Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 07-01-2012 , 2012, and ending 06-30-2013
BCheck if applicable:
CName of organization
Smile Train Inc
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
41 Madison Avenue
Suite
Room/suite
City or town, state or country, and ZIP + 4
New York, NY10010
D Employer identification number

13-3661416
E Telephone number

G Gross receipts $ 98,974,055
F Name and address of principal officer:
Susannah Schaefer
41 Madison Avenue
New York,NY10010
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.smiletrain.org
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1992
M State of legal domicile: NY
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: Smile Train, Inc.'s mission is to provide free cleft surgery for children in developing countries suffering from clefts and to provide free cleft-related training for doctors & medical personnel
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 9
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 8
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 39
6 Total number of volunteers (estimate if necessary) ............. 6 0
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b  
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 94,694,130 90,055,763
9 Program service revenue (Part VIII, line 2g) ......... 0 0
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 9,754,737 8,488,245
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 356,949 430,047
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 104,805,816 98,974,055
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 39,908,019 48,796,370
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 4,721,693 5,694,509
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 816,528 1,382,311
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet17,380,312    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 47,654,291 27,436,537
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 93,100,531 83,309,727
19 Revenue less expenses. Subtract line 18 from line 12....... 11,705,285 15,664,328
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 205,068,786 230,834,813
21 Total liabilities (Part X, line 26)............. 9,221,572 7,403,597
22 Net assets or fund balances. Subtract line 21 from line 20..... 195,847,214 223,431,216
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: Smile Train, Inc.'s primary purpose is to provide poor children born with a cleft the same opportunities in life as a child born without a cleft. Smile Train's mission is to: 1. Provide free cleft surgery for children in developing countries. 2. Provide free cleft-related training for doctors and other medical professionals in 75+ countries. 3. Treat the whole child with comprehensive care including: speech therapy, general dentistry and orthodontics. Smile Train is an international children's charity with a sustainable approach to a single, solvable problem: cleft lip and palate. Children in developing countries with unrepaired clefts live in shame, but more importantly, have difficulty eating, breathing and speaking and aren't allowed to attend school. Cleft repair surgery is simple, and the transformation is immediate. Our sustainable model provides training and funding to empower local doctors in 75+ developing countries to provide 100%-free cleft repair surgery in their communitie
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 53,778,501 including grants of $ 47,432,998 ) (Revenue $   )
Treatment Program: Free Cleft Surgeries - While our cost per surgery varies across the 75+ different countries where we work, our contribution per surgery can be as low as $250. This amount reflects the contribution per surgery that we provide our partner hospitals. THEY ALSO COVER A SIGNIFICANT PORTION OF EACH SURGERY AS PART OF OUR COST-SHARING AGREEMENT WITH OUR MEDICAL PARTNERS. Free Medical Equipment & Infrastructure Support - For many of our partners, access to safe operating rooms is their biggest barrier. Many struggle with old and inadequate equipment such as anesthesia machines and a lack of other equipment and supplies. Smile Train provides financial support that has been used for everything from building new operating rooms to crucial safety equipment such as pulse oximeters and cleft surgical instruments and supplies including scalpels and sutures. All of these investments work to provide a significant number of incremental surgeries, but also result in safer and higher quality outcomes. Free Ancillary Treatment - Every child with cleft needs more than just surgery. They also need dental care, orthodontics and speech therapy. Where these services are available, we do everything we can to make them available to our patients. We pay for speech therapy sessions, dental and orthodontic work and much more. Financial Aid For Poor Patients - Some of our patients are so malnourished they are not healthy enough to be operated on and are provided food for one to two weeks before surgery. Some of our patients are so poor they have no money to get to the hospital or to travel home after surgery. Sometimes they have no shoes and no money for food. We have special programs that give small stipends for these poorest of the poor. These expenses exclude $52,525,367 donated time and services from doctors, nurses, anesthesiologists, other medical professionals and medical facilities and supplies.
4b (Code:   ) (Expenses $ 7,958,696 including grants of $ 438,748 ) (Revenue $   )
PUBLIC EDUCATION PROGRAM: Every year, people in developing countries isolate or abandon their newborn babies because they don't know a cleft is a simple birth defect and not a "curse from God." Thousands of children with clefts are never brought to hospitals for treatment because their parents don't know clefts are treatable. Thousands of people in developing countries come to Smile Train for information on how to find a good cleft team and how to take care of their newborn babies with clefts. Through direct mail, websites, newspapers, radio, TV, public service announcements, documentaries, public relations, social media, etc., we raise public awareness about clefts in developing countries and in the United States.
4c (Code:   ) (Expenses $ 1,767,308 including grants of $ 1,147,682 ) (Revenue $   )
Training program: Smile Train provides free training and education to cleft care professionals in 75+ countries around the world. Access to education and training opportunities is critical to Smile Train's mission of empowering local medical teams to provide safe, high-quality cleft care. Over the past 14 years, we have provided support for more than 1,485 medical conferences and training opportunities to improve cleft treatment in the developing world. Smile Train supports hands-on and workshop-based training opportunities to improve the skill level of cleft care professionals in the developing world. Recent initiatives have focused on supporting training programs for cleft care nurses and anesthesiologists, including the development of the Smile Train Safe Nursing Care Saves Lives program in Africa. This course was piloted in six countries in Africa and will now be scaled in more regions around the world. Smile train is innovative in its approach to provide quality training to medical professionals worldwide. In the developing world, surgeons often do not have access to the latest innovative techniques and updated protocols for cleft surgery. Smile Train partners have conducted over 900,000 surgeries worldwide and lacking access to such resources can be a barrier to their continuing education and quality improvement. Smile Train recognized this problem and since 1999 has distributed free virtual surgery training materials to 40,000+ medical professionals in 149 countries around the world. Smile Train took this technology to the next level and in May 2013, released the first open-access, web-based, interactive Virtual Surgery Simulator designed to enhance training for surgeons on how to repair clefts. The Simulator links state-of-art surgical resources to the most remote parts of the world, and changes the paradigm of surgical training internationally. The Simulator was distributed to 1100+ Smile Train partner surgeons worldwide. In Fiscal Year 2013, Smile Train confirmed users of the system in 43 countries around the world, including places where over half the population lives below the poverty level and where the per capital annual income is less than $500 per year. Through this unique approach Smile Train has leveraged technology to change the course of medical education while also improving the lives of children born with cleft in the developing world.
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet63,504,505
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? ...
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part II........
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part III............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............ Click to see attachment
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
 
No
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
 
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I...................
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II..........................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............. Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
 
No
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
23
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
39
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletIN
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
 
No
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
9
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
8
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AL , AK , AZ , AR , CA , CT , DE , FL , GA , HI , ID , IL , IN , IA , KS , KY , MD , MA , MI , MN , MS , MO , MT , NE , NV , NH , NJ , NM , NY , NC , ND , OK , OR , PA , RI , SC , SD , TN , TX , UT , VT , VA , WV , WI , WY
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletBEATRIZ GONZALEZ DAY41 MADISON AVENUENew YorkNY10010 (212) 689-9199
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) Charles B Wang........................................................................
Co-Founder and Chairman
 4.0
.......................   		X           0 0 0
(2) Robert T Bell........................................................................
Board Member
 5.0
.......................   		X           0 0 0
(3) Michael Dowling........................................................................
Board Member
 1.0
.......................   		X           0 0 0
(4) Ed Goren........................................................................
Board Member
 1.0
.......................   		X           0 0 0
(5) Arthur J McCarthy........................................................................
Board Member
 4.0
.......................   		X           0 0 0
(6) Roy E Reichbach........................................................................
Secretary
 5.0
.......................   		X   X       0 0 0
(7) Richard Ruderman........................................................................
Board Member
 3.0
.......................   		X           0 0 0
(8) Robert K Smits ESQ........................................................................
Board Member
 1.0
.......................   		X           0 0 0
(9) Susannah Schaefer........................................................................
Executive Vice Chair and CEO
 40.0
.......................   		X   X       0 0 0
(10) Priscilla Ma Thru 42213........................................................................
Executive Director
 40.0
.......................   		    X       312,501 0 28,881
(11) Robert Toth........................................................................
Chief Operating Officer
 40.0
.......................   		    X       264,050 0 41,937
(12) Satish Kalra........................................................................
Chief Programs Officer
 40.0
.......................   		    X       281,750 0 13,873
(13) Brian Dearth........................................................................
Sr VP/Chief Mkt (thru 9/30/12)
 40.0
.......................   		    X       300,206 0 109,249
(14) Dr Shell Xue........................................................................
Sr VP & Director Regional Prog
 40.0
.......................   		    X       279,522 0 27,895
(15) Gilbert Domfeh........................................................................
VP of Finance
 40.0
.......................   		    X       200,300 0 54,712
(16) Jill Woodcome........................................................................
VP of Programs (thru 8/23/12)
 40.0
.......................   		    X       131,746 0 32,317
(17) Troy Reinhart........................................................................
VP Donor & Community Relations
 40.0
.......................   		        X   143,500 0 21,135
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) Beatriz Gonzalez Day........................................................................
Comptroller
 40.0
.......................   		        X   135,612 0 32,213
(19) Sharon Sheer........................................................................
HR Manager (thru 2/17/13)
 24.0
.......................   		        X   132,500 0 20,570
(20) Dr Mohamed Fakhreldin........................................................................
Regional Director -Middle East
 40.0
.......................   		        X   178,124 0 0
(21) Dr Githinji Gitahi........................................................................
Regional Director - Africa
 40.0
.......................   		        X   193,431 0 0


















1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 2,553,242 0 382,782
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet16
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
InfoCision, PO BOX 932441CLEVELANDOH44193 Consulting 1,265,623
Target MarkeTeam Inc, 600 Northpark Town Center Suite 160ATLANTAGA30328 Consulting 924,714
Direct Mail Processors, 1150 Conrad CourtHAGERSTOWNMD21740 Consulting 779,862
Kaye Scholer LLP, Mail Code81 PO BOX 11839NEWARKNJ07101 Legal 680,892
Grant Thornton LLP, 33570 Treasury CenterCHICAGOIL60694 Consulting/Audit 355,811
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet17
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c  
d Related organizations...1d  
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and
similar amounts not included above1f 		90,055,763
g Noncash contributions included in lines
1a-1f:$ 		473,456
h Total. Add lines 1a-1f.......MediumBullet 90,055,763
Program Service Revenue Business Code
2a
b
c
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 0
Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 3,936,142     3,936,142
4 Income from investment of tax-exempt bond proceeds..MediumBullet 0      
5 Royalties...........MediumBullet 430,047     430,047
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss) 0 0
d Net rental income or (loss).......MediumBullet 0      
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory    
b Less: cost or other basis and sales expenses    
c Gain or (loss)    
d Net gain or (loss)..........MediumBullet 4,552,103     4,552,103
8a Gross income from fundraising events (not including
$  
of contributions reported on line 1c). See Part IV, line 18 ..
a  
b Less: direct expenses ...b  
c Net income or (loss) from fundraising events..MediumBullet 0    
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet 0      
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet 0      
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See Instructions......MediumBullet 98,974,055     8,918,292
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 1,752,013 1,752,013
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 0  
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 47,044,357 47,044,357
4 Benefits paid to or for members 0  
5 Compensation of current officers, directors, trustees, and key employees .... 1,459,610 808,543 388,744 262,323
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 0      
7 Other salaries and wages 3,090,708 903,647 544,610 1,642,451
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 152,458 57,367 31,272 63,819
9 Other employee benefits ....... 717,468 269,968 147,166 300,334
10 Payroll taxes ........... 274,265 103,200 56,257 114,808
11 Fees for services (non-employees):        
a Management ...... 651,519 651,519    
b Legal ......... 1,041,717 846,564 62,658 132,495
c Accounting ........... 179,397 145,789 10,791 22,817
d Lobbying ........... 0      
e Professional fundraising services. See Part IV, line 17 1,382,311 1,382,311
f Investment management fees ...... 792,757   792,757  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 1,640,779 1,333,399 98,691 208,689
12 Advertising and promotion .... 5,996,687 750,380   5,246,307
13 Office expenses ....... 974,406 641,196 106,983 226,227
14 Information technology ...... 351,955 286,020 21,170 44,765
15 Royalties .. 0      
16 Occupancy ........... 1,038,091 637,439 128,638 272,014
17 Travel ............ 723,815 699,519 7,798 16,498
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 0      
19 Conferences, conventions, and meetings .... 67,426 65,163 726 1,537
20 Interest ........... 0      
21 Payments to affiliates ....... 0      
22 Depreciation, depletion, and amortization ..... 120,147 71,854 15,505 32,788
23 Insurance .............. 15,225 5,729 3,123 6,373
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a PRINTED PROGRAM MATERIAL 13,592,921 6,206,125   7,386,796
b REPAIRS & MAINTENANCE 125,335 100,354 8,021 16,960
c MEDICAL ADVISORY BOARD 124,360 124,360    
d
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 83,309,727 63,504,505 2,424,910 17,380,312
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720). 19,049,429 9,086,717   9,962,712
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing ............. 6,613,040 1 2,549,888
2 Savings and temporary cash investments ......... 20,068,929 2 11,803,051
3 Pledges and grants receivable, net ........... 429,437 3 306,535
4 Accounts receivable, net ............. 0 4 0
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
0 6 0
7 Notes and loans receivable, net ............. 0 7 0
8 Inventories for sale or use .............. 0 8 0
9 Prepaid expenses and deferred charges .......... 1,903,044 9 1,607,551
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 1,668,328
b Less: accumulated depreciation ..... 10b 1,370,217 152,589 10c 298,111
11 Investments—publicly traded securities .......... 175,156,100 11 210,323,882
12 Investments—other securities. See Part IV, line 11 ..... 269,831 12 3,919,247
13 Investments—program-related. See Part IV, line 11 ..... 0 13 0
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 475,816 15 26,548
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 205,068,786 16 230,834,813
Liabilities 17 Accounts payable and accrued expenses ......... 2,396,631 17 2,028,752
18 Grants payable ................. 6,707,101 18 5,240,947
19 Deferred revenue ................ 0 19 0
20 Tax-exempt bond liabilities ............. 0 20 0
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 0 21 0
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .... 0 24 0
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 117,840 25 133,898
26 Total liabilities. Add lines 17 through 25......... 9,221,572 26 7,403,597
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 193,943,144 27 222,654,267
28 Temporarily restricted net assets ........... 1,904,070 28 776,949
29 Permanently restricted net assets ........... 0 29 0
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 195,847,214 33 223,431,216
34 Total liabilities and net assets/fund balances ........ 205,068,786 34 230,834,813
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
98,974,055
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
83,309,727
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
15,664,328
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
195,847,214
5
Net unrealized gains (losses) on investments ...............
5
11,134,424
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
785,250
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
223,431,216
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
 
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 90,515,672 102,277,208 107,042,632 94,694,130 90,055,763 484,585,405
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 90,515,672 102,277,208 107,042,632 94,694,130 90,055,763 484,585,405
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..           0
6 Public support. Subtract line 5 from line 4.           484,585,405
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
7 Amounts from line 4.. 90,515,672 102,277,208 107,042,632 94,694,130 90,055,763 484,585,405
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 1,321,083 1,859,573 3,152,802 3,808,563 4,366,189 14,508,210
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.).. 452,187 297,493 28,537 44,769 0 822,986
11 Total support (Add lines 7 through 10).           499,916,601
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
96.933 %
15
15
97.523 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance ....          
b Contributions ........          
c Net investment earnings, gains, and losses          
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........ 		         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
 
(ii) related organizations ........................
3a(ii)
 
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................      
b Buildings ................        
c Leasehold improvements ............   127,180 127,180  
d Equipment ................   1,398,087 1,243,037 155,050
e Other .................   143,061   143,061
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 298,111
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes 0
DEFERRED RENT 116,184
DUE TO AFFILIATES 17,714







Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 133,898
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 162,626,339
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 11,134,424
b Donated services and use of facilities ......... 2b 52,525,367
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 785,250
e Add lines 2a through 2d ..................... 2e 64,445,041
3 Subtract line 2e from line 1..................... 3 98,181,298
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 792,757
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c 792,757
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 98,974,055
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1 135,042,337
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a 52,525,367
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e 52,525,367
3 Subtract line 2e from line 1..................... 3 82,516,970
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 792,757
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c 792,757
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 83,309,727
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
PART X, LINE 2 INCOME TAX Smile train follows guidance that clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a tax return, including issues relating to financial statement recognition and measurement. This guidance provides that the tax effects from an uncertain tax position can only be recognized in the combined financial statements if the position is "more-likely-than-not" to be sustained if the position were to be challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. Smile train is exempt from income tax under IRC section 501(c)(3), though it is subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the code. Smile train has processes presently in place to ensure the maintenance of its tax-exempt status; to identify and report unrelated income; to determine its filing and tax obligations in jurisdictions for which it has nexus; and to identify and evaluate other matters that may be considered tax positions. The tax years ending 2010, 2011 and 2012 are still open to audit for both federal and state purposes. Smile train has determined that there are no material uncertain tax positions that require recognition or disclosure in the combined financial statements.
Form 990, Schedule D, Part XI, line 2d OTHER CHANGES IN REVENUE Gain/(loss) in currency translations (68,300) Release of potential legal liabilities 736,074 Rate Reductions and Accounts Payable Writeoffs 117,476 ------- Total 785,250 =======
Form 990, Schedule D, Parts XI & XII Consolidated Financial Statements Smile Train does not receive standalone financial statements; its operations are consolidated with affiliated organizations. The parts XI and XII reconciliations on Schedule D tie back to Smile Train, Inc.'s financial information in the Supplementary Information section of the audited financial statements and not to the consolidated numbers.
Schedule D (Form 990) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
General Information on Activities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside
the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Central America and the Caribbean     Program Services Treatment / training 150,400
East Asia and the Pacific 2 11 Program Services Treatment / training 23,904,119
Europe (Including Iceland and Greenland)     Program Services Treatment / training 78,360
Middle East and North Africa   2 Program Services Treatment / training 323,730
North America   1 Program Services Treatment / training 528,142
Russia and the Newly Independent States     Program Services Treatment / training 179,175
South America   1 Program Services Treatment / training 1,544,371
South Asia   8 Program Services Treatment / training 16,255,875
Sub-Saharan Africa 1 4 Program Services Treatment / training 3,109,330
North America     Grantmaking   970,855
Central America and the Caribbean     Investments   129,066
           
           
           
           
           
           
3a Sub-total ..... 3 27 47,173,423
b Total from continuation sheets to Part I ...      
c Totals (add lines 3a and 3b) 3 27 47,173,423
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
East Asia and the Pacific   17,668,801 Check/Wire      
East Asia and the Pacific   820,400 Check/Wire      
South Asia   764,714 Check/Wire      
South Asia   504,228 Check/Wire      
South Asia   481,556 Check/Wire      
South Asia   442,550 Check/Wire      
South Asia   390,244 Check/Wire      
South Asia   325,820 Check/Wire      
South Asia   316,881 Check/Wire      
South Asia   310,786 Check/Wire      
South Asia   307,456 Check/Wire      
South Asia   301,239 Check/Wire      
South Asia   293,582 Check/Wire      
South Asia   280,116 Check/Wire      
South Asia   278,501 Check/Wire      
South Asia   276,925 Check/Wire      
South Asia   273,722 Check/Wire      
South Asia   265,919 Check/Wire      
South Asia   253,500 Check/Wire      
South Asia   251,627 Check/Wire      
East Asia and the Pacific   248,700 Check/Wire      
South Asia   245,176 Check/Wire      
South Asia   243,255 Check/Wire      
South Asia   219,853 Check/Wire      
South Asia   217,262 Check/Wire      
South Asia   213,177 Check/Wire      
South Asia   211,582 Check/Wire      
East Asia and the Pacific   203,600 Check/Wire      
Sub-Saharan Africa   200,710 Check/Wire      
South Asia   197,970 Check/Wire      
South Asia   191,989 Check/Wire      
South Asia   189,530 Check/Wire      
East Asia and the Pacific   188,400 Check/Wire      
East Asia and the Pacific   182,800 Check/Wire      
South Asia   182,200 Check/Wire      
South Asia   169,500 Check/Wire      
East Asia and the Pacific   167,800 Check/Wire      
Sub-Saharan Africa   167,400 Check/Wire      
South Asia   167,185 Check/Wire      
South Asia   162,104 Check/Wire      
Sub-Saharan Africa   155,600 Check/Wire      
East Asia and the Pacific   153,200 Check/Wire      
East Asia and the Pacific   148,400 Check/Wire      
South Asia   145,192 Check/Wire      
South Asia   136,500 Check/Wire      
East Asia and the Pacific   133,600 Check/Wire      
South America   133,500 Check/Wire      
East Asia and the Pacific   132,800 Check/Wire      
East Asia and the Pacific   132,000 Check/Wire      
South Asia   131,943 Check/Wire      
East Asia and the Pacific   130,800 Check/Wire      
South Asia   128,625 Check/Wire      
South America   128,250 Check/Wire      
East Asia and the Pacific   126,100 Check/Wire      
East Asia and the Pacific   124,400 Check/Wire      
South Asia   121,870 Check/Wire      
South Asia   120,200 Check/Wire      
East Asia and the Pacific   120,000 Check/Wire      
South Asia   118,512 Check/Wire      
East Asia and the Pacific   117,600 Check/Wire      
South Asia   117,391 Check/Wire      
South Asia   116,838 Check/Wire      
East Asia and the Pacific   116,345 Check/Wire      
South Asia   115,500 Check/Wire      
South Asia   115,250 Check/Wire      
South Asia   113,405 Check/Wire      
South Asia   113,400 Check/Wire      
East Asia and the Pacific   113,000 Check/Wire      
East Asia and the Pacific   111,900 Check/Wire      
South Asia   110,717 Check/Wire      
Sub-Saharan Africa   109,269 Check/Wire      
South Asia   109,212 Check/Wire      
South Asia   109,026 Check/Wire      
East Asia and the Pacific   106,797 Check/Wire      
South Asia   106,393 Check/Wire      
Sub-Saharan Africa   104,000 Check/Wire      
South Asia   103,877 Check/Wire      
Sub-Saharan Africa   100,500 Check/Wire      
South Asia   99,849 Check/Wire      
East Asia and the Pacific   99,600 Check/Wire      
South Asia   98,934 Check/Wire      
South Asia   98,750 Check/Wire      
South Asia   98,526 Check/Wire      
South Asia   97,502 Check/Wire      
Sub-Saharan Africa   97,400 Check/Wire      
South Asia   96,535 Check/Wire      
South Asia   95,506 Check/Wire      
Sub-Saharan Africa   94,300 Check/Wire      
South America   94,250 Check/Wire      
Sub-Saharan Africa   94,000 Check/Wire      
South Asia   93,756 Check/Wire      
South Asia   92,790 Check/Wire      
East Asia and the Pacific   92,000 Check/Wire      
East Asia and the Pacific   86,400 Check/Wire      
East Asia and the Pacific   85,700 Check/Wire      
South Asia   84,491 Check/Wire      
South Asia   83,442 Check/Wire      
East Asia and the Pacific   82,100 Check/Wire      
Sub-Saharan Africa   82,088 Check/Wire      
South America   81,845 Check/Wire      
East Asia and the Pacific   81,800 Check/Wire      
Sub-Saharan Africa   80,800 Check/Wire      
Middle East and North Africa   79,750 Check/Wire      
Sub-Saharan Africa   77,600 Check/Wire      
South Asia   76,615 Check/Wire      
Sub-Saharan Africa   76,600 Check/Wire      
East Asia and the Pacific   76,400 Check/Wire      
Sub-Saharan Africa   75,000 Check/Wire      
East Asia and the Pacific   74,545 Check/Wire      
South Asia   73,943 Check/Wire      
South Asia   71,400 Check/Wire      
South Asia   70,837 Check/Wire      
South Asia   70,066 Check/Wire      
Sub-Saharan Africa   68,500 Check/Wire      
South Asia   66,501 Check/Wire      
East Asia and the Pacific   65,200 Check/Wire      
Middle East and North Africa   64,380 Check/Wire      
Sub-Saharan Africa   63,812 Check/Wire      
North America   63,750 Check/Wire      
South America   63,500 Check/Wire      
East Asia and the Pacific   63,300 Check/Wire      
East Asia and the Pacific   60,800 Check/Wire      
South Asia   60,423 Check/Wire      
Middle East and North Africa   58,100 Check/Wire      
South Asia   58,031 Check/Wire      
South Asia   57,866 Check/Wire      
South Asia   57,736 Check/Wire      
East Asia and the Pacific   57,600 Check/Wire      
East Asia and the Pacific   57,200 Check/Wire      
Sub-Saharan Africa   57,200 Check/Wire      
South America   56,500 Check/Wire      
North America   56,350 Check/Wire      
South Asia   56,000 Check/Wire      
East Asia and the Pacific   55,900 Check/Wire      
South Asia   55,778 Check/Wire      
East Asia and the Pacific   55,600 Check/Wire      
South Asia   55,566 Check/Wire      
South Asia   55,500 Check/Wire      
South Asia   54,242 Check/Wire      
South Asia   53,958 Check/Wire      
South Asia   52,998 Check/Wire      
South Asia   52,422 Check/Wire      
North America   52,250 Check/Wire      
South America   52,020 Check/Wire      
South Asia   51,686 Check/Wire      
East Asia and the Pacific   51,621 Check/Wire      
South Asia   51,573 Check/Wire      
South America   49,830 Check/Wire      
North America   49,425 Check/Wire      
East Asia and the Pacific   49,250 Check/Wire      
South Asia   49,200 Check/Wire      
South Asia   49,073 Check/Wire      
South Asia   48,900 Check/Wire      
South Asia   48,852 Check/Wire      
South America   48,530 Check/Wire      
East Asia and the Pacific   48,000 Check/Wire      
South America   48,000 Check/Wire      
East Asia and the Pacific   47,750 Check/Wire      
South Asia   47,370 Check/Wire      
Sub-Saharan Africa   47,200 Check/Wire      
South Asia   46,626 Check/Wire      
East Asia and the Pacific   46,400 Check/Wire      
East Asia and the Pacific   46,400 Check/Wire      
South Asia   46,076 Check/Wire      
South Asia   45,383 Check/Wire      
East Asia and the Pacific   45,250 Check/Wire      
Russia and the Newly Independent States   44,000 Check/Wire      
South Asia   43,778 Check/Wire      
Central America and the Caribbean   43,600 Check/Wire      
South Asia   43,231 Check/Wire      
South Asia   43,177 Check/Wire      
South America   42,410 Check/Wire      
East Asia and the Pacific   42,400 Check/Wire      
South Asia   41,724 Check/Wire      
South America   41,700 Check/Wire      
South Asia   41,418 Check/Wire      
South Asia   40,900 Check/Wire      
Sub-Saharan Africa   39,941 Check/Wire      
South Asia   39,312 Check/Wire      
Europe (Including Iceland and Greenland)   39,200 Check/Wire      
South Asia   38,556 Check/Wire      
Sub-Saharan Africa   38,400 Check/Wire      
South Asia   38,236 Check/Wire      
South Asia   38,200 Check/Wire      
South Asia   38,140 Check/Wire      
North America   37,560 Check/Wire      
South Asia   37,278 Check/Wire      
East Asia and the Pacific   37,200 Check/Wire      
South America   37,200 Check/Wire      
Sub-Saharan Africa   37,200 Check/Wire      
South America   36,750 Check/Wire      
Middle East and North Africa   36,500 Check/Wire      
East Asia and the Pacific   36,400 Check/Wire      
South Asia   35,900 Check/Wire      
South Asia   35,633 Check/Wire      
East Asia and the Pacific   35,600 Check/Wire      
South Asia   35,349 Check/Wire      
South America   35,200 Check/Wire      
Sub-Saharan Africa   35,200 Check/Wire      
South Asia   34,805 Check/Wire      
Sub-Saharan Africa   34,800 Check/Wire      
East Asia and the Pacific   34,500 Check/Wire      
North America   34,500 Check/Wire      
South Asia   34,227 Check/Wire      
South Asia   33,982 Check/Wire      
South Asia   33,562 Check/Wire      
Sub-Saharan Africa   33,555 Check/Wire      
Sub-Saharan Africa   33,200 Check/Wire      
Sub-Saharan Africa   33,200 Check/Wire      
South America   33,000 Check/Wire      
South Asia   32,651 Check/Wire      
South Asia   32,195 Check/Wire      
Sub-Saharan Africa   32,000 Check/Wire      
East Asia and the Pacific   31,600 Check/Wire      
East Asia and the Pacific   31,600 Check/Wire      
East Asia and the Pacific   31,500 Check/Wire      
East Asia and the Pacific   31,300 Check/Wire      
South Asia   31,070 Check/Wire      
South Asia   30,828 Check/Wire      
South America   30,800 Check/Wire      
South Asia   30,800 Check/Wire      
South Asia   30,728 Check/Wire      
Sub-Saharan Africa   30,000 Check/Wire      
East Asia and the Pacific   29,500 Check/Wire      
South Asia   29,475 Check/Wire      
East Asia and the Pacific   29,400 Check/Wire      
South Asia   29,262 Check/Wire      
South Asia   29,097 Check/Wire      
East Asia and the Pacific   28,950 Check/Wire      
Sub-Saharan Africa   28,600 Check/Wire      
East Asia and the Pacific   28,400 Check/Wire      
Middle East and North Africa   28,400 Check/Wire      
Central America and the Caribbean   28,000 Check/Wire      
East Asia and the Pacific   27,915 Check/Wire      
Sub-Saharan Africa   27,900 Check/Wire      
North America   27,850 Check/Wire      
South America   27,785 Check/Wire      
East Asia and the Pacific   27,600 Check/Wire      
East Asia and the Pacific   27,600 Check/Wire      
East Asia and the Pacific   27,600 Check/Wire      
Sub-Saharan Africa   27,600 Check/Wire      
Sub-Saharan Africa   27,600 Check/Wire      
East Asia and the Pacific   27,200 Check/Wire      
Sub-Saharan Africa   27,200 Check/Wire      
South America   27,050 Check/Wire      
South America   26,950 Check/Wire      
South Asia   26,824 Check/Wire      
South Asia   26,739 Check/Wire      
South America   26,500 Check/Wire      
Sub-Saharan Africa   26,500 Check/Wire      
South Asia   26,419 Check/Wire      
South Asia   26,400 Check/Wire      
Sub-Saharan Africa   26,400 Check/Wire      
South Asia   26,293 Check/Wire      
South Asia   25,832 Check/Wire      
Sub-Saharan Africa   25,200 Check/Wire      
South America   25,160 Check/Wire      
South America   25,000 Check/Wire      
South Asia   24,925 Check/Wire      
South Asia   24,923 Check/Wire      
South Asia   24,750 Check/Wire      
South America   24,600 Check/Wire      
South Asia   24,550 Check/Wire      
South Asia   24,413 Check/Wire      
East Asia and the Pacific   24,400 Check/Wire      
South Asia   24,395 Check/Wire      
South Asia   24,340 Check/Wire      
South America   24,250 Check/Wire      
North America   24,000 Check/Wire      
South Asia   23,959 Check/Wire      
Middle East and North Africa   23,750 Check/Wire      
South Asia   23,655 Check/Wire      
East Asia and the Pacific   23,600 Check/Wire      
Sub-Saharan Africa   23,600 Check/Wire      
Russia and the Newly Independent States   23,500 Check/Wire      
South Asia   23,260 Check/Wire      
South America   23,250 Check/Wire      
South Asia   23,194 Check/Wire      
South America   22,975 Check/Wire      
Central America and the Caribbean   22,700 Check/Wire      
South Asia   22,679 Check/Wire      
East Asia and the Pacific   22,400 Check/Wire      
South America   22,250 Check/Wire      
South Asia   22,198 Check/Wire      
East Asia and the Pacific   22,000 Check/Wire      
Central America and the Caribbean   21,900 Check/Wire      
South America   21,750 Check/Wire      
South Asia   21,600 Check/Wire      
South Asia   21,588 Check/Wire      
South Asia   21,007 Check/Wire      
Sub-Saharan Africa   21,000 Check/Wire      
South Asia   20,734 Check/Wire      
Europe (Including Iceland and Greenland)   20,700 Check/Wire      
East Asia and the Pacific   20,623 Check/Wire      
South Asia   20,600 Check/Wire      
South Asia   20,422 Check/Wire      
Sub-Saharan Africa   20,410 Check/Wire      
Sub-Saharan Africa   20,400 Check/Wire      
South Asia   20,245 Check/Wire      
North America   20,174 Check/Wire      
North America   20,100 Check/Wire      
South Asia   20,079 Check/Wire      
East Asia and the Pacific   20,000 Check/Wire      
South Asia   19,896 Check/Wire      
Russia and the Newly Independent States   19,800 Check/Wire      
South Asia   19,612 Check/Wire      
Sub-Saharan Africa   19,600 Check/Wire      
Sub-Saharan Africa   19,600 Check/Wire      
South America   19,525 Check/Wire      
South Asia   19,516 Check/Wire      
South Asia   19,509 Check/Wire      
East Asia and the Pacific   19,200 Check/Wire      
South Asia   19,148 Check/Wire      
Russia and the Newly Independent States   19,125 Check/Wire      
South Asia   19,117 Check/Wire      
South Asia   19,100 Check/Wire      
South Asia   18,751 Check/Wire      
South Asia   18,638 Check/Wire      
South Asia   18,540 Check/Wire      
South Asia   18,492 Check/Wire      
Europe (Including Iceland and Greenland)   18,460 Check/Wire      
South Asia   18,400 Check/Wire      
North America   18,350 Check/Wire      
East Asia and the Pacific   18,000 Check/Wire      
East Asia and the Pacific   18,000 Check/Wire      
South Asia   17,891 Check/Wire      
South Asia   17,879 Check/Wire      
Russia and the Newly Independent States   17,850 Check/Wire      
Central America and the Caribbean   17,700 Check/Wire      
South America   17,700 Check/Wire      
South Asia   17,680 Check/Wire      
South Asia   17,632 Check/Wire      
Sub-Saharan Africa   17,600 Check/Wire      
South America   17,545 Check/Wire      
South Asia   17,486 Check/Wire      
Russia and the Newly Independent States   17,400 Check/Wire      
South Asia   17,333 Check/Wire      
South Asia   17,240 Check/Wire      
East Asia and the Pacific   17,200 Check/Wire      
Sub-Saharan Africa   17,200 Check/Wire      
South America   17,150 Check/Wire      
South Asia   16,998 Check/Wire      
East Asia and the Pacific   16,800 Check/Wire      
East Asia and the Pacific   16,800 Check/Wire      
Sub-Saharan Africa   16,800 Check/Wire      
Sub-Saharan Africa   16,800 Check/Wire      
Sub-Saharan Africa   16,800 Check/Wire      
Central America and the Caribbean   16,500 Check/Wire      
South America   16,200 Check/Wire      
Sub-Saharan Africa   15,900 Check/Wire      
South Asia   15,740 Check/Wire      
South Asia   15,422 Check/Wire      
Sub-Saharan Africa   15,400 Check/Wire      
Sub-Saharan Africa   15,200 Check/Wire      
Sub-Saharan Africa   15,200 Check/Wire      
North America   15,025 Check/Wire      
North America   15,000 Check/Wire      
North America   14,750 Check/Wire      
Sub-Saharan Africa   14,600 Check/Wire      
East Asia and the Pacific   14,473 Check/Wire      
North America   14,450 Check/Wire      
Sub-Saharan Africa   14,420 Check/Wire      
Sub-Saharan Africa   14,400 Check/Wire      
Sub-Saharan Africa   14,400 Check/Wire      
South Asia   14,301 Check/Wire      
South Asia   14,105 Check/Wire      
East Asia and the Pacific   14,000 Check/Wire      
East Asia and the Pacific   14,000 Check/Wire      
South America   14,000 Check/Wire      
Sub-Saharan Africa   14,000 Check/Wire      
South America   13,750 Check/Wire      
South Asia   13,732 Check/Wire      
South Asia   13,692 Check/Wire      
South Asia   13,503 Check/Wire      
South America   13,100 Check/Wire      
Sub-Saharan Africa   13,050 Check/Wire      
South Asia   12,882 Check/Wire      
South Asia   12,802 Check/Wire      
South Asia   12,788 Check/Wire      
South Asia   12,727 Check/Wire      
South Asia   12,562 Check/Wire      
East Asia and the Pacific   12,400 Check/Wire      
East Asia and the Pacific   12,400 Check/Wire      
East Asia and the Pacific   12,400 Check/Wire      
South America   12,000 Check/Wire      
Sub-Saharan Africa   12,000 Check/Wire      
East Asia and the Pacific   11,600 Check/Wire      
Sub-Saharan Africa   11,600 Check/Wire      
Sub-Saharan Africa   11,600 Check/Wire      
South Asia   11,595 Check/Wire      
East Asia and the Pacific   11,200 Check/Wire      
East Asia and the Pacific   11,200 Check/Wire      
South Asia   10,946 Check/Wire      
South Asia   10,872 Check/Wire      
South Asia   10,858 Check/Wire      
East Asia and the Pacific   10,800 Check/Wire      
East Asia and the Pacific   10,800 Check/Wire      
Sub-Saharan Africa   10,800 Check/Wire      
North America   10,750 Check/Wire      
East Asia and the Pacific   10,713 Check/Wire      
South Asia   10,680 Check/Wire      
Sub-Saharan Africa   10,650 Check/Wire      
South Asia   10,614 Check/Wire      
East Asia and the Pacific   10,600 Check/Wire      
South America   10,500 Check/Wire      
East Asia and the Pacific   10,400 Check/Wire      
East Asia and the Pacific   10,400 Check/Wire      
East Asia and the Pacific   10,400 Check/Wire      
Sub-Saharan Africa   10,400 Check/Wire      
South Asia   10,333 Check/Wire      
South Asia   10,270 Check/Wire      
North America   10,250 Check/Wire      
Sub-Saharan Africa   10,197 Check/Wire      
South America   10,125 Check/Wire      
South Asia   10,021 Check/Wire      
East Asia and the Pacific   10,000 Check/Wire      
East Asia and the Pacific   10,000 Check/Wire      
South America   10,000 Check/Wire      
South Asia   10,000 Check/Wire      
South Asia   9,983 Check/Wire      
East Asia and the Pacific   9,900 Check/Wire      
East Asia and the Pacific   9,600 Check/Wire      
Sub-Saharan Africa   9,600 Check/Wire      
Sub-Saharan Africa   9,600 Check/Wire      
Sub-Saharan Africa   9,600 Check/Wire      
Sub-Saharan Africa   9,600 Check/Wire      
Sub-Saharan Africa   9,600 Check/Wire      
South Asia   9,560 Check/Wire      
North America   9,425 Check/Wire      
South Asia   9,402 Check/Wire      
South Asia   9,400 Check/Wire      
Sub-Saharan Africa   9,400 Check/Wire      
South Asia   9,336 Check/Wire      
East Asia and the Pacific   9,200 Check/Wire      
Sub-Saharan Africa   9,200 Check/Wire      
Sub-Saharan Africa   9,200 Check/Wire      
South Asia   9,154 Check/Wire      
South Asia   9,124 Check/Wire      
South Asia   9,051 Check/Wire      
North America   9,000 Check/Wire      
South Asia   8,900 Check/Wire      
South Asia   8,890 Check/Wire      
South Asia   8,835 Check/Wire      
Sub-Saharan Africa   8,800 Check/Wire      
Middle East and North Africa   8,750 Check/Wire      
Middle East and North Africa   8,700 Check/Wire      
South Asia   8,691 Check/Wire      
East Asia and the Pacific   8,600 Check/Wire      
North America   8,550 Check/Wire      
Russia and the Newly Independent States   8,500 Check/Wire      
Russia and the Newly Independent States   8,500 Check/Wire      
East Asia and the Pacific   8,400 Check/Wire      
South Asia   8,240 Check/Wire      
South America   8,125 Check/Wire      
East Asia and the Pacific   8,000 Check/Wire      
South America   8,000 Check/Wire      
Sub-Saharan Africa   8,000 Check/Wire      
Sub-Saharan Africa   8,000 Check/Wire      
South Asia   7,959 Check/Wire      
South Asia   7,935 Check/Wire      
East Asia and the Pacific   7,800 Check/Wire      
South America   7,750 Check/Wire      
South America   7,750 Check/Wire      
East Asia and the Pacific   7,600 Check/Wire      
Sub-Saharan Africa   7,600 Check/Wire      
Sub-Saharan Africa   7,600 Check/Wire      
Sub-Saharan Africa   7,600 Check/Wire      
Sub-Saharan Africa   7,600 Check/Wire      
Sub-Saharan Africa   7,600 Check/Wire      
Sub-Saharan Africa   7,600 Check/Wire      
Sub-Saharan Africa   7,600 Check/Wire      
South Asia   7,500 Check/Wire      
South Asia   7,453 Check/Wire      
South Asia   7,424 Check/Wire      
South America   7,250 Check/Wire      
South America   7,250 Check/Wire      
East Asia and the Pacific   7,200 Check/Wire      
East Asia and the Pacific   7,200 Check/Wire      
Sub-Saharan Africa   7,200 Check/Wire      
Sub-Saharan Africa   7,200 Check/Wire      
East Asia and the Pacific   7,073 Check/Wire      
Sub-Saharan Africa   7,000 Check/Wire      
South Asia   6,843 Check/Wire      
South Asia   6,806 Check/Wire      
East Asia and the Pacific   6,800 Check/Wire      
South Asia   6,773 Check/Wire      
South Asia   6,530 Check/Wire      
East Asia and the Pacific   6,500 Check/Wire      
South America   6,500 Check/Wire      
East Asia and the Pacific   6,422 Check/Wire      
Sub-Saharan Africa   6,420 Check/Wire      
Sub-Saharan Africa   6,400 Check/Wire      
South Asia   6,328 Check/Wire      
South Asia   6,307 Check/Wire      
South Asia   6,295 Check/Wire      
South Asia   6,137 Check/Wire      
Russia and the Newly Independent States   6,000 Check/Wire      
Sub-Saharan Africa   6,000 Check/Wire      
Sub-Saharan Africa   6,000 Check/Wire      
East Asia and the Pacific   5,862 Check/Wire      
South America   5,700 Check/Wire      
South Asia   5,685 Check/Wire      
East Asia and the Pacific   5,600 Check/Wire      
East Asia and the Pacific   5,600 Check/Wire      
East Asia and the Pacific   5,600 Check/Wire      
Sub-Saharan Africa   5,600 Check/Wire      
South Asia   5,523 Check/Wire      
South Asia   5,511 Check/Wire      
North America   5,500 Check/Wire      
South Asia   5,457 Check/Wire      
South Asia   5,457 Check/Wire      
South Asia   5,457 Check/Wire      
South Asia   5,415 Check/Wire      
South America   5,400 Check/Wire      
Sub-Saharan Africa   5,400 Check/Wire      
South Asia   5,292 Check/Wire      
North America   5,250 Check/Wire      
East Asia and the Pacific   5,200 Check/Wire      
East Asia and the Pacific   5,200 Check/Wire      
Sub-Saharan Africa   5,200 Check/Wire      
Sub-Saharan Africa   5,200 Check/Wire      
South Asia   5,174 Check/Wire      
North America   5,100 Check/Wire      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
523
3
Enter total number of other organizations or entities .......................MediumBullet
 
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If “Yes,”the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If “Yes,” the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
Procedures for Monitoring the Use of Grants Schedule F, Part I, Line 2 Grant recipients are required to submit final grant reports describing outcomes and how funds were used. Grant recipients are also required to use funds only for direct program costs and keep separate accounting records of Smile Train grants. Smile Train undertakes periodic financial audits to ensure accuracy of these records. Additionally, organizations receiving surgical grants must upload patient records with pre- and post-operative photos for every surgery performed with Smile train funding to www.smiletrainexpress.org, a secure website that contains Smile Train's online patient record database. Patient records are reviewed daily by Smile Train staff for completeness and accuracy, and a member of the Smile Train medical advisory board regularly reviews randomly selected records for medical quality.
Program Service Expenditures Schedule F, Part I, Line 3 Amounts listed as program service expenditures on Schedule F, Part I, represent funding to organizations performing cleft surgeries. These payments are essentially grants to foreign organizations, and since the activity represents Smile Trains primary exempt mission, for Schedule F purposes, it is being coded as programmatic activity. The grant reported as having been made in North America represents a grant to Smile Train Canada to assist that organization with fundraising expenses and to cover operating expenses. This grant does not reflect funding for cleft surgeries.
Grant to East Asia/Pacific Schedule F, Part II, Line 1(1) The grant of $17,668,801 made to the East Asia/Pacific region was a total payment that was distributed to all partner hospitals in China.
Ownership Interest in a Foreign Corporation Schedule F, Part IV, Line 3 Smile Train has an ownership interest in a foreign corporation; however, its ownership interest did not give rise to a Form 5471 filing in fiscal 2013. No transfers were made to Smile Train's offshore investments in fiscal 2013.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2012
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
Infocision
PO Box 932441
 
Cleveland, OH44193 		Consulting   No 1,840,239 1,382,311 457,928
             
             
             
             
             
             
             
             
             
Total .................right arrow 1,840,239 1,382,311 457,928
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
AL, AK, AZ, AR, CA, CO, CT, FL, GA, HI, IL, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, UT, VA, WA, WV, WI
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

 
(event type) 		(b) Event #2

 
(event type) 		(c) Other events

 
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . .        
2 Less: Contributions . .        
3 Gross income (line 1
minus line 2) . . . 		       
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . .        
7 Food and beverages .        
8 Entertainment . . .        
9 Other direct expenses .        
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow  
11 Net income summary. Combine line 3, column (d), and line 10. .......... right arrow  
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Identifier Return Reference Explanation
Professional Fundraiser Compensation Schedule G, Part I, Line 2b, Column v Compensation reported for Infocision represents amounts paid to the vendor on a fiscal year basis. Infocision is one of Smile Train's top five highest paid vendors; amounts disclosed on Part VII are reported on a calendar year basis.
Schedule G (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
Smile Train Inc
 
Employer identification number
13-3661416
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) CURE International
701 Bosler Avenue
Lemoyne,PA17043 		58-2248383 501(c)(3) 533,040       Treatment Partner
(2) ReSurge International
857 Maude Ave
Mountain View,CA94043 		23-7297770 501(c)(3) 500,825       Treatment Partner
(3) AMREF USA
4 West 43rd Street 2nd Floor
New York,NY10036 		13-1867411 501(c)(3) 298,800       Treatment Partner
(4) Mercy Ships
PO Box 2020 15862 State Highway 1
Lindale,TX75771 		26-2414132 501(c)(3) 96,000       Treatment Partner
(5) Medical Foundation of North Carolina Inc
880 Martin Luther King Jr Blvd
Chapel Hill,NC27514 		56-6057494 501(c)(3) 49,200       Treatment Partner
(6) Palestine Children's Relief Fund
1340 Morris Rd PO Box 1926
Kent,OH44240 		93-1057665 501(c)(3) 29,450       Treatment Partner
(7) Operation of Hope
PO Box 99
Lake Forest,CA92609 		45-2778045 501(c)(3) 20,250       Training Outreach
(8) Seattle Children's Hospital
4800 Sand Point Way NE
Seattle,WA98105 		91-1156519 501(c)(3) 15,000       U.S. Cleft Care
(9) Healing the Children - NE
219 Kent Road Suite 20 PO Box 12
New Milford,CT06776 		06-1172388 501(c)(3) 13,750       Training Outreach
(10) Teleplast ExchangeConnectMed International
15741 Seabolt Place
Dallas,TX75001 		27-0804773 501(c)(3) 11,400       Training Outreach
(11) White Memorial Medical Center Charitable Foundatio
1720 Cesar E Chavez Avenue
Los Angales,CA90033 		95-3760201 501(c)(3) 9,576       U.S. Cleft Care
(12) UCSF Center for Craniofacial Anomalies
513 Parnassus Ave
San Fransisco,CA94131 		94-3191703 501(c)(3) 9,285       U.S. Cleft Care
(13) University of South Florida Foundation Inc
Department of Pediatrics 601 4th St
St Petersburg,FL33701 		59-0879015 501(c)(3) 7,500       U.S. Cleft Care
(14) BayCare Health System
16255 Bay Vista Dr
Clearwater,FL33760 		59-2796965 501(c)(3) 5,992       U.S. Cleft Care
(15) Global Smile Foundation
28 Martingale Lane
Westwood,MA02090 		26-2668127 501(c)(3) 5,750       Training Outreach
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
15
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance












Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
Schedule I, Part I, Line 2 Procedures for monitoring the use of grants Grant recipients are required to submit final grant reports describing outcomes and how funds were used. Grant recipients are also required to use funds only for direct program costs and keep separate accounting records of Smile Train grants. Smile Train undertakes periodic financial audits to ensure accuracy of these records. Additionally, organizations receiving surgical grants must upload patient records with pre- and post-operative photos for every surgery performed with Smile train funding to www.smiletrainexpress.org, a secure website that contains Smile Train's online patient record database. Patient records are reviewed daily by Smile Train staff for completeness and accuracy, and a member of the Smile Train medical advisory board regularly reviews randomly selected records for medical quality.
Schedule I (Form 990) 2012


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
Yes
 
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)Priscilla Ma Thru 42213Executive Director (i)
(ii)		 297,751
  		14,750
0 		0
0 		15,000
0 		13,881
0 		341,382
0 		0
0
(2)Robert TothChief Operating Officer (i)
(ii)		 251,550
  		12,500
0 		0
0 		0
0 		41,937
0 		305,987
0 		0
0
(3)Satish KalraChief Programs Officer (i)
(ii)		 268,500
  		13,250
0 		0
0 		0
0 		13,873
0 		295,623
0 		0
0
(4)Brian DearthSr VP/Chief Mkt (thru 9/30/12) (i)
(ii)		 192,475
  		0
0 		107,731
0 		76,700
0 		32,549
0 		409,455
0 		0
0
(5)Dr Shell XueSr VP & Director Regional Prog (i)
(ii)		 266,476
  		13,046
0 		0
0 		15,000
0 		12,895
0 		307,417
0 		0
0
(6)Gilbert DomfehVP of Finance (i)
(ii)		 200,300
  		0
0 		0
0 		12,150
0 		42,562
0 		255,012
0 		0
0
(7)Jill WoodcomeVP of Programs (thru 8/23/12) (i)
(ii)		 122,996
  		8,750
0 		0
0 		1,130
0 		31,187
0 		164,063
0 		0
0
(8)Troy ReinhartVP Donor & Community Relations (i)
(ii)		 136,500
  		7,000
0 		0
0 		8,190
0 		12,945
0 		164,635
0 		0
0
(9)Beatriz Gonzalez DayComptroller (i)
(ii)		 135,612
  		0
0 		0
0 		6,200
0 		26,013
0 		167,825
0 		0
0
(10)Sharon SheerHR Manager (thru 2/17/13) (i)
(ii)		 127,500
  		5,000
0 		0
0 		7,625
0 		12,945
0 		153,070
0 		0
0
(11)Dr Mohamed FakhreldinRegional Director -Middle East (i)
(ii)		 178,124
  		0
0 		0
0 		0
0 		0
0 		178,124
0 		0
0
(12)Dr Githinji GitahiRegional Director - Africa (i)
(ii)		 183,431
  		10,000
0 		0
0 		0
0 		0
0 		193,431
0 		0
0
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
Form 990, Schedule J, Line 1   Chief Programs Officer, Satish Kalra, who resides in India, is provided temporary lodging when he travels to the United States. The employer-provided lodging is considered a non-taxable benefit as a reasonable and necessary business expense. Form 990, Schedule J, Line 4(a) Senior VP and Chief Marketing Officer, Brian Dearth, separated from service on September 30, 2012. Mr. Dearth received a severance payment of $107,730.98 that has been reported in Schedule J, Part II, column B(III). Executive Director, Priscilla Ma, separated from service on April 22, 2013. Ms. Ma received a severance payment in 2013 that will be disclosed on Smile Train's Form 990 next year (since the compensation will have been paid in calendar year 2013).
Schedule J, Line 7   All bonuses issued by Smile Train to the individuals reported in Form 990, Schedule J, Part II, were recommended by Management and approved by the organizations Compensation Committee of the Board of Directors. All bonuses are performance based and none of the individuals who received compensation had any input into the decision-making process authorizing the bonuses.
Schedule J (Form 990) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 109 405,206 Fair market value
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies . X 1 68,250 Fair market value
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( )
26 Other Right pointing arrow large image( )
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
1
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2012)
Schedule M (Form 990) (2012)
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
Form 990, Schedule M, Line 32(b)   To the extent that Smile Train receives non-cash contributions of securities, it tasks its investment broker with liquidating those securities. In the event Smile Train receives non-standard contributions, Smile Train will retain the services of consultants to liquidate those items.
Schedule M (Form 990) (2012)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Identifier Return Reference Explanation
Form 990, part I, line 2   Board Member Robert T. Bell and Chairman of the Board, Charles B. Wang have a business relationship. Board Member and Chief Executive Officer Susannah Schaefer and Chairman of the Board, Charles B. Wang had a business relationship during the fiscal year but this ended when Susannah became CEO of Smile Train in April 2013. Board of Directors Members Arthur J. McCarthy, Roy E. Reichbach, and Chairman of the Board, Charles B. Wang, have a business relationship.
Form 990, Part VI, Line 11   The Form 990 was prepared by an international accounting firm in conjunction with the organization's financial department. A copy of the Form 990 was reviewed by the chair of the audit committee of the board of directors and the Form 990 was distributed to all active board members before filing.
Form 990, Part VI, Line 12c   Each officer, director, trustee and key employee of the organization is required to annually disclose any conflicts of interest that arise by virtue of employment, board service, or position with the organization. The organization monitors compliance with its conflict of interest policy through an annual questionnaire/disclosure statement that is distributed to these individuals. Also, when new directors or staff join the charity, they are required to complete the questionnaire. Potential conflicts are investigated immediately. Completed Questionnaires are available for inspection by any Board member and may be reviewed by the Organization's legal counsel. THE SENIOR MANAGEMENT MONITOR NEW CONTRACTS AND INVOICE PAYMENTS TO ASCERTAIN THAT THESE POLICIES ARE ADHERED TO.
Form 990 Part VI, Line 15a   The Board of Directors utilizes the services of independent compensation consultants to provide comparative data and periodically opine on the reasonableness of the executive director's and other key employees' compensation AS WELL AS TOP EXECUTIVES.
Form 990, Part VI, Line 15b   THE COMPENSATION OF KEY EMPLOYEES IS PROPOSED BY THE DEPARTMENT HEADS AND APPROVED BY THE COMPENSATION COMMiTTEE OF THE BOARD OF DIRECTORS. THE COMPENSATION COMMiTTEE OF THE BOARD OF DIRECTORS ALSO USES COMPARATIVE COMPENSATION DATA FROM OUTSIDE SOURCES. Periodically, an outside compensation consultant is retained to OPINE ON the reasonableness of the COMPENSATION OF THE HIGHEST PAID EXECUTIVES, including the top 5 highest paid compared to a selected peer group of charitable organizations.
Form 990, Part VI, Line 19   The organization makes its Form 990 available to the public by retaining a copy at its place of business. The Form 990 is also published on the internet at www.guidestar.org and on the organization's website. The organization's financial statements are posted on its website (www.smiletrain.org). Copies of documents are also provided to the public at the organization's headquarters in New York City upon request.
Form 990, Part XI, Line 9 Reconciliation of Net Assets Release of potential legal liabilities 736,074 Gain/(loss) in currency translations (68,300) Rate Reductions and Accounts Payable Writeoffs 117,476 ------- Total 785,250 =======
Form 990, Part VII Compensation Executive Vice Chairman and CEO, Susannah Schaefer, commenced service with Smile Train in April of 2013. Since Smile Train's Form 990 reports compensation as of the date of the calendar year (12/31/2012) ending within their fiscal year (06/30/2013), Ms. Schaefer's compensation is not disclosed on this 990. Nevertheless, since she is compensated by Smile Train, she is a non-independent Board Member and is reported as such on Part VI, Line 1(b).
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
Smile Train Inc
 
Employer identification number

13-3661416
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity










Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) The Smile Train UK

Davenport House 16 Pepper St
London   E14 9RP
UK
SEE PART IV UK N/A   NA
 
 
No
(2) The Smile Train Canada

41 madison ave

new york,NY10010
 SEE PART IV CA N/A   NA
 
 
No
(3) The Smile Train Stiftung

41 Madison Ave

New York,NY10010
 SEE PART IV GM N/A   smile train
 
Yes
 
(4) The Smile Train France

41 Madison Ave

New York,NY10010
 SEE PART IV FR N/A   NA
 
 
No
(5) The Smile Train India

41 Madison Ave

New York,NY10010
 SEE PART IV IN N/A   NA
 
 
No




For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No












Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
 
No
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
 
No
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved





Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under section 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
Part II, Line 2   THE MISSION OF SMILE TRAIN UK, SMILE TRAIN CANADA, SMILE TRAIN STIFTUNG, SMILE TRAIN FRANCE AND SMILE TRAIN INDIA IS TO PROVIDE FREE CLEFT TREATMENT FOR POOR CHILDREN IN DEVELOPING COUNTRIES AND TO PROVIDE FREE CLEFT-RELATED TRAINING FOR DOCTORS AND MEDICAL PROFESSIONALS. THESE OBJECTIVES ARE ACHIEVED THROUGH AN ONGOING MARKETING CAMPAIGN USED TO RAISE AWARENESS AND RECEIVE DONATIONS WITHIN THE UNITED KINGDOM AND CANADA. DONATIONS ARE MADE TO SMILE TRAIN FOR INCLUSION IN THEIR JOINTLY-STATED CHARITABLE ACTIVITIES. Smile Train France did not have any operating activities during the current year.

Additional Data


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