TY 2012 Form 990

- TIN:

Form990

Department of the Treasury
Internal Revenue Service

Return of Organization Exempt From Income Tax

Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

The organization may have to use a copy of this return to satisfy state reporting requirements.

OMB No. 1545-0047

2012

Open to Public Inspection

A For the 2012 calendar year, or tax year beginning 07-01-2012 , 2012, and ending 06-30-2013

BCheck if applicable: Address change Name change Initial return Terminated Amended return Application pending

CName of organization
Vanderbilt University

Doing Business As

Number and street (or P.O. box if mail is not delivered to street address)
PMB 406310 2301 Vanderbilt Place

Room/suite

City or town, state or country, and ZIP + 4
Nashville, TN372406310

D Employer identification number

62-0476822

E Telephone number

G Gross receipts $ 7,640,957,816

F Name and address of principal officer:
Nicholas S Zeppos 211
Kirkland 2201 WestEnd
Nashville,TN37240

Tax-exempt status: 501(c)(3) 501(c) ( ) LeftBullet

(insert no.) 4947(a)(1) or 527

Website:

WWW.VANDERBILT.EDU

H(a)

Is this a group return for
affiliates? Yes No

H(b)

Are all affiliates included?

Yes No

If "No," attach a list. (see instructions)

H(c)

Group exemption number MediumBullet

K Form of organization: Corporation Trust Association Other MediumBullet

L Year of formation: 1873

M State of legal domicile: TN

Part I

Summary

1	Briefly describe the organization’s mission or most significant activities: and Form 990, Part III, Line 1, Description of Organization Mission:Vanderbilt University is a center for scholarly research, informed and creative teaching, and service to the community and society at large. Vanderbilt will uphold the highest standards and be a leader in the quest for new knowledge through scholarship, dissemination of knowledge through teaching and outreach, and creative experimentation of ideas and concepts. In pursuit of these goals, Vanderbilt values most highly the intellectual freedom that supports open inquiry and equality, compassion and excellence in all endeavors.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	31
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	25
5	Total number of individuals employed in calendar year 2011 (Part V, line 2a) ......	5	36,104
6	Total number of volunteers (estimate if necessary) .............	6	8,697
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	-6,466,078
b	Net unrelated business taxable income from Form 990-T, line 34 .........	7b	-15,421,224

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	476,594,262	484,681,247
9	Program service revenue (Part VIII, line 2g) .........	3,197,456,719	3,210,342,170
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	108,328,279	385,968,260
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	37,745,863	58,071,592
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)...................	3,820,125,123	4,139,063,269
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	348,781,082	348,561,537
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	2,178,591,301	2,277,183,804
16a	Professional fundraising fees (Part IX, column (A), line 11e).....	643,817	610,091
b	Total fundraising expenses (Part IX, column (D), line 25) 31,918,580
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	1,165,010,804	1,282,370,441
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	3,693,027,004	3,908,725,873
19	Revenue less expenses. Subtract line 18 from line 12.......	127,098,119	230,337,396
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	7,437,841,959	7,597,041,734
21	Total liabilities (Part X, line 26).............	2,439,535,434	2,261,795,114
22	Net assets or fund balances. Subtract line 21 from line 20.....	4,998,306,525	5,335,246,620

Part II

Signature Block

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.

Sign Here

	Signature of officer	Date

	Type or print name and title

Paid Preparer Use Only

Print/Type preparer's name

Preparer's signature

Date

Check if
self-employed

PTIN

Firm's name MediumBullet

Firm's EIN MediumBullet

Firm's address MediumBullet

Phone no.

May the IRS discuss this return with the preparer shown above? (see instructions) ............YesNo

For Paperwork Reduction Act Notice, see the separate instructions.

Cat. No. 11282Y

Form 990 (2012)

Page 2

Part III

Statement of Program Service Accomplishments

Check if Schedule O contains a response to any question in this Part III ...............

Briefly describe the organization’s mission: See Schedule O

Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ...................... Yes No

If “Yes,” describe these new services on Schedule O.

Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................ Yes No

If “Yes,” describe these changes on Schedule O.

Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.


4a	(Code: ) (Expenses $ 699,398,047 including grants of $ 284,670,745 ) (Revenue $ 475,901,800 )
	See Schedule O - EducationEducation: Vanderbilt University offers undergraduate programs in the Liberal Arts and Science, Engineering, Music, Education and Human Development, as well as a full range of graduate and professional degrees. Vanderbilt's ten schools and colleges include: College of Arts and Science, Graduate School, Blair School of Music, Divinity School, School of Engineering, Law School, School of Medicine, School of Nursing, Owen Graduate School of Management, and Peabody College (of Education and Human Development). Vanderbilt University has approximately 6,800 undergraduate students, 6,000 graduate and professional students, and more than 4,100 faculty members.Vanderbilt University ranked 17th among the nation's best universities, and jumped five spots among national universities, moving from 16th to 11th in the "Great Schools at a Great Price" category in an annual survey conducted by the U.S. News & World Report.Vanderbilt's Peabody College of Education and Human Development ranked as the best graduate school of education in the nation by U.S. News & World Report for the fifth consecutive year. The special education program has been ranked at No. 1. Other Vanderbilt schools with notable rankings include: School of Medicine, ranked 14th for research hopsitals in the nation; Law School ranked 15th; and the Vanderbilt Owen Graduate School of Management ranked 30th. U.S. News & World Report ranked the social sciences and humanities doctoral programs for the first time since 2009. The English Department's African American Literature program was tied for No. 4; English overall was tied for the No. 26 ranking (up three spots); History was tied for the No. 24 ranking (up from a tie for No. 26 in 2009).Expenses $669,398,047. including grants of $284,670,745. Revenue $475,901,800.For more information regarding education at Vanderbilt University, visit: http://www.vanderbilt.edu

4b	(Code: ) (Expenses $ 447,251,484 including grants of $ 54,414,803 ) (Revenue $ 214,423,104 )
	See Schedule O - Academic and Scientific ResearchAcademic and Scientific Research: Vanderbilt is an internationally recognized research university. A majority of Vanderbilt University's research funding is received from the federal government. Funding is also received from foundations, associations, corporations, and other sources. Vanderbilt University's researchers are at the forefront of posing innovative solutions to some of the most challenging questions facing the world today.Expenses $447,251,484. including grants of $54,414,803. Revenue $214,423,104.For more information regarding research at Vanderbilt University, visit: http://www.research.vanderbilt.edu.

4c	(Code: ) (Expenses $ 2,233,581,192 including grants of $ 9,475,989 ) (Revenue $ 2,394,213,806 )
	See Schedule O - Patient CarePatient Care: Vanderbilt University hospitals and clinics provide quality medical health care regardless of race, creed, sex, national origin, handicap, age, or ability to pay. Although reimbursement for services rendered is critical to the operation and stability of Vanderbilt University hospitals and clinics, it is recognized that not all individuals possess the ability to purchase essential medical services, and further that part of Vanderbilt's mission is to serve the community. Therefore, in keeping with Vanderbilt's commitment to serve all members of its community, free care and/or subsidized care, care provided to persons covered by governmental programs at below cost, and health activities and programs to support the community are provided where the need and/or an individual's inability to pay coexists. These activities include wellness programs, community education programs, special programs for the elderly, handicapped, medically underserved, and a variety of broad community support activities. Charity care is also provided through many reduced price services and free programs offered throughout the year based upon activities and services which Vanderbilt believes will serve a bona fide community health need. During the fiscal year, Vanderbilt serviced 57,768 inpatients and 1,952,562 emergency and outpatient clinic visits.Vanderbilt University Medical Center finished fiscal 2013 in the U.S. News and World Report annual rankings of America's Best Hospitals named, once again, among the nation's elite providers of health care services. For the second consecutive year, Vanderbilt University Medical Center was lauded as both the No. 1 hospital in Tennessee and No. 1 in the Metro Nashville area. Vanderbilt University Medical Center equaled an all-time best with 11 ranked specialties out of a possible 16 categories. Specialty programs ranking among the top 50 in their respective fields include; urology, nephrology, ear, nose and throat, pulmonology, gastroenterology, geriatrics, cardiology and heart surgery, cancer, neurology and neurosurgery, orthopedics, and gynecology. In addition, the Monroe Carell Jr. Children's Hospital at Vanderbilt was included among the nation's leaders in pediatric health care in the U.S. News & World report magazine's Best Children's Hospital ranking. The hospital achieved rankings in nine out of 10 specialties: urology, neonatology, cardiology and heart surgery, gastroenterology, diabetes and endocrinology, orthopedics, pulmonology, neurology and neurosurgery, and cancer.Along with the various national rankings, there are several Vanderbilt University Medical Center programs unique to the Middle Tennessee region, which include:- The only National Cancer Institute-designated Comprehensive Cancer center in the state serving adults and children;- The only Level 1 trauma center in Middle Tennessee;- The only Dedicated Burn Center in the region;- The only comprehensive solid organ transplant program in Tennessee; and- The only Level 4 Neonatal Intensive Care Unit.Expenses $2,233,581,192. including grants of $9,475,989. Revenue $2,394,213,806.For more information regarding health care at Vanderbilt University, visit: http://www.mc.vanderbilt.edu.

	(Code: ) (Expenses $ 271,887,836 including grants of $ ) (Revenue $ 161,670,546 )
	Other program services include public service, academic support, institutional support, student services, room and board, and other auxiliary services. Vanderbilt University engages in a variety of public service projects, including, but not limited to: supporting HIV care and treatment programs in rural Mozambique and Nigeria, Africa; developing training materials for current and future school personnel; formulating new approaches to increase health, safety, quality and outcomes, while decreasing total costs; and many other sponsored community health and educational programs.

4d	Other program services (Describe in Schedule O.)
	(Expenses $ 271,887,836 including grants of $ ) (Revenue $ 161,670,546 )
4e	Total program service expenses3,652,118,559

Form 990 (2012)

Page 3

Part IV

Checklist of Required Schedules

Yes

Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule A Click to see attachment

........................

Yes

Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? ...

Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part I Click to see attachment

..........

Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part II Click to see attachment

........

Yes

Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part III Click to see attachment

............................

Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part I Click to see attachment

........................

Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part II Click to see attachment

...

Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment

....................

Yes

Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IV Click to see attachment

..............

Yes

Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part V Click to see attachment

......

Yes

If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.

Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI. Click to see attachment

...................

11a

Yes

Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VII Click to see attachment

.......

11b

Yes

Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIII Click to see attachment

.......

11c

Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IX Click to see attachment

............

11d

Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part X Click to see attachment

11e

Yes

Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part X Click to see attachment

.........................

11f

12a

Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII Click to see attachment

.................

12a

Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment

12b

Yes

Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E Click to see attachment

....

Yes

14a

Did the organization maintain an office, employees, or agents outside of the United States?.....

14a

Yes

Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV......... Click to see attachment

14b

Yes

Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IV Click to see attachment

Yes

Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment

Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions).... Click to see attachment

Yes

Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............ Click to see attachment

Yes

Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment

20a

Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H.... Click to see attachment

20a

Yes

If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return? Click to see attachment

20b

Yes

Form 990 (2012)

Page 4

Part IV

Checklist of Required Schedules (continued)

Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment

Yes

Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment

Yes

Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment

Yes

24a

Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments

24a

Yes

Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...

24b

Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................

24c

Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...

24d

25a

Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........ Click to see attachment

25a

Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................... Click to see attachment

25b

Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II.......................... Click to see attachment

Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment

Yes

Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):

A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .......................... Click to see attachment

28a

A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV..................... Click to see attachment

28b

Yes

An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV... Click to see attachment

28c

Yes

Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M.. Click to see attachment

Yes

Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............. Click to see attachment

Yes

Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................

Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................

Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment

Yes

Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment

Yes

35a

Did the organization have a controlled entity within the meaning of section 512(b)(13)?

35a

Yes

If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment

35b

Yes

Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2............. Click to see attachment

Yes

Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VI Click to see attachment

Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............

Yes

Form 990 (2012)

Page 5

Part V

Statements Regarding Other IRS Filings and Tax Compliance

Check if Schedule O contains a response to any question in this Part V ...............

Yes

Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..

19,476

Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .

Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................

Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................

36,104

If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)

Yes

Did the organization have unrelated business gross income of $1,000 or more during the year?...

Yes

If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....

Yes

At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................

Yes

If "Yes," enter the name of the foreign country: MediumBullet

BR , CA , FR , GM , IN , ID , IV , KS , LU , MY , NI , RP , TW , CH , UK , SP , TH , MZ , AE
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.

Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..

Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?

If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............

Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...

If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................

Organizations that may receive deductible contributions under section 170(c).

Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................

Yes

If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....

Yes

Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................

Yes

If “Yes,” indicate the number of Forms 8282 filed during the year ....

Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................

Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..

If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................

If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................

Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............

Sponsoring organizations maintaining donor advised funds.

Did the organization make any taxable distributions under section 4966?..........

Did the organization make a distribution to a donor, donor advisor, or related person?.......

Section 501(c)(7) organizations. Enter:

Initiation fees and capital contributions included on Part VIII, line 12 ...

10a

Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities

10b

Section 501(c)(12) organizations. Enter:

Gross income from members or shareholders .........

11a

Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........

11b

12a

Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?

12a

If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................

12b

Section 501(c)(29) qualified nonprofit health insurance issuers.

Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.

13a

Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....

13b

Enter the amount of reserves on hand ............

13c

14a

Did the organization receive any payments for indoor tanning services during the tax year?.....

14a

If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..

14b

Form 990 (2012)

Page 6

Part VI

Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.

Check if Schedule O contains a response to any question in this Part VI ...............

Section A. Governing Body and Management

Yes

Enter the number of voting members of the governing body at the end of the tax year .....................

If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.

Enter the number of voting members included in line 1a, above, who are independent ...................

Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................

Yes

Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .

Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................

Did the organization become aware during the year of a significant diversion of the organization’s assets? .

Did the organization have members or stockholders? ................

Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................

Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................

Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:

The governing body? .........................

Yes

Each committee with authority to act on behalf of the governing body? ............

Yes

Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......

Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)

Yes

10a

Did the organization have local chapters, branches, or affiliates? ............

10a

If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?

10b

11a

Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................

11a

Yes

Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....

12a

Did the organization have a written conflict of interest policy? If “No,” go to line 13.......

12a

Yes

Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................

12b

Yes

Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................

12c

Yes

Did the organization have a written whistleblower policy? ...............

Yes

Did the organization have a written document retention and destruction policy? .........

Yes

Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

The organization’s CEO, Executive Director, or top management official ...........

15a

Yes

Other officers or key employees of the organization ................

15b

Yes

If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).

16a

Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................

16a

Yes

If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............

16b

Yes

Section C. Disclosure

List the States with which a copy of this Form 990 is required to be filed MediumBullet

Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.

Own website Another's website Upon request Other (explain in Schedule O)

Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.

State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBullet

Eric Kopstain110 21st Avenue South Ste 900NashvilleTN37203 (615) 875-8617

Form 990 (2012)

Page 7

Part VII

Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors

Check if Schedule O contains a response to any question in this Part VII ...............

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet

List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

List all of the organization’s current key employees, if any. See instructions for definition of "key employee."

List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.

Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(D) Reportable compensation from the organization (W- 2/1099-MISC)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and Title
(1) Michael L Ainslie........................................................................ Trustee	1.00 .......................	X	0	0	0
(2) M Chandler Anthony........................................................................ Trustee	1.00 .......................	X	0	0	0
(3) John D Arnold........................................................................ Trustee	2.00 .......................	X	0	0	0
(4) William W Bain Jr........................................................................ Trustee	1.00 .......................	X	0	0	0
(5) Lee M Bass........................................................................ Trustee	1.00 .......................	X	0	0	0
(6) Darryl D Berger........................................................................ Trustee	1.00 .......................	X	0	0	0
(7) Camilla Dietz Bergeron........................................................................ Trustee	1.00 .......................	X	0	0	0
(8) Dennis C Bottorff........................................................................ Trustee	1.00 .......................	X	0	0	0
(9) Bill Ray Caldwell........................................................................ Trustee	2.00 .......................	X	0	0	0
(10) Mark F Dalton........................................................................ Chairman	2.00 .......................	X	0	0	0
(11) Claiborne P Deming........................................................................ Trustee	2.00 .......................	X	0	0	0
(12) Charles H Esserman........................................................................ Trustee	2.00 .......................	X	0	0	0
(13) Bruce R Evans........................................................................ Trustee	2.00 .......................	X	0	0	0
(14) William W Featheringill........................................................................ Trustee	1.00 .......................	X	0	0	0
(15) Joanne F Hayes........................................................................ Secretary	2.00 .......................	X	0	0	0
(16) John J Hindle........................................................................ Trustee	1.00 .......................	X	15,043	0	0
(17) John R Ingram........................................................................ Trustee	2.00 .......................	X	0	0	0

Form 990 (2012)

Page 8

Part VII

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)					(D) Reportable compensation from the organization (W- 2/1099-MISC)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and Title
(18) Edith Carell Johnson........................................................................ Trustee	2.00 .......................	X					0	0	0
(19) Leslie C Labruto........................................................................ Trustee	1.00 .......................	X					0	0	0
(20) Jackson W Moore........................................................................ Vice-Chairman	2.00 .......................	X					0	0	0
(21) Ayo Ositelu........................................................................ Trustee	2.00 .......................	X					0	0	0
(22) Courtney C Pastrick........................................................................ Trustee	2.00 .......................	X					0	0	0
(23) Nancy E Perot........................................................................ Vice-Chairman	2.00 .......................	X					0	0	0
(24) H Ross Perot Jr........................................................................ Trustee	2.00 .......................	X					0	0	0
(25) Joe L Roby........................................................................ Trustee	1.00 .......................	X					0	0	0
(26) Eugene B Shanks Jr........................................................................ Trustee	1.00 .......................	X					0	0	0
(27) Richard H Sinkfield........................................................................ Trustee	1.00 .......................	X					0	0	0
(28) Wyatt H Smith........................................................................ Trustee	1.00 .......................	X					0	0	0
(29) Levi Watkins Jr MD........................................................................ Trustee	1.00 .......................	X					0	0	0
(30) Rebecca Webb Wilson........................................................................ Trustee	1.00 .......................	X					0	0	0
(31) William M Wilson........................................................................ Trustee	2.00 .......................	X					0	0	0
(32) Jon Winkelried........................................................................ Trustee	2.00 .......................	X					0	0	0
(33) Nicholas S Zeppos JD........................................................................ See Schedule O	40.00 .......................	X	X				1,130,518	0	200,865
(34) Audrey Jane Anderson........................................................................ See Schedule O	40.00 .......................		X				0	0	0
(35) Jeffrey R Balser MD PHD........................................................................ See Schedule O	40.00 .......................		X				1,294,642	0	274,387
(36) Jerry G Fife BS........................................................................ See Schedule O	40.00 ........................10		X				467,314	0	32,030
(37) Beth A Fortune MA........................................................................ See Schedule O	40.00 .......................		X				385,741	0	21,040
(38) John M Lutz........................................................................ See Schedule O	40.00 .......................		X				0	0	0
(39) Richard C McCarty MS PHD........................................................................ See Schedule O	40.00 ........................50		X				666,349	0	28,569
(40) Susie S Stalcup BA........................................................................ See Schedule O	40.00 .......................		X				559,860	0	27,949
(41) Brett C Sweet MBA........................................................................ See Schedule O	40.00 .......................8.10		X				802,947	0	30,541
(42) David Williams II MA MBA JD LLM........................................................................ See Schedule O	40.00 .......................1.40		X				990,430	0	224,871
(43) Matthew W Wright MBA........................................................................ See Schedule O	40.00 ........................10		X				999,075	0	224,735
(44) Charles L Gregory MA MBA MHA........................................................................ See Schedule O	40.00 .......................1.00			X			654,295	0	50,017
(45) John F Manning Jr PHD MBA........................................................................ See Schedule O	40.00 ........................10			X			788,330	0	129,853
(46) Charles W Pinson MD MBA........................................................................ See Schedule O	40.00 .......................8.00			X			1,327,384	0	205,165
(47) David R Posch........................................................................ See Schedule O	40.00 .......................3.40			X			767,975	0	27,824
(48) Melanie S Balcomb........................................................................ See Schedule O	40.00 .......................				X		1,767,419	0	672,056
(49) James G Franklin........................................................................ See Schedule O	40.00 .......................				X		2,773,839	0	142,665
(50) John W Klekamp MD........................................................................ See Schedule O	40.00 .......................				X		1,267,880	0	34,278
(51) Kevin E Stallings MS........................................................................ See Schedule O	40.00 .......................				X		2,068,621	0	174,601
(52) Paul A Thomas MD........................................................................ See Schedule O	40.00 .......................				X		1,638,875	0	31,304
(53) Harry R Jacobson MD........................................................................ See Schedule O	40.00 .......................					X	541,667	0	0
(54) Betty L Price MBA CPA........................................................................ See Schedule O	40.00 .......................					X	488,484	0	5,880
(55) Martin P Sandler MD........................................................................ See Schedule O	40.00 ........................60					X	633,257	0	22,469

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)............	22,029,945	0	2,561,099

Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet

3,257

Yes

Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............

Yes

For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................

Yes

Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........

Section B. Independent Contractors

Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.

(A) Name and business address	(B) Description of services	(C) Compensation
Turner Universal Construction Company5300 Virginia WayBrentwoodTN37027	Construction	21,499,395
Brasfield & Gorrie2636 Elm Hill Pike 200NashvilleTN37214	Construction	14,821,367
Balfour Beatty Construction535 Marriott Dr Ste 625NashvilleTN37214	Construction	10,421,939
Orion Building Corporation9025 Overlook Blvd Ste 100BrentwoodTN37027	Construction	9,531,852
Lewis Communications Inc30 Burton Hills 207NashvilleTN37215	Advertising Svcs.	6,589,249
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 271

Form 990 (2012)

Page 9

Part VIII

Statement of Revenue

Check if Schedule O contains a response to any question in this Part VIII ..............

				(A) Total revenue	(B) Related or exempt function revenue	(C) Unrelated business revenue	(D) Revenue excluded from tax under sections 512, 513, or 514
1a	Federated campaigns..1a
b	Membership dues....1b
c	Fundraising events....1c		604,278
d	Related organizations...1d
e	Government grants (contributions)1e		341,718,783

f	All other contributions, gifts, grants, and similar amounts not included above1f		142,358,186

g	Noncash contributions included in lines 1a-1f:$		22,406,403
h	Total. Add lines 1a-1f.......			484,681,247
			Business Code
2a	Health Care Services		900099	2,394,213,806	2,388,971,119	5,242,687
b	Tuition and Fees		900099	475,901,800	475,901,800
c	Research & Other Contr		900099	211,774,239	211,774,239
d	Room, Board & Auxiliar		900099	125,803,460	124,335,535	1,467,925
e	Other		900099	2,648,865	2,648,865
f	All other program service revenue .
g	Total. Add lines 2a–2f........			3,210,342,170
3	Investment income (including dividends, interest, and other similar amounts).......			173,306,420		-13,537,367	186,843,787
4	Income from investment of tax-exempt bond proceeds..			157			157
5	Royalties...........			13,843,577			13,843,577
		(i) Real	(ii) Personal
6a	Gross rents	9,606,292
b	Less: rental expenses	1,243,905
c	Rental income or (loss)	8,362,387
d	Net rental income or (loss).......			8,362,387			8,362,387
		(i) Securities	(ii) Other
7a	Gross amount from sales of assets other than inventory	3,712,975,360
b	Less: cost or other basis and sales expenses	3,500,313,677
c	Gain or (loss)	212,661,683
d	Net gain or (loss)..........			212,661,683			212,661,683
8a	Gross income from fundraising events (not including $ 604,278 of contributions reported on line 1c). See Part IV, line 18 ..
	a		335,507
b	Less: direct expenses ...b		336,965
c	Net income or (loss) from fundraising events..			-1,458			-1,458
9a	Gross income from gaming activities. See Part IV, line 19 ...
	a
b	Less: direct expenses ...b
c	Net income or (loss) from gaming activities...
10a	Gross sales of inventory, less returns and allowances .
	a
b	Less: cost of goods sold ..b
c	Net income or (loss) from sales of inventory..
Miscellaneous Revenue			Business Code
11a	Other		900099	35,867,086	35,506,409	360,677
b
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......			35,867,086
12	Total revenue. See Instructions......			4,139,063,269	3,239,137,967	-6,466,078	421,710,133

Form 990 (2012)

Page 10

Part IX

Statement of Functional Expenses

Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............

Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.		(A) Total expenses	(B) Program service expenses	(C) Management and general expenses	(D) Fundraising expenses
1	Grants and other assistance to governments and organizations in the United States. See Part IV, line 21	46,570,255	46,570,255
2	Grants and other assistance to individuals in the United States. See Part IV, line 22	284,670,745	284,670,745
3	Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16	17,320,537	17,320,537
4	Benefits paid to or for members
5	Compensation of current officers, directors, trustees, and key employees ....	15,937,246	3,115,763	10,946,502	1,874,981
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....	442,805	316,556	126,249
7	Other salaries and wages	1,852,918,420	1,736,294,234	99,693,220	16,930,966
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	89,883,593	84,226,247	4,836,038	821,308
9	Other employee benefits .......	200,974,335	183,774,352	14,760,758	2,439,225
10	Payroll taxes ...........	117,027,405	109,661,605	6,296,467	1,069,333
11	Fees for services (non-employees):
a	Management ......	2,592,961	1,304,834	1,288,127
b	Legal .........	7,882,938		7,882,938
c	Accounting ...........	697,461		697,461
d	Lobbying ...........	133,300		133,300
e	Professional fundraising services. See Part IV, line 17	610,091			610,091
f	Investment management fees ......	9,591,630		9,591,630
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........	106,132,435	83,526,913	22,605,522
12	Advertising and promotion ....	19,946,613	18,220,336	1,625,029	101,248
13	Office expenses .......	108,947,759	104,381,610	2,491,184	2,074,965
14	Information technology ......	52,350,574	45,874,923	6,051,154	424,497
15	Royalties ..	242,923	242,923
16	Occupancy ...........	196,844,116	178,435,914	16,436,794	1,971,408
17	Travel ............	36,997,176	34,436,471	1,869,527	691,178
18	Payments of travel or entertainment expenses for any federal, state, or local public officials ......
19	Conferences, conventions, and meetings ....	14,397,050	13,502,895	777,987	116,168
20	Interest ...........	68,170,000	68,163,906	6,094
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization .....	174,329,785	162,885,059	10,021,153	1,423,573
23	Insurance ..............	23,097,253	22,301,713	795,034	506
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	Other Medical	400,373,417	400,297,868	75,549
b	Other Programs	24,891,332	19,334,045	4,278,544	1,278,743
c	Other	19,414,330	17,921,467	1,402,473	90,390
d	Other Library	13,080,762	13,080,762	0
e	All other expenses	2,256,626	2,256,626
25	Total functional expenses. Add lines 1 through 24e	3,908,725,873	3,652,118,559	224,688,734	31,918,580
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

Form 990 (2012)

Page 11


				(A) Beginning of year		(B) End of year
1	Cashnon-interest-bearing .............			4,589,115	1	9,763,929
2	Savings and temporary cash investments .........			899,062,395	2	835,473,927
3	Pledges and grants receivable, net ...........			121,180,611	3	120,592,881
4	Accounts receivable, net .............			463,758,040	4	362,026,560
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
					5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
					6
7	Notes and loans receivable, net .............			22,848,527	7	15,093,464
8	Inventories for sale or use ..............			38,329,934	8	47,693,015
9	Prepaid expenses and deferred charges ..........			38,024,915	9	32,545,169
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	3,819,159,426
b	Less: accumulated depreciation .....	10b	2,053,400,733	1,702,243,435	10c	1,765,758,693
11	Investments—publicly traded securities ..........			1,745,656,793	11	1,815,545,416
12	Investments—other securities. See Part IV, line 11 .....			2,352,353,511	12	2,518,096,969
13	Investments—program-related. See Part IV, line 11 .....			46,932,146	13	69,813,272
14	Intangible assets ...............				14
15	Other assets. See Part IV, line 11 ...........			2,862,537	15	4,638,439
16	Total assets. Add lines 1 through 15 (must equal line 34)......			7,437,841,959	16	7,597,041,734
17	Accounts payable and accrued expenses .........			464,665,265	17	457,684,601
18	Grants payable .................			562,908	18	693,015
19	Deferred revenue ................			115,453,345	19	90,107,277
20	Tax-exempt bond liabilities .............			1,014,582,276	20	976,135,567
21	Escrow or custodial account liability. Complete Part IV of Schedule D..			118,718	21	1,494,329
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........				22
23	Secured mortgages and notes payable to unrelated third parties ..			366,522,092	23	365,333,445
24	Unsecured notes and loans payable to unrelated third parties ....				24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................			477,630,830	25	370,346,880
26	Total liabilities. Add lines 17 through 25.........			2,439,535,434	26	2,261,795,114
	Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............			2,739,947,213	27	2,967,761,869
28	Temporarily restricted net assets ...........			1,191,215,242	28	1,235,065,436
29	Permanently restricted net assets ...........			1,067,144,070	29	1,132,419,315
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........				30
31	Paid-in or capital surplus, or land, building or equipment fund .....				31
32	Retained earnings, endowment, accumulated income, or other funds				32
33	Total net assets or fund balances ...........			4,998,306,525	33	5,335,246,620
34	Total liabilities and net assets/fund balances ........			7,437,841,959	34	7,597,041,734

Form 990 (2012)

Page 12

Part XI

Reconcilliation of Net Assets

Check if Schedule O contains a response to any question in this Part XI ...............

Total revenue (must equal Part VIII, column (A), line 12) ............

4,139,063,269

Total expenses (must equal Part IX, column (A), line 25) ............

3,908,725,873

Revenue less expenses. Subtract line 2 from line 1 ..............

230,337,396

Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..

4,998,306,525

Net unrealized gains (losses) on investments ...............

94,270,697

Donated services and use of facilities .................

Investment expenses .....................

9,591,630

Prior period adjustments .....................

Other changes in net assets or fund balances (explain in Schedule O) ........

2,740,372

Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))

5,335,246,620

Part XII

Financial Statements and Reporting

Check if Schedule O contains a response to any question in this Part XII ..............

Yes

Accounting method used to prepare the Form 990: Cash Accrual Other
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.

Were the organization’s financial statements compiled or reviewed by an independent accountant?

If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

Were the organization’s financial statements audited by an independent accountant?

Yes

If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?

Yes

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.

As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?

Yes

If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits

Yes

Form 990 (2012)

Form 990, Special Condition Description:

Special Condition Description

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.

OMB No. 1545-0047

2012

Open to Public
Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E.)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in

section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross

receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of

its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses

acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box that describes the type of supporting organization and complete lines 11e through 11h.

Type I

Type II

Type III - Functionally integrated

Type III - Non-functionally integrated

By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).

If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box ..................................................

Since August 17, 2006, has the organization accepted any gift or contribution from any of the
following persons?

(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)

Yes

and (iii) below, the governing body of the supported organization? ................

11g(i)

(ii) A family member of a person described in (i) above? ......................

11g(ii)

(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................

11g(iii)

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization in col. (i) listed in your governing document?		(v) Did you notify the organization in col. (i) of your support?		(vi) Is the organization in col. (i) organized in the U.S.?		(vii) Amount of monetary support
(i) Name of supported organization	(ii) EIN	Yes	No	Yes	No	Yes	No	(vii) Amount of monetary support


Total

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2012

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2008	(b) 2009	(c) 2010	(d) 2011	(e) 2012	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..
6	Public support. Subtract line 5 from line 4.

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2008	(b) 2009	(c) 2010	(d) 2011	(e) 2012	(f) Total
7	Amounts from line 4..
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...
9	Net income from unrelated business activities, whether or not the business is regularly carried on..
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..
11	Total support (Add lines 7 through 10).

Gross receipts from related activities, etc. (see instructions) ..................

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................ right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2012 (line 6, column (f) divided by line 11, column (f)) .........

Public support percentage for 2011 Schedule A, Part II, line 14 ...............

16a

33 1/3% support test—2012. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2011. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2012. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2011. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2012

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2008	(b) 2009	(c) 2010	(d) 2011	(e) 2012	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3	Gross receipts from activities that are not an unrelated trade or business under section 513..
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge..
6	Total. Add lines 1 through 5.
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons...
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2008	(b) 2009	(c) 2010	(d) 2011	(e) 2012	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2012 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2011 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2012 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2011 Schedule A, Part III, line 17 .............

19a

33 1/3% support tests—2012. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ........ right arrow

33 1/3% support tests—2011. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ..... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions ..... right arrow

Schedule A (Form 990 or 990-EZ) 2012

Page 4

Part IV

Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Explanation

Schedule A (Form 990 or 990-EZ) 2012

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet

Complete if the organization is described below. SchCMd Bullet

Attach to Form 990 or Form 990-EZ.
SchCMd Bullet

See separate instructions.

OMB No. 1545-0047

2012

Open to Public
Inspection

If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization’s direct and indirect political campaign activities in Part IV.

Political expenditures .................................... SchCMd Bullet

Volunteer hours ........................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ......... SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ...... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............

Yes No

Was a correction made? .........................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ................................... SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b.. SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ..........................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.

For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2012

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check SchCMd Bullet

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet

if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(a) Filing organization's totals	(b) Affiliated group totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......
b	Total lobbying expenditures to influence a legislative body (direct lobbying) .......	382,544
c	Total lobbying expenditures (add lines 1a and 1b) ...................	382,544
d	Other exempt purpose expenditures ........................	3,899,395,036
e	Total exempt purpose expenditures (add lines 1c and 1d) ...............	3,899,777,580
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.	1,000,000
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................	250,000
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................	0
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................	0
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ......................................		Yes No

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) Total

2a	Lobbying nontaxable amount	1,000,000	1,000,000	1,000,000	1,000,000	4,000,000

b	Lobbying ceiling amount (150% of line 2a, column(e))					6,000,000

c	Total lobbying expenditures	190,997	101,442	137,299	382,544	812,282

d	Grassroots nontaxable amount	250,000	250,000	250,000	250,000	1,000,000

e	Grassroots ceiling amount (150% of line 2d, column (e))					1,500,000

f	Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2012

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.

(a)

Yes

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? .........................................

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....

Media advertisements? ....................................

Mailings to members, legislators, or the public? .........................

Publications, or published or broadcast statements? .......................

Grants to other organizations for lobbying purposes? .......................

Direct contact with legislators, their staffs, government officials, or a legislative body? ........

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......

Other activities? ..........................

Total. Add lines 1c through 1i ...............................

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 .................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ................

Did the organization make only in-house lobbying expenditures of $2,000 or less? ................

Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."

Dues, assessments and similar amounts from members .....................

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).

Current year .........................................

Carryover from last year ....................................

Total ............................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................

Taxable amount of lobbying and political expenditures (see instructions) ..............

Part IV

Supplemental Information

Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.

Identifier	Return Reference	Explanation

Schedule C (Form 990 or 990EZ) 2012

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet

Attach to Form 990. SchDMd Bullet

See separate instructions.

OMB No. 1545-0047

2012

Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate contributions to (during year) ...
3	Aggregate grants from (during year) .....
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements .......................	2a
b	Total acreage restricted by conservation easements ..................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register ....................	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.

If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenues included in Form 990, Part VIII, line 1 ........................ SchDMd Bullet

$ 50,000

(ii)

Assets included in Form 990, Part X .............................. SchDMd Bullet

$ 4,595,957

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

Revenues included in Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2012

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other Education

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No

If "Yes," explain the arrangement in Part XIII and complete the following table:


c	Beginning balance .................................	1c
d	Additions during the year ..............................	1d
e	Distributions during the year .............................	1e
f	Ending balance ...................................	1f

Did the organization include an amount on Form 990, Part X, line 21? .....................

Yes No

If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........

Part V

Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.

		(a)Current year	(b)Prior year	b (c)Two years back	(d)Three years back	(e)Four years back
1a	Beginning of year balance ....	3,360,035,514	3,375,152,628	3,007,607,383	2,833,614,014	3,495,439,084
b	Contributions ........	116,470,228	88,007,709	117,059,853	87,532,312	67,443,992
c	Net investment earnings, gains, and losses	319,370,422	52,851,982	408,026,551	246,815,111	-570,114,222
d	Grants or scholarships .....	60,864,586	58,847,982	30,779,321	37,168,980	39,605,307
e	Other expenditures for facilities and programs ........	89,692,275	89,046,970	121,479,173	115,903,768	113,111,628
f	Administrative expenses ....	9,976,265	8,081,853	5,282,665	7,281,306	6,437,905
g	End of year balance ......	3,635,343,038	3,360,035,514	3,375,152,628	3,007,607,383	2,833,614,014

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

39.900 %

Permanent endowment SchDMd Bullet

28.100 %

Temporarily restricted endowment SchDMd Bullet

32.000 %

The percentages in lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) unrelated organizations ........................

3a(i)

(ii) related organizations ........................

3a(ii)

If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment. See Form 990, Part X, line 10.

Description of property		(b)Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value
1a	Land .................	56,251,526		56,251,526
b	Buildings ................	2,488,652,439	1,370,734,751	1,117,917,688
c	Leasehold improvements ............	73,493,176	15,921,912	57,571,264
d	Equipment ................	1,017,414,349	666,744,070	350,670,279
e	Other .................	183,347,936		183,347,936
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......				1,765,758,693

Schedule D (Form 990) 2012

Page 3

Part VII

InvestmentsOther Securities. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b)Book value	(c) Method of valuation: Cost or end-of-year market value
(1)Financial derivatives
(2)Closely-held equity interests
(3)Other (A) Limited Partnerships	1,751,608,535	F
(B) Int in Trusts Held by Others	38,091,375	F
(C) Other Investments & Securities	535,316,500	F
(D) Closely-held Equity Interests	6,179,268	C
(E) Inv Allocable to Minority Int	186,901,291	F




Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	2,518,096,969

Part VIII

InvestmentsProgram Related. See Form 990, Part X, line 13.

(a) Description of investment type		(b) Book value	(c) Method of valuation: Cost or end-of-year market value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets. See Form 990, Part X, line 15.

(a) Description				(b) Book value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities. See Form 990, Part X, line 25.

1.(a) Description of liability		(b) Book value
Federal income taxes
Actuarial Liab-Self Insurance		33,968,148
Gov Adv for Student Loans		22,051,786
Actuarial liab-Annuities Payable		107,513,702
FV of Int Rate Exchg Agreement		206,732,998
State Taxes Payable		80,246




Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)		370,346,880
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................

Schedule D (Form 990) 2012

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1	Total revenue, gains, and other support per audited financial statements .......		1
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains on investments ..........	2a
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................		2e
3	Subtract line 2e from line 1.....................		3
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b.......................		4c
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......		5

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1	Total expenses and losses per audited financial statements ...........		1
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities ..........	2a
b	Prior year adjustments ..............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d......................		2e
3	Subtract line 2e from line 1.....................		3
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.......................		4c
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......		5

Part XIII

Supplemental Information

Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Identifier	Return Reference	Explanation
	Part III, Line 4:	- Description of Collections: Vanderbilt University maintains various collections of art, historical treasures, and other similar assets in departments across the University. Such collections include, but are not limited to, historical drawings; historical scientific instruments; historical furniture; paintings; photography; book collections; and other similar items and artifacts. All such collections further Vanderbilt's exempt purpose by providing historical materials for students and researchers, and by providing cultural, historical, and educational opportunities to Vanderbilt University students and the community at large through exhibits, displays, and loan or exchange programs. Part III, line 5: - Solicitation of Art, etc.: Vanderbilt University solicited works of art to be sold at fundraising events in silent auctions. The fair market value of these items can range in value, and in FY13 the fair market value of these items did not meet the thresholds required for Form 8282 to be filed.
	Part IV, Line 2b:	- Agency funds: Agency funds are held by Vanderbilt University, which serves as a custodian or fiscal agent for students, student groups, faculty, staff members, and other University related organizations.
Description of Intended Use of Endowment Funds:	Part V, Line 4:	- Endowment funds: Vanderbilt University's endowment funds, as related to Part V, are intended to be used for scholarships, fellowships, endowed academic chair support, and capital and operational support.

Schedule D (Form 990) 2012

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE E(Form 990 or 990-EZ)

Department of the TreasuryInternal Revenue Service

Schools

Complete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48. Right pointing arrow large image

Attach to Form 990 or Form 990-EZ.

OMB No. 1545-0047

2012

Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

YES

Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,

other governing instrument, or in a resolution of its governing body? ......................

Yes

Does the organization include a statement of its racially nondiscriminatory policy toward students in all its

brochures, catalogues, and other written communications with the public dealing with student admissions,

programs, and scholarships? ......................................

Yes

Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during

the period of solicitation for students, or during the registration period if it has no solicitation program, in a way

that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"

please explain. If you need more space use Part II. .............................

Yes

Does the organization maintain the following?

Records indicating the racial composition of the student body, faculty, and administrative staff? ..........

Yes

Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory

basis? ...............................................

Yes

Copies of all catalogues, brochures, announcements, and other written communications to the public dealing

with student admissions, programs, and scholarships? ...........................

Yes

Copies of all material used by the organization or on its behalf to solicit contributions? ..............

Yes

If you answered "No" to any of the above, please explain. If you need more space, use Part II.

Does the organization discriminate by race in any way with respect to:

Students' rights or privileges? .....................................

Admissions policies? .........................................

Employment of faculty or administrative staff? ..............................

Scholarships or other financial assistance? ................................

Educational policies? .........................................

Use of facilities? ...........................................

Athletic programs? ..........................................

Other extracurricular activities? .....................................

If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.

Does the organization receive any financial aid or assistance from a governmental agency? ...........

Yes

Has the organization's right to such aid ever been revoked or suspended? ...................

If you answered "Yes" to either line 6a or line 6b, explain on Part II.

Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05

of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.

Yes

Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50085D

Schedule E (Form 990 or 990-EZ) 2012

Schedule E (Form 990 or 990EZ) 2012

Page 2

Part II

Supplemental Information. Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).

Identifier	Return Reference	Explanation
Explanation of Nondiscriminatory Policy Publication	Schedule E, Part I, Line 3	Vanderbilt University's nondiscrimination policy is widely disseminated through various University-related websites, online application portals, orientation sessions, publication in catalogs, application materials and handbooks. - See Part II for additional detail.
	Schedule E, line 3, Summary of Nondiscrimination Policy:	In compliance with federal law, including the provisions of Title VII of the Civil Rights Act of 1964, Title IX of the Education Amendments of 1972, Sections 503 and 504 of the Rehabilitation Act of 1973, the Americans with Disabilities Act (ADA) of 1990, the ADA Amendments Act of 2008, Executive Order 11246, and the Uniformed Services Employment and Reemployment Rights Act, as amended, and the Genetic Information Nondiscrimination Act of 2008, Vanderbilt University does not discriminate against individuals on the basis of their race, sex, religion, color, national or ethnic origin, age, disability, or military service, or genetic information in its administration of educational policies, programs, or activities, admissions policies, scholarship and loan programs, athletic or other University-administered programs, or employment. In addition, the University does not discriminate against individuals on the basis of their sexual orientation, gender identity, or gender expression consistent with the University's nondiscrimination policy.
	Schedule E, line 6, Explanation of Government Financial Aid:	Vanderbilt University participates in the following programs: Federal Pell Grants, Federal Supplemental Educational Opportunity Grants (FSEOG), Federal Direct Stafford Subsidized/Unsubsidized Loans, Federal Perkins Loans, Federal Direct Graduate Plus Loans, Federal Direct Parent Loan for Undergraduate Students (PLUS Loans), Federal Work Study Program, Tennessee Student Assistance Awards, and the Tennessee Education Lottery Scholarship Program. Vanderbilt University also receives various federal and state grants and contracts for academic and scientific research.

Schedule E (Form 990 or 990-EZ) 2012

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

See separate instructions.

OMB No. 1545-0047

2012

Open to Public Inspection

Name of the organization
Vanderbilt University

Employer identification number

62-0476822

Part I

General Information on Activities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 14b.

For grantmakers. Does the organization maintain records to substantiate the amount of the grants or

assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award

the grants or assistance? ...................................

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside
the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in region	(d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in region	(f) Total expenditures for and investments in region
	Europe	0	0	Fundraising	N/A	3,900
	Central America/Caribbean	0	6	Grantmaking	N/A	593,045
	East Asia and the Pacific	0	3	Grantmaking	N/A	1,353,589
	Europe	0	5	Grantmaking	N/A	2,588,739
	Middle East and North Africa	0	0	Grantmaking	N/A	173,363
	North America	0	4	Grantmaking	N/A	1,022,737
	South America	0	6	Grantmaking	N/A	1,525,091
	South Asia	0	0	Grantmaking	N/A	109,539
	Sub-Saharan Africa	0	0	Grantmaking	N/A	9,954,435
	Central America/Caribbean	0	0	Investments	N/A	1,398,146,815
	East Asia and the Pacific	0	0	Investments	N/A	129,705,342
	Europe	0	0	Investments	N/A	187,499,198
	North America	0	0	Investments	N/A	22,975,068
	South America	0	0	Investments	N/A	61,743,764
	South Asia	0	0	Investments	N/A	37,382,770
	Sub-Saharan Africa	0	0	Investments	N/A	32,945,266
	Central America/Caribbean	0	22	Program Services	Education/Research/ Health-care/ Public Service	1,015,961
	East Asia and the Pacific	0	5	Program Services	Education/Research/ Health-care/ Public Service	1,166,377
	Europe	2	17	Program Services	Education/Research/ Health-care/ Public Service	4,967,362
	Middle East and North Africa	0	1	Program Services	Education/Research/ Health-care/ Public Service	760,819
	North America	0	2	Program Services	Education/Research/ Health-care/ Public Service	735,384
	Russia/Independent States	0	0	Program Services	Education/Research/ Health-care/ Public Service	31,566
	South America	0	21	Program Services	Education/Research/ Health-care/ Public Service	1,362,056
	South Asia	0	13	Program Services	Education/Research/ Health-care/ Public Service	270,553
	Sub-Saharan Africa	3	296	Program Services	Education/Research/ Health-care/ Public Service	6,550,659
	Central America/Caribbean	0	0	Send Agents to Seminar	N/A	500
	East Asia and the Pacific	0	0	Send Agents to Seminar	N/A	48,482
	Europe	0	0	Send Agents to Seminar	N/A	108,789
	Middle East and North Africa	0	0	Send Agents to Seminar	N/A	11,519
	North America	0	0	Send Agents to Seminar	N/A	35,344
	Russia/Independent States	0	0	Send Agents to Seminar	N/A	456
	South America	0	0	Send Agents to Seminar	N/A	2,421
	South Asia	0	0	Send Agents to Seminar	N/A	1,851
	Sub-Saharan Africa			Send Agents to Seminar	N/A	4,207
3a	Sub-total .....	0	24			7,370,003
b	Total from continuation sheets to Part I ...	5	377			1,897,426,964
c	Totals (add lines 3a and 3b)	5	401			1,904,796,967

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2012

Schedule F (Form 990) 2012

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement	(h) Description of non-cash assistance	(i) Method of valuation (book, FMV, appraisal, other)
Central America and the Caribbean	Academic Research	79,479	Wire	N/A	N/A
Central America and the Caribbean	Academic Research	238,412	Wire	N/A	N/A
Central America and the Caribbean	Academic Research	53,325	Wire	N/A	N/A
Central America and the Caribbean	Academic Research	12,320	Wire	N/A	N/A
Central America and the Caribbean	Academic Research	22,850	Wire	N/A	N/A
Central America and the Caribbean	Academic Research	18,460	Wire	N/A	N/A
East Asia and the Pacific	Academic Research	12,865	Wire	N/A	N/A
East Asia and the Pacific	Academic Research	165,933	Wire	N/A	N/A
East Asia and the Pacific	Academic Instruction	58,110	Wire	N/A	N/A
Europe (Including Iceland and Greenland)	Academic Research	253,250	Wire	N/A	N/A
Europe (Including Iceland and Greenland)	Academic Research	22,020	Wire	N/A	N/A
Europe (Including Iceland and Greenland)	Academic Research	186,480	Check	N/A	N/A
Europe (Including Iceland and Greenland)	Academic Research	362,805	Wire	N/A	N/A
Europe (Including Iceland and Greenland)	Academic Research	200,060	Wire	N/A	N/A
North America	Academic Research	332,371	Wire	N/A	N/A
North America	Academic Research	155,866	Check	N/A	N/A
North America	Academic Research	32,635	Check	N/A	N/A
North America	Academic Research	140,973	Check	N/A	N/A
South America	Academic Research	18,750	Wire	N/A	N/A
South America	Academic Research	5,650	Wire	N/A	N/A
South America	Academic Research	18,023	Wire	N/A	N/A
South America	Academic Research	42,066	Wire	N/A	N/A
South America	Academic Research	24,350	Check	N/A	N/A
South America	Academic Research	224,461	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	21,460	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	5,000	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	3,769	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	3,769	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	1,895	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	7,299	Wire	N/A	N/A
Europe	Subcontracts - Research	25,000	Wire	N/A	N/A
Europe	Subcontracts - Research	7,315	Wire	N/A	N/A
Europe	Subcontracts - Research	25,000	Wire	N/A	N/A
Europe	Subcontracts - Research	6,605	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	25,000	Check	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	14,960	Check	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	16,650	Check	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	3,330	Check	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	3,330	Check	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	3,330	Check	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	25,000	Check	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	108,444	Check	N/A	N/A
South Asia	Subcontracts - Education and Research	4,760	Wire	N/A	N/A
South Asia	Subcontracts - Education and Research	750	Wire	N/A	N/A
South Asia	Subcontracts - Education and Research	2,450	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	11,655	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	11,655	Wire	N/A	N/A
North America	Subcontracts - Research	19,133	Check	N/A	N/A
North America	Subcontracts - Research	19,133	Check	N/A	N/A
North America	Subcontracts - Research	17,800	Check	N/A	N/A
North America	Subcontracts - Research	20,467	Check	N/A	N/A
Europe	Subcontracts - Research	14,715	Check	N/A	N/A
Europe	Subcontracts - Research	135,532	Check	N/A	N/A
East Asia and the Pacific	Subcontracts - Education and Research	26,244	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Education and Research	14,060	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Education and Research	11,126	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	12,420	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	12,420	Wire	N/A	N/A
Europe	Subcontracts - Research	53,107	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	54,874	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	38,065	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research and Patient Care	9,475,979	Wire	N/A	N/A
South America	Subcontracts - Research	45,900	Wire	N/A	N/A
South America	Subcontracts - Research	45,900	Wire	N/A	N/A
South America	Subcontracts - Research	20,000	Wire	N/A	N/A
South America	Subcontracts - Education and Research	10	Wire	N/A	N/A
South America	Subcontracts - Education and Research	2,725	Wire	N/A	N/A
South America	Subcontracts - Education and Research	1,116	Wire	N/A	N/A
South America	Subcontracts - Research	167,202	Wire	N/A	N/A
South America	Subcontracts - Research	167,202	Wire	N/A	N/A
South America	Subcontracts - Research	172,096	Check	N/A	N/A
South America	Subcontracts - Research	68,060	Wire	N/A	N/A
South America	Subcontracts - Research	68,532	Wire	N/A	N/A
South America	Subcontracts - Research	56,667	Wire	N/A	N/A
South America	Subcontracts - Research	4,390	Wire	N/A	N/A
South America	Subcontracts - Research	3,985	Wire	N/A	N/A
South America	Subcontracts - Research	455	Wire	N/A	N/A
South America	Subcontracts - Research	3,520	Wire	N/A	N/A
South America	Subcontracts - Research	4,305	Wire	N/A	N/A
South America	Subcontracts - Research	4,410	Wire	N/A	N/A
South America	Subcontracts - Research	3,897	Wire	N/A	N/A
South America	Subcontracts - Research	4,515	Wire	N/A	N/A
South America	Subcontracts - Research	5,769	Wire	N/A	N/A
Middle East and North Africa	Subcontracts - Research	25,000	Check	N/A	N/A
Middle East and North Africa	Subcontracts - Research	18,353	Check	N/A	N/A
Middle East and North Africa	Subcontracts - Research	26,847	Check	N/A	N/A
Europe	Subcontracts - Research	49,773	Check	N/A	N/A
Europe	Subcontracts - Research	46,843	Check	N/A	N/A
Europe	Subcontracts - Research	31,886	Check	N/A	N/A
Europe	Subcontracts - Research	27,026	Check	N/A	N/A
Europe	Subcontracts - Research	22,313	Check	N/A	N/A
Middle East and North Africa	Subcontracts - Research	172	Check	N/A	N/A
Middle East and North Africa	Subcontracts - Research	2,227	Check	N/A	N/A
Middle East and North Africa	Subcontracts - Research	7,539	Check	N/A	N/A
Middle East and North Africa	Subcontracts - Research	8,240	Check	N/A	N/A
Middle East and North Africa	Subcontracts - Research	12,446	Check	N/A	N/A
Middle East and North Africa	Subcontracts - Research	1,498	Check	N/A	N/A
Central America and the Carribean	Subcontracts - Research	7,052	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	7,912	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	7,520	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	14,291	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	6,963	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	7,520	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	7,520	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	7,520	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	14,043	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	7,520	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	7,520	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	7,520	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	7,520	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Research	8,942	Wire	N/A	N/A
North America	Subcontracts - Research	20,111	Check	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	7,371	Wire	N/A	N/A
Europe	Subcontracts - Research	2,155	Wire	N/A	N/A
Europe	Subcontracts - Research	3,283	Wire	N/A	N/A
Europe	Subcontracts - Research	5,472	Wire	N/A	N/A
Europe	Subcontracts - Research	62,500	Check	N/A	N/A
Europe	Subcontracts - Research	50,760	Check	N/A	N/A
Europe	Subcontracts - Research	4,320	Check	N/A	N/A
Europe	Subcontracts - Research	87,500	Check	N/A	N/A
South America	Subcontracts - Education and Research	34,142	Wire	N/A	N/A
Europe	Subcontracts - Research	4,432	Wire	N/A	N/A
Europe	Subcontracts - Research	3,119	Wire	N/A	N/A
North America	Subcontracts - Research	25,000	Wire	N/A	N/A
North America	Subcontracts - Research	55,001	Wire	N/A	N/A
North America	Subcontracts - Research	73,428	Wire	N/A	N/A
South Asia	Subcontracts - Education and Research	31,251	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Education and Research	25,000	Check	N/A	N/A
Central America and the Carribean	Subcontracts - Education and Research	15,000	Check	N/A	N/A
North America	Subcontracts - Research	36,167	Check	N/A	N/A
North America	Subcontracts - Education and Research	8,750	Check	N/A	N/A
North America	Subcontracts - Education and Research	1,275	Check	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	6,498	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	2,672	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	119,558	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Education and Research	8,728	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Education and Research	2,182	Wire	N/A	N/A
South Asia	Subcontracts - Education and Research	9,693	Wire	N/A	N/A
South Asia	Subcontracts - Research	60,635	Wire	N/A	N/A
Europe	Subcontracts - Education and Research	19,532	Wire	N/A	N/A
Europe	Subcontracts - Research	12,715	Wire	N/A	N/A
Europe	Subcontracts - Research	6,529	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	54,000	Check	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	8,640	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	71,149	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	85,539	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	75,159	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	106,682	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	19,968	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	19,968	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	8,647	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	15,000	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	95,139	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Education and Research	7,202	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	15,000	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	18,000	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Education and Research	2,592	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	4,378	Wire	N/A	N/A
Europe	Subcontracts - Research	8,168	Check	N/A	N/A
Europe	Subcontracts - Research	9,704	Check	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	6,000	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	11,924	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	7,076	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	1,080	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	7,571	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	5,568	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	1,393	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	2,410	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	2,410	Wire	N/A	N/A
Europe	Subcontracts - Research	9,000	Check	N/A	N/A
South America	Subcontracts - Research	8,816	Wire	N/A	N/A
South America	Subcontracts - Research	35,265	Wire	N/A	N/A
South America	Subcontracts - Research	17,536	Wire	N/A	N/A
South America	Subcontracts - Research	8,707	Wire	N/A	N/A
South America	Subcontracts - Research	10,529	Wire	N/A	N/A
South America	Subcontracts - Research	9,219	Wire	N/A	N/A
South America	Subcontracts - Research	2,348	Wire	N/A	N/A
South America	Subcontracts - Research	4,533	Wire	N/A	N/A
South America	Subcontracts - Research	1,915	Wire	N/A	N/A
South America	Subcontracts - Research	30,572	Wire	N/A	N/A
South America	Subcontracts - Research	21,338	Wire	N/A	N/A
South America	Subcontracts - Research	11,521	Wire	N/A	N/A
South America	Subcontracts - Research	41,182	Wire	N/A	N/A
South America	Subcontracts - Research	10,664	Wire	N/A	N/A
South America	Subcontracts - Research	9,313	Wire	N/A	N/A
South America	Subcontracts - Research	8,008	Wire	N/A	N/A
South America	Subcontracts - Research	21,886	Wire	N/A	N/A
Europe	Subcontracts - Research	51,320	Wire	N/A	N/A
Europe	Subcontracts - Research	51,320	Wire	N/A	N/A
Europe	Subcontracts - Research	97,176	Check	N/A	N/A
Europe	Subcontracts - Research	89,944	Wire	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	3,300	Check	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	3,300	Check	N/A	N/A
East Asia and the Pacific	Subcontracts - Research	3,300	Check	N/A	N/A
Europe	Subcontracts - Education and Research	7,025	Wire	N/A	N/A
Europe	Subcontracts - Research	8,323	Check	N/A	N/A
Europe	Subcontracts - Research	986	Check	N/A	N/A
Europe	Subcontracts - Research	15,691	Check	N/A	N/A
Europe	Subcontracts - Research	24	Check	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	30,489	Wire	N/A	N/A
South America	Subcontracts - Research	40,800	Wire	N/A	N/A
South America	Subcontracts - Research	12,844	Wire	N/A	N/A
Europe	Subcontracts - Research	257,831	Check	N/A	N/A
Europe	Subcontracts - Research	111,848	Check	N/A	N/A
Europe	Subcontracts - Research	76,000	Check	N/A	N/A
Europe	Subcontracts - Research	36,174	Check	N/A	N/A
Middle East and North Africa	Subcontracts - Research	14,610	Wire	N/A	N/A
Middle East and North Africa	Subcontracts - Research	11,117	Wire	N/A	N/A
Middle East and North Africa	Subcontracts - Research	11,115	Wire	N/A	N/A
Middle East and North Africa	Subcontracts - Research	5,971	Wire	N/A	N/A
Middle East and North Africa	Subcontracts - Research	4,827	Wire	N/A	N/A
Middle East and North Africa	Subcontracts - Research	4,023	Wire	N/A	N/A
Middle East and North Africa	Subcontracts - Research	4,012	Wire	N/A	N/A
Middle East and North Africa	Subcontracts - Research	4,016	Wire	N/A	N/A
Middle East and North Africa	Subcontracts - Research	4,016	Wire	N/A	N/A
Middle East and North Africa	Subcontracts - Research	3,474	Wire	N/A	N/A
Middle East and North Africa	Subcontracts - Research	3,861	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	9,677	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	4,587	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	4,571	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	11,256	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	15,215	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	12,444	Wire	N/A	N/A
Europe	Subcontracts - Research	12,989	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	7,465	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	1,018	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Research	194	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	11,311	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	14,485	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Education and Research	4,913	Wire	N/A	N/A
Central America and the Carribean	Subcontracts - Education and Research	3,925	Wire	N/A	N/A
North America	Subcontracts - Research	22,071	Check	N/A	N/A
North America	Subcontracts - Research	14,830	Check	N/A	N/A
North America	Subcontracts - Research	27,728	Check	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	57,266	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	19,089	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - Education and Research	24,840	Wire	N/A	N/A
Europe	Subcontracts - Research	3,986	Check	N/A	N/A
Europe	Subcontracts - Research	9,182	Check	N/A	N/A
Sub-Saharan Africa	Subcontracts - Patient Care	42,184	Check	N/A	N/A
Sub-Saharan Africa	Subcontracts - General	13,937	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - General	13,478	Wire	N/A	N/A
Sub-Saharan Africa	Subcontracts - General	32,517	Wire	N/A	N/A

Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .... MediumBullet

Enter total number of other organizations or entities ....................... MediumBullet

Schedule F (Form 990) 2012

Schedule F (Form 990) 2012Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance		(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement	(f) Amount of non-cash assistance	(g) Description of non-cash assistance	(h) Method of valuation (book, FMV, appraisal, other)

Schedule F (Form 990) 2012

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2012

Page 5

Part V

Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).

Identifier	ReturnReference	Explanation
Procedure for Monitoring Grants Outside the U.S.:		Schedule F, Part I, Line 2: - Monitoring Use of Grant Funds: Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients located outside of the United States who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient monitoring guidelines are available online at the following web address: http://www.vanderbilt.edu/ocga/vupolicies/subrecipient/ subrecipientsmonitoringguidelinesfinal.pdf
Method Used to Acccount for Expenditures:		Schedule F, Part I, Line 3: - Accounting method for Reporting Expenses: Expenses reported in Schedule F, Part I, Line 3 and Part II, Line 1 are derived from Vanderbilt's books and records, which are maintained on the accrual basis of accounting.

Schedule F (Form 990) 2012

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part. right arrow

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.

OMB No. 1545-0047

2012

Open to Public Inspection

Name of the organization
Vanderbilt University

Employer identification number

62-0476822

Part I

Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

Yes

If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
			Yes	No
	Ruffalo Cody LLC 65 Kirkwood North Road SW Cedar Rapids, IA52404	Call Center		No	942,264	467,437	474,827
	True Sense Marketing 155 Commerce Drive Freedom, PA15042	Consulting Regarding Annual Giving Direct Appeals		No	129,219	59,170	70,049
	Grenzebach Glier and Associates 401 N Michigan Avenue Suite 2800 Chicago, IL60611	Consulting Services Related to Fundraising Programs		No	0	83,484	0







Total .................					1,071,483	610,091	544,876

List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.

For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2012

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

		(a) Event #1 Rascal Flatts - Behind the Music (event type)	(b) Event #2 Friends in Fashion (event type)	(c) Other events 10 (total number)	(d) Total events (add col. (a) through col. (c))
1	Gross receipts . . .	262,650	157,423	519,712	939,785
2	Less: Contributions . .	145,749	96,934	361,595	604,278
3	Gross income (line 1 minus line 2) . . .	116,901	60,489	158,117	335,507
4	Cash prizes . . .
5	Noncash prizes . .	30,800	14,015	9,421	54,236
6	Rent/facility costs . .	57,660		40,752	98,412
7	Food and beverages .	25,945	27,511	7,110	60,566
8	Entertainment . . .	1,560	3,557	10,060	15,177
9	Other direct expenses .	6,344	18,186	84,044	108,574
10	Direct expense summary. Add lines 4 through 9 in column (d) ...........				336,965
11	Net income summary. Combine line 3, column (d), and line 10. ..........				-1,458

Part III

Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

(a) Bingo

(b) Pull tabs/Instant
bingo/progressive bingo

(c) Other gaming

(d) Total gaming (add col.(a) through col.(c))

Gross revenue . . . .

Cash prizes . . . .

Non-cash prizes . . .

Rent/facility costs . . .

Other direct expenses . .

Volunteer labor . . .

	Yes
	No

	Yes
	No

	Yes
	No

Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow

Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow

Enter the state(s) in which the organization operates gaming activities:

Is the organization licensed to operate gaming activities in each of these states? ............

YesNo

If "No," explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2012

Page 3

Does the organization operate gaming activities with nonmembers? .................

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? ..........................

YesNo

Indicate the percentage of gaming activity operated in:

The organization's facility ......................

13a

An outside facility ........................

13b

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? ......................................

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? ............................

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).

Identifier	Return Reference	Explanation
Explanation of Fundraising Payments	Schedule G, Part I, Line 2b, Column (v)	- Ruffalocody: The total amount paid to Ruffalocody for Fiscal Year 2013 was $481,688 which includes professional fundraising fees of $467,437 and fundraising expenses of $14,251. The contract between Vanderbilt University and Ruffalocody calls for the reimbursement of fundraising expenses incurred by Ruffalocody, such as printing and postage, which are invoiced separately from telemarketing services fees. Schedule G, Part I, Line 2b, Column (v): - True Sense Marketing: The total amount paid to True Sense Marketing for Fiscal Year 2013 was $73,242, which includes professional fundraising fees of $59,170 and postage of $14,072. The contract between Vanderbilt University and True Sense Marketing calls for the reimbursement of travel related fundraising expenses, printing and postage incurred by True Sense Marketing, which are invoiced as incurred. Schedule G, Part I, Line 2b, Column (v): - Grenzebach Glier and Associates: The total amount paid to Grenzebach Glier and Associates for Fiscal Year 2013 was $92,948, which includes professional fundraising fees of $83,484 and expenses of $9,464. The contract between Vanderbilt University and Grenzebach Glier and Associates calls for the reimbursement of travel related fundraising expenses incurred by Grenzebach Glier and Associates, such as airfare and hotel, which are invoiced as incurred. Grenzebach Glier and Associates provide consulting services for Vanderbilt University's overall fundraising program. They do not raise funds for Vanderbilt or help raise funds for a specific purpose.

Schedule G (Form 990 or 990-EZ) 2012

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE H (Form 990)

Department of the Treasury
Internal Revenue Service

Hospitals

Complete if the organization answered "Yes" to Form 990, Part IV, question 20.
MediumBullet

Attach to Form 990. MediumBullet

See separate instructions.

OMB No. 1545-0047

2012

Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Financial Assistance and Certain Other Community Benefits at Cost

Yes

Did the organization have a financial assistance policy during the tax year? If "No," skip to question 6a ...

Yes

If "Yes," was it a written policy? .......................

Yes

If the organization had multiple hospital facilities, indicate which of the following best describes application of the financial assistance policy to its various hospital facilities during the tax year.

Applied uniformly to all hospital facilities Applied uniformly to most hospital facilities Generally tailored to individual hospital facilities

Answer the following based on the financial assistance eligibility criteria that applied to the largest number of the organization's patients during the tax year.

Did the organization use Federal Poverty Guidelines (FPG) as a factor in determining eligibility for providing free care?

If "Yes," indicate which of the following was the FPG family income limit for eligibility for free care:

Yes

100% 150% 200% Other %

Did the organization use FPG as a factor in determining eligibility for providing discounted care? If "Yes," indicate

which of the following was the family income limit for eligibility for discounted care: .........

Yes

200% 250% 300% 350% 400% Other %

If the organization used factors other than FPG in determining eligibility, describe in Part VI the income based criteria for determining eligibility for free or discounted care. Include in the description whether the organization used an asset test or other threshold, regardless of income, as a factor in determining eligibility for free or discounted care.

Did the organization's financial assistance policy that applied to the largest number of its patients during the tax year provide for free or discounted care to the "medically indigent"? ..............

Yes

Did the organization budget amounts for free or discounted care provided under its financial assistance policy during the tax year? ............................

Yes

If "Yes," did the organization's financial assistance expenses exceed the budgeted amount? ......

Yes

If "Yes" to line 5b, as a result of budget considerations, was the organization unable to provide free or discountedcare to a patient who was eligibile for free or discounted care? ..............

Did the organization prepare a community benefit report during the tax year? ..........

Yes

If "Yes," did the organization make it available to the public? ..............

Yes

Complete the following table using the worksheets provided in the Schedule H instructions. Do not submit these worksheets with the Schedule H.

Financial Assistance and Certain Other Community Benefits at Cost

Financial Assistance and Means-Tested Government Programs		(c) Total community benefit expense	(d) Direct offsetting revenue	(e) Net community benefit expense	(f) Percent of total expense
a	Financial Assistance at cost (from Worksheet 1) ..	117,614,026	0	117,614,026	3.000 %
b	Medicaid (from Worksheet 3, column a) ....	312,198,478	251,296,404	60,902,074	1.550 %
c	Costs of other means-tested government programs (from Worksheet 3, column b) .
d	Total Financial Assistance and Means-Tested Government Programs .	429,812,504	251,296,404	178,516,100	4.550 %
Other Benefits		5,677,740	0	5,677,740	0.140 %
e	Community health improvement services and community benefit operations (from Worksheet 4) ..	5,677,740	0	5,677,740	0.140 %
f	Health professions education (from Worksheet 5) ..	115,474,998	26,344,667	89,130,331	2.270 %
g	Subsidized health services (from Worksheet 6) ..
h	Research (from Worksheet 7)	503,927,177	7,726,063	496,201,114	12.660 %
i	Cash and in-kind contributions for community benefit (from Worksheet 8)
j	Total. Other Benefits ..	625,079,915	34,070,730	591,009,185	15.070 %
k	Total. Add lines 7d and 7j .	1,054,892,419	285,367,134	769,525,285	19.620 %

For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat. No. 50192T Schedule H (Form 990) 2012

Schedule H (Form 990) 2012

Page

Part II

Community Building Activities Complete this table if the organization conducted any community building activities during the tax year, and describe in Part VI how its community building activities promoted the health of the communities it serves.

		(a) Number of activities or programs (optional)	(b) Persons served (optional)	(c) Total community building expense	(d) Direct offsetting revenue	(e) Net community building expense	(f) Percent of total expense
1	Physical improvements and housing
2	Economic development
3	Community support
4	Environmental improvements
5	Leadership development and training for community members
6	Coalition building
7	Community health improvement advocacy
8	Workforce development
9	Other
10	Total

Part III

Bad Debt, Medicare, & Collection Practices

Section A. Bad Debt Expense

Yes

Did the organization report bad debt expense in accordance with Heathcare Financial Management Association Statement No. 15? ..........................

Yes

Enter the amount of the organization's bad debt expense. Explain in Part VI the methodology used by the organization to estimate this amount. ......

20,212,370

Enter the estimated amount of the organization's bad debt expense attributable to patients eligible under the organization's financial assistance policy. Explain in Part VI the methodology used by the organization to estimate this amount and the rationale, if any, for including this portion of bad debt as community benefit. ......

3,926,113

Provide in Part VI the text of the footnote to the organization’s financial statements that describes bad debt expense or the page number on which this footnote is contained in the attached financial statements.

Section B. Medicare

Enter total revenue received from Medicare (including DSH and IME).....

341,860,811

Enter Medicare allowable costs of care relating to payments on line 5.....

395,682,552

Subtract line 6 from line 5. This is the surplus (or shortfall)........

-53,821,741

Describe in Part VI the extent to which any shortfall reported in line 7 should be treated as community benefit.Also describe in Part VI the costing methodology or source used to determine the amount reported on line 6.Check the box that describes the method used:

Cost accounting system Cost to charge ratio Other

Section C. Collection Practices

Did the organization have a written debt collection policy during the tax year? ..........

Yes

If "Yes," did the organization’s collection policy that applied to the largest number of its patients during the tax year contain provisions on the collection practices to be followed for patients who are known to qualify for financial assistance? Describe in Part VI.......................

Part IV

Management Companies and Joint Ventures(owned 10% or more by officers, directors, trustees, key employees, and physicians—see instructions)

(a) Name of entity	(b) Description of primary activity of entity	(c) Organization's profit % or stock ownership %	(d) Officers, directors, trustees, or key employees' profit % or stock ownership %	(e) Physicians' profit % or stock ownership %
11 Ambulatory Surgery Center of Cool Springs LLC	Ambulatory Surgery Center	51.020 %	0 %	16.260 %
22 Vanderbilt Imaging Services LLC	Radiology Services	66.670 %	0 %	33.330 %
33 New Light Imaging LLC	Outpatient Diagnostic Imaging	66.670 %	0 %	33.330 %
44 One Hundred Oaks Imaging LLC	Outpatient Diagnostic Imaging	80.000 %	0 %	20.000 %
55 Williamson Imaging LLC	Outpatient Diagnostic Imaging	53.340 %	0 %	26.660 %
66 VIP Midsouth LLC	Pediatric Clinics	46.220 %	0 %	53.780 %
77 Springfield VIP Realty LLC	Own Real Estate Used as Medical Facility	49.000 %	0 %	51.000 %
8
9
10
11
12
13

Schedule H (Form 990) 2012

Page

Part VFacility Information

Section A. Hospital Facilities (list in order of size from largest to smallest—see instructions) How many hospital facilities did the organization operate during the tax year?2 Name, address, and primary website address
1	Vanderbilt Univ Hospitals & Clinics 1211 22nd Avenue South Nashville,TN37212	X	X	X	X	X	X
2	Vanderbilt Stallworth Rehab Hospital 2201 Childrens Way Nashville,TN37212	X

Schedule H (Form 990) 2012

Page

Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)

	Vanderbilt Univ Hospitals & Clinics
Name of hospital facility or facility reporting group

For single facility filers only: line Number of Hospital Facility (from Schedule H, Part V, Section A)

Yes

Community Health Needs Assessment (Lines 1 through 8c are optional for tax years begining on or before March 23, 2012)

During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 9....................

Yes

If “Yes,” indicate what the CHNA report describes (check all that apply):

A definition of the community served by the hospital facility

Demographics of the community

Existing health care facilities and resources within the community that are available to respond to the health needs of the community

How data was obtained

The health needs of the community

Primary and chronic disease needs and other health issues of uninsured persons, low-income persons, and minority groups

The process for identifying and prioritizing community health needs and services to meet the community health needs

The process for consulting with persons representing the community’s interests

Information gaps that limit the hospital facility’s ability to assess the community’s health needs

Other (describe in Part VI)

Indicate the tax year the hospital facility last conducted a CHNA: 20 12

In conducting its most recent CHNA, did the hospital facility take into account input from representatives of the community served by the hospital facility, including those with special knowledge of or expertise in public health? If “Yes,” describe in Part VI how the hospital facility took into account input from persons who represent the community, and identify the persons the hospital facility consulted ....................

Yes

Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If “Yes,” list the other hospital facilities in Part VI................................

Yes

Did the hospital facility make its CHNA report widely available to the public? .............

Yes

If “Yes,” indicate how the CHNA report was made widely available (check all that apply):

Hospital facility’s website

Available upon request from the hospital facility

Other (describe in Part VI)

If the hospital facility addressed needs identified in its most recently conducted CHNA, indicate how (check all that apply to date):

Adoption of an implementation strategy that addresses each of the community health needs identified through the CHNA

Execution of the implementation strategy

Participation in the development of a community-wide plan

Participation in the execution of a community-wide plan

Inclusion of a community benefit section in operational plans

Adoption of a budget for provision of services that address the needs identified in the CHNA

Prioritization of health needs in its community

Prioritization of services that the hospital facility will undertake to meet health needs in its community

Other (describe in Part VI)

Did the hospital facility address all of the needs identified in its most recently conducted CHNA? If “No,” explain in Part VI which needs it has not addressed and the reasons why it has not addressed such needs ........

Yes

Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)? ...........................

If "Yes" to line 8a, did the organization file Form 4720 to report the section 4959 excise tax? ......

If "Yes" to line 8b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $

Schedule H (Form 990) 2012

Page

Part VFacility Information (continued)

Financial Assistance Policy			Yes	No
9	Did the hospital facility have in place during the tax year a written financial assistance policy that:
	Explained eligibility criteria for financial assistance, and whether such assistance includes free or discounted care?	9	Yes
10	Used federal poverty guidelines (FPG) to determine eligibility for providing free care?...........	10	Yes
	If "Yes," indicate the FPG family income limit for eligibility for free care: 200.000000000000% If "No," explain in Part VI the criteria the hospital facility used.
11	Used FPG to determine eligibility for providing discounted care?.................	11	Yes
	If “Yes,” indicate the FPG family income limit for eligibility for discounted care: 250.000000000000% If "No," explain in Part VI the criteria the hospital facility used.
12	Explained the basis for calculating amounts charged to patients?.................	12	Yes
	If “Yes,” indicate the factors used in determining such amounts (check all that apply):
a	Income level
b	Asset level
c	Medical indigency
d	Insurance status
e	Uninsured discount
f	Medicaid/Medicare
g	State regulation
h	Other (describe in Part VI)
13	Explained the method for applying for financial assistance?...................	13	Yes
14	Included measures to publicize the policy within the community served by the hospital facility?.......	14		No
	If “Yes,” indicate how the hospital facility publicized the policy (check all that apply):
a	The policy was posted on the hospital facility’s website
b	The policy was attached to billing invoices
c	The policy was posted in the hospital facility’s emergency rooms or waiting rooms
d	The policy was posted in the hospital facility’s admissions offices
e	The policy was provided, in writing, to patients on admission to the hospital facility
f	The policy was available upon request
g	Other (describe in Part VI)
Billing and Collections
15	Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained actions the hospital facility may take upon non-payment?.......	15		No
16	Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the patient’s eligibility under the facility’s FAP:
a	Reporting to credit agency
b	Lawsuits
c	Liens on residences
d	Body attachments
e	Other similar actions (describe in Part VI)
17	Did the hospital facility or an authorized third party perform any of the following actions during the tax year before making reasonable efforts to determine the patient’s eligibility under the facility’s FAP?..........	17		No
	If “Yes,” check all actions in which the hospital facility or a third party engaged:
a	Reporting to credit agency
b	Lawsuits
c	Liens on residences
d	Body attachments
e	Other similar actions (describe in Part VI)

Schedule H (Form 990) 2012

Page

Part VFacility Information (continued)

Indicate which efforts the hospital facility made before initiating any of the actions listed in line 17 (check all that apply):

Notified individuals of the financial assistance policy on admission

Notified individuals of the financial assistance policy prior to discharge

Notified individuals of the financial assistance policy in communications with the patients regarding the patients’ bills

Documented its determination of whether patients were eligible for financial assistance under the hospital facility’s financial assistance policy

Other (describe in Part VI)

Policy Relating to Emergency Medical Care

Yes

Did the hospital facility have in place during the tax year a written policy relating to emergency medical care that requires the hospital facility to provide, without discrimination, care for emergency medical conditions to individuals regardless of their eligibility under the hospital facility’s financial assistance policy?..........

Yes

If “No,” indicate why:

The hospital facility did not provide care for any emergency medical conditions

The hospital facility’s policy was not in writing

The hospital facility limited who was eligible to receive care for emergency medical conditions (describe in Part VI)

Other (describe in Part VI)

Charges to Individuals Eligible for Assistance under the FAP (FAP-Eligible Individuals)

Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.

The hospital facility used its lowest negotiated commercial insurance rate when calculating the maximum amounts that can be charged

The hospital facility used the average of its three lowest negotiated commercial insurance rates when calculating the maximum amounts that can be charged

The hospital facility used the Medicare rates when calculating the maximum amounts that can be charged

Other (describe in Part VI)

During the tax year, did the hospital facility charge any FAP-eligible individuals to whom the hospital facility provided emergency or other medically necessary services, more than the amounts generally billed to individuals who had insurance covering such care? ............................

If “Yes,” explain in Part VI.

During the tax year, did the hospital facility charge any FAP-eligible individuals an amount equal to the gross charge for any service provided to that individual? .........................

If “Yes,” explain in Part VI.

Schedule H (Form 990) 2012

Page

Part VFacility Information (continued)

Section B. Facility Policies and Practices

(Complete a separate Section B for each of the hospital facilities or facility reporting groups listed in Part V, Section A)

	Vanderbilt Stallworth Rehab Hospital
Name of hospital facility or facility reporting group

For single facility filers only: line Number of Hospital Facility (from Schedule H, Part V, Section A)

Yes

Community Health Needs Assessment (Lines 1 through 8c are optional for tax years begining on or before March 23, 2012)

During the tax year or either of the two immediately preceding tax years, did the hospital facility conduct a community health needs assessment (CHNA)? If "No," skip to line 9....................

Yes

If “Yes,” indicate what the CHNA report describes (check all that apply):

A definition of the community served by the hospital facility

Demographics of the community

Existing health care facilities and resources within the community that are available to respond to the health needs of the community

How data was obtained

The health needs of the community

Primary and chronic disease needs and other health issues of uninsured persons, low-income persons, and minority groups

The process for identifying and prioritizing community health needs and services to meet the community health needs

The process for consulting with persons representing the community’s interests

Information gaps that limit the hospital facility’s ability to assess the community’s health needs

Other (describe in Part VI)

Indicate the tax year the hospital facility last conducted a CHNA: 20 12

Yes

Was the hospital facility’s CHNA conducted with one or more other hospital facilities? If “Yes,” list the other hospital facilities in Part VI................................

Yes

Did the hospital facility make its CHNA report widely available to the public? .............

Yes

If “Yes,” indicate how the CHNA report was made widely available (check all that apply):

Hospital facility’s website

Available upon request from the hospital facility

Other (describe in Part VI)

If the hospital facility addressed needs identified in its most recently conducted CHNA, indicate how (check all that apply to date):

Adoption of an implementation strategy that addresses each of the community health needs identified through the CHNA

Execution of the implementation strategy

Participation in the development of a community-wide plan

Participation in the execution of a community-wide plan

Inclusion of a community benefit section in operational plans

Adoption of a budget for provision of services that address the needs identified in the CHNA

Prioritization of health needs in its community

Prioritization of services that the hospital facility will undertake to meet health needs in its community

Other (describe in Part VI)

Yes

Did the organization incur an excise tax under section 4959 for the hospital facility's failure to conduct a CHNA as required by section 501(r)(3)? ...........................

If "Yes" to line 8a, did the organization file Form 4720 to report the section 4959 excise tax? ......

If "Yes" to line 8b, what is the total amount of section 4959 excise tax the organization reported on Form 4720 for all of its hospital facilities? $

Schedule H (Form 990) 2012

Page

Part VFacility Information (continued)

Financial Assistance Policy			Yes	No
9	Did the hospital facility have in place during the tax year a written financial assistance policy that:
	Explained eligibility criteria for financial assistance, and whether such assistance includes free or discounted care?	9	Yes
10	Used federal poverty guidelines (FPG) to determine eligibility for providing free care?...........	10	Yes
	If "Yes," indicate the FPG family income limit for eligibility for free care: 200.000000000000% If "No," explain in Part VI the criteria the hospital facility used.
11	Used FPG to determine eligibility for providing discounted care?.................	11	Yes
	If “Yes,” indicate the FPG family income limit for eligibility for discounted care: 400.000000000000% If "No," explain in Part VI the criteria the hospital facility used.
12	Explained the basis for calculating amounts charged to patients?.................	12	Yes
	If “Yes,” indicate the factors used in determining such amounts (check all that apply):
a	Income level
b	Asset level
c	Medical indigency
d	Insurance status
e	Uninsured discount
f	Medicaid/Medicare
g	State regulation
h	Other (describe in Part VI)
13	Explained the method for applying for financial assistance?...................	13	Yes
14	Included measures to publicize the policy within the community served by the hospital facility?.......	14		No
	If “Yes,” indicate how the hospital facility publicized the policy (check all that apply):
a	The policy was posted on the hospital facility’s website
b	The policy was attached to billing invoices
c	The policy was posted in the hospital facility’s emergency rooms or waiting rooms
d	The policy was posted in the hospital facility’s admissions offices
e	The policy was provided, in writing, to patients on admission to the hospital facility
f	The policy was available upon request
g	Other (describe in Part VI)
Billing and Collections
15	Did the hospital facility have in place during the tax year a separate billing and collections policy, or a written financial assistance policy (FAP) that explained actions the hospital facility may take upon non-payment?.......	15	Yes
16	Check all of the following actions against an individual that were permitted under the hospital facility's policies during the tax year before making reasonable efforts to determine the patient’s eligibility under the facility’s FAP:
a	Reporting to credit agency
b	Lawsuits
c	Liens on residences
d	Body attachments
e	Other similar actions (describe in Part VI)
17	Did the hospital facility or an authorized third party perform any of the following actions during the tax year before making reasonable efforts to determine the patient’s eligibility under the facility’s FAP?..........	17		No
	If “Yes,” check all actions in which the hospital facility or a third party engaged:
a	Reporting to credit agency
b	Lawsuits
c	Liens on residences
d	Body attachments
e	Other similar actions (describe in Part VI)

Schedule H (Form 990) 2012

Page

Part VFacility Information (continued)

Indicate which efforts the hospital facility made before initiating any of the actions listed in line 17 (check all that apply):

Notified individuals of the financial assistance policy on admission

Notified individuals of the financial assistance policy prior to discharge

Notified individuals of the financial assistance policy in communications with the patients regarding the patients’ bills

Documented its determination of whether patients were eligible for financial assistance under the hospital facility’s financial assistance policy

Other (describe in Part VI)

Policy Relating to Emergency Medical Care

Yes

If “No,” indicate why:

The hospital facility did not provide care for any emergency medical conditions

The hospital facility’s policy was not in writing

The hospital facility limited who was eligible to receive care for emergency medical conditions (describe in Part VI)

Other (describe in Part VI)

Charges to Individuals Eligible for Assistance under the FAP (FAP-Eligible Individuals)

Indicate how the hospital facility determined, during the tax year, the maximum amounts that can be charged to FAP-eligible individuals for emergency or other medically necessary care.

The hospital facility used its lowest negotiated commercial insurance rate when calculating the maximum amounts that can be charged

The hospital facility used the average of its three lowest negotiated commercial insurance rates when calculating the maximum amounts that can be charged

The hospital facility used the Medicare rates when calculating the maximum amounts that can be charged

Other (describe in Part VI)

If “Yes,” explain in Part VI.

During the tax year, did the hospital facility charge any FAP-eligible individuals an amount equal to the gross charge for any service provided to that individual? .........................

If “Yes,” explain in Part VI.

Schedule H (Form 990) 2012

Page

Part VFacility Information (continued)

Section C. Other Health Care Facilities That Are Not Licensed, Registered, or Similarly Recognized as a Hospital Facility (list in order of size, from largest to smallest) How many non-hospital health care facilities did the organization operate during the tax year?10
Name and address		Type of Facility (describe)
1	Ambulatory Surgery Ctr of Cool Springs 2009 Mallory Lane Suite 100 Franklin,TN37067	Ambulatory Surgery Treatment Center
2	SCA Nashville Surgery Center 1717 Patterson Street Nashville,TN37203	Ambulatory Surgery Treatment Center
3	Vanderbilt Maury Radiation Oncology 1003 Reserve Boulevard Spring Hill,TN37174	Ambulatory Surgery Treatment Center
4	Vanderbilt Williamson Cancer Ctr at Fran 2107 Edward Curd Lane Franklin,TN37067	Ambulatory Surgery Treatment Center
5	One Hundred Oaks Imaging 719 Thompson Lane Nashville,TN37204	Outpatient Diagnostic Center
6	Vanderbilt Gateway Cancer Center 375 Alfred Thun Road Clarksville,TN37040	Ambulatory Surgery Treatment Center
7	Spring Hill Imaging Center 5421 Main Street Spring Hill,TN37174	Outpatient Diagnostic Center
8	Cool Springs Imaging 2009 Mallory Lane Suite 150 Franklin,TN37067	Outpatient Diagnostic Center
9	Belle Meade Imaging 4525 Harding Road Suite 102 Nashville,TN37232	Outpatient Diagnostic Center
10	Hillsboro Imaging 1909 Acklen Avenue Nashville,TN37212	Outpatient Diagnostic Center

Schedule H (Form 990) 2012

Page

Part VI

Supplemental Information

Complete this part to provide the following information.

1	Required descriptions. Provide the descriptions required for Part I, lines 3c, 6a, and 7; Part II; Part III, lines 4, 8, and 9b; Part V, Section A; and Part V, Section B, lines 1j, 3, 4, 5c, 6i, 7, 10, 11, 12h, 14g, 16e, 17e, 18e, 19c, 19d, 20d, 21, and 22.
2	Needs assessment. Describe how the organization assesses the health care needs of the communities it serves, in addition to any needs assessments reported in Part V, Section B.
3	Patient education of eligibility for assistance. Describe how the organization informs and educates patients and persons who may be billed for patient care about their eligibility for assistance under federal, state, or local government programs or under the organization’s financial assistance policy.
4	Community information. Describe the community the organization serves, taking into account the geographic area and demographic constituents it serves.
5	Promotion of community health. Provide any other information important to describing how the organization’s hospital facilities or other health care facilities further its exempt purpose by promoting the health of the community (e.g., open medical staff, community board, use of surplus funds, etc.).
6	Affiliated health care system. If the organization is part of an affiliated health care system, describe the respective roles of the organization and its affiliates in promoting the health of the communities served.
7	State filing of community benefit report. If applicable, identify all states with which the organization, or a related organization, files a community benefit report.
8	Facility reporting group(s). If applicable, for each hospital facility in a facility reporting group provide the descriptions required for Part V, Section B, lines 1j, 3, 4, 5c, 6i, 7, 10, 11, 12h, 14g, 16e, 17e, 18e, 19c, 19d, 20d, 21, and 22.

Identifier	ReturnReference	Explanation
Costing Methodology - Charity Care:	Form 990, Schedule H, Part I, Line 7	The costing methodology used to calculate Charity Care and Certain Other Community Benefit costs reported was based on an overall cost-to-charge ratio for all patient populations.
Community Benefit Expense:	Form 990, Schedule H, Part I, Line 7(k), Column (f)	The total community benefit expense using Part I, Line 7, Column (c) (before direct offsetting revenue) as a percentage of total expenses is 26.99%.
Costing Methodology - Bad Debt Expense:	Form 990, Schedule H, Part III, Lines 2 & 3	The costing methodology used to calculate Bad Debt Expense reported in Part III, Lines 2 and 3 was based on an overall cost-to-charge ratio for all patient populations. Discounts and payments on accounts considered as bad debt offset the total bad debt expense recorded. The applicable accounts are estimated to be 20% of the total bad debts recorded.
Audited Financial Statements:	Form 990, Schedule H, Part III, Line 4	The audited financial statements of Vanderbilt University disclose the consolidated amount of bad debt expense, the preponderant portion of which is attributable to its hospitals and clinics. This information is contained in Footnote 3, Accounts Receivable, on page 22 of the audited financial statements.
Costing Methodology - Medicare Allowable Costs:	Form 990, Schedule H, Part III, Line 8	The costing methodology used to calculate Medicare allowable costs reported in Part III, Line 6 was based on an overall cost-to-charge ratio for all patient populations. Although Schedule H does not allow the reporting of Medicare shortfalls as a community benefit item, the hospital believes that shortfalls from government programs such as Medicare and Tricare (Federal Health Plan for military and their families) should be included in the community benefit calculation similar to Medicaid shortfalls. In FY13, such shortfalls amounted to $53.8 million.
Collection Practices:	Form 990, Schedule H, Part III, Line 9b	Although Vanderbilt University's policies do not contain provisions on the collection practices to be followed for patients who are known to qualify for financial assistance, in practice, if a patient qualifies for a 100% charity care write off, the account is closed and no further collection efforts are made. If a patient qualifies for a partial charity care write off, the account is reduced for the applicable charity discount and normal collection efforts are made.
Community Health Needs Assessment:	Form 990, Schedule H, Part V, Section B, Line 1(i), Facility 1	Vanderbilt University Hospitals and Clinics used multiple primary and secondary resources to assess the community's health needs and therefore was able to adequately identify the community's needs.
Community Health Needs Assessment:	Form 990, Schedule H, Part V, Section B, Line 3, Facility 1	The following describes the methodologies Vanderbilt University Hospitals and Clinics used to take into account input from persons who represent the community:- Online and paper surveys were used to seek the views of health care consumers and community leaders to identify gaps in services and health priorities in their communities. The survey was completed by 2,303 people.- Fourteen focus groups were conducted across the four counties that primarily represent the community served. In each county there was a focus group of community leaders from various sectors including education, government, healthcare, faith-based organizations, and business.
Community Health Needs Assessment:	Form 990, Schedule H, Part V, Section B, Line 4, Facility 1	Vanderbilt University Hospitals and Clinics also conducted a health needs assessment in partnership with its affiliated hospital Vanderbilt Stallworth Rehabilitation Hospital.
Community Health Needs Assessment - Web Address	Form 990, Schedule H, Part V, Section B, Line 5a, Facility 1	The Vanderbilt University Hospitals and Clinics Community Health Needs Assessment is accessible to the public via the following web address: http://www.vanderbilthealth.com/main/38766.
Community Health Needs Assessment:	Form 990, Schedule H, Part V, Section B, Line 6 (c) & (d), Facility 1	The Vanderbilt University Hospitals and Clinics implementation plan states that "Vanderbilt is situated in a region that has many health and health care stakeholders including public health, community healthcare providers, schools, social service providers, governmental agencies, and other entities. To achieve success in any of the three strategic areas, collaboration with these organizations is critical. To move from planning to implementation over the next three years, Vanderbilt will actively engage key community stakeholders to further refine these plans and work collaboratively to improve the health of our community."
Financial Assistance Policy:	Form 990, Schedule H, Part V, Section B, Line 14, Facility 1	Although Vanderbilt University Hospitals and Clinics' policies do not contain measures to publicize the policy, Vanderbilt did make the policy available to its community. See supplemental information for Part VI, Line 3 for Vanderbilt University Hospitals and Clinics.
Financial Assistance Policy:	Form 990, Schedule H, Part V, Section B, Line 15, Facility 1	See supplemental information for Part III, Line 9(b) for Vanderbilt University Hospitals and Clinics.
Charges to Individuals Eligible for Assistance Under the FAP:	Form 990, Schedule H, Part V, Section B, Line 20(d), Facility 1	The State of Tennessee requires each healthcare facility in the State to provide a discount from charges for uninsured patients. The discount is calculated for each hospital specifically and is based on the most recently filed Joint Annual Report with the State of Tennessee. For FY13, the state mandated discount for Vanderbilt was 39.8%. However, Vanderbilt voluntarily implemented a higher discount for the uninsured of 50%.
Community Health Needs Assessment:	Form 990, Schedule H, Part V, Section B, Line 1(i), Facility 2	Vanderbilt Stallworth Rehabilitation Hospital used multiple primary and secondary resources to assess the community's health needs and therefore was able to adequately identify the community's needs.
Community Health Needs Assessment:	Form 990, Schedule H, Part V, Section B, Line 3, Facility 2	The following describes the methodologies Vanderbilt Stallworth Rehabilitation Hospital used to take into account input from persons who represent the community:- Online and paper surveys were used to seek the views of health care consumers and community leaders to identify gaps in services and health priorities in their communities. The survey was completed by 2,303 people.- Fourteen focus groups were conducted across the four counties that primarily represent the community served. In each county there was a focus group of community leaders from various sectors including education, government, healthcare, faith-based organizations, and business.
Community Health Needs Assessment:	Form 990, Schedule H, Part V, Section B, Line 4, Facility 2	Vanderbilt Stallworth Rehabilitation Hospital also conducted a health needs assessment in partnership with its affiliated hospital Vanderbilt University Hospitals and Clinics.
Community Health Needs Assessment - Web Address	Form 990, Schedule H, Part V, Section B, Line 5a, Facility 2	The Vanderbilt Stallworth Rehabilitation Hospital Community Health Needs Assessment is accessible to the public via the following web address: http://www.vanderbiltstallworthrehab.com/en/our-approach/committed-to-quality.
Community Health Needs Assessment:	Form 990, Schedule H, Part V, Section B, Line 6 (c) & (d), Facility 2	The Vanderbilt Stallworth Rehabilitation Hospital implementation plan states that "Vanderbilt is situated in a region that has many health and health care stakeholders including public health, community healthcare providers, schools, social service providers, governmental agencies, and other entities. To achieve success in any of the three strategic areas, collaboration with these organizations is critical. To move from planning to implementation over the next three years, Vanderbilt will actively engage key community stakeholders to further refine these plans and work collaboratively to improve the health of our community."
Financial Assistance Policy:	Form 990, Schedule H, Part V, Section B, Line 14, Facility 2	Although Vanderbilt Stallworth Rehabilitation Hospital's policies do not contain measures to publicize the policy, Stallworth did make the policy available to its community. A summary of the policy is posted in the main elevator to the patient care units. Pre-Admitting, Registration, or Billing personnel may refer uninsured or low income patients to financial personnel to discuss qualifications for free or discounted care.
Charges to Individuals Eligible for Assistance Under the FAP:	Form 990, Schedule H, Part V, Section B, Line 20(d), Facility 2	Individuals without insurance are extended a 40% discount off gross charges which extends the discount required by Tennessee Code Annotated 68-11-262 - Limit on Amount of Charges for Services to an Uninsured Patient.
Needs Assessment:	Form 990, Schedule H, Part VI, Line 2	The hospitals and clinics play an active part in assessing the health care needs of the communities it serves by strategically targeting and providing essential health care services that would otherwise not be available to these patient populations. These services include high risk obstetrics, children's specialty services such as neonatal intensive care, pediatric intensive care, and hemophilia clinic as well as an adult aids program that is administered through the Department of Infectious Disease. Services have also been strategically implemented for underserved and economically disadvantaged areas and include the Vine Hill Community Clinic which is staffed by Nurse Practitioners, Certified Nurse Midwives, and Psychiatric Mental Health Nurse Practitioners from Vanderbilt University School of Nursing and the Shade Tree Family Clinic, a free health clinic run by Vanderbilt medical students.
Patient Education of Eligibility for Assitance:	Form 990, Schedule H, Part VI, Line 3	Patients are notified of potential assistance under Federal, State, or local government programs or under the organization's charity care policy via signage posted in the patient care registration points, brochures available at the registration points, and language included on all statements mailed to the patients. A summary of the Vanderbilt Stallworth Rehabilitation Hospital policy is posted in the main elevator to the patient care units. Pre-Admitting, Registration, or Billing personnel may refer uninsured or low income patients to financial personnel to discuss qualifications for free or discounted care.
Community Information:	Form 990, Schedule H, Part VI, Line 4, Facility 1	The Vanderbilt University Medical Center (VUMC), located in Nashville, Tennessee, serves Tennessee, northern Alabama and southern Kentucky. Three hospitals comprise the Vanderbilt Hospital System: the Vanderbilt University Hospital (adult care), the Monroe Carell, Jr. Children's Hospital at Vanderbilt and the Vanderbilt Psychiatric Hospital. Annually, the Vanderbilt University Hospitals have approximately 57,000 discharges. Annually, VUMC also provides approximately 1.7 million outpatient visits, including 110,000 to the emergency departments of the three hospitals. Vanderbilt University Hospitals provide critical and often unique health care resources to the community and provide broad access to care. The majority of Vanderbilt's patients live in four Tennessee counties: Davidson, Williamson, Rutherford and Montgomery.
Community Information:	Form 990, Schedule H, Part VI, Line 4, Facility 2	The Vanderbilt Stallworth Rehabilitation Hospital (Stallworth), located in Nashville, Tennessee, serves middle Tennessee, southern Kentucky, and the northern parts of Mississippi, Alabama and Georgia. This 80-bed hospital is a joint venture between Vanderbilt University Medical Center and HealthSouth and offers comprehensive acute rehabilitation services. Annually, Stallworth has approximately 1,600 discharges. The majority of Stallworth's patients live in four Tennessee counties: Davidson, Montgomery, Rutherford and Williamson.

Schedule H (Form 990) 2012

Additional Data

Software ID:
Software Version:

- TIN:

Schedule I
(Form 990)

Department of the Treasury
Internal Revenue Service

Grants and Other Assistance to Organizations,
Governments and Individuals in the United States

Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet

Attach to Form 990

OMB No. 1545-0047

2012

Open to Public
Inspection

Name of the organization
Vanderbilt University

Employer identification number
62-0476822

Part I

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................

Yes No

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Part II

Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of organization or government	(b) EIN	(c) IRC Code section if applicable	(d) Amount of cash grant	(h) Purpose of grant or assistance
(1) ABT Associates Inc 4550 Montgomery Avenue Suite 800N Bethesda,MD20814	52-6041929	N/A	226,459	Research
(2) Acorda Therapeutics Inc 420 Saw Mill River Rd Ardsley,NY10502	13-3831168	N/A	150,000	Subcontract - Research
(3) Aerospace Corporation 2310 East El Segundo Blvd El Segundo,CA90245	95-2102389	501(c)(3)	112,500	Research
(4) Albert Einstein College of Medicine 500 West 185th Street New York,NY10033	13-1624225	501(c)(3)	40,253	Subcontract - Research
(5) Alignment Nashville 1 Public Square Nashville,TN37201	45-0549393	501(c)(3)	50,000	Contribution
(6) Allegheny Singer Research Institute 320 E North Ave Pittsburgh,PA15212	25-1320493	501(c)(3)	34,523	Subcontract - Research
(7) American Heart Association 1101 Northchase Parkway Suite 1 Marietta,GA30067	13-5613799	501(c)(3)	166,500	Contribution
(8) Anatomic & Clinical Lab Assoc PC 2010 Church St Ste 615 Nashville,TN37203	62-1051717	N/A	10,424	Subcontract - Research
(9) APCO Worldwide Inc 700 12th Steet NW Suite 800 Washington,DC20005	13-3627625	N/A	132,821	Subcontract - Public Service
(10) Arizona State University Box 873503 Tempe,AZ85287	86-0196696	N/A	59,243	Subcontract - Research/Research
(11) Auburn University 301 Samford Hall Auburn,AL36849	63-6000724	501(c)(3)	108,428	Research
(12) Austin Peay University PO Box 4635 Clarksville,TN37044	62-0646576	N/A	48,376	Instruction
(13) Baylor College of Medicine 1 Baylor Plaza Houston,TX77030	74-1613878	501(c)(3)	225,943	Subcontract - Education and Research
(14) Baylor Research Institute 3310 Live Oak Suite 501 Dallas,TX75204	75-1921898	501(c)(3)	22,946	Subcontract - Research
(15) Baystate Medical Center Inc 759 Chestnut St Springfield,MA01199	04-2790311	501(c)(3)	18,089	Subcontract - Research
(16) Beech Creek Ministries Inc 3101 Curtis St Nashville,TN37218	36-4651466	501(c)(3)	11,750	Subcontract - Education and Research
(17) Belmont University 1900 Belmont Blvd Nashville,TN37203	62-0465076	501(c)(3)	130,903	Subcontract - Education and Research
(18) Beth Israel Deaconess Medical Center 330 Brookline Ave Boston,MA02215	04-2103881	501(c)(3)	267,110	Subcontract - Education and Research
(19) Bethlehem Centers of Nashville 1417 Charlotte Ave Nashville,TN37203	62-0843073	501(c)(3)	21,000	Subcontract - Education and Research
(20) Boston University 881 Commonwealth Avenue Boston,MA02215	04-2103547	501(c)(3)	40,252	Subcontract - Research/Research
(21) Brain Plasticity Inc 625 Market St Suite 610 San Francisco,CA94105	27-0600336	N/A	58,282	Subcontract - Education and Research
(22) Brandeis University 415 South St Msc 110 Waltham,MA02453	04-2103552	501(c)(3)	105,833	Subcontract - Research
(23) Bridges Domestic Violence Center PO Box 1592 Franklin,TN37605	62-1753127	501(c)(3)	6,000	Contribution
(24) Brigham & Womens Hospital Inc 75 Francis St Boston,MA02115	04-2312909	501(c)(3)	554,663	Subcontract - Research
(25) Brigham Young University PO Box 21128 Provo,UT84602	87-0217280	501(c)(3)	21,064	Subcontract - Research
(26) BrightStone PO Box 682966 Franklin,TN37064	62-1783260	501(c)(3)	7,500	Contribution
(27) Brown University 164 Angell Street Providence,RI02912	05-0258809	501(c)(3)	79,647	Subcontract - Education and Research
(28) Carnegie-Mellon University 5000 Forbes Avenue Pittsburgh,PA15213	25-0969449	501(c)(3)	54,852	Research
(29) Case Western Reserve University 10900 Euclid Avenue Cleveland,OH44106	34-1018992	501(c)(3)	515,027	Subcontract - Education and Research
(30) Cedars-Sinai Medical Center 8700 Beverly Boulevard 6732 West Hollywood,CA90048	95-1644600	501(c)(3)	57,736	Subcontract - Research
(31) Center for Biomedical Research LLC 1415 Old Weisgarber Rd Suite 200 Knoxville,TN37909	27-0952972	N/A	10,367	Subcontract - Research
(32) Centers for Family Life 5712 Spring House Way Brentwood,TN37027	62-1257266	501(c)(3)	6,500	Subcontract - Education and Research
(33) CFD Research Corporation 601 Genome Way Suite 2301 Huntsville,AL35806	63-9044385	N/A	112,069	Research
(34) Childrens Hospital Medical Center 3333 Burnet Ave Cincinnati,OH45229	31-0833936	501(c)(3)	168,756	Subcontract - Research
(35) Children's Hospital of Boston 300 Longwood Ave Boston,MA02115	04-2774441	501(c)(3)	94,451	Subcontract - Research
(36) Childrens Hospital of Los Angeles 4650 Sunset Boulevard Mailstop 97 Los Angeles,CA90027	95-1690977	501(c)(3)	19,987	Subcontract - Research
(37) Childrens Hospital of Philadelphia 34th Street and Civic Center Blvd Philadelphia,PA19104	23-1352166	501(c)(3)	285,157	Subcontract - Research/Research
(38) Children's Research Institute at Nationwide Children's Hospital 700 Childrens Drive Columbus,OH43205	31-6056230	501(c)(3)	98,308	Subcontract - Education and Research
(39) Christian Brothers University 650 East Parkway South Memphis,TN38104	62-0476666	N/A	5,519	Instruction
(40) Claremont Graduate University 150 East Tenth Street Harper Hall 152 Claremont,CA91711	95-1664100	501(c)(3)	679,212	Public Service, Research
(41) Cleveland Clinic Foundation 9500 Euclid Ave Cleveland,OH44195	34-0714585	501(c)(3)	293,997	Subcontract - Research/Research
(42) CNA Corporation 4825 Mark Center Drive Alexandria,VA22311	54-1558882	501(c)(3)	15,831	Research
(43) College of William and Mary 314 Jamestown Road Williamsburg,VA23185	54-6001718	N/A	17,697	Research
(44) Colorado School of Mines 1500 Illinois Street Golden,CO80401	84-6000551	N/A	18,564	Research
(45) Columbia University 2960 Broadway New York,NY10027	13-5598093	501(c)(3)	675,253	Subcontract - Education and Research/Research
(46) Community Campus Partnerships for Health UW Box 354809 Seattle,WA98915	94-3285533	501(c)(3)	35,640	Subcontract - Research
(47) Community Fdn of Middle TN Inc 3833 Cleghorn Ave Ste 400 Nashville,TN37215	62-1471789	501(c)(3)	6,500	Contribution
(48) Cooper Health Systems 1 Cooper Plz Camden,NJ08103	21-0634462	501(c)(3)	29,573	Subcontract - Research
(49) Cornell University 1300 York Ave New York,NY10065	13-1623978	501(c)(3)	978,030	Subcontract - Education and Research/Research
(50) Cumberland Pharmaceuticals Inc 2525 West End Ave Ste 950 Nashville,TN37203	62-1765329	N/A	52,848	Subcontract - Research
(51) Dana Farber Cancer Institute 44 Binney St Boston,MA02115	04-2263040	501(c)(3)	223,532	Subcontract - Research/Research
(52) Dartmouth College 7 Lebanon St Ste 302 Hanover,NH03755	02-0222111	501(c)(3)	190,636	Subcontract - Education and Research
(53) David Lipscomb University One University Park Dr Nashville,TN37204	62-0485733	501(c)(3)	72,557	Subcontract - Education and Research
(54) Delaware State University Administration Building Room 307 Dover,DE19901	51-0305893	501(c)(3)	63,283	Public Service
(55) Denver Health and Hospital Authority 777 Bannock St Denver,CO80204	84-1343242	N/A	40,760	Subcontract - Research
(56) Duke University OSP Box 104135 Durham,NC27708	56-0532129	501(c)(3)	200,947	Subcontract - Education and Research
(57) East Tennessee University ORSP Box 70565 Ada Earnest House Johnson City,TN37614	62-6021046	N/A	6,040	Instruction
(58) Education Development Center Inc 55 Chapel Street Newton,MA02458	04-2241718	501(c)(3)	792,395	Research
(59) Emory University 201 Dowman Drive Atlanta,GA30322	58-0566256	501(c)(3)	1,325,882	Subcontract - Research
(60) Eucleo Software Corporation 3000 Pine Spring Road Falls Church,VA22042	27-2145593	N/A	396,346	Research
(61) FACET Innovations LLC 1314 NE 43rd Street Suite 207 Seattle,WA98105	20-0155627	N/A	89,396	Research
(62) Filament Games LLC 2010 Eastwood Drive Suite 104 Madison,WI53704	41-2188923	N/A	165,793	Research
(63) Fisk University 1000 17th Avenue North Nashville,TN37208	62-0202000	501(c)(3)	112,451	Public Service, Research, Instruction
(64) Florida Atlantic University 777 Glades Road Adm 295 Boca Raton,FL33431	59-0917284	501(c)(3)	134,331	Subcontract - Research
(65) Florida International University 11200 SW 8th Street MARC 430 Miami,FL33199	65-0177616	N/A	17,210	Research
(66) Florida State University 874 Traditions Way 3rd Floor SSB PO Box 3064166 Tallahassee,FL32306	59-6001138	501(c)(3)	250,419	Public Service, Research
(67) Footprint Fund at the Community Foundation of Middle Tennessee 3833 Cleghorn Ave 400 Nashville,TN37215	62-1471789	501(c)(3)	6,500	Contribution
(68) Fox Chase Cancer Center 333 Cottman Ave Philadelphia,PA19111	23-2003072	501(c)(3)	17,015	Subcontract - Research
(69) Fred Hutchinson Cancer Research Center 1100 Fairview Ave N Seattle,WA98109	23-7156071	501(c)(3)	73,345	Subcontract - Research
(70) George Mason University OSP 4400 University Drive MS 4C6 Fairfax,VA22030	54-0836354	501(c)(3)	86,626	Research
(71) Georgia State University Research PO Box 3999 Atlanta,GA30302	58-6033185	501(c)(3)	215,774	Subcontract - Research
(72) Georgia Tech Research Corporation 550 Tenth Street NW Atlanta,GA30332	58-0603146	501(c)(3)	736,299	Research
(73) Gilda's Club Nashville 1707 Division Street Nashville,TN37203	62-1614190	501(c)(3)	9,000	Contribution
(74) H Lee Moffitt Cancer Center 12902 Magnolia Dr Tampa,FL33612	59-2451713	501(c)(3)	354,181	Subcontract - Research
(75) Harvard Pilgrim Healthcare 93 Worcester St Wellesley,MA02481	04-2452600	501(c)(3)	19,838	Subcontract - Research
(76) Haskins Laboratories 300 George Street New Haven,CT06511	13-1628174	501(c)(3)	59,863	Research
(77) Henry Ford Health System One Ford Pl Ste 5F Detroit,MI48202	38-1357020	501(c)(3)	17,891	Subcontract - Research
(78) Heritage Foundation PO Box 723 Franklin,TN37065	23-7042596	501(c)(3)	9,500	Contribution
(79) Hospital for Special Surgery 535 East 70th St New York,NY10021	13-1624135	501(c)(3)	5,846	Subcontract - Research
(80) Hospital Hospitality House 214 Reidhurst Ave Nashville,TN37203	62-0909363	501(c)(3)	25,000	Contribution
(81) Howard University 576 W Street NW Washington,DC20059	53-0204707	501(c)(3)	10,500	Research
(82) Hugo W Moser Research Institute at Kennedy Kriege 707 North Broadway Baltimore,MD21205	52-1524967	N/A	13,119	Research
(83) Humanities Tennessee 306 Gay St Ste 306 Nashville,TN37201	62-0933337	501(c)(3)	10,000	Contribution
(84) IBEX Preclinical Research Inc 1072 RSI Drive Logan,UT84321	20-0756707	N/A	142,214	Research
(85) IIT Research Institute 10 West 35TH St Chicago,IL60616	36-2169122	501(c)(3)	35,228	Subcontract - Research
(86) Illinois State University 310 Hovey Hall Campus Box 3040 Normal,IL61790	37-6014070	501(c)(3)	18,556	Research
(87) Immune Disease Institute 3 Blackfan Circle 3rd FL Boston,MA02115	04-2158520	501(c)(3)	14,220	Subcontract - Research
(88) Indiana University PO Box 1847 Bloomington,IN47402	35-6001673	501(c)(3)	327,586	Subcontract - Research/Research
(89) Institute for Broadening Participation 281 Main Street Damariscotta,ME04543	20-1891162	N/A	15,066	Public Service
(90) Intelligent Action Inc 11 Sundance Way Natick,MA01760	30-0737960	N/A	31,559	Research
(91) International Epidemiology Institute Inc 1455 Rsch Blvd Ste 550 Rockville,MD20850	52-1882016	N/A	4,711,681	Subcontract - Research
(92) IPSOS Observer Columbia Square Phase I Office Building Cincinnati,OH45226	52-2337211	N/A	48,670	Research
(93) Jackson Laboratory 600 Main St Bar Harbor,MA04609	01-0211513	501(c)(3)	567,409	Subcontract - Research
(94) Jackson Madison County General Hospital 620 Skyline Dr Jackson,TN38301	62-6010402	501(c)(3)	26,605	Subcontract - Research
(95) Johns Hopkins University 3400 N Charles Street Baltimore,MD21218	52-0595110	501(c)(3)	413,124	Subcontract - Research
(96) Jones Clinic 7710 Wolfe River Cir Germantown,TN38138	62-1717770	N/A	8,342	Subcontract - Research
(97) Joslin Diabetes Center 101 Huntington Avenue Suite 300 Boston,MA02199	04-2203836	501(c)(3)	8,958	Subcontract - Research
(98) Junior League of Nashville 2202 Crestmoor Road Nashville,TN37215	62-0476815	501(c)(3)	30,000	Contribution
(99) Juvenile Diabetes Research Foundation 105 Westpark Drive Suite 415 Brentwood,TN37027	23-1907729	501(c)(3)	26,000	Contribution
(100) Kaiser Family Foundation 2701 Nw Vauahn Street Portland,OR97210	94-1105628	501(c)(3)	328,700	Subcontract - Research
(101) Kansas State University 2 Fairchild Hall Manhattan,KS66506	48-0771751	501(c)(3)	18,102	Research
(102) Kestrel Institute 3260 Hillview Avenue Palo Alto,CA94304	94-2750021	501(c)(3)	281,372	Research
(103) KUMC Research Institute Inc 3901 Rainbow Blvd Kansas City,KS66160	48-1108830	501(c)(3)	415,789	Subcontract - Research
(104) Lehigh University 526 Brodhead Avenue Bethlehem,PA18015	24-0795445	501(c)(3)	52,469	Research
(105) Louisiana State University 117D David Boyd Hall Baton Rouge,LA70803	72-6000848	501(c)(3)	282,911	Subcontract - Research
(106) Ludwig Institute for Cancer Research 666 Third Ave28th Floor New York,NY10017	23-7121131	501(c)(3)	170,934	Subcontract - Research
(107) March of Dimes 98 North Star Drive Suite D Jackson,TN38305	13-1846366	501(c)(3)	17,500	Contribution
(108) Marshfield Clinic Research Foundation 1000 N Oak Ave Marshfield,WI54449	39-0452970	501(c)(3)	36,766	Subcontract - Research
(109) Massachusetts General Hospital 55 Fruit St Boston,MA02114	04-2697983	501(c)(3)	1,145,249	Subcontract - Research
(110) Massachusetts Institute of Technology 77 Massachusetts Ave Cambridge,MA02139	04-2103594	501(c)(3)	1,163,959	Subcontract - Research/Research
(111) Mathematica Policy Research Inc PO Box 2393 Princeton,NJ08543	22-2112296	N/A	117,888	Subcontract - Research
(112) Matthew Walker Comprehensive Healthcare 1035 14th Avenue North Nashville,TN37208	62-1035426	501(c)(3)	133,566	Subcontract - Education and Research
(113) Mayo Clinic Jacksonville 4500 San Pablo Rd S Jacksonville,FL32224	59-3337028	501(c)(3)	28,040	Subcontract - Research
(114) Mayo Clinic Rochester 200 First St SW Rochester,MN55905	41-6011702	501(c)(3)	206,803	Subcontract - Research
(115) Medical College of Wisconsin 9000 West Wisconsin Ave Milwaukee,WI53226	39-0806261	501(c)(3)	311,724	Subcontract - Research
(116) Medtronic Sofamor Danek USA Inc 2600 Sofamor Danek Drive Memphis,TN38132	62-1483635	N/A	249,914	Research
(117) Meharry Medical College 1005 DB Todd Blvd Nashville,TN37208	62-0488046	501(c)(3)	1,168,776	Subcontract - Education and Research/Research
(118) Mental Health America of MD TN 295 Plus Park Blvd Nashville,TN37217	62-0637710	501(c)(3)	8,300	Contribution
(119) Mercer University 1400 Coleman Ave Macon,GA31207	58-0566167	501(c)(3)	30,517	Subcontract - Research
(120) Metropolitan Government of Nashville & Davidson Co 511 Oman Street Nashville,TN37203	62-0694743	501(c)(3)	236,413	Subcontract - Research
(121) Michigan State University 301 Administration Bldg East Lansing,MI48824	38-6005984	501(c)(3)	15,010	Research
(122) Mid-Continent Research for Education and Learning 4601 DTC Boulevard Suite 500 Denver,CO80237	43-0837728	501(c)(3)	10,838	Research
(123) Middle Tennessee Research Institute 1310 24th Avenue South Nashville,TN37212	62-1387860	501(c)(3)	34,849	Subcontract - Research
(124) Middle Tennessee State University ORSP 1301 East Main Street MGB Bldg Room 104 Murfreesboro,TN37132	62-6005794	501(c)(3)	56,496	Research
(125) Miriam Hospital 164 Summit Ave Providence,RI02906	05-0258905	501(c)(3)	9,767	Subcontract - Education and Research
(126) Montana State University PO Box 172470 309 Montana Hall Bozeman,MT59717	81-6010045	501(c)(3)	12,568	Research
(127) Montefiore Medical Center 111 E 210th St Bronx,NY10467	13-1740114	501(c)(3)	26,556	Subcontract - Research
(128) Mount Sinai School of Medicine One Gustave L Levy Place New York,NY10029	13-6171197	501(c)(3)	40,861	Subcontract - Research
(129) Nashville CARES 633 Thompson Lane Nashville,TN37204	62-1274532	501(c)(3)	69,295	Subcontract - Education and Research
(130) Nashville International Center for Empowerment 3221 Nolensville Pike Nashville,TN37211	02-0674431	501(c)(3)	20,446	Subcontract - Public Service
(131) Nashville Public Library Foundation 615 Church St Nashville,TN37219	62-1681766	501(c)(3)	67,040	Subcontract - Research/Contribution
(132) Nashville Public Television 161 Rains Avenue Nashville,TN37203	62-1740928	N/A	88,000	Research
(133) Nashville Symphony 1 Symphony Place Nashville,TN37201	62-0550979	501(c)(3)	25,000	Contribution
(134) National Alliance of Mental Illness Davidson County 1101 Kermit Drive Nashville,TN37217	45-3016459	501(c)(3)	7,000	Contribution
(135) National Disease Research Interchange 1628 John F Kennedy Blvd Philadelphia,PA19103	23-2213205	501(c)(3)	54,000	Subcontract - Research
(136) National Jewish Health 1400 Jackson Street Room M 213 Denver,CO80206	74-2044647	501(c)(3)	36,739	Subcontract - Research
(137) National Opinion Research Center 55 E Monroe - 20th Floor Chicago,IL60603	36-2167808	N/A	262,131	Research
(138) New York University 665 Broadway Suite 801 New York,NY10012	13-5562308	501(c)(3)	416,064	Subcontract - Education and Research/Research
(139) Niowave Inc 1012 North Walnut Street Lansing,MI48906	03-0579926	N/A	36,375	Research
(140) Northern Illinois University 301 Lowden Hall Dekalb,IL60115	36-6008480	N/A	59,869	Research
(141) Northwestern University 619 Clark Street Rm 217 Evanston,IL60208	36-2167817	501(c)(3)	130,562	Subcontract - Research
(142) Norton Healthcare 224 E Broadway 5THFloor Louisville,KY40202	61-1028725	501(c)(3)	25,410	Subcontract - Research
(143) Oak Ridge Associated Universities PO Box 117 Oak Ridge,TN37831	62-0476816	501(c)(3)	12,620	Subcontract - Research
(144) Object Computing Inc 12140 Woodcrest Executive Parkway Suite 230 St Louis,MO63141	43-1695110	N/A	839,097	Research
(145) Ohio State University 1960 Kenny Road Columbus,OH43210	31-6025986	501(c)(3)	145,089	Subcontract - Research
(146) Ohio State University 1960 Kenny Road Columbus,OH43210	31-6401599	501(c)(3)	28,000	Public Service
(147) Ohio University CDL Center Athens,OH45701	31-6402113	501(c)(3)	73,023	Subcontract - Research
(148) Oregon Health & Science University 3181 SW Sam Jackson Park Portland,OR97239	93-1176109	501(c)(3)	635,955	Subcontract - Research/Research
(149) Oregon State University 312 Kerr Admin Bldg Corvallis,OR97331	48-1278540	501(c)(3)	297,220	Subcontract - Research/Research
(150) Palo Alto Institute for Research and Education 3801 Miranda Ave Palo Alto,CA94304	77-0207331	501(c)(3)	84,933	Subcontract - Research
(151) Palo Alto Research Center Inc 3333 Coyote Hill Road Palo Alto,CA94304	06-1568182	N/A	190,289	Research
(152) Pathfinder Therapeutics Inc 2969 Armory Drive Suite 100A Nashville,TN37204	20-1380333	N/A	78,911	Research
(153) Pencil Foundation 421 Great Circle Road Ste 100 Nashville,TN37228	58-1475675	501(c)(3)	23,000	Subcontract - Education and Research
(154) Pennsylvania State University 417 Old Main University Park,PA16802	24-6000376	501(c)(3)	1,240,071	Subcontract - Research
(155) Piedmont Respiratory Research Foundation 2727 Paces Ferry Rd Ste 1-1100 Atlanta,GA30339	58-1503902	501(c)(3)	9,900	Subcontract - Education and Research
(156) President & Fellows of Harvard College Massachusetts Hall Cambridge,MA02138	04-2103580	501(c)(3)	946,199	Subcontract - Research
(157) Providence Health & Services-Washington 1801 Lind Ave SW No 9016 Renton,WA98057	51-0216586	501(c)(3)	8,450	Subcontract - Research
(158) Purdue University 302 Wood Street West Lafayette,IN47907	35-6002041	501(c)(3)	136,997	Subcontract - Research/Research
(159) Rand Corporation 4570 Fifth Avenue Suite 600 Pittsburgh,PA15213	95-1958142	501(c)(3)	152,411	Subcontract - Education and Research/Research
(160) Research Foundation for Mental Hygiene 150 Broadway Suite 301 Albany,NY12204	14-1410842	501(c)(3)	75,600	Subcontract - Research
(161) Research Foundation State University of New York 35 State Street Albany,NY12207	14-1368361	501(c)(3)	75,604	Research
(162) Research Institute at Nationwide Children's Research 700 Childrens Drive Columbus,OH43205	13-1605623	N/A	107,509	Research
(163) Research Triangle Institute PO Box 900002 Raleigh,NC27675	56-0686338	501(c)(3)	479,946	Subcontract - Research
(164) Rhode Island Hospital 593 Eddy St Providence,RI02903	05-0258954	501(c)(3)	26,025	Subcontract - Research
(165) Risk Assessment Corporation 417 Till Road Neeses,SC29107	57-0701628	501(c)(3)	313,477	Subcontract - Research
(166) Ronald McDonald House Charities of Nashville 2144 Fairfax Avenue Nashville,TN37212	62-1310717	501(c)(3)	10,700	Contribution
(167) Rush University Medical Center 1700 West Van Buren Street Room No Chicago,IL60612	36-2174823	501(c)(3)	284,594	Subcontract - Research
(168) Rutgers University 3 Rutgers Plaza New Brunswick,NJ08901	12-2600108	N/A	416,972	Research
(169) Saffire Systems PO Box 40295 Indianapolis,IN46240	35-2187086	N/A	54,633	Research
(170) Saint Thomas Research Institute 4228 Harding Rd Ste 105 Nashville,TN37205	62-1284994	501(c)(3)	23,883	Subcontract - Research
(171) Salk Institute for Bioplogical Studies PO Box 85800 San Diego,CA92186	95-2160097	501(c)(3)	91,608	Subcontract - Research
(172) Seattle Children's Hospital 4800 Sand Point Way NE Seattle,WA98105	91-0564748	501(c)(3)	261,383	Subcontract - Research
(173) Shalom Foundation PO Box 1354 Franklin,TN37065	95-4894733	501(c)(3)	15,000	Contribution
(174) Shepherd Center Inc 2020 Peachtree Road NW Atlanta,GA30309	51-0141601	N/A	90,000	Research
(175) Sickle Cell Foundation of Tennessee 1519 Union Ave Pmb 224 Memphis,TN38104	26-3954703	501(c)(3)	25,000	Subcontract - Research
(176) Sloan Kettering Institute for Cancer Research 633 Third Avenue 3rd Floor New York,NY10017	13-1624182	N/A	35,243	Research
(177) Smart Information Flow Technologies LLC (SIFT) 211 North 1st Street Suite 300 Minneapolis,MN55401	41-1929753	N/A	158,042	Research
(178) Southern Illinois University Mail Code 6829 Carbondale,IL62901	37-6005961	501(c)(3)	44,667	Subcontract - Research
(179) Springfield College 263 Alden St Springfield,MA01109	04-2104329	501(c)(3)	29,894	Subcontract - Research
(180) SRI International 333 Ravenswood Avenue Menlo Park,CA94025	94-1160950	N/A	143,424	Research
(181) St Jude Childrens Research Hospital 501 St Jude Place Memphis,TN38105	62-0646012	501(c)(3)	88,875	Subcontract - Research
(182) St Thomas Health Services 4220 Harding Pike Nashville,TN37205	62-0347580	501(c)(3)	26,686	Subcontract - Research
(183) St Michael's College One Winooski Park Colchester,VT05439	30-1794030	N/A	8,658	Research
(184) Stanford University 651 Serra Street Room 260 Stanford,CA94305	94-1156365	501(c)(3)	1,128,368	Subcontract - Research
(185) Susan G Komen West End Avenue Nashville,TN37215	84-1689067	501(c)(3)	7,500	Contribution
(186) T J Martell Foundation 15 Music Square West Suite C Nashville,TN37203	51-0180178	501(c)(3)	66,000	Contribution
(187) Temple University 1852 N 10th Street 083-11 Philadelphia,PA19122	23-1365971	501(c)(3)	344,985	Research
(188) Tennessee Disability Coalition 955 Woodland St Nashville,TN37206	62-1447320	501(c)(3)	10,634	Subcontract - Education and Research
(189) Tennessee Medical Foundation 216 Centerview Drive Suite 304 Brentwood,TN37027	62-0541813	501(c)(3)	7,500	Contribution
(190) Tennessee Performing Arts Center PO Box 190660 Nashville,TN37219	58-1320590	501(c)(3)	15,000	Contribution
(191) Tennessee State University 3500 John Merritt Blvd Nashville,TN37209	62-0786119	501(c)(3)	90,225	Subcontract - Education and Research/Research
(192) Tennessee Technological University ORGS Box 5012 Cookeville,TN38505	62-0646806	501(c)(3)	26,304	Instruction
(193) Tennessee Valley Healthcare System 1310 24th Avenue South Nashville,TN37212	62-0484828	501(c)(3)	20,622	Subcontract - Research
(194) Texas A&M University 400 Harvey Mitchell Parkway South Ste 300 College Station,TX77845	74-3600053	N/A	17,978	Research
(195) The Conservancy For The Parthenon And Centennial Park PO Box 196340 Nashville,TN37219	58-1609026	501(c)(3)	10,000	Contribution
(196) Third Sector New England 89 South Street Suite 700 Boston,MA02111	04-2261109	501(c)(3)	144,636	Research
(197) Topaz Canyon Group LLC 1330 Weber St Alameda,CA94501	20-2388726	N/A	13,056	Subcontract - Research
(198) Transit Alliance of Middle Tennessee 511 Union Street Nashville,TN37219	27-1568117	501(c)(3)	100,000	Contribution
(199) Trustees of Indiana University 980 Indiana Avenue Room 2232 Indianapolis,IN46202	60-3007902	N/A	56,986	Research
(200) US Army Institute of Surgical Research 3400 Rawley E Chamber Ave Building 3611 Ft Sam Houston,TX78234	30-0440374	N/A	91,593	Research
(201) United Way of the Mid South 6775 Lenox Center Court Suite 200 Memphis,TN38115	56-1010742	501(c)(3)	7,000	Contribution
(202) University of Alabama Box 870104 Tuscaloosa,AL35847	63-6001138	N/A	5,610	Research
(203) University of Alabama at Birmingham 701 20th St South Birmingham,AL35233	63-6005396	501(c)(3)	142,895	Subcontract - Education and Research
(204) University of Arizona P O Box 3308 Tucson,AZ85722	74-2652689	501(c)(3)	49,187	Subcontract - Research
(205) University of Arizona P O Box 3308 Tucson,AZ85722	86-6004791	501(c)(3)	216,259	Research
(206) University of Arkansas 1 University of Arkansas Fayetteville,AR72701	71-0236904	501(c)(3)	117,040	Subcontract - Research
(207) University of California 1850 Research Park Drive Ste 300 Davis,CA95618	94-6036494	501(c)(3)	1,801,734	Subcontract - Education and Research/Research
(208) University of California - Los Angeles Box 951406 11000 Kinross Bldg Ste 102 Los Angeles,CA90095	95-6006143	501(c)(3)	235,516	Research
(209) University of California Berkeley 2150 Shattuck Ave Ste 313 Berkeley,CA94704	94-6002123	501(c)(3)	229,170	Subcontract - Research/Research
(210) University of California Irvine University Drive Irvine,CA92617	95-2226406	501(c)(3)	44,021	Subcontract - Research
(211) University of California San Diego 9500 Gilman Dr La Jolla,CA92093	95-6006144	501(c)(3)	126,599	Subcontract - Research
(212) University of California San Francisco 505 Parnassus Avenue San Francisco,CA94122	94-6036493	501(c)(3)	93,265	Subcontract - Research
(213) University of Chicago 1225 East 60th Street Chicago,IL60637	36-2177139	501(c)(3)	212,395	Subcontract - Research/Research
(214) University of Colorado Denver SPA 3100 Marine Street - 4th Floor 574 UCB Boulder,CO80309	84-6000555	501(c)(3)	705,911	Subcontract - Research
(215) University of Connecticut 263 Farmington Ave Farmington,CT06030	06-0772160	501(c)(3)	40,101	Subcontract - Research
(216) University of Delaware 209 Hullihen Hall Newark,DE19716	51-3000297	501(c)(3)	70,226	Research
(217) University of Florida 302 Tigert Hall Box 113001 Gainesville,FL32611	59-6002052	501(c)(3)	432,308	Subcontract - Research/Research Instruction
(218) University of Hawaii 2530 Dole Street Honolulu,HI96822	99-6000354	501(c)(3)	304,023	Subcontract - Research
(219) University of Houston E Cullen Building Room 316 Houston,TX77204	74-6001399	501(c)(3)	24,053	Research
(220) University of Illinois 1901 S First St Ste A MC685 Champaign,IL61820	37-6000511	501(c)(3)	417,545	Subcontract - Research
(221) University of Iowa 201 Gilmore Hall Iowa City,IA52242	42-6004813	501(c)(3)	47,103	Subcontract - Research
(222) University of Kansas VPR 2385 Irving Hall Road Room 150 Youngberg Lawrence,KS66045	48-0680117	501(c)(3)	40,986	Research
(223) University of Kentucky Research Foundation 201 Kinkead Hall Lexington,KY40506	61-6033693	501(c)(3)	122,048	Subcontract - Education and Research
(224) University of Maryland OCGA 4101 Chesapeake Building 3112 Lee Building College Park,MD20742	52-6002033	501(c)(3)	522,217	Subcontract - Research/Research
(225) University of Massachusetts 181 Presidents Drive Amherst,MA01003	04-3167352	501(c)(3)	1,767,653	Subcontract - Research/Research
(226) University of Medicine & Dentistry of NJ 335 George Street 4th Floor New Brunswick,NJ08903	22-1775306	501(c)(3)	504,934	Subcontract - Research/Research
(227) University of Memphis Administration Bldg Room 315 Memphis,TN38152	62-0648618	501(c)(3)	69,775	Instruction, Research
(228) University of Miami 1200 Campo Sano Ave Miami,FL33146	59-0624458	501(c)(3)	548,532	Subcontract - Research
(229) University of Michigan 1009 Greene St Ann Arbor,MI48109	38-6006309	501(c)(3)	29,605	Subcontract - Research
(230) University of Minnesota 200 Oak Street SE Suite 450 Minneapolis,MN55455	41-6007513	501(c)(3)	198,297	Subcontract - Education and Research/Research
(231) University of Missouri-Columbia 310 Jesse Hall Columbia,MO65211	43-6003859	501(c)(3)	35,513	Research
(232) University of Norte Dame 511 Main Building Notre Dame,IN46556	35-0868188	501(c)(3)	451,807	Research
(233) University of North Carolina Chapel Hill 104 Airport Dr Ste 2200 CB 1350 Chapel Hill,NC27599	56-6001393	501(c)(3)	741,017	Subcontract - Education and Research/Research
(234) University of North Florida 1 UNF Drive Jacksonville,FL32224	59-2976169	N/A	37,587	Research
(235) University of Pennsylvania 3440 Market Street Suite 560 Philadelphia,PA19104	23-1352685	501(c)(3)	1,119,929	Subcontract - Research/Research
(236) University of Pittsburgh 3130 Cathedral of Learning Pittsburgh,PA15620	25-0965591	501(c)(3)	568,105	Subcontract - Education and Research/Research
(237) University of Rochester 910 Genesee St Ste 200 Rochester,NY14611	16-0743209	501(c)(3)	31,533	Subcontract - Research
(238) University of South Alabama 307 North University Boulevard Mobile,AL36688	63-0477348	501(c)(3)	14,742	Subcontract - Research
(239) University of South Carolina 514 Main St Columbia,SC29208	57-6001153	501(c)(3)	108,947	Subcontract - Research
(240) University of South Florida 4202 E Fowler Ave BEH 253 Tampa,FL33620	15-9601874	N/A	192,194	Research
(241) University of Southern California University Gardens Los Angeles,CA90089	95-1642394	501(c)(3)	870,035	Subcontract - Research/Research
(242) University of Tennessee 201 Andy Holt Tower Knoxville,TN37996	62-6001636	501(c)(3)	704,948	Instruction, Research/Subcontract Educ. & Research/Instruction
(243) University of Texas 1 University Station Austin,TX78712	74-6001118	501(c)(3)	107,513	Subcontract - Research
(244) University of Texas - Southwestern 5323 Harry Hines Boulevard Dallas,TX75390	75-1305566	501(c)(3)	314,765	Subcontract - Research
(245) University of Texas Health Science Center at San Antonio 7703 Floyd Curl Drive San Antonio,TX78284	74-1586031	501(c)(3)	23,962	Subcontract - Research
(246) University of Utah 201 S Presdients Circle Room 408 Salt Lake City,UT84112	87-6000525	501(c)(3)	235,480	Subcontract - Research
(247) University of Virginia Health System OSP PO Box 400195 Charlottesville,VA22904	54-6001796	501(c)(3)	54,000	Subcontract - Research
(248) University of Washington OSP Box 359472 Seattle,WA98195	91-6001537	501(c)(3)	368,214	Subcontract - Education and Research/Research
(249) University of Wisconsin 21 N Park Street Suite 6401 Madison,WI53715	39-1805963	501(c)(3)	139,086	Subcontract - Research
(250) University of Wisconsin-Madison 21 North Park Street Suite 6401 Madison,WI53715	39-6006492	501(c)(3)	1,216,072	Research
(251) Urban Housing Solutions Inc 822 Woodland Street Nashville,TN37206	62-1466422	501(c)(3)	38,158	Subcontract - Education and Research
(252) Virginia Commonwealth University 1111 West Broad Street Richmond,VA23220	54-6001758	501(c)(3)	38,500	Subcontract - Research
(253) Virginia Polytechnic Institute & State 460 Turner Street Suite 360 Blacksburg,VA24060	54-6001805	501(c)(3)	77,204	Subcontract - Research/Research
(254) Wake Forest University Health Sciences PO Box 7201 WinstonSalem,NC27109	56-0532138	501(c)(3)	24,981	Subcontract - Research
(255) Washington State University WSU Pullman,WA99164	91-6001108	501(c)(3)	79,559	Subcontract - Research
(256) Washington University One Brookings Drive Campus Box 1054 1054 St Louis,MO63130	43-0653611	501(c)(3)	462,396	Subcontract - Education and Research
(257) West Virginia University 1550 University Ave Morgantown,WV26506	55-6000842	501(c)(3)	5,900	Subcontract - Research
(258) Westat Inc 1600 Research Blvd Rockville,MD20850	84-0529566	N/A	64,331	Subcontract - Public Service
(259) Western Carolina University Cordelia Camp Bld Room 109 Cullowhee,NC28723	56-6001440	501(c)(3)	20,464	Research
(260) Williamson County Fair 1007 Mooreland Blvd Brentwood,TN37027	81-0644815	501(c)(3)	20,000	Contribution
(261) Yale University 47 College Street Suite 203 New Haven,CT06520	06-0646973	501(c)(3)	140,354	Subcontract - Education and Research
(262) YWCA of Nashville & Middle Tennessee 1608 Woodmont Blvd Nashville,TN37215	62-0475702	501(c)(3)	28,000	Subcontract - Education and Research

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image

216

Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50055P

Schedule I (Form 990) 2012

Page 2

Part III

Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.

(a)Type of grant or assistance	(b)Number of recipients	(c)Amount of cash grant	(d)Amount of non-cash assistance	(e)Method of valuation (book, FMV, appraisal, other)	(f)Description of non-cash assistance
(1) Patient Assistance	156	214,227		N/A	N/A
(2) Patient Assistance	6024		33,132	FMV	Food
(3) Patient Assistance	345		65,290	FMV	Medical Supplies
(4) Patient Assistance	450		91,200	FMV	Outreach Programs
(5) Patient Assistance	4000		346,210	FMV	Senior Wellness Programs
(6) Student Financial Assistance	6648	283,920,686		N/A	N/A

Part IV

Supplemental Information.

Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.

Identifier	Return Reference	Explanation
Procedure for Monitoring Grants in the U.S.:	Part I, Line 2:	Schedule I, Part I, Line 2: Subrecipient grants - Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient policy is available online at the following web address: http://www.vanderbilt.edu/ocga/vupolicies/subrecipient /SubrecipientMonitoringGuidelinesfinal.pdf Other Assistance - Assistance offered from institutional funds by Vanderbilt to our students is awarded on the basis of merit and/or financial need. Such assistance helps students and their families support the cost of attendance which includes tuition, mandatory fees, room & board, books, other course materials/supplies, and allowances for personal/miscellaneous and travel expenses. Merit-based awards are competitively awarded in recognition of academic achievement, leadership, commitment to community service, contributions to society, and other forms of accomplishment. Need-based assistance is awarded on the basis of documented financial need, resulting from a need analysis evaluation accomplished in accordance with relevant and applicable federal, state, and/or institutional programs, policies, and eligibility requirements. Financial Aid - The units responsible for administering student financial aid at Vanderbilt regularly initiate system-generated reviews, as well as other cross-checks on an ad hoc basis. Results from these reviews, along with recurring management reports, are regularly evaluated. Subsequently, follow-up corrective actions are taken when appropriate and potentially include award revisions or cancellations. These provisions are designed to help ensure that student assistance funds are awarded to eligible recipients, in accordance with applicable federal, state, institutional, and other program legislation, as well as relevant internal University policies and operational guidelines/criteria.

Schedule I (Form 990) 2012

Additional Data

Software ID:
Software Version:

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet

Attach to Form 990. SchJMediumBullet

See separate instructions.

OMB No. 1545-0047

2012

Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....

Yes

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? ................

Yes

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Yes

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 5a or 5b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 6a or 6b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Yes

Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................

If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2012

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation reported as deferred in prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation reported as deferred in prior Form 990
(1)Nicholas S Zeppos JDSee Schedule O	(i) (ii)	842,744 0	267,300 0	20,474 0	176,895 0	23,970 0	1,331,383 0	0 0
(2)Jeffrey R Balser MD PHDSee Schedule O	(i) (ii)	1,105,792 0	171,995 0	16,855 0	212,350 0	62,037 0	1,569,029 0	0 0
(3)Jerry G Fife BSSee Schedule O	(i) (ii)	422,038 0	31,783 0	13,493 0	12,350 0	19,680 0	499,344 0	0 0
(4)Beth A Fortune MASee Schedule O	(i) (ii)	347,729 0	23,466 0	14,546 0	12,350 0	8,690 0	406,781 0	0 0
(5)Richard C McCarty MS PHDSee Schedule O	(i) (ii)	559,414 0	84,150 0	22,785 0	12,350 0	16,219 0	694,918 0	0 0
(6)Susie S Stalcup BASee Schedule O	(i) (ii)	510,864 0	34,509 0	14,487 0	12,350 0	15,599 0	587,809 0	0 0
(7)Brett C Sweet MBASee Schedule O	(i) (ii)	654,583 0	137,280 0	11,084 0	12,350 0	18,191 0	833,488 0	0 0
(8)David Williams II MA MBA JD LLMSee Schedule O	(i) (ii)	794,717 0	167,076 0	28,637 0	194,168 0	30,703 0	1,215,301 0	0 0
(9)Matthew W Wright MBASee Schedule O	(i) (ii)	603,612 0	381,562 0	13,901 0	200,658 0	24,077 0	1,223,810 0	0 0
(10)Charles L Gregory MA MBA MHASee Schedule O	(i) (ii)	509,830 0	131,239 0	13,226 0	12,350 0	37,667 0	704,312 0	0 0
(11)John F Manning Jr PHD MBASee Schedule O	(i) (ii)	612,047 0	164,518 0	11,765 0	112,350 0	17,503 0	918,183 0	0 0
(12)Charles W Pinson MD MBASee Schedule O	(i) (ii)	1,077,355 0	235,600 0	14,429 0	192,176 0	12,989 0	1,532,549 0	0 0
(13)David R PoschSee Schedule O	(i) (ii)	606,019 0	147,527 0	14,429 0	12,350 0	15,474 0	795,799 0	0 0
(14)Melanie S BalcombSee Schedule O	(i) (ii)	1,476,071 0	280,000 0	11,348 0	663,557 0	8,499 0	2,439,475 0	0 0
(15)James G FranklinSee Schedule O	(i) (ii)	2,712,799 0	50,000 0	11,040 0	122,350 0	20,315 0	2,916,504 0	0 0
(16)John W Klekamp MDSee Schedule O	(i) (ii)	1,256,570 0	0 0	11,310 0	12,176 0	22,102 0	1,302,158 0	0 0
(17)Kevin E Stallings MSSee Schedule O	(i) (ii)	1,839,017 0	210,730 0	18,874 0	148,108 0	26,493 0	2,243,222 0	0 0
(18)Paul A Thomas MDSee Schedule O	(i) (ii)	1,626,053 0	0 0	12,822 0	12,176 0	19,128 0	1,670,179 0	0 0
(19)Harry R Jacobson MDSee Schedule O	(i) (ii)	0 0	0 0	541,667 0	0 0	0 0	541,667 0	0 0
(20)Betty L Price MBA CPASee Schedule O	(i) (ii)	0 0	0 0	488,484 0	0 0	5,880 0	494,364 0	0 0
(21)Martin P Sandler MDSee Schedule O	(i) (ii)	619,193 0	0 0	14,064 0	12,176 0	10,293 0	655,726 0	0 0

Schedule J (Form 990) 2012

Page 3

Part III

Supplemental Information

Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.

Identifier	Return Reference	Explanation
	Part I, Line 1a	Vanderbilt excludes the benefits from taxable income when a documented business purpose is served. First-class or charter travel - Travelers should fly via commercial airline and work to obtain the lowest fare possible. If an airline provides business class or first class seating and the length of an individual flight segment is more than four hours, the traveler may petition his/her vice Chancellor and with this written approval purchase a business or first class ticket. In cases where it is not possible to fly commercial due to scheduling commitments, and the travel is of the highest importance, travelers may request that the Chancellor approve a charter flight, after weighing the benefits of the trip against the cost of the charter. The Board of trust has approved the first class travel or charter for the Chancellor when necessitated by his schedule. Per Vanderbilt's athletics travel policy, family members are allowed, with the approval of the Vice Chancellor for University Affairs and Athletics, to accompany the team on charter flights when there are extra seats, without having to reimburse the university since the charter fee is not determined by the number of actual passengers. Three officers, two highest compensated employees and one trustee/officer received first-class or charter travel benefits in accordance with Vanderbilt's travel policy that were not included in taxable compensation. Travel for companion - One highest compensated employee received travel for companion benefits in accordance with Vanderbilt's travel policy that were included in taxable compensation. One highest compensated employee received travel for companion benefits in accordance with Vanderbilt's travel policy that were not included in taxable compensation. Tax indemnification and gross-up payments - Two officers and two key employees received tax indemnification and/or gross-up payment benefits that were included in taxable compensation. Health or social club dues or initiaion fees - Three key employees and two officers received health or social club dues or initiation fees benefits that were included in taxable compensation. Two officers received health or social club dues or initiation fees benefits that were not included in taxable compensation.
	Part I, Lines 4a-b	Part I, Lines 4a-b: Line 4a: Former Officer (Vice Chancellor for Health Affairs) Harry R. Jacobson, MD terminated employment with Vanderbilt University in May 2010. He received severance payments totaling $541,667 in 2012, which was included in his 2012 W-2. Former Interim Officer (Interim Vice Chancellor for Finance and CFO) Betty L. Price, terminated employment with Vanderbilt University in July 2011. She received severance payments totaling $488,484 in 2012, which was included in her 2012 W-2. Line 4b: Certain individuals listed in Form 990, Schedule J, Part II, participate in nonqualified deferred compensation plans. Amounts contributed to the plans include fixed %s of annual bonus payments, and fixed dollar amounts. Contributions to the plan vest when individuals complete their contract term. Current year accruals of compensation associated with these plans are included in the amounts reported for such individuals in Schedule J, Part II, Column (C). The payout of these amounts will be included in the amounts reported in Schedule J, Part II, Column (B)(iii) for such individuals in future years. There were no payments made under these plans to participating individuals in 2012.
	Part I, Line 7	Chancellor Nicholas S. Zeppos achieved various incentive goals where judgment was determined by the Board of Trust. Total incentive compensation earned from these measures was $72,900 and is included in his 2012 W-2. The following individuals achieved various incentive goals where judgment was determined by the Chancellor or the Board of Trust. Total incentive compensation earned from these measures during 2012 for each individual follows, and is included in their respective 2012 W-2s. Vice Chancellor for Health Affairs; Dean, School of Medicine; Associate Vice Chancellor for Research Jeffrey R. Balser, MD, PHD - $27,891; Provost and Vice Chancellor for Academic Affairs, Professor of Psychology Richard C. McCarty - $16,830; Vice Chancellor for Finance and Chief Financial Officer Brett C. Sweet - $49,920; Vice Chancellor for University Affairs and Athletics; Former General Counsel; and Former Secretary of the University David Williams, II - $39,780; Vice Chancellor for Public Affairs Beth A. Fortune - $8,691.

Schedule J (Form 990) 2012

Additional Data

Software ID:
Software Version:

- TIN:

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet

Attach to Form 990. SchKMediumBullet

See separate instructions.

OMB No. 1545-0047

2012

Open to Public
Inspection

Name of the organization
Vanderbilt University

Employer identification number
62-0476822

Part I

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	HEFB Vanderbilt Univ Series 2012D&E	62-6139016	VariousNu	11-29-2012	169,603,023	See Part VI		X		X		X
B	HEFB Vanderbilt Univ Series 2012AB&C	62-6139016	VariousNu	03-29-2012	180,230,953	See Part VI		X		X		X
C	HEFB Vanderbilt Univ Series 2009A&B	62-6139016	VariousNu	04-01-2009	328,850,840	See Part VI		X		X		X
D	HEFB Vanderbilt Univ Series 2008A&B	62-6139016	VariousNu	04-23-2008	274,405,009	See Part VI		X		X		X
	HEFB Vanderbilt Univ CP Program 5	62-6139016	VariousNu	03-29-2010	177,740,000	See Part VI		X		X		X
	HEFB Vanderbilt Univ Series 2005A-1 & A-2	62-6139016	VariousNu	02-15-2005	16,440,000	See Part VI		X		X		X

Part II

Proceeds

	A		B		C		D
	1 Amount of bonds retired . . . . . . . . . . . . . .	16,440,000		16,440,000				42,790,000
2 Amount of bonds legally defeased . . . . . . . . . . .
3 Total proceeds of issue . . . . . . . . . . . . . .	169,603,023		180,231,110		328,896,899		275,052,312
4 Gross proceeds in reserve funds . . . . . . . . . . . .
5 Capitalized interest from proceeds . . . . . . . . . . .
6 Proceeds in refunding escrows . . . . . . . . . . . .
7 Issuance costs from proceeds . . . . . . . . . . . .	2,245,733		64,961		2,245,733		1,774,403
8 Credit enhancement from proceeds . . . . . . . . . . .
9 Working capital expenditures from proceeds . . . . . . . . .
10 Capital expenditures from proceeds . . . . . . . . . . .	100,365,260		16,375,039		100,365,260
11 Other spent proceeds . . . . . . . . . . . . . .	169,603,023		180,231,110		266,285,906		273,277,909
12 Other unspent proceeds . . . . . . . . . . . . . .
13 Year of substantial completion . . . . . . . . . . . .	2011		2005		2011
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue? . . . . .	X		X		X		X
15 Were the bonds issued as part of an advance refunding issue? . . . . .		X		X		X		X
16 Has the final allocation of proceeds been made? . . . . . . . .	X		X		X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . .	X		X		X		X

Part III

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .		X		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .	X		X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2012

Page 2

Part III

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .	X		X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . .	X		X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .	X		X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .	X		X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . .	0.00000%		0%		0%		0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . .	0.00000%		0.00000%		0.00000%		0%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . .	0.00000%		0%		0%		0%
7 Does the bond issue meet the private security or payment test? . . . . .		X		X		X		X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .	X		X		X			X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.	0%		0%		0%		%
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .		X		X		X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2?	X		X		X		X

Part IV

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T? . . . . .		X		X		X		X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .	X		X		X			X
b Exception to rebate? . . . . . . . .	X		X		X		X
c No rebate due? . . . . . . . . . .		X		X		X		X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .		X	X			X		X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider . . . . . . . . .
c Term of hedge . . . . . . . . . .
d Was the hedge superintegrated? . . . . . .
e Was a hedge terminated? . . . . . . .

Schedule K (Form 990) 2012

Page 3

Part IV

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .		X		X		X		X
b Name of provider . . . . . . . . .
c Term of GIC . . . . . . . . . .
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .		X		X		X		X
7 Has the organization established written procedures to monitor the requirements of section 148? . . .	X		X		X		X

Part V

Procedures To Undertake Corrective Action

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X		X

Part VI

Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).

Identifier	Return Reference	Explanation
Form 990, Schedule K, Part I, Column (a), All Rows	Full Issuer Name:	The Health and Educational Facilities Board of Metropolitan Government of Nashville and Davidson County, TN (HEFB).
Form 990, Schedule K, Part I, Column (f)	Description of Purpose:	1st group (Series 2012D&E, 2012A,B&C, 2009A&B & 2008A&B) Row A - To refund a portion of series 2000A bonds (issued on January 20, 2005); a portion of the series 2005A bonds (issued on January 20, 2005); and a portion of tax-exempt commercial paper. Row B - To refund series 2000B bonds (issued on May 16,2000); series 2003A bonds (issued on May 29, 2003); a portion of the series 2005A bonds (issued on January 20, 2005); and the series 2001A&B bonds (both issued January 1, 2001). Row C - To refund tax-exempt commercial paper (issued on June 28, 2007) used to finance various capital projects; refund series 2005 B-1 & B-2 bonds (both issued on January 20, 2005); finance various capital improvements; to pay for costs associated with issuance of bonds. Row D - To refund tax-exempt commercial paper (issued on June 28, 2007) used to finance capital projects of the University and Hospitals; to pay for costs associated with issuance of bonds. 2nd group (CP Program 5, Series 2005 A-1 & A-2) Row A - To refund series 2005B bonds (issued on January 20, 2005 and June 28, 2007); to finance various capital projects and improvements. Row B - Issued as a private replacement to fund purchase of medical transport helicopters.
Form 990, Schedule K, Part II, Line 3,	Variances:	Differences between Part I, Column (e) and Part II, Line 3 is investment earnings.
Form 990, Schedule K, Part III, Lines 4, 5, & 6	Private Business Use:	Vanderbilt University is reporting private business use percentages on a net basis. Reporting on a net basis means that private business use has been allocated to the equity portion of any debt-financed buildings and equipment where private business use has occurred. In Vanderbilt's case, equity has substantially exceeded relatively minor private business use, resulting in zero reported amounts on a net basis.
Form 990, Schedule K, Part III, Line 8a	Sale or Disposition of Bond-Financed Property:	Vanderbilt University calculates the percentage of sale or disposition of bond-financed property by using all disposed property in the numerator without considering if the property was sold to a private organization or disposed of in the regular course of business. This provides for a more conservative calculation. The assets that have been disposed of consist of small equipment. No bond-financed buildings or large equipment have been sold. It is not Vanderbilt's policy to sell any bond-financed assets to a nongovernmental person other than a 501(c)(3) organization.
Form 990, Schedule K, Part III, Line 8b	Percentage of Bond-Financed Property:	1st group (Series 2012D&E, 2012A,B&C, 2009A&B) Column A - Since a portion of the 20012D&E bonds refinanced the 2005A&B bonds, the portion of the 2005A&B bonds that has been disposed of is allocated to the 2012D&E bonds. Column B - Since a portion of the 2012A,B&C bonds refinanced the 2005A&B bonds, the portion of the 2005A&B bonds that has been disposed of is allocated to the 2012A,B&C bonds. Column C - Since a portion of the 2009A&B bonds refinanced the 2005A&B bonds, the portion of the 2005A&B bonds that has been disposed of is allocated to the 2009A&B bonds. 2nd group (CP Program 5) Column A - Since a portion of the CP Program 5 bonds refinanced the series 2005A&B bonds, the portion of the 2005A&B bonds that has been disposed of is allocated to the CP Program 5 bonds. The cost of the disposed asset was such that the calculation rounded to 0.04%. In addition, there were other assets financed by the CP Program 5 bonds that were disposed of which resulted in a calculation that rounded to 0.02%. This results in a total calculation of 0.06%.
Form 990, Schedule K, Part IV, Lines 2c	No Rebate Due:	2nd group (Series 2005 A-1 & A-2) Column B - No rebate is due as calculated by our rebate monitor in the report dated June 10, 2013.

Schedule K (Form 990) 2012

Additional Data

Software ID:
Software Version:

- TIN:

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet

Attach to Form 990. SchKMediumBullet

See separate instructions.

OMB No. 1545-0047

2012

Open to Public
Inspection

Name of the organization
Vanderbilt University

Employer identification number
62-0476822

Part I

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	HEFB Vanderbilt Univ Series 2012D&E	62-6139016	VariousNu	11-29-2012	169,603,023	See Part VI		X		X		X
B	HEFB Vanderbilt Univ Series 2012AB&C	62-6139016	VariousNu	03-29-2012	180,230,953	See Part VI		X		X		X
C	HEFB Vanderbilt Univ Series 2009A&B	62-6139016	VariousNu	04-01-2009	328,850,840	See Part VI		X		X		X
D	HEFB Vanderbilt Univ Series 2008A&B	62-6139016	VariousNu	04-23-2008	274,405,009	See Part VI		X		X		X
	HEFB Vanderbilt Univ CP Program 5	62-6139016	VariousNu	03-29-2010	177,740,000	See Part VI		X		X		X
	HEFB Vanderbilt Univ Series 2005A-1 & A-2	62-6139016	VariousNu	02-15-2005	16,440,000	See Part VI		X		X		X

Part II

Proceeds

	A		B		C		D
	1 Amount of bonds retired . . . . . . . . . . . . . .	16,440,000		16,440,000				42,790,000
2 Amount of bonds legally defeased . . . . . . . . . . .
3 Total proceeds of issue . . . . . . . . . . . . . .	169,603,023		180,231,110		328,896,899		275,052,312
4 Gross proceeds in reserve funds . . . . . . . . . . . .
5 Capitalized interest from proceeds . . . . . . . . . . .
6 Proceeds in refunding escrows . . . . . . . . . . . .
7 Issuance costs from proceeds . . . . . . . . . . . .	2,245,733		64,961		2,245,733		1,774,403
8 Credit enhancement from proceeds . . . . . . . . . . .
9 Working capital expenditures from proceeds . . . . . . . . .
10 Capital expenditures from proceeds . . . . . . . . . . .	100,365,260		16,375,039		100,365,260
11 Other spent proceeds . . . . . . . . . . . . . .	169,603,023		180,231,110		266,285,906		273,277,909
12 Other unspent proceeds . . . . . . . . . . . . . .
13 Year of substantial completion . . . . . . . . . . . .	2011		2005		2011
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue? . . . . .	X		X		X		X
15 Were the bonds issued as part of an advance refunding issue? . . . . .		X		X		X		X
16 Has the final allocation of proceeds been made? . . . . . . . .	X		X		X		X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . .	X		X		X		X

Part III

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .		X		X		X		X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .	X		X		X		X

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2012

Page 2

Part III

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .	X		X		X		X
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . .	X		X		X		X
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .	X		X		X		X
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .	X		X		X		X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . .	0.00000%		0%		0%		0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . .	0.00000%		0.00000%		0.00000%		0%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . .	0.00000%		0%		0%		0%
7 Does the bond issue meet the private security or payment test? . . . . .		X		X		X		X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .	X		X		X			X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.	0%		0%		0%		%
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .		X		X		X
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2?	X		X		X		X

Part IV

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T? . . . . .		X		X		X		X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .	X		X		X			X
b Exception to rebate? . . . . . . . .	X		X		X		X
c No rebate due? . . . . . . . . . .		X		X		X		X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .		X	X			X		X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X		X		X		X
b Name of provider . . . . . . . . .
c Term of hedge . . . . . . . . . .
d Was the hedge superintegrated? . . . . . .
e Was a hedge terminated? . . . . . . .

Schedule K (Form 990) 2012

Page 3

Part IV

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .		X		X		X		X
b Name of provider . . . . . . . . .
c Term of GIC . . . . . . . . . .
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .		X		X		X		X
7 Has the organization established written procedures to monitor the requirements of section 148? . . .	X		X		X		X

Part V

Procedures To Undertake Corrective Action

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X		X		X		X

Part VI

Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).

Identifier	Return Reference	Explanation
Form 990, Schedule K, Part I, Column (a), All Rows	Full Issuer Name:	The Health and Educational Facilities Board of Metropolitan Government of Nashville and Davidson County, TN (HEFB).
Form 990, Schedule K, Part I, Column (f)	Description of Purpose:	1st group (Series 2012D&E, 2012A,B&C, 2009A&B & 2008A&B) Row A - To refund a portion of series 2000A bonds (issued on January 20, 2005); a portion of the series 2005A bonds (issued on January 20, 2005); and a portion of tax-exempt commercial paper. Row B - To refund series 2000B bonds (issued on May 16,2000); series 2003A bonds (issued on May 29, 2003); a portion of the series 2005A bonds (issued on January 20, 2005); and the series 2001A&B bonds (both issued January 1, 2001). Row C - To refund tax-exempt commercial paper (issued on June 28, 2007) used to finance various capital projects; refund series 2005 B-1 & B-2 bonds (both issued on January 20, 2005); finance various capital improvements; to pay for costs associated with issuance of bonds. Row D - To refund tax-exempt commercial paper (issued on June 28, 2007) used to finance capital projects of the University and Hospitals; to pay for costs associated with issuance of bonds. 2nd group (CP Program 5, Series 2005 A-1 & A-2) Row A - To refund series 2005B bonds (issued on January 20, 2005 and June 28, 2007); to finance various capital projects and improvements. Row B - Issued as a private replacement to fund purchase of medical transport helicopters.
Form 990, Schedule K, Part II, Line 3,	Variances:	Differences between Part I, Column (e) and Part II, Line 3 is investment earnings.
Form 990, Schedule K, Part III, Lines 4, 5, & 6	Private Business Use:	Vanderbilt University is reporting private business use percentages on a net basis. Reporting on a net basis means that private business use has been allocated to the equity portion of any debt-financed buildings and equipment where private business use has occurred. In Vanderbilt's case, equity has substantially exceeded relatively minor private business use, resulting in zero reported amounts on a net basis.
Form 990, Schedule K, Part III, Line 8a	Sale or Disposition of Bond-Financed Property:	Vanderbilt University calculates the percentage of sale or disposition of bond-financed property by using all disposed property in the numerator without considering if the property was sold to a private organization or disposed of in the regular course of business. This provides for a more conservative calculation. The assets that have been disposed of consist of small equipment. No bond-financed buildings or large equipment have been sold. It is not Vanderbilt's policy to sell any bond-financed assets to a nongovernmental person other than a 501(c)(3) organization.
Form 990, Schedule K, Part III, Line 8b	Percentage of Bond-Financed Property:	1st group (Series 2012D&E, 2012A,B&C, 2009A&B) Column A - Since a portion of the 20012D&E bonds refinanced the 2005A&B bonds, the portion of the 2005A&B bonds that has been disposed of is allocated to the 2012D&E bonds. Column B - Since a portion of the 2012A,B&C bonds refinanced the 2005A&B bonds, the portion of the 2005A&B bonds that has been disposed of is allocated to the 2012A,B&C bonds. Column C - Since a portion of the 2009A&B bonds refinanced the 2005A&B bonds, the portion of the 2005A&B bonds that has been disposed of is allocated to the 2009A&B bonds. 2nd group (CP Program 5) Column A - Since a portion of the CP Program 5 bonds refinanced the series 2005A&B bonds, the portion of the 2005A&B bonds that has been disposed of is allocated to the CP Program 5 bonds. The cost of the disposed asset was such that the calculation rounded to 0.04%. In addition, there were other assets financed by the CP Program 5 bonds that were disposed of which resulted in a calculation that rounded to 0.02%. This results in a total calculation of 0.06%.
Form 990, Schedule K, Part IV, Lines 2c	No Rebate Due:	2nd group (Series 2005 A-1 & A-2) Column B - No rebate is due as calculated by our rebate monitor in the report dated June 10, 2013.

Schedule K (Form 990) 2012

Additional Data

Software ID:
Software Version:

- TIN:

Schedule L
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Transactions with Interested Persons

Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet

Attach to Form 990 or Form 990-EZ. MediumBullet

See separate instructions.

OMB No. 1545-0047

2012

Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.

1(a) Name of disqualified person	(c) Description of transaction	(d) Corrected?
1(a) Name of disqualified person	(c) Description of transaction	Yes	No

Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image

Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image

Part II

Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	(d) Loan to or from the organization?		(e)Original principal amount	(f)Balance due	(g) In default?		(h) Approved by board or committee?		(i)Written agreement?
(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	To	From	(e)Original principal amount	(f)Balance due	Yes	No	Yes	No	Yes	No






Total ...... $

Part III

Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of assistance	(d) Type of assistance	(e) Purpose of assistance
(1) See Part V

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50056A

Schedule L (Form 990 or 990-EZ) 2012

Page 2

Part IV

Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

(a) Name of interested person	(c) Amount of transaction	(d) Description of transaction	(e) Sharing of organization's revenues?
(a) Name of interested person	(c) Amount of transaction	(d) Description of transaction	Yes	No
(1) See Part V				No

Part V

Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).

Identifier	Return Reference	Explanation
Schedule L, Part III	Grants or Assistance Benefiting Interested Persons	(a) Name of interested person:Education assistance provided to eleven interested persons(b) Relationship between interested person and the organization:Employees, dependents, family members(c) Amount of assistance:$401,068(d) Type of assistance:Merit based scholarships and awards(e) Purpose of assistance:Scholarships and awards to assist individuals fund education costs(a) Name interested person:Tuition assistance provided to six interested persons(b) Relationship between interested person and the organization:Qualifying dependents of eligible employees(c) Amount of assistance:$120,250(d)Type of assistance:Tuition assistance(e) Purpose of assistance:Tuition to assist individuals fund education costs
Schedule L, Part IV	Business Transactions Involving Interested Persons	(a) Name of Person: Barbara E. Wilson-Engelhardt, MD(b) Relationship between interested person and Organization: Family member of trustee William Wilson(c) Amount of transaction: $130,490(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Taylor Fife, APRN-BC(b) Relationship between interested person and Organization: Family member of current officer Jerry Fife(c) Amount of transaction: $24,703(d) Description of transaction: Employment at Vanderbilt (terminated 11/1/12)(e) Sharing of Organization revenues? = No(a) Name of Person: Hava Fife, APRN-BC(b) Relationship between interested person and Organization: Family member of current officer Jerry Fife(c) Amount of transaction: $111,185(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Stacey McCarty(b) Relationship between interested person and Organization: Family member of current officer Richard McCarty(c) Amount of transaction: $50,178(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Gail P. Carr-Williams, JD(b) Relationship between interested person and Organization: Family member of current officer David Williams, II(c) Amount of transaction: $126,249(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Dell, Inc.(b) Relationship between interested person and Organization: Trustee Nancy E. Perot's brother and Trustee H. Ross Perot, Jr. serve on the board of Dell, Inc.(c) Amount of transaction: $4,327,312(d) Description of transaction: Purchases of computer hardware, software, accessories and services(e) Sharing of Organization revenues? = No(a) Name of Person: Summit Partners(b) Relationship between interested person and Organization: Trustee Bruce Evans is an owner/investor and on the board of Summit Partners(c) Amount of transaction: $2,151,983(d) Description of transaction: Management fees of $504,628 and carried interest of $1,647,355(e) Sharing of Organization revenues? = No

Schedule L (Form 990 or 990-EZ) 2012

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.

OMB No. 1545-0047

2012

Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....	X	18	50,451	FMV
2 Art—Historical treasures .
3 Art—Fractional interests ..
4 Books and publications ..	X		367,997	Various
5 Clothing and household goods .......	X		25,145	Selling Price
6 Cars and other vehicles ..
7 Boats and planes ....
8 Intellectual property ...
9 Securities—Publicly traded .	X	532	18,383,029	Market Quote
10 Securities—Closely held stock .
11 Securities—Partnership, LLC, or trust interests ....
12 Securities—Miscellaneous ..
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .	X	1	360,900	Selling Price/FMV
16 Real estate—Commercial ..
17 Real estate—Other ...
18 Collectibles .....	X	38	16,849	Various
19 Food inventory ...	X	117	14,754	Cost
20 Drugs and medical supplies .	X	31	404,227	Cost
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( See Part II )	X	17	25,251	Cost
26 Other ( See Part II )	X	256	52,968	Cost
27 Other ( Software )	X	1	2,704,832	FMV
28 Other ( )

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it

must hold for at least three years from the date of the initial contribution, and which is not required to be used

for exempt purposes for the entire holding period? ..................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?

Yes

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

Yes

If "Yes," describe in Part II.

If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2012)

Page 2

Part II

Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Identifier	Return Reference	Explanation
Method for Determining Number of Contributions:	Part I, Column (b):	- Number of contributions or items contributed: Vanderbilt University reports the number of contributions received throughout the year for each type of property listed. Schedule M, Part I, Line 26: - Types of property, other: This line includes donations for various fundraising efforts and silent auctions items, such as giftcards and tickets to performances and athletic events. Schedule M, Part I, Line 27: - Types of property, other: This line includes donor out-of-pocket expenses for hosting Vanderbilt events.
Third Party Use:	Part I, Line 32b:	Vanderbilt used an unrelated third party to sell gifts of real property. The terms of such arrangements are in accordance with the ordinary course of business for such real estate transactions.

Schedule M (Form 990) (2012)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.

OMB No. 1545-0047

2012

Open to Public
Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Identifier	Return Reference	Explanation
	Form 990, Part VI, Section A, line 2	- Family/Business Relationships: Trustees Jackson W. Moore and Rebecca W. Wilson have a family relationship. Trustees Nancy E. Perot and H. Ross Perot, Jr. have family and business relationships. Trustees Dennis C. Bottorff and John R. Ingram have a business relationship.
	Form 990, Part VI, Section B, line 11	- Complete Copy of Form 990 to Governing Body: The Form 990 is prepared by Vanderbilt University Finance Staff and provided to PricewaterhouseCoopers, Vanderbilt University's independent accounting firm for review. After review by PricewaterhouseCoopers, Vanderbilt University provides a draft copy of the Form 990 and all required schedules for review to all General Officers, which includes the Chancellor and Chief Financial Officer. Once this review process is complete, the Full Board of Trust and its Audit Committee are provided a hard copy of the draft Form 990 and all required schedules for review. The final Form 990 and all required schedules are made available to the full Board of Trust for review via Vanderbilt's secure Board of Trust website prior to the filing of the return.
	Form 990, Part VI, Section B, line 12c	- Conflict of Interest: Vanderbilt University requires that for any faculty or staff member disclosing a potential conflict of interest, the conflict be reviewed by the individual's manager, as well as by the conflict of interest and commitment management office or Vanderbilt University Medical Center faculty affairs office, and the reported conflict be managed, reduced, or eliminated. The manager is required to respond that any recommended management plan has been implemented or that the reported conflict no longer exists. For those conflicts in which Vanderbilt may have an institutional interest, those in which human subject research is performed, or those deemed unmanageable, the University Conflicts Committee reviews and determines appropriate actions. The University Conflicts Committee members are appointed by the chancellor and are made up of a faculty member representing each of the university schools, the vice chancellor for administration, the director of technology transfer, the director of the institutional review board, the assistant vice chancellor of internal audit, and the heads of research for both the university and medical center. The University Conflicts Committee is chaired by the vice chancellor for university affairs and athletics, general counsel, and secretary of the university. The University Conflicts Committee reports bi-annually to the Audit Committee of the Board of Trust the matters brought before the committee and the resulting actions. Board of Trust members and senior executive management of the university also must complete annual conflict of interest disclosures and management plans are developed to manage, reduce, or eliminate any potential conflicts of interest. Trustees are notified of their plans and the plans are thoroughly discussed with them to ensure compliance. Those with disclosed potential conflict of interest are presented to the Audit Committee of the board of trust, along with their respective management action plans, where applicable. Management plans may include restrictions on members such as recusing themselves during deliberations and decisions in which a potential conflict may exist, with the minutes of the meeting reflecting their recusal. Additionally, all members of the Vanderbilt community are required to disclose potential conflicts as they arise throughout the year. The same process noted above occurs for these disclosures.
	Form 990, Part VI, Section B, line 15	- Determining Compensation: To ensure that Vanderbilt is paying reasonable total compensation, is not violating the private inurement prohibition, which requires that none of the organization's income or assets unreasonably benefit any of its trustees, officers, or key employees, and is in compliance with the intermediate sanctions provisions with respect to the general officers, Vanderbilt's Board of Trust has designated a Compensation Committee made up of outside, independent, board members to review and recommend to the Executive Committee of the Board of Trust the total compensation annually for the general officers. The committee utilizes an outside consulting firm to provide expert information regarding industry-wide compensation norms and compliance with all Internal Revenue Service rules concerning executive compensation, including the Internal Revenue Code provision related to intermediate sanctions, deferred compensation, and private inurement. The Compensation Committee reviews the executive compensation philosophy and affirms that it is in line with the Board's expectation. The compensation of the general officers is disclosed in the annual Form 990, which is available to the public in accordance with regulations sections 301.6104(d)-1 through 3. Each year the total compensation review and recommendations are recorded in the minutes of the Compensation Committee meetings. The approval of the recommendations is recorded in the Executive Committee meetings. The full Board is informed annually of the total compensation of the general officers during private session.
	Form 990, Part VI, Section C, line 19	- Policies Available to Public: - Vanderbilt University makes its governing documents available to the public through its Board of Trust website located at: http://www.vanderbilt.edu/boardoftrust. - Vanderbilt University makes its conflict of interest policy available to the public through its Compliance Program website located at: http://www.vanderbilt.edu/compliance and Vanderbilt University Medical Center's Office of Compliance and Corporate Integrity website located at: http://www.mc.vanderbilt.edu/compliance. - Vanderbilt University makes its financial statements available to the public through its website located at: http://www.financialreport.vanderbilt.edu.
Continuation of Titles	Form 990, Part VII, Section A, Column (A)	- Nicholas S. Zeppos, JD - Chancellor - Audrey Jane Anderson - Vice Chancellor, General Counsel and University Secretary (effective March 11, 2013) - Jeffrey R. Balser, MD, PHD - Vice Chancellor for Health Affairs; Dean, School of Medicine; Associate Vice Chancellor for Research - Jerry G. Fife, BS - Vice Chancellor of Administration - Beth A. Fortune, MA - Vice Chancellor for Public Affairs - John M. Lutz - Vice Chancellor for Information Technology (effective April 15, 2013) - Richard C. McCarty, MS, PHD - Provost and Vice Chancellor for Academic Affairs, Professor of Psychology - Susie S. Stalcup, BA - Vice Chancellor for Development and Alumni Relations - Brett C. Sweet, MBA - Vice Chancellor for Finance and Chief Financial Officer and Interim Vice Chancellor for Investments (effective January 31, 2013) - David Williams, II, MA, MBA, JD, LLM - Vice Chancellor for University Affairs and Athletics; Former General Counsel and Former Secretary of the University (effective March 11, 2013) - Matthew W. Wright, MBA - Former Vice Chancellor for Investments (through January 31, 2013) - Charles L. Gregory, MA, MBA, MHA - Assistant Vice Chancellor and CEO, Monroe Carell, Jr. Children's Hospital at Vanderbilt; Chief Business Development Officer - John F. Manning, Jr., PHD, MBA - Associate Vice Chancellor for Health Affairs and Chief Administrative Officer, Vanderbilt University Medical Center; Senior Associate Dean for Operations and Administration, School of Medicine - Charles W. Pinson, MD, MBA - Deputy Vice Chancellor for Health Affairs; Senior Associate Dean for Clinical Affairs - David Posch - CEO, Vanderbilt University Hospital - Melanie S. Balcomb - Head Women's Basketball Coach - James G. Franklin - Head Football Coach - John W. Klekamp, MD - Assistant Professor for Clinical Orthopaedic Surgery - Kevin E. Stallings, ME - Head Men's Basketball Coach - Paul A. Thomas, MD - Associate Professor of Clinical Orthopaedic Surgery - Harry R. Jacobson, MD - Former Officer (Vice Chancellor for Health Affairs); Terminated status as an officer in June 2009 - Betty L. Price, MBA, CPA - Former Interim Officer (Interim Vice Chancellor for Finance and CFO); Terminated status as an officer in August 2009 - Martin P. Sandler, MD - Former Key Employee (Associate Vice Chancellor for Hospital Affairs); Terminated status as a key employee in June 2009; Professor of Radiology and Radiological Sciences
Investment Management Fees	Form 990, Part IX, Line 11F	The investment management fee of $9,591,630 represent fees paid directly to investment managers (i.e., separately managed accounts processed through the university's asset custodian). For Vanderbilt's audited financial statements, these fees are recorded through other comprehensive income. These fees are required to be reported as current year expense on Form 990, Part IX, line 11f. To reconcile net assets back to the audited financial statements, the expense is also reported on Form 990 Part XI (Reconciliation of Net Assets), Line 7, Investment Expenses.
	Form 990, Part IX, Line 24e, All Other Functional Expenses:	Bad Debts: Program service expenses 2,256,626 Management and general expenses 0 Fundraising expenses 0 Total expenses 2,256,626 Total Other Expenses of Form 990, Part IX, Line 24e Col A 2,256,626
Changes in Net Assets or Fund Balances:	Form 990, Part XI, line 9:	Adjustment resulting from deconsolidation of entities having different EIN 1,655,137. Adjustment to reconsolidate prior years deconsolidated entities 15,570,219. Change in net assets related to noncontrolling interests -14,484,984.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2012

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBullet

Attach to Form 990. MediumBullet

See separate instructions.

OMB No. 1545-0047

2012

Open to Public Inspection

Name of the organization

Vanderbilt University

Employer identification number

62-0476822

Part I

Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) Dore Capital LLC 2100 West End Ave Suite 1000 Nashville,TN37203 26-4337602	Investment	DE	0	0	VU
(2) Dore Capital Real Estate LLC 2100 West End Ave Suite 1000 Nashville,TN37203 26-4581498	Investment	DE	0	0	VU
(3) Vanderbilt Global Holdings LLC 2100 West End Ave Suite 750 Nashville,TN37203 46-3504785	Holding Company	TN	0	0	VU
(4) Vanderbilt Health Services LLC 2100 West End Ave Suite 750 Nashville,TN37203 62-1176354	Support Org	TN	1,302,708	8,806,790	VU
(5) Friends in Global Health LLC 2100 West End Ave Suite 750 Nashville,TN37203 26-0170070	Public Health	TN	48,262	540,766	VHS
(6) Vanderbilt-Wilson Radiation Oncology LLC 2100 West End Ave Suite 750 Nashville,TN37203 26-1241612	Inactive	TN	0	62,934	VHS
(7) Vanderbilt Health Affiliated Network LLC 2100 West End Ave Suite 750 Nashville,TN37203 46-1571024	Support Org	TN	-611,918	341,506	VHS
(8) VUCH Donation LLC 2100 West End Ave Suite 750 Nashville,TN37203 62-0476822	Investment	TN	0	0	VU

Part II

Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1) VU Real Estate Holdings Inc 2100 West End Ste 750 Nashville,TN37203 58-2018307	Title Holding	TN	501(C)(2)	N/A	VU	Yes
(2) Vanderbilt Student Communications Inc 2301 Vanderbilt Place Nashville,TN37235 23-7030713	Support Org	TN	501(c)(3)	11-A-I	VU	Yes
(3) Ingram Charitable Fund Inc 4400 Harding Road 9th Floor Nashville,TN37203 58-1916504	Support Org	TN	501(c)(3)	11D-III-O	N/A		No
(4) Vanderbilt Home Care Services Inc 2120 Belcourt Avenue Nashville,TN37212 62-1404948	Home Health	TN	501(c)(3)	9	VHS	Yes
(5) Vanderbilt Global Inc 2100 West End Ste 750 Nashville,TN37203 46-0888454	Support Org	DE	501(c)(3)	Pending	VGH	Yes

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2012

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Predominant income(related, unrelated, excluded from tax under sections 512-514)	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code VUBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity		(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code VUBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No
(1) Alternative Fixed Income Fund LP 1250 E Hallendale Beach Blvd PH-A Hallendale,FL33009 65-0769632	Investments	FL	Ztips Inc	Excluded	-104	21,577		No			No	0.240 %
(2) Dore Capital LP 2100 West End Ste 1000 Nashville,TN37203 26-4337679	Investments	DE	VU	Excluded	-3,853,710	171,225,176	Yes			Yes		68.290 %
(3) Dore Capital Real Estate LP 2100 West End Ste 1000 Nashville,TN37203 26-4581574	Investments	DE	VU	Unrelated	-3,767,170	78,894,155	Yes			Yes		69.460 %
(4) Ambulatory Surgery Center of Cool Springs LLC 40 Burton Hills Blvd Ste 500 Nashville,TN37215 62-1809227	Ambulatory Surgery	TN	VHS	Related	1,921,625	2,034,265		No			No	51.020 %
(5) New Light Imaging LLC 4525 Harding Road Suite 102 Nashville,TN37205 14-1895171	Management Services	TN	VHS	Related	713,497	179,795		No			No	66.670 %
(6) One Hundred Oaks Imaging LLC 4525 Harding Road Suite 102 Nashville,TN37205 26-3762022	Diagnostic Imaging	TN	VIS	Related	1,521,438	1,951,005		No			No	80.000 %
(7) Springfield VIP Realty LLC 3319 West End Ave Ste 700 Nashville,TN37203 26-1237360	Real Estate	TN	VU	Excluded	5,680	447,157		No		Yes		49.000 %
(8) Vanderbilt Gateway Cancer Center GP 3319 West End Ave Ste 700 Nashville,TN37203 20-3844791	Oncology Services	DE	VHS	Related	389,173	1,479,297		No			No	50.000 %
(9) Vanderbilt Imaging Services LLC (VIS) 1909 Acklen Avenue Nashville,TN37212 62-1787098	Radiology Services	TN	VHS	Related	5,281,510	2,345,705		No			No	66.670 %
(10) Vanderbilt Stallworth Rehabilitation Hospital LP 3660 Grandview Parkway Ste 200 Birmingham,AL35243 63-1077470	Rehab Services	TN	VHS	Related	1,989,032	8,004,121		No			No	50.000 %
(11) Williamson Imaging LLC 2009 Mallory Lane Suite 150 Franklin,TN37067 62-1855535	Diag. Imaging	TN	VIS	Related	2,010,918	1,079,475		No			No	53.340 %
(12) Third Eye Capital Credit Opportunities Fund-Insight Fund 19 Rue De Bitbourg L-1273 LU 98-0691142	Investments	LU	VU	Excluded	5,381,231	29,325,912		No			No	74.310 %
(13) Investec Institutional Pan African Fund LLC 666 5th Avenue 15th Floor New York,NY10103 26-2188279	Investments	DE	VU	Excluded	4,588,276	38,500,520		No			No	54.750 %
(14) Vanderbilt - Maury Radiation Oncology LLC 1031 22nd Ave South Suite B-1034 Nashville,TN37232 46-0757412	Oncology Services	TN	VHS	Related	-31,999	2,808,634		No		Yes		40.000 %
(15) Vanderbilt Health and Williamson Medical Center Clinics and Services 3319 West End Ave Ste 700 Nashville,TN37203 62-1864145	Walk-in Clinics	TN	VHS	Related		42,926		No			No	51.000 %

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(h) Percentage ownership	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets		Yes	No
(1) Vanderbilt Legends Club Inc 1500 Legends Club Lane Franklin,TN37069 62-1429615	Golf Club	TN	VU	C	6,370,495	13,467,601	100.000 %	Yes
(2) ZTIPS Inc (ZTIPS) 2100 West End Ave Suite 750 Nashville,TN37203 62-1865562	Investments	DE	VU	C		54	100.000 %	Yes
(3) Commodore Scottish Patron II LP 50 Lothian Road Festival Square Edinburgh,Scotland UK	Investments	UK	VU	C	-70,439	8,906,121	100.000 %	Yes
(4) Callao Partners LTD Appleby Trust (Cayman) LTD Clifton House 75 Fort Street PO George Town KY1-1108 CJ	Investments	CJ	VU	C	10,196,873	163,252,769	98.720 %	Yes
(5) Emergent Pro Alia Fund Sub Fund Emergent African Land Fund 20 Boulevard Emmanuel Servais L-2535 LU 98-0600835	Investments	LU	VU	C		5,000,000	79.600 %	Yes
(6) Vision Hybrid Fund 4 Intertrust Corporate Svcs Cayman George Town KY1-9005 CJ	Investments	CJ	VU	C	-5,216,097			Yes
(7) Vanderbilt Integrated Providers (VIP) 3319 West End Ave Suite 700 Nashville,TN37203 62-1650124	Practices	TN	VHS	C	2,248,645	2,332,375	100.000 %	Yes
(8) Pacific Harbor Special Holdings Ltd PO Box 957 Offshore Incorporations Tortola,British Virgin Is VI	Investments	VI	VU	C	26,115,966	74,526,616	100.000 %	Yes
(9) Vision Borda Da Serra Fund Intertrust Corporate Svcs Cayman George Town KY1-9005 CJ	Investments	CJ	VU	C		11,145,956	65.250 %	Yes
(10) Vision Sao Domingos Fund Intertrust Corporate Svcs Cayman George Town KY1-9005 CJ	Investments	CJ	VU	C		23,838,679	52.230 %	Yes
(11)								Yes
(12) Charitable Remainder Trust (88)	Charitable Trust	TN	VU	T				Yes
(13) Perpetual Trusts (6)	Charitable Trust	TN	VU	T				Yes
(14) Charitable Lead Trusts (1)	Charitable Trust	TN	VU	T				Yes

Schedule R (Form 990) 2012

Page 3

Part V

Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .

Yes

b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .

Yes

m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .

Yes

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .

o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of other organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) One Hundred Oaks Imaging LLC	A	12,852	Fair Market Value
(2) VU Real Estate Holdings Inc	A	425,129	Fair Market Value
(3) Vanderbilt Home Care Services Inc	A	98,852	Fair Market Value
(4) Vanderbilt Legends Club Inc	A	556,830	Fair Market Value
(5) One Hundred Oaks Imaging LLC	A	184,516	Fair Market Value
(6) Vanderbilt Home Care Services Inc	A	82,154	Fair Market Value
(7) Vanderbilt Student Communications Inc	A	51,779	Fair Market Value
(8) Vanderbilt Health Services Inc	B	8,678,128	Fair Market Value
(9) Lead Trust (1)	C	82,532	Fair Market Value
(10) One Hundred Oaks Imaging LLC	D	159,264	Fair Market Value
(11) VU Real Estate Holdings Inc	D	6,002,608	Fair Market Value
(12) Vanderbilt Home Care Services Inc	J	100,954	Fair Market Value
(13) Vanderbilt Legends Club Inc	D	8,566,612	Fair Market Value
(14) Vanderbilt Stallworth Rehabilitation Hospital LP	A	135,000	Fair Market Value
(15) VU Real Estate Holdings Inc	K	503,855	Fair Market Value
(16) Vanderbilt Stallworth Rehabilitation Hospital LP	J	81,336	Fair Market Value
(17) Vanderbilt Imaging Services LLC	O	421,753	Fair Market Value
(18) Vanderbilt Home Care Services Inc	L	328,995	Fair Market Value
(19) New Light Imaging LLC	O	240,432	Fair Market Value
(20) One Hundred Oaks Imaging LLC	J	184,516	Fair Market Value
(21) Vanderbilt Home Care Services Inc	M	2,117,269	Fair Market Value
(22) Vanderbilt Stallworth Rehabilitation Hospital LP	K	258,392	Fair Market Value
(23) New Light Imaging LLC	Q	251,927	Fair Market Value
(24) New Light Imaging LLC	S	760,921	Fair Market Value
(25) One Hundred Oaks Imaging LLC	Q	312,689	Fair Market Value
(26) VU Real Estate Holdings Inc	Q	361,388	Fair Market Value
(27) Vanderbilt Health Services Inc	B	1,303,281	Fair Market Value
(28) Vanderbilt Health Services Inc	S	15,377,446	Fair Market Value
(29) Vanderbilt Home Care Services Inc	O	57,894	Fair Market Value
(30) Vanderbilt Imaging Services LLC	S	5,242,007	Fair Market Value
(31) Vanderbilt Integrated Providers	Q	73,304	Fair Market Value
(32) Vanderbilt Legends Club Inc	P	100,033	Fair Market Value
(33) Charitable Remainder Trust (6)	R	2,105,080	Fair Market Value
(34) Perpetual Trusts (6)	R	903,961	Fair Market Value
(35) VU Real Estate Holdings Inc	S	1,787,918	Fair Market Value
(36) Vanderbilt Stallworth Rehabilitation Hospital LP	S	1,967,834	Fair Market Value
(37) One Hundred Oaks Imaging LLC	S	941,880	Fair Market Value
(38) Vanderbilt Legends Club Inc	B	141,292	Fair Market Value
(39) Vanderbilt Student Communications Inc	B	470,795	Fair Market Value
(40) Vanderbilt Home Care Services Inc	S	388,877	Fair Market Value
(41) Vanderbilt Stallworth Rehabilitation Hospital LP	S	1,595,462	Fair Market Value

Schedule R (Form 990) 2012

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code VUBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code VUBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2012

Page 5

Part VII

Supplemental Information

Complete this part to provide additional information for responses to questions on Schedule R (see instructions).

Identifier	Return Reference	Explanation
Amount Involved	Form 990, Schedule R, Part V, Column C	The amounts reported are derived from the books and records of Vanderbilt University, which are maintained on an accrual basis in accordance with U.S. Generally Accepted Accounting Principles. Valuation of the amounts reported in Schedule R, Part V, Column C is consistent with the valuation reflected in the University's consolidated audited financial statements.

Additional Data

Software ID:
Software Version:

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If “Yes,”the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If “Yes,” the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................	Yes	No