Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
SHAW-BURCKHARDT-BRENNER FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O HALL RENDERONE AMERICAN SQUAREROOM/SUITE 2000Room/suite
City or town, state or province, country, and ZIP or foreign postal code
INDIANAPOLIS, IN46282
A Employer identification number

23-7076297
B Telephone number (see instructions)

(317) 977-1449
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$934,967J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 219 219  
4 Dividends and interest from securities...... 18,779 18,779  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 49,632
b Gross sales price for all assets on line 6a 331,387
7 Capital gain net income (from Part IV, line 2)... 49,632
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 116 116  
12 Total. Add lines 1 through 11........ 68,746 68,746  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 4,821     4,821
b Accounting fees (attach schedule)....... Click to see attachment 3,950     3,950
c Other professional fees (attach schedule).... Click to see attachment 6,751 6,751    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 692 692    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings....... 1,420     1,420
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 87 -19   106
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 17,721 7,424   10,297
25 Contributions, gifts, grants paid........ 44,420 44,420
26 Total expenses and disbursements. Add lines 24 and 25 62,141 7,424   54,717
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 6,605
b Net investment income (if negative, enter -0-) 61,322
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 32,084 20,603 20,603
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 464,009 Click to see attachment433,186 581,512
c Investments—corporate bonds (attach schedule)........ 195,971 Click to see attachment216,518 215,465
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 75,215 Click to see attachment103,261 116,546
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment525 Click to see attachment841 Click to see attachment841
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 767,804 774,409 934,967
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 767,804 774,409
30 Total net assets or fund balances (see page 17 of the
instructions).................... 767,804 774,409
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 767,804 774,409
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 767,804
2 Enter amount from Part I, line 27a..................... 2 6,605
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 774,409
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 774,409
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 325,409   281,755 43,654
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       43,654
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 49,632
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 32,779 830,495 0.039469
2011 44,722 790,742 0.056557
2010 68,416 832,618 0.082170
2009 42,206 779,534 0.054143
2008 20,334 781,109 0.026032
2 Total of line 1, column (d) ...................... 2 0.258371
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.051674
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 895,570
5 Multiply line 4 by line 3....................... 5 46,278
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 613
7 Add lines 5 and 6......................... 7 46,891
8 Enter qualifying distributions from Part XII, line 4.............. 8 54,717
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 613
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 613
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 613
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 500
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 500
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 1
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 114
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
 
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletGOELZER INVESTMENT MANAGEMENT Telephone no.bullet (317) 264-2600
    Located atbullet111 MONUMENT CIRCLE STE 500INDIANAPOLISIN ZIP+4bullet46204
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    DAVE BACKERClick to see attachment DIRECTOR
    1.00     		0 0 1,420
    2 RUGOSA WAY
    CAPE ELIZABETH,ME04107
    THOMAS A JENKINSClick to see attachment DIRECTOR
    1.00     		0 0 96
    ONE AMERICAN SQ STE 2000
    INDIANAPOLIS,IN46282
    CHRISTINE HAYES HICKEYClick to see attachment DIRECTOR
    1.00     		0 0 0
    500 MARROTT CENTER
    342 MASSACHUSETTS AVE
    INDIANAPOLIS,IN46204
    DENNIS R JONESClick to see attachment DIRECTOR
    1.00     		0 0 0
    8017 BEAUMONT GREEN EAST DRIVE
    INDIANAPOLIS,IN46250
    DOROTHEA GENETOSClick to see attachment DIRECTOR
    1.00     		0 0 0
    6471 B MERIDIAN PARKWAY
    INDIANAPOLIS,IN46220
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 N/A  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    44,779
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    613
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    613
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    44,166
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    44,166
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    44,166
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 44,166
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 20,334
    b From 2009....... 42,206
    c From 2010....... 27,045
    d From 2011....... 5,575
    e From 2012....... 8,845
    fTotal of lines 3a through e......... 104,005
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 54,717
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 44,166
    e Remaining amount distributed out of corpus 10,551
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 114,556
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		20,334
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		94,222
    10 Analysis of line 9:
    a Excess from 2009.... 42,206
    b Excess from 2010.... 27,045
    c Excess from 2011.... 5,575
    d Excess from 2012.... 8,845
    e Excess from 2013.... 10,551
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    THOMAS A JENKINS
    PO BOX 356
    INDIANAPOLIS,IN46206
    (317) 977-1449
    bThe form in which applications should be submitted and information and materials they should include:
    THE SHAW-BURCKHARDT-BRENNER FOUNDATION DOES NOT PROVIDE A STANDARD APPLICATION FORMAT. HOWEVER, THE BOARD LOOKS FOR CERTAIN ELEMENTS IN EACH GRANT REQUEST AND PARTICULARLY ONE THAT RELATES TO THE FUNDING OF A SPECIFIC PROGRAM OR PROJECT. THESE ARE: 1. DETAILED AND SPECIFIC INFORMATION OF A PROGRAM'S PURPOSE AND PROCEDURE, PERSONNEL INVOLVED, ANTICIPATED RESULTS, EVALUATION PROCEDURES, ETC. 2. A DETAILED BUDGET TO JUSTIFY THE AMOUNT REQUESTED WHICH IDENTIFIES ALL PROJECTED EXPENSES AND ANTICIPATED INCOME ASSOCIATED WITH THE PROGRAM AND A COPY OF THE MOST CURRENT FINANCIAL STATEMENT OF THE ORGANIZATION. 3. VISUAL MATERIALS, CHARTS, SUPPORT LETTERS, AND ANY OTHER APPROPRIATE INFORMATION TO SUPPORT THE GRANT REQUEST. 4. A COPY OF THE INTERNAL REVENUE SERVICE DETERMINATION LETTER INDICATING THAT THE APPLYING ORGANIZATION HAS APPROPRIATE TAX-EXEMPT STATUS. UNLESS THIS INFORMATION WAS PREVIOUSLY FURNISHED, THE BOARD CANNOT CONSIDER A REQUEST WITHOUT THIS EVIDENCE. 5. A COPY OF THE MOST RECENT
    cAny submission deadlines:
    GENERALLY, THE BOARD MEETS TWO TIMES A YEAR, IN MAY AND NOVEMBER/DECEMBER. GRANT REQUESTS RECEIVED A
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE BOARD FAVORS PROGRAMS WHICH BENEFIT CHILDREN (OR PROVIDE SERVICES TO CHILDREN) OVER OTHER PROGRAMS, AND THE BOARD PREFERS TO CONSIDER GRANT REQUESTS FOR THE FUNDING OF SPECIFIC PROGRAMS OR PROJECTS BEFORE CONSIDERING REQUESTS FOR GENERAL OPERATING FUNDS.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ASSISTANCE LEAGUE OF
    INDIANAPOLIS
    NORTHBROOK CENTER
    1475 W 86TH ST STE E
    INDIANAPOLIS,IN46260     		NONE PC OPERATION SCHOOL BELL 4,000
    GLEANERS FOOD BANK OF INDIANA
    3737 WALDEMERE AVE
    INDIANAPOLIS,IN46241     		NONE PC BACKSACKS WEEKEND FOOD FOR KIDS 5,000
    HAPPY HOLLOW CHILDREN'S CAMP INC
    615 N ALABAMA ST 228
    INDIANAPOLIS,IN46204     		NONE PC SUMMER CAMP SCHOLARSHIPS 3,000
    INDIANA REPERTORY THEATRE INC
    140 W WASHINGTON ST
    INDIANAPOLIS,IN46204     		NONE PC STUDENT MATINEE PROGRAM 3,500
    CUMBERLAND COLLEGE
    6191 COLLEGE STATION DR
    WILLIAMSBURG,KY40769     		NONE PC MOUNTAIN OUTREACH PROGRAM 3,000
    SALVATION ARMY
    540 N ALABAMA ST
    INDIANAPOLIS,IN46204     		NONE PC SOCIAL SERVICE CENTER 4,720
    NOBLE OF INDIANA
    7701 E 21ST STREET
    INDIANAPOLIS,IN46219     		NONE PC SUMMER DAY CAMP 4,000
    CLAUDE MCNEAL PRODUCTIONS
    320 N MERIDIAN ST STE 818
    INDIANAPOLIS,IN46204     		NONE PC EXPAND ANTI-BULLYING/TEASING PROGRAM 1,500
    EAST TENTH STREET UNITED METHODIST
    CHURCH CHILDREN & YOUTH CENTER
    2327 E 10TH ST
    INDIANAPOLIS,IN46201     		NONE PC TUITION ASSISTANCE 3,000
    CRAINE HOUSE
    3535 N PENNSYLVANIA ST
    INDIANAPOLIS,IN46205     		NONE PC EXPAND CHILDREN'S PROGRAMMING 1,500
    JAMESON CAMP INC
    2001 BRIDGEPORT RD
    INDIANAPOLIS,IN46231     		NONE PC SUMMER CAMP SCHOLARSHIPS 3,000
    DYXLEXIA INSTITUTE OF INDIANA
    8395 KEYSTONE CROSSING
    STE 102
    INDIANAPOLIS,IN46240     		NONE PC CAMP DELAFIELD PROGRAM 6,200
    MARION COUNTY COMMISSION ON YOUTH
    3901 N MERIDIAN ST
    STE 201
    INDIANAPOLIS,IN46208     		NONE PC EARLY INTERVENTION & PREVENTION 2,000
    Total .................................bullet 3a 44,420
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 219  
    4 Dividends and interest from securities....     14 18,779  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    1 49,632  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aNON DIVIDEND DISTRIBUTIONS     14 116  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   68,746  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1368,746
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    SHAW-BURCKHARDT-BRENNER FOUNDATION
    EIN: 23-7076297
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEES 3,950     3,950

    TY 2013 CompensationExplanation
    Name:
    SHAW-BURCKHARDT-BRENNER FOUNDATION
    EIN: 23-7076297
    Person Name Explanation
    DAVE BACKER  
    THOMAS A JENKINS  
    CHRISTINE HAYES HICKEY  
    DENNIS R JONES  
    DOROTHEA GENETOS  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    SHAW-BURCKHARDT-BRENNER FOUNDATION
    EIN: 23-7076297
    Name of Bond End of Year Book Value End of Year Fair Market Value
    FEDERATED BOND FUND CL IS 4,000 3,887
    FEDERATED BOND FUND CL IS 1276.596 S 12,000 11,847
    GE CAP RETAIL BK DRAPERS UTAH 30000 30,118 30,111
    JP MORGAN-BACKED SECUR FD 1736.111 S 20,025 19,462
    JP MORGAN-BACKED SECUR FD 264.550 3,025 2,966
    RIDGEWORTH SEIX FLTNG RT 139.485 SH 1,230 1,264
    RIDGEWORTH SEIX FLTNG RT 1478.098 SH 12,738 13,392
    RIDGEWORTH SEIX FLTNG RT 6.444 SH 57 58
    RIDGEWORTH SEIX FLTNG RT 7.541 SH 65 68
    VANGUARD GNMA FUND 1514.551 SH 16,267 15,782
    VANGUARD GNMA FUND 3954.049 SH    
    VANGUARD GNMA FUND 46.646 SH 500 486
    VANGUARD INT TERM BOND 2928.925 SH 28,979 28,323
    VANGUARD INT TERM BOND 3000 SH    
    VANGUARD SH TERM INV GR 1805.635 SH 19,320 19,320
    VANGUARD SH TERM INV GR 7.456 SH 80 80
    VANGUARD SH TERM INV GR 3866.534 SH 41,589 41,372
    WASATCH LONG/SHORT FUND 456.919 SH 7,025 7,411
    WELLS FARGO ADVTG ST HIGH 1528.117 S 12,500 12,637
    WELLS FARGO ADVTG ST HIGH 483.092 SH 4,000 3,995
    WELLS FARGO ADVTG ST HIGH 363.196 SH 3,000 3,004

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    SHAW-BURCKHARDT-BRENNER FOUNDATION
    EIN: 23-7076297
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AARONS INC COM 125 SH    
    AARONS INC COM 150 SH    
    ABBOTT LABS 150 SH    
    ABERDEEN EMERGING MARKETS 956.023 SH 15,025 13,834
    AFLAC INC 15 SH 769 1,002
    AFLAC INC 35 SH    
    AFLAC INC 50 SH 2,502 3,340
    AFLAC INC 50 SH 2,020 3,340
    APPLE INC COM 13 SH 7,758 7,293
    ASSOCIATED BANC CORP 250 SH    
    AT&T INC 175 SH 4,471 6,153
    AT&T INC 50 SH 1,442 1,758
    ATLAS AIR WORLDWIDE HLDGS INC NEW 20    
    ATLAS AIR WORLDWIDE HLDGS INC NEW 75    
    BAKER HUGHES INC COM 150 SH    
    BAKER HUGHES INC COM 30 SH    
    BAXTER INTERNATIONAL INC 100 SH 5,141 6,955
    BAXTER INTERNATIONAL INC 30 SH 2,041 2,086
    BOEING CO COM 20 SH 1,281 2,730
    BOEING CO COM 30 SH    
    BOEING COMPANY 75 SH 3,617 10,237
    BROWN ADVISORY GROWTH EQUITY1358.696 20,025 25,503
    BROWN ADVISORY GROWTH EQUITY 183.092 3,041 3,437
    CALAMOS MKT NEUTRAL INC 754.262 SH 8,707 9,775
    CALAMOS MKT NEUTRAL INC 309.119 SH 4,000 4,006
    CAPITAL ONE FINL CORP COM 55 SG 4,003 4,214
    CHEVRON CORP 75 SH 5,846 9,368
    CISCO SYSTEMS INC 15 SH    
    CISCO SYSTEMS INC 150 SH    
    CISCO SYSTEMS INC 150 SH 3,247 3,364
    CISCO SYSTEMS INC 185 SH 2,987 4,150
    CISCO SYSTEMS INC 85 SH 1,688 1,907
    CLOUD PEAK ENERGY INC 155 SH 2,390 2,790
    CLOUD PEAK ENERGY INC 215 SH 4,044 3,870
    COCA COLA COMPANY 100 SH 2,758 4,131
    CONSTELLATION BRANDS INC 160 SH    
    CORNING INC COM 215 SH 3,895 3,831
    CORNING INC COM 250 SH    
    CORNING INC COM 250 SH 3,296 4,455
    CORNING INC COM 90 SH 1,527 1,604
    COVIDIEN PLC SHS NEW 55 SH 2,921 3,745
    COVIDIEN PLC SHS NEW 60 SH 2,920 4,086
    CVS CAREMARK CORP 100 SH 3,353 7,157
    CVS CAREMARK CORP 50 SH 1,802 3,578
    DIAMOND HILL LONG-SHORT FD 634.656 10,301 14,292
    DIAMOND HILL LONG-SHORT FD 48.006 S    
    DIAMOND HILL SMALL CAP FD I 573.199 15,530 18,973
    DISNEY WALT CO DISNEY COM 5 SH    
    DISNEY WALT CO DISNEY COM 75 SH    
    EBAY INC COM 85 SH 4,149 4,664
    EXPRESS SCRIPTS HLDG CO 20 SG 1,296 1,405
    EXPRESS SCRIPTS HLDG CO 65 SH 3,751 4,566
    EXPRESS SCRIPTS HLDG CO 65 SH 3,702 4,566
    EXXON MOBIL CORP 25 SH    
    EXXON MOBIL CORP 25 SH 2,207 2,530
    EXXON MOBIL CORP 75 SH 4,898 7,590
    FIFTH THIRD BANCORP 165 SH 2,687 3,470
    FIFTH THIRD BANCORP 300 SH 3,348 6,309
    FRANKLIN RESOURCES INC 70 SH 3,316 4,041
    FRANKLIN RESOURCES INC 90 SH 4,157 5,196
    GABELLI ABC FUND 18.282 SH 178 186
    GABELLI ABC FUND 361.071 SH 3,527 3,669
    GABELLI ABC FUND 5.582 SH 56 57
    GABELLI ABC FUND 996.016 SH 10,025 10,120
    GABELLI ABC FUND 387.973 SH 4,025 3,942
    GENERAL ELECTRIC 350 SH 5,485 9,810
    GOOGLE INC CL A 5 SH    
    GOOGLE INC CL A 5 SH    
    HANESBRANDS INC COM 10 SH 247 703
    HANESBRANDS INC COM 130 SH 3,034 9,135
    HANESBRANDS INC COM 50 SH    
    HEWLETT PACKARD CO 185 SH 2,222 5,176
    HEWLETT PACKARD CO180 SH 3,086 5,036
    HOLOGIC INC COM 145 SH 3,059 3,241
    HOLOGIC INC COM 315 SH 5,927 7,040
    HONEYWELL INTL INC 60 SH    
    HONEYWELL INTL INC 65 SH 2,507 5,939
    INTEL CORP 100 SH 2,149 2,595
    INTEL CORP 250 SH 4,926 6,489
    INTEL CORP 75 SH 1,789 1,947
    ISHARES TR S&P MIDCAP 400 GR 100 SH 7,554 15,019
    KOHLS CORP COM 85 SH 3,876 4,824
    MARATHON OIL CORP 125 SH 2,396 4,413
    MATTEL INC 200 SH    
    MCDONALDS CORP 25 SH    
    MERCK & CO INC NEW 75 SH 2,452 3,754
    MERCK & CO INC NEW 75 SH 2,672 3,754
    MERIDIAN GROWTH FUND 52.319 SH    
    MERIDIAN GROWTH FUND 620.545 SH    
    MICROSOFT CORPORATION 150 SH 3,991 5,611
    MICROSOFT CORPORATION 235 SH    
    MICROSOFT CORPORATION 65 SH 1,807 2,432
    MOLSON COORS BREWING CL B NONV 160SH 6,722 8,984
    NATIONAL OILWELL VARCO INC 3,547 3,976
    NOKIA CORP SPONSORED ADR 1100 SH    
    NOKIA CORP SPONSORED ADR 1100 SH    
    NORFOLK SOUTHERN 50 SH 2,346 4,641
    NORFOLK SOUTHERN 50 SH 3,374 4,641
    OMEGA HEALTHCARE INVS INC 300 SH 4,423 8,940
    ORACLE CORPORATION 175 SH 3,918 6,695
    PENSKE AUTOMOTIVE GROUP INC 130 SH 3,801 6,131
    PENSKE AUTOMOTIVE GROUP INC 45 SH 1,445 2,122
    PEPSICO INC 100 SH 6,221 8,294
    PFIZER INC 275 SH    
    PNC FINL SVCS GROUP INC COM 5 SH    
    PNC FINL SVCS GROUP INC COM 50 SH 2,364 3,879
    PNC FINL SVCS GROUP INC COM 70 SH 4,269 5,431
    PPG INCUSTRIES INC 35 SH    
    PPL CORP 185 SH    
    PRINCIPAL FINANCIAL GROUP 115 SH 3,417 5,671
    PRINCIPAL FINANCIAL GROUP 130 SH 4,013 6,410
    QUALCOMM INC 30 SH 1,963 2,227
    QUALCOMM INC 50 SH 3,116 3,712
    QUALCOMM INC 65 SH 4,248 4,826
    ROYAL DUTCH SHELL PLC SPON ADR 10 SH 739 751
    ROYAL DUTCH SHELL PLC SPON ADR 50 SH    
    ROYAL DUTCH SHELL PLC SPON ADR 35 SH 2,524 2,629
    ROYAL DUTCH SHELL PLC SPON ADR 35 SH 2,479 2,629
    SCHWAB CHARLES CORP NEW COM 265 SH 3,445 6,890
    SCOUT INTERNATIONAL FUND 16.536 SH 473 616
    SCOUT INTERNATIONAL FUND 299.202 SH 9,000 11,148
    SCOUT INTERNATIONAL FUND 731.995 SH 25,071 27,274
    SCOUT INTERNATIONAL FUND 202.312 SH    
    SKYWORKS SOLUTIONS INC COM 170 SH 4,011 4,855
    SKYWORKS SOLUTIONS INC COM 175 SH 3,835 4,998
    STAPLES INC 200 SH    
    STAPLES INC 200 SH 2,318 3,178
    STAPLES INC 80 1,095 1,271
    STAPLES INC 150 SH    
    TARGET CORP 30 SH 1,967 1,898
    TARGET CORP 100 SH 4,673 6,327
    TELEFLEX INC 35 SH 1,845 3,285
    TELEFLEX INC 50 SH 2,992 4,693
    TEVA PHARMACEUTICAL IND ADR 100 SH 4,944 4,008
    TEVA PHARMACEUTICAL IND ADR 50 SH 1,926 2,004
    TEVA PHARMACEUTICAL INC ADR 70 SH 2,636 2,806
    TORCHMARK CORP 112 SH    
    TORCHMARK CORP 50 SH    
    TRANSOCEAN LTD 90 SH    
    TRANSOCEAN LTD 90 SH    
    TRAVELERS COMPANIES INC 100 SH 5,400 9,054
    TRW AUTOMOTIVE HLDGS CORP 145 SH 6,618 10,787
    UNITED TECHNOLOGIES CORP 25 SH    
    UNITED TECHNOLOGIES CORP 10 SH 755 1,138
    UNITED TECHNOLOGIES CORP 50 SH 3,340 5,690
    WESTERN UN CO 150 SH 2,434 2,587
    WESTERN UN CO 175 SH 2,195 3,019
    WESTERN UN CO 150 SH    
    WESTERN UN CO 50 SH 898 862
    ZIONS BANCORP 200 SH 3,149 5,992
    DIGITAL RLTY TR INC COM 70 SH 3,761 3,438
    DIGITAL RLTY TR INC COM 100 SH 4,627 4,912

    TY 2013 InvestmentsOtherSchedule2
    Name:
    SHAW-BURCKHARDT-BRENNER FOUNDATION
    EIN: 23-7076297
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AQR MANAGED FUTURES STRAT 770.814 SH AT COST    
    ALLIANZ AGIC CONVERT FUND 154.024 SH AT COST 4,030 5,315
    ALLIANZ AGIC CONVERT FUND 1.118 SH AT COST 30 39
    CALAMOS CONVERTIBLE FUND 666.615 SH AT COST 12,339 11,932
    CALAMOS GROWTH & INCOME 319.682 SH AT COST 10,194 10,361
    CALAMOS GROWTH & INCOME FD 38.352 SH AT COST 1,219 1,243
    COLUMBIA ACORN INTL FUND 423.344 SH AT COST 14,000 19,762
    DBX ETF TR X-TRACKERS MSCI EAFE 625 AT COST 15,407 17,137
    ISHARES TR CORE S&P SM-CAP ETF 95SH AT COST 7,282 10,367
    ISHARES TR CORE S&P SM-CAP ETF 35SH AT COST    
    JP MORGAN SECURITY CAP US 583.756 SH AT COST 9,225 9,177
    NICHOLAS EQUITY INCOME FUND 601.228 AT COST 10,264 11,844
    NICHOLAS EQUITY INCOME FUND 24.312 AT COST 478 479
    PIMCO EMERGING MKTS CURR 1241.178 SH AT COST 12,477 12,561
    PIMCO EMERGING MKTS CURR 29.221 SH AT COST 307 296
    PIMCO EMERGING MKTS CURR .892 SH AT COST 9 9
    PIMCO EMERGING MKTS CURR 595.238 AT COST 6,000 6,024
    SPDR GOLD SHARES 45 SH AT COST    

    TY 2013 LegalFeesSchedule
    Name:
    SHAW-BURCKHARDT-BRENNER FOUNDATION
    EIN: 23-7076297
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 4,821     4,821


    TY 2013 OtherAssetsSchedule
    Name:
    SHAW-BURCKHARDT-BRENNER FOUNDATION
    EIN: 23-7076297
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    2012 DIVIDENDS RECEIVED IN 2013 525    
    2013 DIVIDENDS RECEIVED IN 2014   518 518
    EXCISE TAX OVERPAYMENT   323 323


    TY 2013 OtherExpensesSchedule
    Name:
    SHAW-BURCKHARDT-BRENNER FOUNDATION
    EIN: 23-7076297
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    PO BOX 96     96
    INVESTMENT EXPENSES SPDR GOLD 10 10    
    BANK FEES 10     10
    COMMISSION REBATE -29 -29    


    TY 2013 OtherIncomeSchedule2
    Name:
    SHAW-BURCKHARDT-BRENNER FOUNDATION
    EIN: 23-7076297
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    NON DIVIDEND DISTRIBUTIONS 116 116  


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    SHAW-BURCKHARDT-BRENNER FOUNDATION
    EIN: 23-7076297
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 6,751 6,751    


    TY 2013 TaxesSchedule
    Name:
    SHAW-BURCKHARDT-BRENNER FOUNDATION
    EIN: 23-7076297
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX & FEES PAID 192 192    
    FEDERAL TAX ESTIMATE 500 500