-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
Information about Form 990-PF and its instructions is at
www.irs.gov/form990pf
.
OMB No. 1545-0052
20
13
Open to Public Inspection
For calendar year 2013, or tax year beginning
01-01-2013
, and ending
12-31-2013
Name of foundation
JOHN B & BROWNIE YOUNG MEMORIAL FUND
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 2907 - TRUST TAX DEPT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WILSON
,
NC
278942907
A Employer identification number
61-6025137
B
Telephone number (see instructions)
(270) 689-2551
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here .............
2.
Foreign organizations meeting the 85% test,
check here and attach computation ...........
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .........
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
I
Fair market value of all assets at end
of year
(from Part II, col. (c),
line 16)
$
17,251,122
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .........
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
151,388
2
Check
3
Interest on savings and temporary cash investments
59,088
59,088
4
Dividends and interest from securities
......
450,743
450,743
5a
Gross rents
..............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
1,521,963
b
Gross sales price for all assets on line 6a
18,939,456
7
Capital gain net income (from Part IV, line 2)
...
1,521,963
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
4,506
1,783
12
Total.
Add lines 1 through 11
........
2,187,688
2,033,577
13
Compensation of officers, directors, trustees, etc.
78,003
39,001
39,001
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
1,200
1,200
c
Other professional fees (attach schedule)
....
49,000
49,000
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
8,292
8,292
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
555
0
0
555
23
Other expenses (attach schedule)
.......
1,157
1,157
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
138,207
48,450
0
89,756
25
Contributions, gifts, grants paid
........
923,512
923,512
26
Total expenses and disbursements.
Add lines 24 and 25
1,061,719
48,450
0
1,013,268
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
1,125,969
b
Net investment income
(if negative, enter -0-)
1,985,127
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2013)
Form 990-PF (2013)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
...............
424
2,244
2,244
2
Savings and temporary cash investments
..........
289,658
276,514
276,514
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
...............
9
Prepaid expenses and deferred charges
...........
10a
Investments—U.S. and state government obligations (attach schedule)
3,846,109
3,366,494
3,279,884
b
Investments—corporate stock (attach schedule)
........
8,488,037
9,120,877
9,823,271
c
Investments—corporate bonds (attach schedule)
........
2,656,688
3,625,608
3,619,209
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
..............
13
Investments—other (attach schedule)
...........
222,491
222,491
250,000
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
15,503,407
16,614,228
17,251,122
17
Accounts payable and accrued expenses
..........
18
Grants payable
...................
19
Deferred revenue
..................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
..........
0
Foundations that follow SFAS 117, check here
and complete lines 24 through 26 and lines 30 and 31.
24
Unrestricted
....................
25
Temporarily restricted
................
26
Permanently restricted
................
Foundations that do not follow SFAS 117, check here
and complete lines 27 through 31.
27
Capital stock, trust principal, or current funds
.........
15,503,407
16,614,228
28
Paid-in or capital surplus, or land, bldg., and equipment fund
29
Retained earnings, accumulated income, endowment, or other funds
30
Total net assets or fund balances
(see page 17 of the
instructions)
....................
15,503,407
16,614,228
31
Total liabilities and net assets/fund balances
(see page 17 of
the instructions)
..................
15,503,407
16,614,228
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)
...............
1
15,503,407
2
Enter amount from Part I, line 27a
.....................
2
1,125,969
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
16,629,376
5
Decreases not included in line 2 (itemize)
5
15,148
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30
.
6
16,614,228
Form
990-PF
(2013)
Form 990-PF (2013)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
.7 ASML HOLDING NV
2012-03-13
2013-01-10
b
.506 KINDER MORGAN MANAGEMENT LLC
2011-04-25
2013-02-21
c
430. ALLERGAN INC
2012-11-20
2013-02-25
d
60. AMAZON INC COMMON
2010-12-27
2013-02-25
e
310. ARCHER DANIELS MIDLAND COMPANY
2011-03-17
2013-02-25
530. ARCHER DANIELS MIDLAND COMPANY
2012-11-20
2013-02-25
560. ADR AXA-UAP F/K/A AXA SA SPONSORED ADR
2012-03-13
2013-02-25
130. BASF AG SPONSORED ADR COMMON
2012-03-13
2013-02-25
70. BLACKROCK INC COMMON
2011-09-27
2013-02-25
220. CANON INC COMMON
2013-02-25
310. CENTENE CORP
2012-03-13
2013-02-25
90. CENTENE CORP
2011-03-17
2013-02-25
400. CHICAGO BRIDGE & IRON CO NV
2012-03-13
2013-02-25
230. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2012-11-20
2013-02-25
380. COLUMBIA SPORTSWEAR CO
2012-03-13
2013-02-25
150. EMERSON ELECTRIC COMPANY
2011-09-27
2013-02-25
980. EXELON CORPORATEION
2012-11-20
2013-02-25
70. FLOWSERVE CORP COM
2012-03-13
2013-02-25
410. GENERAL ELECTRIC COMPANY
2012-11-20
2013-02-25
330. HONDA MTR LTD ADR 10 ORD
2012-03-13
2013-02-25
780. KOHLS CORP COMMON
2012-11-20
2013-02-25
140. METTLER-TOLEDO INTL COMMON
2012-03-13
2013-02-25
360. NOVARTIS AG
2011-04-25
2013-02-25
320. OMNICOM GROUP INCORPORATED
2013-02-25
170. PEPSICO INCORPORATED
2013-02-25
2200. PETROLEO BRASILEIRO SA PETROBRAS
2013-02-25
1000. ROGERS COMMUNICATIONS INC INC
2013-02-25
210. ROGERS COMMUNICATIONS INC INC
2012-11-20
2013-02-25
376. SCHLUMBERGER LTD
2013-02-25
1230. TEVA PHARMACEUTICAL INDS LTD ADR
2013-02-25
600. THE TIMKEN COMPANY COMMON
2012-03-13
2013-02-25
780. TOTAL S A SPONSORED
2012-03-13
2013-02-25
140. THE TRAVELERS COMPANIES INC.
2011-09-27
2013-02-25
340. TREND MICRO INC -SPON ADR
2012-03-13
2013-02-25
540. PENTAIR LTD COMMON
2012-03-13
2013-02-25
400000. US TREASURY NOTE DTD 11/17/2008 3.75% 11
2009-08-21
2013-05-14
.004 KINDER MORGAN MANAGEMENT LLC
2011-04-25
2013-05-24
340. AGCO CORPORATION COMMON
2012-03-13
2013-05-28
130. AFFILIATED MANAGERS GROUP INC
2012-03-13
2013-05-28
310. ALLERGAN INC
2012-11-20
2013-05-28
140. AMAZON INC COMMON
2013-05-28
80. AMAZON INC COMMON
2013-05-28
12510.705 AMERICAN CENTURY DIVERSIFIED BOND FUND #
2013-05-28
20893.285 AMERICAN CENTURY DIVERSIFIED BOND FUND #
2013-05-28
2630. ATLAS COPCO AB SPONS
2012-03-13
2013-05-28
750. BASF AG SPONSORED ADR COMMON
2012-03-13
2013-05-28
2220. BARCLAYS PLC ADR
2012-03-13
2013-05-28
580. BHP BILLITON LIMITED
2012-03-13
2013-05-28
80. BLACKROCK INC COMMON
2011-09-27
2013-05-28
1280. BROADCOM CORP CL A COMMON
2012-11-20
2013-05-28
430. BROADRIDGE FINANCIAL SOLUTIONS LLC COMMO
2012-03-13
2013-05-28
2500. CRH PLC SPONS ADR
2012-03-13
2013-05-28
700. CAMERON INT'L CORP COM
2013-02-25
2013-05-28
1310. CANON INC COMMON
2013-05-28
330. CANON INC COMMON
2012-08-22
2013-05-28
340. CENTENE CORP
2012-03-13
2013-05-28
230. CERNER CORP COMMON
2012-08-22
2013-05-28
300. CHICAGO BRIDGE & IRON CO NV
2012-03-13
2013-05-28
200. COACH INC
2012-11-20
2013-05-28
240. COSTCO WHOLESALE CORP
2012-11-20
2013-05-28
680. DANAHER CORP COMMON
2012-11-20
2013-05-28
200. DANAHER CORP COMMON
2011-09-27
2013-05-28
3240. DANONE SPONS ADR
2012-03-13
2013-05-28
650. DARLING INTERNATIONAL INC COMMON
2012-03-13
2013-05-28
170. DIAGEO PLC SPONSORED ADR
2012-03-13
2013-05-28
330. DIAGEO PLC SPONSORED ADR
2013-05-28
330. EDWARDS LIFESCIENCES CORP COMMON
2013-02-25
2013-05-28
1060. EXPEDITORS INTERNATIONAL
2012-11-20
2013-05-28
14278.674 FEDERATED INTERMEDIATE FUND 303
2012-03-13
2013-05-28
80. FLOWSERVE CORP COM
2012-03-13
2013-05-28
1270. GENERAL ELECTRIC COMPANY
2013-05-28
780. GILEAD SCIENCES INC
2012-11-20
2013-05-28
15. GOOGLE INC CL A
2011-03-17
2013-05-28
1950. GRUPO TELEVISA SA DE CV SPONSORED ADR REPSTG ORD PARTN CTF (FREE
2012-03-13
2013-05-28
710. HSBC HLDGS PLC ADR
2013-05-28
1440. HONDA MTR LTD ADR 10 ORD
2012-03-13
2013-05-28
250. HONDA MTR LTD ADR 10 ORD
2012-11-20
2013-05-28
22492. HONG KONG & CHINA GAS COMP LTD SPONS AD
2012-03-13
2013-05-28
2120. HUTCHINSON WHAMPIA ADR
2012-03-13
2013-05-28
310. IDEX CORP
2012-03-13
2013-05-28
360. INFORMATICA CORP
2012-11-20
2013-05-28
6040. TITLE ING GROEP NV SPONSORED ADR
2012-03-13
2013-05-28
210. INTERCONTINENTALEXCHANGE INC COMMON
2013-02-25
2013-05-28
920. INTUIT INC COMMON
2012-11-20
2013-05-28
1480. JUNIPER NETWORKS INC
2012-11-20
2013-05-28
498.33 KINDER MORGAN MANAGEMENT LLC
2011-04-25
2013-05-28
257.67 KINDER MORGAN MANAGEMENT LLC
2012-11-20
2013-05-28
12782.931 LAZARD EMERGING MKTS PORTFOLIO INST CLASS FUND # 638 CLOSED
2013-05-28
350. MEADWESTVACO CORP.
2012-03-13
2013-05-28
410. METTLER-TOLEDO INTL COMMON
2012-03-13
2013-05-28
80. MICROSOFT CORPORATION
2012-11-20
2013-05-28
2210. MICROSOFT CORPORATION
2011-09-27
2013-05-28
6540. MITSUBISHI UJF FINANCIAL GROUP INC
2012-03-13
2013-05-28
370. MONSANTO CO COMMON
2012-11-20
2013-05-28
570. MONSANTO CO COMMON
2013-05-28
1090. NESTLE SA ADR
2013-05-28
1640. NEWS CORP CLASS B COMMON
2012-03-13
2013-05-28
160. NORDSON CORP
2012-03-13
2013-05-28
290. NOVO-NORDISK A S ADR
2012-03-13
2013-05-28
50. NOVO-NORDISK A S ADR
2013-02-25
2013-05-28
260. OGE ENERGY CORP COMMON
2012-03-13
2013-05-28
1170. ORIX -SPONSORED ADR
2013-05-28
580. PAYCHEX INC
2013-05-28
650. PAYCHEX INC
2013-05-28
170. POLARIS INDUSTRIES INC
2012-03-13
2013-05-28
460. PRICE GROUP INC FORMERLY AKA PRICE TO ROWE & ASSOC
2012-11-20
2013-05-28
9937.201 PRINCIPAL PREFERRED SECURITIES FUND INST
2013-05-28
1162.262 PRINCIPAL PREFERRED SECURITIES FUND INST
2012-11-20
2013-05-28
1420. RIO TINTO PLC SPONSORED ADR
2012-03-13
2013-05-28
580. SAFEWAY INC
2012-03-13
2013-05-28
290. SAP AKTIENGESELLSCHAFT
2012-03-13
2013-05-28
290. SHIRE PHARMACEUTICALS GROUP PLC
2012-03-13
2013-05-28
880. SMITH & NEPHEW PLC - SPON ADR
2012-03-13
2013-05-28
540. SOUTHERN COMPANY
2013-02-25
2013-05-28
470. STARBUCKS CORPORATIONS COMMON
2013-05-28
200. STARBUCKS CORPORATIONS COMMON
2012-11-20
2013-05-28
730. SUNCOR ENERGY, INC
2012-03-13
2013-05-28
620. SUNCOR ENERGY, INC
2012-11-20
2013-05-28
2070. TELEFONICA S A
2012-03-13
2013-05-28
54. TELEFONICA S A
2012-06-15
2013-05-28
1040. TEXAS INSTRUMENTS INCORPORATED
2012-11-20
2013-05-28
230. THOR INDS INC COMMON
2012-03-13
2013-05-28
690. THE TIMKEN COMPANY COMMON
2012-03-13
2013-05-28
18720. TOUCHSTONE MERGER ARBITRAGE FUND
2012-11-20
2013-05-28
970. TREND MICRO INC -SPON ADR
2013-05-28
310. TREND MICRO INC -SPON ADR
2012-11-26
2013-05-28
590. URS CORP NEW
2012-03-13
2013-05-28
60. URS CORP NEW
2012-08-22
2013-05-28
160. UNION PACIFIC CORP
2011-11-25
2013-05-28
320. UNION PACIFIC CORP
2012-11-20
2013-05-28
950. UNITED OVERSEAS BANK - SP ADR
2012-03-13
2013-05-28
980. UNITED OVERSEAS BANK - SP ADR
2013-02-25
2013-05-28
390. VODAFONE GROUP PLC NEW SP ADR
2012-03-13
2013-05-28
1490. WAL-MART DE MEXICO
2012-03-13
2013-05-28
370. WAL-MART DE MEXICO
2013-02-25
2013-05-28
8290. WOLSELEY PLC ADR
2013-02-25
2013-05-28
1140. ENSCO PLC
2013-05-28
1290. ICON PLC
2012-03-13
2013-05-28
680. SIGNET JEWELERS LTD
2012-04-23
2013-05-28
160. SIGNET JEWELERS LTD
2012-11-26
2013-05-28
1060. TE CONNECTIVITY LTD
2013-05-28
1430. UBS AG
2013-05-28
780. UBS AG
2012-03-13
2013-05-28
854. ASML HOLDING NV
2012-03-13
2013-05-28
175000. FED HOME LOAN MTG CORP DTD 6/12/03 CALLABLE 6/12/06 @ 100 4% 0
2009-08-21
2013-06-12
880. ADIDAS AG
2013-05-28
2013-08-20
80. AFFILIATED MANAGERS GROUP INC
2012-03-13
2013-08-20
630. ADR AXA-UAP F/K/A AXA SA SPONSORED ADR
2012-03-13
2013-08-20
280. CENTENE CORP
2012-03-13
2013-08-20
730. COLUMBIA SPORTSWEAR CO
2013-08-20
2120. DEUSTCHE BOERSE AG ADR
2013-05-28
2013-08-20
650. EMC CORPORATION COMMON
2013-05-28
2013-08-20
610. EMERSON ELECTRIC COMPANY
2011-09-27
2013-08-20
360. EMERSON ELECTRIC COMPANY
2013-08-20
400. GENERAL MILLS, INCORPORATED
2012-03-13
2013-08-20
200. KAMATSU LTD
2012-08-22
2013-08-20
610. KAMATSU LTD
2012-04-23
2013-08-20
13935.863 METROPOLITAN WEST TOTAL RETURN BOND FUND
2010-12-27
2013-08-20
2890. NIDEC CORPORATION
2013-05-28
2013-08-20
300. NORDSON CORP
2012-03-13
2013-08-20
30195.406 PIMCO TOTAL RETURN FUND 35
2013-05-28
2013-08-20
31313.934 PIMCO PIMS FOREIGN BOND FUND
2013-08-20
30. PEARSON PLC SPONSORED ADR
2011-04-25
2013-08-20
570. PEARSON PLC SPONSORED ADR
2013-08-20
34016.069 T ROWE PRICE INSTITUTIONAL EMERGING MARKETS BOND FD INST CL
2013-08-20
859.701 T ROWE PRICE INSTITUTIONAL EMERGING MARKETS BOND FD INST CL FU
2011-06-24
2013-08-20
420. KONINKLIJKE DSM NV-SPONS ADR
2013-05-28
2013-08-20
830. ROYAL DUTCH SHELL PLC ADR CL B
2013-02-25
2013-08-20
50. SCHLUMBERGER LTD
2012-11-20
2013-08-20
60. SCHLUMBERGER LTD
2009-10-01
2013-08-20
870. SCHWAB CHARLES CORP NEW
2013-05-28
2013-08-20
1510. SMITHFIELD FOODS INC
2012-03-13
2013-08-20
760. SMITHFIELD FOODS INC
2012-08-22
2013-08-20
5800. SOFTWARE AG
2013-05-28
2013-08-20
270. THOR INDS INC COMMON
2012-03-13
2013-08-20
170. TIME WARNER CABLE INC
2013-02-25
2013-08-20
2220. TOTO LTD
2013-05-28
2013-08-20
170. VARIAN MED SYS INC
2013-05-28
2013-08-20
190. DAIMLER-CHRYSLER AG ORDINARY
2013-05-28
2013-08-20
140. PENTAIR LTD COMMON
2012-03-13
2013-08-20
220. CHECKPOINT SOFTWARE TECHNOLOGY COMMON
2013-05-28
2013-08-20
40790.276 DOUBLELINE TOTAL RETURN BOND FUND
2013-09-30
54246.0876 DOUBLELINE TOTAL RETURN BOND FUND
2013-09-30
16929.9603 FEDERATED HIGH YIELD BOND INST CL FUND #
2013-08-23
2013-09-30
12196.959 FEDERATED INTERMEDIATE FUND 303
2012-03-13
2013-10-01
23154.094 FEDERATED INTERMEDIATE FUND 303
2013-10-01
33596.777 FIDELITY ADVISOR FLOATING RATE HIGH INCOME FUND INST CL FUND
2013-08-20
2013-10-01
26033.441 METROPOLITAN WEST TOTAL RETURN BOND FUND
2013-10-01
23718.229 METROPOLITAN WEST TOTAL RETURN BOND FUND
2013-10-01
46199.814 NEUBERGER BERMAN STRATEGIC INCOME FUND-I
2013-10-01
46015.901 PRUDENTIAL SHORT TERM CORPORATE BOND FUN
2013-08-20
2013-10-01
50000. AMERICAN INTERNATIONAL GROUP INC DTD 04/01/06 5.05% 10/01/2015
2007-12-18
2013-10-03
150000. JPMORGAN CHASE & CO JP MORGAN CHASE & CO DTD 4/24/03 5.25% 05/
2007-12-21
2013-10-03
260. ABBOTT LABORATORIES
2013-10-11
670. ABBOTT LABORATORIES
2013-10-11
220. ABBVIE INC COMMON
2013-10-11
6900. ACCOR SA
2013-05-28
2013-10-11
280. AFFILIATED MANAGERS GROUP INC
2012-03-13
2013-10-11
13100. ADR ALSTOM UNSPON ADR
2013-05-28
2013-10-11
2490. ADR AMERICA MOVIL S A DE CV
2013-05-28
2013-10-11
3390. ASAHI CHEM INDUS UNSPON ADR
2013-05-28
2013-10-11
1760. ADR AXA-UAP F/K/A AXA SA SPONSORED ADR
2012-03-13
2013-10-11
5180. BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR
2013-05-28
2013-10-11
2740. BARCLAYS PLC ADR
2013-08-20
2013-10-11
140. BAXTER INTERNATIONAL INCORPORATED
2012-11-20
2013-10-11
650. BAXTER INTERNATIONAL INCORPORATED
2012-03-13
2013-10-11
80. BLACKROCK INC COMMON
2012-11-20
2013-10-11
30. BLACKROCK INC COMMON
2011-09-27
2013-10-11
10530. BOMBARDIER INC COMMON
2013-05-28
2013-10-11
2920. CAP GEMINI ADR
2013-05-28
2013-10-11
80. CHEVRON TEXACO CORP COMMON
2012-11-20
2013-10-11
410. CHEVRON TEXACO CORP COMMON
2013-10-11
680. COCA COLA COMPANY
2013-08-20
2013-10-11
660. COCA-COLA ENTERPRISES INC COMMON
2013-05-28
2013-10-11
900. DBS GROUP HLDGS LTD SPONSORED ADR F/K/A DEVELOPMENT BK SINGAPORE
2013-05-28
2013-10-11
6070. DEUSTCHE BOERSE AG ADR
2013-05-28
2013-10-11
870. EUROPEAN AERO DEF & SPACE CO ADR
2013-05-28
2013-10-11
6580. EUTELSAT COMMUNICATIONS
2013-08-20
2013-10-11
1310. GEA GROUP AG
2013-05-28
2013-10-11
440. GENERAL MILLS, INCORPORATED
2013-10-11
450. GENERAL MILLS, INCORPORATED
2012-11-20
2013-10-11
1360. HEINEKEN NV - UNSPON ADR
2013-05-28
2013-10-11
740. HITACHI LTD
2013-08-20
2013-10-11
4670. ICAP PLC
2013-05-28
2013-10-11
5950. INFINEON TECHNOLOGY COMMON
2013-05-28
2013-10-11
1650. INTEL CORPORATION
2013-10-11
650. INTEL CORPORATION
2012-11-20
2013-10-11
15313.277 CENTER COAST ADVISORY RESEARCH MLP&ENERG
2013-10-11
2230. ISHARES DJ US REAL ESTATE
2012-03-13
2013-10-11
3000. ISHARES DJ US REAL ESTATE
2012-11-20
2013-10-11
4120. ITAU UNIBANCO BANCO MULTIPLO SA
2013-10-11
5380. JULIUS BAER GROUP LTD
2013-05-28
2013-10-11
1430. KAO CORP SPONS ADR
2013-05-28
2013-10-11
1540. KINDER MORGAN INC COMMON
2013-05-28
2013-10-11
1600. KAMATSU LTD
2013-10-11
480. KAMATSU LTD
2012-08-22
2013-10-11
1360. LVMH MOET-HENNESSEY UNSPON ADR
2013-05-28
2013-10-11
28325.169 LAZARD EMERGING MKTS PORTFOLIO INST CLASS FUND # 638 CLOSED
2013-10-11
9182.319 MAINSTAY MARKETFIELD FUND-I
2012-11-20
2013-10-11
1400. MAXIM INTEGRATED PRODUCTS INC COMON
2013-08-20
2013-10-11
440. MCDONALDS CORPORATION
2011-06-24
2013-10-11
170. MCDONALDS CORPORATION
2012-11-20
2013-10-11
800. METLIFE COMMON
2012-11-20
2013-10-11
470. MICROSOFT CORPORATION
2012-08-22
2013-10-11
350. MICROSOFT CORPORATION
2013-10-11
1790. MITSUBISHI ESTATE COMPANY LTD
2013-05-28
2013-10-11
170. MITSUI & CO LTD
2013-05-28
2013-10-11
1870. NIPPON TELEG & TEL CORP
2013-05-28
2013-10-11
1290. NOVARTIS AG
2013-10-11
140. NOVARTIS AG
2012-11-20
2013-10-11
630. OCCIDENTAL PETE CORP
2012-11-20
2013-10-11
400. OMNICOM GROUP INCORPORATED
2011-04-25
2013-10-11
340. OMNICOM GROUP INCORPORATED
2012-11-20
2013-10-11
6540.15 OPPENHEIMER DEVELOPING MARKETS FUND CL Y
2013-05-28
2013-10-11
16402.349 OPPENHEIMER DEVELOPING MARKETS FUND CL Y
2013-10-11
1750. PEARSON PLC SPONSORED ADR
2013-10-11
720. PEPSICO INCORPORATED
2013-10-11
630. PFIZER INCORPORATED
2013-10-11
1320. PFIZER INCORPORATED
2010-03-26
2013-10-11
340. PHILIP MORRIS INTERNATIONAL
2013-10-11
90. PHILIP MORRIS INTERNATIONAL
2013-05-28
2013-10-11
21940.429 PIMCO COMMODITY REAL RETURN STRATEGY INS
2013-10-11
6000. PORSCHE AUTOMOBIL HOLDINGS SE UNSPONS A
2013-05-28
2013-10-11
810. POTASH CORP SASKATCHEWAN
2013-02-25
2013-10-11
550. QUALCOMM INC COMMON
2013-10-11
190. QUALCOMM INC COMMON
2012-11-20
2013-10-11
2100. REPSOL S A
2013-05-28
2013-10-11
1030. ROCHE HOLDING LTD ADR
2013-10-11
1060. ROGERS COMMUNICATIONS INC INC
2013-08-20
2013-10-11
2920. KONINKLIJKE DSM NV-SPONS ADR
2013-05-28
2013-10-11
680. SAFEWAY INC
2013-10-11
350. SAP AKTIENGESELLSCHAFT
2013-02-25
2013-10-11
320. SAP AKTIENGESELLSCHAFT
2012-03-13
2013-10-11
360. SCHLUMBERGER LTD
2012-11-20
2013-10-11
3520. SECOM CO LTD COMMON
2013-05-28
2013-10-11
490. SHIRE PHARMACEUTICALS GROUP PLC
2013-10-11
3200. SONY FINANCIAL HOLDINGS INC ADR
2013-05-28
2013-10-11
1990. SPECTRA ENERGY CORPORATION
2013-10-11
1570. SUNCOR ENERGY, INC
2013-10-11
3330. TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
2013-08-20
2013-10-11
650. TARGET CORP COM
2011-06-24
2013-10-11
150. TARGET CORP COM
2012-11-20
2013-10-11
1820. TECHNIP-COFLEXIP SA ADR
2013-05-28
2013-10-11
2640. TESCO PLC SPONS ADR
2013-05-28
2013-10-11
430. TIME WARNER CABLE INC
2013-02-25
2013-10-11
4520. TOKYO ELECTRON LIMITED
2013-10-11
500. THE TRAVELERS COMPANIES INC.
2011-09-27
2013-10-11
120. THE TRAVELERS COMPANIES INC.
2012-11-20
2013-10-11
1010. UNILEVER PLC-SPONSORED ADR
2013-10-11
390. UNILEVER PLC-SPONSORED ADR
2012-11-20
2013-10-11
490. UNITED PARCEL SERVICES B
2012-11-20
2013-10-11
1690. VODAFONE GROUP PLC NEW SP ADR
2012-03-13
2013-10-11
750. VODAFONE GROUP PLC NEW SP ADR
2013-08-20
2013-10-11
550. WPP PLC
2013-05-28
2013-10-11
530. WELLPOINT INC
2013-05-28
2013-10-11
990. DAIMLER-CHRYSLER AG ORDINARY
2013-05-28
2013-10-11
590. ENSCO PLC
2013-10-11
650. ENSCO PLC
2013-10-11
820. CHECKPOINT SOFTWARE TECHNOLOGY COMMON
2013-05-28
2013-10-11
.0424 DOUBLELINE TOTAL RETURN BOND FUND
2013-08-20
2013-11-06
.0397 FEDERATED HIGH YIELD BOND INST CL FUND #
2013-08-23
2013-11-06
420. AT&T INC
2013-10-11
2013-11-21
470. ABBVIE INC COMMON
2013-11-21
460. ALLSTATE CORP
2013-10-11
2013-11-21
360. AMERISOURCEBERGEN CORP. COMMON
2013-10-11
2013-11-21
460. ATMOS ENERGY CORP COMMON
2013-10-11
2013-11-21
440. BALL CORPORATION COMMON
2013-10-11
2013-11-21
540. BRINKER INTL INC COMMON
2013-10-11
2013-11-21
340. CVS CORP COMMON
2013-10-11
2013-11-21
410. CARDINAL HEALTH INC
2013-10-11
2013-11-21
860. CISCO SYSTEMS
2013-10-11
2013-11-21
530. COCA-COLA ENTERPRISES INC COMMON
2013-05-28
2013-11-21
880. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2012-11-20
2013-11-21
320. DAVITA INC
2013-10-11
2013-11-21
1010. DELTA AIR LINES INC COMMON
2013-10-11
2013-11-21
540. DE LUXE CHECK PRINTERS INCORPORATED
2013-10-11
2013-11-21
460. DISCOVER FINL SVCS
2013-10-11
2013-11-21
690. EPL OIL & GAS INC COMMON
2013-10-11
2013-11-21
1120. EXPRESS SCRIPTS HOLDING CO COMMON
2013-11-21
200000. FED HOME LOAN MTG CORP DTD 01/30/04 CALLABLE 01/30/07 @ 100 5%
2008-10-24
2013-11-21
1160. FIFTH THIRD BANCORP
2013-10-11
2013-11-21
870. FLOWSERVE CORP COM
2012-03-13
2013-11-21
310. FLOWSERVE CORP COM
2013-11-21
390. GATX CORP COMMON
2013-10-11
2013-11-21
500. THE GAP INC
2013-10-11
2013-11-21
620. GILEAD SCIENCES INC
2012-11-20
2013-11-21
250. GREEN MOUNTAIN COFFEE ROASTERS INC COMMO
2013-10-11
2013-11-21
360. KLA-TENCOR CORP COMMON
2013-10-11
2013-11-21
310. KELLOGG COMPANY
2013-10-11
2013-11-21
230. METLIFE COMMON
2013-02-25
2013-11-21
270. METLIFE COMMON
2012-11-20
2013-11-21
660. MICROSOFT CORPORATION
2013-02-25
2013-11-21
380. MURPHY OIL CORPORATION
2013-10-11
2013-11-21
490. NATIONAL-OILWELL INC
2013-05-28
2013-11-21
260. NORDSON CORP
2012-03-13
2013-11-21
1400. OGE ENERGY CORP COMMON
2012-03-13
2013-11-21
520. OASIS PETROLEUM, INC. COMMON
2013-10-11
2013-11-21
410. OMNICARE INC COMMON
2013-10-11
2013-11-21
710. ORACLE SYSTEM CORPORATION
2013-10-11
2013-11-21
320. PNC BK CORP
2013-10-11
2013-11-21
450. SAFEWAY INC
2013-02-25
2013-11-21
1000. SAFEWAY INC
2012-08-22
2013-11-21
1600. SCHWAB CHARLES CORP NEW
2013-11-21
330. STATE STR CORP
2013-10-11
2013-11-21
850. SYMANTEC CORP COMMON
2013-10-11
2013-11-21
520. WELLS FARGO & CO NEW
2013-10-11
2013-11-21
370. PERRIGO COMPANY
2013-12-23
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
45
31
14
b
42
30
12
c
46,224
39,048
7,176
d
15,772
10,959
4,813
e
9,942
13,423
-3,481
16,998
13,709
3,289
9,693
8,958
735
12,560
11,266
1,294
16,803
10,748
6,055
7,789
9,484
-1,695
13,931
14,109
-178
4,045
2,657
1,388
21,086
18,285
2,801
17,601
15,091
2,510
21,696
18,783
2,913
8,463
6,656
1,807
30,036
28,567
1,469
10,977
8,163
2,814
9,475
8,428
1,047
12,225
12,485
-260
35,777
40,840
-5,063
29,321
25,008
4,313
24,986
20,502
4,484
18,255
15,637
2,618
12,880
11,462
1,418
33,109
55,881
-22,772
47,470
34,975
12,495
9,969
9,026
943
28,939
16,314
12,625
46,296
53,380
-7,084
31,977
31,423
554
38,864
43,373
-4,509
11,205
6,956
4,249
9,729
10,388
-659
27,815
21,195
6,620
460,623
406,439
54,184
18,551
17,030
1,521
21,500
14,157
7,343
30,939
28,151
2,788
37,767
33,287
4,480
21,581
14,629
6,952
137,117
140,345
-3,228
228,990
225,991
2,999
62,593
58,807
3,786
72,509
64,993
7,516
43,511
33,448
10,063
38,336
43,418
-5,082
23,186
12,284
10,902
46,685
39,782
6,903
11,952
10,434
1,518
54,058
52,897
1,161
44,476
44,331
145
47,894
59,262
-11,368
12,065
11,243
822
17,321
15,475
1,846
22,149
16,542
5,607
19,186
13,714
5,472
11,749
11,320
429
27,607
23,222
4,385
42,758
35,648
7,110
12,576
8,913
3,663
49,660
45,522
4,138
12,727
11,408
1,319
20,906
16,488
4,418
40,582
35,920
4,662
21,637
28,816
-7,179
42,150
38,218
3,932
146,642
143,358
3,284
13,510
9,329
4,181
30,143
26,294
3,849
43,914
29,306
14,608
13,347
8,494
4,853
50,033
40,686
9,347
39,636
32,159
7,477
57,636
54,482
3,154
10,006
7,935
2,071
66,800
52,141
14,659
45,706
44,054
1,652
17,099
13,088
4,011
12,405
9,878
2,527
55,627
53,888
1,739
35,735
32,122
3,613
54,136
53,995
141
26,048
24,161
1,887
43,115
29,312
13,803
22,293
18,511
3,782
251,057
189,635
61,422
12,491
9,628
2,863
92,831
73,236
19,595
2,786
2,268
518
76,962
57,082
19,880
39,566
33,932
5,634
38,921
32,744
6,177
59,960
39,364
20,596
73,410
67,114
6,296
54,751
32,747
22,004
10,973
8,910
2,063
48,551
41,244
7,307
8,371
8,722
-351
18,016
13,804
4,212
83,786
57,562
26,224
22,295
18,679
3,616
24,986
21,237
3,749
15,825
11,374
4,451
35,836
29,574
6,262
107,421
99,854
7,567
12,564
12,227
337
61,606
78,377
-16,771
13,653
12,692
961
22,379
20,332
2,047
28,935
30,485
-1,550
51,934
43,762
8,172
24,368
24,236
132
30,259
16,899
13,360
12,876
9,978
2,898
22,757
25,040
-2,283
19,328
20,331
-1,003
29,333
33,976
-4,643
765
2,052
-1,287
37,845
29,869
7,976
9,651
7,500
2,151
39,454
36,136
3,318
205,171
200,304
4,867
29,759
29,087
672
9,511
8,044
1,467
28,577
25,700
2,877
2,906
2,258
648
25,464
15,293
10,171
50,929
38,013
12,916
31,948
27,256
4,692
32,957
30,870
2,087
11,578
10,516
1,062
43,969
47,651
-3,682
10,919
11,237
-318
41,947
38,175
3,772
71,289
62,444
8,845
44,028
28,427
15,601
47,320
32,258
15,062
11,134
8,350
2,784
48,257
37,054
11,203
25,532
20,344
5,188
13,927
10,789
3,138
71,982
38,145
33,837
175,000
185,152
-10,152
49,182
49,157
25
14,184
8,712
5,472
14,691
10,077
4,614
15,907
12,744
3,163
42,460
35,697
6,763
15,232
12,805
2,427
16,601
15,577
1,024
37,590
27,069
10,521
22,184
17,490
4,694
19,842
15,348
4,494
4,467
4,324
143
13,624
17,739
-4,115
146,327
144,236
2,091
59,758
49,164
10,594
20,996
16,706
4,290
321,883
335,169
-13,286
329,109
342,479
-13,370
613
560
53
11,656
10,679
977
298,321
331,886
-33,565
7,540
8,184
-644
7,995
6,849
1,146
55,144
55,183
-39
4,043
3,525
518
4,852
3,476
1,376
18,879
17,259
1,620
50,418
34,890
15,528
25,376
14,410
10,966
46,283
50,663
-4,380
14,043
8,804
5,239
18,533
14,792
3,741
52,036
46,265
5,771
12,295
11,593
702
13,921
11,964
1,957
8,676
5,495
3,181
12,454
10,864
1,590
447,061
455,525
-8,464
594,537
607,210
-12,673
170,315
169,300
1,015
121,848
122,457
-609
231,309
238,055
-6,746
333,280
333,616
-336
276,215
271,911
4,304
251,650
258,184
-6,534
509,584
525,844
-16,260
522,741
520,900
1,841
53,877
48,281
5,596
159,593
146,177
13,416
8,762
7,300
1,462
22,579
21,241
1,338
10,036
6,549
3,487
59,724
48,742
10,982
52,528
30,492
22,036
43,688
49,439
-5,751
52,389
50,572
1,817
49,256
46,688
2,568
43,494
28,153
15,341
62,508
48,937
13,571
48,703
49,238
-535
9,219
9,225
-6
42,802
38,466
4,336
22,395
15,297
7,098
8,398
4,606
3,792
49,932
48,175
1,757
88,400
72,758
15,642
9,388
8,317
1,071
48,115
31,592
16,523
25,568
26,423
-855
26,914
25,218
1,696
47,893
49,374
-1,481
46,891
36,663
10,228
57,584
48,476
9,108
48,329
49,613
-1,284
55,137
47,732
7,405
21,221
16,918
4,303
21,703
18,099
3,604
46,219
49,141
-2,922
47,452
47,549
-97
54,411
49,479
4,932
60,049
49,623
10,426
38,279
36,050
2,229
15,080
12,864
2,216
185,444
170,085
15,359
144,927
136,848
8,079
194,969
187,703
7,266
60,439
62,002
-1,563
50,496
42,906
7,590
44,537
45,731
-1,194
54,584
62,994
-8,410
38,479
40,015
-1,536
11,544
10,378
1,166
53,835
49,317
4,518
564,237
503,530
60,707
166,108
142,418
23,690
41,691
38,692
2,999
41,610
36,064
5,546
16,077
14,499
1,578
38,839
25,396
13,443
15,999
15,163
836
11,914
9,833
2,081
51,730
47,614
4,116
49,371
46,772
2,599
50,555
47,274
3,281
96,594
71,915
24,679
10,483
8,229
2,254
60,116
47,408
12,708
25,457
19,624
5,833
21,639
15,898
5,741
246,694
236,034
10,660
618,697
525,160
93,537
36,033
31,750
4,283
58,076
49,745
8,331
18,062
16,660
1,402
37,844
22,817
15,027
28,859
26,397
2,462
7,639
8,420
-781
125,938
184,882
-58,944
51,925
48,840
3,085
25,361
31,638
-6,277
37,135
31,476
5,659
12,829
11,784
1,045
52,663
49,350
3,313
67,690
67,060
630
46,629
42,044
4,585
54,204
47,619
6,585
22,916
14,764
8,152
25,753
27,671
-1,918
23,545
22,435
1,110
32,403
25,382
7,021
53,697
45,444
8,253
57,393
50,771
6,622
57,423
46,400
11,023
69,197
58,841
10,356
55,907
50,701
5,206
60,139
52,797
7,342
41,073
30,547
10,526
9,478
9,457
21
53,389
52,103
1,286
45,597
46,200
-603
49,885
37,416
12,469
62,398
57,198
5,200
42,279
24,843
17,436
10,147
8,344
1,803
38,551
30,195
8,356
14,886
14,528
358
44,423
34,848
9,575
59,757
45,571
14,186
26,520
22,372
4,148
54,613
49,076
5,537
46,991
41,832
5,159
78,359
62,340
16,019
32,255
32,839
-584
35,535
36,123
-588
48,273
40,492
7,781
14,796
14,368
428
22,691
15,407
7,284
24,978
24,149
829
25,113
22,561
2,552
20,690
19,435
1,255
21,991
19,980
2,011
25,293
21,712
3,581
22,433
20,239
2,194
26,617
22,419
4,198
18,386
20,090
-1,704
22,058
20,251
1,807
82,463
57,738
24,725
18,238
18,522
-284
28,259
24,705
3,554
26,324
24,251
2,073
23,883
23,785
98
20,155
26,472
-6,317
73,600
71,486
2,114
201,857
206,332
-4,475
23,553
21,182
2,371
61,500
33,819
27,681
21,914
16,548
5,366
19,823
18,392
1,431
20,820
18,475
2,345
44,329
23,295
21,034
17,877
17,062
815
22,755
22,200
555
19,157
18,804
353
12,144
8,094
4,050
14,256
8,571
5,685
24,684
18,285
6,399
24,065
23,486
579
41,047
35,008
6,039
18,527
14,479
4,048
52,570
37,165
15,405
25,162
27,167
-2,005
23,501
23,206
295
24,658
23,642
1,016
24,376
23,322
1,054
15,321
10,324
4,997
34,048
16,060
17,988
39,785
32,487
7,298
23,665
22,182
1,483
20,077
21,394
-1,317
22,921
21,507
1,414
56,320
45,082
11,238
4,098
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
14
b
12
c
7,176
d
4,813
e
-3,481
3,289
735
1,294
6,055
-1,695
-178
1,388
2,801
2,510
2,913
1,807
1,469
2,814
1,047
-260
-5,063
4,313
4,484
2,618
1,418
-22,772
12,495
943
12,625
-7,084
554
-4,509
4,249
-659
6,620
54,184
1,521
7,343
2,788
4,480
6,952
-3,228
2,999
3,786
7,516
10,063
-5,082
10,902
6,903
1,518
1,161
145
-11,368
822
1,846
5,607
5,472
429
4,385
7,110
3,663
4,138
1,319
4,418
4,662
-7,179
3,932
3,284
4,181
3,849
14,608
4,853
9,347
7,477
3,154
2,071
14,659
1,652
4,011
2,527
1,739
3,613
141
1,887
13,803
3,782
61,422
2,863
19,595
518
19,880
5,634
6,177
20,596
6,296
22,004
2,063
7,307
-351
4,212
26,224
3,616
3,749
4,451
6,262
7,567
337
-16,771
961
2,047
-1,550
8,172
132
13,360
2,898
-2,283
-1,003
-4,643
-1,287
7,976
2,151
3,318
4,867
672
1,467
2,877
648
10,171
12,916
4,692
2,087
1,062
-3,682
-318
3,772
8,845
15,601
15,062
2,784
11,203
5,188
3,138
33,837
-10,152
25
5,472
4,614
3,163
6,763
2,427
1,024
10,521
4,694
4,494
143
-4,115
2,091
10,594
4,290
-13,286
-13,370
53
977
-33,565
-644
1,146
-39
518
1,376
1,620
15,528
10,966
-4,380
5,239
3,741
5,771
702
1,957
3,181
1,590
-8,464
-12,673
1,015
-609
-6,746
-336
4,304
-6,534
-16,260
1,841
5,596
13,416
1,462
1,338
3,487
10,982
22,036
-5,751
1,817
2,568
15,341
13,571
-535
-6
4,336
7,098
3,792
1,757
15,642
1,071
16,523
-855
1,696
-1,481
10,228
9,108
-1,284
7,405
4,303
3,604
-2,922
-97
4,932
10,426
2,229
2,216
15,359
8,079
7,266
-1,563
7,590
-1,194
-8,410
-1,536
1,166
4,518
60,707
23,690
2,999
5,546
1,578
13,443
836
2,081
4,116
2,599
3,281
24,679
2,254
12,708
5,833
5,741
10,660
93,537
4,283
8,331
1,402
15,027
2,462
-781
-58,944
3,085
-6,277
5,659
1,045
3,313
630
4,585
6,585
8,152
-1,918
1,110
7,021
8,253
6,622
11,023
10,356
5,206
7,342
10,526
21
1,286
-603
12,469
5,200
17,436
1,803
8,356
358
9,575
14,186
4,148
5,537
5,159
16,019
-584
-588
7,781
428
7,284
829
2,552
1,255
2,011
3,581
2,194
4,198
-1,704
1,807
24,725
-284
3,554
2,073
98
-6,317
2,114
-4,475
2,371
27,681
5,366
1,431
2,345
21,034
815
555
353
4,050
5,685
6,399
579
6,039
4,048
15,405
-2,005
295
1,016
1,054
4,997
17,988
7,298
1,483
-1,317
1,414
11,238
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
1,521,963
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2012
1,082,772
16,073,200
0.067365
2011
899,526
16,406,645
0.054827
2010
839,334
15,923,451
0.052711
2009
983,681
14,624,465
0.067263
2008
999,492
16,482,712
0.060639
2
Total
of line 1, column (d)
......................
2
0.302805
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years
.
.
.
3
0.060561
4
Enter the net value of noncharitable-use assets for 2013 from Part X, line 5
.....
4
17,210,939
5
Multiply line 4 by line 3
.......................
5
1,042,312
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
19,851
7
Add lines 5 and 6
.........................
7
1,062,163
8
Enter qualifying distributions from Part XII, line 4
..............
8
1,013,268
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form
990-PF
(2013)
Form 990-PF (2013)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
39,703
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
............................
3
39,703
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
39,703
6
Credits/Payments:
a
2013 estimated tax payments and 2012 overpayment credited to 2013
6a
10,056
b
Exempt foreign organizations—tax withheld at source
.......
6b
c
Tax paid with application for extension of time to file (Form 8868)
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
10,056
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
29,647
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2014 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?
............................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c), and Part XV.
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
KY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names and addresses.
10
No
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions)
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement (see instructions)
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BRANCH BANKING AND TRUST COMPANY
Telephone no.
(270) 689-2551
Located at
230 FREDERICA ST
OWENSBORO
KY
ZIP+4
423013003
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—Check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
......
15
16
At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
16
No
See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
foreign country
Form
990-PF
(2013)
Form 990-PF (2013)
Page
5
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
.........................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
.................
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.........
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?
...
1b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2013?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2013?
...............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
No
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
.........................
Yes
No
b
If "Yes," did it have excess business holdings in 2013 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2013.)
....................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
4b
No
5a
During the year did the foundation pay or incur any amount to:
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
...............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)
........
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
........
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)?
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
............
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
........................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If yes, did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
Form
990-PF
(2013)
Form 990-PF (2013)
Page
6
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to
employee benefit plans
and deferred compensation
(e)
Expense account,
other allowances
BRANCH BANKING AND TRUST COMPANY
TRUSTEE
5
78,003
230 FREDERICA ST
OWENSBORO
,
KY
423013003
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Form
990-PF
(2013)
Form 990-PF (2013)
Page
7
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See page 24 of the instructions.
3
Total.
Add lines 1 through 3
.........................
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations,
see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
b
Average of monthly cash balances
.......................
1b
c
Fair market value of all other assets (see instructions)
................
1c
d
Total
(add lines 1a, b, and c)
.........................
1d
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
2
Acquisition indebtedness applicable to line 1 assets
..................
2
3
Subtract line 2 from line 1d
.........................
3
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
6
Minimum investment return.
Enter 5% of line 5
..................
6
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
860,547
2a
Tax on investment income for 2013 from Part VI, line 5
......
2a
39,703
b
Income tax for 2013. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
39,703
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
820,844
4
Recoveries of amounts treated as qualifying distributions
................
4
151,388
5
Add lines 3 and 4
............................
5
972,232
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
line 1
................................
7
972,232
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
b
Program-related investments—total from Part IX-B
..................
1b
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b (see instructions)
.................
5
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2013)
Form 990-PF (2013)
Page
8
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2012
(c)
2012
(d)
2013
1
Distributable amount for 2013 from Part XI, line 7
972,232
2
Undistributed income, if any, as of the end of 2013:
a
Enter amount for 2012 only
.......
0
b
Total for prior years:
2011
,
20
,
20
0
3
Excess distributions carryover, if any, to 2013:
a
From 2008
.......
973,584
b
From 2009
.......
261,274
c
From 2010
.......
62,797
d
From 2011
.......
102,025
e
From 2012
.......
224,391
f
Total
of lines 3a through e
.........
1,624,071
4
Qualifying distributions for 2013 from Part
XII, line 4:
$
1,013,268
a
Applied to 2012, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
......
0
c
Treated as distributions out of corpus (Election
required—see instructions)
.........
0
d
Applied to 2013 distributable amount
.....
972,232
e
Remaining amount distributed out of corpus
41,036
5
Excess distributions carryover applied to 2013.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
1,665,107
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
...........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2012. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2013. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2014
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (see
instructions)
.............
0
8
Excess distributions carryover from 2008 not
applied on line 5 or line 7 (see instructions)
...
973,584
9
Excess distributions carryover to 2014.
Subtract lines 7 and 8 from line 6a
......
691,523
10
Analysis of line 9:
a
Excess from 2009
....
261,274
b
Excess from 2010
....
62,797
c
Excess from 2011
....
102,025
d
Excess from 2012
....
224,391
e
Excess from 2013
....
41,036
Form
990-PF
(2013)
Form 990-PF (2013)
Page
9
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2013, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2013
(b)
2012
(c)
2011
(d)
2010
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used
directly for active conduct of exempt activities
...........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
BBT WEALTH MGMT DIVISION
230 FREDERICA ST - MC757-01-04-30
OWENSBORO
,
KY
423013003
(270) 689-2551
b
The form in which applications should be submitted and information and materials they should include:
COMPLETED APPLICATION ALONG WITH TRANSCRIPT OF GRADES AND ACT/SAT SCORES
c
Any submission deadlines:
ACADEMIC SCHOOL YEAR
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
UNMARRIED, FULL-TIME STUDENTS LOCATED IN OWENSBORO, KY, DAVIES CO, KY OR MCLEAN CO, KY SCHOOL DISTRICTS
Form
990-PF
(2013)
Form 990-PF (2013)
Page
10
Part XV
Supplementary Information
(continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
BELLARMINE UNIVERSITY
2001 NEWBURG RD
LOUISVILLE
,
KY
40205
NONE
EXEMPT
SCHOLARSHIPS
27,566
BEREA COLLEGE
101 CHESTNUT ST
BEREA
,
KY
40404
NONE
EXEMPT
SCHOLARSHIPS
18,041
SAINT CATHARINE COLLEGE
MAIN CAMPUS
ST CATHERINE
,
KY
40061
NONE
EXEMPT
SCHOLARSHIP
250
ASBURY COLLEGE
1 MACKLEM DR
WILMORE
,
KY
40390
NONE
EXEMPT
SCHOLARSHIPS
2,980
BELMONT UNIVERSITY
1900 BELMONT BLVD
NASHVILLE
,
TN
37212
NONE
EXEMPT
SCHOLARSHIPS
41,556
BLUEGRASS COMM & TECH COLLEGE
470 COOPER DR
LEXINGTON
,
KY
40506
NONE
EXEMPT
SCHOLARSHIPS
500
BRESCIA UNIVERSITY
717 FREDERICA ST
OWENSBORO
,
KY
42301
NONE
EXEMPT
SCHOLARSHIP
52,615
CAMPBELLSVILLE UNIVERSIT
1 UNIVERSITY DR
CAMPBELLSVILLE
,
KY
42718
NONE
EXEMPT
SCHOLARSHIPS
250
CENTRE COLLEGE
600 WEST WALNUT ST
DANVILLE
,
KY
40422
NONE
EXEMPT
SCHOLARSHIPS
750
EASTERN KENTUCKY UNIVERSITY
1 PENNINGTON LANE
CORBIN
,
KY
40701
NONE
EXEMPT
SCHOLARSHIPS
6,872
FLORIDA COLLEGE
119 NORTH GLEN AVE
TEMPLE TERRACE
,
FL
33617
NONE
EXEMPT
SCHOLARHIPS
250
GEORGETOWN COLLEGE
400 EAST COLLEGE ST
GEORGETOWN
,
KY
40324
NONE
EXEMPT
SCHOLARSHIPS
1,178
KENTUCKY WESLEYAN COLLEGE
3000 FREDERICA ST
OWENSBORO
,
KY
42301
NONE
EXEMPT
SCHOLARSHIP
106,834
LINDSEY WILSON COLLEGE
210 LINDSEY WILSON ST
COLUMBIA
,
KY
42728
NONE
EXEMPT
SCHOLARSHIPS
7,390
MADISONVILLE COMMUNITY COLLEGE
750 LAFFOON ST
MADISONVILLE
,
KY
42431
NONE
EXEMPT
SCHOLARSHIPS
690
MOREHEAD STATE UNIVERSITY
150 UNIVERSITY BLVD
MOREHEAD
,
KY
40351
NONE
EXEMPT
SCHOLARSHIPS
12,482
MURRAY STATE UNIVERSITY
102 CURRIS CENTER
MURRAY
,
KY
42071
NONE
EXEMPT
SCHOLARSHIPS
81,886
NORTHERN KENTUCKY UNIVERSITY
NUNN DRIVE
HIGHLAND HEIGHTS
,
KY
41099
NONE
EXEMPT
SCHOLARSHIPS
16,476
OWENSBORO COMM & TECH COLLEGE
4800 NEW HARTFORD RD
OWENSBORO
,
KY
42303
NONE
EXEMPT
SCHOLARSHIP
17,833
TRANSYLVANIA UNIVERSITY
300 N BROADWAY RD
LEXINGTON
,
KY
40508
NONE
EXEMPT
SCHOLARSHIP
20,612
UNIVERSITY OF EVANSVILLE
1800 LINCOLN AVE
EVANSVILLE
,
IN
47714
NONE
EXEMPT
SCHOLARSHIPS
250
UNIVERSITY OF LOUISVILLE
2301 S 3RD ST
LOUISVILLE
,
KY
40208
NONE
EXEMPT
SCHOLARSHIPS
125,842
UNIVERSITY OF KENTUCKY
410 ADMINISTRATION DR
LEXINGTON
,
KY
40526
NONE
EXEMPT
SCHOLARSHIPS
174,638
UNIVERSITY OF SOUTHERN INDIANA
8600 UNIVERSITY BLVD
EVANSVILLE
,
IN
47712
NONE
EXEMPT
SCHOLARSHIPS
9,426
VANDERBILT UNIVERSITY
2305 WEST END AVE
NASHVILLE
,
TN
37203
NONE
EXEMPT
SCHOLARSHIPS
375
WESTERN KENTUCKY UNIVERSITY
1906 COLLEGE HEIGHTS BLVD
BOWLING GREEN
,
KY
421011018
NONE
EXEMPT
SCHOLARSHIP
105,206
HENDERSON COMMUNITY COLLEGE
2660 S GREEN STREET
HENDERSON
,
KY
42420
NONE
EXEMPT
SCHOLARSHIP
394
OWENSBORO CATHOLIC SCHOOL
1524 W PARRISH AVE
OWENSBORO
,
KY
42301
NONE
EXEMPT
SCHOLARSHIPS
1,125
DAVIEES COUNTY BOARD OF EDUCATION
1622 SOUTHEASTERN PARKWAY
OWENSBORO
,
KY
42303
NONE
EXEMPT
SCHOLARSHIPS
1,500
MCLEAN COUNTY BOARD OF EDUCATION
283 MAIN ST
CALHOUN
,
KY
42327
NONE
EXEMPT
SCHOLARSHIPS
500
UNIVERSITY OF ALABAMA
BOX 870132
TUSCALOOSA
,
AL
35487
NONE
EXEMPT
SCHOLARSHIPS
12,982
UNIVERSITY OF CUMBERLANDS
6174 COLLEGE STATION DR
WILLIAMSBURG
,
KY
407691372
NONE
EXEMPT
SCHOLARSHIPS
125
AUBURN UNIVERSITY
108 MARY MARTIN HALL
AUBURN
,
AL
36849
NONE
EXEMPT
SCHOLARSHIPS
250
INDIANA UNIVERSITY BLOOMINGTON
107 SOUTH INDIANA AVE
BLOOMINGTON
,
IN
47405
NONE
EXEMPT
SCHOLARSHIP
11,048
MID-CONTINENT UNIVERSITY
99 EAST POWELL ROAD
MAYFIELD
,
KY
42066
NONE
EXEMPT
SCHOLARSHIP
5,700
OWENSBORO BOARD OF EDUCATION
1335 WEST ELEVENTH STREET
OWENSBORO
,
KY
42301
NONE
EXEMPT
SCHOLARSHIP
500
ILLINOIS INSTITUTE OF TECHNOLOGY
3300 S FEDERAL STREET
CHICAGO
,
IL
60616
NONE
EXEMPT
SCHOLARSHIPS
2,926
LOUISVILLE PRESBYTERIAN SEMINARY
1044 ALTA VISTA ROAD
LOUISVILLE
,
KY
40205
NONE
EXEMPT
SCHOLARSHIPS
3,516
WAKE FOREST UNVERSITY
1834 WAKE FOREST RD
WINSTONSALEM
,
NC
27106
NONE
EXEMPT
SCHOLARSHIPS
250
NC STATE UNIVERSITY
1008 HARRIS HALL BOX 7313
RALEIGH
,
NC
276957313
NONE
EXEMPT
SCHOLARSHIPS
2,526
DUKE UNIVERSITY
324 BLACKWELL STREET
DURHAM
,
NC
27708
NONE
EXEMPT
SCHOLARSHIPS
250
HENDRIX COLLEGE
1600 WASHINGTON AVE
CONWAY
,
AZ
72032
NONE
EXEMPT
SCHOLARSHIPS
250
HOLLINS UNIVERSITY
PO BOX 9707
ROANOKE
,
VA
240201707
NONE
EXEMPT
SCHOLARSHIPS
250
GONZAGA UNIVERSITY
502 EAST BOONE AVENUE
SPOKANE
,
WA
992580102
NONE
EXEMPT
SCHOLARSHIPS
250
JOHN A LOGAN COLLEGE
700 LOGAN COLLEGE ROAD
CARTERVILLE
,
IL
62918
NONE
EXEMPT
SCHOLARSHIPS
250
LIPSCOMB UNIVERSITY
ONE UNIVERSITY PARK DRIVE
NASHVILLE
,
TN
37204
NONE
EXEMPT
SCHOLARSHIPS
3,450
MACALESTER COLLEGE
1600 GRAND AVENUE
SAINT PAUL
,
MN
55105
NONE
EXEMPT
SCHOLARSHIPS
9,192
MARIAN UNIVERSITY
45 S NATIONAL AVENUE
FOND DU LAC
,
WI
54935
NONE
EXEMPT
SCHOLARSHIPS
250
MARION MILITARY INSTITUTE
1101 WASHINGTON ST
MARION
,
AL
36756
NONE
EXEMPT
SCHOLARSHIPS
250
OAKLAND CITY UNIVERSITY
138 N LUCRETIA STREET
OAKLAND CITY
,
IN
47660
NONE
EXEMPT
SCHOLARSHIPS
6,372
SETON HILL UNIVERSITY
ONE SETON HILL DRIVE
GREENSBURG
,
PA
15601
NONE
EXEMPT
SCHOLARSHIPS
250
SOUTHEAST MISSOURI ST UNIVERSITY
ONE UNIVERSITY PLAZA
CAPE GIRARDEAU
,
MO
63701
NONE
EXEMPT
SCHOLARSHIPS
250
TREVECCA NAZARENE UNIVERSITY
333 MURFREESBORO ROAD
NASHVILLE
,
TN
37210
NONE
EXEMPT
SCHOLARSHIPS
510
UNIVERSITY OF MICHIGAN
50 S STATE STREET
ANN ARBOR
,
MI
48109
NONE
EXEMPT
SCHOLARSHIPS
250
UNIVERSITY OF NOTRE DAME
220 MAIN BUILDING
NOTRE DAME
,
IN
46556
NONE
EXEMPT
SCHOLARSHIPS
250
UNIVERSITY OF PIKEVILLE
147 SYCAMORE STREET
PIKEVILLE
,
KY
41501
NONE
EXEMPT
SCHOLARSHIPS
25,148
Total
.................................
3a
923,512
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2013)
Form 990-PF (2013)
Page
11
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash investments
............
14
59,088
4
Dividends and interest from securities
....
14
450,743
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
.............
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than inventory
.............
18
1,521,963
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
..
11
Other revenue:
a
OTHER REVENUE
14
4,506
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
2,036,300
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
2,036,300
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2013)
Form 990-PF (2013)
Page
12
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
Yes
No
organizations?
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)?
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's address
Firm's EIN
Phone no.
Form
990-PF
(2013)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description
-
TIN:
TY 2013 OtherDecreasesSchedule
Name:
JOHN B & BROWNIE YOUNG MEMORIAL FUND
EIN:
61-6025137
Description
Amount
ADJ FOR MUTUAL FUND REC/REPORTED
247
ACCRUED INTEREST PAID CURRENT YEAR
9,468
COST BASIS ADJUSTMENTS
5,427
ROUNDING
6