Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
HOFHEIMER CHARITABLE TRUST
 

Number and street (or P.O. box number if mail is not delivered to street address)ONE WARD PARKWAY   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
KANSAS CITY, MO64112
A Employer identification number

43-1935768
B Telephone number (see instructions)

(816) 751-4281
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$3,600,454J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 49,695 49,695  
4 Dividends and interest from securities...... 46,448 46,448  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 Click to see attachment 110,795
b Gross sales price for all assets on line 6a 698,968
7 Capital gain net income (from Part IV, line 2)...  
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 771    
12 Total. Add lines 1 through 11........ 207,709 96,143  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 27,670 27,670    
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 910      
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 4,398      
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 32,978 27,670   0
25 Contributions, gifts, grants paid........ 156,000 156,000
26 Total expenses and disbursements. Add lines 24 and 25 188,978 27,670   156,000
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 18,731
b Net investment income (if negative, enter -0-) 68,473
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 257,724 211,580 211,580
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 490,261 Click to see attachment308,353 333,616
b Investments—corporate stock (attach schedule)........ 1,393,510 Click to see attachment1,538,845 2,220,009
c Investments—corporate bonds (attach schedule)........ 706,955 Click to see attachment808,403 835,249
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,848,450 2,867,181 3,600,454
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 3,096,578 3,096,578
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds -248,128 -229,397
30 Total net assets or fund balances (see page 17 of the
instructions).................... 2,848,450 2,867,181
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 2,848,450 2,867,181
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 2,848,450
2 Enter amount from Part I, line 27a..................... 2 18,731
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 2,867,181
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 2,867,181
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1a
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2  
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012      
2011      
2010      
2009      
2008      
2 Total of line 1, column (d) ...................... 2  
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3  
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4  
5 Multiply line 4 by line 3....................... 5  
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6  
7 Add lines 5 and 6......................... 7  
8 Enter qualifying distributions from Part XII, line 4.............. 8  
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,369
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 1,369
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,369
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 2,136
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,136
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 767
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet343 RefundedBullet 11 424
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMO
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletCOUNTRY CLUB TRUST Telephone no.bullet (816) 751-4285
    Located atbullet9400 MISSION ROADPRAIRIE VILLAGEKS ZIP+4bullet66206
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet2012, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    COUNTRY CLUB TRUST COMPANYClick to see attachment TRUSTEE
    2.00     		27,670 0 0
    PO BOX 410889
    KANSAS CITY,MO64141
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    168,017
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    1,369
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,369
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    166,648
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    166,648
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    166,648
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 166,648
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 156,448
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 156,000
    a Applied to 2012, but not more than line 2a 156,000
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		448
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		166,648
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    COUNTRY CLUB TRUST COMPANY
    PO BOX 410889
    KANSAS CITY,MO64141
    (816) 279-6000
    bThe form in which applications should be submitted and information and materials they should include:
    NO SPECIFIC FORM
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    CONTRIBUTION BASED ON SOLICITATION AND CHARITABLE NEEDS TO CHARITABLE ORGANIZATIONS THAT OPERATE FOR THE BENEFIT OF THE RESIDENTS OF BUCHANAN COUNTY, MISSOURI, OR FOR ANY COUNTY ADJACENT THERETO.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNITED WAY
    118 S 5TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 23,500
    TEMPLE ADATH JOSEPH
    118 S 5TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    OPEN DOOR FOOD KITCHEN
    510 EDMOND STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    INTERSERVE
    200 CHEROKEE STREET
    ST JOSEPH,MO64504     		NONE 501(C)(3) CHARITABLE PURPOSES 5,000
    BARTLETT CENTER
    409 S 18TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 1,000
    CLARENCE J CARPENTER FD
    925 FELIX
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 1,000
    2ND HARVEST
    915 DOUGLAS
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    ALBRECHT KEMPER MUSEUM
    2818 FREDERICK AVE
    ST JOSEPH,MO64506     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    MO WESTERN FOUNDATION
    4525 DOWNS DRIVE
    ST JOSEPH,MO64507     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    RED CROSS MIDLAND EMPIRE
    401 N 12TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    ALLIED ARTS COUNCIL
    118 S 8TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 2,500
    ST JOSEPH SYMPHONY
    120 S 8TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 2,500
    EMPOWER
    802 N RIVERSIDE STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 5,000
    NOYES HOME
    801 N NOYES BLVD
    ST JOSEPH,MO64506     		NONE 501(C)(3) CHARITABLE PURPOSES 8,000
    TEMPLE ADATH JOSEPH CEMET
    118 S 5TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 10,000
    SUCCESS BY SIX
    118 S 5TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 5,000
    SALVATION ARMY
    915 DOUGLAS
    ST JOSEPH,MO64505     		NONE 501(C)(3) CHARITABLE PURPOSES 5,000
    TRAILS WEST
    118 S 8TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 2,500
    COMMUNITY SERVICES
    1203 N 6TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 6,000
    BOY SCOUTS
    1704 BUCKINGHAM STREET
    ST JOSEPH,MO64506     		NONE 501(C)(3) CHARITABLE PURPOSES 2,500
    YOUTH ALLIANCE
    3308 S LEONARD RD
    ST JOSEPH,MO64503     		NONE 501(C)(3) CHARITABLE PURPOSES 2,500
    SOCIAL WELFARE BOARD
    904 S 10TH STREET
    ST JOSEPH,MO64503     		NONE 501(C)(3) CHARITABLE PURPOSES 3,000
    THE CENTER
    902 EDMOND
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 3,500
    AFL-CIO COMM SERVICES
    1203 N 6TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 2,500
    FOOD FOR KIDS
    1325 MITCHELL AVE APT 1
    ST JOSEPH,MO64503     		NONE 501(C)(3) CHARITABLE PURPOSES 2,500
    EXPO CENTER
    224 N 7TH STREET
    ST JOSEPH,MO64501     		NONE 501(C)(3) CHARITABLE PURPOSES 2,500
    Total .................................bullet 3a 156,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 49,695  
    4 Dividends and interest from securities....     14 46,448  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		        110,795
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aFEDERAL REFUND     1 771  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   96,914 110,795
    13Total. Add line 12, columns (b), (d), and (e)..................
    13207,709
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    8 SALES OF STOCK
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREP FEES 910      

    TY 2013 CompensationExplanation
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Person Name Explanation
    COUNTRY CLUB TRUST COMPANY  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 GainLossSaleOtherAssetsSch
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    AT&T INC COM 2010-02 PURCHASE 2013-04   745 509     236  
    AFFILIATED MANAGERS GROUP COM 2011-11 PURCHASE 2013-04   5,316 3,194     2,122  
    APACHE CORP COM 2012-08 PURCHASE 2013-04   1,471 1,731     -260  
    ARCHER DANIELS MIDLAND CO COM 2009-01 PURCHASE 2013-04   1,020 826     194  
    BANK NEW YORK MELLON CORP COM 2008-02 PURCHASE 2013-04   2,245 3,689     -1,444  
    BARRICK GOLD CORP COM 2012-09 PURCHASE 2013-04   12,210 25,889     -13,679  
    BARRICK GOLD CORP COM 2012-12 PURCHASE 2013-04   9,082 15,359     -6,277  
    BOEING CO COM 2011-11 PURCHASE 2013-04   1,842 1,348     494  
    BOEING CO COM 2012-07 PURCHASE 2013-11   15,882 8,951     6,931  
    CVS CORP COM 2007-10 PURCHASE 2013-04   1,724 1,133     591  
    CAPITAL ONE FINL CORP COM 2013-04 PURCHASE 2013-04   2,577 2,384     193  
    CISCO SYS INC COM 2010-11 PURCHASE 2013-04   1,996 2,239     -243  
    CONOCOPHILLIPS 2009-06 PURCHASE 2013-04   1,799 1,005     794  
    DISNEY WALT CO COM 2006-12 PURCHASE 2013-04   2,205 1,192     1,013  
    DISNEY WALT CO COM 2006-12 PURCHASE 2013-07   21,883 11,578     10,305  
    EMC CORP MASS COM 2012-05 PURCHASE 2013-04   1,576 1,825     -249  
    EXXON MOBIL CORP 2002-01 PURCHASE 2013-04   885 396     489  
    FEDERAL HOME LN BKS CONS BDS 4.50% 2007-02 PURCHASE 2013-09   97,288 97,288        
    GENERAL ELEC CO COM 2012-01 PURCHASE 2013-04   1,889 3,244     -1,355  
    GILEAD SCIENCES INC COM 2011-08 PURCHASE 2013-04   48,076 17,898     30,178  
    HASBRO INC COM 2011-10 PURCHASE 2013-04   2,132 1,506     626  
    HASBRO INC COM 2011-10 PURCHASE 2013-08   12,657 9,369     3,288  
    HASBRO INC COM 2009-09 PURCHASE 2013-08   41,134 26,126     15,008  
    INTEL CORP COM 2002-01 PURCHASE 2013-04   2,256 3,226     -970  
    INTERNATIONAL BUSINESS MACHS COM 2002-03 PURCHASE 2013-04   1,994 1,065     929  
    JACOBS ENGR GROUP DEL 2009-08 PURCHASE 2013-04   1,821 1,544     277  
    JOHNSON & JOHNSON COM 2011-06 PURCHASE 2013-04   7,704 5,940     1,764  
    L-3 COMMUNICATIONS CORP 2009-08 PURCHASE 2013-04   809 702     107  
    L-3 COMMUNICATIONS CORP 2009-08 PURCHASE 2013-11   29,887 20,710     9,177  
    MICROSOFT CORP COM 2002-03 PURCHASE 2013-04   1,957 1,897     60  
    NEUBERGER BERMAN STRATEGIC INCOME FD 2013-04 PURCHASE 2013-09   45,492 47,674     -2,182  
    NEXTERA ENERGY INC COM 2010-02 PURCHASE 2013-04   1,218 689     529  
    NOVARTIS AG ADR 2011-08 PURCHASE 2013-04   2,213 1,732     481  
    OMNICOM GROUP COM 2010-02 PURCHASE 2013-04   2,099 1,299     800  
    ORACLE CORP COM 2011-08 PURCHASE 2013-04   1,451 1,202     249  
    PPL CORP COM 2011-08 PURCHASE 2013-04   1,164 961     203  
    PHILLIPS 66 COM 2009-06 PURCHASE 2013-04   3,415 1,095     2,320  
    PROCTER & GAMBLE CO COM 2011-08 PURCHASE 2013-04   777 633     144  
    PROCTER & GAMBLE CO COM 2011-08 PURCHASE 2013-07   12,130 9,813     2,317  
    PROCTER & GAMBLE CO COM 2002-01 PURCHASE 2013-07   11,739 5,928     5,811  
    PRUDENTIAL FINANCIAL INC COM 2013-01 PURCHASE 2013-04   1,207 1,155     52  
    QUALCOMM INC COM 2010-02 PURCHASE 2013-04   1,238 768     470  
    SANOFI SPONSORED ADR 2013-04 PURCHASE 2013-04   1,366 1,318     48  
    SCHLUMBERGER LTD COM 2012-01 PURCHASE 2013-04   4,815 4,436     379  
    SCHWAB CHARLES CORP NEW 2010-10 PURCHASE 2013-03   31,070 27,916     3,154  
    TEVA PHARMACEUTICAL INDS LTD ADR 2010-06 PURCHASE 2013-04   2,133 2,977     -844  
    THERMO FISHER CORP COM 2008-06 PURCHASE 2013-04   6,068 4,357     1,711  
    THERMO FISHER CORP COM 2008-06 PURCHASE 2013-11   14,648 8,423     6,225  
    TIME WARNER CABLE INC COM 2009-04 PURCHASE 2013-04   1,883 648     1,235  
    TIME WARNER CABLE INC COM 2009-04 PURCHASE 2013-11   36,887 8,747     28,140  
    US TREASURY NOTE 1.875% 2004-03 PURCHASE 2013-07   82,360 85,115     -2,755  
    UNITED TECHNOLOGIES CORP COM 2002-01 PURCHASE 2013-04   2,287 831     1,456  
    UNITED TECHNOLOGIES CORP COM 2012-07 PURCHASE 2013-11   18,485 12,789     5,696  
    WAL MART STORES INC COM 2010-02 PURCHASE 2013-04   1,569 1,083     486  
    WISDOMTREE EMERGING MARKETS EQUITY I 2012-05 PURCHASE 2013-11   77,192 82,821     -5,629  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AMGEN INC SR NT 4.85% DTD 11/18/04 101,374 103,717
    CATERPILLAR FINL SVCS CORP 4.60% DTD 24,125 25,035
    CISCO SYS INC SR NT 3.15% DTD 3/16/1 32,309 31,746
    COCA COLA CO NT 1.65% DTD 3/14/12 29,585 29,763
    CONOCOPHILLIPS 5.20% DTD 5/8/08 50,146 56,420
    INTEL CORP SR NT 1.95% DTD 9/19/11 108,833 107,940
    MICROSOFT CORP NT 4.20% DTD 5/18/09 30,454 33,067
    MICROSOFT CORP SR NT 3.00% DTD 9/27/ 31,628 30,577
    ORACLE CORP SR NT 5.00% DTD 7/8/09 34,846 33,963
    ORACLE CORP/OZARK HLDG 5.25% DTD 1/1 72,942 81,870
    PEPSICO INC 5.00% DTD 5/28/08 49,313 56,086
    RAYTHEON CO SR NT 3.125% DTS 10/20/2 101,448 100,114
    SBC COMMUNICATIONS INC 5.10% DTD 11/ 49,010 51,594
    TOTAL CAPITAL GTD NT 3.125% DTD 10/2 31,998 31,307
    UNITED TECHNOLOGIES CORP NT 6.125% D 30,534 29,510
    WALMART STORES INC NT 4.125% DTD 1/2 29,858 32,540

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Name of Stock End of Year Book Value End of Year Fair Market Value
    BARRICK GOLD CORP COM    
    GILEAD SCIENCES INC COM    
    HASBRO INC COM    
    L-3 COMMUNICATIONS HLDGS INC COM    
    PROCTER & GAMBLE CO COM    
    SCHWAB CHARLES CORP NEW COM    
    WISDOMTREE EMERGING MRKTS EQUITY    
    AT&T INC COM 12,354 17,053
    AFFILIATED MANAGERS GROUP COM 21,902 52,051
    APACHE CORP COM 46,080 39,962
    ARCHER DANIELS MIDLAND CO COM 23,543 37,107
    BANK NEW YORK MELLON CORP COM 55,272 75,401
    BOEING CO COM 31,366 61,421
    CVS CAREMARK CORP COM 32,682 61,908
    CAPITAL ONE FINL CORP COM 63,814 93,464
    CISCO SYS INC COM 49,232 56,411
    CONOCOPHILLIPS COM 23,491 60,335
    DISNEY WALT CO COM 20,103 47,750
    EMC CORP MASS COM 69,731 70,923
    EXXON MOBIL CORP COM 13,058 33,396
    GENERAL ELEC CO COM 37,380 62,227
    GOLDMAN SACHS STRATEGIC INC FD 50,000 50,762
    GOOGLE INC CL A 23,282 39,225
    HONDA MTR LTD ADR 50,837 54,169
    INTEL CORP COM 56,518 67,094
    INTERNATIONAL BUSINESS MCHS CORP COM 24,504 43,141
    ISHARES TR MSCI EAFE GROWTH INDEX FD 40,299 50,894
    JACOBS ENGR GROUP INC COM 37,114 59,526
    JOHNSON & JOHNSON COM 44,040 67,777
    MICROSOFT CORP COM 49,379 61,352
    NCR CORP NEW COM 49,950 45,300
    NEUBERGER BERMAN STRATEGIC INC FD 52,493 50,408
    NEXTERA ENERGY INC COM 11,845 32,108
    NOVARTIS AG SPONSORED ADR 45,463 64,304
    OMNICOM GROUP COM 40,278 72,511
    ORACLE CORP COM 18,116 44,764
    PPL CORP COM 27,049 29,639
    PHILLIPS 66 COM 6,184 29,849
    POWERSHARES EXC-TRADED FD TR 40,770 49,734
    PRUDENTIAL FINANCIAL INC COM 34,072 54,410
    QUALCOMM INC COM 18,806 36,383
    SANOFI SPONSORED ADR 57,794 58,993
    SCHLUMBERGER LTD COM 36,038 69,385
    TEVA PHARMACEUTICAL INDS LTD ADR 64,526 56,914
    THERMO FISHER CORP COM 28,354 57,679
    TIME WARNER CABLE INC COM 8,747 36,585
    UNITED TECHNOLOGIES CORP COM 19,784 54,055
    VANGUARD FTSE EMERGING MRKTS ETF 76,340 75,081
    WALMART STORES INC COM 26,255 38,558

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    US Government Securities - End of Year Book Value:

    308,353
    US Government Securities - End of Year Fair Market Value:

    333,616
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 OtherIncomeSchedule2
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL REFUND 771    


    TY 2013 TaxesSchedule
    Name:
    HOFHEIMER CHARITABLE TRUST
    EIN: 43-1935768
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 1,411      
    FEDERAL ESTIMATES 2,136      
    FOREIGN TAX - QUAL DIV 340      
    FOREIGN TAXES - NONQUALIFIED 120      
    FEDERAL TAX PYMT - PRIOR YR 391