P 2011-01-24 2012-11-09
DELAWARE EMERGING MARKETS A P 2011-12-23 2012-11-07
DELL INC P 2009-05-29 2012-09-10
DIAGEO PLC SPON ADR NEW P 2008-03-31 2012-11-09
EATON CORPORATION P 2012-11-30 2012-12-03
ENERGIZER HLDGS INC P 2012-09-27 2012-11-09
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EXELIS INC COM P 2011-08-11 2012-11-09
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FNMA POOL 745275 5.000 2-01-36 P 2009-06-25 2013-06-25
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FNMA POOL 889982 5 1/2 11-01-38 P 2009-08-10 2012-09-25
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FNMA POOL AB4115 4.000 12-01-41 P 2012-04-09 2013-05-25
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FNMA POOL AB6609 3 1/2 10-01-42 P 2013-01-18 2013-02-25
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FNMA POOL AH5583 4 1/2 2-01-41 P 2011-02-09 2012-11-25
FNMA POOL AJ8345 4.000 12-01-41 P 2012-12-13 2013-05-25
FNMA POOL AL0160 4 1/2 5-01-41 P 2013-03-13 2013-04-25
FNMA POOL AL2243 4.000 3-01-42 P 2012-11-19 2013-05-25
FNMA POOL AL3423 5.000 5-01-40 P 2013-06-14 2013-08-20
FNMA POOL AR5265 3.000 2-01-43 P 2013-02-15 2013-06-25
GAP INC P 2008-11-20 2012-11-09
GENERAL ELECTRIC CO P 2012-06-06 2012-11-09
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GOOGLE INC P 2012-08-16 2012-11-09
HEALTH MGMT ASSOC CL A P 2012-11-09 2013-03-21
HOME DEPOT INC P 2012-05-15 2012-11-09
HOSPIRA INC P 2012-01-13 2013-08-06
ING GLOBAL REAL ESTATE FD I P 2012-01-03 2012-11-09
INTEL CORP P 2009-04-15 2013-03-19
INTERNATIONAL PAPER CO P 2011-06-17 2013-03-21
JEFFERIES GROUP 6 7/8 4-15-21 P 2010-06-23 2012-11-05
JOY GLOBAL INC P 2009-11-04 2012-11-09
JPMORGAN CHASE & CO P 2008-06-10 2012-11-09
KIMBERLY CLARK CORP P 2008-07-16 2012-09-24
KINDRED HEALTHCARE INC P 2012-03-12 2013-08-19
KRAFT FOODS GROUP INC P 2012-07-13 2012-11-09
LAZARD EMERGING MARKETS I P 2010-08-12 2012-11-09
LENNAR CORPORATION P 2011-08-03 2012-11-09
LOWES COMPANIES INC P 2012-11-09 2013-03-22
MC DONALDS CORP P 2011-09-09 2012-11-09
MEDTRONIC INC P 2012-03-19 2012-11-09
METLIFE INCORPORATED P 2009-01-15 2012-11-09
MLMI 1998-C1 A3 6.720 11-15-26 P 2009-06-05 2012-11-19
MORGAN STANLEY 4 3/4 4-01-14 P 2009-10-19 2012-11-02
MYLAN INC P 2011-08-23 2012-11-09
NATIONSTAR MORTGAGE HLDGS INC P 2012-08-28 2012-11-09
NISSAN MTR CO LTD SPND ADR P 2012-08-02 2012-10-16
NUSTAR ENERGY LP UNIT COM P 2011-12-22 2013-03-05
PATTERSON -UTI ENERGY INC P 2008-10-16 2012-11-09
PERRIGO CO P 2011-05-16 2012-11-09
PIMCO COMM REAL RET STRAT A P 2011-04-11 2012-11-07
PORSCHE AUTOMOBIL HLDG SE ADR P 2012-08-02 2012-11-09
PRUDENTIAL FINANCIAL INC P 2009-11-12 2012-11-09
QUALITY SYST P 2012-10-18 2013-03-21
RIO TINTO PLC SPON ADR P 2012-08-02 2012-09-25
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SEALED AIR CP NEW P 2012-03-06 2012-11-09
SMALL BUSINESS 4 7/8 9-10-13 P 2008-10-07 2012-09-10
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SPDR TRUST SERIES 1 P 2013-01-14 2013-03-21
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SUNCOR ENERGY INC NEW COM P 2006-03-03 2012-11-09
TE CONNECTIVITY LTD NEW P 2008-12-19 2012-11-09
TEREX CP NEW DEL P 2011-12-16 2013-01-03
TEREX CP NEW DEL P 2011-12-16 2013-01-09
TEVA PHARMACEUTICALS ADR P 2012-08-02 2013-03-21
TEXTRON INC P 2010-06-28 2012-11-09
THERMO FISHER SCIENTIFIC INC P 2011-12-22 2012-11-09
TRANSOCEAN LTD P 2008-03-31 2012-11-09
TYCO INTERNATIONAL LTD NEW P 2008-09-17 2012-11-09
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US TSY NOTE 3 1/8 5-15-21 P 2012-03-09 2012-11-21
VALERO ENERGY CP DELA NEW P 2012-11-14 2013-06-25
VANGUARD FTSE EMERGING MARKETS P 2012-11-09 2013-06-05
WABTEC P 2012-02-06 2012-11-09
WELLPOINT INC P 2012-07-27 2012-11-09
WESTERN DIGITAL CORPORATION P 2012-06-26 2012-11-09
WHIRLPOOL CORP P 2012-01-13 2012-11-16
XYLEM INC COM P 2011-12-12 2012-11-09
ABERCROMBIE & FITCH CO P 2012-08-02 2013-02-12
AECOM TECHNOLOGY CORP P 2011-11-14 2013-08-06
AES CORP P 2011-09-28 2012-11-09
AGILENT TECHNOLOGIES P 2012-07-27 2012-11-09
ALLIANZ FX INC SHRS: SERIES C P 2012-11-14 2013-06-13
AMER INTL GROUP 4 1/4 5-15-13 P 2010-09-29 2012-11-05
AMERICAN EXPRESS CO P 2010-12-21 2012-11-09
AMERIPRISE FINCL INC P 2010-10-11 2012-11-09
AMSI 2003 IA1 A4 4.965 11-25-33 P 2009-09-17 2012-09-25
APPLIED MATERIALS INC P 2012-08-02 2012-11-09
AT&T INC P 2006-11-16 2012-11-09
AUTODESK INC DELAWARE P 2012-11-09 2013-02-27
AVNET INC P 2012-10-17 2012-11-09
BAKER HUGHES INC P 2011-09-20 2012-11-09
BANK OF NEW YORK MELLON CORP P 2011-09-19 2012-11-09
BCE INC (NEW) P 2013-02-08 2013-03-21
BIG LOTS INC OHIO P 2012-09-05 2012-11-09
BP PLC ADS P 2012-06-22 2012-11-09
CA INCORPORATED P 2012-09-11 2012-11-09
CATAMARAN CORP COM P 2011-11-07 2012-11-09
CDN PACIFIC RY LTD NEW P 2010-12-15 2012-11-09
CHEVRON CORP P 2010-03-26 2013-03-21
CISCO SYS INC P 2011-07-19 2013-03-21
CITIGROUP INC NEW P 2012-06-11 2012-11-09
CLEAR CHANNEL OUTDOOR CL A P 2010-08-12 2012-11-09
CLOUD PEAK ENERGY INC P 2010-04-14 2012-11-09
COMMERCIAL METALS CO P 2008-12-22 2012-11-09
COOPER US, INC. 6.100 7-01-17 P 2009-08-11 2012-11-08
CST BRANDS INC COM P 2012-01-13 2013-05-10
DANA HOLDING CORP P 2012-06-08 2012-11-09
DELAWARE EMERGING MARKETS A P 2009-12-15 2012-11-07
DELL INC P 2011-02-23 2012-11-09
DIAMOND OFFSHORE DRILLING INC P 2013-02-05 2013-03-21
EATON CORPORATION P 2012-08-07 2012-11-09
ENERGIZER HLDGS INC P 2011-06-06 2012-11-09
ENSCO PLC CLASS A P 2010-12-06 2012-11-09
EXELIS INC COM P 2011-11-08 2012-11-09
FHLMC 15G G11290 6 1/2 7-01-16 P 2008-10-03 2012-09-15
FHLMC 30G A97047 4 1/2 2-01-41 P 2011-02-11 2012-09-15
FHLMC 30G G04913 5.000 3-01-38 P 2011-11-10 2013-06-15
FICO .000 10-06-14 P 2009-02-05 2012-11-06
FNMA POOL 190391 6.000 9-01-38 P 2009-06-25 2013-03-25
FNMA POOL 190391 6.000 9-01-38 P 2009-06-08 2013-07-25
FNMA POOL 256272 5 1/2 6-01-26 P 2009-11-09 2012-11-15
FNMA POOL 725791 5.000 11-01-18 P 2008-10-07 2012-11-15
FNMA POOL 735676 5.000 7-01-35 P 2011-10-07 2012-11-25
FNMA POOL 735893 5.000 10-01-35 P 2011-11-08 2012-11-25
FNMA POOL 745275 5.000 2-01-36 P 2009-08-10 2013-04-25
FNMA POOL 745275 5.000 2-01-36 P 2010-01-11 2013-06-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-18 2013-06-25
FNMA POOL 745275 5.000 2-01-36 P 2010-01-11 2013-08-25
FNMA POOL 889982 5 1/2 11-01-38 P 2009-06-25 2012-09-25
FNMA POOL 930922 4 1/2 4-01-39 P 2012-11-19 2013-02-25
FNMA POOL AB4115 4.000 12-01-41 P 2012-04-09 2013-03-25
FNMA POOL AB5472 3 1/2 6-01-42 P 2012-01-10 2012-11-25
FNMA POOL AB6609 3 1/2 10-01-42 P 2013-01-18 2013-03-25
FNMA POOL AE0115 5 1/2 12-01-35 P 2011-04-19 2012-09-25
FNMA POOL AH5583 4 1/2 2-01-41 P 2011-02-09 2013-04-25
FNMA POOL AJ8345 4.000 12-01-41 P 2012-12-13 2013-08-25
FNMA POOL AL1948 4.000 1-01-42 P 2012-08-07 2012-11-25
FNMA POOL AL2243 4.000 3-01-42 P 2012-11-19 2013-07-25
FNMA POOL AL3519 4 1/2 11-01-41 P 2013-07-22 2013-08-25
FNMA POOL AR5265 3.000 2-01-43 P 2013-02-15 2013-03-25
GAP INC P 2009-07-09 2012-11-09
GENERAL ELECTRIC CO P 2011-03-25 2012-11-09
GNR 2004-12 BA 4.807 8-16-32 P 2009-02-27 2012-09-16
GREAT PLAINS ENERGY INC P 2012-08-22 2012-11-09
HEALTH NET INC A P 2012-02-28 2012-09-06
HOME DEPOT INC P 2009-05-19 2012-11-09
HOSPIRA INC P 2012-06-05 2013-08-06
ING GLOBAL REAL ESTATE FD I P 2012-10-01 2012-11-09
INTEL CORP P 2011-12-12 2013-03-19
INTERNATIONAL PAPER CO P 2011-03-09 2012-11-09
JOHNSON & JOHNSON P 2011-09-30 2013-03-21
JOY GLOBAL INC 6.000 11-15-16 P 2010-01-13 2012-11-07
JPMORGAN CHASE & CO P 2008-08-25 2013-03-21
KIMBERLY CLARK CORP P 2008-07-16 2012-10-25
KINDRED HEALTHCARE INC P 2011-08-11 2012-11-09
KRAFT FOODS GROUP INC COM P 2012-07-13 2012-10-01
LAZARD EMERGING MARKETS I P 2011-08-10 2012-11-09
LENNAR CORPORATION P 2010-06-04 2012-10-25
MACY'S INC P 2010-05-10 2013-03-21
MCKESSON CORP P 2009-07-08 2012-11-09
MEDTRONIC INC P 2012-05-18 2012-11-09
MFF FAIRFIELD II P 2006-04-01 2013-03-31
MLMI 1998-C1 A3 6.720 11-15-26 P 2009-06-05 2012-10-16
MORGAN STANLEY 4 3/4 4-01-14 P 2009-09-25 2012-11-02
NABORS INDUSTRIES LTD NEW P 2012-02-09 2012-11-09
NATL CITY BANK .779 6-07-17 P 2009-08-06 2012-11-05
NJ BELL TEL CO 7.850 11-15-29 P 2009-08-24 2012-11-07
O.M GROUP INC. P 2013-01-23 2013-03-21
PATTERSON -UTI ENERGY INC P 2012-01-13 2013-03-21
PERRIGO CO P 2011-09-09 2012-11-09
PIMCO COMM REAL RET STRAT A P 2012-09-20 2012-11-07
POTASH CP OF SASKATCHEWAN INC P 2008-03-31 2012-11-09
PRUDENTIAL FINANCIAL INC P 2009-11-12 2012-11-09
QUALITY SYST P 2012-10-18 2013-03-21
RIO TINTO PLC SPON ADR P 2008-03-31 2012-11-09
SAN CLEMENTE LEAS 3.585 8-27-21 P 2012-03-28 2012-11-06
SBIC 2003-10B 1 4 7/8 9-10-13 P 2008-10-07 2012-11-05
SEALED AIR CP NEW P 2012-11-14 2013-08-15
SMUCKER JM CO P 2012-08-28 2012-11-09
SPDR BARCLAYS CAPITAL 1-3 MONT P 2012-11-09 2013-03-21
SPDR TRUST SERIES 1 P 2012-06-19 2012-11-09
SPIRIT AEROSYSTEMS HLD P 2012-11-30 2012-12-24
STATE STREET CORP P 2011-04-19 2012-11-09
SUNCOR ENERGY INC NEW COM P 2008-03-31 2012-11-09
TECHNIP-COFLEXIP P 2012-08-02 2012-11-09
TEREX CP NEW DEL P 2010-12-14 2012-11-09
TEREX CP NEW DEL P 2011-12-16 2013-02-12
TEVA PHARMACEUTICALS ADR P 2011-08-04 2012-11-09
TEXTRON INC P 2010-08-20 2012-11-09
THERMO FISHER SCIENTIFIC INC P 2012-04-24 2012-11-09
TRAVELERS COMPANIES INC COM P 2006-05-03 2013-03-21
U S BANCORP COM P 2012-03-22 2012-11-09
US TSY NOTE 1 1/2 6-30-16 P 2012-07-27 2012-11-21
US TSY NOTE 2.000 11-15-21 P 2012-08-16 2012-12-07
US TSY NOTE 3/4 10-31-17 P 2012-12-05 2013-03-04
VALERO ENERGY CP DELA NEW P 2011-06-07 2013-03-21
VANGUARD FTSE EMERGING MARKETS P 2010-03-11 2013-06-05
WABTEC P 2011-06-01 2012-11-09
WELLS FARGO & CO NEW P 2009-02-10 2013-08-06
WEX INC COM P 2012-02-06 2012-11-09
WHIRLPOOL CORP P 2012-02-01 2012-12-06
XYLEM INC COM P 2011-08-11 2012-11-09
ABERCROMBIE & FITCH CO P 2012-08-02 2012-11-09
AECOM TECHNOLOGY CORP P 2011-09-14 2013-03-21
AES CORP P 2012-02-28 2012-11-09
AGRIUM INC P 2012-08-02 2012-10-02
ALLIANZ FX INC SHRS: SERIES C P 2009-06-26 2012-11-01
AMEREN CORP (HLDG CO) P 2010-12-06 2012-11-09
AMERICAN EXPRESS CO P 2010-10-06 2012-11-09
AMERIPRISE FINCL INC P 2010-05-26 2012-11-09
AMSI 2003 IA1 A4 4.965 11-25-33 P 2009-09-17 2012-10-25
ARCHER DANIELS MIDLAND P 2011-02-11 2012-11-09
AT&T INC P 2006-11-27 2012-11-09
AVERY DENNISON CORPORATION P 2012-11-30 2013-03-13
AXA ADS P 2008-03-31 2012-11-09
BAKER HUGHES INC P 2011-03-30 2012-11-09
BARCLAYS BANK PLC 5.200 7-10-14 P 2009-07-27 2012-11-05
BEACON ROOFING SUPPLY INC P 2012-08-15 2012-11-09
BIG LOTS INC OHIO P 2012-09-10 2013-03-21
BRITISH AMER TOB SPON ADR P 2008-03-31 2012-11-09
CA INCORPORATED P 2010-01-07 2012-11-09
CBS CORP NEW CL B SHRS P 2010-05-25 2012-09-13
CDN PACIFIC RY LTD NEW P 2008-06-24 2012-11-09
CHEVRON CORP P 2007-02-06 2013-03-21
CISCO SYS INC P 2011-07-22 2013-03-21
CITIGROUP INC NEW P 2012-01-27 2012-11-09
CLEAR CHANNEL OUTDOOR CL A P 2011-10-13 2012-11-09
CLOUD PEAK ENERGY INC P 2010-03-25 2012-10-26
COMMERCIAL METALS CO P 2011-08-15 2012-11-09
CORE LABORATORIES N V P 2008-03-31 2012-11-09
CUMMINS ENGINE 7 1/8 3-01-28 P 2009-11-20 2012-11-07
DANA HOLDING CORP P 2012-08-13 2012-11-09
DELAWARE EMERGING MARKETS A P 2010-01-15 2012-11-07
DELL INC P 2012-02-28 2012-11-09
DIRECTV COM P 2009-04-29 2012-11-09
EATON CORPORATION P 2012-07-27 2012-11-09
ENERGIZER HLDGS INC P 2011-04-06 2012-11-09
ENSCO PLC CLASS A P 2010-10-01 2012-11-09
EXELIS INC COM P 2012-07-13 2012-11-09
FHLMC 15G G11290 6 1/2 7-01-16 P 2008-10-03 2012-11-15
FHLMC 30G A97047 4 1/2 2-01-41 P 2011-02-11 2013-01-15
FHLMC 30G G04913 5.000 3-01-38 P 2011-11-10 2013-05-15
FICO .000 12-27-15 P 2009-01-28 2012-11-06
FNMA POOL 190391 6.000 9-01-38 P 2009-06-25 2013-06-25
FNMA POOL 190391 6.000 9-01-38 P 2009-06-08 2012-12-25
FNMA POOL 545047 7.000 12-01-12 P 2008-10-29 2012-11-25
FNMA POOL 735402 5.000 4-01-35 P 2013-07-17 2013-08-25
FNMA POOL 735676 5.000 7-01-35 P 2011-10-07 2013-08-20
FNMA POOL 735893 5.000 10-01-35 P 2012-07-10 2013-02-25
FNMA POOL 745275 5.000 2-01-36 P 2009-10-08 2013-04-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-25 2013-05-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-18 2013-05-25
FNMA POOL 745275 5.000 2-01-36 P 2009-08-10 2013-08-20
FNMA POOL 889982 5 1/2 11-01-38 P 2009-06-18 2012-09-25
FNMA POOL 930922 4 1/2 4-01-39 P 2012-11-19 2012-12-25
FNMA POOL AB4115 4.000 12-01-41 P 2012-04-09 2013-04-25
FNMA POOL AB5472 3 1/2 6-01-42 P 2012-06-07 2012-09-25
FNMA POOL AB6609 3 1/2 10-01-42 P 2013-01-18 2013-06-25
FNMA POOL AE0115 5 1/2 12-01-35 P 2011-04-19 2012-11-25
FNMA POOL AH5583 4 1/2 2-01-41 P 2011-02-09 2013-03-25
FNMA POOL AJ8345 4.000 12-01-41 P 2012-12-13 2013-02-25
FNMA POOL AL1948 4.000 1-01-42 P 2012-08-07 2013-05-25
FNMA POOL AL2243 4.000 3-01-42 P 2012-11-19 2013-06-25
FNMA POOL AP0495 3 1/2 8-01-42 P 2012-10-05 2012-11-25
FNMA POOL AR5265 3.000 2-01-43 P 2013-02-15 2013-05-25
GAP INC P 2008-07-16 2012-11-09
GENERAL ELECTRIC CO P 2012-06-06 2013-03-21
GNR 2004-12 BA 4.807 8-16-32 P 2009-02-27 2012-11-19
GSI GROUP INC CDA P 2012-05-18 2012-11-09
HEINEKEN NV ADR P 2012-08-02 2012-10-02
HOME DEPOT INC P 2009-07-01 2012-11-09
HOSPIRA INC P 2011-12-13 2013-03-21
ING GLOBAL REAL ESTATE FD I P 2012-07-02 2012-11-09
INTEL CORP P 2009-04-16 2013-03-19
INTL BUSINESS MACHINES CORP P 2011-03-28 2013-06-18
JOHNSON & JOHNSON P 2011-12-20 2013-03-21
JP 5.857 2-15-51 P 2011-03-11 2012-09-15
JPMORGAN CHASE & CO P 2008-06-10 2013-03-21
KIMBERLY CLARK CORP P 2008-07-16 2013-03-21
KINDRED HEALTHCARE INC P 2011-08-11 2012-11-09
KRAFT FOODS GROUP INC COM P 2007-05-01 2012-11-09
LAZARD EMERGING MARKETS I P 2009-12-30 2012-11-09
LENNAR CORPORATION P 2010-06-25 2012-11-09
MACY'S INC P 2010-05-07 2013-03-21
MDST 11 A1 4.864 7-15-38 P 2012-05-31 2012-11-15
MEDTRONIC INC P 2012-01-30 2012-11-09
MFF ORION A P 2006-04-01 2013-03-31
MLMI 1998-C1 A3 6.720 11-15-26 P 2009-06-05 2012-11-08
MOSAIC GLBL HLDGS 7 3/8 8-01-18 P 2011-07-20 2012-11-07
NABORS INDUSTRIES LTD NEW P 2011-06-20 2012-11-09
NATL RURAL UTIL 5.450 2-01-18 P 2009-04-07 2012-11-07
NJ BELL TEL CO 7.850 11-15-29 P 2009-08-25 2012-11-07
OHIO ST MAJOR BE 3.643 6-15-16 P 2010-05-19 2012-11-06
PATTERSON -UTI ENERGY INC P 2012-06-05 2013-03-21
PETRODRILL FOUR 4.620 4-15-16 P 2009-08-24 2012-10-15
PIMCO COMM REAL RET STRAT A P 2012-03-22 2012-11-07
POTASH CP OF SASKATCHEWAN INC P 2008-12-29 2012-11-09
PULTE GROUP INC P 2012-08-28 2012-11-09
QUALITY SYST P 2012-10-18 2012-11-09
ROCHE HOLDINGS ADR P 2012-08-02 2012-11-09
SAP AG P 2012-08-02 2012-11-09
SBIC 2004-P10A 1 4.504 2-10-14 P 2008-10-28 2012-11-05
SEALED AIR CP NEW P 2012-03-06 2012-11-09
SOLARWINDS INC P 2012-02-06 2012-11-09
SPDR BARCLAYS CAPITAL 1-3 MONT P 2013-02-08 2013-03-21
SPDR TRUST SERIES 1 P 2012-05-11 2012-10-23
SPIRIT AEROSYSTEMS HLD P 2012-11-14 2012-12-24
STATE STREET CORP P 2011-06-03 2012-11-09
SUSA PARTNERSHIP 8.200 6-01-17 P 2010-11-02 2012-11-05
TECO ENERGY P 2012-04-20 2012-11-09
TEREX CP NEW DEL P 2011-12-16 2013-02-20
TEREX CP NEW DEL P 2011-10-05 2012-11-09
TEVA PHARMACEUTICALS ADR P 2012-08-02 2012-11-09
TEXTRON INC P 2010-12-23 2012-11-09
THERMO FISHER SCIENTIFIC INC P 2012-07-10 2012-11-09
TRAVELERS COMPANIES INC COM P 2007-04-23 2013-03-21
UBS AG NEW P 2008-01-18 2012-11-09
US TSY NOTE 1 1/2 6-30-16 P 2012-05-09 2012-10-23
US TSY NOTE 2.000 11-15-21 P 2012-02-14 2012-12-07
US TSY NOTE 3/4 10-31-17 P 2012-11-21 2013-03-04
VALERO ENERGY CP DELA NEW P 2010-01-27 2012-11-09
VANGUARD FTSE EMERGING MARKETS P 2013-03-21 2013-06-05
WALT DISNEY CO HLDG CO P 2012-11-09 2013-01-30
WELLS FARGO & CO NEW P 2008-11-07 2012-11-09
WEYERHAEUSER CO P 2011-12-23 2012-11-09
WHIRLPOOL CORP P 2011-11-14 2012-09-19
YARA INTL ASA SPONS ADR P 2008-03-31 2012-11-09
ABERCROMBIE & FITCH CO P 2012-08-02 2013-03-05
AECOM TECHNOLOGY CORP P 2011-11-14 2013-04-09
AES CORP P 2011-07-28 2012-11-09
AGRIUM INC P 2012-08-02 2012-11-09
ALLIANZ FX INC SHRS: SERIES C P 2011-01-04 2012-11-01
AMEREN CORP (HLDG CO) P 2011-03-15 2012-11-09
AMERICAN EXPRESS CO P 2009-03-04 2012-11-09
AMERISOURCEBERGEN CORP P 2011-06-14 2012-11-09
AMSI 2003 IA1 A4 4.965 11-25-33 P 2009-09-17 2012-11-25
ARCHER DANIELS MIDLAND P 2011-02-11 2012-11-09
AT&T INC P 2007-04-18 2012-11-09
AVERY DENNISON CORPORATION P 2012-11-14 2013-03-13
AXA ADS P 2012-08-17 2012-11-09
BAKER HUGHES INC P 2011-09-28 2012-11-09
BARCLAYS BANK PLC 5.200 7-10-14 P 2009-07-07 2012-11-05
BEACON ROOFING SUPPLY INC P 2012-08-14 2012-11-09
BIG LOTS INC OHIO P 2012-09-05 2012-11-09
BROOKFIELD ASSET MGNT CL A LTD P 2008-03-31 2012-11-09
CA INCORPORATED P 2010-02-02 2012-11-09
CBS CORP NEW CL B SHRS P 2010-05-25 2012-09-06
CELGENE CORP P 2012-11-09 2013-06-18
CHEVRON CORP P 2007-04-18 2013-03-21
CISCO SYS INC P 2011-10-05 2013-03-21
CITIGROUP INC NEW P 2012-09-18 2012-11-09
CLEAR CHANNEL OUTDOOR CL A P 2010-08-13 2012-11-09
COACH INC P 2012-11-09 2013-06-18
COMMERCIAL METALS CO P 2011-05-25 2012-11-09
CORE LABORATORIES N V P 2011-12-22 2012-11-09
CUMMINS ENGINE 7 1/8 3-01-28 P 2010-08-24 2012-11-07
DANA HOLDING CORP P 2012-04-26 2012-11-09
DELL INC P 2011-02-23 2012-10-18
DEUTSCHE BOERSE AG UNSPON ADR P 2012-08-02 2012-11-09
DISCOVERY COMMUNICATIONS SER A P 2010-03-10 2012-11-09
EATON CORPORATION P 2012-08-07 2012-12-03
ENERGIZER HLDGS INC P 2012-06-26 2012-11-09
ENSCO PLC CLASS A P 2011-02-08 2012-11-09
EXELON CORP P 2010-11-02 2012-11-09
FHLMC 15G G12618 5.000 11-01-21 P 2010-04-27 2012-10-15
FHLMC 30G A97047 4 1/2 2-01-41 P 2011-02-11 2013-04-16
FHLMC 30G G04913 5.000 3-01-38 P 2011-11-10 2013-01-15
FINNING INTL INC P 2010-12-20 2012-11-09
FNMA POOL 190391 6.000 9-01-38 P 2009-06-25 2013-02-25
FNMA POOL 190391 6.000 9-01-38 P 2009-06-08 2012-10-25
FNMA POOL 545047 7.000 12-01-12 P 2008-10-29 2012-10-25
FNMA POOL 735402 5.000 4-01-35 P 2013-07-17 2013-08-20
FNMA POOL 735893 5.000 10-01-35 P 2011-11-08 2012-10-25
FNMA POOL 735893 5.000 10-01-35 P 2012-07-10 2012-09-25
FNMA POOL 745275 5.000 2-01-36 P 2009-08-10 2012-12-25
FNMA POOL 745275 5.000 2-01-36 P 2010-01-11 2013-05-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-18 2013-04-25
FNMA POOL 745275 5.000 2-01-36 P 2009-10-08 2013-08-20
FNMA POOL 889982 5 1/2 11-01-38 P 2009-06-18 2012-10-25
FNMA POOL 930922 4 1/2 4-01-39 P 2012-11-19 2013-01-25
FNMA POOL AB4115 4.000 12-01-41 P 2012-04-09 2012-11-25
FNMA POOL AB5472 3 1/2 6-01-42 P 2012-06-07 2012-10-25
FNMA POOL AB7364 3.000 12-01-42 P 2012-12-13 2013-01-25
FNMA POOL AE0115 5 1/2 12-01-35 P 2011-04-19 2012-11-28
FNMA POOL AH5583 4 1/2 2-01-41 P 2011-02-09 2012-10-25
FNMA POOL AJ8345 4.000 12-01-41 P 2012-12-13 2013-07-25
FNMA POOL AL1948 4.000 1-01-42 P 2012-08-07 2012-09-25
FNMA POOL AL2243 4.000 3-01-42 P 2012-11-19 2012-12-25
FNMA POOL AP0495 3 1/2 8-01-42 P 2012-10-05 2013-01-25
FNMA POOL AR5265 3.000 2-01-43 P 2013-02-15 2013-08-25
GAP INC P 2011-08-08 2012-11-09
GENERAL MTRS CO P 2012-08-17 2012-11-09
GNR 2005-90 A 3.760 9-16-28 P 2008-10-03 2012-10-16
H J HEINZ CO P 2012-11-14 2013-06-10
HEINEKEN NV ADR P 2012-08-02 2012-11-09
HOME DEPOT INC P 2009-08-19 2012-11-09
HOSPIRA INC P 2012-01-13 2013-03-21
ING GLOBAL REAL ESTATE FD I P 2011-07-05 2012-11-09
INTEL CORP P 2010-11-04 2013-03-19
INTL BUSINESS MACHINES CORP P 2011-03-28 2013-03-21
JOHNSON & JOHNSON P 2012-07-30 2013-03-21
JP 5.857 2-15-51 P 2011-03-11 2012-11-15
JULIUS BAER GROUP LTD UN ADR P 2012-11-07 2012-11-07
KIMBERLY CLARK CORP P 2012-11-09 2013-06-25
KINDRED HEALTHCARE INC P 2011-08-11 2012-11-09
KRAFT FOODS GROUP INC COM P 2009-09-09 2012-11-09
LAZARD EMERGING MARKETS I P 2010-12-29 2012-11-09
LENNAR CORPORATION P 2010-08-25 2012-11-09
MACY'S INC P 2009-10-02 2013-03-21
MDST 11 A1 4.864 7-15-38 P 2012-05-31 2012-10-15
MEDTRONIC INC P 2012-01-09 2012-11-09
MGIC INVT CORP P 2009-11-23 2012-11-09
MONDELEZ INTL INC COM P 2012-07-30 2013-03-26
MPEF 2007-A A2 5.232 7-15-21 P 2010-08-18 2012-11-26
NABORS INDUSTRIES LTD NEW P 2011-05-19 2012-11-09
NESTLE SPON ADR REP REG SHR P 2010-01-29 2012-11-09
NOBLE CORP NEW P 2008-03-31 2012-11-09
ONEOK PARTNERS LP P 2011-04-08 2012-11-09
PATTERSON -UTI ENERGY INC P 2011-12-12 2013-03-21
PETRODRILL FOUR 4.620 4-15-16 P 2009-08-24 2012-11-13
PIMCO COMM REAL RET STRAT A P 2011-12-07 2012-11-07
POWERSHARES QQQ TR P 2012-11-30 2013-01-14
PURPLE CHEN 2011 2.735 8-01-23 P 2012-04-04 2012-11-01
RACKSPACE HOSTING INC COM P 2011-11-07 2012-11-09
ROCKWELL AUTO 5.650 12-01-17 P 2010-06-17 2012-11-08
SBAP 2003-20E 1 4.640 5-01-23 P 2010-05-12 2012-11-01
SBIC 2004-P10A 1 4.504 2-10-14 P 2012-03-30 2012-11-05
SEALED AIR CP NEW P 2012-08-06 2013-06-25
SONY FIN HLDGS INC P 2012-08-02 2012-10-02
SPDR BARCLAYS CAPITAL 1-3 MONT P 2012-11-09 2012-11-29
SPDR TRUST SERIES 1 P 2012-06-19 2012-10-23
SPIRIT AEROSYSTEMS HLD P 2011-08-05 2012-12-24
STATE STREET CORP P 2012-03-29 2012-11-09
SWIFT TRANSPORTATION CO P 2012-10-23 2012-11-09
TECO ENERGY P 2012-04-12 2012-11-09
TEREX CP NEW DEL P 2011-04-12 2012-11-09
TEREX CP NEW DEL P 2011-08-10 2012-11-09
TEXAS CAP BNCSHS INC (DE) P 2012-06-25 2012-11-09
TEXTRON INC P 2010-07-16 2012-11-09
THERMO FISHER SCIENTIFIC INC P 2011-10-07 2012-11-09
TRAVELERS COMPANIES INC COM P 2006-11-27 2013-03-21
UBS AG NEW P 2008-03-31 2012-11-09
US TSY NOTE 1 1/2 6-30-16 P 2012-05-09 2012-11-21
US TSY NOTE 2.000 11-15-21 P 2012-01-31 2012-12-07
US TSY NOTE 3/4 10-31-17 P 2012-11-21 2013-03-01
VALERO ENERGY CP DELA NEW P 2012-01-13 2013-06-25
VEECO INSTRUMENTS INC DEL P 2011-06-14 2012-11-09
WALT DISNEY CO HLDG CO P 2012-11-09 2013-06-18
WELLS FARGO & CO NEW P 2009-02-10 2013-06-25
WEYERHAEUSER CO P 2010-11-23 2012-11-09
WHIRLPOOL CORP P 2011-12-12 2012-10-17
ROUNDING ADJUSTMENT P 2013-08-31 2013-08-31
ABERCROMBIE & FITCH CO P 2012-08-02 2013-02-22
AECOM TECHNOLOGY CORP P 2011-11-14 2013-05-10
AES CORP P 2011-07-05 2012-11-09
AGRIUM INC P 2010-02-03 2012-11-09
ALLIANZ FX INC SHRS: SERIES C P 2011-10-04 2012-11-01
AMERICA MOVIL SA DE CV ADR L P 2009-07-08 2012-09-25
AMERIGAS PARTNERS COMMON UNITS P 2011-04-20 2013-04-26
AMETEK INC NEW P 2012-03-22 2012-11-09
AMSI 2003 IA1 A4 4.965 11-25-33 P 2009-09-17 2012-11-19
ARCHER DANIELS MIDLAND P 2010-12-21 2012-11-09
AT&T INC P 2010-05-27 2013-03-21
AVERY DENNISON CORPORATION P 2012-03-02 2013-02-12
AXA ADS P 2012-08-15 2012-11-09
BAKER HUGHES INC P 2011-11-01 2012-11-09
BARNES GROUP INCORPORATED P 2011-06-13 2013-08-06
BED BATH & BEYOND INC P 2012-11-09 2013-03-01
BIG LOTS INC OHIO P 2012-10-24 2013-03-21
BROOKLINE BANCORP INC NEW P 2011-12-27 2012-11-09
CA INCORPORATED P 2011-12-14 2012-11-09
CBS CORP NEW CL B SHRS P 2010-05-18 2012-09-06
CELGENE CORP P 2012-11-09 2013-03-11
CHIPOTLE MEXICAN GRILL INC COM P 2011-09-09 2012-11-09
CISCO SYS INC P 2011-08-09 2013-03-21
CITIGROUP INC NEW P 2012-10-01 2012-11-09
CLEAR CHANNEL OUTDOOR CL A P 2012-05-04 2012-11-09
COACH INC P 2012-11-09 2013-03-21
COMMUNITY HLTH SYS INC P 2011-05-09 2012-10-09
CORELOGIC INC P 2012-08-28 2012-11-09
CVS CAREMARK CORP P 2013-03-26 2013-06-18
DANA HOLDING CORP P 2011-07-28 2012-11-09
DELL INC P 2009-06-23 2012-10-04
DEUTSCHE POST AG SPONSORED ADR P 2012-08-02 2012-11-09
DISCOVERY COMMUNICATIONS SER A P 2010-03-09 2012-11-09
EATON CORPORATION P 2012-09-19 2012-12-03
ENERGIZER HLDGS INC P 2011-04-20 2012-11-09
ENSCO PLC CLASS A P 2011-02-07 2012-11-09
EXELON CORP P 2010-10-18 2012-11-09
FHLMC 15G G12618 5.000 11-01-21 P 2010-04-27 2012-11-15
FHLMC 30G C03792 3 1/2 4-01-42 P 2012-11-19 2013-08-15
FHLMC 30G G04913 5.000 3-01-38 P 2011-11-10 2013-03-15
FIRST NIAGARA FNCL GP P 2012-06-28 2012-11-09
FNMA POOL 190391 6.000 9-01-38 P 2009-06-25 2013-01-25
FNMA POOL 190391 6.000 9-01-38 P 2009-06-08 2012-09-25
FNMA POOL 545047 7.000 12-01-12 P 2008-10-29 2012-09-25
FNMA POOL 735402 5.000 4-01-35 P 2013-07-17 2013-08-23
FNMA POOL 735893 5.000 10-01-35 P 2011-11-08 2012-09-25
FNMA POOL 735893 5.000 10-01-35 P 2012-07-10 2012-11-25
FNMA POOL 745275 5.000 2-01-36 P 2009-10-08 2012-12-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-25 2013-04-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-18 2012-12-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-08 2012-09-25
FNMA POOL 889982 5 1/2 11-01-38 P 2009-06-08 2012-09-25
FNMA POOL AB1389 4 1/2 8-01-40 P 2011-02-02 2012-10-25
FNMA POOL AB4115 4.000 12-01-41 P 2012-04-09 2012-12-25
FNMA POOL AB5472 3 1/2 6-01-42 P 2012-06-07 2013-01-25
FNMA POOL AB7364 3.000 12-01-42 P 2012-12-13 2013-04-25
FNMA POOL AE0949 4.000 2-01-41 P 2013-02-13 2013-08-25
FNMA POOL AH5583 4 1/2 2-01-41 P 2011-02-09 2013-01-25
FNMA POOL AJ8345 4.000 12-01-41 P 2012-12-13 2013-04-25
FNMA POOL AL1948 4.000 1-01-42 P 2012-08-07 2012-12-25
FNMA POOL AL2243 4.000 3-01-42 P 2012-11-19 2013-03-25
FNMA POOL AP0495 3 1/2 8-01-42 P 2012-10-05 2012-12-25
FNR 1999-40 PJ 6 1/2 8-25-14 P 2008-09-26 2012-11-25
GEA GROUP AG SPON ADR P 2012-08-02 2012-11-09
GENESIS ENERGY LP COM P 2011-04-08 2012-11-09
GNR 2005-90 A 3.760 9-16-28 P 2008-10-03 2012-11-16
H J HEINZ CO P 2012-11-30 2013-06-10
HOLOGIC INC P 2009-06-25 2012-11-09
HOME DEPOT INC P 2009-11-17 2012-11-09
HOSPIRA INC P 2011-12-13 2012-11-09
ING GLOBAL REAL ESTATE FD I P 2011-10-04 2012-11-09
INTEL CORP P 2012-11-09 2013-03-21
ISHARES GOLD TRUST P 2012-11-09 2013-03-21
JOHNSON & JOHNSON P 2012-11-09 2013-03-21
JP 5.857 2-15-51 P 2011-03-11 2012-10-15
JULIUS BAER GROUP LTD UN ADR P 2012-08-02 2012-11-09
KIMBERLY CLARK CORP P 2012-11-09 2013-03-21
KINDRED HEALTHCARE INC P 2012-01-13 2013-08-19
KRAFT FOODS GROUP INC COM P 2009-09-15 2012-11-09
LAZARD EMERGING MARKETS I P 2011-12-29 2012-11-09
LENNAR CORPORATION P 2010-06-04 2012-11-09
MACY'S INC P 2009-10-02 2012-11-09
MDST 11 A1 4.864 7-15-38 P 2012-05-31 2012-09-15
MEDTRONIC INC P 2012-01-11 2012-11-09
MGIC INVT CORP P 2011-02-08 2012-11-09
MONDELEZ INTL INC COM P 2007-05-01 2012-11-09
MPG OFFICE TR INC COM P 2010-10-22 2012-11-09
NABORS INDUSTRIES LTD NEW P 2011-04-29 2012-11-09
NESTLE SPON ADR REP REG SHR P 2008-03-31 2012-11-09
NOBLE ENERGY INC 8 1/4 3-01-19 P 2009-02-25 2012-11-07
ORACLE CORP P 2006-11-09 2013-01-30
PATTERSON -UTI ENERGY INC P 2011-10-17 2012-11-09
PFIZER INC P 2011-08-09 2012-11-09
PIMCO COMM REAL RET STRAT A P 2011-12-29 2012-11-07
POWERSHARES QQQ TR P 2012-11-30 2013-01-14
PURPLE CHEN 2011 2.735 8-01-23 P 2012-04-04 2012-11-06
RACKSPACE HOSTING INC COM P 2011-01-12 2012-11-09
ROCKWELL COLLINS 5 1/4 7-15-19 P 2009-05-01 2012-11-08
SBAP 2003-20E 1 4.640 5-01-23 P 2010-05-12 2012-11-05
SBIC 2004-P10A 1 4.504 2-10-14 P 2012-03-30 2012-11-10
SEALED AIR CP NEW P 2012-08-03 2012-11-09
SONY FIN HLDGS INC P 2012-08-02 2012-11-09
SPDR BARCLAYS CAPITAL 1-3 MONT P 2012-11-09 2013-01-02
SPDR TRUST SERIES 1 P 2012-05-10 2012-10-23
SPIRIT AEROSYSTEMS HLD P 2011-08-09 2012-12-24
STATE STREET CORP P 2012-10-18 2012-11-09
SWISS RE LTD SPONSORED ADR P 2012-08-02 2012-11-09
TEMPLETON GLOBAL BD FD ADV P 2012-01-04 2012-11-09
TEREX CP NEW DEL P 2011-04-11 2012-11-09
TERRA NITROGEN CO LP COM UNIT P 2011-09-27 2012-11-09
TEXAS INSTRUMENTS P 2009-04-21 2013-07-23
TEXTRON INC P 2011-01-26 2012-11-09
THERMO FISHER SCIENTIFIC INC P 2011-10-04 2012-11-09
TRUE RELIGION APPAREL INC P 2013-03-25 2013-07-31
UBS AG STAMFORD 3 7/8 1-15-15 P 2010-01-12 2012-11-05
US TSY NOTE 1 3/8 2-28-19 P 2012-12-05 2013-08-09
US TSY NOTE 2.000 11-15-21 P 2012-01-27 2012-12-07
US TSY NOTE 4 1/8 5-15-15 P 2008-09-19 2012-10-23
VALERO ENERGY CP DELA NEW P 2010-06-28 2013-03-07
VERIFONE SYSTEMS INC P 2013-03-05 2013-03-21
WALT DISNEY CO HLDG CO P 2012-11-09 2013-03-21
WELLS FARGO & CO NEW P 2009-02-10 2013-03-21
WFNMT 2010-A A 3.960 6-15-15 P 2011-09-13 2012-11-02
WHIRLPOOL CORP P 2011-12-12 2012-09-19
ABERCROMBIE & FITCH CO P 2012-06-01 2012-11-09
AECOM TECHNOLOGY CORP P 2011-08-18 2012-11-09
AES CORP P 2011-07-08 2012-11-09
AHOLD LEASE USA 7.820 1-02-20 P 2011-02-10 2012-11-06
ALLIANZ FX INC SHRS: SERIES C P 2012-11-14 2013-06-13
AMERICA MOVIL SA DE CV ADR L P 2009-08-21 2012-09-25
AMERIGAS PARTNERS COMMON UNITS P 2011-12-22 2013-04-26
AMEX 6.800 9-01-66 P 2008-12-09 2012-11-05
AMSI 2003 IA1 A4 4.965 11-25-33 P 2012-12-28 2012-12-18
ARCHER DANIELS MIDLAND P 2011-02-11 2013-03-21
ATLAS WORLDWIDE HLDGS INC NEW P 2012-08-20 2013-03-21
AVERY DENNISON CORPORATION P 2012-03-19 2013-03-08
B & G FOODS INC P 2012-08-28 2012-11-09
BAKER HUGHES INC P 2010-10-28 2012-11-09
BARNES GROUP INCORPORATED P 2011-05-06 2012-11-09
BED BATH & BEYOND INC P 2012-11-14 2013-03-01
BIG LOTS INC OHIO P 2012-10-25 2013-03-21
BROOKLINE BANCORP INC NEW P 2011-12-27 2012-11-09
CA INCORPORATED P 2010-05-17 2012-11-09
CBS CORP NEW CL B SHRS P 2010-05-25 2012-09-21
CELGENE CORP P 2012-11-09 2013-03-21
CIGNA CORPORATION COM P 2012-08-07 2012-11-09
CITIGROUP INC P 2011-11-22 2012-10-16
CITIGROUP INC NEW P 2011-11-23 2012-11-09
CLEAR CHANNEL OUTDOOR CL A P 2010-07-21 2012-11-09
COCA-COLA ENTERPRISES INC. NEW P 2012-08-02 2012-11-09
COMMUNITY HLTH SYS INC P 2011-06-13 2012-10-09
COSTCO WHOLESALE CORP NEW P 2012-11-09 2013-03-21
CVS CAREMARK CORP P 2011-11-09 2012-11-09
DANA HOLDING CORP P 2012-07-20 2012-11-09
DELL INC P 2012-02-22 2012-11-09
DEUTSCHE TELEKOM AG 1 ORD 1ADS P 2012-08-02 2012-10-02
DOLBY CLA A COM STK P 2012-02-14 2012-11-09
EATON CORPORATION P 2012-07-20 2012-11-09
ENERGIZER HLDGS INC P 2011-08-03 2012-11-09
ENSCO PLC CLASS A P 2010-05-04 2012-11-09
EXPRESS SCRIPTS HLDG CO COM P 2013-02-28 2013-06-18
FHLMC 15G G12618 5.000 11-01-21 P 2010-04-27 2012-09-15
FHLMC 30G C03792 3 1/2 4-01-42 P 2012-11-19 2013-03-15
FHLMC 30G G04913 5.000 3-01-38 P 2011-11-10 2013-04-15
FIRST NIAGARA FNCL GP P 2012-01-27 2012-11-09
FNMA POOL 190391 6.000 9-01-38 P 2009-06-25 2013-05-25
FNMA POOL 190391 6.000 9-01-38 P 2009-06-25 2012-11-25
FNMA POOL 725232 5.000 3-01-34 P 2011-08-25 2012-10-25
FNMA POOL 735676 5.000 7-01-35 P 2011-10-07 2013-08-25
FNMA POOL 735893 5.000 10-01-35 P 2011-03-07 2012-10-25
FNMA POOL 735893 5.000 10-01-35 P 2011-11-08 2012-11-15
FNMA POOL 745275 5.000 2-01-36 P 2009-08-10 2013-01-25
FNMA POOL 745275 5.000 2-01-36 P 2010-01-11 2013-04-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-18 2013-01-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-25 2013-08-20
FNMA POOL 889982 5 1/2 11-01-38 P 2009-06-18 2012-11-25
FNMA POOL AB1389 4 1/2 8-01-40 P 2011-02-02 2013-04-25
FNMA POOL AB4115 4.000 12-01-41 P 2012-04-09 2013-07-25
FNMA POOL AB5472 3 1/2 6-01-42 P 2012-06-07 2012-12-25
FNMA POOL AB7364 3.000 12-01-42 P 2012-12-13 2013-07-25
FNMA POOL AE0949 4.000 2-01-41 P 2013-02-13 2013-05-25
FNMA POOL AH5583 4 1/2 2-01-41 P 2011-02-09 2012-09-25
FNMA POOL AJ8345 4.000 12-01-41 P 2012-12-13 2013-01-25
FNMA POOL AL1948 4.000 1-01-42 P 2012-08-07 2013-04-25
FNMA POOL AL2243 4.000 3-01-42 P 2012-11-19 2013-02-25
FNMA POOL AP0495 3 1/2 8-01-42 P 2012-10-05 2013-01-09
FNR 1999-40 PJ 6 1/2 8-25-14 P 2008-09-26 2012-10-25
GENERAL ELECTRIC CO P 2012-05-02 2012-11-09
GENL DYNAMICS CORP P 2012-09-25 2012-11-09
GNR 2005-90 A 3.760 9-16-28 P 2008-10-03 2012-09-16
H J HEINZ CO P 2012-11-09 2013-03-21
HOLOGIC INC P 2011-12-27 2012-11-09
HOME DEPOT INC P 2009-07-22 2012-11-09
HOSPIRA INC 6.400 5-15-15 P 2009-05-05 2012-11-07
ING GLOBAL REAL ESTATE FD I P 2011-04-20 2012-11-09
INTEL CORP P 2009-06-23 2013-03-19
ISHARES MSCI EMERGING MKTS FD P 2012-11-14 2013-01-25
JOHNSON & JOHNSON P 2012-08-20 2013-03-21
JP 5.857 2-15-51 P 2011-03-11 2012-11-08
KANSAS GAS & ELEC 5.647 3-29-21 P 2011-04-08 2012-09-29
KINDER MORGAN ENERGY PTRS LP P 2011-04-08 2012-11-09
KINDRED HEALTHCARE INC P 2011-08-18 2013-03-21
KRAFT FOODS GROUP INC COM P 2009-09-30 2012-11-09
LAZARD EMERGING MARKETS I P 2011-12-29 2012-11-09
LENNAR CORPORATION P 2010-06-29 2012-11-09
MACY'S INC P 2009-09-29 2012-11-09
MDST 11 A1 4.864 7-15-38 P 2012-05-31 2012-11-19
MEDTRONIC INC P 2012-06-05 2012-11-09
MGIC INVT CORP P 2012-05-09 2012-11-09
MONDELEZ INTL INC COM P 2009-09-09 2012-11-09
MPG OFFICE TR INC COM P 2010-04-07 2012-11-09
NABORS INDUSTRIES LTD NEW P 2011-04-12 2012-11-09
NEXTERA ENERGY INC COM P 2012-11-09 2013-03-21
NOBLE ENERGY INC 8 1/4 3-01-19 P 2009-02-24 2012-11-07
ORACLE CORP P 2006-11-09 2013-03-21
PENTAIR LTD P 2012-10-01 2012-11-09
PFIZER INC P 2009-07-01 2012-11-09
PIMCO COMM REAL RET STRAT A P 2011-09-15 2012-11-07
POWERSHARES QQQ TR P 2012-11-29 2013-01-14
PYXIS LONG/SHORT EQUITY A P 2011-12-19 2012-11-07
RAYTHEON CO (NEW) P 2012-11-09 2013-03-21
ROFIN-SINAR TECH INC OLD P 2012-10-17 2012-11-09
SBAP 2004-20B 1 4.720 2-01-24 P 2009-04-29 2012-11-05
SBIC 2005-P 10A 1 4.638 2-10-15 P 2008-10-23 2012-11-10
SEALED AIR CP NEW P 2012-06-05 2012-11-09
SOUTHERN COPPER CORP P 2008-05-20 2012-11-09
SPDR S&P MIDCAP 400 ETF TRUST P 2010-03-02 2012-11-09
SPDR TRUST SERIES 1 P 2012-06-06 2012-11-09
SPIRIT AEROSYSTEMS HLD CLA A P 2011-08-05 2012-11-09
STATE STREET CORP P 2011-08-31 2012-11-09
SYNGENTA AG ADR P 2012-08-02 2012-11-09
TEMPLETON GLOBAL BD FD ADV P 2012-01-04 2013-03-21
TEREX CP NEW DEL P 2011-12-16 2013-01-03
TESCO CORPORATION P 2009-07-23 2012-11-09
TEXAS INSTRUMENTS P 2009-04-21 2013-03-21
THE ADT CORPORATION P 2008-09-17 2012-10-23
THERMO FISHER SCIENTIFIC INC P 2011-12-22 2012-11-09
TRUE RELIGION APPAREL INC P 2013-01-02 2013-03-21
ULTRAMAR DIAMOND 7.200 10-15-17 P 2012-07-25 2012-11-08
US TSY NOTE 1 3/8 2-28-19 P 2012-03-01 2013-08-09
US TSY NOTE 2.000 11-15-21 P 2012-01-26 2012-12-07
US TSY NOTE 4 5/8 2-15-17 P 2011-01-24 2012-10-16
VALERO ENERGY CP DELA NEW P 2011-07-27 2013-03-21
VERIZON COMMUNICATIONS P 2012-11-09 2013-01-24
WBCMT 2005-C20 A7 5.118 7-15-42 P 2011-12-15 2012-11-08
WELLS FARGO & CO NEW P 2008-11-07 2013-03-21
WFNMT 2010-A A 3.960 6-15-15 P 2010-07-02 2012-11-02
WHIRLPOOL CORP P 2012-01-13 2012-11-09
ACCENTURE PLC IRELAND CL A P 2009-02-04 2012-11-09
AECOM TECHNOLOGY CORP P 2011-09-13 2012-11-09
AES CORP P 2011-07-18 2012-11-09
ALEXION PHARM INC P 2011-09-09 2012-11-09
ALLIANZ FX INC SHRS: SERIES C P 2011-02-23 2012-11-01
AMERICAN ELECTRIC POWER CO P 2012-02-23 2012-11-09
AMERIGAS PARTNERS COMMON UNITS P 2011-04-08 2013-04-26
AMGEN INC P 2008-01-22 2013-03-12
ANIXTER INTL INC P 2012-03-05 2012-11-09
ARCHER DANIELS MIDLAND P 2011-06-13 2013-03-21
ATLAS WORLDWIDE HLDGS INC NEW P 2012-08-15 2012-11-09
AVERY DENNISON CORPORATION P 2012-03-02 2013-01-09
BACM 2006-4 A4 5.634 7-10-46 P 2011-07-11 2012-11-08
BAKER HUGHES INC P 2012-02-23 2013-03-21
BARNES GROUP INCORPORATED P 2011-08-11 2013-08-06
BED BATH & BEYOND INC P 2012-11-30 2013-03-01
BIG LOTS INC OHIO P 2012-09-05 2012-11-09
BROOKLINE BANCORP INC NEW P 2011-06-20 2012-11-09
CA INCORPORATED P 2009-07-01 2012-11-09
CBS CORP NEW CL B SHRS P 2012-02-16 2012-11-09
CELGENE CORP P 2011-06-20 2013-03-11
CIGNA CORPORATION COM P 2012-09-11 2012-11-09
CITIGROUP INC 5.000 9-15-14 P 2011-03-03 2012-11-02
CITIGROUP INC NEW P 2012-03-14 2012-11-09
CLIFFS NATURAL RESOURCES INC P 2012-06-04 2012-11-09
COLGATE-PALMOLIVE 7.600 5-19-25 P 2010-04-30 2012-11-07
COMMUNITY HLTH SYS INC P 2011-06-13 2012-10-10
CROWN CASTLE INTL P 2012-11-09 2013-01-30
CVS CAREMARK CORP 6.036 12-10-28 P 2010-03-12 2012-09-10
DANA HOLDING CORP P 2011-08-03 2012-11-09
DELL INC P 2011-12-15 2012-11-09
DEUTSCHE TELEKOM AG 1 ORD 1ADS P 2012-08-02 2012-11-09
DOLBY CLA A COM STK P 2012-02-15 2012-11-09
EATON VANCE CORP 6 1/2 10-02-17 P 2011-03-25 2012-11-05
ENERGIZER HLDGS INC P 2011-04-14 2012-11-09
ENSIGN ENERGY SERVICES ORD P 2008-03-31 2012-11-09
EXPRESS SCRIPTS HLDG CO COM P 2013-02-28 2013-03-21
FHLMC 15G G12618 5.000 11-01-21 P 2010-04-27 2012-11-15
FHLMC 30G C03792 3 1/2 4-01-42 P 2012-11-19 2013-02-15
FHLMC 30G G04913 5.000 3-01-38 P 2011-11-10 2013-02-15
FIRST NIAGARA FNCL GP P 2012-01-27 2012-11-09
FNMA POOL 190391 6.000 9-01-38 P 2009-06-25 2013-07-25
FNMA POOL 190404 4 1/2 5-01-40 P 2013-06-19 2013-08-25
FNMA POOL 725232 5.000 3-01-34 P 2011-08-25 2012-11-25
FNMA POOL 735676 5.000 7-01-35 P 2011-10-07 2013-07-25
FNMA POOL 735893 5.000 10-01-35 P 2011-03-07 2012-09-25
FNMA POOL 735893 5.000 10-01-35 P 2011-03-07 2012-11-15
FNMA POOL 745275 5.000 2-01-36 P 2009-10-08 2013-01-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-25 2012-12-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-18 2013-02-25
FNMA POOL 745275 5.000 2-01-36 P 2010-01-11 2013-08-20
FNMA POOL 889982 5 1/2 11-01-38 P 2009-08-10 2012-11-28
FNMA POOL AB1389 4 1/2 8-01-40 P 2011-02-02 2013-03-25
FNMA POOL AB4115 4.000 12-01-41 P 2012-04-09 2012-10-25
FNMA POOL AB5472 3 1/2 6-01-42 P 2012-06-07 2013-01-09
FNMA POOL AB7364 3.000 12-01-42 P 2012-12-13 2013-08-25
FNMA POOL AE0949 4.000 2-01-41 P 2013-02-13 2013-07-25
FNMA POOL AH5583 4 1/2 2-01-41 P 2011-02-09 2013-02-25
FNMA POOL AL0069 5.000 11-01-40 P 2013-04-12 2013-07-25
FNMA POOL AL1948 4.000 1-01-42 P 2012-08-07 2013-06-25
FNMA POOL AL2243 4.000 3-01-42 P 2012-11-19 2013-01-25
FNMA POOL AQ7081 3 1/2 12-01-42 P 2013-07-10 2013-08-25
FNR 1999-40 PJ 6 1/2 8-25-14 P 2008-09-26 2012-09-25
GENERAL ELECTRIC CO P 2012-01-19 2012-11-09
GENL DYNAMICS CORP P 2012-09-25 2012-11-09
GNR 2005-90 A 3.760 9-16-28 P 2008-10-03 2012-11-19
H J HEINZ CO P 2012-11-09 2013-06-10
HOLOGIC INC P 2012-05-10 2012-11-09
HOME DEPOT INC P 2010-05-07 2012-11-09
HSBC FINANCE CORP 5 1/2 1-19-16 P 2009-10-19 2012-11-05
ING GLOBAL REAL ESTATE FD I P 2011-04-11 2012-11-09
INTEL CORP P 2010-08-10 2013-03-19
ISHARES MSCI EMERGING MKTS FD P 2012-11-30 2013-01-25
JOHNSON & JOHNSON P 2011-08-08 2013-03-21
JP MORGAN CHASE 6 1/8 6-27-17 P 2010-01-14 2012-11-05
KANSAS GAS & ELEC 5.647 3-29-21 P 2011-04-08 2012-11-06
KINDER MORGAN MGMT LLC P 2011-12-22 2013-05-15
KINDRED HEALTHCARE INC P 2012-01-13 2013-03-21
KRAFT FOODS GROUP INC COM P 2012-10-16 2013-03-21
LAZARD EMERGING MARKETS I P 2009-12-15 2012-11-09
LIGHTSHIP TANKERS 6 1/2 6-14-24 P 2012-06-22 2012-11-13
MAGELLAN MIDSTREA 6.550 7-15-19 P 2009-06-19 2012-11-07
MEADWESTVACO CORP P 2012-07-30 2012-11-09
MEDTRONIC INC P 2012-01-11 2012-11-09
MGIC INVT CORP P 2011-10-07 2012-11-09
MONDELEZ INTL INC COM P 2012-07-19 2013-03-26
MYLAN INC P 2012-08-13 2012-11-09
NABORS INDUSTRIES LTD NEW P 2011-04-14 2012-11-09
NGN 2010-C1 A2 2.900 10-29-20 P 2010-11-04 2012-11-19
NORDSTROM INC P 2012-11-09 2013-03-21
OSHKOSH CORP P 2011-11-08 2012-10-11
PEPSICO INC NC P 2012-07-30 2012-11-09
PFIZER INC P 2010-03-26 2012-11-09
PIMCO COMM REAL RET STRAT A P 2011-06-16 2012-11-07
PREMIER AIRCRAFT 3.576 2-06-22 P 2012-03-29 2012-11-06
PYXIS LONG/SHORT EQUITY A P 2011-04-20 2012-11-07
REGENCY ENERGY PTNRS LP UTS P 2011-04-08 2012-11-09
ROFIN-SINAR TECH INC OLD P 2012-08-22 2012-11-09
SBAP 2005 20F 1 4.570 6-01-25 P 2010-12-23 2012-11-05
SBIC 2005-P 10A 1 4.638 2-10-15 P 2008-10-23 2012-11-05
SEALED AIR CP NEW P 2012-08-06 2013-03-21
SOUTHERN COPPER CORP P 2007-03-20 2012-11-09
SPDR TRUST SERIES 1 P 2012-06-06 2012-11-09
SPDR TRUST SERIES 1 P 2012-04-28 2012-10-23
SPIRIT AEROSYSTEMS HLD CLA A P 2011-08-05 2012-11-09
STATE STREET CORP P 2012-01-18 2012-11-09
TALISMAN ENERGY INC P 2008-03-31 2012-11-09
TENARIS S.A. P 2008-03-31 2012-11-09
TEREX CP NEW DEL P 2011-08-12 2012-11-09
TESCO CORPORATION P 2009-09-03 2012-11-09
TEXAS INSTRUMENTS P 2009-04-21 2012-11-09
THE ADT CORPORATION P 2007-12-27 2012-10-03
TIME WARNER INC NEW P 2008-03-11 2012-11-09
TRUE RELIGION APPAREL INC P 2013-01-02 2013-07-31
UNILEVER NV NY SH NEW P 2008-03-31 2013-03-21
US TSY NOTE 1 3/8 2-28-19 P 2012-11-21 2013-08-09
US TSY NOTE 2.000 11-15-21 P 2012-02-16 2012-12-07
VALE S.A P 2010-12-14 2012-11-09
VALERO ENERGY CP DELA NEW P 2011-02-03 2013-03-07
VERIZON COMMUNICATIONS P 2012-11-14 2013-01-24
WBCMT 2005-C21 A4 5.240 10-15-44 P 2011-11-17 2012-10-15
WELLS FARGO & CO NEW P 2008-10-27 2012-11-09
WFNMT 2010-A A 3.960 6-15-15 P 2011-11-28 2012-11-02
WHOLE FOODS MARKETS INC P 2012-11-09 2013-06-18
ACCURIDE CORP NEW COM NEW P 2011-11-22 2012-11-09
AECOM TECHNOLOGY CORP P 2011-11-14 2013-03-21
AES CORP P 2011-09-29 2012-11-09
ALEXION PHARM INC P 2010-04-28 2012-11-09
ALLIANZ FX INC SHRS: SERIES C P 2012-11-14 2013-06-13
AMERICAN ELECTRIC POWER CO P 2007-04-18 2012-11-09
AMERIGAS PARTNERS COMMON UNITS P 2011-04-08 2012-11-09
AMGEN INC P 2012-11-09 2013-06-18
ANIXTER INTL INC P 2012-03-06 2012-11-09
ARCHER DANIELS MIDLAND P 2010-12-21 2012-09-19
ATLAS WORLDWIDE HLDGS INC NEW P 2012-03-22 2012-11-09
AVERY DENNISON CORPORATION P 2012-03-19 2013-02-12
BACM 2006-4 A4 5.634 7-10-46 P 2011-09-20 2012-11-08
BAKER HUGHES INC P 2010-11-22 2012-11-09
BARNES GROUP INCORPORATED P 2011-05-05 2012-11-09
BED BATH & BEYOND INC P 2013-01-30 2013-03-01
BIOGEN IDEC INC P 2013-03-13 2013-06-18
BROOKLINE BANCORP INC NEW P 2011-12-23 2012-11-09
CABELA'S INC P 2011-11-21 2012-11-09
CBS CORP NEW CL B SHRS P 2010-05-25 2012-09-18
CELGENE CORP P 2011-06-20 2013-01-30
CIGNA CORPORATION COM P 2012-08-13 2012-11-09
CITIGROUP INC 6.000 8-15-17 P 2009-06-11 2012-11-02
CITIGROUP INC NEW P 2012-01-17 2012-11-09
CLIFFS NATURAL RESOURCES INC P 2012-02-16 2012-11-09
COLLEGE & UNIV 4.000 6-01-18 P 2009-12-23 2012-11-19
COMMUNITY HLTH SYS INC NEW P 2011-06-13 2012-11-09
CROWN CASTLE INTL P 2012-11-09 2013-03-21
CVS CAREMARK CORP 6.036 12-10-28 P 2010-03-12 2012-10-10
DANA HOLDING CORP P 2011-01-21 2012-11-09
DELL INC P 2011-11-16 2012-11-09
DEVON ENERGY CORP P 2012-10-19 2012-11-09
DOMINION RES INC (NEW) P 2012-11-09 2013-03-21
EL PASO PIPELINE PARTNERS LP P 2011-04-08 2012-11-09
ENERGIZER HLDGS INC P 2011-04-18 2012-11-09
ENTERPRISE PROD PRTNRS L.P. P 2011-04-08 2012-11-09
F5 NETWORKS INC P 2012-03-12 2012-11-09
FHLMC 30G A90316 4 1/2 12-01-39 P 2013-05-15 2013-08-15
FHLMC 30G C03792 3 1/2 4-01-42 P 2012-11-19 2013-01-15
FHLMC 30G G04913 5.000 3-01-38 P 2011-11-10 2012-10-15
FIRST NIAGARA FNCL GP P 2012-01-27 2012-11-09
FNMA POOL 190391 6.000 9-01-38 P 2009-06-25 2012-12-25
FNMA POOL 190404 4 1/2 5-01-40 P 2013-06-19 2013-07-25
FNMA POOL 725232 5.000 3-01-34 P 2011-08-25 2012-09-25
FNMA POOL 735676 5.000 7-01-35 P 2011-10-07 2013-03-25
FNMA POOL 735893 5.000 10-01-35 P 2012-07-10 2013-07-25
FNMA POOL 735893 5.000 10-01-35 P 2012-07-10 2013-08-20
FNMA POOL 745275 5.000 2-01-36 P 2009-08-10 2013-02-25
FNMA POOL 745275 5.000 2-01-36 P 2010-01-11 2012-12-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-18 2012-09-25
FNMA POOL 745275 5.000 2-01-36 P 2010-01-11 2012-10-25
FNMA POOL 889982 5 1/2 11-01-38 P 2009-06-25 2012-11-28
FNMA POOL AB1389 4 1/2 8-01-40 P 2011-02-02 2013-02-25
FNMA POOL AB4115 4.000 12-01-41 P 2012-04-09 2013-01-25
FNMA POOL AB5670 3 1/2 7-01-42 P 2012-06-07 2012-11-25
FNMA POOL AB7364 3.000 12-01-42 P 2012-12-13 2013-05-25
FNMA POOL AE0949 4.000 2-01-41 P 2013-02-13 2013-06-25
FNMA POOL AH5583 4 1/2 2-01-41 P 2011-02-09 2013-04-16
FNMA POOL AL0069 5.000 11-01-40 P 2013-04-12 2013-06-25
FNMA POOL AL1948 4.000 1-01-42 P 2012-08-07 2013-07-25
FNMA POOL AL2629 5.000 6-01-39 P 2013-03-18 2013-08-25
FNMA POOL AR2583 3 1/2 2-01-43 P 2013-02-13 2013-03-25
FNR 1999-40 PJ 6 1/2 8-25-14 P 2008-09-26 2012-11-26
GENERAL ELECTRIC CO P 2011-10-12 2012-11-09
GENL DYNAMICS CORP P 2012-09-25 2013-03-21
GNR 2008-14 B 4.748 10-16-38 P 2010-01-22 2012-10-16
HANOVER INSURANCE GROUP INC P 2012-07-19 2012-11-09
HOLOGIC INC P 2011-08-16 2012-11-09
HONEYWELL INTERNATIONAL INC P 2009-07-27 2012-11-09
HSBC HOLDINGS PLC SPON ADR NEW P 2012-11-09 2013-03-21
INGERSOLL-RAND PLC SHS P 2008-03-31 2012-11-09
INTEL CORP P 2012-11-14 2013-03-21
ISHARES MSCI EMERGING MKTS FD P 2012-11-09 2013-01-25
JOHNSON & JOHNSON P 2011-03-21 2013-03-21
JP MORGAN HIBRG DYN COMM STR A P 2011-12-27 2012-11-07
KAO CORP P 2012-08-02 2012-11-09
KINDER MORGAN MGMT LLC P 2011-12-22 2013-02-14
KINDRED HEALTHCARE INC P 2011-08-12 2012-11-09
KRAFT FOODS GROUP INC COM P 2007-03-30 2012-11-09
LAZARD EMERGING MARKETS I P 2010-01-15 2012-11-09
LIGHTSHIP TANKERS 6 1/2 6-14-24 P 2010-04-23 2012-11-13
MAGELLAN MIDSTREAM PARTNERS LP P 2011-04-08 2012-11-09
MEADWESTVACO CORP P 2012-06-19 2012-11-09
MEDTRONIC INC P 2012-10-01 2012-11-09
MGIC INVT CORP P 2011-09-08 2012-11-09
MONDELEZ INTL INC COM P 2009-09-15 2012-11-09
MYLAN INC P 2011-08-23 2012-10-09
NABORS INDUSTRIES LTD NEW P 2011-04-11 2012-11-09
NGN 2010-R1 2A 1.840 10-07-20 P 2010-10-19 2012-11-06
NOVARTIS AG ADR P 2008-03-31 2012-11-09
OSHKOSH CORP P 2011-11-08 2012-09-05
PEPSICO INC NC P 2012-04-27 2012-11-09
PFIZER INC P 2011-04-14 2012-11-09
PIMCO COMM REAL RET STRAT A P 2011-04-20 2012-11-07
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ROPER INDUSTRIES 6 1/4 9-01-19 P 2009-08-26 2012-11-08
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SBIC 2006-P10A 1 5.408 2-10-16 P 2008-09-30 2012-11-05
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STATE STREET CORP P 2012-02-23 2012-11-09
TARGET CORPORATION P 2012-11-09 2013-06-18
TENN VALLEY AUTH .000 12-15-21 P 2011-12-12 2012-11-06
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TESCO PLC SPONSORED ADR P 2012-08-02 2012-11-09
TEXTAINER GROUP HOLDINGS LTD P 2010-05-24 2012-11-09
THE ADT CORPORATION P 2007-12-27 2012-10-23
TIME WARNER INC NEW P 2007-06-20 2012-11-09
TRUE RELIGION APPAREL INC P 2013-01-11 2013-07-31
UNILEVER NV NY SH NEW P 2008-03-31 2012-11-09
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WHOLE FOODS MARKETS INC P 2012-11-09 2013-03-21
ACCURIDE CORP NEW COM NEW P 2011-11-21 2012-11-09
AES CORP P 2011-12-30 2012-11-09
AES CORP P 2011-11-23 2012-11-09
ALLIANCE DATA SYSTEMS CORP P 2012-08-28 2012-11-09
ALLIANZ FX INC SHRS: SERIES C P 2012-11-14 2013-03-21
AMERICAN ELECTRIC POWER CO P 2008-06-04 2012-11-09
AMERIPRISE FINCL INC P 2011-06-03 2012-11-09
AMGEN INC P 2008-01-22 2012-11-16
APPLE INC P 2009-04-02 2012-11-09
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ATLAS WORLDWIDE HLDGS INC NEW P 2012-08-17 2013-03-21
AVERY DENNISON CORPORATION P 2012-03-19 2013-03-13
BAKER HUGHES INC P 2011-09-07 2012-11-09
BAKER HUGHES INC P 2012-01-12 2012-11-09
BARNES GROUP INCORPORATED P 2011-05-05 2012-11-09
BED BATH & BEYOND INC P 2012-11-09 2013-03-01
BIOGEN IDEC INC P 2013-03-13 2013-03-21
BROOKLINE BANCORP INC NEW P 2011-06-21 2012-11-09
CABELA'S INC P 2011-11-21 2012-11-09
CBS CORP NEW CL B SHRS P 2010-05-25 2012-09-18
CELGENE CORP P 2011-09-27 2013-03-11
CIGNA CORPORATION COM P 2012-08-02 2012-11-09
CITIGROUP INC CASH IN LIEU P 2012-09-28 2012-09-28
CITIGROUP INC NEW P 2012-01-13 2012-11-09
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CSFB 02-CP5 B P 2009-10-07 2012-11-30
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DANA HOLDING CORP P 2011-08-08 2012-11-09
DELL INC P 2011-10-07 2012-11-09
DEVON ENERGY CORP NEW P 2010-12-02 2012-11-09
DONALDSON CO INC P 2012-01-30 2012-11-09
ELI LILLY & CO P 2012-11-09 2013-03-21
ENERGIZER HLDGS INC P 2011-05-12 2012-11-09
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FNMA POOL AB4115 4.000 12-01-41 P 2012-04-09 2013-02-25
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FNMA POOL AB7364 3.000 12-01-42 P 2012-12-13 2013-03-25
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FNMA POOL AJ5890 4.000 11-01-41 P 2013-03-13 2013-07-25
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FNMA POOL AL2629 5.000 6-01-39 P 2013-03-18 2013-07-25
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GAP INC P 2012-01-09 2012-11-09
GENERAL ELECTRIC CO P 2011-06-09 2012-11-09
GENL DYNAMICS CORP P 2012-10-24 2013-03-21
GNR 2008-14 B 4.748 10-16-38 P 2010-01-22 2012-09-16
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HOLOGIC INC P 2011-11-14 2012-11-09
HONEYWELL INTERNATIONAL INC P 2012-10-19 2012-11-09
ICAP PLC SPON ADR P 2012-08-10 2012-11-09
INTEL CORP P 2012-11-30 2013-03-21
INTEL CORP P 2012-11-14 2013-03-21
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JOHNSON & JOHNSON P 2011-03-29 2013-03-21
JP MORGAN HIBRG DYN COMM STR A P 2011-12-16 2012-11-07
KENNAMETAL INC P 2012-12-19 2013-03-21
KINDER MORGAN MGMT LLC P 2011-12-22 2013-08-14
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LAM RESEARCH CORPORATION P 2012-01-27 2012-11-09
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LIMITED BRANDS INC P 2010-02-17 2012-11-09
MANULIFE FINANCIAL CORP P 2008-03-31 2012-11-09
MEADWESTVACO CORP P 2012-07-11 2012-11-09
MEDTRONIC INC P 2011-12-30 2012-11-09
MGIC INVT CORP P 2012-10-01 2012-11-09
MONDELEZ INTL INC COM P 2012-07-13 2012-11-09
MYLAN INC P 2011-10-19 2012-11-09
NABORS INDUSTRIES LTD NEW P 2011-06-29 2012-11-09
NGN 2010-R1 2A 1.840 10-07-20 P 2010-10-19 2012-09-07
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OVERSEAS PRIV INV 4.736 3-15-22 P 2011-11-29 2012-09-15
PEPSICO INC NC P 2012-05-31 2012-11-09
PFIZER INC P 2011-02-03 2012-11-09
PITNEY BOWES INC 4 7/8 8-15-14 P 2010-10-13 2012-11-07
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PYXIS LONG/SHORT EQUITY A P 2011-04-11 2012-11-07
RIO TINTO PLC SPON ADR P 2012-10-12 2013-03-21
ROSS STORES INC P 2011-11-22 2012-11-09
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SCHLUMBERGER LTD P 2012-08-02 2012-11-09
SEALED AIR CP NEW P 2012-03-06 2012-11-09
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TARGET CORPORATION P 2012-11-09 2013-03-21
TEREX CP NEW DEL P 2011-03-11 2012-11-09
TEREX CP NEW DEL P 2011-01-13 2012-11-09
TESORO PETROLEUM CP P 2011-11-09 2012-11-09
TEXTRON INC P 2011-07-29 2012-11-09
THE ADT CORPORATION COM P 2009-05-18 2012-11-09
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TRUE RELIGION APPAREL INC P 2012-12-20 2013-03-21
UNILEVER NV NY SH NEW P 2012-08-02 2012-10-25
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AGILENT TECHNOLOGIES P 2012-07-27 2013-03-21
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AMERIPRISE FINCL INC P 2012-07-24 2012-11-09
AMGEN INC P 2008-01-22 2012-12-06
APPLE INC P 2011-09-09 2012-11-09
ASAHI KAISEI CORP ADR P 2012-08-02 2012-11-09
ATLAS WORLDWIDE HLDGS INC NEW P 2012-03-22 2012-11-09
AVERY DENNISON CORPORATION P 2012-01-31 2012-11-09
BAKER HUGHES INC P 2011-09-20 2012-11-09
BAKER HUGHES INC P 2012-01-12 2013-03-21
BARNES GROUP INCORPORATED P 2011-05-05 2012-11-09
BED BATH & BEYOND INC P 2011-07-18 2013-03-01
BIOGEN IDEC INC P 2012-02-06 2012-11-09
BUCKLE INC(THE) P 2012-05-31 2012-11-09
CANADIAN NATL RAILWAY CO P 2008-03-31 2012-11-09
CBS CORP NEW CL B SHRS P 2010-06-30 2012-11-09
CF INDUSTRIES HOLDINGS,INC P 2012-05-30 2012-11-09
CIGNA CORPORATION COM P 2012-08-28 2012-11-09
CITIGROUP INC NEW P 2012-05-15 2012-11-09
CITIGROUP INC NEW P 2012-08-21 2012-11-09
CLIFFS NATURAL RESOURCES INC P 2012-01-19 2012-11-09
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COMMUNITY HLTH SYS INC NEW P 2011-08-10 2012-11-09
CSFB 02-CP5 B 5.092 12-15-35 P 2009-10-07 2012-10-17
D R HORTON INC P 2012-08-28 2012-11-09
DANA HOLDING CORP P 2011-07-15 2012-11-09
DELL INC P 2012-01-19 2012-11-09
DEVON ENERGY CORP NEW P 2010-04-20 2012-11-09
DONALDSON CO INC P 2012-02-09 2012-11-09
EMC CORP MASS P 2012-11-09 2013-03-21
ENERGIZER HLDGS INC P 2011-06-06 2012-11-09
ESTEE LAUDER CO INC CL A P 2012-11-09 2013-06-18
FHLB 5 1/8 8-15-19 P 2008-10-10 2012-11-26
FHLMC 30G A90316 4 1/2 12-01-39 P 2013-05-15 2013-07-15
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FHLMC 30G G04913 5.000 3-01-38 P 2011-11-10 2012-11-15
FIRST NIAGARA FNCL GP NEW P 2012-06-28 2013-03-21
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FNMA POOL 725424 5 1/2 4-01-34 P 2012-01-20 2012-10-25
FNMA POOL 735676 5.000 7-01-35 P 2011-10-07 2013-04-25
FNMA POOL 735893 5.000 10-01-35 P 2012-07-10 2013-04-25
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FNMA POOL AB4115 4.000 12-01-41 P 2012-04-09 2012-09-25
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FNMA POOL AB7364 3.000 12-01-42 P 2012-12-13 2013-02-25
FNMA POOL AE0949 4.000 2-01-41 P 2013-02-13 2013-03-25
FNMA POOL AJ5890 4.000 11-01-41 P 2013-03-13 2013-08-25
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FNMA POOL AL2629 5.000 6-01-39 P 2013-03-18 2013-05-25
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GAP INC P 2008-07-16 2012-09-18
GENERAL ELECTRIC CO P 2012-05-24 2012-11-09
GENL DYNAMICS CORP P 2012-09-25 2012-11-09
GNR 2008-14 B 4.748 10-16-38 P 2010-01-22 2012-11-16
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HONEYWELL INTERNATIONAL INC P 2007-04-18 2012-11-09
ICONIX BRAND GRP INC P 2012-02-21 2012-11-09
INTEL CORP P 2009-04-15 2012-10-01
INTEL CORP P 2012-11-09 2013-03-19
ISHARES RUSSELL 1000 GRW ETF P 2012-11-09 2013-08-19
JOHNSON & JOHNSON P 2011-03-25 2013-03-21
JP MORGAN HIBRG DYN COMM STR A P 2011-12-23 2012-11-07
KENNAMETAL INC P 2012-12-17 2013-03-21
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LAM RESEARCH CORPORATION P 2012-01-30 2012-11-09
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LIMITED BRANDS INC P 2011-11-07 2012-11-09
MARATHON PETROLEUM CORP P 2011-08-01 2012-10-10
MEADWESTVACO CORP P 2012-08-13 2012-11-09
MEDTRONIC INC P 2011-12-30 2012-11-09
MGIC INVT CORP P 2011-11-22 2012-11-09
MONDELEZ INTL INC COM P 2009-09-30 2012-11-09
MYLAN INC P 2011-09-29 2012-11-09
NABORS INDUSTRIES LTD NEW P 2011-03-31 2012-11-09
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PFIZER INC P 2010-06-28 2012-11-09
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TEREX CP NEW DEL P 2010-10-22 2012-09-13
TEREX CP NEW DEL P 2011-03-11 2012-11-09
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TEXTRON INC P 2012-07-30 2012-11-09
THE ADT CORPORATION COM P 2012-03-23 2012-11-09
TOTAL SYSTEM SVCS P 2012-02-14 2012-11-09
TYCO INTERNATIONAL LTD P 2012-03-23 2012-11-09
UNITED CONTINENTAL HLDGS INC P 2010-06-22 2012-11-09
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VALERO ENERGY CP DELA NEW P 2010-04-29 2012-11-09
VIACOM INC P 2012-01-19 2012-11-09
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WPX ENERGY INC P 2012-03-20 2012-11-09
ACCURIDE CORP NEW COM NEW P 2011-09-27 2012-11-09
AES CORP P 2012-05-24 2012-11-09
AGILENT TECHNOLOGIES P 2012-05-29 2012-11-09
ALLIANZ FIX INC SHRS: SERIES M P 2009-06-26 2012-11-01
ALTRIA GROUP INC P 2012-11-09 2013-03-21
AMERICAN EXPRESS CO P 2008-11-21 2012-11-09
AMERIPRISE FINCL INC P 2011-06-27 2012-11-09
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APPLIED MATERIALS INC P 2012-10-11 2012-11-09
ASPEN INSURANCE HLDGS LTD P 2011-08-18 2012-11-09
ATLAS WORLDWIDE HLDGS INC NEW P 2012-08-15 2013-03-21
AVERY DENNISON CORPORATION P 2012-03-02 2012-11-09
BAKER HUGHES INC P 2011-08-24 2012-11-09
BAKER HUGHES INC P 2012-01-09 2012-11-09
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BED BATH & BEYOND INC P 2011-09-16 2013-03-01
BLACKROCK HI YIELD BD PTF INST P 2013-03-21 2013-06-05
BUFFALO WILD WINGS INC P 2012-06-25 2012-11-09
CANADIAN NATL RR 7.195 1-02-16 P 2010-09-07 2012-11-06
CBS CORP NEW CL B SHRS P 2010-05-25 2012-11-09
CHARLESTON CNT BE 4.000 2-01-24 P 2012-06-15 2012-11-06
CIGNA CORPORATION COM P 2012-07-31 2012-11-09
CITIGROUP INC NEW P 2012-03-09 2012-11-09
CITIGROUP INC NEW P 2012-07-16 2012-11-09
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DAIMLER AG P 2012-08-02 2012-11-09
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DELL INC P 2010-08-12 2012-10-04
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DONALDSON CO INC P 2012-02-22 2012-11-09
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FNMA POOL 190391 6.000 9-01-38 P 2009-06-08 2013-04-25
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FNMA POOL 735676 5.000 7-01-35 P 2011-10-07 2013-05-25
FNMA POOL 735893 5.000 10-01-35 P 2012-07-10 2013-06-25
FNMA POOL 745275 5.000 2-01-36 P 2009-08-10 2013-03-25
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FNMA POOL 745275 5.000 2-01-36 P 2009-06-25 2013-02-25
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FNMA POOL AB1389 4 1/2 8-01-40 P 2011-02-02 2012-12-25
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FNMA POOL AB5670 3 1/2 7-01-42 P 2012-10-05 2013-01-09
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FNMA POOL AH5583 4 1/2 2-01-41 P 2011-02-09 2013-07-25
FNMA POOL AJ5890 4.000 11-01-41 P 2013-03-13 2013-06-25
FNMA POOL AL0069 5.000 11-01-40 P 2013-04-12 2013-08-20
FNMA POOL AL1948 4.000 1-01-42 P 2012-08-07 2013-02-25
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FNMA POOL AR2583 3 1/2 2-01-43 P 2013-02-13 2013-04-25
GAP INC P 2011-06-03 2012-11-09
GENERAL ELECTRIC CO P 2011-12-07 2012-11-09
GENUINE PARTS CO P 2012-11-09 2013-03-21
GNR 2008-14 B 4.748 10-16-38 P 2010-01-22 2012-11-19
HARTFORD FIN SERS GRP INC P 2013-03-05 2013-03-21
HOLOGIC INC P 2010-04-15 2012-11-09
HONEYWELL INTERNATIONAL INC P 2010-06-28 2012-11-09
ICONIX BRAND GRP INC P 2012-02-15 2012-11-09
INTEL CORP P 2009-06-23 2013-03-19
INTEL CORP P 2012-02-09 2012-10-24
ISHARES RUSSELL 1000 VALUE IDX P 2012-11-09 2013-03-21
JOHNSON CONTROLS INCORPORATED P 2012-05-29 2012-11-09
JP MORGAN HIBRG DYN COMM STR A P 2011-04-11 2012-11-07
KEY BANK NA 5.800 7-01-14 P 2008-12-08 2012-11-05
KINDER MORGAN MGMT LLC P 2011-12-22 2013-07-19
KRAFT FOODS GROUP INC P 2007-03-30 2012-10-01
LAM RESEARCH CORPORATION P 2012-02-07 2012-11-09
LBUBS 2006-C1 A4 5.156 2-15-31 P 2011-10-11 2012-11-08
LINN ENERGY LLC UTS REP LTD LI P 2011-04-08 2012-11-09
MARATHON PETROLEUM CORP P 2011-08-01 2012-11-09
MEADWESTVACO CORP P 2006-11-16 2012-11-09
MERCK & CO INC NEW COM P 2012-11-09 2013-03-21
MICRON TECH INC P 2010-08-27 2012-11-09
MONDELEZ INTL INC COM P 2012-07-19 2013-03-21
MYLAN INC P 2011-10-27 2012-11-09
NABORS INDUSTRIES LTD NEW P 2011-03-31 2012-11-09
NGN 2010-R1 2A 1.840 10-07-20 P 2010-10-19 2012-11-26
NUSTAR ENERGY LP UNIT COM P 2012-11-14 2013-03-05
PANERA BREAD COMPANY CL A P 2011-09-09 2012-11-09
PEPSICO INC NC P 2012-06-25 2012-11-09
PFIZER INC P 2007-12-31 2012-11-09
PNC FINL SVCS GP P 2011-08-09 2012-11-09
PROSHARES ULTRASHRT S&P500 NEW P 2012-11-09 2012-11-26
QUALITY SYST P 2012-10-18 2012-11-09
RIO TINTO PLC SPON ADR P 2012-09-21 2012-11-09
ROYAL DUTCH SHELL PLC CL B P 2012-08-02 2012-11-09
SBAP 2012-20C 1 2.510 3-01-32 P 2012-03-06 2012-09-01
SDART 2010-1 A4 2.430 5-15-17 P 2010-05-19 2012-11-02
SECOM LTD ADR P 2012-08-02 2012-11-09
SPDR BARCLAYS CAPITAL 1-3 MONT P 2012-11-10 2013-03-21
SPDR TRUST SERIES 1 P 2012-06-19 2012-11-09
SPDR TRUST SERIES 1 P 2012-07-02 2012-11-09
STAG INDL INC P 2012-04-25 2012-11-09
STATE STREET CORP P 2012-09-12 2012-11-09
TE CONNECTIVITY LTD NEW P 2008-12-04 2012-09-04
TEREX CP NEW DEL P 2010-08-25 2012-09-13
TEREX CP NEW DEL P 2011-10-05 2013-01-03
TEVA PHARMACEUTICALS ADR P 2011-12-12 2012-11-09
TEXTRON INC P 2010-10-28 2012-11-09
THE ADT CORPORATION COM P 2009-06-23 2012-11-09
TOTAL SYSTEM SVCS P 2012-02-15 2012-11-09
TYCO INTERNATIONAL LTD NEW P 2007-12-27 2012-09-26
UNITED STS STL CP P 2012-05-16 2012-11-09
US TSY NOTE 2 3/4 2-15-19 P 2009-05-18 2012-11-21
US TSY NOTE 2.000 2-15-22 P 2012-02-29 2012-09-14
VALERO ENERGY CP DELA NEW P 2012-01-13 2013-04-17
VALERO ENERGY CP DELA NEW P 2010-05-07 2012-11-09
VIACOM INC P 2012-01-18 2012-11-09
WEATHERFORD INTERNATIONAL LTD P 2008-03-31 2012-11-09
WESTERN DIGITAL CORPORATION P 2012-06-28 2012-11-09
WHIRLPOOL CORP P 2012-11-30 2012-12-06
WPX ENERGY INC P 2012-04-20 2012-11-09
ADIDAS-SALOMON AG SPONS ADR P 2012-08-02 2012-11-09
AES CORP P 2011-07-22 2012-11-09
AGILENT TECHNOLOGIES P 2012-05-29 2012-11-09
ALLIANZ FIX INC SHRS: SERIES M P 2011-02-23 2012-11-01
AMADEUS IT HLDG SA UNSPON ADR P 2012-08-02 2012-11-09
AMERICAN EXPRESS CO P 2012-10-11 2012-11-09
AMERIPRISE FINCL INC P 2012-06-26 2012-11-09
AMGEN INC P 2008-01-22 2013-03-12
APPLIED MATERIALS INC P 2012-09-21 2012-11-09
ASPEN INSURANCE HLDGS LTD P 2011-08-18 2013-03-21
ATLAS WORLDWIDE HLDGS INC NEW P 2012-03-22 2012-11-09
AVNET INC P 2012-11-14 2013-03-21
BAKER HUGHES INC P 2011-09-28 2012-11-09
BALTIMORE GAS ELC 5.900 10-01-16 P 2009-11-17 2012-11-07
BARNES GROUP INCORPORATED P 2011-02-28 2012-11-09
BELL SOUTH 6.300 12-15-15 P 2009-02-24 2012-11-06
BLACKROCK INC 6 1/4 9-15-17 P 2010-01-27 2012-11-02
BUNGE NA FIN 5.900 4-01-17 P 2009-09-04 2012-11-07
CANADIAN NATURAL RESOURCES LTD P 2008-03-31 2012-11-09
CBS CORP NEW CL B SHRS P 2010-06-28 2012-11-09
CHESAPEAKE ENERGY CORP P 2010-11-04 2013-03-21
CISCO SYS INC P 2011-08-10 2013-03-21
CITIGROUP INC NEW P 2012-10-10 2012-11-09
CITIGROUP INC NEW P 2012-01-23 2012-11-09
CLIFFS NATURAL RESOURCES INC P 2011-10-26 2012-11-09
COMCAST CORP (NEW) CLASS A P 2011-08-03 2012-11-09
COMMUNITY HLTH SYS INC NEW P 2011-08-10 2013-03-21
CSFB 2004-C3 A5 5.113 7-15-36 P 2012-01-05 2012-11-08
DANA HOLDING CORP P 2012-05-31 2012-11-09
DELAWARE EMERGING MARKETS A P 2009-12-28 2012-11-07
DELL INC P 2011-12-27 2012-11-09
DEVON ENERGY CORP NEW P 2010-10-12 2012-11-09
DU PONT EI DE NEMOURS & CO P 2012-11-09 2013-03-21
ENERGIZER HLDGS INC P 2011-04-13 2012-11-09
ENERGY TRANSFER PARTNERS L P P 2011-04-08 2012-11-09
EURO AERO DEF AND SPACE CO ADR P 2012-08-02 2012-11-09
FHLMC 15G E01386 5.000 6-01-18 P 2009-01-28 2012-09-15
FHLMC 30G A97047 4 1/2 2-01-41 P 2011-02-11 2012-12-15
FHLMC 30G C03792 3 1/2 4-01-42 P 2012-11-19 2013-06-15
FHLMC 30G G04913 5.000 3-01-38 P 2011-11-10 2013-08-23
FNMA 10YR 254914 4 1/2 9-01-13 P 2008-09-25 2012-10-25
FNMA POOL 190391 6.000 9-01-38 P 2009-06-08 2013-03-25
FNMA POOL 255813 5.000 8-01-35 P 2013-03-26 2013-06-25
FNMA POOL 725424 5 1/2 4-01-34 P 2012-01-20 2012-09-25
FNMA POOL 735676 5.000 7-01-35 P 2011-10-07 2012-10-25
FNMA POOL 735893 5.000 10-01-35 P 2012-07-10 2013-03-25
FNMA POOL 745275 5.000 2-01-36 P 2009-10-08 2013-03-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-25 2013-03-25
FNMA POOL 745275 5.000 2-01-36 P 2010-01-11 2013-02-25
FNMA POOL 745275 5.000 2-01-36 P 2009-06-08 2013-05-25
FNMA POOL 889641 5 1/2 8-01-37 P 2011-02-25 2012-11-25
FNMA POOL 930922 4 1/2 4-01-39 P 2012-11-19 2013-07-25
FNMA POOL AB1389 4 1/2 8-01-40 P 2011-02-02 2013-01-25
FNMA POOL AB4297 3 1/2 1-01-42 P 2012-01-10 2013-01-25
FNMA POOL AB6609 3 1/2 10-01-42 P 2013-01-18 2013-07-25
FNMA POOL AD0892 5.000 3-01-23 P 2010-08-06 2012-10-25
FNMA POOL AH5583 4 1/2 2-01-41 P 2011-02-09 2013-06-25
FNMA POOL AJ5890 4.000 11-01-41 P 2013-03-13 2013-05-25
FNMA POOL AL0160 4 1/2 5-01-41 P 2013-03-13 2013-08-25
FNMA POOL AL1948 4.000 1-01-42 P 2012-08-07 2013-08-25
FNMA POOL AL2629 5.000 6-01-39 P 2013-03-18 2013-04-25
FNMA POOL AR2583 3 1/2 2-01-43 P 2013-02-13 2013-08-25
GAP INC P 2008-07-16 2012-10-17
GENERAL ELECTRIC CO P 2009-03-12 2012-11-09
GILEAD SCIENCE P 2013-03-12 2013-06-18
GNR 2012-1 AD 2.534 3-16-41 P 2012-01-05 2012-11-19
HARTFORD FINL SVC 5 1/2 10-15-16 P 2009-06-12 2012-11-05
HOLOGIC INC P 2009-10-14 2012-11-09
HONEYWELL INTERNATIONAL INC P 2009-12-16 2012-11-09
ICONIX BRAND GRP INC P 2012-02-17 2012-11-09
INTEL CORP P 2010-06-28 2013-03-19
INTEL CORP P 2012-11-09 2013-03-19
ISHARES RUSSELL 2000 INDEX FD P 2012-09-10 2012-10-04
JOHNSON CONTROLS INCORPORATED P 2012-05-29 2012-11-09
JP MORGAN HIBRG DYN COMM STR A P 2011-04-20 2012-11-07
KEYCORP NEW P 2013-01-16 2013-03-21
KINDER MORGAN MGMT LLC P 2011-04-08 2013-07-19
KRAFT FOODS GROUP INC P 2012-07-30 2012-11-09
LAM RESEARCH CORPORATION P 2012-04-19 2012-11-09
LBUBS 2006-C1 AM 5.217 2-15-31 P 2012-07-10 2012-11-08
LOWES COMPANIES INC P 2012-11-14 2013-03-22
MARATHON PETROLEUM CORP P 2011-09-20 2012-11-09
MEADWESTVACO CORP P 2006-11-27 2012-11-09
METLIFE INCORPORATED P 2012-11-30 2013-03-21
MICRON TECH INC P 2011-10-07 2012-11-09
MONDELEZ INTL INC COM P 2007-03-30 2012-11-09
MYLAN INC P 2012-02-28 2012-11-09
NABORS INDUSTRIES LTD NEW P 2008-03-31 2012-11-09
NIKE INC B P 2012-11-09 2013-01-30
NUSTAR ENERGY LP UNIT COM P 2011-04-20 2013-01-31
PARTNERRE HLDGS P 2008-03-31 2012-11-09
PEPSICO INC NC P 2012-06-26 2012-11-09
PHILIP MORRIS INTL INC P 2012-11-09 2013-03-21
PNC FINL SVCS GP P 2009-11-02 2012-11-09
PROSHARES ULTRASHRT S&P500 NEW P 2012-11-14 2012-11-26
QUALITY SYST P 2012-10-23 2013-03-21
RIO TINTO PLC SPON ADR P 2012-09-21 2012-11-09
ROYAL DUTCH SHELL PLC CL B P 2012-08-02 2012-11-09
SBAP 2012-20C 1 2.510 3-01-32 P 2012-03-19 2012-09-01
SDART 2012-2 B 2.090 8-15-16 P 2012-03-14 2012-11-02
SEMPRA ENERGY P 2010-11-09 2012-09-05
SPDR BARCLAYS CAPITAL 1-3 MONT P 2012-11-09 2012-11-29
SPDR TRUST SERIES 1 P 2012-08-13 2012-11-09
SPDR TRUST SERIES 1 P 2012-11-26 2013-02-08
STAG INDL INC P 2012-03-09 2012-11-09
STATE STREET CORP P 2011-09-30 2012-11-09
TE CONNECTIVITY LTD NEW P 2009-01-28 2012-11-09
TEREX CP NEW DEL P 2011-05-17 2012-11-09
TEREX CP NEW DEL P 2012-05-29 2013-02-20
TEVA PHARMACEUTICALS ADR P 2011-04-08 2012-11-09
TEXTRON INC P 2012-04-18 2012-11-09
THE ADT CORPORATION COM P 2009-07-30 2012-11-09
TOTO LTD ADR P 2012-08-02 2012-11-09
TYCO INTERNATIONAL LTD NEW P 2009-05-18 2012-11-09
UNITED STS STL CP P 2011-12-16 2012-11-09
US TSY NOTE 2 3/4 2-15-19 P 2012-10-16 2012-11-21
US TSY NOTE 2.000 2-15-22 P 2012-02-28 2012-09-14
VALERO ENERGY CP DELA NEW P 2010-05-10 2013-01-09
VALERO ENERGY CP DELA NEW P 2010-05-10 2012-11-09
VODAFONE GP PLC ADS NEW P 2008-11-10 2013-03-21
WELLCARE HEALTH PLANS INC. P 2012-06-01 2012-11-09
WESTERN DIGITAL CORPORATION P 2012-09-14 2012-11-09
WHIRLPOOL CORP P 2012-01-13 2012-12-06
WPX ENERGY INC P 2012-02-21 2012-11-09
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 8,193   6,937 1,256
b 2,854   2,477 377
c 241   255 -14
d 1,847   2,097 -250
e 59,433   59,752 -319
37,874   37,371 503
447   401 46
1,047   1,046 1
4,477   2,286 2,191
408   451 -43
6,538   5,206 1,332
22,093   259,798 -237,705
362   292 70
245   254 -9
24,182   28,037 -3,855
7,083   5,527 1,556
43,102   39,525 3,577
7,605   6,572 1,033
200   158 42
14,566   22,540 -7,974
1,357   524 833
832   1,224 -392
187   143 44
216   163 53
649   487 162
547   581 -34
3,435   1,852 1,583
10,986   11,461 -475
28,500   27,750 750
82   108 -26
654   607 47
340   416 -76
1,894   2,589 -695
12,984   11,573 1,411
229   214 15
335   249 86
4,921   4,524 397
1,209   1,244 -35
102   103 -1
8,791   9,389 -598
2,474   2,651 -177
452   451 1
696   725 -29
17,340   17,547 -207
24,653   25,070 -417
208   224 -16
1,100   1,200 -100
55   56 -1
73   75 -2
91   92 -1
820   824 -4
719   772 -53
3,397   3,657 -260
20,970   19,802 1,168
1,053   1,086 -33
47   50 -3
618   662 -44
93   93  
121   129 -8
955   1,031 -76
681   744 -63
19,961   20,166 -205
21   22 -1
809   459 350
887   763 124
3,650   3,764 -114
11,605   9,359 2,246
6,523   5,929 594
3,522   2,381 1,141
1,706   1,079 627
8,569   9,563 -994
359   402 -43
727   486 241
39,414   38,482 932
819   845 -26
5,248   5,440 -192
334   227 107
14,592   12,786 1,806
235   165 70
476   487 -11
36   16 20
3,770   3,599 171
19,696   17,072 2,624
124   114 10
2,098   2,108 -10
4,790   6,883 -2,093
8,562   7,695 867
520   350 170
17,091   18,931 -1,840
5,895   4,393 1,502
1,895   1,824 71
303   357 -54
551   525 26
213,733   215,603 -1,870
9,290   8,461 829
32,834   34,224 -1,390
36   36  
1,032   1,046 -14
4,149   4,360 -211
15,137   14,696 441
208   113 95
16,042   17,094 -1,052
23,953   23,963 -10
12,991   11,909 1,082
79,958   77,404 2,554
13,179   10,071 3,108
1,822   1,918 -96
1,405   703 702
226   329 -103
1,534   1,566 -32
2,416   2,446 -30
694   769 -75
1,496   946 550
92,401   75,601 16,800
664   418 246
32,152   31,832 320
94,280   85,292 8,988
34,607   37,414 -2,807
345   295 50
29,945   27,623 2,322
7,684   4,833 2,851
2,038   1,763 275
493   602 -109
389   382 7
1,983   2,098 -115
21,280   20,983 297
4,623   3,501 1,122
251   308 -57
2,217   2,516 -299
126,918   129,923 -3,005
30,150   30,096 54
615   515 100
1,105   895 210
6,144   3,429 2,715
429   443 -14
5,030   4,783 247
2,401   2,020 381
1,338   1,119 219
245   279 -34
5,677   7,131 -1,454
21,613   18,267 3,346
248   213 35
24,190   25,329 -1,139
200   180 20
2,056   1,767 289
30,609   32,119 -1,510
1,893   1,987 -94
187   159 28
252   198 54
757   623 134
1,459   2,419 -960
6,616   3,344 3,272
7,746   7,092 654
20   9 11
150   133 17
1,762   2,051 -289
381   472 -91
3,554   3,288 266
6,221   5,114 1,107
229   220 9
390   374 16
1,069   1,028 41
29,254   28,111 1,143
106   107 -1
63,610   64,140 -530
2,566   2,750 -184
2,623   2,437 186
727   758 -31
271   288 -17
358   359 -1
213   229 -16
1,218   1,329 -111
55   57 -2
73   75 -2
98   100 -2
884   888 -4
726   780 -54
3,707   3,991 -284
504   533 -29
1,172   1,208 -36
50   54 -4
659   706 -47
101   102 -1
38   41 -3
1,038   1,120 -82
2,693   2,900 -207
85   92 -7
10   10  
978   572 406
1,710   1,588 122
34,056   25,622 8,434
1,635   1,409 226
7,070   6,280 790
671   465 206
2,985   2,167 818
17,686   17,505 181
527   647 -120
1,084   836 248
3,156   3,272 -116
4,171   5,086 -915
34,444   33,619 825
429   284 145
15,310   11,871 3,439
655   703 -48
1,536   1,812 -276
149   62 87
8,140   6,793 1,347
21,817   21,172 645
206   196 10
4,273   3,026 1,247
6,139   5,561 578
9,258   8,662 596
727   606 121
17,909   19,837 -1,928
8,585   7,399 1,186
4,909   6,532 -1,623
319   376 -57
827   865 -38
403   451 -48
27,411   22,059 5,352
264   241 23
167   185 -18
2,163   2,192 -29
5,264   5,274 -10
25,228   24,271 957
535   290 245
15,711   17,321 -1,610
23,959   23,964 -5
18,944   17,585 1,359
80,312   78,597 1,715
27,313   22,890 4,423
3,023   3,100 -77
1,747   856 891
302   121 181
2,143   2,379 -236
3,020   3,788 -768
934   719 215
303   245 58
18,081   20,190 -2,109
747   542 205
13,676   13,039 637
27,344   24,891 2,453
65,472   70,867 -5,395
382   209 173
28,714   29,413 -699
10,510   9,993 517
4,391   4,297 94
599   501 98
424   244 180
2,478   2,549 -71
1,644   1,348 296
10,287   8,059 2,228
281   357 -76
2,928   2,624 304
226,801   183,100 43,701
20,125   19,995 130
615   503 112
1,164   919 245
24,440   22,885 1,555
451   489 -38
1,836   1,329 507
7,275   6,611 664
2,061   1,812 249
286   421 -135
10,029   6,539 3,490
4,510   3,844 666
291   304 -13
861   868 -7
222   258 -36
16,825   15,271 1,554
1,806   1,281 525
4,785   5,820 -1,035
354   316 38
252   222 30
865   815 50
2,842   2,281 561
42,438   41,207 1,231
11,801   9,781 2,020
30   33 -3
204   264 -60
2,983   2,766 217
565   913 -348
5,496   4,772 724
465   437 28
382   352 30
725   644 81
1,924   1,908 16
422   435 -13
109   110 -1
65   69 -4
2,840   3,043 -203
237   248 -11
751   783 -32
393   418 -25
361   363 -2
218   235 -17
1,272   1,388 -116
56   57 -1
73   76 -3
98   101 -3
915   919 -4
18,489   18,584 -95
4,232   4,557 -325
778   822 -44
1,447   1,492 -45
52   55 -3
14,511   14,596 -85
754   760 -6
39   42 -3
1,088   1,174 -86
3,517   3,786 -269
104   113 -9
10   10  
1,012   555 457
2,808   2,455 353
155   159 -4
9,344   11,289 -1,945
2,907   1,888 1,019
793   441 352
3,289   1,727 1,562
2,406   2,324 82
612   571 41
1,531   837 694
16,493   16,621 -128
5,928   4,488 1,440
244   289 -45
521   341 180
51     51
2,183   2,110 73
172,934   161,884 11,050
291   138 153
18,548   15,324 3,224
29,523   26,687 2,836
206   190 16
4,489   4,460 29
316   326 -10
9,466   8,936 530
1,065   643 422
58,650   58,550 100
18,144   18,253 -109
6,531   10,478 -3,947
782   969 -187
3,789   3,604 185
696   621 75
99,728   108,462 -8,734
1,584   1,473 111
178   183 -5
2,856   2,990 -134
17,244   16,087 1,157
862   862  
682   318 364
19,458   22,554 -3,096
44,654   44,675 -21
22,355   22,783 -428
178,165   167,311 10,854
20,000   20,149 -149
27,955   25,349 2,606
2,261   1,229 1,032
302   169 133
2,549   1,322 1,227
4,027   4,498 -471
1,125   1,188 -63
303   258 45
37,420   29,116 8,304
913   892 21
11,800   12,327 -527
38,551   34,847 3,704
17,083   16,589 494
445   254 191
32,324   31,937 387
15,765   14,975 790
4,969   4,617 352
599   758 -159
485   244 241
2,726   2,885 -159
1,797   1,106 691
109   105 4
281   346 -65
3,556   3,411 145
394   412 -18
20,034   19,996 38
950   767 183
1,629   1,020 609
32,073   31,200 873
505   560 -55
1,836   1,226 610
12,096   9,611 2,485
3,615   2,809 806
358   375 -17
11,827   15,769 -3,942
14,820   11,618 3,202
319   254 65
1,066   997 69
378   438 -60
17,786   21,822 -4,036
8,581   5,732 2,849
7,320   9,492 -2,172
583   452 131
288   206 82
1,226   847 379
4,669   3,780 889
15,750   15,408 342
48,207   24,453 23,754
30   27 3
313   404 -91
3,401   3,154 247
605   652 -47
38,408   27,208 11,200
517   519 -2
382   375 7
948   796 152
2,566   2,644 -78
422   435 -13
122   123 -1
72   77 -5
41,095   41,303 -208
246   257 -11
771   804 -33
458   487 -29
365   367 -2
228   245 -17
1,323   1,444 -121
56   59 -3
74   75 -1
100   102 -2
926   930 -4
97   100 -3
4,641   4,997 -356
963   1,018 -55
31,830   30,899 931
54   57 -3
735   792 -57
773   779 -6
316   340 -24
1,147   1,238 -91
3,633   3,911 -278
2,539   2,559 -20
11   11  
1,214   367 847
2,871   2,532 339
844   866 -22
14,564   14,759 -195
4,509   2,928 1,581
1,099   890 209
123   94 29
2,555   2,205 350
802   579 223
5,676   3,400 2,276
21,700   19,801 1,899
22,103   20,248 1,855
1,058   994 64
684   454 230
162   105 57
5,065   4,825 240
1,247   1,278 -31
460   206 254
34,272   28,721 5,551
10,934   10,885 49
330   316 14
7,631   6,430 1,201
320   331 -11
10,373   9,991 382
3,611   2,522 1,089
17,334   17,151 183
15,709   17,193 -1,484
10,989   13,121 -2,132
798   595 203
16,086   12,941 3,145
780   1,137 -357
21,451   17,331 4,120
3,697   3,358 339
941   982 -41
17,586   16,665 921
23,911   24,987 -1,076
29,575   29,138 437
683   797 -114
7,182   7,153 29
44,663   44,674 -11
25,982   23,635 2,347
225,027   213,241 11,786
222   225 -3
16,307   19,343 -3,036
2,330   1,088 1,242
378   165 213
2,581   1,116 1,465
6,513   6,446 67
1,293   1,017 276
303   228 75
30,578   87,867 -57,289
2,269   2,189 80
91,495   94,459 -2,964
71,594   68,233 3,361
39,860   38,405 1,455
483   372 111
81,712   82,386 -674
14,434   12,661 1,773
7,037   6,774 263
1,163   964 199
1,147   612 535
5,700   5,427 273
1,893   1,076 817
120   83 37
291   297 -6
3,694   3,766 -72
461   482 -21
25,425   25,186 239
1,286   995 291
1,745   1,489 256
227   184 43
1,213   1,247 -34
2,619   2,548 71
37,249   31,749 5,500
3,733   3,511 222
367   538 -171
21,727   18,284 3,443
7,301   7,072 229
814   852 -38
5,284   4,947 337
400   490 -90
36,583   18,649 17,934
14,452   10,363 4,089
241   149 92
770   579 191
288   217 71
1,876   1,271 605
4,872   3,977 895
1,507   1,253 254
23,938   20,931 3,007
149   69 80
340   318 22
151,802   150,000 1,802
1,931   3,106 -1,175
3,489   3,742 -253
690   629 61
535   506 29
948   849 99
8,445   8,705 -260
438   452 -14
131   131  
73   78 -5
59,180   55,586 3,594
251   263 -12
773   806 -33
8,171   7,967 204
9,621   8,934 687
242   261 -19
1,330   1,433 -103
59   60 -1
74   76 -2
101   102 -1
939   970 -31
125   129 -4
5,543   5,969 -426
1,103   1,166 -63
549   576 -27
56   59 -3
814   878 -64
779   785 -6
436   469 -33
258   282 -24
3,722   4,007 -285
254   271 -17
11   11  
1,349   601 748
3,843   3,603 240
2,654   2,725 -71
15,090   16,116 -1,026
13,260   21,720 -8,460
1,221   494 727
821   640 181
2,708   2,696 12
949   1,068 -119
11,888   9,003 2,885
158   128 30
28,553   25,819 2,734
2,811   2,120 691
825   568 257
200   265 -65
32   28 4
1,482   1,488 -6
483   202 281
1,016   571 445
24,860   11,667 13,193
330   297 33
101,046   106,185 -5,139
342   353 -11
15,560   14,958 602
92   136 -44
33,653   28,875 4,778
6,482   5,426 1,056
1,865   2,054 -189
1,312   1,073 239
16,513   14,282 2,231
798   825 -27
4,105   5,348 -1,243
14,524   13,191 1,333
1,172   1,223 -51
32,447   67,525 -35,078
38,260   37,976 284
8,240   8,166 74
744   418 326
22,689   22,878 -189
78,408   78,444 -36
26,771   28,490 -1,719
653   622 31
267   277 -10
29,951   43,016 -13,065
17,398   16,803 595
406   499 -93
2,836   1,027 1,809
7,450   7,695 -245
1,317   968 349
364   317 47
1,678   917 761
28,607   27,961 646
25,924   25,934 -10
3,143   3,071 72
23,066   23,165 -99
574   335 239
238,737   239,900 -1,163
17,321   14,402 2,919
220   85 135
24,604   20,831 3,773
2,432   1,547 885
7,683   8,146 -463
2,083   1,920 163
653   421 232
331   448 -117
1,053   932 121
15,813   14,145 1,668
6,116   5,752 364
1,677   1,147 530
2,560   1,736 824
235   191 44
254   361 -107
3,122   3,065 57
860   669 191
5,791   14,165 -8,374
490   879 -389
10,682   10,066 616
3,416   2,849 567
994   754 240
27,435   20,426 7,009
445   458 -13
216   82 134
23,484   17,440 6,044
844   512 332
770   602 168
360   305 55
2,747   1,616 1,131
8,512   6,681 1,831
6,165   5,388 777
8,750   5,287 3,463
13,270   10,236 3,034
354   357 -3
173,438   180,000 -6,562
11,765   21,997 -10,232
27,544   14,274 13,270
3,202   2,852 350
535   511 24
1,562   1,260 302
8,552   7,625 927
4,013   4,112 -99
138   139 -1
73   79 -6
72,915   66,136 6,779
268   280 -12
778   812 -34
12   12  
945   1,018 -73
3,790   3,802 -12
1,334   1,456 -122
59   61 -2
75   77 -2
103   105 -2
982   933 49
167   171 -4
5,869   6,319 -450
1,418   1,499 -81
594   623 -29
69   73 -4
832   898 -66
782   788 -6
617   665 -48
302   330 -28
4,344   4,677 -333
69   74 -5
11   12 -1
1,922   862 1,060
7,084   5,641 1,443
7,452   7,602 -150
7,168   11,070 -3,902
800   707 93
1,831   714 1,117
1,827   1,578 249
3,066   2,982 84
1,097   826 271
3,707   2,923 784
396   321 75
       
4,072   3,210 862
854   511 343
330   438 -108
131   117 14
4,055   3,803 252
882   328 554
1,906   987 919
93   91 2
371   349 22
299,592   193,157 106,435
18,764   17,634 1,130
24,134   23,486 648
119   212 -93
24,279   17,986 6,293
6,482   5,434 1,048
32,400   30,000 2,400
1,599   1,020 579
1,666   1,763 -97
877   868 9
31,077   19,238 11,839
21,956   17,308 4,648
1,336   1,483 -147
27,709   25,810 1,899
19,522   17,106 2,416
6,411   10,351 -3,940
1,166   1,361 -195
29,987   20,298 9,689
83,996   84,016 -20
27,386   26,346 1,040
1,159   1,031 128
356   347 9
42,658   40,746 1,912
6,494   6,787 -293
436   165 271
4,218   2,066 2,152
16,511   16,314 197
1,700   1,679 21
485   408 77
2,349   1,509 840
4,286   11,037 -6,751
41,406   41,309 97
4,191   4,033 158
112,324   112,351 -27
1,039   653 386
343,175   353,880 -10,705
1,345   1,179 166
1,391   1,162 229
3,156   2,172 984
3,817   2,439 1,378
2,211   2,910 -699
2,160   1,338 822
880   599 281
362   455 -93
16,320   15,848 472
18,040   16,741 1,299
10,092   8,903 1,189
5,030   1,069 3,961
32,003   32,503 -500
394   320 74
738   1,048 -310
3,324   3,860 -536
990   741 249
9,118   8,812 306
653   813 -160
16,023   14,982 1,041
24,167   20,228 3,939
1,569   1,644 -75
12,710   10,031 2,679
534   527 7
256   95 161
1,079   650 429
5,187   3,348 1,839
1,208   942 266
397   373 24
3,551   2,486 1,065
3,425   3,188 237
8,083   8,880 -797
8,945   10,829 -1,884
13,270   11,305 1,965
367   405 -38
49   76 -27
18,487   16,923 1,564
2,096   1,181 915
3,409   2,967 442
535   492 43
1,618   1,475 143
6,882   9,032 -2,150
534   568 -34
2,995   2,821 174
81   86 -5
2,412   2,729 -317
280   293 -13
978   1,021 -43
77   79 -2
5,483   5,511 -28
467   503 -36
1,352   1,476 -124
63   64 -1
75   78 -3
107   109 -2
982   953 29
1,257   1,288 -31
5,997   6,457 -460
1,526   1,613 -87
771   810 -39
269   282 -13
22,295   21,876 419
814   820 -6
631   679 -48
317   346 -29
4,517   4,863 -346
72   77 -5
56   57 -1
1,990   933 1,057
17,815   15,596 2,219
122   120 2
1,305   1,042 263
18,654   16,293 2,361
2,258   988 1,270
3,491   3,339 152
3,492   3,480 12
1,224   1,204 20
8,514   6,496 2,018
396   348 48
316   333 -17
435     435
3,056   2,663 393
620   823 -203
306   187 119
4,155   4,628 -473
2,761   939 1,822
3,854   1,587 2,267
95   92 3
412   392 20
1,023   2,738 -1,715
60   51 9
40,425   39,375 1,050
171   350 -179
15,797   11,956 3,841
47,411   65,600 -18,189
16,918   12,001 4,917
6,347   5,262 1,085
12,216   12,353 -137
1,694   1,895 -201
13,219   13,008 211
752   738 14
20,546   14,305 6,241
23,844   21,794 2,050
2,470   2,575 -105
8,362   4,068 4,294
1,270   759 511
403   375 28
97,344   97,368 -24
32,185   30,964 1,221
2,923   3,113 -190
400   404 -4
15,211   15,146 65
11,792   11,946 -154
451   657 -206
7,781   5,541 2,240
25,380   21,993 3,387
1,796   1,320 476
788   650 138
4,614   2,807 1,807
11,842   21,724 -9,882
62,217   61,952 265
7,334   7,107 227
132,413   132,414 -1
1,552   864 688
19,195   32,838 -13,643
7,508   5,424 2,084
1,813   768 1,045
15,782   10,140 5,642
4,402   2,437 1,965
9     9
2,878   1,833 1,045
1,151   785 366
402   515 -113
38,208   24,389 13,819
22,825   20,186 2,639
12,310   9,029 3,281
923   985 -62
25,235   22,191 3,044
6,214   5,113 1,101
1,908   2,266 -358
6,046   4,095 1,951
1,349   1,025 324
9,340   8,845 495
694   902 -208
132   90 42
226   229 -3
1,952   1,593 359
955   998 -43
600   545 55
366   153 213
2,566   1,660 906
9,071   10,617 -1,546
1,374   914 460
433   400 33
3,953   4,085 -132
9,045   9,780 -735
281   306 -25
17,007   17,176 -169
2,388   2,224 164
408   525 -117
76   104 -28
18,097   17,601 496
25,044   14,112 10,932
3,874   3,609 265
612   563 49
2,343   2,189 154
9,072   12,771 -3,699
581   618 -37
1,394   1,489 -95
81   87 -6
113   114 -1
289   302 -13
1,018   1,061 -43
137   140 -3
16,295   16,370 -75
496   535 -39
1,381   1,506 -125
63   66 -3
78   80 -2
116   117 -1
1,025   1,029 -4
1,293   1,323 -30
974   990 -16
1,876   1,983 -107
1,572   1,650 -78
428   449 -21
389   415 -26
838   844 -6
747   804 -57
373   407 -34
4,601   4,953 -352
167   179 -12
357   368 -11
20,073   17,487 2,586
15,471   12,892 2,579
1,422   1,394 28
2,900   2,340 560
121   86 35
2,258   989 1,269
5,072   4,761 311
4,450   3,480 970
1,285   1,273 12
105,240   113,013 -7,773
475   420 55
368   389 -21
16,597   17,204 -607
6,551   5,743 808
736   512 224
699   449 250
10,247   8,908 1,339
2,877   1,163 1,714
5,223   2,337 2,886
104   101 3
412   390 22
1,122   6,071 -4,949
261   217 44
1,540   1,388 152
185   426 -241
25,275   20,032 5,243
13,238   10,142 3,096
2,838   1,498 1,340
7,991   9,410 -1,419
802   568 234
11,560   11,136 424
83,651   82,483 1,168
37,760   36,332 1,428
22,902   12,905 9,997
23,916   19,894 4,022
18,584   21,539 -2,955
9,759   9,966 -207
1,599   1,304 295
18,673   16,583 2,090
244,942   245,000 -58
38,679   36,072 2,607
6,532   6,372 160
444   447 -3
19,057   16,940 2,117
63,065   58,506 4,559
474   724 -250
15,594   10,605 4,989
1,785   802 983
2,107   2,310 -203
910   736 174
64   52 12
26,491   24,893 1,598
14,854   15,429 -575
8,381   8,049 332
60,253   56,207 4,046
1,620   650 970
2,468   2,254 214
9,600   8,019 1,581
3,206   1,467 1,739
10,763   10,775 -12
5,938   3,412 2,526
5,681   5,798 -117
4,373   3,782 591
422   545 -123
18,609   18,267 342
23,376   24,460 -1,084
16,413   15,120 1,293
1,757   1,773 -16
32,385   16,500 15,885
6,234   6,532 -298
2,157   2,385 -228
252   318 -66
1,473   1,050 423
22,447   23,109 -662
816   912 -96
490   573 -83
2,830   2,870 -40
2,484   2,056 428
1,034   1,081 -47
1,111   1,027 84
371   136 235
3,471   2,238 1,233
156   130 26
667   448 219
469   307 162
4,087   2,345 1,742
17,978   16,956 1,022
1,543   1,417 126
9,840   9,094 746
37,082   30,991 6,091
517   450 67
122   223 -101
603   528 75
7,365   8,457 -1,092
7,390   5,868 1,522
612   634 -22
2,789   2,316 473
3,842   3,480 362
587   624 -37
2,504   2,675 -171
83   89 -6
755   981 -226
297   310 -13
1,148   1,199 -51
602   649 -47
163   175 -12
758   800 -42
10,531   10,627 -96
65   67 -2
78   81 -3
120   121 -1
1,309   1,248 61
1,570   1,609 -39
978   994 -16
2,175   2,300 -125
1,648   1,730 -82
506   531 -25
486   517 -31
857   864 -7
1,124   1,210 -86
455   497 -42
4,759   5,123 -364
39,938   40,125 -187
359   369 -10
148   138 10
259   266 -7
4,904   4,808 96
9,722   7,790 1,932
182   159 23
3,052   1,245 1,807
22,406   19,959 2,447
51,481   50,000 1,481
1,308   989 319
6,858   6,276 582
950   813 137
20,861   20,390 471
1,199   1,002 197
30,756   28,058 2,698
1,102   1,327 -225
786   495 291
11,709   10,180 1,529
5,178   1,904 3,274
6,432   3,015 3,417
21,483   21,103 380
454   395 59
1,469   2,888 -1,419
523   345 178
2,843   3,836 -993
277   617 -340
7,347   6,549 798
19,857   14,929 4,928
4,089   2,359 1,730
2,091   2,385 -294
874   539 335
18,068   22,497 -4,429
113,626   112,408 1,218
4,078   3,901 177
5,174   5,112 62
6,735   6,676 59
19,440   18,052 1,388
1,337   1,317 20
2,081   1,904 177
210   221 -11
117,804   91,539 26,265
39,466   42,001 -2,535
608   696 -88
444   357 87
18,927   16,807 2,120
837,262   779,063 58,199
698   306 392
2,704   2,585 119
7,301   3,696 3,605
152   108 44
1,031   774 257
186   180 6
23,900   24,080 -180
39,609   39,813 -204
23,048   22,092 956
70,376   65,487 4,889
1,722   1,006 716
384   384  
27,438   27,389 49
3,988   2,891 1,097
32,288   29,990 2,298
6,214   3,266 2,948
28,282   14,274 14,008
5,685   5,502 183
482   589 -107
20,878   13,317 7,561
30,580   28,512 2,068
713   649 64
3,383   3,627 -244
912   457 455
357   408 -51
2,843   2,596 247
556   676 -120
1,739   1,447 292
22,800   22,075 725
2,016   2,358 -342
592   386 206
2,830   2,930 -100
3,662   3,836 -174
1,193   1,381 -188
1,267   1,002 265
417   353 64
5,912   3,167 2,745
416   370 46
26,413   25,661 752
469   458 11
73   89 -16
27,667   24,398 3,269
1,817   1,675 142
4,991   4,693 298
78   67 11
531   603 -72
217   346 -129
15,632   16,207 -575
19,791   23,165 -3,374
24,242   22,177 2,065
765   697 68
5,189   6,960 -1,771
8,698   8,500 198
15,579   15,685 -106
3,474   3,711 -237
84   90 -6
1,057   1,373 -316
297   311 -14
71   75 -4
647   698 -51
183   196 -13
806   850 -44
17,113   16,899 214
65   68 -3
84   86 -2
121   123 -2
1,309   1,261 48
1,617   1,540 77
993   1,010 -17
2,209   2,336 -127
33,388   32,995 393
568   596 -28
501   534 -33
989   997 -8
15   16 -1
460   503 -43
5,736   6,175 -439
7   7  
374   385 -11
380   344 36
323   333 -10
11,317   11,039 278
9,933   7,905 2,028
547   457 90
4,211   2,282 1,929
27,781   25,441 2,340
376,651   358,013 18,638
1,815   1,709 106
8,792   8,358 434
1,187   927 260
35,106   31,544 3,562
16,486   11,962 4,524
34   27 7
1,134   1,075 59
1,862   1,687 175
156,628   150,000 6,628
30,000   31,045 -1,045
31,132   24,913 6,219
30   28 2
536   506 30
1,980   2,610 -630
1,052   911 141
78   70 8
316   729 -413
26,500   24,936 1,564
8,373   8,686 -313
10,180   7,406 2,774
69   73 -4
1,166   829 337
18,206   23,797 -5,591
838   772 66
74,414   75,000 -586
12,329   15,276 -2,947
8,776   9,465 -689
34,692   33,266 1,426
5,636   5,416 220
2,652   1,547 1,105
22,907   15,320 7,587
2,484   2,643 -159
40,373   37,652 2,721
1,080   1,235 -155
533   481 52
6,795   10,563 -3,768
35,482   47,450 -11,968
812   606 206
7,210   5,450 1,760
9,644   5,666 3,978
320   202 118
2,435   1,673 762
1,312   1,053 259
6,197   5,155 1,042
75,258   77,707 -2,449
26,191   25,097 1,094
2,717   5,208 -2,491
1,897   1,073 824
853   847 6
117   129 -12
9,061   8,942 119
32,288   32,054 234
4,343   3,793 550
230   590 -360
10,246   6,486 3,760
532   539 -7
22,058   6,598 15,460
36,694   38,396 -1,702
1,721   2,032 -311
5,777   6,595 -818
1,213   1,025 188
28,038   31,721 -3,683
3,135   3,475 -340
984   1,098 -114
1,746   1,320 426
22,800   21,895 905
2,082   2,530 -448
682   797 -115
6,227   6,444 -217
3,361   2,800 561
2,148   2,226 -78
4,522   2,358 2,164
479   177 302
16,231   9,859 6,372
468   392 76
35,278   26,531 8,747
505   408 97
109   206 -97
18,606   19,873 -1,267
864   773 91
9,362   8,917 445
78   67 11
721   929 -208
273   446 -173
379   435 -56
5,756   4,981 775
13,991   14,072 -81
765   693 72
80,470   67,245 13,225
15,892   22,580 -6,688
12   13 -1
4,133   4,414 -281
86   92 -6
3,662   4,758 -1,096
299   313 -14
72   77 -5
692   746 -54
189   203 -14
868   947 -79
18,274   18,601 -327
66   67 -1
84   87 -3
134   136 -2
1,320   1,333 -13
2,079   1,983 96
1,117   1,135 -18
2,444   2,583 -139
177   190 -13
588   617 -29
521   555 -34
21,097   19,755 1,342
17   18 -1
496   543 -47
3,057   3,312 -255
3   4 -1
2,057   2,098 -41
443   347 96
1,106   1,064 42
72   75 -3
9,508   9,911 -403
627   520 107
670   376 294
5,967   5,365 602
32,263   29,792 2,471
2,339   2,234 105
30,421   28,434 1,987
1,345   1,002 343
189   216 -27
17,255   17,325 -70
64   56 8
2,299   3,183 -884
2,227   1,685 542
187,545   180,000 7,545
33,600   30,747 2,853
20,388   14,254 6,134
148   143 5
742   783 -41
2,294   3,772 -1,478
1,281   831 450
219   163 56
330   788 -458
500   500  
21,147   17,931 3,216
12,188   10,455 1,733
207   199 8
1,555   1,311 244
51,095   75,000 -23,905
38,621   34,086 4,535
359,475   350,000 9,475
21,882   17,354 4,528
18,297   14,997 3,300
3,250   3,260 -10
10,280   11,412 -1,132
3,663   4,456 -793
3,939   3,940 -1
2,541   2,370 171
40,431   41,204 -773
1,901   2,174 -273
533   489 44
4,751   4,227 524
69,186   64,693 4,493
834   816 18
26,814   25,466 1,348
17,706   13,817 3,889
342   228 114
3,839   3,956 -117
1,760   1,367 393
7,374   6,907 467
51,262   51,265 -3
29,334   29,423 -89
24,088   45,792 -21,704
1,899   1,125 774
1,705   1,758 -53
192   210 -18
211   184 27
40,638   39,994 644
6,556   6,946 -390
622   1,636 -1,014
30   36 -6
984   1,084 -100
23,705   22,883 822
45,960   46,880 -920
6,798   6,973 -175
291   290 1
1,528   823 705
15,829   3,284 12,545
3,434   4,879 -1,445
1,262   1,603 -341
1,979   1,380 599
41   60 -19
3,143   3,755 -612
852   996 -144
9,397   9,485 -88
3,542   3,500 42
10,023   11,695 -1,672
5,426   2,829 2,597
513   190 323
23,983   13,870 10,113
573   459 114
23     23
541   462 79
182   228 -46
687   331 356
1,155   437 718
20,000   17,471 2,529
29,899   21,821 8,078
1,020   838 182
301   488 -187
162   218 -56
491   534 -43
7,338   6,340 998
765   764 1
23,624   22,746 878
11,350   11,387 -37
14   15 -1
4,318   4,612 -294
88   94 -6
5,927   7,572 -1,645
391   410 -19
957   1,038 -81
16,222   16,466 -244
193   208 -15
882   962 -80
50   51 -1
66   69 -3
87   89 -2
696   699 -3
1,522   1,538 -16
2,773   2,626 147
1,226   1,246 -20
2,670   2,822 -152
181   194 -13
610   640 -30
597   635 -38
49   52 -3
19   21 -2
510   558 -48
3,267   3,540 -273
6   6  
169   89 80
507   446 61
1,175   1,162 13
579   608 -29
9,860   10,950 -1,090
708   615 93
670   689 -19
16,632   17,836 -1,204
63   59 4
3,224   3,081 143
41,850   38,736 3,114
1,741   1,303 438
272   322 -50
788   826 -38
70   209 -139
3,528   4,592 -1,064
256   293 -37
5,588   5,465 123
10,255   4,609 5,646
4,538   14,059 -9,521
178   171 7
742   689 53
2,459   2,712 -253
1,307   1,283 24
234   157 77
382   706 -324
520   520  
27,315   23,133 4,182
405   460 -55
207   204 3
2,599   2,055 544
42,200   41,531 669
4,821   4,616 205
602,313   600,000 2,313
143   149 -6
36,807   28,884 7,923
18,601   17,770 831
16,464   16,918 -454
4,063   4,745 -682
5,771   5,772 -1
2,682   2,581 101
67,341   58,062 9,279
22,976   19,746 3,230
622   646 -24
10,008   9,137 871
45   66 -21
857   1,194 -337
41,729   32,014 9,715
96   93 3
299   112 187
26,963   20,975 5,988
2,495   2,397 98
17,930   16,895 1,035
43,128   43,228 -100
148,767   147,906 861
88   42 46
2,637   1,114 1,523
14,539   14,542 -3
104   114 -10
211   209 2
37,461   34,999 2,462
14,016   14,573 -557
2,440   9,692 -7,252
110   135 -25
209   188 21
9,024   8,509 515
193,724   171,886 21,838
168   174 -6
291   244 47
3,267   1,692 1,575
24,562   17,031 7,531
17,941   16,794 1,147
1,369   1,528 -159
4,793   3,925 868
41   60 -19
3,718   4,047 -329
1,129   1,319 -190
12,736   13,116 -380
34,915   30,691 4,224
22,837   18,954 3,883
33,678   18,665 15,013
800   303 497
23,967   21,086 2,881
937   803 134
108   85 23
541   461 80
328   653 -325
1,229   770 459
5,614   3,710 1,904
1,888   1,821 67
19,010   17,254 1,756
1,347   1,812 -465
311   546 -235
433   533 -100
13,686   15,728 -2,042
9,044   8,972 72
765   726 39
3,396   2,828 568
61,993   50,157 11,836
15   16 -1
4,511   4,819 -308
98   105 -7
7,261   6,242 1,019
616   643 -27
1,010   1,096 -86
871   950 -79
198   213 -15
1,017   1,110 -93
50   52 -2
66   68 -2
87   90 -3
767   770 -3
1,800   1,699 101
21,487   20,270 1,217
1,305   1,326 -21
3,363   3,556 -193
352   377 -25
701   735 -34
629   670 -41
65   69 -4
23   25 -2
514   562 -48
3,658   3,963 -305
7   8 -1
180   76 104
676   613 63
4,852   4,989 -137
2,611   2,742 -131
67,684   58,822 8,862
729   706 23
731   574 157
5,187   5,770 -583
161   107 54
12,259   12,124 135
29,713   25,209 4,504
2,137   1,590 547
3,766   4,300 -534
2,365   2,387 -22
2,494   1,865 629
17,539   17,045 494
402   469 -67
5,588   5,406 182
23,306   21,259 2,047
2,210   1,785 425
326   312 14
1,072   995 77
2,756   4,230 -1,474
1,411   915 496
338   238 100
395   518 -123
612   612  
563   622 -59
25,886   25,700 186
413   407 6
3,231   1,939 1,292
33,112   22,915 10,197
14,463   13,027 1,436
8,438   7,952 486
238   238  
18,821   18,268 553
21,182   19,797 1,385
42,190   53,024 -10,834
7,436   4,265 3,171
5,771   5,773 -2
6,917   6,655 262
69,411   70,605 -1,194
1,532   1,269 263
622   603 19
23,550   19,972 3,578
96   92 4
880   1,283 -403
403   505 -102
120   131 -11
427   327 100
6,513   6,342 171
526   679 -153
17,015   17,946 -931
38,507   37,419 1,088
3,060   2,989 71
177   111 66
4,007   2,825 1,182
3,609   3,523 86
39,319   38,875 444
388   442 -54
26,828   25,498 1,330
4,120   5,210 -1,090
2,440   6,780 -4,340
161   197 -36
554   629 -75
16,535   13,349 3,186
6,103   5,669 434
168   52 116
407   390 17
3,762   3,416 346
258   264 -6
1,551   1,271 280
2,733   3,378 -645
5,388   4,913 475
122   166 -44
5,103   6,395 -1,292
2,505   2,166 339
14,434   15,329 -895
336,430   340,982 -4,552
11,454   12,663 -1,209
14,590   15,212 -622
1,009   394 615
40,950   39,825 1,125
1,822   1,433 389
144   138 6
577   432 145
438   533 -95
1,446   606 840
5,902   4,682 1,220
18,112     18,112
16,023   16,580 -557
16,650   16,776 -126
312   399 -87
1,515   1,849 -334
28,419   32,270 -3,851
7,008   7,393 -385
25,255   25,282 -27
8,602   7,848 754
874   900 -26
88   89 -1
4,541   4,850 -309
104   111 -7
371   370 1
639   666 -27
1,239   1,344 -105
979   1,067 -88
199   214 -15
1,034   1,128 -94
55   56 -1
66   68 -2
88   90 -2
773   776 -3
13,742   12,869 873
1,996   2,149 -153
1,436   1,459 -23
780   804 -24
17,099   17,235 -136
739   775 -36
70   71 -1
84   89 -5
352   356 -4
525   574 -49
3,929   4,257 -328
10   11 -1
304   163 141
718   565 153
8,701   7,026 1,675
25,669   26,169 -500
4,089   3,814 275
1,356   1,223 133
1,096   744 352
7,479   8,262 -783
190   144 46
25,419   31,759 -6,340
176,519   153,738 22,781
256   312 -56
26,029   37,105 -11,076
21,522   17,838 3,684
5,050   4,257 793
32   22 10
402   477 -75
11,175   10,768 407
21,579   21,609 -30
7,443   6,249 1,194
1,539   1,344 195
5,881   5,897 -16
1,540   1,830 -290
3,282   2,992 290
494   384 110
1,265   2,924 -1,659
17,764   17,586 178
853   743 110
11,647   7,687 3,960
413   411 2
5,927   5,553 374
1,971   1,677 294
566   585 -19
17   19 -2
246   249 -3
1,544   1,547 -3
304   304  
40,838   39,989 849
18,303   16,922 1,381
14,518   14,524 -6
9,108   8,963 145
72,998   71,885 1,113
2,213   1,831 382
622   606 16
417   201 216
144   110 34
960   365 595
403   408 -5
263   230 33
513   201 312
26,798   26,279 519
219   160 59
5,097   5,619 -522
16,638   14,442 2,196
11,222   11,003 219
306   168 138
5,639   3,568 2,071
28,773   27,816 957
21,338   70,047 -48,709
458   377 81
195   203 -8
4,425   4,500 -75
19,555   17,323 2,232
191   241 -50
739   839 -100
28,787   26,450 2,337
18,720   16,497 2,223
335   351 -16
465   397 68
4,104   2,057 2,047
365   390 -25
4,986   3,240 1,746
3,209   3,580 -371
362   288 74
122   152 -30
23,334   21,031 2,303
4,473   4,448 25
14,586   13,861 725
36,965   32,038 4,927
22,657   19,750 2,907
10,853   12,807 -1,954
1,322   545 777
312   331 -19
62   42 20
180   176 4
613   514 99
547   928 -381
1,627   1,010 617
10,218   4,376 5,842
31,688   31,971 -283
27   26 1
58   56 2
330   521 -191
1,785   2,191 -406
7,577   6,644 933
76   70 6
14,279   17,797 -3,518
14,985   16,628 -1,643
913   940 -27
97   98 -1
4,743   5,066 -323
1,268   1,272 -4
416   415 1
652   680 -28
1,357   1,472 -115
980   1,069 -89
202   218 -16
1,077   1,176 -99
55   57 -2
73   75 -2
88   91 -3
789   792 -3
691   743 -52
2,820   3,036 -216
1,561   1,587 -26
924   952 -28
38   41 -3
545   584 -39
85   85  
85   90 -5
885   956 -71
540   591 -51
4,219   4,571 -352
20   21 -1
513   212 301
823   337 486
1,709   1,515 194
31,350   30,300 1,050
28,105   21,625 6,480
1,559   1,300 259
1,462   978 484
8,212   9,189 -977
232   225 7
26,628   26,348 280
38,742   38,847 -105
563   686 -123
52,149   75,000 -22,851
2,485   2,215 270
9,309   6,643 2,666
44   28 16
476   545 -69
21,925   21,550 375
3,431   2,919 512
9,038   5,799 3,239
2,072   1,813 259
725   631 94
3,820   3,297 523
4,443   3,464 979
494   437 57
26,166   66,110 -39,944
3,225   2,775 450
1,176   1,533 -357
14,740   14,108 632
413   412 1
5,657   5,312 345
5,912   5,366 546
1,698   1,816 -118
18   17 1
246   249 -3
2,106   2,110 -4
507   502 5
25,250   24,997 253
7,883   6,242 1,641
14,521   14,525 -4
11,592   11,813 -221
76,230   70,763 5,467
7,660   5,958 1,702
1,689   1,225 464
1,302   568 734
226   291 -65
1,275   708 567
1,208   1,515 -307
407   450 -43
598   261 337
15,513   16,746 -1,233
360   232 128
13,381   16,374 -2,993
16,638   16,629 9
13,262   13,117 145
308   176 132
10,507   6,920 3,587
5,270   3,161 2,109
17,382   20,266 -2,884
458   531 -73
389   204 185
14,649   18,373 -3,724
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       1,256
b       377
c       -14
d       -250
e       -319
      503
      46
      1
      2,191
      -43
      1,332
      -237,705
      70
      -9
      -3,855
      1,556
      3,577
      1,033
      42
      -7,974
      833
      -392
      44
      53
      162
      -34
      1,583
      -475
      750
      -26
      47
      -76
      -695
      1,411
      15
      86
      397
      -35
      -1
      -598
      -177
      1
      -29
      -207
      -417
      -16
      -100
      -1
      -2
      -1
      -4
      -53
      -260
      1,168
      -33
      -3
      -44
       
      -8
      -76
      -63
      -205
      -1
      350
      124
      -114
      2,246
      594
      1,141
      627
      -994
      -43
      241
      932
      -26
      -192
      107
      1,806
      70
      -11
      20
      171
      2,624
      10
      -10
      -2,093
      867
      170
      -1,840
      1,502
      71
      -54
      26
      -1,870
      829
      -1,390
       
      -14
      -211
      441
      95
      -1,052
      -10
      1,082
      2,554
      3,108
      -96
      702
      -103
      -32
      -30
      -75
      550
      16,800
      246
      320
      8,988
      -2,807
      50
      2,322
      2,851
      275
      -109
      7
      -115
      297
      1,122
      -57
      -299
      -3,005
      54
      100
      210
      2,715
      -14
      247
      381
      219
      -34
      -1,454
      3,346
      35
      -1,139
      20
      289
      -1,510
      -94
      28
      54
      134
      -960
      3,272
      654
      11
      17
      -289
      -91
      266
      1,107
      9
      16
      41
      1,143
      -1
      -530
      -184
      186
      -31
      -17
      -1
      -16
      -111
      -2
      -2
      -2
      -4
      -54
      -284
      -29
      -36
      -4
      -47
      -1
      -3
      -82
      -207
      -7
       
      406
      122
      8,434
      226
      790
      206
      818
      181
      -120
      248
      -116
      -915
      825
      145
      3,439
      -48
      -276
      87
      1,347
      645
      10
      1,247
      578
      596
      121
      -1,928
      1,186
      -1,623
      -57
      -38
      -48
      5,352
      23
      -18
      -29
      -10
      957
      245
      -1,610
      -5
      1,359
      1,715
      4,423
      -77
      891
      181
      -236
      -768
      215
      58
      -2,109
      205
      637
      2,453
      -5,395
      173
      -699
      517
      94
      98
      180
      -71
      296
      2,228
      -76
      304
      43,701
      130
      112
      245
      1,555
      -38
      507
      664
      249
      -135
      3,490
      666
      -13
      -7
      -36
      1,554
      525
      -1,035
      38
      30
      50
      561
      1,231
      2,020
      -3
      -60
      217
      -348
      724
      28
      30
      81
      16
      -13
      -1
      -4
      -203
      -11
      -32
      -25
      -2
      -17
      -116
      -1
      -3
      -3
      -4
      -95
      -325
      -44
      -45
      -3
      -85
      -6
      -3
      -86
      -269
      -9
       
      457
      353
      -4
      -1,945
      1,019
      352
      1,562
      82
      41
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      1,035
      -100
      861
      46
      1,523
      -3
      -10
      2
      2,462
      -557
      -7,252
      -25
      21
      515
      21,838
      -6
      47
      1,575
      7,531
      1,147
      -159
      868
      -19
      -329
      -190
      -380
      4,224
      3,883
      15,013
      497
      2,881
      134
      23
      80
      -325
      459
      1,904
      67
      1,756
      -465
      -235
      -100
      -2,042
      72
      39
      568
      11,836
      -1
      -308
      -7
      1,019
      -27
      -86
      -79
      -15
      -93
      -2
      -2
      -3
      -3
      101
      1,217
      -21
      -193
      -25
      -34
      -41
      -4
      -2
      -48
      -305
      -1
      104
      63
      -137
      -131
      8,862
      23
      157
      -583
      54
      135
      4,504
      547
      -534
      -22
      629
      494
      -67
      182
      2,047
      425
      14
      77
      -1,474
      496
      100
      -123
       
      -59
      186
      6
      1,292
      10,197
      1,436
      486
       
      553
      1,385
      -10,834
      3,171
      -2
      262
      -1,194
      263
      19
      3,578
      4
      -403
      -102
      -11
      100
      171
      -153
      -931
      1,088
      71
      66
      1,182
      86
      444
      -54
      1,330
      -1,090
      -4,340
      -36
      -75
      3,186
      434
      116
      17
      346
      -6
      280
      -645
      475
      -44
      -1,292
      339
      -895
      -4,552
      -1,209
      -622
      615
      1,125
      389
      6
      145
      -95
      840
      1,220
      18,112
      -557
      -126
      -87
      -334
      -3,851
      -385
      -27
      754
      -26
      -1
      -309
      -7
      1
      -27
      -105
      -88
      -15
      -94
      -1
      -2
      -2
      -3
      873
      -153
      -23
      -24
      -136
      -36
      -1
      -5
      -4
      -49
      -328
      -1
      141
      153
      1,675
      -500
      275
      133
      352
      -783
      46
      -6,340
      22,781
      -56
      -11,076
      3,684
      793
      10
      -75
      407
      -30
      1,194
      195
      -16
      -290
      290
      110
      -1,659
      178
      110
      3,960
      2
      374
      294
      -19
      -2
      -3
      -3
       
      849
      1,381
      -6
      145
      1,113
      382
      16
      216
      34
      595
      -5
      33
      312
      519
      59
      -522
      2,196
      219
      138
      2,071
      957
      -48,709
      81
      -8
      -75
      2,232
      -50
      -100
      2,337
      2,223
      -16
      68
      2,047
      -25
      1,746
      -371
      74
      -30
      2,303
      25
      725
      4,927
      2,907
      -1,954
      777
      -19
      20
      4
      99
      -381
      617
      5,842
      -283
      1
      2
      -191
      -406
      933
      6
      -3,518
      -1,643
      -27
      -1
      -323
      -4
      1
      -28
      -115
      -89
      -16
      -99
      -2
      -2
      -3
      -3
      -52
      -216
      -26
      -28
      -3
      -39
       
      -5
      -71
      -51
      -352
      -1
      301
      486
      194
      1,050
      6,480
      259
      484
      -977
      7
      280
      -105
      -123
      -22,851
      270
      2,666
      16
      -69
      375
      512
      3,239
      259
      94
      523
      979
      57
      -39,944
      450
      -357
      632
      1
      345
      546
      -118
      1
      -3
      -4
      5
      253
      1,641
      -4
      -221
      5,467
      1,702
      464
      734
      -65
      567
      -307
      -43
      337
      -1,233
      128
      -2,993
      9
      145
      132
      3,587
      2,109
      -2,884
      -73
      185
      -3,724
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 669,662
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 265,631
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 999,872 18,256,246 0.054769
2010 980,266 17,160,124 0.057125
2009 818,923 17,532,344 0.046709
2008 978,904 19,246,981 0.050860
2007 1,286,967 22,539,937 0.057097
2 Total of line 1, column (d) ...................... 2 0.266560
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.053312
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 17,774,048
5 Multiply line 4 by line 3....................... 5 947,570
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 11,219
7 Add lines 5 and 6......................... 7 958,789
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,064,083
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 11,219
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 11,219
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 11,219
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 12,536
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 12,536
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,317
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet1,317 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNC
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNA
    14
    The books are in care ofbulletHOYT Q BAILEY Telephone no.bullet (704) 487-8888
    Located atbulletPO BOX 208SHELBYNC ZIP+4bullet28151
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    HOYT BAILEYClick to see attachment PRESIDENT
    1.00     		4,000 0 0
    PO BOX 208
    SHELBY,NC28151
    MELANIE ANN KNIGHTClick to see attachment DIRECTOR
    1.00     		4,000 0 0
    PO BOX 208
    SHELBY,NC28151
    J LINTON SUTTLEClick to see attachment TREASURER
    1.00     		4,000 0 0
    PO BOX 208
    SHELBY,NC28151
    KATHLEEN H WILSONClick to see attachment VICE-PRES.
    1.00     		4,000 0 0
    PO BOX 208
    SHELBY,NC28151
    CYNTHIA B BUCKINGHAMClick to see attachment DIRECTOR
    1.00     		4,000 0 0
    PO BOX 208
    SHELBY,NC28151
    HARVEY B HAMRICK JRClick to see attachment SECRETARY
    1.00     		4,000 0 0
    PO BOX 208
    SHELBY,NC28151
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    17,879,180
    b
    Average of monthly cash balances.......................
    1b
    71,265
    c
    Fair market value of all other assets (see instructions)................
    1c
    94,274
    d
    Total (add lines 1a, b, and c).........................
    1d
    18,044,719
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    18,044,719
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    270,671
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    17,774,048
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    888,702
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    888,702
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    11,219
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    11,219
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    877,483
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    877,483
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    877,483
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,064,083
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,064,083
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
    11,219
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,052,864
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 877,483
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 237,284
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2012:
    a From 2007.......  
    b From 2008.......  
    c From 2009.......  
    d From 2010.......  
    e From 2011.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 1,064,083
    a Applied to 2011, but not more than line 2a 237,284
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 826,799
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		50,684
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2008....  
    b Excess from 2009....  
    c Excess from 2010....  
    d Excess from 2011....  
    e Excess from 2012....  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    HOYT Q BAILEY
    P O BOX 208
    SHELBY,NC28151
    (704) 487-8888
    NONE
    bThe form in which applications should be submitted and information and materials they should include:
    DETAILED REQUEST DATA AND COPY OF IRS EXEMPTION CERTIFICATE.
    cAny submission deadlines:
    NONE.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    N/A
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ABUSE PREVENTION COUNCIL
    PO BOX 2589
    SHELBY,NC28151     		NONE   DONATION 20,000
    ADOPT A PLATOON
    PO BOX 234
    LOZANO,TX78568     		NONE   TROOPS CAMPAIGN 224
    ALDERSGATE UNITED METHODIST CHURCH
    1207 W DIXON BOULEVARD
    SHELBY,NC28152     		NONE   DONATION 5,000
    ALZHEIMER'S ASSOCIATION
    3800 SHAMROCK DR BRANSC
    CHARLOTTE,NC282153220     		NONE   DONATION 100
    ALZHEIMER'S ASSOCIATION
    3800 SHAMROCK DR BRANSC
    CHARLOTTE,NC282153220     		NONE   DONATION 200
    ALZHEIMER'S ASSOCIATION
    3800 SHAMROCK DR BRANSC
    CHARLOTTE,NC282153220     		NONE   DONATION 150
    ALZHEIMER'S DISEASE RESEARCH
    PO BOX 1950
    CLARKSBURG,MD20871     		NONE   DONATION FOR RESEARCH 200
    AMERICAN HEART ASSOCATION
    222 S CHURCH STREET SUI
    CHARLOTTE,NC28202     		NONE   DONATION 10,000
    AMERICAN LEGION WORLD SERIES
    222 NORTH LAFAYETTE ST S
    SHELBY,NC28150     		NONE   DONATION 25,000
    AMERICAN LUNG ASSOCATION
    PO BOX 7000
    ALBERT LEA,MN56607     		NONE   DONATION 225
    AMERICAN LUNG ASSOCATION
    PO BOX 7000
    ALBERT LEA,MN56607     		NONE   CHRISTMAS SEAL CAMPAIGN 225
    ASCENSION LUTHERAN CHURCH
    300 N LAFAYETTE STREET
    SHELBY,NC28150     		NONE   MEN'S SHELTER MINISTRY 500
    ASCENSION LUTHERAN CHURCH
    300 N LAFAYETTE STREET
    SHELBY,NC28150     		NONE   IN MEMORY OF NANCY MOORE 5,000
    BAPTIST CHILDREN'S HOME OF NC
    PO BOX 338
    THOMASVILLE,NC273619911     		NONE   DONATION 250
    BETHLEHEM UMC
    2741 HIGHWAY 274
    CHERRYVILLE,NC28021     		NONE   DONATION 2,500
    BOY SCOUTS OF AMERICA
    PO BOX 1059
    GASTONIA,NC28053     		NONE   DONATION 5,000
    BOYS & GIRLS CLUB OF CLEVELAND CO
    PO BOX 2001
    SHELBY,NC28151     		NONE   DONATION 12,500
    BOYS TOWN
    PO BOX 6000
    BOYS TOWN,NE68010     		NONE   DONATION 50
    BROTHERS IN CHRIST OUTREACH MINISTR
    PO BOX 1264
    SHELBY,NC28151     		NONE   DONATION 12,000
    CAPE TOWN BAPTIST SEMINARY
    PO BOX 596
    MONROE,NC28111     		NONE   DONATION 1,000
    CHILDREN'S HOMES OF CLEVELAND COUNT
    PO BOX 2053
    SHELBY,NC28151     		NONE   DONATION 20,000
    CITY OF HOPE & LOVE SHELBY NC
    828 CARVER STREET
    SHELBY,NC28152     		NONE   DONATION 2,500
    CLEVELAND CO ARTS COUNCIL
    111 S WASHINGTON STREET
    SHELBY,NC28150     		NONE   DONATION 8,000
    CLEVELAND CO BUSINESS DEV CENTER
    7 NORTH LAFAYETTE STREET
    SHELBY,NC28150     		NONE   MINORITY ENTERPRISE DEVELOPMENT 750
    CLEVELAND CO CHRISTMAS TOURNAMENT
    500 PHIFER RD
    KINGS MOUNTAIN,NC28086     		NONE   BASKETBALL TOURAMENT 600
    CLEVELAND CO EMERGENCY MANAGEMENT
    100 JUSTICE PL
    SHELBY,NC28150     		NONE   DONATION 250
    CLEVELAND CO FAMILY YMCA
    411 CHERRYVILLE HWY
    SHELBY,NC28150     		NONE   DONATION 5,000
    CLEVELAND CO HUMANE SOCIETY
    PO BOX 2432
    SHELBY,NC28151     		NONE   IN MEMORY OF NANCY MOORE 50,000
    CLEVELAND CO REALTOR'S
    PO BOX 2407
    SHELBY,NC28151     		NONE   DONATION 5,000
    CLEVELAND CO RESCUE MISSION
    PO BOX 1272
    SHELBY,NC28151     		NONE   DONATION 300
    CLEVELAND CO RESCUE MISSION
    PO BOX 1272
    SHELBY,NC28151     		NONE   DONATION 183
    CLEVELAND CO RESCUE MISSION
    PO BOX 1272
    SHELBY,NC28151     		NONE   HELP THE HOMELESS 183
    CLEVELAND CO RESCUE MISSION
    PO BOX 1272
    SHELBY,NC28151     		NONE   DONATION 25,000
    CLEVELAND CO SCHOOL ED FOUNDATION
    400 WEST MARION STREET
    SHELBY,NC28150     		NONE   DONATION 5,000
    CLEVELAND CO-SHELBY RELAY FOR LIFE
    1310 MONTROSE DRIVE
    SHELBY,NC28150     		NONE   2013 RELAY FOR LIFE 7,000
    CLEVELAND COMMUNITY COLLEGE
    137 S POST ROAD
    SHELBY,NC28152     		NONE   DONATION 25,000
    CLEVELAND COUNTY SHERIFF'S DEPARTME
    PO BOX 1508
    SHELBY,NC28151     		NONE   DONATION 5,000
    CLEVELAND PSYCHOSOCIAL SERVICES
    924 N LAFAYETTE STREET
    SHELBY,NC28150     		NONE   DONATION 10,000
    CLEVELANDRUTHFORD KIDNEY ASSOCIATI
    1017 N WASHINGTON STREET
    SHELBY,NC28150     		NONE   DONATION 25,000
    CLEVELANDRUTHFORD KIDNEY ASSOCIATI
    1017 N WASHINGTON STREET
    SHELBY,NC28150     		NONE   DONATION 25,000
    COALITION TO SALUTE AMERICAN HEROES
    552 FORT EVANS ROAD SUIT
    LEESBURG,VA20176     		NONE   DONATION 150
    COMMUNITY MATH ACADEMY
    PO BOX 687
    SHELBY,NC281510687     		NONE   DONATION 5,000
    CROSSROADS RESCUE MISSION
    206 MT SINAI CHURCH RD
    SHELBY,NC28152     		NONE   DONATION 100
    DESTINATION CLEVELAND COUNTY INC
    PO BOX 2063
    SHELBY,NC28151     		NONE   DONATION 30,000
    DOVER BAPTIST CHRUCH
    1501 POLKVILLE ROAD
    SHELBY,NC28150     		NONE   DONATION 20,000
    DUKE UNIVERSITY
    BOX 90397
    DURHAM,NC277080397     		NONE   SCHOLARSHIP GILBERT N BROOKS, III 7,000
    FELLOWSHIP OF CHRISTIAN ATHLETES
    PO BOX 83
    SHELBY,NC281510083     		NONE   DONATION 2,000
    FOOTHILLS CONSERVANCY OF NC
    PO BOX 3023
    MORGANTON,NC28680     		NONE   DONATION 7,500
    GARDNER-WEBB UNIVERSITY
    PO BOX 955
    BOILING SPRINGS,NC28017     		NONE   LAB CENTER 50,000
    GARDNER-WEBB UNIVERSITY
    PO BOX 955
    BOILING SPRINGS,NC28017     		NONE   SCHOLARSHIP KRISTIN G DELLINGER 15,000
    GARDNER-WEBB UNIVERSITY
    PO BOX 955
    BOILING SPRINGS,NC28017     		NONE   SCHOLARSHIP WILSON R RIKARD 7,000
    GARDNER-WEBB UNIVERSITY
    PO BOX 955
    BOILING SPRINGS,NC28017     		NONE   SCHOLARSHIP SIERRA N JONES 7,000
    GARDNER-WEBB UNIVERSITY
    PO BOX 955
    BOILING SPRINGS,NC28017     		NONE   SCHOLARSHIP CHRISTINA A ALEXANDER 7,000
    GARDNER-WEBB UNIVERSITY
    PO BOX 955
    BOILING SPRINGS,NC28017     		NONE   SCHOLARSHIP CLYDE D HASTINGS, III 7,000
    GARDNER-WEBB UNIVERSITY
    PO BOX 955
    BOILING SPRINGS,NC28017     		NONE   SCHOLARSHIP CHASITY M MCCRAW 7,000
    GIRL'S CLUB YMCA
    821 WEST WARREN STREET
    SHELBY,NC28150     		NONE   DONATION 10,000
    GREATER CLEVELAND CO BAPTIST ASSOC
    1175 WYKE ROAD
    SHELBY,NC281504258     		NONE   DONATION 50,000
    HABITAT FOR HUMANITY
    PO BOX 2908
    SHELBY,NC281512908     		NONE   DONATION 3,000
    HEINEMAN MEDICAL RESEACH INC
    101 BLYTHE BLVD SUITE 6
    CHARLOTTE,NC28203     		NONE   DONATION 30,000
    HELP HOSPITALIZED VETERANS
    PO BOX 98088
    WASHINGTON,DC200908088     		NONE   DONATION 120
    HOG HAPPNIN'
    PO BOX 2343
    SHELBY,NC28151     		NONE   DONATION 15,000
    HOLY ANGELS
    PO BOX 710
    BELMONT,NC280120710     		NONE   DONATION 3,000
    HOSPICE OF CLEVELAND COUNTY
    951 WENDOVER HEIGHTS DRIV
    SHELBY,NC28150     		NONE   LONG-TERM PLEDGE 50,000
    HOSPITALITY HOUSE OF CHARLOTTE
    1400 SCOTT AVE
    CHARLOTTE,NC28203     		NONE   DONATION 5,000
    HOUSE OF MERCY INC
    PO BOX 808
    BLEMONT,NC28012     		NONE   DONATION 3,000
    HOYLE MEMORIAL UNITED METHODIST CHU
    1741 FALLSTON ROAD
    SHELBY,NC28150     		NONE   DONATION 1,200
    INDEPENDENT COLLGE FUND OF NC
    530 N BLOUNT STREET
    RALEIGH,NC27604     		NONE   DONATION 1,500
    JUNIOR CHARITY LEAGUE OF SHELBY NC
    PO BOX 1324
    SHELBY,NC28151     		NONE   DONATION 5,500
    JUNIOR CHARITY LEAGUE OF SHELBY NC
    PO BOX 1324
    SHELBY,NC28151     		NONE   DONATION FOR CLOTHES 1,000
    KAIROS OUTSIDE WNC
    PO BOX 2543
    SHELBY,NC28151     		NONE   CONTRIBUTION 500
    KAIROS OUTSIDE WNC
    PO BOX 2543
    SHELBY,NC28151     		NONE   DONATION 500
    KINGS MOUNTAIN TOUCHDOWN CLUB
    PO BOX 2017
    KINGS MT,NC28086     		NONE   DONATION 2,000
    KIWANIS CLUB
    1427 EAST MARION ST
    SHELBY,NC28150     		NONE   PANCAKE SUPPER DONATION 500
    KIWANIS CLUB
    1427 EAST MARION ST
    SHELBY,NC28150     		NONE   PANCAKE SUPPER FUNDRAISER 500
    KOREAN WAR NATIONAL MUSEUM
    PO BOX 96307
    WASHINGTON,DC20090     		NONE   MUSEUM DONATION 100
    LAFAYETTE STREET UNITED METHODIST C
    1420 S LAFAYETTE STREET
    SHELBY,NC281526658     		NONE   DONATION 3,000
    LATTIMORE HISTORICAL SOCIETY
    PO BOX 126
    LATTIMORE,NC28089     		NONE   DONATION 10,000
    LAURA'S HOMES OF NC
    PO BOX 279
    SHELBY,NC28151     		NONE   DONATION 5,000
    LIBERTY UNIVERSITY
    PO BOX 10425
    LYNCHBURG,VA24506     		NONE   SCHOLARSHIP STEPHEN P BYRD 15,000
    LIFE ENRICHMENT CENTER
    101 LIFE ENRICHMENT BLVD
    SHELBY,NC28150     		NONE   DONATION 50,000
    LIMESTONE COLLEGE
    1115 COLLEGE DRIVE
    GAFFNEY,SC293409986     		NONE   DONATION 1,000
    MARANATHA BAPTIST CHURCH
    413 POLKVILLE ROAD
    SHELBY,NC28150     		NONE   DONATION 5,000
    MAUNEY MEMORIAL LIBRARY
    100 SOUTH PIEDMONT AVE
    KINGS MT,NC28086     		NONE   DONATION 5,000
    MENTAL HEALTH ASSOCIATION OF CLEVEL
    PO BOX 623
    SHELBY,NC28151     		NONE   DONATION 5,000
    NC 4-H DEVELOPEMENT FUND
    NC STATE BOX 7645
    RALEIGH,NC276957645     		NONE   DONATION 1,000
    NC COOPERATIVE EXTENSION
    130 SOUTH POST ROAD - SUI
    SHELBY,NC28152     		NONE   DONATION 5,000
    NC SHERIFF'S ASSOCIATION
    323 W JONES ST 300
    RALEIGH,NC27603     		NONE   DONATION 100
    NC STATE UNIVERSITY OFFICE OF SCHOL
    2016 HARRIS HALL BOX 730
    RALEIGH,NC27695     		NONE   SCHOLARSHIP MICHAEL J CERJAN 7,000
    NCSU STUDENT AID ASSOCIATION
    PO BOX 37100
    RALEIGH,NC276277100     		NONE   DONATION 25,000
    NEW COVENANT BAPTIST CHURCH
    PO BOX 1017
    SHELBY,NC28151     		NONE   DONATION 2,500
    NEW WILDERNESS ADVENTURES
    416 MELODY LANE
    SHELBY,NC28152     		NONE   DONATION 6,000
    NORTH ELEMENTARY SCHOOL KINGS MOUNT
    900 NORTH RAMSEUR STREET
    KINGS MOUNTAIN,NC28086     		NONE   DONATION 2,500
    PEFBEARS CLUB
    LR BOX 7280
    HICKORY,NC28603     		NONE   DONATION 300
    PEFBEARS CLUB
    LR BOX 7280
    HICKORY,NC28603     		NONE   DONATION 300
    PEFBEARS CLUB
    LR BOX 7280
    HICKORY,NC28603     		NONE   DONATION 200
    PENLAND SCHOOL OF CRAFTS
    PO BOX 37
    PENLAND,NC28765     		NONE   DONATION 3,000
    PENTECOSTAL APOSTOLIC CHURCH OF CHR
    125 WEST ZION CHURCH ROAD
    SHELBY,NC28150     		NONE   2013 SUMMER YOUTH TRIP 1,500
    PINNACLE CLASSICAL ACADEMY
    PO BOX 2695
    SHELBY,NC28151     		NONE   DONATION 5,000
    PLEASANT RIDGE BAPTIST CHURCH
    198 PLEASANT RIDGE BAPTIS
    SHELBY,NC28152     		NONE   2013 CAMP CASWELL 2,500
    POLKVILLE CUB SCOUT PACK 114
    2331 WASHBURN ROAD
    SHELBY,NC28150     		NONE   DONATION 600
    POPLAR SPRINGS BAPTIST CHURCH
    1106 POPLAR SPRINGS CHURC
    SHELBY,NC28152     		NONE   2013 MISSION TRIPS 1,500
    RED CLOUD INDIAN SCHOOL
    100 MISSION DRIVE
    PINE RIDGE,SD577702100     		NONE   DONATION FOR FOOD & EDUCATION 50
    SALVATION ARMY
    311 N LAFAYETTE STREET
    SHELBY,NC28150     		NONE   DONATION 35,000
    SECOND BAPTIST CHURCH
    1114 S LAFAYETTE STREET
    SHELBY,NC28152     		NONE   DONATION 2,000
    SHELBY HIGH SCHOOL
    230 EAST DIXON BLVD
    SHELBY,NC28152     		NONE   SHS CHORUS 100
    SHELBY HIGH SCHOOL
    230 EAST DIXON BLVD
    SHELBY,NC28152     		NONE   CARNIEGE HALL 5,000
    SHELBY HIGH SCHOOL
    230 EAST DIXON BLVD
    SHELBY,NC28152     		NONE   GOLD LION 5 K 100
    SHELBY HIGH SCHOOL
    230 EAST DIXON BLVD
    SHELBY,NC28152     		NONE   DONATION 1,000
    SHELBY PRESBYTERIAN CHURCH
    PO BOX 1444
    SHELBY,NC28151     		NONE   DONATION 10,000
    SOUTH MOUNTAIN CHILDREN & FAMILY SE
    7330 MYRTLE DRIVE
    NEBO,NC28761     		NONE   DONATION 240
    SPECIAL OLYMPICS OF NC
    2200 GATEWAY CENTER BLVD
    MORRISVILLE,NC27560     		NONE   DONATION 2,000
    SRM SHELTER ROCK MINISTRIES
    141 LEIGH LN
    BOONE,NC28607     		NONE   DONATION 200
    ST PETER MISSIONARY BAPTIST CHURCH
    116 POPLAR DRIVE
    GROVER,NC28073     		NONE   ST. PETER EMPOWERMENT CENTER 5,000
    THOMAS JEFFERSON CLASSICAL ACADEMY
    2527 US 221A HWY
    MOORESBORO,NC28114     		NONE   DONATION 5,000
    TOWN OF GROVER
    PO BOX 189
    GROVER,NC28073     		NONE   DONATION 1,500
    UNC CHAPEL HILL
    STUDENT ACCOUNT SERVICES
    CHAPEL HILL,NC275991400     		NONE   SCHOLARSHIP MOLLY L MCCONNELL 7,000
    UNC CHAPEL HILL
    STUDENT ACCOUNT SERVICES
    CHAPEL HILL,NC275991400     		NONE   SCHOLARSHIP AUSTIN C SMITH 7,000
    UNC CHAPEL HILL
    STUDENT ACCOUNT SERVICES
    CHAPEL HILL,NC275991400     		NONE   SCHOLARSHIP CELESTE D KENDRICK 7,000
    UNC LINEBERGER CANCER CENTER
    CAMPUS BOX 7295
    CHAPEL HILL,NC275997295     		NONE   DONATION 5,000
    UPPER CLEVELAND RESCUE SQUAD
    PO BOX 278
    LAWNDALE,NC28090     		NONE   DONATION 5,000
    VIETNAM VET'S MEMORIAL FUND
    PO BOX 96764
    WASHINGTON,DC200906764     		NONE   DONATION 100
    WASHINGTON OUTREACH MINISTRY
    PO BOX 507
    WACO,NC28169     		NONE   DONATION 1,000
    WESTERN CAROLINA UNIVERSITY
    201 HF ROBINSON
    CULLOWHEE,NC28723     		NONE   ELIZABETH TEASLEY ENDOWED SCHOLARSHI 2,500
    WORLD WAR II VETERAN'S COMMITTEE
    PO BOX 96543
    WASHINGTON,DC200906543     		NONE   DONATION 450
    WORLD WAR II VETERAN'S COMMITTEE
    PO BOX 96543
    WASHINGTON,DC200906543     		NONE   DONATION 225
    WOUNDED WARRIOR PROJECT
    4899 BELFORT RD SUITE 30
    JACKSONVILLE,FL32256     		NONE   DONATION 100
    WOUNDED WARRIOR PROJECT
    4899 BELFORT RD SUITE 30
    JACKSONVILLE,FL32256     		NONE   DONATION 100
    WOUNDED WARRIOR PROJECT
    4899 BELFORT RD SUITE 30
    JACKSONVILLE,FL32256     		NONE   DONATION 55
    WOUNDED WARRIOR PROJECT
    4899 BELFORT RD SUITE 30
    JACKSONVILLE,FL32256     		NONE   DONATION 100
    YOUNG LIFE
    PO BOX 1751
    SHELBY,NC28151     		NONE   DONATION 8,000
    YOUNG'S CHAPEL AME ZION CHURCH
    PO BOX 86
    MOORESBORO,NC28114     		NONE   DONATION 2,000
    Total .................................bullet 3a 949,880
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments          
    4 Dividends and interest from securities....     14 456,077  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....     14 119,894  
    8Gain or (loss) from sales of assets other than inventory     25 669,662  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   1,245,633  
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,245,633
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2012 AccountingFeesSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 37,929     37,929

    TY 2012 CompensationExplanation
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Person Name Explanation
    HOYT BAILEY  
    MELANIE ANN KNIGHT  
    J LINTON SUTTLE  
    KATHLEEN H WILSON  
    CYNTHIA B BUCKINGHAM  
    HARVEY B HAMRICK JR  

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    TY 2012 DepreciationSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    OFFICE FURNITURE 1987-01-01 2,513 2,513 S/L 10.0000        
    COMPUTER 1992-03-01 2,501 2,501 S/L 10.0000        
    TYPEWRITER 1992-08-01 843 843 S/L 10.0000        
    COMPUTER DESK 1992-10-01 705 705 S/L 10.0000        
    FILE CABINETS 1992-01-01 445 445 S/L 10.0000        
    LASER PRINTER 1992-12-01 1,272 1,272 S/L 10.0000        
    MAIN HOUSE 1991-04-01 84,000 44,975 S/L 40.0000 2,100      
    HOUSE 1991-04-01 36,000 19,275 S/L 40.0000 900      
    SIDING 1995-12-20 9,175 9,175 S/L 15.0000        
    ROOF 1996-05-14 6,690 6,690 S/L 15.0000        
    REPLACEMENT WINDOWS 1996-01-09 1,150 1,150 S/L 15.0000        
    MICRON COMPUTER 1999-06-30 2,100 2,100 S/L 5.0000        
    HEWLETT PACKARD OFFICE JETPRO 1999-06-30 700 700 S/L 5.0000        
    LAND 1991-04-01 38,000              
    CONFERENCE TABLE/2 CHAIRS 2002-01-10 1,210 1,210 S/L 7.0000        
    AMD DURON 1.3 GHZ SYSTEM - HARD DRIVE 2002-12-31 705 705 S/L 5.0000        
    4-LINE BUSINESS SPEAKER PHONE SYSTEM 2003-05-30 631 631 S/L 5.0000        
    PHONE SYSTEM 2005-01-18 952 952 S/L 5.0000        
    COMPUTER 2004-10-20 1,095 1,095 S/L 5.0000        
    ELITEBOOK & ACCESSORIES 2013-04-30 2,178   S/L 5.0000 145      
    42-IN MONITOR 2013-04-30 1,266   S/L 5.0000 84      
    DOMAIN NAME 2013-04-30 479   S/L 10.0000 16      
    CONFERENCE ROOM PHONE EQUIP 2013-02-11 419   S/L 5.0000 49      

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    TY 2012 GainLossSaleOtherAssetsSch
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    COMPUTER 1992-03 PURCHASE 2013-04     2,501       2,501
    LASER PRINTER 1992-12 PURCHASE 2013-04     1,272       1,272
    MICRON COMPUTER 1999-06 PURCHASE 2013-04     2,100       2,100
    AMD DURON 1.3 GHZ SYSTEM - HARD DRIVE 2002-12 PURCHASE 2013-04     705       705
    COMPUTER 2004-10 PURCHASE 2013-04     1,095       1,095

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS    

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Name of Stock End of Year Book Value End of Year Fair Market Value
    STOCKS 2,221,135 2,598,708
    MUTUAL FUNDS 9,062,993 8,944,194
    EXCHANGE TRADED & CLOSED END FUNDS 2,501,816 2,568,667

    TY 2012 InvestmentsGovtObligationsSch
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    US Government Securities - End of Year Book Value:

    2,202,654
    US Government Securities - End of Year Fair Market Value:

    2,062,101
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2012 InvestmentsOtherSchedule2
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SOVEREIGN SECURITIES AT COST    
    MANAGED FUTURES AT COST 682,196 734,305
    HEDGE FUNDS AT COST    
    OTHER FIXED INCOME INVESTMENTS AT COST    

    TY 2012 LandEtcSchedule2
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    OFFICE FURNITURE/EQUIPMENT 12,340 8,292 4,048 4,048
    BUILDINGS 137,015 84,266 52,749 52,750
    LAND 38,000   38,000 38,000


    TY 2012 OtherDecreasesSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Description Amount
    ROUNDING 5


    TY 2012 OtherExpensesSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    OFFICE SUPPLIES/POSTAGE 2,835      
    DUES & SUBSCRIPTIONS 695      
    MISCELLANEOUS EXPENSE 2,207     1,250
    MEETING EXPENSE 2,096     1,786
    INSURANCE-D & O 4,523     4,071


    TY 2012 OtherIncomeSchedule2
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    AMORTIZATION OF BOND PREMIUM 20,772 20,772  
    INVESTMENT INCOME-OTHER 99,122 99,122  


    TY 2012 OtherLiabilitiesSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Description Beginning of Year - Book Value End of Year - Book Value
    ACCRUED SALARIES & WAGES 40,117  
    ACCRUED PAYROLL TAXES 3,529  
    NC INCOME TAX WITHHELD 1,484 184
    941 TAXES WITHHELD   624


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    MANAGEMENT FEES-SMITH BARNEY 123,746 123,746    
    OUTSIDE CONTRACT SERVICES 1,806     1,799


    TY 2012 TaxesSchedule
    Name:
    DOVER FOUNDATION INC
    EIN: 56-0769897
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER TAXES 67      
    PENALTIES 557