Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
HAZEL & WALTER BALES FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)630 BROADWAY   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
JEFFERSONVILLE, IN47130
A Employer identification number

35-1783030
B Telephone number (see instructions)

C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$13,544,456J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 480,011 480,011  
5a Gross rents.............. 90,938 90,938  
b Net rental income or (loss) 80,752
6a Net gain or (loss) from sale of assets not on line 10 -83,041
b Gross sales price for all assets on line 6a 3,658,975
7 Capital gain net income (from Part IV, line 2)...  
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 487,908 570,949  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 7     7
b Accounting fees (attach schedule)....... Click to see attachment 1,750     1,750
c Other professional fees (attach schedule).... Click to see attachment 40,278 39,683   685
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 9,598 1,303    
19 Depreciation (attach schedule) and depletion... Click to see attachment 13,809    
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 142     142
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 65,584 40,986   2,584
25 Contributions, gifts, grants paid........ 510,000 510,000
26 Total expenses and disbursements. Add lines 24 and 25 575,584 40,986   512,584
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -87,676
b Net investment income (if negative, enter -0-) 529,963
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 223,666 439,567 439,567
2 Savings and temporary cash investments.......... 1,649,217 200,318 200,318
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 7,215,784 Click to see attachment9,907,608 12,119,571
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet785,000
Less: accumulated depreciation (attach schedule) bullet     Click to see attachment785,000 785,000
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 9,088,667 11,332,493 13,544,456
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 9,088,667 11,332,493
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 9,088,667 11,332,493
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 9,088,667 11,332,493
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 9,088,667
2 Enter amount from Part I, line 27a..................... 2 -87,676
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 2,331,502
4 Add lines 1, 2, and 3.......................... 4 11,332,493
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 11,332,493
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 260 APACHE CORP P 2013-06-21 2013-08-12
b 300 CELGENE CORP P 2013-06-21 2013-08-23
c 800 COACH INC P 2013-06-21 2013-11-05
d 800 HJHEINZ CO P 2012-05-16 2013-02-28
e 160 IBM CORP P 2013-06-21 2013-11-05
2926829 PIMCO ALL ASSET P 2013-03-21 2013-07-16
10330579 T ROWE P SHORT TERM BOND P 2012-08-01 2013-02-07
500 SPDR S&P 500 ETF TRUST P 2012-08-30 2013-02-28
300 SPDR GOLD TRUST P 2013-03-19 2013-11-05
6208609 TCW EMERGIN MARKETS INCOME   2013-05-17 2013-11-26
250 WATERS CORP P 2013-04-10 2013-06-17
50000 AMERICAN EXP CENTURION BANK D 2011-05-13 2013-11-25
400 APACHE CORP P 2012-05-16 2013-08-12
4432624 BAIRD CORE PLUS BOND FUND P 2012-10-01 2013-11-26
250 CHEVRONTEXACO CORP D 2011-05-13 2013-03-19
600 CHURCHILL DOWNS D 2011-05-13 2013-02-28
350 CHURCHILL DOWNS INC D 2011-05-13 2013-06-17
650 CHURCHILL DOWNS INC D 2011-05-13 2013-08-12
3000 CITIGROUP CAPITAL X PRFD D 2011-05-13 2013-10-03
600 COACH INC P 2012-08-22 2013-11-05
700 COLGATE PALMOLIVE CO D 2011-05-21 2013-06-21
700 COLGAGE PALMOLIVE CO D 2011-05-13 2013-08-12
840 DEGITAL REALTY TRUST P 2012-05-16 2013-12-23
700 THE WALT DISNEY CO D 2011-05-13 2013-09-04
333 DUKE ENERGY D 2011-05-13 2013-02-07
1000 DUKE ENERGY D 2011-05-13 2013-03-19
500 DUKE ENERGY D 2011-05-13 2013-06-21
500 DUKE ENERGY D 2011-05-13 2013-08-23
500 ENTERGY CORP D 2011-05-13 2013-04-10
500 ENTERGY CORP D 2011-05-13 2013-06-21
500 ENTERGY CORP D 2011-05-13 2013-11-26
450 FCB BANCROP D 2011-05-13 2013-05-28
4537206 FEDERATED TOTAL RETURN BON P 2012-10-01 2013-11-26
1000 IN ST BOND BANK REV SPL D 2011-05-13 2013-02-01
240 IBM CORP D 2012-05-16 2013-11-05
6000 JPM CHASE CAP XII D 2011-05-13 2013-05-08
300 MCDONALD CROP D 2011-05-13 2013-03-19
1000 MCDONALDS CORP D 2011-05-13 2013-04-10
1500 MICROSOFT CORP P 2012-05-16 2013-07-16
500 NEXTERA ENERGY INC D 2011-05-13 2013-04-10
400 NESTERA ENERGY INC D 2011-05-13 2013-06-21
400 NESTERA ENERGY INC D 2011-05-13 2013-08-23
3000 NEXTERA ENERGY CAPITAL D 2011-05-13 2013-01-09
1500 ORACLE CORP P 2012-05-16 2013-08-23
900 PEPSICO INC P 2012-05-16 2013-05-28
600 PHILIP MORRIS INT D 2011-05-13 2013-05-28
600 PHILLIP MORRIS INT D 2011-05-13 2013-06-17
500 PROCTER GAMBLE CO D 2011-05-13 2013-04-10
5000SALLE MAE BANK MURRY CD D 2011-05-13 2013-06-10
1564 SPECRA ENERGY D 2011-05-13 2013-03-19
2000 SPECTRA ENERGY CORP D 2011-05-13 2013-05-28
5000 TN ST HSG DEV AGY D 2011-05-13 2013-01-02
5000 TN ST HSG DEV AGY D 2011-05-13 2013-07-01
5000 TN ST HSG DEV AGY D 2011-05-13 2013-12-02
700 WALMART STORES D 2011-05-13 2013-09-04
400 WATERS CORP P 2012-05-16 2013-06-17
3773 FORD MOTOR 750 P 2003-12-23 2013-02-04
4016 GE CAP CORP 5875 P 2004-07-20 2013-01-18
9385 NEXTERA ENERGY P 2011-05-13 2013-01-09
4050 WELLS FARGO 5625 P 2011-05-13 2013-02-04
500 ALTRIA GROUP P 2006-09-21 2013-02-13
3937 CITIGROUP CAP X 61 P 2004-07-20 2013-10-01
715 GM P 2011-05-13 2013-02-13
649 GM P 2011-05-13 2013-02-13
649 GM P 2011-05-13 2013-02-13
3787 JPMORGAN CHASE 625 P 2003-12-23 2013-05-08
9500 JPMORGAN CHASE 62 P 2004-09-24 2013-05-08
22175 LIBERTY ALL STAR P 2011-05-13 2013-02-13
179 MOTORS LIQ CO P 2011-05-13 2013-02-13
500 PHILLIP MORRIS INT P 2006-09-21 2013-02-13
1300 SY BANCORP P 2006-09-21 2013-02-13
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 21,559   22,277 -718
b 41,342   36,644 4,698
c 41,426   46,852 -5,426
d 57,911   44,279 13,632
e 28,519   31,723 -3,204
30,000   31,902 -1,902
50,000   50,103 -103
75,998   69,458 6,540
37,874   46,755 -8,881
67,488   74,676 -7,188
24,862   23,812 1,050
50,000   51,645 -1,645
33,167   32,966 201
50,000   51,800 -1,800
29,707   25,595 4,112
39,524   27,366 12,158
28,108   15,964 12,144
53,089   29,647 23,442
75,000   71,415 3,585
31,070   33,333 -2,263
39,458   30,352 9,106
42,209   30,352 11,857
40,497   61,210 -20,713
42,531   29,092 13,439
22,781   19,176 3,605
69,509   57,585 11,924
32,789   28,793 3,996
33,364   28,793 4,571
33,929   34,693 -764
33,364   34,693 -1,329
31,209   34,693 -3,484
4,149   3,870 279
50,000   52,799 -2,799
10,000   10,000  
42,779   48,133 -5,354
150,000   151,860 -1,860
29,639   24,194 5,445
101,440   80,645 20,795
54,477   44,785 9,692
39,907   29,300 10,607
31,167   23,440 7,727
32,559   23,440 9,119
75,000   77,745 -2,745
47,827   40,294 7,533
74,906   61,965 12,941
56,969   41,202 15,767
55,409   41,202 14,207
39,610   33,465 6,145
50,000   52,200 -2,200
44,714   42,901 1,813
62,799   54,860 7,939
5,000   4,965 35
5,000   4,967 33
5,000   4,967 33
50,784   38,980 11,804
39,779   33,511 6,268
99,985   94,325 5,660
100,400   99,790 610
234,625   246,693 -12,068
101,250   92,504 8,746
17,061   9,450 7,611
98,425   98,516 -91
20,112   83,764 -63,652
12,282   54,131 -41,849
7,864   41,188 -33,324
94,675   99,977 -5,302
237,500   237,500  
109,535   291,310 -181,775
4,251     4,251
44,964   21,533 23,431
28,848   38,001 -9,153
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a        
b        
c        
d        
e        
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -83,041
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 -1,502
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 187,070 10,718,714 0.017453
2011 165,353 3,094,712 0.053431
2010 155,000 3,096,328 0.050059
2009 155,395 2,960,008 0.052498
2008 182,773 2,972,933 0.061479
2 Total of line 1, column (d) ...................... 2 0.23492
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.046984
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 12,765,360
5 Multiply line 4 by line 3....................... 5 599,768
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 5,300
7 Add lines 5 and 6......................... 7 605,068
8 Enter qualifying distributions from Part XII, line 4.............. 8 512,584
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 10,599
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 10,599
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 10,599
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a  
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7  
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 10,599
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletLORI LEWIS Telephone no.bullet (812) 282-2586
    Located atbullet630 BROADWAYJEFFERSONVILLEIN ZIP+4bullet47130
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16    
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    LORI LEWIS PRES
    2.00     		0 0 0
    630 BROADWAY
    JEFFERSONVILLE,IN47130
    LES ALBRO VICE PRES
    0.00     		0 0 0
    630 BROADWAY
    JEFFERSONVILLE,IN47130
    JUDY ADAMSON SECRETARY
    1.00     		0 0 0
    630 BROADWAY
    JEFFERSONVILLE,IN47130
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 ALL ACTIVITES WERE DONATIONS TO CHARITABLE ORGANIZATIONS 0
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NO NEW INVESTMENTS 0
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    638,268
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    10,599
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    10,599
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    627,669
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    627,669
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    627,669
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 627,669
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 322,074
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 512,584
    a Applied to 2012, but not more than line 2a 322,074
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 190,510
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		437,159
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    LORI LEWIS
    1507 FOX RUN TRAIL
    JEFFERSONVILLE,IN47130
    (812) 282-2586
    bThe form in which applications should be submitted and information and materials they should include:
    NONE
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    CHARITABLE, RELIGIOUS, AND EDUCATIONAL ORG IN CLARK AND FLOYD INDIANA
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    HAVEN HOUSE
    1727 GREEN ST
    JEFFERSONVILLE,IN47130     		  PF GENERAL FUND 5,000
    ST ELIZABETHS
    601 E MARKET
    NEW ALBANY,IN47150     		  PF GENERAL FUND 2,000
    ST PAULS EPISCOPAL CHURCH
    321 E MARKET ST
    JEFFERSONVILLE,IN47130     		  FI RESTORE ORGAN 17,000
    REGIONAL YOUTH SERVICES
    101 NOAHS LANE
    JEFFERSONVILLE,IN47130     		  PF GENERAL FUND 1,000
    GCCS EDUCATIONAL FOUNDATION
    2112 UTICA SELLERSBURG RD
    JEFFERSONVILLE,IN47130     		  PF EDUCATIONAL PROGRAMS 20,000
    RED CROSS CLARK COUNTY CHAPTER
    1805 E 8TH ST
    JEFFERSONVILLE,IN47130     		  PF GENERAL FUND 12,000
    FALLS OF THE OHIO
    201 W RIVERSIDE DR
    JEFFERSONVILLE,IN47130     		  PF UPDATE AND NEW EXHIBITS 50,000
    KIDS CENTER FOR PEDIATRIC THERAPIES
    982 EASTERN PKWY
    LOUISVILLE,KY40217     		  PF GENERAL FUND 2,000
    EASTSIDE PRAISE CHURCH
    6300 BILLTOWN RD
    LOUISVILLE,KY40299     		  PF GENERAL FUND 25,000
    JEFFERSONVILLE HIGH SCHOOL THEATRE
    2315 ALLISON LANE
    JEFFERSONVILLE,IN47130     		  PC NEW BACKDROP AND EQUIPMENT 25,000
    CHRISTIAN ACADEMY OF SI
    1100 ACADEMY WAY
    NEW ALBANY,IN47150     		  PF GENERAL FUND 5,000
    NEW HOPE SERVICES
    725 WALL ST
    JEFFERSONVILLE,IN47130     		  PF GENERAL FUND 5,000
    NEW DIRECTIONS HOUSING
    1000 E LIBERTY ST
    LOUISVILLE,KY40204     		  PF HOUSING REPAIR 1,000
    KINGSFIELD CHILDRENS HOME
    635 UTICA ST
    SELLERSBURG,IN47172     		  PF GENERAL FUND 1,000
    SOAR
    1940 MCDONALD AVE
    NEW ALBANY,IN47150     		  PF GENERAL FUND 2,000
    PERSONAL COUNSELING
    1205 APPLEGATE LANE
    CLARKSVILLE,IN47129     		  PF RENOVATE A BUILDING 44,000
    HOME OF THE INNOCENTS
    522 E GRAY ST
    LOUISVILLE,KY40202     		  PF GENERAL FUND 3,500
    DARE TO CARE
    5803 FERN VALLEY RD
    LOUISVILLE,KY40228     		  PF FOOD FOR NEEDY 7,500
    HOUSE OF RUTH
    607 E ST CATHERINE ST
    LOUISVILLE,KY40203     		  PF AIDS WORK 1,000
    THE LEUKEMA AND LYMPHOMA SOC
    301 E MAIN ST
    LOUISVILLE,KY40202     		  PF GENERAL FUND 2,500
    JEFF TOWNSHIP LIBRARY
    211 E COURT AVE
    JEFFERSONVILLE,IN47130     		  PC NEW YOUTH ROOM 17,500
    JHS TENNIS
    2315 ALLISON LANE
    JEFFERSONVILLE,IN47130     		  PC BUILDING 10,000
    CHOICES FOR WOMEN
    2656 CHARLESTOWN RD
    NEW ALBANY,IN47150     		  PF GENERAL FUND 2,500
    JUNIOR ACHIEVEMENT
    1401 W MUHAMMAD ALI BLVD
    LOUISVILLE,KY40203     		  PF ECONOMIC EDUCATION 5,000
    IN BAPTIST FOUNDATION
    900 N HIGH SCHOOL RD
    INDIANAPOLIS,IN46214     		  PF GENERAL FUND 10,000
    THE SALVATION ARMY
    2300 GREEN VALLEY RD
    NEW ALBANY,IN47150     		  PF GENERAL FUND 5,000
    CHILDPLACE
    2402 E HWY 62
    JEFFERSONVILLE,IN47130     		  PF GENERAL FUND 10,000
    HOSPARUS
    3532 EPHRAIM MCDONWELL
    LOUISVILLE,KY40205     		  PF GENERAL FUND 1,000
    ST AUGUSTINES
    315 E CHESTNUT
    JEFFERSONVILLE,IN47130     		  PC GENERAL FUND 1,000
    CLARK COUNTY DRUG COURT
    501 E COURT AVE
    JEFFERSONVILLE,IN47130     		  PC GENERAL FUND 3,000
    CENTER FOR LAY MINISTRIES
    213 E MAPLE ST
    JEFFERSONVILLE,IN47130     		  PF GENERAL FUND 5,000
    INDIANA AVE CHRISTIAN CHURCH
    1501 THOMAS V BRYANT DR
    JEFFERSONVILLE,IN47130     		  PC GENERAL FUND 1,000
    CENTER FOR WOMEN AND FAMILIES
    PO BOX 2048
    LOUISVILLE,KY40201     		  PF GENERAL FUND 2,000
    THE COMMUNITY KITCHEN
    231 PEARL ST
    JEFFERSONVILLE,IN47130     		  PF GENERAL FUND 5,000
    HOWARD STEAMBOAT MUESUM
    1101 E MARKET ST
    JEFFERSONVILLE,IN47130     		  PF GENERAL FUND 1,000
    WESLEY UNITED METH CH
    1201 LOCUST ST
    JEFFERSONVILLE,IN47130     		  PC GENERAL FUND 1,000
    SO LOUISVILLE COMMINITY MIN
    4803 SOUTHSIDE DR
    LOUISVILLE,KY40214     		  PF GENERAL FUND 1,000
    JEFF MAIN ST
    113 W CHESTNUT ST
    JEFFERSONVILLE,IN47130     		  PF GENERAL FUND 5,000
    BLISS HOUSE
    211 E MAPLE ST
    JEFFERSONVILLE,IN47130     		  PF GENERAL FUND 5,000
    JESUS CARES AT EXIT 0
    PO BOX 1315
    JEFFERSONVILLE,IN47130     		  PF GENERAL FUND 1,000
    UNIVERSITY OF THE CUMBERLANDS
    6191 COLLEGE STATION DR
    WILLIAMSBURG,KY40769     		  PF GENERAL FUND 1,000
    KET
    560 COOPER DR
    LEXINGTON,KY40502     		  PF GENERAL FUND 1,000
    OAK PARK BAPTIST
    12111 ALLISON LANE
    JEFFERSONVILLE,IN47130     		  PF GENERAL FUND 25,000
    OPERATION OUTREACH
    360 WOODLAND ST
    HOLLISTON,MA01746     		  PF BOOKS FOR FIRST GRADE CLASSES 16,700
    IUS FOUNDATION
    4201 GRANT LINE RD
    NEW ALBANY,IN47150     		  PC GENERAL FUND 1,000
    CENTENNIAL FESTIVAL OF RIVERBOATS
    129 EAST RIVER RD
    LOUISVILLE,KY40202     		  PC RIVERBOAT CELEBRATION 25,000
    SHAMROCK FOUNDATION
    1505 HIGHLAND AVE
    LOUISVILLE,KY40204     		  PF AMINAL CARE 1,000
    COMMUNITY FOUNDATION OF SI
    4104 CHARLESTOWN RD
    NEW ALBANY,IN47150     		  PF SCHOLARSHIP FUND 97,000
    FAMILY AND CHILD PLACE
    2303 RIVER RD STE 200
    LOUISVILLE,KY40206     		  PF GENERAL FUND 7,500
    YMCA
    33 STATE ST
    NEW ALBANY,IN47150     		  PF GENERAL FUND 1,000
    PURE
    2019 E SPRING ST
    NEW ALBANY,IN47150     		  PF EDUCATION 500
    BOYS AND GIRLS CLUBS
    1201 STORY AVE STE 250
    LOUISVILLE,KY40206     		  PF GENERAL FUND 4,800
    WOMENS FOUNDATION OF SI
    4104 CHARLESTOWN RD
    NEW ALBANY,IN47150     		  PF GENERAL FUND 5,000
    Total .................................bullet 3a 510,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14    
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....     16    
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14    
    8
    Gain or (loss) from sales of assets other than inventory .............     		         
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..      
    13Total. Add line 12, columns (b), (d), and (e)..................
    13  
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    HAZEL & WALTER BALES FOUNDATION
    EIN: 35-1783030
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEWIS TAX SERVICE 1,750 0 0 1,750

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    HAZEL & WALTER BALES FOUNDATION
    EIN: 35-1783030
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    4313 PRESTON HWY CA 2012-02-01 375,000 11,165 SL 31.5 8,730 0 0  
    4307-11 PRESTON HWY 2012-02-01 235,000 7,288 SL 31.5 5,079 0 0  

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    HAZEL & WALTER BALES FOUNDATION
    EIN: 35-1783030
    Name of Stock End of Year Book Value End of Year Fair Market Value
    STOCKS 9,907,608 12,119,571

    TY 2013 InvestmentsLandSchedule2
    Name:
    HAZEL & WALTER BALES FOUNDATION
    EIN: 35-1783030
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    4307-11 PRESTON HWY 310,000 0 310,000 310,000
    475000 475,000 0 475,000 475,000

    TY 2013 LegalFeesSchedule
    Name:
    HAZEL & WALTER BALES FOUNDATION
    EIN: 35-1783030
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BUSINESS EN REPORT 7 0 0 7


    TY 2013 OtherExpensesSchedule
    Name:
    HAZEL & WALTER BALES FOUNDATION
    EIN: 35-1783030
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    POSTAGE 46 0 0 46
    CHECKS 96 0 0 96


    TY 2013 OtherIncreasesSchedule
    Name:
    HAZEL & WALTER BALES FOUNDATION
    EIN: 35-1783030
    Description Amount
    UNREALIZED APPRECIATION 2,331,502


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    HAZEL & WALTER BALES FOUNDATION
    EIN: 35-1783030
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 39,593 39,593 0 0
    ASSOC OF SMALL FOUNDATIONS 595 0 0 595
    WIRE FEES 90 90 0 90


    TY 2013 TaxesSchedule
    Name:
    HAZEL & WALTER BALES FOUNDATION
    EIN: 35-1783030
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    IRS 8,295 0 0 0
    FOREIGN TAX 1,303 1,303 0 0