Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 07-01-2012 , 2012, and ending 06-30-2013
BCheck if applicable:
CName of organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
1033 MASSACHUSETTS AVENUE THIRD
FLOOR
Room/suite
City or town, state or country, and ZIP + 4
CAMBRIDGE, MA02138
D Employer identification number

04-2103580
E Telephone number

G Gross receipts $ 83,181,439,574
F Name and address of principal officer:
DREW G FAUST
MASSACHUSETTS HALL
CAMBRIDGE,MA02138
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.HARVARD.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1650
M State of legal domicile: MA
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: SEE SCHEDULE O
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 12
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 9
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 34,635
6 Total number of volunteers (estimate if necessary) ............. 6 23,000
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 28,042,614
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,543,769,248 1,856,072,877
9 Program service revenue (Part VIII, line 2g) ......... 1,370,131,168 1,418,109,927
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 1,073,942,365 2,502,972,318
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 66,656,701 63,194,335
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 4,054,499,482 5,840,349,457
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 640,715,440 651,074,543
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,901,264,720 1,980,054,394
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 309,785 324,568
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet150,495,775    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,818,986,927 1,950,459,770
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 4,361,276,872 4,581,913,275
19 Revenue less expenses. Subtract line 18 from line 12....... -306,777,390 1,258,436,182
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 56,370,683,000 72,763,619,000
21 Total liabilities (Part X, line 26)............. 20,893,292,000 35,024,442,000
22 Net assets or fund balances. Subtract line 21 from line 20..... 35,477,391,000 37,739,177,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC DOMAINS.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 3,303,194,363 including grants of $ 651,074,543 ) (Revenue $ 1,100,196,682 )
INSTRUCTION AND RESEARCHHARVARD UNIVERSITY CONSISTS OF ONE UNDERGRADUATE COLLEGE ANDELEVEN GRADUATE AND PROFESSIONAL SCHOOLS.HARVARD ENROLLMENT: 21,330 DEGREE CANDIDATES
4b (Code:   ) (Expenses $ 666,538,000 including grants of $   ) (Revenue $ 317,913,245 )
STUDENT LIFE AND AUXILIARY SERVICESREPRESENTS VARIOUS STUDENT SERVICES DEPARTMENTS, INCLUDING FACILITIES MAINTENANCE, FOOD SERVICES, DORMITORIES, HEALTH SERVICES,COMPUTER CENTER, PARKING, SECURITY, ETC.
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet3,969,732,363
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part XClick to see attachment.........................
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
Yes
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II.......................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
9,378
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
34,635
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAR , AS , BD , BR , CA , CJ , CI , CH , EC , FR , GM , IN , JE , LG , LU , MP , NL , NZ , NU , PM , PE , RO , SF , UK , UY
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
Yes
 
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
34
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
No
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
12
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
9
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
Yes
 
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
MA , IL , CA
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletOFFICE OF THE CONTROLLER HARVARD UNIVERSITY1033 MASSACHUSETTS AVENUE 3RD FLOORCAMBRIDGEMA02138 (617) 495-7792
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) LAWRENCE S BACOW........................................................................
FELLOW; VISITING PROFESSOR
 10.00
.......................1.00 		X           19,999 0 789
(2) PAUL J FINNEGAN........................................................................
FELLOW (BEGAN 1/2013)
 5.00
.......................1.00 		X           0 0 0
(3) SUSAN L GRAHAM........................................................................
FELLOW
 5.00
.......................1.00 		X           0 0 0
(4) NANNERL O KEOHANE........................................................................
FELLOW
 5.00
.......................1.00 		X           2,000 0 0
(5) PATRICIA A KING........................................................................
FELLOW (UNTIL 12/2012)
 5.00
.......................1.00 		X           0 0 0
(6) WILLIAM F LEE........................................................................
FELLOW
 5.00
.......................1.00 		X           0 0 0
(7) JESSICA T MATHEWS........................................................................
FELLOW (BEGAN 1/2013)
 5.00
.......................1.00 		X           0 0 0
(8) JOSEPH J O'DONNELL........................................................................
FELLOW
 5.00
.......................1.00 		X           0 0 0
(9) ROBERT D REISCHAUER........................................................................
FELLOW
 5.00
.......................1.00 		X           0 0 0
(10) ROBERT E RUBIN........................................................................
FELLOW
 5.00
.......................1.00 		X           0 0 0
(11) THEODORE V WELLS JR........................................................................
FELLOW (BEGAN 1/2013)
 5.00
.......................1.00 		X           0 0 0
(12) DREW GILPIN FAUST........................................................................
PRESIDENT
 60.00
.......................2.00 		X   X       770,887 0 269,750
(13) JAMES F ROTHENBERG........................................................................
TREASURER
 10.00
.......................6.00 		X   X       0 0 0
(14) ALAN M GARBER........................................................................
PROVOST
 60.00
.......................1.50 		    X       619,093 0 131,792
(15) MARC L GOODHEART........................................................................
V.P. AND UNIV SECRETARY
 60.00
.......................1.00 		    X       314,480 0 62,452
(16) MARILYN M HAUSAMMANN........................................................................
V.P. HUMAN RESOURCES
 60.00
.......................   		    X       348,463 0 55,000
(17) CHRISTINE M HEENAN........................................................................
V.P. GOVT COMM & PUB AFFAI
 60.00
.......................   		    X       392,909 0 55,001
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) LISA HOGARTY........................................................................
V.P. CAMPUS SERVICES
 60.00
.......................9.00 		    X       376,318 0 48,190
(19) ROBERT W IULIANO........................................................................
V.P. AND GENERAL COUNSEL
 60.00
.......................   		    X       486,098 0 54,095
(20) MARK R JOHNSON........................................................................
V.P. CAMPUS PLANNING
 60.00
.......................   		    X       276,223 0 40,393
(21) KATHERINE N LAPP........................................................................
EXECUTIVE VICE PRESIDENT
 60.00
.......................5.00 		    X       600,348 0 42,633
(22) ANNE H MARGULIES........................................................................
V.P. AND C.I.O.
 60.00
.......................   		    X       350,544 0 54,507
(23) TAMARA E ROGERS........................................................................
V.P. ALUMNI AFFAIRS & DEV
 60.00
.......................1.00 		    X       359,584 0 51,394
(24) LEAH ROSOVSKY BEGAN 12013........................................................................
V.P. STRATEGY AND PROGRAMS
 60.00
.......................   		    X       0 0 0
(25) DANIEL S SHORE........................................................................
V.P. FINANCE AND C.F.O.
 60.00
.......................2.00 		    X       365,939 0 54,999
(26) JEFFREY S FLIER........................................................................
DEAN, FACULTY OF MEDICINE
 60.00
.......................6.20 		      X     582,243 0 51,850
(27) NITIN NOHRIA........................................................................
DEAN, FACULTY OF BUSINESS
 60.00
.......................   		      X     537,471 0 143,602
(28) MICHAEL D SMITH........................................................................
DEAN, FACULTY OF ARTS & SC
 60.00
.......................1.00 		      X     503,431 0 50,939
(29) AMARTYA K SEN........................................................................
PROFESSOR
 60.00
.......................   		        X   1,191,732 0 43,266
(30) ROY D SHAPIRO........................................................................
PROFESSOR
 60.00
.......................   		        X   942,452 0 36,845
(31) JULIO FRENK........................................................................
DEAN, FACULTY OF PUBLIC HE
 60.00
.......................   		        X   558,824 0 53,000
(32) MICHAEL J KLARMAN........................................................................
PROFESSOR
 60.00
.......................   		        X   519,340 0 51,850
(33) NADARAJAN CHETTY........................................................................
PROFESSOR
 60.00
.......................   		        X   517,421 0 26,831
(34) ROBERT B CASHION........................................................................
ASSOC VP DEV; FORMER ACTING V.P.
 60.00
.......................   		          X 272,176 0 53,364
(35) STEVEN E HYMAN........................................................................
PROFESSOR; FORMER PROVOST
 60.00
.......................   		          X 454,185 0 43,231
(36) A CLAYTON SPENCER........................................................................
FORMER VP POLICY (UNTIL 6/2012)
 0.00
.......................   		          X 183,204 0 21,539
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 11,545,364 0 1,497,312
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet3,232
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
SKANSKA USA BUILDING INC253 SUMMER STREETBOSTONMA02210 CONTRACTOR 75,507,944
BOND BROTHERS INC145 SPRING STREETEVERETTMA02149 CONTRACTOR 47,926,721
SHAWMUT DESIGN AND CONSTRUCTION560 HARRISON AVENUEBOSTONMA02118 CONTRACTOR 40,128,295
BRIGHAM AND WOMEN'S HOSPITAL75 FRANCIS STREETBOSTONMA02115 RESEARCH SUBCONTRACTOR 39,902,923
UGL SERVICES UNICCO OPERATIONS CO275 GROVE STREETAUBURNDALEMA02466 MAINTENANCE 34,493,583
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet1,300
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b 1,696,992
c Fundraising events....1c 60,250
d Related organizations...1d  
e Government grants (contributions)1e 653,371,756
f All other contributions, gifts, grants, and
similar amounts not included above1f 		1,200,943,879
g Noncash contributions included in lines
1a-1f:$ 		147,685,233
h Total. Add lines 1a-1f.......MediumBullet 1,856,072,877
Program Service Revenue Business Code
2a STUDENT TUITION, R&B, 900099 1,180,290,988 1,180,290,988    
b AUXILIARY HEALTH SERVI 621400 50,671,268     50,671,268
c STUDENT/EMPLOYEE SERVI 611710 42,323,272   5,469,328 36,853,944
d PUBLICATIONS 511130 35,088,539 34,993,045 95,494  
e LAB AND OTHER SERVICES 541900 31,674,692 29,340,588 2,334,104  
f All other program service revenue . 78,061,168 33,460,213 20,289,907 24,311,048
g Total. Add lines 2a–2f........MediumBullet 1,418,109,927
Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 313,971,629   -146,219 314,117,848
4 Income from investment of tax-exempt bond proceeds..MediumBullet -268,061     -268,061
5 Royalties...........MediumBullet 35,211,657     35,211,657
(i) Real (ii) Personal
6a Gross rents 71,128,876  
b Less: rental expenses 43,109,579  
c Rental income or (loss) 28,019,297  
d Net rental income or (loss).......MediumBullet 28,019,297     28,019,297
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 79,457,190,722 30,016,247
b Less: cost or other basis and sales expenses 77,268,051,226 29,886,993
c Gain or (loss) 2,189,139,496 129,254
d Net gain or (loss)..........MediumBullet 2,189,268,750     2,189,268,750
8a Gross income from fundraising events (not including
$ 60,250
of contributions reported on line 1c). See Part IV, line 18 ..
a 5,700
b Less: direct expenses ...b 42,319
c Net income or (loss) from fundraising events..MediumBullet -36,619   -36,619
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet  
12 Total revenue. See Instructions......MediumBullet 5,840,349,457 1,278,084,834 28,042,614 2,678,149,132
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 125,966,347 125,966,347
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 496,906,733 496,906,733
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 28,201,463 28,201,463
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 7,068,530 278,903 6,118,869 670,758
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 1,563,951 1,007,659 492,757 63,535
7 Other salaries and wages 1,479,745,364 1,336,694,641 88,006,691 55,044,032
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 136,555,124 123,353,995 8,121,509 5,079,620
9 Other employee benefits ....... 263,509,885 238,035,719 15,672,043 9,802,123
10 Payroll taxes ........... 91,611,540 82,755,221 5,448,524 3,407,795
11 Fees for services (non-employees):        
a Management ...... 37,899,083 33,028,379 4,570,866 299,838
b Legal ......... 13,560,949 2,128,604 11,104,156 328,189
c Accounting ........... 2,272,653 513,703 1,737,239 21,711
d Lobbying ........... 427,415 427,415    
e Professional fundraising services. See Part IV, line 17 324,568 324,568
f Investment management fees ...... 166,422,181   166,422,181  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 274,518,629 244,864,893 22,475,762 7,177,974
12 Advertising and promotion .... 12,603,123 11,924,777 206,946 471,400
13 Office expenses ....... 186,760,536 177,886,688 5,180,909 3,692,939
14 Information technology ...... 107,419,972 87,697,856 16,847,353 2,874,763
15 Royalties .. 3,350,368 3,318,400 8,542 23,426
16 Occupancy ........... 293,904,208 245,392,020 36,763,920 11,748,268
17 Travel ............ 77,070,686 71,217,373 1,087,223 4,766,090
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 250 250    
19 Conferences, conventions, and meetings .... 51,218,770 42,687,301 4,656,416 3,875,053
20 Interest ........... 262,873,595 234,050,044 16,094,582 12,728,969
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 271,157,286 239,724,249 18,003,971 13,429,066
23 Insurance .............. 14,722,962 7,295,839 6,963,218 463,905
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a PAYMENTS TO ANNUITANTS 58,424,378 58,424,378 0 0
b BOOKS/PUBLICATIONS 37,329,767 36,838,377 314,580 176,810
c PUBLISHING 25,345,879 20,926,541 1,183,299 3,236,039
d TAXES AND FEES 12,730,610 10,371,131 1,562,797 796,682
e All other expenses 40,446,470 7,813,464 22,640,784 9,992,222
25 Total functional expenses. Add lines 1 through 24e 4,581,913,275 3,969,732,363 461,685,137 150,495,775
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing ............. 126,046,000 1 17,620,000
2 Savings and temporary cash investments ......... 5,008,000 2 10,033,000
3 Pledges and grants receivable, net ........... 978,202,000 3 1,323,401,000
4 Accounts receivable, net ............. 86,428,000 4 58,595,000
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
3,424,000 5 3,929,000
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net ............. 359,919,000 7 361,553,000
8 Inventories for sale or use .............. 9,861,000 8 8,672,000
9 Prepaid expenses and deferred charges .......... 150,502,000 9 138,085,000
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 9,152,620,000
b Less: accumulated depreciation ..... 10b 3,604,861,000 5,452,157,000 10c 5,547,759,000
11 Investments—publicly traded securities .......... 23,718,086,000 11 31,994,262,000
12 Investments—other securities. See Part IV, line 11 ..... 17,004,497,000 12 17,044,319,000
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 8,476,553,000 15 16,255,391,000
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 56,370,683,000 16 72,763,619,000
Liabilities 17 Accounts payable and accrued expenses ......... 424,582,000 17 446,037,000
18 Grants payable .................   18  
19 Deferred revenue ................ 147,094,000 19 165,974,000
20 Tax-exempt bond liabilities ............. 3,520,720,000 20 3,317,255,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties .... 2,518,419,000 24 2,370,752,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 14,282,477,000 25 28,724,424,000
26 Total liabilities. Add lines 17 through 25......... 20,893,292,000 26 35,024,442,000
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 8,140,394,000 27 8,154,128,000
28 Temporarily restricted net assets ........... 21,276,828,000 28 23,132,078,000
29 Permanently restricted net assets ........... 6,060,169,000 29 6,452,971,000
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 35,477,391,000 33 37,739,177,000
34 Total liabilities and net assets/fund balances ........ 56,370,683,000 34 72,763,619,000
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
5,840,349,457
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
4,581,913,275
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
1,258,436,182
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
35,477,391,000
5
Net unrealized gains (losses) on investments ...............
5
1,343,464,693
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-340,114,875
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
37,739,177,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
Yes
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: PRESIDENT AND FELLOWS OF HARVARD COLLEGE MEETS THE 33 1/3% PUBLIC SUPPORT TEST.
 
 
 
Schedule A (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2012
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 2
Name of organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		Employer identification number

04-2103580
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 3
Name of organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		Employer identification number

04-2103580
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
(a) No.
from
Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(see instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 4
Name of organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		Employer identification number

04-2103580
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$ 0
3
Volunteer hours ........................................
0

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$ 0
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$ 0
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total
             
2a Lobbying nontaxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		          
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2012


Schedule C (Form 990 or 990-EZ) 2012
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
Yes
 
200
e
Publications, or published or broadcast statements? .......................
Yes
 
38,131
f
Grants to other organizations for lobbying purposes? .......................
Yes
 
192,615
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
196,469
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? ..........................
Yes
 
 
j
Total. Add lines 1c through 1i ...............................
427,415
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Identifier Return Reference Explanation
PART IV, SUPPLEMENTAL INFORMATION:   SCHEDULE C, PART I-A AND PART I-B: THE UNIVERSITY DOES NOT ENGAGE IN DIRECT OR INDIRECT POLITICAL CAMPAIGN ACTIVITIES ON BEHALF OF OR IN OPPOSITION TO CANDIDATES FOR PUBLIC OFFICE. THEREFORE, THE UNIVERSITY DOES NOT INCUR ANY EXCISE TAX IMPOSED UNDER SECTION 4955 REPORTABLE ON IRS FORM 4720, RETURN OF CERTAIN EXCISE TAXES UNDER CHAPTERS 41 AND 42 OF THE INTERNAL REVENUE CODE. SCHEDULE C, PART II-B, LOBBYING ACTIVITY: THE UNIVERSITY ENGAGED IN LOBBYING ACTIVITIES BUT DID NOT MAKE A SECTION 501(H) LOBBYING EXPENDITURE ELECTION BY FILING FORM 5768. THE UNIVERSITY HAS ENGAGED IN DIRECT INTERACTION WITH LEGISLATORS AND STAFF BY TELEPHONE, EMAIL, DIRECT MAIL AND IN PERSON. LOBBYING DISCLOSURES FOR FORM 990 JULY 1, 2012 THROUGH JUNE 30, 2013: ISSUES LOBBIED AT THE FEDERAL LEVEL INCLUDE: ISSUES RELATED TO EXPANSION AND SIMPLIFICATION OF THE TUITION TAX CREDITS AND DEDUCTIONS, EXTENSION OF IRA CHARITABLE ROLL-OVER PROVISION AND RELATED CHARITABLE GIVING INCENTIVES ISSUES REGARDING TAX ADMINISTRATION, EMPLOYEE BENEFITS AND HEALTH CARE REFORM ISSUES RELATED TO COLLEGE AND UNIVERSITY ENDOWMENTS BUDGET AND APPROPRIATIONS FOR STUDENT FINANCIAL AID, RESEARCH IN NIH, NSF, DOD, DOE, NASA, EPA, HUD, TRANSPORTATION, INTERIOR, HEALTH PROFESSIONS, HUMANITIES AND ARTS ENDOWMENTS IMMIGRATION LEGISLATION AND STUDENT VISA ISSUES STUDENT LENDING ISSUES, COLLEGE COST, ACCOUNTABILITY, GRADUATE EDUCATION, INTERNATIONAL EDUCATION, HIGHER EDUCATION ACT REAUTHORIZATION AND VETERANS AND MILITARY EDUCATION ISSUES LEGISLATION CONCERNING EDUCATION AND THE INTERNET, COMMUNITY SERVICE BY STUDENTS, EDUCATIONAL DATA AND ANALYSIS, AND MUSEUM AND HUMANITIES ISSUES LEGISLATION RELATING TO RESEARCH AND CLEAN ENERGY ISSUES ISSUES LOBBIED FOR THE STATE OF MASSACHUSETTS: ISSUES RELATED TO TAX POLICY REGARDING NON-PROFITS ISSUES RELATED TO PRIVATE HIGHER EDUCATION ENDOWMENT FUNDS ISSUES RELATED TO MUNICIPAL RELIEF FUNDS ISSUES RELATED TO REPORTING REQUIREMENTS FOR NON-PROFITS ISSUES RELATED TO EDUCATION REFORM SCHEDULE C, PART II-B, LINE I, OTHER ACTIVITIES: THE UNIVERSITY PAYS MEMBERSHIP DUES TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES.
Schedule C (Form 990 or 990EZ) 2012

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 36  
2 Aggregate contributions to (during year) ... 5,585,567  
3 Aggregate grants from (during year) ..... 14,077,223  
4 Aggregate value at end of year ........ 169,803,149  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c 0
d Additions during the year .............................. 1d 8,945,755
e Distributions during the year ............................. 1e 8,945,755
f Ending balance ................................... 1f 0
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 29,733,245,000 30,974,930,000 26,768,706,000 25,279,430,000 35,854,269,000
b Contributions ........ 320,079,000 305,850,000 223,000,000 284,812,000 239,625,000
c Net investment earnings, gains, and losses 3,159,164,000 708,000 5,374,404,000 3,312,945,000 -9,227,682,000
d Grants or scholarships ..... 242,576,000 239,374,000 216,754,000 215,812,000 234,855,000
e Other expenditures for facilities
and programs ........ 		1,168,178,000 1,172,548,000 1,035,938,000 1,751,538,000 1,131,073,000
f Administrative expenses .... 173,962,000 136,321,000 138,488,000 141,131,000 220,854,000
g End of year balance ...... 31,627,772,000 29,733,245,000 30,974,930,000 26,768,706,000 25,279,430,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet25.000 %
b
Permanent endowment SchDMd Bullet18.000 %
c
Temporarily restricted endowment SchDMd Bullet57.000 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
Yes
 
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
Yes
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   535,670,000 535,670,000
b Buildings ................   6,605,931,000 2,844,904,000 3,761,027,000
c Leasehold improvements ............   144,658,000   144,658,000
d Equipment ................   1,015,481,000 759,957,000 255,524,000
e Other ................. 11,151,000 839,729,000   850,880,000
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 5,547,759,000
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) PRIVATE EQUITIES 		7,271,042,000 F

(B) REAL ASSETS 		9,773,277,000 F







Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 17,044,319,000
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1) COLLATERAL-SEC BORROWG AGRMTS 12,825,161,000
(2) OTHER INVESTMENTS 3,078,161,000
(3) INT. IN TRUSTS HELD BY OTHERS 352,069,000






Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 16,255,391,000
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
DEPOSITS AND OTHER LIABILITIES 289,543,000
SECURITIES LENDING AND OTHER INVESTMENT LIABILITIES 26,895,350,000
LIABILITIES DUE UNDER SPLIT INTEREST AGREEMENTS 717,325,000
ACCRUED RETIREMENT OBLIGATIONS 753,957,000
GOVERNMENT LOAN ADVANCES 68,249,000




Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 28,724,424,000
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1  
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a  
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b....................... 4c  
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5  
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1  
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d...................... 2e  
3 Subtract line 2e from line 1..................... 3  
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b....................... 4c  
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5  
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
  PART III, LINE 1A: PART III, LINE 1A: THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES HOUSES PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES.
  PART III, LINE 4: PART III, LINE 4: HARVARD ART MUSEUMS: THE HARVARD ART MUSEUMS ARE THREE MUSEUMS (FOGG MUSEUM, BUSCH-REISINGER MUSEUM, ARTHUR M. SACKLER MUSEUM) AND FOUR RESEARCH CENTERS (STRAUS CENTER FOR CONSERVATION AND TECHNICAL STUDIES, CENTER FOR THE TECHNICAL STUDY OF MODERN ART, HARVARD ART MUSEUM ARCHIVES, ARCHAEOLOGICAL EXPLORATION OF SARDIS, TURKEY). THE HARVARD ART MUSEUMS' COLLECTION CONSISTS OF MORE THAN 250,000 OBJECTS IN ALL MEDIA, RANGING IN DATE FROM ANTIQUITY TO THE PRESENT, AND COMING FROM EUROPE, NORTH AMERICA, NORTH AFRICA, THE MIDDLE EAST, SOUTH ASIA, EAST ASIA, AND SOUTHEAST ASIA. THE HARVARD MUSEUMS' ART COLLECTION IS AN IMPORTANT RESOURCE FOR THE HARVARD UNIVERSITY COMMUNITY, AS WELL AS TO A BROADER AUDIENCE OF STUDENTS, SCHOLARS, AND THE GENERAL PUBLIC. THE COLLECTION IS USED TO ADVANCE THE KNOWLEDGE AND APPRECIATION OF ART AND ART MUSEUMS THROUGH PROGRAMS INVOLVING RESEARCH, TEACHING, PROFESSIONAL TRAINING, AND PUBLIC EDUCATION. ARNOLD ARBORETUM: THE ARNOLD ARBORETUM OF HARVARD UNIVERSITY IS THE OLDEST PUBLIC ARBORETUM IN NORTH AMERICA AND ONE OF THE WORLD'S LEADING CENTERS FOR THE STUDY OF PLANTS. ADMINISTERED BY THE OFFICE OF THE PROVOST OF HARVARD UNIVERSITY AND A LINK IN BOSTON'S EMERALD NECKLACE OF PARKS, THE ARNOLD ARBORETUM IS A UNIQUE BLEND OF RESPECTED RESEARCH INSTITUTION AND BELOVED PUBLIC LANDSCAPE. WE PROVIDE AND SUPPORT WORLD-CLASS RESEARCH, HORTICULTURE, AND EDUCATION PROGRAMS THAT FOSTER THE UNDERSTANDING, APPRECIATION, AND PRESERVATION OF TREES. COLLECTION OF HISTORICAL SCIENTIFIC INSTRUMENTS: HARVARD UNIVERSITY HAS BEEN ACQUIRING SCIENTIFIC INSTRUMENTS ON A CONTINUOUS BASIS FOR TEACHING AND RESEARCH SINCE 1672. THE COLLECTION OF HISTORICAL SCIENTIFIC INSTRUMENTS, WHICH WAS ESTABLISHED IN 1948 TO PRESERVE THIS APPARATUS AS A RESOURCE FOR TEACHING AND RESEARCH IN THE HISTORY OF SCIENCE AND TECHNOLOGY, HAS BECOME ONE OF THE THREE LARGEST UNIVERSITY COLLECTIONS OF ITS KIND IN THE WORLD. THE COLLECTION CONTAINS OVER 20,000 OBJECTS DATING FROM ABOUT 1400 TO THE PRESENT. A BROAD RANGE OF SCIENTIFIC DISCIPLINES ARE REPRESENTED, INCLUDING ASTRONOMY, NAVIGATION, HOROLOGY, SURVEYING, GEOLOGY, CALCULATING, PHYSICS, BIOLOGY,MEDICINE, PSYCHOLOGY, ELECTRICITY, AND COMMUNICATION. SIGNIFICANT INSTRUMENTS, MADE OBSOLETE BY NEW TECHNOLOGIES, CONTINUE TO BE INCORPORATED. MANY OF THE DOCUMENTS DETAILING THE PURCHASE AND USE OF THE INSTRUMENTS HAVE BEEN PRESERVED, AND ARE AVAILABLE FOR RESEARCH IN THE COLLECTION'S ADJUNCT LIBRARY. MUSEUM OF COMPARATIVE ZOOLOGY (WITHIN THE MUSEUM OF NATURAL HISTORY): THE MUSEUM OF COMPARATIVE ZOOLOGY (THE MCZ) WAS FOUNDED IN 1859 ON THE CONCEPT THAT COLLECTIONS ARE AN INTEGRAL AND FUNDAMENTAL COMPONENT OF ZOOLOGICAL RESEARCH AND TEACHING. THIS 150-YEAR-OLD COMMITMENT REMAINS A STRONG AND PROUD TRADITION FOR THE MCZ. THE PRESENT-DAY MCZ CONTAINS OVER 21-MILLION SPECIMENS IN TEN RESEARCH COLLECTIONS WHICH COMPRISE ONE OF THE WORLD'S RICHEST AND MOST VARIED RESOURCES FOR STUDYING THE DIVERSITY OF LIFE. THE MUSEUM SERVES AS THE PRIMARY REPOSITORY FOR ZOOLOGICAL SPECIMENS COLLECTED BY PAST AND PRESENT HARVARD FACULTY-CURATORS, STAFF AND ASSOCIATES CONDUCTING RESEARCH AROUND THE WORLD. AS A PREMIER UNIVERSITY MUSEUM AND RESEARCH INSTITUTION, THE SPECIMENS AND THEIR RELATED DATA ARE AVAILABLE TO RESEARCHERS OF THE SCIENTIFIC AND MUSEUM COMMUNITY. USE OF THE COLLECTIONS IN STUDENT RESEARCH, WHETHER AS THESIS WORK OR INDEPENDENT STUDY, IS ALSO ENCOURAGED. FISHER MUSEUM HARVARD FOREST: THE FISHER MUSEUM'S MAIN EXHIBIT DISPLAYS TWENTY-THREE INTERNATIONALLY ACCLAIMED MODELS (DIORAMAS) PORTRAYING THE HISTORY, CONSERVATION AND MANAGEMENT OF CENTRAL NEW ENGLAND FORESTS. OTHER EXHIBITS AT THE MUSEUM REPRESENT THE RANGE OF HARVARD FOREST'S RESEARCH. HARVARD UNIVERSITY HERBARIA (WITHIN MUSEUM OF NATURAL HISTORY): THE HARVARD UNIVERSITY HERBARIA ARE AMONG SOME SEVERAL THOUSAND COLLECTIONS OF PRESSED, DRIED PLANT SPECIMENS WORLDWIDE THAT ARE USED BY RESEARCHERS TO FURTHER OUR UNDERSTANDING OF THE PLANT WORLD. SOME OF THE EARLIEST HERBARIA WERE FOUNDED IN EUROPE IN THE EARLY 1600'S, DURING THE DAYS OF EXPLORATION, WHEN KNOWLEDGE OF THE EARTH'S FLORA WAS GROWING AT SUCH A RAPID PACE THAT BOTANICAL GARDENS COULD NO LONGER MAINTAIN LIVING EXAMPLES OF EVERY KNOWN SPECIES. WHILE HERBARIUM COLLECTIONS OF ALL SIZES EXIST TODAY, THERE ARE FEWER THAN 75 HERBARIA WORLDWIDE WITH MORE THAN ONE MILLION SPECIMENS. HERBARIUM COLLECTIONS HAVE BEEN BUILT UP OVER THE YEARS BY THE EFFORTS OF NUMEROUS BOTANISTS AND PLANT COLLECTORS WHO HAVE SEARCHED FROM REMOTE AND ISOLATED JUNGLES TO INNER CITY WASTE LOTS AND RAILROAD TRACKS TO DOCUMENT THE DIVERSITY AND DISTRIBUTION OF THE EARTH'S FLORA. REPRESENTATIVES OF MOST KNOWN SPECIES OF PLANTS CAN BE FOUND IN HERBARIA TODAY, CAREFULLY MOUNTED ON SHEETS OF ARCHIVAL QUALITY PAPER, LABELED WITH IMPORTANT INFORMATION ABOUT THEM, AND STORED ON SHELVES IN CABINETS. IN ESSENCE, A HERBARIUM IS ANALOGOUS TO A LIBRARY OF CAREFULLY PRESERVED PLANTS WHERE THE SPECIMENS THEMSELVES AND THE LABELS ASSOCIATED WITH THEM PROVIDE A WEALTH OF INFORMATION ONCE THEY HAVE BEEN "READ" AND STUDIED BY SCIENTISTS. THE SPECIMENS ARE THE KEY TO UNDERSTANDING PLANT RELATIONSHIPS,GEOGRAPHIC DISTRIBUTIONS, ECONOMIC USEFULNESS, EVEN THEIR MOLECULAR MAKEUP. AS WE LOSE NATURAL HABITATS THE WORLD OVER, HERBARIA INCREASINGLY SERVE AS A RECORD OF THE RECENT HISTORY OF PLANT LIFE, AND AS A REPOSITORY OF PRECIOUS GENETIC INFORMATION. HERBARIA HOLD THE TOOLS FOR OUR UNDERSTANDING OF THE PLANT WORLD. MINERALOGICAL AND GEOLOGICAL MUSEUM (WITHIN MUSEUM OF NATURAL HISTORY): THE HARVARD MINERAL COLLECTION RANKS AMONG THE WORLD'S FINEST DUE TO ITS VERY BROAD REPRESENTATION, WEALTH OF RARE SPECIES, LARGE NUMBER OF SPECIMENS DESCRIBED IN THE SCIENTIFIC LITERATURE, AND THE QUALITY OF ITS DISPLAY SPECIMENS. A RICH SYSTEMATIC MINERAL COLLECTION AND DISPLAYS OF GEMSTONES ARE THE PRINCIPAL EXHIBITS IN THE MINERAL GALLERY. THE MUSEUM IS COMMITTED TO THE DEVELOPMENT AND PRESERVATION OF WORLD-CLASS COLLECTIONS OF MINERALS, GEMS, ROCKS, ORES, AND METEORITES FOR RESEARCH, EDUCATION, AND PUBLIC DISPLAY. ITS EARLIEST COLLECTIONS DATE BACK TO THE LATE 18TH CENTURY. THE MUSEUM CATERS TO THE NEEDS OF STUDENTS AND FACULTY AT HARVARD UNIVERSITY AS WELL THE GEOLOGICAL COMMUNITY AT LARGE BY SERVING AS A UNIQUELY RICH RESOURCE OF MATERIALS AND INFORMATION. PEABODY MUSEUM OF ARCHAEOLOGY AND ETHNOLOGY: THE PEABODY MUSEUM OF ARCHAEOLOGY AND ETHNOLOGY IS STEWARD TO ONE OF THE OLDEST AND LARGEST COLLECTIONS OF CULTURAL OBJECTS IN THE WESTERN HEMISPHERE. SINCE THE LATE NINETEENTH CENTURY, THE MUSEUM HAS PLAYED AN ACTIVE PART IN THE HISTORY OF AMERICAN ANTHROPOLOGY AND IN THE EVOLVING RELATIONSHIP BETWEEN MUSEUMS AND NATIVE PEOPLES. AS A UNIVERSITY MUSEUM SITUATED IN AN ACADEMIC AND REGIONAL COMMUNITY CENTRAL TO THE DEVELOPMENT AND THE STUDY OF AMERICAN CIVIC CULTURE, THE PEABODY STRIVES TO MAKE COLLECTIONS WIDELY ACCESSIBLE AND ENGAGE ISSUES OF CONCERN TO DIVERSE AUDIENCES. TODAY, THE PEABODY HOUSES MORE THAN SIX MILLION INDIVIDUAL OBJECTS, 500,000 PHOTOGRAPHIC IMAGES, AND SUBSTANTIAL ARCHIVAL RECORDS. STRONGEST IN THE CULTURES OF NORTH, CENTRAL, AND SOUTH AMERICA, AND THE PACIFIC ISLANDS, THE PEABODY IS ALSO CARETAKER TO IMPORTANT COLLECTIONS FROM AFRICA, EUROPE, AND ASIA. COLLECTION TYPES INCLUDE ARCHAEOLOGY; ETHNOGRAPHY; OSTEOLOGY; AND PAINTING, DRAWING, AND PRINTS. SEMITIC MUSEUM: THE SEMITIC MUSEUM IS HOME TO THE UNIVERSITY'S COLLECTIONS OF NEAR EASTERN ARCHAEOLOGICAL ARTIFACTS. THESE ARTIFACTS COMPRISE OVER 40,000 ITEMS, INCLUDING POTTERY, CYLINDER SEALS, SCULPTURE, COINS AND CUNEIFORM TABLETS. MANY ARE FROM MUSEUM-SPONSORED EXCAVATIONS IN ISRAEL, JORDAN, IRAQ, EGYPT, CYPRUS, AND TUNISIA. THE MUSEUM IS DEDICATED TO THE USE OF THESE COLLECTIONS FOR THE TEACHING, RESEARCH, AND PUBLICATION OF NEAR EASTERN ARCHAEOLOGY, HISTORY, AND CULTURE. WARREN ANATOMICAL MUSEUM: THE WARREN ANATOMICAL MUSEUM'S PRESENT COLLECTION CONTAINS APPROXIMATELY 15,000 ARTIFACTS AND CASES INCLUDING: ANATOMICAL AND PATHOLOGICAL PREPARATIONS; VARIOUS WAX, PAPER MACHE, AND DRY PREPARATION ANATOMICAL MODELS; PHOTOGRAPHS, PRINTS, PAINTINGS, AND DRAWINGS; MEDICAL INSTRUMENTS AND MACHINES; AND OTHER MEDICAL MEMORABILIA. ALONG WITH THE WELL-KNOWN SKULL OF PHINEAS GAGE, THE MUSEUM HOLDS MANY OTHER RARE AND INTERESTING ITEMS. AMONG THESE ARE THE PHRENOLOGICAL COLLECTION OF JOHANN GASPAR SPURZHEIM, THE BOSTON SOCIETY FOR MEDICAL IMPROVEMENT COLLECTION, AND A W. T. G. MORTON-TYPE ETHER INHALER. THE MUSEUM PROMOTES THE COLLECTION FOR THE PURPOSES OF MEDICAL EDUCATION IN ALL FORMS WHENEVER POSSIBLE, BY EXPANDING ITS SCOPE TO PROVIDE PUBLIC PROGRAMMING AND EDUCATIONAL RESOURCES TO THE LARGER COMMUNITY.
  PART IV, LINE 1B: PART IV, LINE 1B: AGENCY FUNDS REPRESENT AWARDS UNDER WHICH HARVARD SERVES AS AN INTERMEDIARY AGENT BETWEEN THE SPONSOR (USUALLY FEDERAL) AND THE ULTIMATE THIRD PARTY RECIPIENT. THE TRANSFER OF THE ASSETS TO HARVARD IS NOT A CONTRIBUTION RECEIVED BY HARVARD AND THE TRANSFER OF ASSETS TO THE RECIPIENT IS NOT A CONTRIBUTION MADE BY HARVARD. HARVARD DRAWS DOWN ON ITS FEDERAL LINES OF CREDIT MONTHLY TO COVER THOSE COSTS INCURRED ON FEDERAL AWARDS. THEREFORE, THERE IS NO BEGINNING OR ENDING BALANCE FOR THESE AGENCY FUNDS.
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PART V, LINE 4: THE PRIMARY GOAL OF THE ENDOWMENT IS TO SUPPORT THE UNIVERSITY'S TEACHING AND RESEARCH MISSION. PART V, ENDOWMENT FUNDS: THE ENDOWMENT ROLLFORWARDS ON SCHEDULE D, PART V HAVE BEEN RESTATED FOR THE FISCAL YEARS ENDED JUNE 30, 2009, 2010, AND 2011 TO PROPERLY EXCLUDE THE ENDOWMENTS OF CERTAIN RELATED ORGANIZATIONS THAT WERE PREVIOUSLY INCLUDED IN THE REPORTED TOTAL. THIS RESTATEMENT DOES NOT CHANGE NET ASSETS REPORTED ON THE FORM 990 BALANCE SHEET FOR THE FISCAL YEARS ENDED JUNE 30, 2009, 2010, AND 2011.
    PART X, LINE 2, FIN 48: EFFECTIVE JULY 1, 2007, THE UNIVERSITY ADOPTED FASB INTERPRETATION NO. 48, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES (FIN 48). FIN 48 SETS A MINIMUM THRESHOLD FOR FINANCIAL STATEMENT RECOGNITION OF THE BENEFIT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. TAX POSITIONS FOR THE OPEN TAX YEARS AS OF JUNE 30, 2013 WERE REVIEWED AND IT WAS DETERMINED THAT NO PROVISION FOR UNCERTAIN TAX PROVISONS WAS REQUIRED. ACCORDINGLY, THERE IS NO DISCLOSURE IN THE JUNE 30, 2013 FINANCIAL STATEMENTS REGARDING UNCERTAIN TAX POSITIONS.
Schedule D (Form 990) 2012

Additional Data


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SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
 
No
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2012
Schedule E (Form 990 or 990EZ) 2012
Page 2
Part II
Supplemental Information. Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE ORGANIZATION MEETS THE CRITERIA ESTABLISHED IN SECTION 4.0 REVENUE PROCEDURE 75-50. THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE AND WORLDWIDE AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS. IT SATISFIES THE PUBLICITY REQUIREMENT BY INCLUDING A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS IN ALL ITS BROCHURES AND CATALOGUES DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. IT ALSO REFERENCES ITS RACIALLY NONDISCRIMINATORY POLICY IN OTHER WRITTEN ADVERTISING THAT IT USES AS A MEANS OF INFORMING PROSPECTIVE STUDENTS OF ITS PROGRAMS.
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THIS ORGANIZATION RECEIVES FUNDS FOR RESEARCH AND ADMINISTERS FEDERAL AID PROGRAMS TO STUDENTS ENROLLED IN POST-SECONDARY EDUCATION.
Schedule E (Form 990 or 990-EZ) 2012
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SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
General Information on Activities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside
the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
CENTRAL AMERICA AND THE CARIBBEAN -     GRANTMAKING   9,515
CENTRAL AMERICA AND THE CARIBBEAN -     PROGRAM SERVICES ACADEMIC SUPPORT 16,918
CENTRAL AMERICA AND THE CARIBBEAN -     PROGRAM SERVICES INSTRUCTION 57,913
CENTRAL AMERICA AND THE CARIBBEAN - 1 30 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 36,516
EAST ASIA AND THE PACIFIC -     FUNDRAISING   35,224
EAST ASIA AND THE PACIFIC -     GRANTMAKING   2,021,395
EAST ASIA AND THE PACIFIC -     PROGRAM SERVICES SERVICE CENTERS 72,803
EAST ASIA AND THE PACIFIC -     PROGRAM SERVICES ACADEMIC SUPPORT 674,607
EAST ASIA AND THE PACIFIC -     PROGRAM SERVICES INSTITUTIONAL SUPPORT 75,651
EAST ASIA AND THE PACIFIC -     PROGRAM SERVICES INSTRUCTION 2,397,498
EAST ASIA AND THE PACIFIC - 3 36 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 7,341,438
EAST ASIA AND THE PACIFIC -     PROGRAM SERVICES STUDENT SERVICES 1,064,554
EAST ASIA AND THE PACIFIC -     INVESTMENTS   1,606,321,392
EUROPE (INCLUDING ICELAND & GREENLAND) -     FUNDRAISING   135,308
EUROPE (INCLUDING ICELAND & GREENLAND) -     GRANTMAKING   8,125,788
EUROPE (INCLUDING ICELAND & GREENLAND) -     PROGRAM SERVICES SERVICE CENTERS 733,347
EUROPE (INCLUDING ICELAND & GREENLAND) -     PROGRAM SERVICES ACADEMIC SUPPORT 1,424,259
EUROPE (INCLUDING ICELAND & GREENLAND) -     PROGRAM SERVICES INSTITUTIONAL SUPPORT 198,805
EUROPE (INCLUDING ICELAND & GREENLAND) -     PROGRAM SERVICES INSTRUCTION 5,186,240
EUROPE (INCLUDING ICELAND & GREENLAND) - 2 45 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 6,218,208
EUROPE (INCLUDING ICELAND & GREENLAND) -     PROGRAM SERVICES STUDENT SERVICES 1,760,426
EUROPE (INCLUDING ICELAND & GREENLAND) -     INVESTMENTS   403,038,060
MIDDLE EAST AND NORTH AFRICA -     FUNDRAISING   5,332
MIDDLE EAST AND NORTH AFRICA -     GRANTMAKING   251,269
MIDDLE EAST AND NORTH AFRICA -     PROGRAM SERVICES SERVICE CENTERS 5,500
MIDDLE EAST AND NORTH AFRICA -     PROGRAM SERVICES ACADEMIC SUPPORT 16,023
MIDDLE EAST AND NORTH AFRICA -     PROGRAM SERVICES INSTITUTIONAL SUPPORT 217,791
MIDDLE EAST AND NORTH AFRICA -     PROGRAM SERVICES INSTRUCTION 537,983
MIDDLE EAST AND NORTH AFRICA - 1 1 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 137,708
MIDDLE EAST AND NORTH AFRICA -     PROGRAM SERVICES STUDENT SERVICES 3,150
MIDDLE EAST AND NORTH AFRICA -     INVESTMENTS   9,966,976
NORTH AMERICA - CANADA AND MEXICO, BUT     FUNDRAISING   61,515
NORTH AMERICA - CANADA AND MEXICO, BUT     GRANTMAKING   698,868
NORTH AMERICA - CANADA AND MEXICO, BUT     PROGRAM SERVICES SERVICE CENTERS 67,307
NORTH AMERICA - CANADA AND MEXICO, BUT     PROGRAM SERVICES ACADEMIC SUPPORT 538,784
NORTH AMERICA - CANADA AND MEXICO, BUT     PROGRAM SERVICES INSTITUTIONAL SUPPORT 150,076
NORTH AMERICA - CANADA AND MEXICO, BUT     PROGRAM SERVICES INSTRUCTION 771,169
NORTH AMERICA - CANADA AND MEXICO, BUT   2 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 435,306
NORTH AMERICA - CANADA AND MEXICO, BUT     PROGRAM SERVICES STUDENT SERVICES 39,329
NORTH AMERICA - CANADA AND MEXICO, BUT     INVESTMENTS   164,613,069
RUSSIA & THE NEWLY INDEPENDENT STATES -     GRANTMAKING   186,852
RUSSIA & THE NEWLY INDEPENDENT STATES -     PROGRAM SERVICES ACADEMIC SUPPORT 1,050
RUSSIA & THE NEWLY INDEPENDENT STATES -     PROGRAM SERVICES INSTRUCTION 29,212
RUSSIA & THE NEWLY INDEPENDENT STATES -     PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 38,779
RUSSIA & THE NEWLY INDEPENDENT STATES -     PROGRAM SERVICES STUDENT SERVICES 157
RUSSIA & THE NEWLY INDEPENDENT STATES -     INVESTMENTS   16,327,508
SOUTH AMERICA - ARGENTINA, BOLIVIA,     FUNDRAISING   4,506
SOUTH AMERICA - ARGENTINA, BOLIVIA,     GRANTMAKING   1,116,237
SOUTH AMERICA - ARGENTINA, BOLIVIA,     PROGRAM SERVICES SERVICE CENTERS 1,950
SOUTH AMERICA - ARGENTINA, BOLIVIA,     PROGRAM SERVICES ACADEMIC SUPPORT 224,272
SOUTH AMERICA - ARGENTINA, BOLIVIA,     PROGRAM SERVICES INSTITUTIONAL SUPPORT 9,365
SOUTH AMERICA - ARGENTINA, BOLIVIA,     PROGRAM SERVICES INSTRUCTION 835,380
SOUTH AMERICA - ARGENTINA, BOLIVIA, 1 5 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 554,307
SOUTH AMERICA - ARGENTINA, BOLIVIA,     PROGRAM SERVICES STUDENT SERVICES 183,879
SOUTH AMERICA - ARGENTINA, BOLIVIA,     INVESTMENTS   459,036,065
SOUTH ASIA - AFGHANISTAN, BANGLADESH,     FUNDRAISING   6,429
SOUTH ASIA - AFGHANISTAN, BANGLADESH,     GRANTMAKING   885,814
SOUTH ASIA - AFGHANISTAN, BANGLADESH,     PROGRAM SERVICES SERVICE CENTERS 61,797
SOUTH ASIA - AFGHANISTAN, BANGLADESH,     PROGRAM SERVICES ACADEMIC SUPPORT 123,282
SOUTH ASIA - AFGHANISTAN, BANGLADESH,     PROGRAM SERVICES INSTITUTIONAL SUPPORT 30,690
SOUTH ASIA - AFGHANISTAN, BANGLADESH,     PROGRAM SERVICES INSTRUCTION 1,121,725
SOUTH ASIA - AFGHANISTAN, BANGLADESH,   17 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 2,203,938
SOUTH ASIA - AFGHANISTAN, BANGLADESH,     PROGRAM SERVICES STUDENT SERVICES 145,372
SOUTH ASIA - AFGHANISTAN, BANGLADESH,     INVESTMENTS   144,011,402
SUB-SAHARAN AFRICA - ANGOLA,     GRANTMAKING   14,905,725
SUB-SAHARAN AFRICA - ANGOLA,     PROGRAM SERVICES ACADEMIC SUPPORT 141,098
SUB-SAHARAN AFRICA - ANGOLA,     PROGRAM SERVICES INSTITUTIONAL SUPPORT 17,672
SUB-SAHARAN AFRICA - ANGOLA,     PROGRAM SERVICES INSTRUCTION 343,678
SUB-SAHARAN AFRICA - ANGOLA,   15 PROGRAM SERVICES RESEARCH AND OTHER ACADEMIC ACTIVITY 2,088,239
SUB-SAHARAN AFRICA - ANGOLA,     PROGRAM SERVICES STUDENT SERVICES 2,148
SUB-SAHARAN AFRICA - ANGOLA,     INVESTMENTS   22,241,802
3a Sub-total ..... 1 30 2,924,891
b Total from continuation sheets to Part I ... 7 121 2,889,418,459
c Totals (add lines 3a and 3b) 8 151 2,892,343,350
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 281,894 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 266,516 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 245,304 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 164,260 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 107,390 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 88,866 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 84,142 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 80,098 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 71,184 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 62,910 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 43,312 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 36,788 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 22,532 EFT OR CHECK      
EAST ASIA AND PACIFIC SPONSORED RESEARCH SUB-AWARD 11,715 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 1,126,801 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 625,765 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 512,111 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 448,899 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 387,654 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 381,502 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 181,088 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 159,590 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 156,560 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 147,648 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 142,067 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 127,627 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 100,277 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 94,504 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 92,164 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 90,000 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 86,732 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 71,224 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 70,254 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 69,510 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 59,400 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 57,084 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 50,000 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 44,496 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 36,819 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 29,842 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 28,500 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 16,524 EFT OR CHECK      
EUROPE SPONSORED RESEARCH SUB-AWARD 13,730 EFT OR CHECK      
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH SUB-AWARD 53,083 EFT OR CHECK      
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH SUB-AWARD 47,887 EFT OR CHECK      
MIDDLE EAST AND NORTH AFRICA SPONSORED RESEARCH SUB-AWARD 7,111 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 160,000 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 73,600 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 73,348 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 50,926 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 46,404 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 33,903 EFT OR CHECK      
NORTH AMERICA SPONSORED RESEARCH SUB-AWARD 9,000 EFT OR CHECK      
RUSSIA AND THE NEWLY INDEPENDENT STATES SPONSORED RESEARCH SUB-AWARD 160,547 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 451,951 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 130,815 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 39,958 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 29,189 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 28,280 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 28,126 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 28,000 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 27,000 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 26,985 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 26,000 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 24,000 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 23,076 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 20,600 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 19,895 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 19,882 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 19,678 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 16,600 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 15,086 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 15,025 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 14,855 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 14,642 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 9,195 EFT OR CHECK      
SOUTH AMERICA SPONSORED RESEARCH SUB-AWARD 9,150 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 191,316 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 169,532 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 126,041 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 114,524 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 44,214 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 32,945 EFT OR CHECK      
SOUTH ASIA SPONSORED RESEARCH SUB-AWARD 30,342 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 8,041,325 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 2,185,493 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 1,233,917 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 771,740 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 664,267 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 490,929 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 192,456 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 183,566 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 167,890 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 145,991 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 140,248 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 116,998 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 111,692 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 99,901 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 58,395 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 53,199 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 40,180 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 39,379 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 32,265 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 20,702 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 16,923 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 15,440 EFT OR CHECK      
SUB-SAHARAN AFRICA SPONSORED RESEARCH SUB-AWARD 10,000 EFT OR CHECK      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
30
3
Enter total number of other organizations or entities .......................MediumBullet
77
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
GRADUATE STUDENT STIPEND GRANTS EAST ASIA AND THE PACIFIC - 14 42,775 EFT OR CHECK      
GRADUATE STUDENT STIPEND GRANTS EUROPE (INCLUDING ICELAND & GREENLAND) - 16 44,744 EFT OR CHECK      
GRADUATE STUDENT STIPEND GRANTS MIDDLE EAST AND NORTH AFRICA - 1 1,060 EFT OR CHECK      
GRADUATE STUDENT STIPEND GRANTS NORTH AMERICA - CANADA AND MEXICO, BUT 4 6,560 EFT OR CHECK      
GRADUATE STUDENT STIPEND GRANTS SOUTH ASIA - AFGHANISTAN, BANGLADESH, 4 15,000 EFT OR CHECK      
GRADUATE STUDENT STIPEND GRANTS SUB-SAHARAN AFRICA - ANGOLA, 1 500 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS CENTRAL AMERICA AND THE CARIBBEAN - 3 2,250 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS EAST ASIA AND THE PACIFIC - 15 105,852 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS EUROPE (INCLUDING ICELAND & GREENLAND) - 43 1,830,418 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS MIDDLE EAST AND NORTH AFRICA - 5 106,250 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS NORTH AMERICA - CANADA AND MEXICO, BUT 11 116,573 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS RUSSIA & THE NEWLY INDEPENDENT STATES - 1 17,621 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS SOUTH AMERICA - ARGENTINA, BOLIVIA, 5 6,730 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS SOUTH ASIA - AFGHANISTAN, BANGLADESH, 4 18,610 EFT OR CHECK      
GRANTS & AWARDS TO NON-HARVARD STUDENTS SUB-SAHARAN AFRICA - ANGOLA, 10 47,716 EFT OR CHECK      
STUDENT PRIZES AND AWARDS EAST ASIA AND THE PACIFIC - 14 57,336 EFT OR CHECK      
STUDENT PRIZES AND AWARDS EUROPE (INCLUDING ICELAND & GREENLAND) - 29 161,243 EFT OR CHECK      
STUDENT PRIZES AND AWARDS MIDDLE EAST AND NORTH AFRICA - 6 11,087 EFT OR CHECK      
STUDENT PRIZES AND AWARDS NORTH AMERICA - CANADA AND MEXICO, BUT 29 60,521 EFT OR CHECK      
STUDENT PRIZES AND AWARDS SOUTH ASIA - AFGHANISTAN, BANGLADESH, 4 23,000 EFT OR CHECK      
STUDENT PRIZES AND AWARDS SUB-SAHARAN AFRICA - ANGOLA, 3 9,222 EFT OR CHECK      
OTHER UNDERGRADUATE GRANTS, PRIZES, AND AWARDS EAST ASIA AND THE PACIFIC - 6 23,490 EFT OR CHECK      
OTHER UNDERGRADUATE GRANTS, PRIZES, AND AWARDS EUROPE (INCLUDING ICELAND & GREENLAND) - 4 14,767 EFT OR CHECK      
OTHER UNDERGRADUATE GRANTS, PRIZES, AND AWARDS MIDDLE EAST AND NORTH AFRICA - 1 2,500 EFT OR CHECK      
OTHER UNDERGRADUATE GRANTS, PRIZES, AND AWARDS SOUTH AMERICA - ARGENTINA, BOLIVIA, 1 3,650 EFT OR CHECK      
OTHER UNDERGRADUATE GRANTS, PRIZES, AND AWARDS SOUTH ASIA - AFGHANISTAN, BANGLADESH, 1 2,500 EFT OR CHECK      
STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS EAST ASIA AND THE PACIFIC - 3 99,500 EFT OR CHECK      
STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS EUROPE (INCLUDING ICELAND & GREENLAND) - 13 513,879 EFT OR CHECK      
STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS NORTH AMERICA - CANADA AND MEXICO, BUT 2 5,500 EFT OR CHECK      
STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS SOUTH AMERICA - ARGENTINA, BOLIVIA, 3 40,143 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS CENTRAL AMERICA AND THE CARIBBEAN - 1 7,265 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS EAST ASIA AND THE PACIFIC - 19 125,531 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS EUROPE (INCLUDING ICELAND & GREENLAND) - 18 152,362 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS MIDDLE EAST AND NORTH AFRICA - 5 22,292 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS NORTH AMERICA - CANADA AND MEXICO, BUT 5 62,534 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS RUSSIA & THE NEWLY INDEPENDENT STATES - 4 8,684 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS SOUTH AMERICA - ARGENTINA, BOLIVIA, 6 27,727 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS SOUTH ASIA - AFGHANISTAN, BANGLADESH, 35 117,790 EFT OR CHECK      
STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS SUB-SAHARAN AFRICA - ANGOLA, 3 15,391 EFT OR CHECK      
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If “Yes,”the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If “Yes,” the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:   SCHEDULE F, PART I, LINE 2: ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY CONSTITUTED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS. BEGINNING IN 2010, HARVARD BEGAN COORDINATING WITH THE U.S. GOVERNMENT ON A TRANSITION PLAN THAT WOULD SHIFT ITS ROLE AS PRIME RECIPIENT OF THE PEPFAR GRANT TO LOCALLY CHARTERED, NOT-FOR-PROFIT ENTITIES IN NIGERIA, TANZANIA, AND BOTSWANA. THE LOCAL ENTITIES, APIN IN NIGERIA, BHP IN BOTSWANA, AND MDH IN TANZANIA, WERE SET UP EXPRESSLY WITH THE PURPOSE OF TAKING OVER PEPFAR ACTIVITIES AND ARE STAFFED PRIMARILY BY CITIZENS OF THOSE COUNTRIES, WITH LOCAL CITIZENS ALSO CONSTITUTING A MAJORITY ON EACH OF THE BOARDS OF DIRECTORS. ACTIVITIES WERE TRANSITIONED INCREMENTALLY AND, AS OF THE END OF 2013, ALL FUNDS HAD BEEN TRANSFERRED TO THE LOCAL PARTNERS. FOR THIS REASON, AND AS PART OF A DELIBERATE PLAN FOR BUILDING LOCAL CAPACITY AND PROMOTING PROGRAM SUSTAINABILITY, HARVARD'S SUBCONTRACTS TO PUBLIC HEALTH ENTITIES IN AFRICA HAS DECLINED SIGNIFICANTLY THROUGH 2013.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2012
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
ANNE LOCKETT ENTERPRISES
12424 WILSHIRE BLVD STE 1060
 
LOS ANGELES, CA90025 		PRIN. GIFTS   No 12,410,825 315,273 12,095,552
 
LESTER INC
19 BUSINESS PARK DR
 
BRANFORD, CT06405 		PHONE SOLICITATION   No 70,915 9,295 61,620
             
             
             
             
             
             
             
             
Total .................right arrow 12,481,740 324,568 12,157,172
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
CA, MA, IL
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

DINNER
(event type) 		(b) Event #2

 
(event type) 		(c) Other events

 
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 65,950     65,950
2 Less: Contributions . . 60,250     60,250
3 Gross income (line 1
minus line 2) . . . 		5,700     5,700
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . . 20,820     20,820
7 Food and beverages .        
8 Entertainment . . . 150     150
9 Other direct expenses . 21,349     21,349
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 42,319
11 Net income summary. Combine line 3, column (d), and line 10. .......... right arrow -36,619
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Identifier Return Reference Explanation
  SCHEDULE G, PART I, LINE 2B, FUNDRAISING: THE FUNDRAISING EFFORT IS A LONG TERM EFFORT OFTEN SPANNING YEARS AND DECADES TO BRING IN ONE GIFT. THE TOTAL LISTED HERE IS FOR CASH RECEIVED IN FY13 BUT THE DONOR(S) MAY HAVE MADE THE ORIGINAL PLEDGE(S) IN PRIOR YEARS.
Schedule G (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number
04-2103580
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) BRIGHAM AND WOMEN'S HOSPITAL
75 FRANCIS ST
BOSTON,MA02115 		04-2312909 IRC 501(C)(3) 17,780,560       SPONSORED RESEARCH SUB-AWARD
(2) FRONTIER SCIENCE TECH RESEARCH FDN INC
4033 MAPLE RD
AMHERST,NY14226 		16-1056814 IRC 501(C)(3) 11,908,301       SPONSORED RESEARCH SUB-AWARD
(3) MASSACHUSETTS GENERAL HOSPITAL
55 FRUIT ST
BOSTON,MA02114 		04-1564655 IRC 501(C)(3) 11,602,033       SPONSORED RESEARCH SUB-AWARD
(4) DANA FARBER CANCER INSTITUTE
44 BINNEY ST DA-1230
BOSTON,MA02115 		04-2263040 IRC 501(C)(3) 7,439,748       SPONSORED RESEARCH SUB-AWARD
(5) CHILDREN'S HOSPITAL CORP
300 LONGWOOD AVE
BOSTON,MA02115 		04-2774441 IRC 501(C)(3) 6,905,668       SPONSORED RESEARCH SUB-AWARD
(6) BETH ISRAEL DEACONESS MEDICAL CTR
330 BROOKLINE AVE
BOSTON,MA02215 		04-2103881 IRC 501(C)(3) 4,513,182       SPONSORED RESEARCH SUB-AWARD
(7) JOHNS HOPKINS UNIVERSITY
3910 KESWICK RD N-4327B
BALTIMORE,MD21211 		52-0595110 IRC 501(C)(3) 3,138,667       SPONSORED RESEARCH SUB-AWARD
(8) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASS AVE NE 49-3131
CAMBRIDGE,MA02139 		04-2103594 IRC 501(C)(3) 3,008,057       SPONSORED RESEARCH SUB-AWARD
(9) UNIVERSITY OF MASSACHUSETTS
140 HICKS WAY
AMHERST,MA01003 		04-3167352 IRC 115 2,226,643       SPONSORED RESEARCH SUB-AWARD
(10) REGENTS OF THE UNIVERSITY OF CALIFORNIA - SAN DIEGO
9500 GILMAN DR MAIL CODE 0954
LA JOLLA,CA92093 		95-6006144 IRC 501(C)(3) 2,102,963       SPONSORED RESEARCH SUB-AWARD
(11) THE BROAD INSTITUTE
7 CAMBRIDGE CTR
CAMBRIDGE,MA02142 		26-3428781 IRC 501(C)(3) 2,065,276       SPONSORED RESEARCH SUB-AWARD
(12) REGENTS OF THE UNIVERSITY OF MICHIGAN
3003 S STATE ST G395
ANN ARBOR,MI48109 		38-6006309 IRC 501(C)(3) 1,951,113       SPONSORED RESEARCH SUB-AWARD
(13) TOPCODER INC
95 GLASTONBURY BLVD
GLASTONBURY,CT06033 		NOT EXEMPT 1,631,918       SPONSORED RESEARCH SUB-AWARD
(14) COMMUNITIES IN SCHOOLS OF NORTH CAROLINA
222 NORTH PERSON ST
RALEIGH,NC27601 		56-1677831 IRC 501(C)(3) 1,297,374       SPONSORED RESEARCH SUB-AWARD
(15) BOSTON UNIVERSITY
25 BUICK ST
BOSTON,MA02215 		04-2103547 IRC 501(C)(3) 1,268,631       SPONSORED RESEARCH SUB-AWARD
(16) STANFORD UNIVERSITY
345 PORTER DR
PALO ALTO,CA94304 		94-1156365 IRC 501(C)(3) 1,073,816       SPONSORED RESEARCH SUB-AWARD
(17) UNIVERSITY OF SOUTHERN CALIFORNIA
UNIVERSITY GARDENS-UGB 203
LOS ANGELES,CA90089 		95-1642394 IRC 501(C)(3) 1,068,782       SPONSORED RESEARCH SUB-AWARD
(18) UNIVERSITY OF MEDICINE AND DENTISTRY OF NEW JERSEY
185 SOUTH ORANGE AVE
NEWARK,NJ07107 		22-1775306 IRC 115 1,043,803       SPONSORED RESEARCH SUB-AWARD
(19) TUFTS UNIVERSITY
169 HOLLAND ST
SOMERVILLE,MA02144 		04-2103634 IRC 501(C)(3) 1,041,688       SPONSORED RESEARCH SUB-AWARD
(20) UNIVERSITY OF FLORIDA
925 NW 56TH TER
GAINESVILLE,FL32605 		59-6002052 IRC 115 1,028,915       SPONSORED RESEARCH SUB-AWARD
(21) CHILDREN'S MEMORIAL HOSPITAL OF CHICAGO
2300 CHILDRENS PLAZA
CHICAGO,IL60614 		36-2170833 IRC 501(C)(3) 954,976       SPONSORED RESEARCH SUB-AWARD
(22) VANDERBILT UNIVERSITY
2301 VANDERBILT PLACE
NASHVILLE,TN37232 		62-0476822 IRC 501(C)(3) 922,918       SPONSORED RESEARCH SUB-AWARD
(23) YALE UNIVERSITY
PO BOX 208239
NEW HAVEN,CT06520 		91-1864328 IRC 501(C)(3) 908,228       SPONSORED RESEARCH SUB-AWARD
(24) WESTAT CORPORATION
1600 RESEARCH BLVD
ROCKVILLE,MD20850 		84-0529566 NOT EXEMPT 899,302       SPONSORED RESEARCH SUB-AWARD
(25) DIAGNOSTICS FOR ALL INC
840 MEMORIAL DR
CAMBRIDGE,MA02139 		26-1638199 IRC 501(C)(3) 857,585       SPONSORED RESEARCH SUB-AWARD
(26) INDIANA UNIVERSITY
400 E 7TH ST POPLARS RM 501
BLOOMINGTON,IN47405 		35-6001673 IRC 501(C)(3) 842,149       SPONSORED RESEARCH SUB-AWARD
(27) BRONX-LEBANON HOSPITAL CTR
1276 FULTON AVE
BRONX,NY10456 		13-1974191 IRC 501(C)(3) 824,807       SPONSORED RESEARCH SUB-AWARD
(28) THE RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORK
PO BOX 9
ALBANY,NY12201 		14-1368361 IRC 501(C)(3) 786,315       SPONSORED RESEARCH SUB-AWARD
(29) NEW YORK UNIVERSITY
726 BROADWAY 9TH FL
NEW YORK,NY10003 		13-5562308 IRC 501(C)(3) 773,728       SPONSORED RESEARCH SUB-AWARD
(30) REGENTS OF THE UNIVERSITY OF MINNESOTA
1300 S 2ND ST STE 206
MINNEAPOLIS,MN55454 		41-6007513 IRC 501(C)(3) 765,429       SPONSORED RESEARCH SUB-AWARD
(31) IMMUNE DISEASE INSTITUTE INC
3 BLACKFAN CIRCLE 3RD FL
BOSTON,MA02115 		04-2158520 IRC 501(C)(3) 762,776       SPONSORED RESEARCH SUB-AWARD
(32) HARVARD PILGRIM HEALTH CARE INC
93 WORCESTER ST STE 100
WELLESLEY,MA02481 		04-2452600 IRC 501(C)(3) 731,764       SPONSORED RESEARCH SUB-AWARD
(33) COLUMBIA UNIVERSITY
1210 AMSTERDAM AVE MAIL CODE 2205
NEW YORK,NY10027 		13-5598093 IRC 501(C)(3) 697,714       SPONSORED RESEARCH SUB-AWARD
(34) UNIVERSITY OF PUERTO RICO
PO BOX 363682
SAN JUAN,PR00936 		66-0433761 EXEMPT 683,531       SPONSORED RESEARCH SUB-AWARD
(35) ST JUDE CHILDREN'S RESEARCH HOSPITAL
501 ST JUDE PL
MEMPHIS,TN38105 		62-0646012 IRC 501(C)(3) 669,282       SPONSORED RESEARCH SUB-AWARD
(36) UNIVERSITY OF MIAMI
1320 S DIXIE HWY
CORAL GABLES,FL33124 		59-0624458 IRC 501(C)(3) 666,181       SPONSORED RESEARCH SUB-AWARD
(37) POPULATION SERVICES INTERNATIONAL
1120 19TH ST NW STE 600
WASHINGTON,DC20036 		56-0942853 IRC 501(C)(3) 635,255       SPONSORED RESEARCH SUB-AWARD
(38) JOSLIN DIABETES CENTER INC
ONE JOSLIN PL
BOSTON,MA02215 		04-2203836 IRC 501(C)(3) 619,752       SPONSORED RESEARCH SUB-AWARD
(39) SOCIAL SCIENCE RESEARCH SOLUTIONS
53 WEST BALTIMORE PIKE
MEDIA,PA19063 		NOT EXEMPT 583,800       SPONSORED RESEARCH SUB-AWARD
(40) UNIVERSITY OF CONNECTICUT
115 N EAGLEVILLE RD
STORRSMANSFIELD,CT06269 		06-0772160 IRC 115 575,737       SPONSORED RESEARCH SUB-AWARD
(41) TULANE UNIVERSITY
6823 ST CHARLES AVE
NEW ORLEANS,LA70118 		72-0423889 IRC 501(C)(3) 572,477       SPONSORED RESEARCH SUB-AWARD
(42) UNIVERSITY OF PITTSBURGH
116 ATWOOD ST STE 201
PITTSBURGH,PA15260 		25-0965591 IRC 501(C)(3) 538,225       SPONSORED RESEARCH SUB-AWARD
(43) PRINCETON UNIVERSITY
701 CARNEGIE CTR STE 154
PRINCETON,NJ08540 		21-0634501 IRC 501(C)(3) 527,813       SPONSORED RESEARCH SUB-AWARD
(44) REGENTS OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES
10920 WILSHIRE BLVD STE 107
LOS ANGELES,CA90024 		95-6006143 IRC 501(C)(3) 523,951       SPONSORED RESEARCH SUB-AWARD
(45) BRANDEIS UNIVERSITY
415 SOUTH ST MS NO 116
WALTHAM,MA02454 		04-2103552 IRC 501(C)(3) 518,690       SPONSORED RESEARCH SUB-AWARD
(46) UNIVERSITY OF NORTH CAROLINA
209 SOUTH RD
CHAPEL HILL,NC27599 		56-6001393 IRC 501(C)(3) 511,183       SPONSORED RESEARCH SUB-AWARD
(47) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA
HOUSTON,TX77030 		74-1613878 IRC 501(C)(3) 493,759       SPONSORED RESEARCH SUB-AWARD
(48) BOARD OF TRUSTEES OF THE UNIV OF AL BIRMINGHAM
1530 3RD AVE SOUTH
BIRMINGHAM,AL35294 		63-6001138 IRC 501(C)(3) 447,280       SPONSORED RESEARCH SUB-AWARD
(49) EMORY UNIVERSITY
1762 CLIFTON RD STE 1400
ATLANTA,GA30322 		58-0566256 IRC 501(C)(3) 444,018       SPONSORED RESEARCH SUB-AWARD
(50) REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO
3333 CALIFORNIA ST STE 11
SAN FRANCISCO,CA94143 		94-6036493 IRC 501(C)(3) 426,185       SPONSORED RESEARCH SUB-AWARD
(51) CHILDREN'S DIAGNOSTIC AND TREATMENT CTR INC
1401 S FEDERAL HWY
FORT LAUDERDALE,FL33316 		65-1026739 IRC 501(C)(3) 423,744       SPONSORED RESEARCH SUB-AWARD
(52) GEORGETOWN UNIVERSITY
BOX 571168 37 AND O ST N W
WASHINGTON,DC20057 		53-0196603 IRC 501(C)(3) 422,104       SPONSORED RESEARCH SUB-AWARD
(53) BROWN UNIVERSITY
164 ANGELL ST BOX 1929
PROVIDENCE,RI02912 		05-0258809 IRC 501(C)(3) 418,197       SPONSORED RESEARCH SUB-AWARD
(54) CITY OF CAMBRIDGE
795 MASS AVE
CAMBRIDGE,MA02139 		GOVERNMENTAL UNIT 412,544       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(55) THE FORSYTH INSTITUTE
245 FIRST ST
CAMBRIDGE,MA02142 		04-2104230 IRC 501(C)(3) 409,906       SPONSORED RESEARCH SUB-AWARD
(56) SMITHSONIAN ASTROPHYSICAL OBSERVATORY
60 GARDEN ST MS23
CAMBRIDGE,MA02138 		GOVERNMENTAL UNIT 403,111       SPONSORED RESEARCH SUB-AWARD
(57) REGENTS OF THE UNIVERSITY OF NEW MEXICO
ONE UNIVERSITY OF NEW MEXICO
ALBUQUERQUE,NM87131 		85-6000642 IRC 115 387,480       SPONSORED RESEARCH SUB-AWARD
(58) SAN JUAN CITY HOSPITAL
PO BOX 70344
SAN JUAN,PR00936 		EXEMPT 381,948       SPONSORED RESEARCH SUB-AWARD
(59) NORTHWESTERN UNIVERSITY
633 CLARK ST
EVANSTON,IL60208 		36-2167817 IRC 501(C)(3) 381,122       SPONSORED RESEARCH SUB-AWARD
(60) UNIVERSITY OF WASHINGTON
3917 UNIVERSITY WAY NE BOX 351122
SEATTLE,WA98105 		91-6001537 IRC 115 375,227       SPONSORED RESEARCH SUB-AWARD
(61) OREGON HEALTH AND SCIENCE UNIVERSITY
3181 SW SAM JACKSON PARK RD
PORTLAND,OR97239 		93-1176109 IRC 115 344,901       SPONSORED RESEARCH SUB-AWARD
(62) UNIVERSITY OF COLORADO AT DENVER
1250 14TH ST
DENVER,CO80217 		84-6000555 IRC 501(C)(3) 340,486       SPONSORED RESEARCH SUB-AWARD
(63) JACOBI MEDICAL CENTERNORTH BRONX HEALTHCARE NETWORK
1400 PELHAM PKWY SOUTH
BRONX,NY10461 		13-1849594 IRC 501(C)(3) 333,315       SPONSORED RESEARCH SUB-AWARD
(64) UNIVERSITY OF ILLINOIS AT CHICAGO
700 S HALSTED ST 2029
CHICAGO,IL60607 		37-6000511 IRC 115 331,561       SPONSORED RESEARCH SUB-AWARD
(65) DREXEL UNIVERSITY
3141 CHESTNUT ST
PHILADELPHIA,PA19104 		23-1352630 IRC 501(C)(3) 326,826       SPONSORED RESEARCH SUB-AWARD
(66) UNIVERSITY OF PENNSYLVANIA
3451 WALNUT ST
PHILADELPHIA,PA19104 		23-1352685 IRC 501(C)(3) 305,591       SPONSORED RESEARCH SUB-AWARD
(67) MERCY
14528 S OUTER FORTY STE 100
CHESTERFIELD,MO63017 		NOT EXEMPT 302,700       SPONSORED RESEARCH SUB-AWARD
(68) DUKE UNIVERSITY
324 BLACKWELL ST STE 920
DURHAM,NC27701 		56-0532129 IRC 501(C)(3) 301,429       SPONSORED RESEARCH SUB-AWARD
(69) NORTHEASTERN UNIVERSITY
360 HUNTINGTON AVE
BOSTON,MA02115 		04-1679980 IRC 501(C)(3) 293,647       SPONSORED RESEARCH SUB-AWARD
(70) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 EAST CALIFORNIA BLVD
PASADENA,CA91125 		95-1643307 IRC 501(C)(3) 289,688       SPONSORED RESEARCH SUB-AWARD
(71) PENNINGTON BIOMEDICAL RESEARCH CENTER
6400 PERKINS RD
BATON ROUGE,LA70808 		EXEMPT 282,759       SPONSORED RESEARCH SUB-AWARD
(72) MOUNT SINAI HOSPITAL
ONE GUSTAVE L LEVY PL
NEW YORK,NY10029 		13-1624096 IRC 501(C)(3) 282,102       SPONSORED RESEARCH SUB-AWARD
(73) DENVER PUBLIC SCHOOLS
900 GRANT ST
DENVER,CO80203 		GOVERNMENTAL UNIT 280,767       SPONSORED RESEARCH SUB-AWARD
(74) RAND CORPORATION
1700 MAIN ST
SANTA MONICA,CA90407 		95-1958142 IRC 501(C)(3) 277,674       SPONSORED RESEARCH SUB-AWARD
(75) VANDERBILT MEDICAL CENTER
1211 MEDICAL CTR DR
NASHVILLE,TN37232 		16-2047682 IRC 501(C)(3) 248,559       SPONSORED RESEARCH SUB-AWARD
(76) INSTITUTE OF INTERNATIONAL EDUCATION INC
1400 K ST NW
WASHINGTON,DC20005 		13-1624046 IRC 501(C)(3) 244,545       SPONSORED RESEARCH SUB-AWARD
(77) WHITEHEAD INSTITUTE FOR BIOMEDICAL RESEARCH
9 CAMBRIDGE CTR
CAMBRIDGE,MA02142 		06-1043412 IRC 501(C)(3) 243,095       SPONSORED RESEARCH SUB-AWARD
(78) BOARD OF REGENTS OF THE UNIV OF WI MADISON
750 UNIVERSITY AVE
MADISON,WI53706 		39-6006492 IRC 115 241,715       SPONSORED RESEARCH SUB-AWARD
(79) GEORGIA INSTITUTE OF TECHNOLOGY
225 NORTH AVE NW
ATLANTA,GA30332 		58-6002023 IRC 501(C)(3) 241,274       SPONSORED RESEARCH SUB-AWARD
(80) UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON
7000 FANNIN ST STE 1200
HOUSTON,TX77030 		74-1761309 IRC 501(C)(3) 235,601       SPONSORED RESEARCH SUB-AWARD
(81) WORLD HEALTH ORGANIZATION
525 23RD ST NW
WASHINGTON,DC20037 		GOVERNMENTAL UNIT 219,106       SPONSORED RESEARCH SUB-AWARD
(82) REGENTS OF THE UNIVERSITY OF CALIFORNIA SANTA BARBARA
3201 SAASB PAYROLL OFFICE
SANTA BARBARA,CA93106 		95-6006145 IRC 501(C)(3) 211,153       SPONSORED RESEARCH SUB-AWARD
(83) CHESTERFIELD COUNTY PUBLIC SCHOOLS
9900 KRAUSE RD
CHESTERFIELD,VA23832 		GOVERNMENTAL UNIT 209,803       SPONSORED RESEARCH SUB-AWARD
(84) BIOMIREX INC
12 MICHIGAN DR
NATICK,MA01760 		NOT EXEMPT 209,535       SPONSORED RESEARCH SUB-AWARD
(85) GREATER BOSTON LEGAL SERVICES
197 FRIEND ST
BOSTON,MA02114 		04-2103907 IRC 501(C)(3) 208,447       SPONSORED RESEARCH SUB-AWARD
(86) DONALD DANFORTH PLANT SCIENCE CENTER
975 NORTH WARSON RD
ST LOUIS,MO63132 		31-1584621 IRC 501(C)(3) 202,895       SPONSORED RESEARCH SUB-AWARD
(87) LOVELACE RESPIRATORY RESEARCH INSTITUTE
2425 RIDGECREST DR SE
ALBUQUERQUE,NM87108 		85-0110669 IRC 501(C)(3) 198,499       SPONSORED RESEARCH SUB-AWARD
(88) PARTNERS IN HEALTH
888 COMMONWEALTH AVE 3RD FL
BOSTON,MA02215 		04-3567502 IRC 501(C)(3) 194,468       SPONSORED RESEARCH SUB-AWARD
(89) DURHAM PUBLIC SCHOOLS
511 CLEVELAND ST
DURHAM,NC27702 		GOVERNMENTAL UNIT 194,285       SPONSORED RESEARCH SUB-AWARD
(90) TEXAS ENGINEERING EXPERIMENT STATION
3470 TAMU
COLLEGE STATION,TX77843 		74-1974733 IRC 501(C)(3) 193,608       SPONSORED RESEARCH SUB-AWARD
(91) SCHOOL DISTRICT OF PHILADELPHIA
440 N BROAD ST
PHILADELPHIA,PA19130 		23-2410538 GOVERNMENTAL UNIT 191,954       SPONSORED RESEARCH SUB-AWARD
(92) BOSTON PUBLIC SCHOOLS
26 COURT ST 5TH FL
BOSTON,MA02108 		GOVERNMENTAL UNIT 191,315       SPONSORED RESEARCH SUB-AWARD
(93) WASHINGTON STATE UNIVERSITY
P O BOX 643140
PULLMAN,WA99164 		91-6001108 IRC 115 181,999       SPONSORED RESEARCH SUB-AWARD
(94) REGENTS OF THE UNIVERSITY OF CALIFORNIA AT IRVINE
1400 BIOLOGICAL SCIENCES 3
IRVINE,CA92697 		95-2226406 IRC 501(C)(3) 170,012       SPONSORED RESEARCH SUB-AWARD
(95) REGENTS OF THE UNIVERSITY OF CALIFORNIA DAVIS
ONE SHIELDS AVE
DAVIS,CA95616 		94-6036494 IRC 501(C)(3) 158,296       SPONSORED RESEARCH SUB-AWARD
(96) LOS ANGELES UNIFIED SCHOOL DISTRICT
333 S BEAUDRY AVE 24TH FL
LOS ANGELES,CA90017 		95-6101193 GOVERNMENTAL UNIT 156,831       SPONSORED RESEARCH SUB-AWARD
(97) BOSTON VA RESEARCH INSTITUTE INC
150 SOUTH HUNTINGTON AVE
BOSTON,MA02130 		04-3081524 IRC 501(C)(3) 156,399       SPONSORED RESEARCH SUB-AWARD
(98) TUFTS MEDICAL CENTER
750 WASHINGTON ST
BOSTON,MA02111 		04-3400617 IRC 501(C)(3) 154,386       SPONSORED RESEARCH SUB-AWARD
(99) URBAN INSTITUTE
2100 M ST NW
WASHINGTON,DC20037 		52-0880375 IRC 501(C)(3) 153,980       SPONSORED RESEARCH SUB-AWARD
(100) STRATEGIC EDUCATION RESEARCH PARTNERSHIP
1101 14TH ST NW
WASHINGTON,DC20005 		30-0231116 IRC 501(C)(3) 151,479       SPONSORED RESEARCH SUB-AWARD
(101) DARTMOUTH COLLEGE
7 LEBANON ST STE 309
HANOVER,NH03755 		02-0222111 IRC 501(C)(3) 146,447       SPONSORED RESEARCH SUB-AWARD
(102) CENTEYE INC
4905 RENO ROAD NW
WASHINGTON,DC20008 		52-2234809 NOT EXEMPT 145,039       SPONSORED RESEARCH SUB-AWARD
(103) NEW ENGLAND RESEARCH INSTITUTES INC
9 GALEN ST
WATERTOWN,MA02472 		04-2919509 EXEMPT 141,916       SPONSORED RESEARCH SUB-AWARD
(104) CHARLES STARK DRAPER LABORATORY INC
555 TECHNOLOGY SQ MS-42
CAMBRIDGE,MA02139 		04-2505372 IRC 501(C)(3) 138,457       SPONSORED RESEARCH SUB-AWARD
(105) THE JACKSON LABORATORY
600 MAIN ST
BAR HARBOR,ME04609 		01-0211513 IRC 501(C)(3) 138,302       SPONSORED RESEARCH SUB-AWARD
(106) UNIVERSITY OF MARYLAND COLLEGE PARK
7965 BALTIMORE AVE
COLLEGE PARK,MD20742 		52-6002033 IRC 115 134,887       SPONSORED RESEARCH SUB-AWARD
(107) INNOVATIONS FOR POVERTY ACTION
101 WHITNEY AVE
NEW HAVEN,CT06510 		06-1660068 IRC 501(C)(3) 133,052       SPONSORED RESEARCH SUB-AWARD
(108) URBAN REVIVAL INC
284 AMORY ST 1ST FL
JAMAICA PLAIN,MA02130 		04-2660311 IRC 501(C)(3) 127,339       SPONSORED RESEARCH SUB-AWARD
(109) BOARD OF REGENTS OF UNIV OF AZ
MAIN GATE CTR
TUCSON,AZ85721 		86-0196696 IRC 115 127,186       SPONSORED RESEARCH SUB-AWARD
(110) UNIVERSITY AT ALBANY (STATE UNIVERSITY OF NEW YORK)
1400 WASHINGTON AVE AD 216
ALBANY,NY12222 		16-1514621 IRC 115 126,472       SPONSORED RESEARCH SUB-AWARD
(111) WAYNE STATE UNIVERSITY
5700 CASS AVE STE 3100
DETROIT,MI48202 		38-6028429 IRC 501(C)(3) 124,058       SPONSORED RESEARCH SUB-AWARD
(112) MATHEMATICA POLICY RESEARCH INC
1100 1ST ST NE 12TH FL
WASHINGTON,DC20002 		22-2112296 NOT EXEMPT 122,671       SPONSORED RESEARCH SUB-AWARD
(113) BOSTON COLLEGE
140 COMMONWEALTH AVE
CHESTNUT HILL,MA02467 		04-2103545 IRC 501(C)(3) 122,118       SPONSORED RESEARCH SUB-AWARD
(114) JACKSON STATE UNIVERSITY
PO BOX 17250
JACKSON,MS39217 		64-6000507 IRC 501(C)(3) 121,220       SPONSORED RESEARCH SUB-AWARD
(115) UNIVERSITY OF NEBRASKA-LINCOLN
1400 R ST
LINCOLN,NE68508 		47-0049123 IRC 501(C)(3) 119,542       SPONSORED RESEARCH SUB-AWARD
(116) WOODS HOLE OCEANOGRAPHIC INSTITUTION
221 OYSTER POND RD
WOODS HOLE,MA02543 		04-2105850 IRC 501(C)(3) 117,485       SPONSORED RESEARCH SUB-AWARD
(117) REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY
2195 HEARST AVE RM 120
BERKELEY,CA94720 		94-6002123 IRC 501(C)(3) 113,581       SPONSORED RESEARCH SUB-AWARD
(118) NORTH CAROLINA STATE UNIVERSITY
2211 HILLSBOROUGH ST
RALEIGH,NC27607 		56-6000756 IRC 115 112,947       SPONSORED RESEARCH SUB-AWARD
(119) REGENTS OF THE UNIVERSITY OF CALIFORNIA SANTA CRUZ
1156 HIGH ST
SANTA CRUZ,CA95064 		94-1539563 IRC 501(C)(3) 111,605       SPONSORED RESEARCH SUB-AWARD
(120) BRIGHAM YOUNG UNIVERSITY
PO BOX 21231
PROVO,UT84602 		87-0217280 IRC 501(C)(3) 109,785       SPONSORED RESEARCH SUB-AWARD
(121) UNIVERSITY OF HOUSTON
4800 CALHOUN RD
HOUSTON,TX77004 		74-6001399 IRC 115 108,291       SPONSORED RESEARCH SUB-AWARD
(122) SCRIPPS RESEARCH INSTITUTE
10550 NORTH TORREY PINES RD
LA JOLLA,CA92037 		33-0435954 IRC 501(C)(3) 105,582       SPONSORED RESEARCH SUB-AWARD
(123) BOSTON REDEVELOPMENT AUTHORITY
ONE CITY HALL SQ
BOSTON,MA02201 		GOVERNMENTAL UNIT 100,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(124) CITY OF BOSTON
ONE CITY HALL SQ
BOSTON,MA02201 		GOVERNMENTAL UNIT 100,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(125) ECONOMIC DEVELOPMENT AND INDUSTRIAL CORP BOSTON
ONE CITY HALL SQ
BOSTON,MA02201 		GOVERNMENTAL UNIT 100,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(126) TOWN OF WATERTOWN
149 MAIN ST
WATERTOWN,MA02472 		GOVERNMENTAL UNIT 100,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(127) FUND FOR PARKS AND RECREATION IN BOSTON
1010 MASS AVE
BOSTON,MA02118 		04-2784811 IRC 501(C)(3) 100,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(128) MCLEAN HOSPITAL
115 MILL ST
BELMONT,MA02478 		04-2697981 IRC 501(C)(3) 98,606       SPONSORED RESEARCH SUB-AWARD
(129) FRED HUTCHINSON CANCER RESEARCH CTR
1100 FAIRVIEW AVE
SEATTLE,WA98109 		23-7156071 IRC 501(C)(3) 96,563       SPONSORED RESEARCH SUB-AWARD
(130) MARQUETTE UNIVERSITY
1250 W WISCONSIN AVE
MILWAUKEE,WI53233 		39-0806251 IRC 501(C)(3) 94,660       SPONSORED RESEARCH SUB-AWARD
(131) SWEDISH MEDICAL CENTER
747 BROADWAY
SEATTLE,WA98122 		91-0983214 IRC 501(C)(3) 93,854       SPONSORED RESEARCH SUB-AWARD
(132) MONITOR FEDERAL GOVERNMENT SERVICES LLC
2 CANAL PARK
CAMBRIDGE,MA02141 		NOT EXEMPT 92,650       SPONSORED RESEARCH SUB-AWARD
(133) MATH SOLUTIONS PROFESSIONAL DEVELOPMENT
ONE HARBOR DR STE 101
SAUSALITO,CA94965 		NOT EXEMPT 91,599       SPONSORED RESEARCH SUB-AWARD
(134) KAISER PERMANENTE
ONE KAISER PLAZA 15L
OAKLAND,CA94612 		94-1340523 IRC 501(C)(3) 90,765       SPONSORED RESEARCH SUB-AWARD
(135) NORTHERN CALIFORNIA CANCER CENTER
2201 WALNUT AVE STE 300
FREMONT,CA94587 		23-7427232 IRC 501(C)(3) 86,418       SPONSORED RESEARCH SUB-AWARD
(136) CELLECTA INC
320 LOGUE AVE
MOUNTAIN VIEW,CA94043 		20-4739615 NOT EXEMPT 85,000       SPONSORED RESEARCH SUB-AWARD
(137) FATHOM INFORMATION DESIGN
214 CAMBRIDGE ST 2ND FL
BOSTON,MA02114 		NOT EXEMPT 82,424       SPONSORED RESEARCH SUB-AWARD
(138) MARINE BIOLOGICAL LABORATORY
7 MBL ST
WOODS HOLE,MA02543 		04-2104690 IRC 501(C)(3) 82,215       SPONSORED RESEARCH SUB-AWARD
(139) UNIVERSITY OF WISCONSIN-MILWAUKEE
3202 N MARYLAND AVE
MILWAUKEE,WI53202 		39-1805963 IRC 115 81,640       SPONSORED RESEARCH SUB-AWARD
(140) TERC
2067 MASS AVE
CAMBRIDGE,MA02140 		04-6134355 IRC 501(C)(3) 79,729       SPONSORED RESEARCH SUB-AWARD
(141) DANA-FARBERPARTNERS CANCER CARE INC
44 BINNEY ST
BOSTON,MA02115 		04-3554536 IRC 501(C)(3) 79,361       SPONSORED RESEARCH SUB-AWARD
(142) UNIVERSITY OF NEW HAMPSHIRE
83 MAIN ST
DURHAM,NH03824 		02-6000937 IRC 115 78,990       SPONSORED RESEARCH SUB-AWARD
(143) NEW YORK HALL OF SCIENCE
47-01 111TH ST
QUEENS,NY11368 		11-2104059 IRC 501(C)(3) 76,137       SPONSORED RESEARCH SUB-AWARD
(144) WOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARS
1300 PENNSYLVANIA AVE NW
WASHINGTON,DC20004 		52-1067541 IRC 501(C)(3) 75,000       SPONSORED RESEARCH SUB-AWARD
(145) BOSTON MEDICAL CTR
ONE BOSTON MEDICAL CTR PL
BOSTON,MA02118 		04-3314093 IRC 501(C)(3) 73,288       SPONSORED RESEARCH SUB-AWARD
(146) BOSTON HOUSING AUTHORITY
52 CHAUNCY ST
BOSTON,MA02111 		04-6001907 GOVERNMENTAL UNIT 72,774       SPONSORED RESEARCH SUB-AWARD
(147) POPULATION COUNCIL
ONE DAG HAMMARSKJOLD PLAZA
NEW YORK,NY10017 		13-1687001 IRC 501(C)(3) 72,285       SPONSORED RESEARCH SUB-AWARD
(148) LOCAL ENVIRONMENTAL ACTION DEMANDED AGENCY
19257 S 4403 DR
VINITA,OK74301 		73-1592485 IRC 501(C)(3) 71,879       SPONSORED RESEARCH SUB-AWARD
(149) UNIVERSITY OF CHICAGO
5801 S ELLIS AVE
CHICAGO,IL60637 		36-2177139 IRC 501(C)(3) 71,111       SPONSORED RESEARCH SUB-AWARD
(150) UNIVERSITY OF ILLINOIS AT URBANA-CHAMPAIGN
901 W ILLINOIS ST
URBANA,IL61801 		37-6000511 IRC 115 70,872       SPONSORED RESEARCH SUB-AWARD
(151) SIMMONS COLLEGE
300 THE FENWAY
BOSTON,MA02115 		04-2103629 IRC 501(C)(3) 68,079       SPONSORED RESEARCH SUB-AWARD
(152) DC PUBLIC EDUCATION FUND
1534 14TH ST NW
WASHINGTON,DC20005 		26-1607955 IRC 501(C)(3) 65,673       SPONSORED RESEARCH SUB-AWARD
(153) RESULTS FOR DEVELOPMENT INSTITUTE
1100 15TH ST NW STE 400
WASHINGTON,DC20005 		20-8530747 IRC 501(C)(3) 65,136       SPONSORED RESEARCH SUB-AWARD
(154) TEMPLE UNIVERSITY
1801 NORTH BROAD ST
PHILADELPHIA,PA19122 		23-1365971 IRC 501(C)(3) 63,445       SPONSORED RESEARCH SUB-AWARD
(155) FULTON COUNTY SCHOOL SYSTEM
786 CLEVELAND AVE SW
ATLANTA,GA30315 		GOVERNMENTAL UNIT 62,388       SPONSORED RESEARCH SUB-AWARD
(156) GWINNETT COUNTY PUBLIC SCHOOLS
437 OLD PEACHTREE RD NW
SUWANEE,GA30021 		GOVERNMENTAL UNIT 61,005       SPONSORED RESEARCH SUB-AWARD
(157) WASHINGTON UNIVERSITY
700 ROSEDALE AVE
ST LOUIS,MO63112 		43-0653611 IRC 501(C)(3) 59,494       SPONSORED RESEARCH SUB-AWARD
(158) INSTITUTE OF MEDICINE
500 FIFTH ST NW
WASHINGTON,DC20001 		53-0196932 IRC 501(C)(3) 58,642       SPONSORED RESEARCH SUB-AWARD
(159) UNIVERSITY OF OKLAHOMA
660 PARRINGTON OVAL
NORMAN,OK73019 		73-6017987 IRC 115 58,180       SPONSORED RESEARCH SUB-AWARD
(160) COUNCIL ON LIBRARY AND INFORMATION RESOURCES
1752 N ST NW STE 800
WASHINGTON,DC20036 		52-1576808 IRC 501(C)(3) 57,940       SPONSORED RESEARCH SUB-AWARD
(161) NATIONAL OPINION RESEARCH CENTER
55 E MONROE ST 20TH FL
CHICAGO,IL60603 		36-2167808 IRC 501(C)(3) 55,511       SPONSORED RESEARCH SUB-AWARD
(162) CAMBRIDGE HEALTH ALLIANCE
1493 CAMBRIDGE ST
CAMBRIDGE,MA02139 		04-3320571 EXEMPT 53,436       SPONSORED RESEARCH SUB-AWARD
(163) COMMITTEE FOR BOSTON PUBLIC HOUSING
100 TERRACE ST STE B
BOSTON,MA02120 		04-2730930 IRC 501(C)(3) 52,821       SPONSORED RESEARCH SUB-AWARD
(164) GENZYME CORP
500 KENDALL ST
CAMBRIDGE,MA02142 		06-1047163 NOT EXEMPT 51,205       SPONSORED RESEARCH SUB-AWARD
(165) CHILDREN'S HOSPITAL OF PHILADELPHIA
34TH ST AND CIVIC CTR BLVD
PHILADELPHIA,PA19104 		23-1352166 IRC 501(C)(3) 50,663       SPONSORED RESEARCH SUB-AWARD
(166) AMERICAN COUNCIL OF LEARNED SOCIETIES
633 3RD AVE 8TH FL
NEW YORK,NY10017 		13-1851145 IRC 501(C)(3) 50,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(167) BLUE STATE DIGITAL INC
406 7TH ST NW 3RD FL
WASHINGTON,DC20004 		NOT EXEMPT 50,000       SPONSORED RESEARCH SUB-AWARD
(168) KNOWLEDGE NETWORKS
2100 GENG RD STE 210
PALO ALTO,CA94303 		NOT EXEMPT 49,500       SPONSORED RESEARCH SUB-AWARD
(169) BATTELLE MEMORIAL INSTITUTE
505 KING AVE
COLUMBUS,OH43201 		31-4379427 IRC 501(C)(3) 47,620       SPONSORED RESEARCH SUB-AWARD
(170) NORFOLK PUBLIC SCHOOLS
800 E CITY HALL AVE
NORFOLK,VA23510 		GOVERNMENTAL UNIT 46,545       SPONSORED RESEARCH SUB-AWARD
(171) PHILLIPS BROOKS HOUSE
HARVARD UNIVERSITY
CAMBRIDGE,MA02138 		04-6046123 IRC 501(C)(3) 46,160       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(172) TEXAS BIOMEDICAL RESEARCH INSTITUTE
7620 N W LOOP 410
SAN ANTONIO,TX78227 		74-1109630 IRC 501(C)(3) 45,833       SPONSORED RESEARCH SUB-AWARD
(173) UNIVERSITY OF ROCHESTER
910 GENESEE ST STE 200
ROCHESTER,NY14611 		16-0743209 IRC 501(C)(3) 43,439       SPONSORED RESEARCH SUB-AWARD
(174) FBREAGENTS
199 AUBURN ST
CAMBRIDGE,MA02139 		NOT EXEMPT 42,830       SPONSORED RESEARCH SUB-AWARD
(175) LIFEPLANS INC
51 SAWYER RD STE 340
WALTHAM,MA02453 		NOT EXEMPT 40,376       SPONSORED RESEARCH SUB-AWARD
(176) ATMOSPHERIC & ENVIRONMENTAL RESEARCH INC
840 MEMORIAL DR
CAMBRIDGE,MA02139 		NOT EXEMPT 40,000       SPONSORED RESEARCH SUB-AWARD
(177) POMONA COLLEGE
550 N COLLEGE AVE
CLAREMONT,CA91711 		95-1664112 IRC 501(C)(3) 38,136       SPONSORED RESEARCH SUB-AWARD
(178) SUCCESS FOR ALL FOUNDATION INC
200 W TOWSONTOWN BLVD
BALTIMORE,MD21204 		52-2061820 IRC 501(C)(3) 37,147       SPONSORED RESEARCH SUB-AWARD
(179) SOUTH CAROLINA COUNCIL ON COMPETITIVENESS
1411 GERVAIS ST STE 315
COLUMBIA,SC29201 		20-1690146 IRC 501(C)(3) 36,823       SPONSORED RESEARCH SUB-AWARD
(180) FAULKNER HOSPITAL
1153 CENTRE ST
BOSTON,MA02130 		04-2768256 IRC 501(C)(3) 36,183       SPONSORED RESEARCH SUB-AWARD
(181) MOREHOUSE SCHOOL OF MEDICINE
720 WESTVIEW DR SW
ATLANTA,GA30310 		58-1438873 IRC 501(C)(3) 35,509       SPONSORED RESEARCH SUB-AWARD
(182) HEALTHPARTNERS INST FOR EDUC AND RES
8170 33RD AVE SOUTH
MINNEAPOLIS,MN55440 		41-1670163 IRC 501(C)(3) 34,850       SPONSORED RESEARCH SUB-AWARD
(183) WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY
445 E 69TH ST
NEW YORK,NY10021 		15-0532082 IRC 501(C)(3) 34,831       SPONSORED RESEARCH SUB-AWARD
(184) COLLEGE POSSIBLE INC
450 N SYNDICATE ST NO 200
SAINT PAUL,MN55104 		41-1968798 IRC 501(C)(3) 34,284       SPONSORED RESEARCH SUB-AWARD
(185) HELEN KELLER INTERNATIONAL
352 PARK AVE SOUTH 12TH FL
NEW YORK,NY10010 		13-5562162 IRC 501(C)(3) 33,585       SPONSORED RESEARCH SUB-AWARD
(186) HARVARD PILGRIM HEALTH CARE FDN
93 WORCESTER ST STE 100
WELLESLEY,MA02481 		04-2708004 IRC 501(C)(3) 31,885       SPONSORED RESEARCH SUB-AWARD
(187) FLORIDA INTERNATIONAL UNIVERSITY
11200 SW 8TH ST
MIAMI,FL33199 		65-0177616 IRC 501(C)(3) 31,375       SPONSORED RESEARCH SUB-AWARD
(188) YMCA OF GREATER BOSTON
316 HUNTINGTON AVE
BOSTON,MA02115 		GOVERNMENTAL UNIT 31,175       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(189) NATIONAL ARCHIVES AND RECORDS ADMINISTRATION
700 PENNSYLVANIA AVE NW
WASHINGTON,DC20408 		GOVERNMENTAL UNIT 30,801       SPONSORED RESEARCH SUB-AWARD
(190) UNIVERSITY OF COLORADO AT BOULDER
2055 REGENT DR
BOULDER,CO80309 		84-6000555 IRC 501(C)(3) 29,756       SPONSORED RESEARCH SUB-AWARD
(191) OREGON BUSINESS COUNCIL
1100 SW 6TH AVE STE 1608
PORTLAND,OR97204 		93-0884244 IRC 501(C)(6) 28,125       SPONSORED RESEARCH SUB-AWARD
(192) UNIVERSITY OF UTAH
201 PRESIDENTS CIR RM 411
SALT LAKE CITY,UT84112 		87-6000525 IRC 501(C)(3) 26,500       SPONSORED RESEARCH SUB-AWARD
(193) RESEARCH TRIANGLE INSTITUTE INTERNATIONAL
3040 E CORNWALLIS RD HANES BLDG
RSCH TRIANGLE PARK,NC27709 		56-0686338 IRC 501(C)(3) 26,440       SPONSORED RESEARCH SUB-AWARD
(194) INTEGRATED BIOTHERAPEUTICS INC
4539 METROPOLITAN CTR
FREDERICK,MD21704 		NOT EXEMPT 25,391       SPONSORED RESEARCH SUB-AWARD
(195) BOSTON HEALTH CARE FOR THE HOMELESS PROGRAM
780 ALBANY ST
BOSTON,MA02118 		04-3160480 IRC 501(C)(3) 25,294       SPONSORED RESEARCH SUB-AWARD
(196) SAGE BIONETWORKS
1100 FAIRVIEW AVE NORTH
SEATTLE,WA98109 		26-4489946 IRC 501(C)(3) 25,221       SPONSORED RESEARCH SUB-AWARD
(197) MEDICAL UNIVERSITY OF SOUTH CAROLINA
169 ASHLEY AVE
CHARLESTON,SC29403 		57-6000722 IRC 115 24,732       SPONSORED RESEARCH SUB-AWARD
(198) CHILDREN'S HOSPITAL OF ALABAMA
1600 7TH AVE SOUTH
BIRMINGHAM,AL35233 		63-0307306 IRC 501(C)(3) 24,030       SPONSORED RESEARCH SUB-AWARD
(199) MAYO CLINIC
4500 SAN PABLO RD
JACKSONVILLE,FL32224 		59-3337028 IRC 501(C)(3) 23,864       SPONSORED RESEARCH SUB-AWARD
(200) GARDNER PILOT ACADEMY
30 ATHOL ST
BOSTON,MA02134 		GOVERNMENTAL UNIT 23,410       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(201) TEXAS A&M UNIVERSITY
3000 BRIARCREST DR STE 101
BRYAN,TX77802 		74-2648747 IRC 115 23,154       SPONSORED RESEARCH SUB-AWARD
(202) LAHEY CLINIC
41 MALL RD
BURLINGTON,MA02115 		04-2704683 IRC 501(C)(3) 23,082       SPONSORED RESEARCH SUB-AWARD
(203) CAMBRIDGE MEDICAL CARE FDN
1493 CAMBRIDGE ST
CAMBRIDGE,MA02139 		04-2752962 IRC 501(C)(3) 22,990       SPONSORED RESEARCH SUB-AWARD
(204) MASSACHUSETTS ASSOCIATION OF HEALTH BOARDS
56 TAUNTON ST
PLAINVILLE,MA02762 		04-2774252 IRC 501(C)(3) 20,281       SPONSORED RESEARCH SUB-AWARD
(205) HEBREW SENIORLIFE
1200 CENTRE ST
ROSLINDALE,MA02131 		90-0183119 IRC 501(C)(3) 20,227       SPONSORED RESEARCH SUB-AWARD
(206) EDUCATIONAL TESTING SERVICE
ROSEDALE RD MS 56D
PRINCETON,NJ08541 		21-0634479 IRC 501(C)(3) 20,098       SPONSORED RESEARCH SUB-AWARD
(207) EXPONENT INC
149 COMMONWEALTH DR
MENLO PARK,CA94025 		NOT EXEMPT 20,078       SPONSORED RESEARCH SUB-AWARD
(208) INSTITUTE FOR WILDLIFE STUDIES
PO BOX 1104
ARCATA,CA95518 		94-2612613 IRC 501(C)(3) 20,076       SPONSORED RESEARCH SUB-AWARD
(209) MUSEUM OF SCIENCE
ONE SCIENCE PARK
BOSTON,MA02114 		04-2103916 IRC 501(C)(3) 20,040       SPONSORED RESEARCH SUB-AWARD
(210) MOUNT GRACE LAND CONSERVATION TRUST
1461 OLD KEENE RD
ATHOL,MA01331 		04-2938967 IRC 501(C)(3) 20,000       SPONSORED RESEARCH SUB-AWARD
(211) RELAY GRADUATE SCHOOL OF EDUCATION
40 WEST 20TH ST 7TH FL
NEW YORK,NY10011 		27-5316628 IRC 501(C)(3) 20,000       SPONSORED RESEARCH SUB-AWARD
(212) INTERNATIONAL SOCIETY OF PSYCHIATRIC GENETICS
5034 THOROUGHBRED LN STE A
BRENTWOOD,TN37027 		88-0293000 IRC 501(C)(3) 20,000       SPONSORED RESEARCH SUB-AWARD
(213) WELLESLEY COLLEGE
106 CENTRAL ST
WELLESLEY,MA02481 		04-2103637 IRC 501(C)(3) 19,487       SPONSORED RESEARCH SUB-AWARD
(214) LOS ALAMOS NATIONAL LABORATORY
4200 W JEMEZ RD 300
LOS ALAMOS,NM87544 		GOVERNMENTAL UNIT 19,311       SPONSORED RESEARCH SUB-AWARD
(215) BRIDGE OVER TROUBLED WATERS INC
47 WEST ST
BOSTON,MA02111 		04-2472126 IRC 501(C)(3) 18,700       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(216) FII NATIONAL
1203 PRESERVATION PARK WAY
OAKLAND,CA94612 		02-0784790 IRC 501(C)(3) 17,330       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(217) READ TO A CHILD INC
20 WILLIAM ST
WELLSESLEY,MA02481 		20-3526239 IRC 501(C)(3) 17,250       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(218) CTR FOR THE STUDY OF SERVICES
1625 K ST NW 8TH FL
WASHINGTON,DC20006 		52-1000466 IRC 501(C)(3) 17,015       SPONSORED RESEARCH SUB-AWARD
(219) CAMBRIDGE COMMUNITY CENTER
5 CALLENDER ST
CAMBRIDGE,MA02139 		04-2477881 IRC 501(C)(3) 17,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(220) BOSTON PUBLIC SCHOOLS
26 COURT ST 5TH FL
BOSTON,MA02108 		GOVERNMENTAL UNIT 16,687       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(221) ACTION CTR FOR COLLEGE EDUC SVCS AND SCHOLARSHIP FDN
31 ST JAMES AVE STE 520
BOSTON,MA02116 		04-3564307 IRC 501(C)(3) 16,496       SPONSORED RESEARCH SUB-AWARD
(222) WGBH EDUCATIONAL FOUNDATION
ONE GUEST ST
BOSTON,MA02135 		04-2104397 IRC 501(C)(3) 15,790       SPONSORED RESEARCH SUB-AWARD
(223) HYDE SQUARE TASK FORCE
375 CENTRE ST
JAMAICA PLAIN,MA02130 		04-3118543 IRC 501(C)(3) 15,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(224) INSTITUTE FOR URBAN DESIGN
17 WEST 17TH ST 7TH FL
NEW YORK,NY10011 		13-2954111 IRC 501(C)(3) 15,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(225) DUDLEY STREET NEIGHBORHOOD INITIATIVE
504 DUDLEY ST
ROXBURY,MA02119 		04-2859066 IRC 501(C)(3) 13,800       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(226) COLLEGE OF CHARLESTON
66 GEORGE ST
CHARLESTON,SC29424 		57-6000265 IRC 115 13,635       SPONSORED RESEARCH SUB-AWARD
(227) WEST END HOUSE INC
105 ALLSTON ST
ALLSTON,MA02134 		04-2105825 IRC 501(C)(3) 13,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(228) UNIVERSITY OF WISCONSIN-MADISON
500 LINCOLN DR
MADISON,WI53706 		39-6006492 IRC 115 13,493       SPONSORED RESEARCH SUB-AWARD
(229) LABORERS' HEALTH AND SAFETY FUND OF NORTH AMERICA
905 16TH ST NW
WASHINGTON,DC20006 		52-1569286 IRC 501(C)(5) 13,038       SPONSORED RESEARCH SUB-AWARD
(230) EMMANUEL COLLEGE
400 THE FENWAY
BOSTON,MA02115 		04-2105769 IRC 501(C)(3) 13,022       SPONSORED RESEARCH SUB-AWARD
(231) CRADLES TO CRAYONS
155 NORTH BEACON ST
BRIGHTON,MA02135 		04-3584367 IRC 501(C)(3) 12,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(232) MASSACHUSETTS COLLEGE OF PHARMACY AND HEALTH SCIENCES
179 LONGWOOD AVE
BOSTON,MA02115 		04-2104700 IRC 501(C)(3) 12,403       SPONSORED RESEARCH SUB-AWARD
(233) FORT WORTH INDEPENDENT SCHOOL DISTRICT
100 NORTH UNIVERSITY DR NW
FORT WORTH,TX76107 		GOVERNMENTAL UNIT 12,311       SPONSORED RESEARCH SUB-AWARD
(234) BOSTON CHILDREN'S MUSEUM
300 CONGRESS ST
BOSTON,MA02210 		04-2103993 IRC 501(C)(3) 11,728       SPONSORED RESEARCH SUB-AWARD
(235) UNIVERSITY OF VERMONT
85 SO PROSPECT ST RM 333
BURLINGTON,VT05405 		03-0179440 IRC 501(C)(3) 11,579       SPONSORED RESEARCH SUB-AWARD
(236) FENWAY COMMUNITY HEALTH CTR
1340 BOYLSTON ST
BOSTON,MA02215 		04-2510564 IRC 501(C)(3) 10,670       SPONSORED RESEARCH SUB-AWARD
(237) UNIVERSITY OF MISSOURI-COLUMBIA
319 JESSE HALL
COLUMBIA,MO65211 		43-6003859 IRC 115 10,649       SPONSORED RESEARCH SUB-AWARD
(238) ALLSTON BRIGHTON COMMUNITY DEVELOPMENT CORP
20 LINDEN ST
ALLSTON,MA02134 		04-2716278 IRC 501(C)(3) 10,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(239) PRIMARY SOURCE INC
101 WALNUT ST
WATERTOWN,MA02472 		04-2911053 IRC 501(C)(3) 10,250       SPONSORED RESEARCH SUB-AWARD
(240) HEBREW REHABILITATION CENTER FOR AGED
1200 CENTRE ST
ROSLINDALE,MA02131 		04-2104298 IRC 501(C)(3) 10,218       SPONSORED RESEARCH SUB-AWARD
(241) MIT MUSEUM
265 MASS AVE
CAMBRIDGE,MA02139 		EXEMPT 10,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(242) FOUNDATION FOR BIOMEDICAL RESEARCH
818 CONNECTICUT AVE
WASHINGTON,DC20006 		04-2746997 IRC 501(C)(3) 10,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(243) JOSEPH M SMITH COMMUNITY HEALTH CENTER INC
287 WESTERN AVE
ALLSTON,MA02134 		23-7221597 IRC 501(C)(3) 10,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(244) NATIONAL DEVELOPMENT AND RESEARCH INSTITUTE INC
71 W 23RD ST 8TH FL
NEW YORK,NY10010 		23-7009089 IRC 501(C)(3) 9,417       SPONSORED RESEARCH SUB-AWARD
(245) EMPHATIC COMMUNICATIONS
120 STATE AVE NE NO 304
OLYMPIA,WA98501 		NOT EXEMPT 9,044       SPONSORED RESEARCH SUB-AWARD
(246) MONTANA STATE UNIVERSITY
101 MONTANA HALL
BOZEMAN,MT59717 		81-6010045 IRC 115 8,893       SPONSORED RESEARCH SUB-AWARD
(247) INSTITUTE FOR LEARNING INNOVATION
3168 BRAVERTON ST STE 280
EDGEWATER,MD21037 		52-1467051 IRC 501(C)(3) 8,783       SPONSORED RESEARCH SUB-AWARD
(248) JAMES W HENNIGAN ELEMENTARY SCHOOL
200 HEATH ST
JAMAICA PLAIN,MA02130 		GOVERNMENTAL UNIT 8,100       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(249) MISSION HILL YOUTH COLLABORATIVE
31 LENOX ST
BOSTON,MA02118 		GOVERNMENTAL UNIT 7,750       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(250) CAMBRIDGE FAMILY AND CHILDREN'S SERVICE
60 GORE ST
CAMBRIDGE,MA02141 		04-2104057 IRC 501(C)(3) 7,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(251) CHARLES RIVER CONSERVANCY
4 BRATTLE ST
CAMBRIDGE,MA02138 		04-3503656 IRC 501(C)(3) 7,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(252) MARGARET FULLER NEIGHBORHOOD HOUSE
71 CHERRY ST
CAMBRIDGE,MA02139 		04-2103782 IRC 501(C)(3) 7,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(253) ONE FUND BOSTON INC
800 BOYLSTON ST
BOSTON,MA02199 		46-2547157 IRC 501(C)(3) 7,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(254) SPEAKER THOMAS P O'NEILL MEMORIAL FOUNDATION
31 NEW CHARDON ST
BOSTON,MA02114 		04-3424189 IRC 501(C)(3) 7,500       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(255) ON THE RISE INC
341 BROADWAY
CAMBRIDGE,MA02139 		04-3290689 IRC 501(C)(3) 7,300       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(256) UNIVERSITY OF HAWAII
2444 DOLE ST
HONOLULU,HI96822 		99-6000354 IRC 115 6,708       SPONSORED RESEARCH SUB-AWARD
(257) CINCINNATI CHILDREN'S HOSPITAL MEDICAL CTR
3333 BURNET AVE
CINCINNATI,OH45229 		31-0833936 IRC 501(C)(3) 6,667       SPONSORED RESEARCH SUB-AWARD
(258) FOOD FOR FREE COMMITTEE INC
11 INMAN ST
CAMBRIDGE,MA02139 		22-2561771 IRC 501(C)(3) 6,000       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(259) INSTITUTE FOR HEALTHCARE IMPROVEMENT
20 UNIVERSITY RD 7TH FL
CAMBRIDGE,MA02138 		38-3017223 IRC 501(C)(3) 5,754       SPONSORED RESEARCH SUB-AWARD
(260) CREIGHTON UNIVERSITY SCHOOL OF DENTISTRY
2500 CALIFORNIA PLAZA
OMAHA,NE68154 		47-0376583 IRC 501(C)(3) 5,257       SPONSORED RESEARCH SUB-AWARD
(261) BOSTON FOUNDATION
75 ARLINGTON ST 10TH FL
BOSTON,MA02116 		04-2104021 IRC 501(C)(3) 5,250       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(262) EPIPHANY SCHOOL
154 CENTRE ST
DORCHESTER,MA02124 		04-3391788 IRC 501(C)(3) 5,181       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(263) ESPERANZA ACADEMY
198 GARDEN ST
LAWRENCE,MA01840 		73-1722348 IRC 501(C)(3) 5,181       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
(264) RUSH UNIVERSITY MEDICAL CENTER
1700 W VAN BUREN RM 150
CHICAGO,IL60612 		36-2174823 IRC 501(C)(3) 5,148       SPONSORED RESEARCH SUB-AWARD
(265) AMOUNTS 5000 OR LESS
VARIOUS
CAMBRIDGE,MA02135 		VARIOUS 144,940       COMMUNITY GIFTS AND CHARITABLE CONTRIBUTIONS
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
241
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
22
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) GRADUATE STUDENT STIPEND GRANTS 5750 82,505,951      
(2) GRADUATE STUDENT TUITION AND FEES GRANTS 9249 192,472,023      
(3) GRANTS AND AWARDS TO NON-HARVARD STUDENTS 733 6,530,608      
(4) OTHER UNDERGRADUATE GRANTS, PRIZES AND AWARDS 1006 4,006,702      
(5) STUDENT PRIZES AND AWARDS 3616 9,886,175      
(6) STIPENDS FOR POST-DOCTORAL STUDENTS AND FELLOWS 1125 29,091,474      
(7) TRAINING GRANTS 14 595,219      
(8) UNDERGRADUATE TUITION, FEES, AND STIPEND GRANTS 4301 166,542,218      
(9) STUDENT LOAN REPAYMENT PROGRAMS AND FORGIVEN LOANS 542 5,276,363      
Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY CONSTITUTED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS.
Schedule I (Form 990) 2012


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)DREW GILPIN FAUSTPRESIDENT (i)
(ii)		 751,960
0 		0
0 		18,927
0 		131,995
0 		137,755
0 		1,040,637
0 		0
0
(2)ALAN M GARBERPROVOST (i)
(ii)		 604,313
0 		0
0 		14,780
0 		31,995
0 		99,797
0 		750,885
0 		0
0
(3)MARC L GOODHEARTV.P. AND UNIV SECRETARY (i)
(ii)		 314,161
0 		0
0 		319
0 		31,995
0 		30,457
0 		376,932
0 		0
0
(4)MARILYN M HAUSAMMANNV.P. HUMAN RESOURCES (i)
(ii)		 332,716
0 		10,000
0 		5,747
0 		31,995
0 		23,005
0 		403,463
0 		0
0
(5)CHRISTINE M HEENANV.P. GOVT COMM & PUB AFFAI (i)
(ii)		 371,614
0 		20,000
0 		1,295
0 		31,995
0 		23,006
0 		447,910
0 		0
0
(6)LISA HOGARTYV.P. CAMPUS SERVICES (i)
(ii)		 354,515
0 		20,000
0 		1,803
0 		31,995
0 		16,195
0 		424,508
0 		0
0
(7)ROBERT W IULIANOV.P. AND GENERAL COUNSEL (i)
(ii)		 450,102
0 		25,000
0 		10,996
0 		31,995
0 		22,100
0 		540,193
0 		0
0
(8)MARK R JOHNSONV.P. CAMPUS PLANNING (i)
(ii)		 271,115
0 		5,000
0 		108
0 		31,995
0 		8,398
0 		316,616
0 		0
0
(9)KATHERINE N LAPPEXECUTIVE VICE PRESIDENT (i)
(ii)		 569,123
0 		30,000
0 		1,225
0 		31,995
0 		10,638
0 		642,981
0 		0
0
(10)ANNE H MARGULIESV.P. AND C.I.O. (i)
(ii)		 327,279
0 		20,000
0 		3,265
0 		31,995
0 		22,512
0 		405,051
0 		0
0
(11)TAMARA E ROGERSV.P. ALUMNI AFFAIRS & DEV (i)
(ii)		 352,259
0 		0
0 		7,325
0 		31,995
0 		19,399
0 		410,978
0 		0
0
(12)DANIEL S SHOREV.P. FINANCE AND C.F.O. (i)
(ii)		 355,150
0 		10,000
0 		789
0 		31,995
0 		23,004
0 		420,938
0 		0
0
(13)JEFFREY S FLIERDEAN, FACULTY OF MEDICINE (i)
(ii)		 572,911
0 		0
0 		9,332
0 		31,995
0 		19,855
0 		634,093
0 		0
0
(14)NITIN NOHRIADEAN, FACULTY OF BUSINESS (i)
(ii)		 515,173
0 		20,000
0 		2,298
0 		31,995
0 		111,607
0 		681,073
0 		0
0
(15)MICHAEL D SMITHDEAN, FACULTY OF ARTS & SC (i)
(ii)		 420,899
0 		0
0 		82,532
0 		31,995
0 		18,944
0 		554,370
0 		0
0
(16)AMARTYA K SENPROFESSOR (i)
(ii)		 303,450
0 		0
0 		888,282
0 		31,995
0 		11,271
0 		1,234,998
0 		0
0
(17)ROY D SHAPIROPROFESSOR (i)
(ii)		 211,869
0 		5,000
0 		725,583
0 		27,645
0 		9,200
0 		979,297
0 		0
0
(18)JULIO FRENKDEAN, FACULTY OF PUBLIC HE (i)
(ii)		 512,756
0 		0
0 		46,068
0 		31,995
0 		21,005
0 		611,824
0 		0
0
(19)MICHAEL J KLARMANPROFESSOR (i)
(ii)		 269,505
0 		0
0 		249,835
0 		31,995
0 		19,855
0 		571,190
0 		0
0
(20)NADARAJAN CHETTYPROFESSOR (i)
(ii)		 287,553
0 		0
0 		229,868
0 		19,495
0 		7,336
0 		544,252
0 		0
0
(21)ROBERT B CASHIONASSOC VP DEV; FORMER ACTING V.P. (i)
(ii)		 271,927
0 		0
0 		249
0 		31,995
0 		21,369
0 		325,540
0 		0
0
(22)STEVEN E HYMANPROFESSOR; FORMER PROVOST (i)
(ii)		 446,823
0 		0
0 		7,362
0 		31,995
0 		11,236
0 		497,416
0 		0
0
(23)A CLAYTON SPENCERFORMER VP POLICY (UNTIL 6/2012) (i)
(ii)		 146,490
0 		0
0 		36,714
0 		16,795
0 		4,744
0 		204,743
0 		0
0
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
  PART I, LINE 1A PART I, LINE 1A: FIRST CLASS OR CHARTER TRAVEL: UNIVERSITY TRAVEL POLICY ALLOWS FOR FIRST CLASS TRAVEL FOR UNIVERSITY BUSINESS PURPOSES IN LIMITED CIRCUMSTANCES. IN ACCORDANCE WITH THIS POLICY, OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES MAY TRAVEL FIRST CLASS ON A SMALL NUMBER OF TRIPS DURING THE YEAR. TRAVEL EXPENSES ARE INCURRED FOR UNIVERSITY PURPOSES AND THEREFORE ARE NOT TREATED AS TAXABLE COMPENSATION. PART I, LINE 1A: TRAVEL FOR COMPANIONS: UNIVERSITY TRAVEL POLICY ALLOWS REIMBURSEMENT FOR COMPANION TRAVELERS WHEN THE COMPANION'S ATTENDANCE AT A PROFESSIONAL FUNCTION OR INVOLVEMENT IN FUNDRAISING ACTIVITIES SERVES A LEGITIMATE BUSINESS PURPOSE. IN ACCORDANCE WITH THIS POLICY, THE UNIVERSITY MAY REIMBURSE OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES FOR COMPANION TRAVEL DURING THE YEAR. IN THESE CIRCUMSTANCES, THE REIMBURSEMENT OF COMPANION AND FAMILY MEMBER TRAVEL EXPENSES WAS A LEGITIMATE BUSINESS EXPENSE FOR THE UNIVERSITY AND THEREFORE IT WAS NOT REPORTED IN THE EMPLOYEES' TAXABLE COMPENSATION. PART I, LINE 1A: TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: THE UNIVERSITY ELECTED TO PAY THE TAX OBLIGATIONS THAT AROSE FROM CERTAIN COMPENSATION TRANSACTIONS AND REIMBURSEMENTS. ONE OFFICER AND TWO HIGHEST COMPENSATED EMPLOYEES RECEIVED THIS BENEFIT DURING THE CALENDAR YEAR ENDED DECEMBER 31, 2012. THESE TAX REIMBURSEMENTS ARE REPORTED TO EACH INDIVIDUAL AS TAXABLE COMPENSATION. PART I, LINE 1A: HOUSING ALLOWANCE/PERSONAL SERVICES: THE UNIVERSITY PROVIDES PRESIDENT FAUST WITH A RESIDENCE IN CAMBRIDGE AND REQUIRES ITS USE AS CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE TOTAL ESTIMATED VALUE OF THE ANNUAL USE OF THE RESIDENCE IS $180,000, OF WHICH $121,916 IS ESTIMATED TO BE THE VALUE OF THE PERSONAL USE AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. DURING THE PERFORMANCE OF REGULAR UNIVERSITY DUTIES, A UNIVERSITY EMPLOYEE MAY, ON OCCASION, PERFORM INCIDENTAL PERSONAL SERVICES FOR THE PRESIDENT (E.G., PURCHASING OF SMALL HOUSEHOLD ITEMS, WITH THE COST OF SUCH ITEMS REIMBURSED IN FULL BY THE PRESIDENT). THE UNIVERSITY REGARDS SUCH SERVICES AS A NONTAXABLE "DE MINIMIS" FRINGE BENEFIT. HARVARD BUSINESS SCHOOL (HBS) PROVIDES DEAN NOHRIA WITH A RESIDENCE IN ALLSTON AND REQUIRES ITS USE AS CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF HBS. THE TOTAL ESTIMATED VALUE OF THE ANNUAL USE OF THE RESIDENCE IS $132,000, OF WHICH $90,544 IS ESTIMATED TO BE THE VALUE OF THE PERSONAL USE AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. THE UNIVERSITY PROVIDES PROVOST GARBER WITH A RESIDENCE IN CAMBRIDGE AND REQUIRES ITS USE AS CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE PROVOST MOVED INTO THE RESIDENCE IN JULY, 2012. THE TOTAL ESTIMATED VALUE OF THE USE OF THE RESIDENCE FROM JULY 1, 2012 THROUGH DECEMBER 31, 2012 IS $87,000, OF WHICH $74,928 IS ESTIMATED TO BE THE VALUE OF THE PERSONAL USE AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. BETWEEN AUGUST 2011 AND JUNE 2012, THE UNIVERSITY PROVIDED PROVOST GARBER WITH A TEMPORARY RESIDENCE IN CAMBRIDGE AND REQUIRED ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE ESTIMATED RENTAL VALUE OF THE TEMPORARY RESIDENCE FROM JANUARY 1 THROUGH JUNE 30, 2012 WAS $19,044, WHICH HAS BEEN REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. DEAN SMITH'S COLUMN B(III) OTHER REPORTABLE COMPENSATION INCLUDES $81,100 OF TAXABLE TRANSITIONAL PAYMENTS TO COVER HIS HOUSING EXPENSES WHILE HIS UNIVERSITY HOUSING UNDERGOES RENOVATIONS. THE RENOVATIONS BEGAN DURING CALENDAR YEAR 2011. TWO HIGHEST COMPENSATED EMPLOYEES RECEIVED MORTGAGE SUBSIDIES AND/OR HOUSING ALLOWANCES. THESE AMOUNTS ARE INCLUDED IN EACH EMPLOYEE'S TAXABLE COMPENSATION. PART I, LINE 1B: COMPENSATION POLICIES: THE UNIVERSITY FOLLOWS WRITTEN POLICIES REGARDING FIRST CLASS TRAVEL AND TRAVEL FOR COMPANIONS. THE UNIVERSITY ALSO FOLLOWS WRITTEN GUIDELINES ON HOUSING ALLOWANCES, WHICH ARE OFFERED ON A LIMITED BASIS TO SENIOR FACULTY AND SENIOR ADMINISTRATORS. PART I, LINE 3: COMPENSATION REVIEW PROCESS: SEE SCHEDULE O "COMPENSATION REVIEW PROCESS" FOR A DISCUSSION OF THE METHODS USED TO ESTABLISH THE PRESIDENT'S COMPENSATION.
  PART I, LINE 4B SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN: IN CALENDAR YEAR 2012, THE HARVARD CORPORATION ESTABLISHED A NON-QUALIFIED DEFERRED COMPENSATION PLAN OF WHICH PRESIDENT FAUST IS A BENEFICIARY. DURING THE CALENDAR YEAR, THE UNIVERSITY CONTRIBUTED $100,000 TO HER DEFERRED COMPENSATION ACCOUNT. THE $100,000 IS REPORTED ON SCHEDULE J, PART II, COLUMN (C), "RETIREMENT AND OTHER DEFERRED COMPENSATION". IF THE PRESIDENT REMAINS IN HER ROLE AT THE UNIVERSITY, THE AMOUNT WILL FULLY VEST AND BE REPORTED AS TAXABLE INCOME TO THE PRESIDENT IN CALENDAR YEAR 2015. HARVARD BUSINESS SCHOOL'S VOLUNTARY RETIREMENT INCENTIVE PLAN ALLOWS ELIGIBLE FACULTY MEMBERS TO ELECT TO RETIRE AT A SET DATE IN EXCHANGE FOR A LUMP-SUM PAYMENT. THE FACULTY MEMBER FORFEITS THE PAYMENT IF HE/SHE TERMINATES EMPLOYMENT BEFORE THE RETIREMENT DATE. THE AMOUNT FULLY VESTS AND IS DISTRIBUTED WHEN THE FACULTY MEMBER RETIRES. UNDER THIS PLAN, PROFESSOR SHAPIRO RECEIVED $720,660 WHICH HAS BEEN REPORTED IN COLUMN (B)(III) OTHER REPORTABLE COMPENSATION. AS PART OF PROFESSOR SEN'S RECRUITMENT PACKAGE IN 1987, HARVARD AGREED TO SUPPLEMENT HIS RETIREMENT INCOME WITH A ONE-TIME LUMP SUM PAYMENT CONTINGENT ON HIS FUTURE EMPLOYMENT AT THE UNIVERSITY. THE PAYMENT WAS MADE DURING CALENDAR YEAR 2012 AND IS REPORTED IN PROFESSOR SEN'S COLUMN (B)(III) OTHER REPORTABLE COMPENSATION.
  PART I, LINE 7 BONUS AND INCENTIVE PAYMENTS: THE UNIVERSITY OFFERS INCENTIVE COMPENSATION FOR OUTSTANDING PERFORMANCE. BONUS AND INCENTIVE PAYMENTS FOR OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES ARE LISTED IN PART II, COLUMN (B)(II).
  PART I, LINE 8 INITIAL CONTRACT: PROVOST GARBER WAS COMPENSATED UNDER AN INITIAL CONTRACT THROUGH JUNE 30, 2012. THIS COMPENSATION ARRANGEMENT WAS APPROVED IN ADVANCE BY THE COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE OBTAINED AND RELIED UPON APPROPRIATE DATA AS TO COMPARABILITY PRIOR TO MAKING ITS DETERMINATION. HIS COMPENSATION AFTER JULY 1, 2012 WAS DETERMINED BY THE COMPENSATION COMMITTEE USING THE PROCESS DISCUSSED IN SCHEDULE O "COMPENSATION REVIEW PROCESS".
SUPPLEMENTAL INFORMATION PART III SCHEDULE J SUPPLEMENTAL INFORMATION STEPHEN BLYTH IS A MANAGING DIRECTOR AND THE HEAD OF PUBLIC MARKETS FOR HARVARD MANAGEMENT COMPANY (HMC), A RELATED ORGANIZATION OF THE UNIVERSITY. DURING THE CALENDAR YEAR 2012, DR. BLYTH WAS APPOINTED TO A SENIOR FACULTY POSITION AT THE UNIVERSITY FOR WHICH HE RECEIVED A NOMINAL SALARY OF $1 PER MONTH. CONCURRENTLY, DR. BLYTH WAS A KEY EMPLOYEE OF HMC, WHICH HAS DISCLOSED HIS COMPENSATION FROM HMC, TOTALING $5,349,613, ON ITS FORM 990 FOR THE YEAR ENDED JUNE 30, 2013. NONE OF DR. BLYTH'S COMPENSATION FROM HMC RELATED TO HIS TEACHING POSITION AT THE UNIVERSITY. THE UNIVERSITY HAS NOT LISTED DR. BLYTH AS ONE OF ITS HIGHEST COMPENSATED EMPLOYEES GIVEN THE DISCLOSURE ON THE HMC FORM 990 AND IN ORDER TO HIGHLIGHT THE FIVE HIGHEST COMPENSATED EMPLOYEES WHO RECEIVED COMPENSATION FROM THE UNIVERSITY. FORMER PROVOST HYMAN AND FORMER ACTING VICE PRESIDENT CASHION CONTINUE TO BE EMPLOYED BY THE UNIVERSITY. THEY ARE REPORTED AS "FORMER" BECAUSE THEY DID NOT SERVE IN AN OFFICER CAPACITY DURING FISCAL YEAR 2013. FORMER VICE PRESIDENT SPENCER REMAINED IN HER ROLE THROUGH JUNE, 2012. SHE WAS NOT AN EMPLOYEE AT ANY TIME DURING THE FISCAL YEAR ENDED JUNE 30, 2013. HER COMPENSATION LISTED ON SCHEDULE J PART II REPRESENTS HER EARNINGS AS AN OFFICER FROM JANUARY 1, 2012 THROUGH JUNE 30, 2012. FORM 990, PART VII, SECTION A SUPPLEMENTAL INFORMATION FELLOWS BACOW AND KEOHANE RECEIVED HONORARIA UNRELATED TO THEIR WORK AS MEMBERS OF THE HARVARD CORPORATION. FELLOW BACOW WAS ALSO GRANTED A PAID FACULTY APPOINTMENT DURING CALENDAR YEAR 2012. THESE AMOUNTS ARE ALL REPORTED IN FORM 990, PART VII, SECTION A, COLUMN (D).
Schedule J (Form 990) 2012

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number
04-2103580
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 01-15-2004 103,670,000 SERIES R 1-5 (SEE PART VI)   X   X   X
B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-14-2005 13,490,000 SERIES R 6 (SEE PART VI)   X   X   X
C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-03-2006 14,040,000 SERIES R 7 (SEE PART VI)   X   X   X
D MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CFV2 05-18-2005 199,814,639 SERIES 2005A/B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CNN1 12-15-2005 130,469,345 SERIES 2005C (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 12-21-2007 1,000,000,000 SERIES 2007EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586C6U4 06-10-2008 216,886,431 SERIES 2008B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EDD0 01-07-2009 987,282,950 SERIES 2009A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 07-22-2009 1,000,000,000 SERIES 2009EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EQE4 01-20-2010 531,814,469 SERIES 2010A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57583R5Q4 11-17-2010 663,862,239 SERIES 2010B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 02-08-2011 1,000,000,000 SERIES 2011EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 08-08-2012 1,000,000,000 SERIES 2012EE (SEE PART VI)   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 361,581,550 361,581,550   2,916,454
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 200,761,080
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 20,489,954 20,489,954 13,656,636  
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . . 1,059,385 2,755,155 2,437,073 1,059,385
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 6,740,000 228,692,757 91,566,574 6,740,000
11 Other spent proceeds . . . . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 192,961,696
12 Other unspent proceeds . . . . . . . . . . . . . . 40,595,103   40,595,103  
13 Year of substantial completion . . . . . . . . . . . . 2007 2008 2007
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .   X   X   X X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X   X   X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0%   % 0%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X   X  
c No rebate due? . . . . . . . . . .
  X   X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X   X     X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUES:   COLUMNS A AND B (GENERAL NOTE): THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN: 04-2456011) WAS THE ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE: SERIES R 1-5, SERIES R 6, SERIES R 7, SERIES 2005A/B, SERIES 2005C, SERIES 2007EE, SERIES 2008B, SERIES 2009A, SERIES 2009EE, AND SERIES 2010A. IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (EIN: 04-3431814) ON OCTOBER 1, 2010. ROW A (SERIES R 1-5), COLUMN F: SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES A (7/1/72), SERIES B (7/1/73), SERIES C (4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91), SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2 (9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW B (SERIES R 6), COLUMN F: SERIES R, TRANCHE 6 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW C (SERIES R 7), COLUMN F: SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW D (SERIES 2005A/B), COLUMN F: SERIES 2005A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/18/03, AND TO FINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO THE HARVARD DEPOSITORY, SOUTHBOROUGH, AND THE WIDENER LIBRARY, CAMBRIDGE. SERIES 2005B WAS ISSUED TO REFUND SERIES P, ISSUED 6/13/95. ROW A (SERIES 2005C), COLUMN F: SERIES 2005C WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 9/5/02 AND ON 12/18/03. ROW B (SERIES 2007EE), COLUMN C: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW B (SERIES 2007EE), COLUMN E: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $229 MILLION WAS OUTSTANDING ON 6/30/13. ROW B (SERIES 2007EE), COLUMN F: SERIES 2007EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (III) A RENOVATION OF BUILDING SPACE AT 46 BLACKSTONE STREET, CAMBRIDGE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT LOCATED AT THE SAME SITE (THE CORNER OF MEMORIAL DRIVE AND WESTERN AVENUE, CAMBRIDGE); (IV) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (V) INSTALLATION OF UNDERGROUND PIPES AND WIRES IN THE HARVARD LAW SCHOOL AREA, WEST OF OXFORD STREET BETWEEN EVERETT STREET AND KIRKLAND STREET, CAMBRIDGE; (VI) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (VII) RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VIII) RENOVATION OF THE FIRE ALARM AND SPRINKLER SYSTEM, ROOF, AND ROOM INTERIORS AT RESIDENTIAL BUILDINGS IN THE HARVARD LAW SCHOOL AREA, 16-22 EVERETT STREET, CAMBRIDGE; (IX) RENOVATION AND EXTERIOR RESTORATION OF BYERLY HALL, 6-8 GARDEN STREET, CAMBRIDGE; (X) A RENOVATION OF THE MALKIN ATHLETIC CENTER, 39 HOLYOKE STREET, CAMBRIDGE; (XI) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (XII) CONSTRUCTION OF A RESEARCH FACILITY LOCATED AT 16 DIVINITY AVENUE, CAMBRIDGE; (XIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (XIV) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (XV) RENOVATION AND EXTERIOR RESTORATION OF GALLATIN HALL, 24 HARVARD WAY, BOSTON; (XVI) CLASSROOM RENOVATIONS AT THE MCCOLLUM CENTER, 47 HARVARD WAY, BOSTON; (XVII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XVIII) CONSTRUCTION OF A HOUSING DEVELOPMENT AT 387 WESTERN AVENUE, 28 HINGHAM STREET AND 30 HINGHAM STREET, CAMBRIDGE; (XIX) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON; (XX) DESIGN FOR NEW INFRASTRUCTURE SYSTEMS FOR UTILITIES TUNNELS, MATERIALS HANDLING TUNNELS, WATER UTILITIES, WASTEWATER SYSTEMS, AND TRANSMISSION SUBSTATION TO SUPPORT THE ALLSTON CAMPUS, BOSTON; AND (XXI) A RENOVATION OF THE BUILDING FIRE SPRINKLER AND FIRE ALARM AT DUNSTER HOUSE, 945 MEMORIAL DRIVE, CAMBRIDGE. ROW C (SERIES 2008B), COLUMN F: SERIES 2008B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO QUINCY HOUSE, 58 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2009A), COLUMN F: SERIES 2009A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFUND SERIES GG-1, ISSUED 7/1/04, AND SERIES 2006B, ISSUED 7/20/06 AND PAY RELATED COSTS. ROW A (SERIES 2009EE), COLUMN C: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW A (SERIES 2009EE), COLUMN E: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $60 MILLION WAS OUTSTANDING ON 6/30/13. ROW A (SERIES 2009EE), COLUMN F: SERIES 2009EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (III) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (IV) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (V) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VI) LIFE SAFETY FIRE SYSTEM UPGRADES, OTHER RENOVATIONS, AND STRATEGIC PLANNING FOR ADDITIONAL RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE; (VII) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (VIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (IX) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (X) RENOVATIONS TO EXPAND TEACHING LAB SPACE IN THE NORTHWEST BUILDING, 52 OXFORD STREET, CAMBRIDGE; (XI) ROOF, LIFE SAFETY, AND INFRASTRUCTURE UPGRADES TO PERKINS HALL, 35-39 OXFORD STREET, CAMBRIDGE; (XII) COSMETIC, ROOF, INFRASTRUCTURE AND LIFE SAFETY UPGRADES TO BAKER HALL, 45 HARVARD WAY, BOSTON; (XIII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XIV) A RENOVATION OF OFFICE SPACE IN GORDON HALL, 25 SHATTUCK STREET, BOSTON; AND (XV) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON. ROW B (SERIES 2010A), COLUMN F: SERIES 2010A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06, 12/21/07 AND 7/22/09; TO REFUND PORTIONS OF SERIES Z, ISSUED 11/9/00, AND SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) A RENOVATION OF BUILDING SPACE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT, 46 BLACKSTONE STREET, CAMBRIDGE; (III) A RETROFIT OF EXISTING HVAC SYSTEMS FOR LARSEN HALL, 14 APPIAN WAY, CAMBRIDGE; (IV) MAINTENANCE AND TOWER RESTORATION AT LOWELL HOUSE, 10 HOLYOKE PLACE, CAMBRIDGE; (V) RENOVATION OF ADMINISTRATIVE OFFICE AND CLASSROOM SPACE IN PIERCE HALL, 25 OXFORD STREET, CAMBRIDGE; AND (VI) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE.
    ROW C (SERIES 2010B), COLUMN F: SERIES 2010B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/21/07 AND 7/22/09; TO REFUND SERIES L, ISSUED 10/4/89, SERIES BB, ISSUED 11/9/00, AND SERIES HH, ISSUED 10/29/03, AND PORTIONS OF SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE; (III) UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (IV) RENOVATIONS AND ADDITIONS AT THE HARVARD DEPOSITORY, 1 PINE HILL DRIVE, SOUTHBOROUGH; (V) RENOVATION OF ADMINISTRATIVE OFFICE SPACE IN HOLYOKE CENTER, 1350 MASSACHUSETTS AVENUE, CAMBRIDGE; (VI) RENEWAL AND RENOVATIONS AT WINTHROP HOUSE, 8 MILL STREET, CAMBRIDGE; AND (VII) MAINTENANCE AND TOWER RESTORATION AT ADAMS HOUSE, 10 LINDEN STREET, 13-21 & 53 BOW STREET, AND 26 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2011EE), COLUMN C: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW D (SERIES 2011EE), COLUMN E: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $84,000 WAS OUTSTANDING ON 6/30/13. ROW D (SERIES 2011EE), COLUMN F: SERIES 2011EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; AND (II) STRATEGIC PLANNING FOR RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE. ROW A (SERIES 2012EE), COLUMN C: SERIES 2012EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW A (SERIES 2012EE), COLUMN E: SERIES 2012EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. $564,000 WAS OUTSTANDING ON 6/30/13. ROW A (SERIES 2012EE), COLUMN F: SERIES 2012EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON.
SCHEDULE K, PART II, PROCEEDS:   LINE 3 (GENERAL NOTE): THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 AND IN COLUMN E OF PART I REPRESENTS INVESTMENT EARNINGS, EXCEPT IN THE CASE OF THE COMMERCIAL PAPER ISSUES (SERIES 2007EE, 2009EE, 2011EE AND 2012EE), FOR WHICH LINE 3 REPRESENTS THE BALANCE OUTSTANDING ON JUNE 30, 2013 AND COLUMN E OF PART I REPRESENTS THE FULL AUTHORIZED AMOUNT OF THE COMMERCIAL PAPER PROGRAM. LINE 13, COLUMN B (SERIES 2007EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013. LINE 13, COLUMN A (SERIES 2009EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013. LINE 13, COLUMN B (SERIES 2010A): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013. LINE 13, COLUMN C (SERIES 2010B): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013.
SCHEDULE K, PART III, PRIVATE BUSINESS USE:   SERIES R1-5, R6, AND R7: THESE BONDS WERE ISSUED SOLELY TO REFUND PRE-JANUARY 1, 2003 ISSUES AND ARE NOT SUBJECT TO PART III REPORTING. SOFTWARE LIMITATIONS PREVENTED CERTAIN FIELDS FROM BEING LEFT BLANK; "NO" RESPONSES IN PART III FOR THESE ISSUES SHOULD BE DISREGARDED.
SCHEDULE K, PART IV, ARBITRAGE:   LINE 2C (SERIES 2007E, 2009E, 2011E, 2012E): NO REBATE COMPUTATION WAS NEEDED IN RELATION TO THE UNIVERSITY'S COMMERCIAL PAPER SERIES BECAUSE NO PROCEEDS WERE INVESTED PRIOR TO BEING SPENT. LINE 6 (SERIES 2010B): "YES" RESPONSE REFLECTS AMOUNTS REMAINING IN THE PROJECT FUND BEYOND THE TEMPORARY PERIOD; AMOUNTS WERE HELD AND INVESTED IN COMPLIANCE WITH ARBITRAGE RESTRICTIONS.
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number
04-2103580
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 01-15-2004 103,670,000 SERIES R 1-5 (SEE PART VI)   X   X   X
B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-14-2005 13,490,000 SERIES R 6 (SEE PART VI)   X   X   X
C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-03-2006 14,040,000 SERIES R 7 (SEE PART VI)   X   X   X
D MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CFV2 05-18-2005 199,814,639 SERIES 2005A/B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CNN1 12-15-2005 130,469,345 SERIES 2005C (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 12-21-2007 1,000,000,000 SERIES 2007EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586C6U4 06-10-2008 216,886,431 SERIES 2008B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EDD0 01-07-2009 987,282,950 SERIES 2009A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 07-22-2009 1,000,000,000 SERIES 2009EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EQE4 01-20-2010 531,814,469 SERIES 2010A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57583R5Q4 11-17-2010 663,862,239 SERIES 2010B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 02-08-2011 1,000,000,000 SERIES 2011EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 08-08-2012 1,000,000,000 SERIES 2012EE (SEE PART VI)   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 361,581,550 361,581,550   2,916,454
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 200,761,080
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 20,489,954 20,489,954 13,656,636  
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . . 1,059,385 2,755,155 2,437,073 1,059,385
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 6,740,000 228,692,757 91,566,574 6,740,000
11 Other spent proceeds . . . . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 192,961,696
12 Other unspent proceeds . . . . . . . . . . . . . . 40,595,103   40,595,103  
13 Year of substantial completion . . . . . . . . . . . . 2007 2008 2007
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .   X   X   X X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X   X   X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0%   % 0%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X   X  
c No rebate due? . . . . . . . . . .
  X   X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X   X     X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUES:   COLUMNS A AND B (GENERAL NOTE): THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN: 04-2456011) WAS THE ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE: SERIES R 1-5, SERIES R 6, SERIES R 7, SERIES 2005A/B, SERIES 2005C, SERIES 2007EE, SERIES 2008B, SERIES 2009A, SERIES 2009EE, AND SERIES 2010A. IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (EIN: 04-3431814) ON OCTOBER 1, 2010. ROW A (SERIES R 1-5), COLUMN F: SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES A (7/1/72), SERIES B (7/1/73), SERIES C (4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91), SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2 (9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW B (SERIES R 6), COLUMN F: SERIES R, TRANCHE 6 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW C (SERIES R 7), COLUMN F: SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW D (SERIES 2005A/B), COLUMN F: SERIES 2005A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/18/03, AND TO FINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO THE HARVARD DEPOSITORY, SOUTHBOROUGH, AND THE WIDENER LIBRARY, CAMBRIDGE. SERIES 2005B WAS ISSUED TO REFUND SERIES P, ISSUED 6/13/95. ROW A (SERIES 2005C), COLUMN F: SERIES 2005C WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 9/5/02 AND ON 12/18/03. ROW B (SERIES 2007EE), COLUMN C: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW B (SERIES 2007EE), COLUMN E: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $229 MILLION WAS OUTSTANDING ON 6/30/13. ROW B (SERIES 2007EE), COLUMN F: SERIES 2007EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (III) A RENOVATION OF BUILDING SPACE AT 46 BLACKSTONE STREET, CAMBRIDGE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT LOCATED AT THE SAME SITE (THE CORNER OF MEMORIAL DRIVE AND WESTERN AVENUE, CAMBRIDGE); (IV) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (V) INSTALLATION OF UNDERGROUND PIPES AND WIRES IN THE HARVARD LAW SCHOOL AREA, WEST OF OXFORD STREET BETWEEN EVERETT STREET AND KIRKLAND STREET, CAMBRIDGE; (VI) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (VII) RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VIII) RENOVATION OF THE FIRE ALARM AND SPRINKLER SYSTEM, ROOF, AND ROOM INTERIORS AT RESIDENTIAL BUILDINGS IN THE HARVARD LAW SCHOOL AREA, 16-22 EVERETT STREET, CAMBRIDGE; (IX) RENOVATION AND EXTERIOR RESTORATION OF BYERLY HALL, 6-8 GARDEN STREET, CAMBRIDGE; (X) A RENOVATION OF THE MALKIN ATHLETIC CENTER, 39 HOLYOKE STREET, CAMBRIDGE; (XI) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (XII) CONSTRUCTION OF A RESEARCH FACILITY LOCATED AT 16 DIVINITY AVENUE, CAMBRIDGE; (XIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (XIV) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (XV) RENOVATION AND EXTERIOR RESTORATION OF GALLATIN HALL, 24 HARVARD WAY, BOSTON; (XVI) CLASSROOM RENOVATIONS AT THE MCCOLLUM CENTER, 47 HARVARD WAY, BOSTON; (XVII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XVIII) CONSTRUCTION OF A HOUSING DEVELOPMENT AT 387 WESTERN AVENUE, 28 HINGHAM STREET AND 30 HINGHAM STREET, CAMBRIDGE; (XIX) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON; (XX) DESIGN FOR NEW INFRASTRUCTURE SYSTEMS FOR UTILITIES TUNNELS, MATERIALS HANDLING TUNNELS, WATER UTILITIES, WASTEWATER SYSTEMS, AND TRANSMISSION SUBSTATION TO SUPPORT THE ALLSTON CAMPUS, BOSTON; AND (XXI) A RENOVATION OF THE BUILDING FIRE SPRINKLER AND FIRE ALARM AT DUNSTER HOUSE, 945 MEMORIAL DRIVE, CAMBRIDGE. ROW C (SERIES 2008B), COLUMN F: SERIES 2008B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO QUINCY HOUSE, 58 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2009A), COLUMN F: SERIES 2009A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFUND SERIES GG-1, ISSUED 7/1/04, AND SERIES 2006B, ISSUED 7/20/06 AND PAY RELATED COSTS. ROW A (SERIES 2009EE), COLUMN C: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW A (SERIES 2009EE), COLUMN E: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $60 MILLION WAS OUTSTANDING ON 6/30/13. ROW A (SERIES 2009EE), COLUMN F: SERIES 2009EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (III) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (IV) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (V) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VI) LIFE SAFETY FIRE SYSTEM UPGRADES, OTHER RENOVATIONS, AND STRATEGIC PLANNING FOR ADDITIONAL RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE; (VII) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (VIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (IX) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (X) RENOVATIONS TO EXPAND TEACHING LAB SPACE IN THE NORTHWEST BUILDING, 52 OXFORD STREET, CAMBRIDGE; (XI) ROOF, LIFE SAFETY, AND INFRASTRUCTURE UPGRADES TO PERKINS HALL, 35-39 OXFORD STREET, CAMBRIDGE; (XII) COSMETIC, ROOF, INFRASTRUCTURE AND LIFE SAFETY UPGRADES TO BAKER HALL, 45 HARVARD WAY, BOSTON; (XIII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XIV) A RENOVATION OF OFFICE SPACE IN GORDON HALL, 25 SHATTUCK STREET, BOSTON; AND (XV) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON. ROW B (SERIES 2010A), COLUMN F: SERIES 2010A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06, 12/21/07 AND 7/22/09; TO REFUND PORTIONS OF SERIES Z, ISSUED 11/9/00, AND SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) A RENOVATION OF BUILDING SPACE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT, 46 BLACKSTONE STREET, CAMBRIDGE; (III) A RETROFIT OF EXISTING HVAC SYSTEMS FOR LARSEN HALL, 14 APPIAN WAY, CAMBRIDGE; (IV) MAINTENANCE AND TOWER RESTORATION AT LOWELL HOUSE, 10 HOLYOKE PLACE, CAMBRIDGE; (V) RENOVATION OF ADMINISTRATIVE OFFICE AND CLASSROOM SPACE IN PIERCE HALL, 25 OXFORD STREET, CAMBRIDGE; AND (VI) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE.
    ROW C (SERIES 2010B), COLUMN F: SERIES 2010B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/21/07 AND 7/22/09; TO REFUND SERIES L, ISSUED 10/4/89, SERIES BB, ISSUED 11/9/00, AND SERIES HH, ISSUED 10/29/03, AND PORTIONS OF SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE; (III) UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (IV) RENOVATIONS AND ADDITIONS AT THE HARVARD DEPOSITORY, 1 PINE HILL DRIVE, SOUTHBOROUGH; (V) RENOVATION OF ADMINISTRATIVE OFFICE SPACE IN HOLYOKE CENTER, 1350 MASSACHUSETTS AVENUE, CAMBRIDGE; (VI) RENEWAL AND RENOVATIONS AT WINTHROP HOUSE, 8 MILL STREET, CAMBRIDGE; AND (VII) MAINTENANCE AND TOWER RESTORATION AT ADAMS HOUSE, 10 LINDEN STREET, 13-21 & 53 BOW STREET, AND 26 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2011EE), COLUMN C: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW D (SERIES 2011EE), COLUMN E: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $84,000 WAS OUTSTANDING ON 6/30/13. ROW D (SERIES 2011EE), COLUMN F: SERIES 2011EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; AND (II) STRATEGIC PLANNING FOR RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE. ROW A (SERIES 2012EE), COLUMN C: SERIES 2012EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW A (SERIES 2012EE), COLUMN E: SERIES 2012EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. $564,000 WAS OUTSTANDING ON 6/30/13. ROW A (SERIES 2012EE), COLUMN F: SERIES 2012EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON.
SCHEDULE K, PART II, PROCEEDS:   LINE 3 (GENERAL NOTE): THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 AND IN COLUMN E OF PART I REPRESENTS INVESTMENT EARNINGS, EXCEPT IN THE CASE OF THE COMMERCIAL PAPER ISSUES (SERIES 2007EE, 2009EE, 2011EE AND 2012EE), FOR WHICH LINE 3 REPRESENTS THE BALANCE OUTSTANDING ON JUNE 30, 2013 AND COLUMN E OF PART I REPRESENTS THE FULL AUTHORIZED AMOUNT OF THE COMMERCIAL PAPER PROGRAM. LINE 13, COLUMN B (SERIES 2007EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013. LINE 13, COLUMN A (SERIES 2009EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013. LINE 13, COLUMN B (SERIES 2010A): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013. LINE 13, COLUMN C (SERIES 2010B): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013.
SCHEDULE K, PART III, PRIVATE BUSINESS USE:   SERIES R1-5, R6, AND R7: THESE BONDS WERE ISSUED SOLELY TO REFUND PRE-JANUARY 1, 2003 ISSUES AND ARE NOT SUBJECT TO PART III REPORTING. SOFTWARE LIMITATIONS PREVENTED CERTAIN FIELDS FROM BEING LEFT BLANK; "NO" RESPONSES IN PART III FOR THESE ISSUES SHOULD BE DISREGARDED.
SCHEDULE K, PART IV, ARBITRAGE:   LINE 2C (SERIES 2007E, 2009E, 2011E, 2012E): NO REBATE COMPUTATION WAS NEEDED IN RELATION TO THE UNIVERSITY'S COMMERCIAL PAPER SERIES BECAUSE NO PROCEEDS WERE INVESTED PRIOR TO BEING SPENT. LINE 6 (SERIES 2010B): "YES" RESPONSE REFLECTS AMOUNTS REMAINING IN THE PROJECT FUND BEYOND THE TEMPORARY PERIOD; AMOUNTS WERE HELD AND INVESTED IN COMPLIANCE WITH ARBITRAGE RESTRICTIONS.
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number
04-2103580
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 01-15-2004 103,670,000 SERIES R 1-5 (SEE PART VI)   X   X   X
B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-14-2005 13,490,000 SERIES R 6 (SEE PART VI)   X   X   X
C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-03-2006 14,040,000 SERIES R 7 (SEE PART VI)   X   X   X
D MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CFV2 05-18-2005 199,814,639 SERIES 2005A/B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CNN1 12-15-2005 130,469,345 SERIES 2005C (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 12-21-2007 1,000,000,000 SERIES 2007EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586C6U4 06-10-2008 216,886,431 SERIES 2008B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EDD0 01-07-2009 987,282,950 SERIES 2009A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 07-22-2009 1,000,000,000 SERIES 2009EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EQE4 01-20-2010 531,814,469 SERIES 2010A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57583R5Q4 11-17-2010 663,862,239 SERIES 2010B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 02-08-2011 1,000,000,000 SERIES 2011EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 08-08-2012 1,000,000,000 SERIES 2012EE (SEE PART VI)   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 361,581,550 361,581,550   2,916,454
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 200,761,080
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 20,489,954 20,489,954 13,656,636  
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . . 1,059,385 2,755,155 2,437,073 1,059,385
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 6,740,000 228,692,757 91,566,574 6,740,000
11 Other spent proceeds . . . . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 192,961,696
12 Other unspent proceeds . . . . . . . . . . . . . . 40,595,103   40,595,103  
13 Year of substantial completion . . . . . . . . . . . . 2007 2008 2007
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .   X   X   X X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X   X   X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0%   % 0%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X   X  
c No rebate due? . . . . . . . . . .
  X   X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X   X     X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUES:   COLUMNS A AND B (GENERAL NOTE): THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN: 04-2456011) WAS THE ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE: SERIES R 1-5, SERIES R 6, SERIES R 7, SERIES 2005A/B, SERIES 2005C, SERIES 2007EE, SERIES 2008B, SERIES 2009A, SERIES 2009EE, AND SERIES 2010A. IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (EIN: 04-3431814) ON OCTOBER 1, 2010. ROW A (SERIES R 1-5), COLUMN F: SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES A (7/1/72), SERIES B (7/1/73), SERIES C (4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91), SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2 (9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW B (SERIES R 6), COLUMN F: SERIES R, TRANCHE 6 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW C (SERIES R 7), COLUMN F: SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW D (SERIES 2005A/B), COLUMN F: SERIES 2005A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/18/03, AND TO FINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO THE HARVARD DEPOSITORY, SOUTHBOROUGH, AND THE WIDENER LIBRARY, CAMBRIDGE. SERIES 2005B WAS ISSUED TO REFUND SERIES P, ISSUED 6/13/95. ROW A (SERIES 2005C), COLUMN F: SERIES 2005C WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 9/5/02 AND ON 12/18/03. ROW B (SERIES 2007EE), COLUMN C: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW B (SERIES 2007EE), COLUMN E: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $229 MILLION WAS OUTSTANDING ON 6/30/13. ROW B (SERIES 2007EE), COLUMN F: SERIES 2007EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (III) A RENOVATION OF BUILDING SPACE AT 46 BLACKSTONE STREET, CAMBRIDGE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT LOCATED AT THE SAME SITE (THE CORNER OF MEMORIAL DRIVE AND WESTERN AVENUE, CAMBRIDGE); (IV) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (V) INSTALLATION OF UNDERGROUND PIPES AND WIRES IN THE HARVARD LAW SCHOOL AREA, WEST OF OXFORD STREET BETWEEN EVERETT STREET AND KIRKLAND STREET, CAMBRIDGE; (VI) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (VII) RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VIII) RENOVATION OF THE FIRE ALARM AND SPRINKLER SYSTEM, ROOF, AND ROOM INTERIORS AT RESIDENTIAL BUILDINGS IN THE HARVARD LAW SCHOOL AREA, 16-22 EVERETT STREET, CAMBRIDGE; (IX) RENOVATION AND EXTERIOR RESTORATION OF BYERLY HALL, 6-8 GARDEN STREET, CAMBRIDGE; (X) A RENOVATION OF THE MALKIN ATHLETIC CENTER, 39 HOLYOKE STREET, CAMBRIDGE; (XI) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (XII) CONSTRUCTION OF A RESEARCH FACILITY LOCATED AT 16 DIVINITY AVENUE, CAMBRIDGE; (XIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (XIV) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (XV) RENOVATION AND EXTERIOR RESTORATION OF GALLATIN HALL, 24 HARVARD WAY, BOSTON; (XVI) CLASSROOM RENOVATIONS AT THE MCCOLLUM CENTER, 47 HARVARD WAY, BOSTON; (XVII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XVIII) CONSTRUCTION OF A HOUSING DEVELOPMENT AT 387 WESTERN AVENUE, 28 HINGHAM STREET AND 30 HINGHAM STREET, CAMBRIDGE; (XIX) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON; (XX) DESIGN FOR NEW INFRASTRUCTURE SYSTEMS FOR UTILITIES TUNNELS, MATERIALS HANDLING TUNNELS, WATER UTILITIES, WASTEWATER SYSTEMS, AND TRANSMISSION SUBSTATION TO SUPPORT THE ALLSTON CAMPUS, BOSTON; AND (XXI) A RENOVATION OF THE BUILDING FIRE SPRINKLER AND FIRE ALARM AT DUNSTER HOUSE, 945 MEMORIAL DRIVE, CAMBRIDGE. ROW C (SERIES 2008B), COLUMN F: SERIES 2008B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO QUINCY HOUSE, 58 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2009A), COLUMN F: SERIES 2009A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFUND SERIES GG-1, ISSUED 7/1/04, AND SERIES 2006B, ISSUED 7/20/06 AND PAY RELATED COSTS. ROW A (SERIES 2009EE), COLUMN C: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW A (SERIES 2009EE), COLUMN E: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $60 MILLION WAS OUTSTANDING ON 6/30/13. ROW A (SERIES 2009EE), COLUMN F: SERIES 2009EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (III) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (IV) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (V) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VI) LIFE SAFETY FIRE SYSTEM UPGRADES, OTHER RENOVATIONS, AND STRATEGIC PLANNING FOR ADDITIONAL RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE; (VII) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (VIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (IX) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (X) RENOVATIONS TO EXPAND TEACHING LAB SPACE IN THE NORTHWEST BUILDING, 52 OXFORD STREET, CAMBRIDGE; (XI) ROOF, LIFE SAFETY, AND INFRASTRUCTURE UPGRADES TO PERKINS HALL, 35-39 OXFORD STREET, CAMBRIDGE; (XII) COSMETIC, ROOF, INFRASTRUCTURE AND LIFE SAFETY UPGRADES TO BAKER HALL, 45 HARVARD WAY, BOSTON; (XIII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XIV) A RENOVATION OF OFFICE SPACE IN GORDON HALL, 25 SHATTUCK STREET, BOSTON; AND (XV) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON. ROW B (SERIES 2010A), COLUMN F: SERIES 2010A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06, 12/21/07 AND 7/22/09; TO REFUND PORTIONS OF SERIES Z, ISSUED 11/9/00, AND SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) A RENOVATION OF BUILDING SPACE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT, 46 BLACKSTONE STREET, CAMBRIDGE; (III) A RETROFIT OF EXISTING HVAC SYSTEMS FOR LARSEN HALL, 14 APPIAN WAY, CAMBRIDGE; (IV) MAINTENANCE AND TOWER RESTORATION AT LOWELL HOUSE, 10 HOLYOKE PLACE, CAMBRIDGE; (V) RENOVATION OF ADMINISTRATIVE OFFICE AND CLASSROOM SPACE IN PIERCE HALL, 25 OXFORD STREET, CAMBRIDGE; AND (VI) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE.
    ROW C (SERIES 2010B), COLUMN F: SERIES 2010B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/21/07 AND 7/22/09; TO REFUND SERIES L, ISSUED 10/4/89, SERIES BB, ISSUED 11/9/00, AND SERIES HH, ISSUED 10/29/03, AND PORTIONS OF SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE; (III) UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (IV) RENOVATIONS AND ADDITIONS AT THE HARVARD DEPOSITORY, 1 PINE HILL DRIVE, SOUTHBOROUGH; (V) RENOVATION OF ADMINISTRATIVE OFFICE SPACE IN HOLYOKE CENTER, 1350 MASSACHUSETTS AVENUE, CAMBRIDGE; (VI) RENEWAL AND RENOVATIONS AT WINTHROP HOUSE, 8 MILL STREET, CAMBRIDGE; AND (VII) MAINTENANCE AND TOWER RESTORATION AT ADAMS HOUSE, 10 LINDEN STREET, 13-21 & 53 BOW STREET, AND 26 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2011EE), COLUMN C: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW D (SERIES 2011EE), COLUMN E: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $84,000 WAS OUTSTANDING ON 6/30/13. ROW D (SERIES 2011EE), COLUMN F: SERIES 2011EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; AND (II) STRATEGIC PLANNING FOR RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE. ROW A (SERIES 2012EE), COLUMN C: SERIES 2012EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW A (SERIES 2012EE), COLUMN E: SERIES 2012EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. $564,000 WAS OUTSTANDING ON 6/30/13. ROW A (SERIES 2012EE), COLUMN F: SERIES 2012EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON.
SCHEDULE K, PART II, PROCEEDS:   LINE 3 (GENERAL NOTE): THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 AND IN COLUMN E OF PART I REPRESENTS INVESTMENT EARNINGS, EXCEPT IN THE CASE OF THE COMMERCIAL PAPER ISSUES (SERIES 2007EE, 2009EE, 2011EE AND 2012EE), FOR WHICH LINE 3 REPRESENTS THE BALANCE OUTSTANDING ON JUNE 30, 2013 AND COLUMN E OF PART I REPRESENTS THE FULL AUTHORIZED AMOUNT OF THE COMMERCIAL PAPER PROGRAM. LINE 13, COLUMN B (SERIES 2007EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013. LINE 13, COLUMN A (SERIES 2009EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013. LINE 13, COLUMN B (SERIES 2010A): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013. LINE 13, COLUMN C (SERIES 2010B): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013.
SCHEDULE K, PART III, PRIVATE BUSINESS USE:   SERIES R1-5, R6, AND R7: THESE BONDS WERE ISSUED SOLELY TO REFUND PRE-JANUARY 1, 2003 ISSUES AND ARE NOT SUBJECT TO PART III REPORTING. SOFTWARE LIMITATIONS PREVENTED CERTAIN FIELDS FROM BEING LEFT BLANK; "NO" RESPONSES IN PART III FOR THESE ISSUES SHOULD BE DISREGARDED.
SCHEDULE K, PART IV, ARBITRAGE:   LINE 2C (SERIES 2007E, 2009E, 2011E, 2012E): NO REBATE COMPUTATION WAS NEEDED IN RELATION TO THE UNIVERSITY'S COMMERCIAL PAPER SERIES BECAUSE NO PROCEEDS WERE INVESTED PRIOR TO BEING SPENT. LINE 6 (SERIES 2010B): "YES" RESPONSE REFLECTS AMOUNTS REMAINING IN THE PROJECT FUND BEYOND THE TEMPORARY PERIOD; AMOUNTS WERE HELD AND INVESTED IN COMPLIANCE WITH ARBITRAGE RESTRICTIONS.
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number
04-2103580
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 01-15-2004 103,670,000 SERIES R 1-5 (SEE PART VI)   X   X   X
B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-14-2005 13,490,000 SERIES R 6 (SEE PART VI)   X   X   X
C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57585KGP7 04-03-2006 14,040,000 SERIES R 7 (SEE PART VI)   X   X   X
D MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CFV2 05-18-2005 199,814,639 SERIES 2005A/B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586CNN1 12-15-2005 130,469,345 SERIES 2005C (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 12-21-2007 1,000,000,000 SERIES 2007EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586C6U4 06-10-2008 216,886,431 SERIES 2008B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EDD0 01-07-2009 987,282,950 SERIES 2009A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 07-22-2009 1,000,000,000 SERIES 2009EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57586EQE4 01-20-2010 531,814,469 SERIES 2010A (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 57583R5Q4 11-17-2010 663,862,239 SERIES 2010B (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 02-08-2011 1,000,000,000 SERIES 2011EE (SEE PART VI)   X   X   X
MASSACHUSETTS DEVELOPMENT FINANCE AGENCY
  		04-3431814 MULTIPLES 08-08-2012 1,000,000,000 SERIES 2012EE (SEE PART VI)   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 361,581,550 361,581,550   2,916,454
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 200,761,080
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 20,489,954 20,489,954 13,656,636  
6 Proceeds in refunding escrows . . . . . . . . . . . .        
7 Issuance costs from proceeds . . . . . . . . . . . . 1,059,385 2,755,155 2,437,073 1,059,385
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 6,740,000 228,692,757 91,566,574 6,740,000
11 Other spent proceeds . . . . . . . . . . . . . . 103,670,000 13,491,079 14,043,650 192,961,696
12 Other unspent proceeds . . . . . . . . . . . . . . 40,595,103   40,595,103  
13 Year of substantial completion . . . . . . . . . . . . 2007 2008 2007
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . . X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X   X   X X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .   X   X   X X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X   X   X X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? . X   X   X   X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0% 0% 0% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0% 0%   % 0%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0% 0% 0% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X   X  
c No rebate due? . . . . . . . . . .
  X   X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X   X   X     X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUES:   COLUMNS A AND B (GENERAL NOTE): THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN: 04-2456011) WAS THE ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE: SERIES R 1-5, SERIES R 6, SERIES R 7, SERIES 2005A/B, SERIES 2005C, SERIES 2007EE, SERIES 2008B, SERIES 2009A, SERIES 2009EE, AND SERIES 2010A. IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (EIN: 04-3431814) ON OCTOBER 1, 2010. ROW A (SERIES R 1-5), COLUMN F: SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES A (7/1/72), SERIES B (7/1/73), SERIES C (4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91), SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2 (9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW B (SERIES R 6), COLUMN F: SERIES R, TRANCHE 6 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW C (SERIES R 7), COLUMN F: SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW D (SERIES 2005A/B), COLUMN F: SERIES 2005A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/18/03, AND TO FINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO THE HARVARD DEPOSITORY, SOUTHBOROUGH, AND THE WIDENER LIBRARY, CAMBRIDGE. SERIES 2005B WAS ISSUED TO REFUND SERIES P, ISSUED 6/13/95. ROW A (SERIES 2005C), COLUMN F: SERIES 2005C WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 9/5/02 AND ON 12/18/03. ROW B (SERIES 2007EE), COLUMN C: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW B (SERIES 2007EE), COLUMN E: SERIES 2007EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $229 MILLION WAS OUTSTANDING ON 6/30/13. ROW B (SERIES 2007EE), COLUMN F: SERIES 2007EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (III) A RENOVATION OF BUILDING SPACE AT 46 BLACKSTONE STREET, CAMBRIDGE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT LOCATED AT THE SAME SITE (THE CORNER OF MEMORIAL DRIVE AND WESTERN AVENUE, CAMBRIDGE); (IV) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (V) INSTALLATION OF UNDERGROUND PIPES AND WIRES IN THE HARVARD LAW SCHOOL AREA, WEST OF OXFORD STREET BETWEEN EVERETT STREET AND KIRKLAND STREET, CAMBRIDGE; (VI) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (VII) RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VIII) RENOVATION OF THE FIRE ALARM AND SPRINKLER SYSTEM, ROOF, AND ROOM INTERIORS AT RESIDENTIAL BUILDINGS IN THE HARVARD LAW SCHOOL AREA, 16-22 EVERETT STREET, CAMBRIDGE; (IX) RENOVATION AND EXTERIOR RESTORATION OF BYERLY HALL, 6-8 GARDEN STREET, CAMBRIDGE; (X) A RENOVATION OF THE MALKIN ATHLETIC CENTER, 39 HOLYOKE STREET, CAMBRIDGE; (XI) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (XII) CONSTRUCTION OF A RESEARCH FACILITY LOCATED AT 16 DIVINITY AVENUE, CAMBRIDGE; (XIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (XIV) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (XV) RENOVATION AND EXTERIOR RESTORATION OF GALLATIN HALL, 24 HARVARD WAY, BOSTON; (XVI) CLASSROOM RENOVATIONS AT THE MCCOLLUM CENTER, 47 HARVARD WAY, BOSTON; (XVII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XVIII) CONSTRUCTION OF A HOUSING DEVELOPMENT AT 387 WESTERN AVENUE, 28 HINGHAM STREET AND 30 HINGHAM STREET, CAMBRIDGE; (XIX) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON; (XX) DESIGN FOR NEW INFRASTRUCTURE SYSTEMS FOR UTILITIES TUNNELS, MATERIALS HANDLING TUNNELS, WATER UTILITIES, WASTEWATER SYSTEMS, AND TRANSMISSION SUBSTATION TO SUPPORT THE ALLSTON CAMPUS, BOSTON; AND (XXI) A RENOVATION OF THE BUILDING FIRE SPRINKLER AND FIRE ALARM AT DUNSTER HOUSE, 945 MEMORIAL DRIVE, CAMBRIDGE. ROW C (SERIES 2008B), COLUMN F: SERIES 2008B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFINANCE CAPITAL EXPENDITURES OF THE UNIVERSITY RELATING TO QUINCY HOUSE, 58 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2009A), COLUMN F: SERIES 2009A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06 AND 12/21/07, AND TO REFUND SERIES GG-1, ISSUED 7/1/04, AND SERIES 2006B, ISSUED 7/20/06 AND PAY RELATED COSTS. ROW A (SERIES 2009EE), COLUMN C: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW A (SERIES 2009EE), COLUMN E: SERIES 2009EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $60 MILLION WAS OUTSTANDING ON 6/30/13. ROW A (SERIES 2009EE), COLUMN F: SERIES 2009EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; (II) AN UNDERGROUND PARKING FACILITY LOCATED AT 6-8 EVERETT STREET, CAMBRIDGE; (III) INSTALLATION OF A SATELLITE CHILLED WATER PLANT AND AN ELECTRICAL SUBSTATION LOCATED ON THE EAST SIDE OF OXFORD STREET BETWEEN HAMMOND AND KIRKLAND STREETS, CAMBRIDGE; (IV) RENOVATION OF ROCKEFELLER HALL, 47 FRANCIS AVENUE, CAMBRIDGE; (V) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (VI) LIFE SAFETY FIRE SYSTEM UPGRADES, OTHER RENOVATIONS, AND STRATEGIC PLANNING FOR ADDITIONAL RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE; (VII) CONSTRUCTION AND EQUIPPING OF THE LABORATORY FOR INTERFACE SCIENCE AND ENGINEERING, 15 OXFORD STREET, CAMBRIDGE; (VIII) AN ADDITION TO THE NEW COLLEGE THEATRE, 10-12 HOLYOKE STREET, CAMBRIDGE; (IX) CONSTRUCTION OF THE NORTHWEST BUILDING, A SCIENCE FACILITY AT 52 OXFORD STREET, CAMBRIDGE; (X) RENOVATIONS TO EXPAND TEACHING LAB SPACE IN THE NORTHWEST BUILDING, 52 OXFORD STREET, CAMBRIDGE; (XI) ROOF, LIFE SAFETY, AND INFRASTRUCTURE UPGRADES TO PERKINS HALL, 35-39 OXFORD STREET, CAMBRIDGE; (XII) COSMETIC, ROOF, INFRASTRUCTURE AND LIFE SAFETY UPGRADES TO BAKER HALL, 45 HARVARD WAY, BOSTON; (XIII) RENOVATION OF BUILDINGS AT 641 AND 643 HUNTINGTON AVENUE, BOSTON; (XIV) A RENOVATION OF OFFICE SPACE IN GORDON HALL, 25 SHATTUCK STREET, BOSTON; AND (XV) CONSTRUCTION OF THE ALLSTON SCIENCE COMPLEX, INCLUDING A PARKING FACILITY AND AN ENERGY FACILITY AT 150 WESTERN AVENUE, BOSTON. ROW B (SERIES 2010A), COLUMN F: SERIES 2010A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 3/9/06, 12/21/07 AND 7/22/09; TO REFUND PORTIONS OF SERIES Z, ISSUED 11/9/00, AND SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) A RENOVATION OF BUILDING SPACE AND A BOILER REPLACEMENT AND ANCILLARY SYSTEM UPGRADE IN THE BLACKSTONE PLANT, 46 BLACKSTONE STREET, CAMBRIDGE; (III) A RETROFIT OF EXISTING HVAC SYSTEMS FOR LARSEN HALL, 14 APPIAN WAY, CAMBRIDGE; (IV) MAINTENANCE AND TOWER RESTORATION AT LOWELL HOUSE, 10 HOLYOKE PLACE, CAMBRIDGE; (V) RENOVATION OF ADMINISTRATIVE OFFICE AND CLASSROOM SPACE IN PIERCE HALL, 25 OXFORD STREET, CAMBRIDGE; AND (VI) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE.
    ROW C (SERIES 2010B), COLUMN F: SERIES 2010B WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/21/07 AND 7/22/09; TO REFUND SERIES L, ISSUED 10/4/89, SERIES BB, ISSUED 11/9/00, AND SERIES HH, ISSUED 10/29/03, AND PORTIONS OF SERIES FF, ISSUED 7/24/02 AND PAY RELATED COSTS; AND TO FINANCE THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING AND RELATED RENOVATIONS AND UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (II) RENOVATION, RECONSTRUCTION, AND EXPANSION OF HARVARD UNIVERSITY ART MUSEUMS, 32 QUINCY STREET, CAMBRIDGE; (III) UTILITY INFRASTRUCTURE UPGRADES AT HARVARD LAW SCHOOL, 1585 MASSACHUSETTS AVE, CAMBRIDGE; (IV) RENOVATIONS AND ADDITIONS AT THE HARVARD DEPOSITORY, 1 PINE HILL DRIVE, SOUTHBOROUGH; (V) RENOVATION OF ADMINISTRATIVE OFFICE SPACE IN HOLYOKE CENTER, 1350 MASSACHUSETTS AVENUE, CAMBRIDGE; (VI) RENEWAL AND RENOVATIONS AT WINTHROP HOUSE, 8 MILL STREET, CAMBRIDGE; AND (VII) MAINTENANCE AND TOWER RESTORATION AT ADAMS HOUSE, 10 LINDEN STREET, 13-21 & 53 BOW STREET, AND 26 PLYMPTON STREET, CAMBRIDGE. ROW D (SERIES 2011EE), COLUMN C: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW D (SERIES 2011EE), COLUMN E: SERIES 2011EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. APPROXIMATELY $84,000 WAS OUTSTANDING ON 6/30/13. ROW D (SERIES 2011EE), COLUMN F: SERIES 2011EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON; AND (II) STRATEGIC PLANNING FOR RENEWAL AND RENOVATIONS AT STUDENT RESIDENCES LOCATED AT 45 FLAGG STREET, 10 HOLYOKE PLACE, 56 PLYMPTON STREET, 10 LINDEN STREET, 13-21 & 53 BOW STREET, 26 PLYMPTON STREET, 966 MEMORIAL DRIVE, 967 MEMORIAL DRIVE, 35-39 OXFORD STREET, 36 OXFORD STREET, 1651 MASSACHUSETTS AVENUE, AND 1533-1544 MASSACHUSETTS AVENUE, CAMBRIDGE. ROW A (SERIES 2012EE), COLUMN C: SERIES 2012EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, AND THUS WAS REPRESENTED BY MULTIPLE CUSIPS. ROW A (SERIES 2012EE), COLUMN E: SERIES 2012EE CONSISTED OF TAX-EXEMPT COMMERCIAL PAPER, WITH AN AUTHORIZED AMOUNT OF $1,000,000,000. $564,000 WAS OUTSTANDING ON 6/30/13. ROW A (SERIES 2012EE), COLUMN F: SERIES 2012EE, CONSISTING OF TAX-EXEMPT COMMERCIAL PAPER, WAS ISSUED TO PROVIDE SHORT-TERM FINANCING FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A BUILDING FOR THE ARNOLD ARBORETUM FOR RESEARCH AND ADMINISTRATION LOCATED AT WELD HILL, 1300 CENTRE STREET, BOSTON.
SCHEDULE K, PART II, PROCEEDS:   LINE 3 (GENERAL NOTE): THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 AND IN COLUMN E OF PART I REPRESENTS INVESTMENT EARNINGS, EXCEPT IN THE CASE OF THE COMMERCIAL PAPER ISSUES (SERIES 2007EE, 2009EE, 2011EE AND 2012EE), FOR WHICH LINE 3 REPRESENTS THE BALANCE OUTSTANDING ON JUNE 30, 2013 AND COLUMN E OF PART I REPRESENTS THE FULL AUTHORIZED AMOUNT OF THE COMMERCIAL PAPER PROGRAM. LINE 13, COLUMN B (SERIES 2007EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013. LINE 13, COLUMN A (SERIES 2009EE): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013. LINE 13, COLUMN B (SERIES 2010A): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013. LINE 13, COLUMN C (SERIES 2010B): ONE OR MORE PROJECTS FINANCED BY THIS BOND SERIES WAS NOT SUBSTANTIALLY COMPLETE AS OF JUNE 30, 2013.
SCHEDULE K, PART III, PRIVATE BUSINESS USE:   SERIES R1-5, R6, AND R7: THESE BONDS WERE ISSUED SOLELY TO REFUND PRE-JANUARY 1, 2003 ISSUES AND ARE NOT SUBJECT TO PART III REPORTING. SOFTWARE LIMITATIONS PREVENTED CERTAIN FIELDS FROM BEING LEFT BLANK; "NO" RESPONSES IN PART III FOR THESE ISSUES SHOULD BE DISREGARDED.
SCHEDULE K, PART IV, ARBITRAGE:   LINE 2C (SERIES 2007E, 2009E, 2011E, 2012E): NO REBATE COMPUTATION WAS NEEDED IN RELATION TO THE UNIVERSITY'S COMMERCIAL PAPER SERIES BECAUSE NO PROCEEDS WERE INVESTED PRIOR TO BEING SPENT. LINE 6 (SERIES 2010B): "YES" RESPONSE REFLECTS AMOUNTS REMAINING IN THE PROJECT FUND BEYOND THE TEMPORARY PERIOD; AMOUNTS WERE HELD AND INVESTED IN COMPLIANCE WITH ARBITRAGE RESTRICTIONS.
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
(1) JEFFREY FLIER KEY EMPLOYEE DEPENDENT'S EDUCATION   X 47,000 25,000   No Yes   Yes  
(2) JULIO FRENK HIGHEST COMPENSATED EMPLOYEE PURCHASE OF HOME   X 1,163,000 1,163,000   No Yes   Yes  
(3) JULIO FRENK HIGHEST COMPENSATED EMPLOYEE DEPENDENT'S EDUCATION   X 68,000 54,000   No Yes   Yes  
(4) STEVEN HYMAN FORMER OFFICER PURCHASE OF HOME   X 750,000 750,000   No Yes   Yes  
(5) MICHAEL KLARMAN HIGHEST COMPENSATED EMPLOYEE PURCHASE OF HOME   X 1,400,000 1,400,000   No Yes   Yes  
(6) MICHAEL KLARMAN HIGHEST COMPENSATED EMPLOYEE DEPENDENT'S EDUCATION   X 76,000 64,000   No Yes   Yes  
(7) NADARAJAN CHETTY HIGHEST COMPENSATED EMPLOYEE PURCHASE OF HOME   X 500,000 473,000   No Yes   Yes  
Total ......Small Bullet $ 3,929,000
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2012
Schedule L (Form 990 or 990-EZ) 2012
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) DR SOHEYLA GHARIB EMPLOYEE/FAMILY MEMBER OF DIRECTOR 322,704 COMPENSATION   No
(2) ROSEMARY KEANE EMPLOYEE/FAMILY MEMBER OF CURRENT OFFICER 60,330 COMPENSATION   No
(3) BHARAT ANAND EMPLOYEE/FAMILY MEMBER OF KEY EMPLOYEE 349,186 COMPENSATION   No
(4) WILMERHALE
  		EMPLOYER OF DIRECTOR 1,365,677 LEGAL SERVICES   No
(5) SUGARMAN ROGERS BARSHAK
  		EMPLOYER OF FAMILY MEMBER 717,787 LEGAL SERVICES   No
(6) STAPLES INC
  		HARVARD OFFICER IS A STAPLES DIRECTOR 501,221 OFFICE SUPPLIES   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 52    
2 Art—Historical treasures .        
3 Art—Fractional interests .. X 1    
4 Books and publications ..      
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 1,145 108,057,586 MEAN MKT VALUE
10 Securities—Closely held stock . X 7 10,521,426 APPRAISED VALUE/FMV
11 Securities—Partnership, LLC,
or trust interests .... 		X 4 28,046,731 APPRAISED VALUE/FMV
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential . X 1 942,865 APPRAISED VALUE/FMV
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 5    
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ...... X 1    
22 Historical artifacts ....        
23 Scientific specimens .. X 1    
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( AUCTION ) X 11    
26 Other Right pointing arrow large image ( EQUIPMENT ) X 5    
27 Other Right pointing arrow large image ( ARCHIVAL RECORDS/BOOKS ) X 13    
28 Other Right pointing arrow large image ( VARIOUS OTHER ) X 4 116,625 CASH SURRENDER VALUE/FMV
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
34
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2012)
Schedule M (Form 990) (2012)
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): SCHEDULE M, PART I, COLUMN (B): THE UNIVERSITY IS REPORTING A COMBINATION OF BOTH THE NUMBER OF CONTRIBUTIONS AND THE NUMBER OF ITEMS RECEIVED.
THIRD PARTY USE: PART I, LINE 32B: SCHEDULE M, LINE 32B: THIRD PARTIES, SUCH AS AUCTION HOUSES OR BROKERS, MAY BE USED TO SELL NON-CASH CONTRIBUTIONS FOR THE UNIVERSITY, BUT NOT TO PROCESS OR SOLICIT ANY CONTRIBUTIONS FOR THE UNIVERSITY.
NON REPORTING OF REVENUE: PART I, LINE 33: WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS: SFAS 116 PROVIDES THAT CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS THAT ARE HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. THE UNIVERSITY DOES NOT REPORT REVENUES FOR GIFTS-IN-KIND INTENDED FOR DISPLAY OR IMMATERIAL AMOUNTS. THE FOLLOWING IS THE TEXT OF THE FOOTNOTE DESCRIBING COLLECTIONS FROM THE UNIVERSITY'S FINANCIAL STATEMENTS: "THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES HOUSES PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICES. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES." NOT ALL GIFTS ARE ART GIVEN WITH THE INTENTION OF BEING DISPLAYED. THERE MAY BE INSTANCES WHERE A GIFT OF ART IS MADE WITH THE PURPOSE OF BEING SOLD AND THE PROCEEDS BENEFITING A SPECIFIC PURPOSE OR UNIT AT THE UNIVERSITY. IN SUCH CASES, THE SALE PROCEEDS WOULD BE RECORDED AS GIFT REVENUE AT THE TIME OF SALE. SCHEDULE M, LINE 33: OTHER NONCASH CONTRIBUTIONS: CERTAIN NONCASH CONTRIBUTIONS LISTED IN PART I HAVE NOT REPORTED AN AMOUNT IN PART I, COLUMN (C). NO AMOUNT IS REPORTED FOR THESE CONTRIBUTIONS EITHER BECAUSE THEY ARE INTENDED FOR DISPLAY, AS DISCUSSED ABOVE, OR BECAUSE THE VALUE OF THE NONCASH CONTRIBUTION IS IMMATERIAL.
Schedule M (Form 990) (2012)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Identifier Return Reference Explanation
ORGANIZATION MISSION STATEMENT FORM 990, PART I, LINE 1 SIGNIFICANT ACTIVITIES: UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC DOMAINS
  FORM 990, PART I, LINE 6, VOLUNTEERS: HARVARD IS FORTUNATE TO BENEFIT FROM THE SERVICES OF VOLUNTEERS ACROSS ITS NUMEROUS SCHOOLS, DEPARTMENTS, AND PROGRAMS. WHILE HARVARD DOES NOT TRACK OR ELSEWHERE REPORT THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THIS FIGURE EXCEEDS 23,000.
  FORM 990, PART I, LINE 5, TOTAL NUMBER OF INDIVIDUALS EMPLOYED: AS REQUIRED BY THE FORM 990 INSTRUCTIONS, THE NUMBER REPORTED ON PART I, LINE 5 REPRESENTS THE TOTAL NUMBER OF FORMS W-2 PRODUCED BY THE UNIVERSITY DURING CALENDAR YEAR 2012. THIS INCLUDES PAYMENTS FOR WORK STUDY AND CERTAIN TEACHING FELLOWS, AS WELL AS SHORT-TERM EMPLOYMENT. THE TOTAL HEAD COUNT FOR FACULTY AND STAFF AS REPORTED ON THE HARVARD UNIVERSITY FACT BOOK FOR OCTOBER 31, 2012 WAS 17,149.
  FORM 990, PART VI, SECTION A, LINE 7B GOVERNANCE DECISIONS: CERTAIN ACTIONS OF THE HARVARD CORPORATION, SUCH AS THE ELECTION OF NEW CORPORATION MEMBERS, THE CONFERRAL OF DEGREES, AND AMENDMENTS TO THE UNIVERSITY STATUTES, ARE SUBJECT TO THE CONSENT OF THE UNIVERSITY'S BOARD OF OVERSEERS.
  FORM 990, PART VI, SECTION B, LINE 11 REVIEW PROCESS: THE FORM 990 WAS REVIEWED BY THE UNIVERSITY'S TAX RETURN REVIEW COMMITTEES, COMPRISING SENIOR FINANCE STAFF AND INTERNAL AND EXTERNAL COUNSEL. FORM 990 WAS ALSO REVIEWED BY THE UNIVERSITY'S JOINT COMMITTEE ON INSPECTION, CONSISTING OF MEMBERS OF THE HARVARD CORPORATION AND THE BOARD OF OVERSEERS. THE FINAL FORM 990 WAS PROVIDED TO THE ENTIRE HARVARD CORPORATION BEFORE IT WAS FILED.
  FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY: ANNUALLY, THE UNIVERSITY'S OFFICE OF THE GENERAL COUNSEL DISTRIBUTES A COPY OF THE HARVARD UNIVERSITY POLICY ON CONFLICTS OF INTEREST AND COMMITMENT FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS, AND AN ANNUAL DISCLOSURE FORM, TO THE INDIVIDUALS SUBJECT TO THE POLICY. THE COMPLETED FORMS ARE REVIEWED BY THE OFFICE OF THE GENERAL COUNSEL. A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE GOVERNING BOARDS FOR THE UNIVERSITY'S GOVERNING BODY. THE COMPLETED DISCLOSURE FORMS OF MEMBERS OF THE GOVERNING BODY ARE REVIEWED BY BOTH THE OFFICE OF THE GENERAL COUNSEL AND THE SECRETARY OF THE UNIVERSITY.
  FORM 990, PART VI, SECTION B, LINE 15 AND SCHEDULE J, PART I, LINE 3: COMPENSATION REVIEW PROCESS: THE FOLLOWING IS A DESCRIPTION OF THE ANNUAL COMPENSATION REVIEW PROCESS. THE MOST RECENT REVIEW CONDUCTED PRIOR TO THE CLOSE OF THE FISCAL YEAR 2013 OCCURED IN MAY 2013. THE OFFICE OF HUMAN RESOURCES INITIATES AN ANNUAL REVIEW PROCESS TIMED SO THAT A FINAL REVIEW CAN BE CONDUCTED BY THE HARVARD CORPORATION DURING ITS APRIL/MAY MEETING. ALL INTERNAL REVIEWS AND NEW SALARY RECOMMENDATIONS ARE CONDUCTED IN ADVANCE OF THE CORPORATION MEETING, GENERALLY INCLUDING RECOMMENDATION BY THE PRESIDENT OF COMPENSATION OTHER THAN THE PRESIDENT'S OWN. THE PROVOST AND THE EXECUTIVE VICE PRESIDENT ADDITIONALLY PROVIDE RECOMMENDATIONS ON THOSE INDIVIDUALS FOR WHOM THEY HAVE ORGANIZATIONAL RESPONSIBILITY, SUBJECT TO THE APPROVAL OF THE PRESIDENT. DURING THE MEETING, THE CORPORATION, WHICH IN FULL SERVES AS THE COMPENSATION COMMITTEE, REVIEWS EACH OF THE PRESIDENT'S PROPOSALS FOR FINAL APPROVAL. THE PRESIDENT DOES NOT PARTICIPATE IN THE DELIBERATIONS OR THE VOTE ON THE PRESIDENT'S OWN COMPENSATION. ALL VOTES ARE MEMORIALIZED IN MINUTES AND PRESERVED, TOGETHER WITH ALL BACKGROUND DATA AND MATERIALS PROVIDED BY THE OFFICE OF HUMAN RESOURCES. THIS ANNUAL REVIEW PROCESS INCLUDES THE COMPILATION OF APPROPRIATE COMPARABILITY COMPENSATION DATA FOR EACH POSITION INCLUDED IN THE REVIEW. FOR THIS PURPOSE, THE PRINCIPAL SOURCE OF SUCH DATA IS AN ANNUAL REPORT PROVIDED BY AN OUTSIDE CONSULTANT. ADDITIONAL COMPARABILITY DATA FOR REVIEW OF THE PRESIDENT'S COMPENSATION HAS BEEN DRAWN FROM A SECOND EXTERNAL SOURCE THAT IS COMPILED ANNUALLY AND FROM PUBLICLY AVAILABLE FORM 990 INFORMATION. THE INDIVIDUALS TO WHOM THE PROCESS IS APPLIED ARE THE FOLLOWING: 1. THE OFFICERS OF THE UNIVERSITY, INCLUDING THE PRESIDENT, PROVOST, SECRETARY, EXECUTIVE VICE PRESIDENT, AND ALL VICE PRESIDENTS; 2. THE DEANS OF THE FACULTIES; 3. CERTAIN OTHER SENIOR UNIVERSITY PERSONNEL
  FORM 990, PART VI, SECTION C, LINE 19 PUBLIC DOCUMENTS: HARVARD UNIVERSITY MAKES ITS ANNUAL FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. HARVARD'S CONFLICT OF INTEREST POLICY IS AVAILABLE ON HARVARD'S INTRANET, ACCESSIBLE TO MEMBERS OF THE HARVARD COMMUNITY. HARVARD'S PUBLIC CHARTER IS AVAILABLE UPON REQUEST.
  FORM 990, PART VII, LINE 1A, COLUMN (B), AVERAGE HOURS PER WEEK: THE UNIVERSITY DOES NOT TRACK HOURS WORKED BY TRUSTEES, OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES. THE AVERAGE HOURS WORKED REPORTED ON PART VII, COLUMN (B) ARE ESTIMATES, WITH 60 HOURS PER WEEK AS AN APPROXIMATION FOR FULL-TIME EMPLOYMENT. THE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS REPRESENTS AN ESTIMATE OF TIME THE INDIVIDUAL SPENDS IN HIS/HER CAPACITY AS A MEMBER OF THE BOARD OF DIRECTORS OF HARVARD AFFILIATES.
ALLOCATION OF EXPENSES FORM 990, PART IX, STATEMENT OF FUNCTIONAL EXPENSES BEGINNING IN THE TAX YEAR ENDED JUNE 30, 2013, THE UNIVERSITY REFINED ITS PROCESS OF ALLOCATING EXPENSES AMONG PROGRAM SERVICES, MANAGEMENT AND GENERAL, AND FUNDRAISING. THE SHIFT DOES NOT REPRESENT A GENERAL CHANGE IN SPENDING PRACTICES.
  FORM 990, PART X, LINE 33, NET ASSETS: AS REPORTED IN THE UNIVERSITY'S FY13 FINANCIAL STATEMENTS, THE UNIVERSITY HAS CONSOLIDATED CERTAIN NON-CONTROLLING INTERESTS RELATING TO ITS INVESTMENTS IN REAL ASSETS UNDER ASU 2010-7. THESE NON-CONTROLLING INTERESTS REPRESENT THE PORTION OF THE REAL ASSETS NOT CONTROLLED BY THE UNIVERSITY, BUT REQUIRED TO BE PRESENTED ON THE UNIVERSITY'S BALANCE SHEET UNDER GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. THESE INTERESTS WERE $453.9 MILLION AS OF JUNE 30, 2013.
CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: NON-CONTROLLING INTERESTS IN REAL ASSET INVESTMENTS -616,196,000. CHANGES IN POST-RETIREMENT HEALTH BENEFITS 389,845,456. TRANSFERS TO AFFILIATED ORGANIZATIONS -75,112,987. OTHER CHANGES IN NET ASSETS -38,651,344.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Employer identification number

04-2103580
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) BEAU GESTE XXV LLC
C/O HRES 1350 MASS AVE
CAMBRIDGE,MA02138
20-2138990 		REAL ESTATE MA 22,695,283 67,889,405 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
(2) FIELD COURSE LLC
1209 ORANGE ST C/O THE CORP TRUST C
WILMINGTON,DE19801
00-1069145 		ACADEMIC DE 35,514 69,723 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
(3) HARVARD INTERNATIONAL LLC
1350 MASS AVE STE 980
CAMBRIDGE,MA02138
00-0968923 		INTERNATIONAL SUPPORT MA 0 5,283 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
(4) HARVARD UNIVERSITY BEACON YARDS LLC
1033 MASS AVE 3RD FL
CAMBRIDGE,MA02138
03-0517218 		REAL ESTATE MA 0 79,819,978 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 




Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) BLUE MARBLE HOLDINGS CORP

600 ATLANTIC AVE

BOSTON,MA02210
23-7014581 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(2) DEMETER HOLDINGS CORPORATION

600 ATLANTIC AVE

BOSTON,MA02210
04-3044742 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(3) HARVARD MANAGEMENT COMPANY INC

600 ATLANTIC AVE

BOSTON,MA02210
23-7361259 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(4) HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION

600 ATLANTIC AVE

BOSTON,MA02210
04-3070522 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(5) HARVARD PRIVATE CAPITAL HOLDINGS INC

600 ATLANTIC AVE

BOSTON,MA02210
04-3070519 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(6) HARVARD PRIVATE CAPITAL REALTY INC

600 ATLANTIC AVE

BOSTON,MA02210
22-3138409 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(7) PHEMUS CORPORATION

600 ATLANTIC AVE

BOSTON,MA02210
04-2997367 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(8) SHIPPING VENTURE CORPORATION

600 ATLANTIC AVE

BOSTON,MA02210
04-3263656 		INVESTMENT MANAGEMENT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(9) AMERICAN REPERTORY THEATRE COMPANY INC

62 BRATTLE ST

CAMBRIDGE,MA02138
04-2665867 		PERFORMING ARTS MA 501(C)(3) 9 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(10) ASSOC D ROCKEFELLER CTR DE UNIV DE HVD

AVENIDA PAULISTA 1337 17 ANDAR CJ
SAO PAULO,SAO PAULO  
BR
EDUCATION BR FOREIGN/EXEMPT ENTIT   PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(11) CENTRE RECHERCHE EUROPEEN DE LA HBS

62 RUE FRANCOIS 1ER
PARIS    
FR
RESEARCH SUPPORT FR FOREIGN/EXEMPT ENTIT   PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(12) DOYUKAI FUND FOR HARVARD INC

C/O ROPES GRAY LLP 800 BOYLSTON ST

BOSTON,MA02199
04-3478889 		RESEARCH SUPPORT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(13) DUBAI HARVARD FND FOR MED RSCH INC

401 PARK DR

BOSTON,MA02215
52-2446955 		EDUCATION AND RESEARCH MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(14) EDX INC

141 PORTLAND ST 9TH FL

CAMBRIDGE,MA02139
46-0807740 		EDUCATION MA 501(C)(3) 11,TYPE I N/A
 
No
(15) ENDOWMENT FOR RESEARCH IN HUMAN BIOLOGY INC

160 FEDERAL ST

BOSTON,MA02115
04-2702030 		RESEARCH MA 501(C)(3) 11,TYPE III-NFI PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(16) FUNDACION CENTRO DE INVESTIGACION DE LA ESCUELA DE ADMIN DE EMPRESA

CERRITO 1320 PISO 11
BUENOS AIRES    
AR
RESEARCH SUPPORT AR FOREIGN/EXEMPT ENTIT N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(17) GIOVANNI ARMENISE-HVD FDN FOR SCI RSCH INC

HMS C/O DEAN OF FAC OF MED

BOSTON,MA02115
04-3293162 		RESEARCH SUPPORT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(18) HANSJORG WYSS INST FOR BIOLOGICALLY INSPIRED ENGINEERING AT HARVARD U INC

3 BLACKFAN CIRCLE 5TH FL CLSB

BOSTON,MA02115
30-0773387 		RESEARCH MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(19) HARVARD BUSINESS SCHOOL INTERACTIVE INC

C/O HBS SOLDIERS FIELD RD

BOSTON,MA02163
04-3395140 		EXECUTIVE EDUCATION MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(20) HARVARD BUSINESS SCHOOL PUBLISHING CORP

300 NORTH BEACON ST

WATERTOWN,MA02472
04-3177990 		PUBLISHING MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(21) HARVARD DEDICATED ENERGY LTD

1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
03-0425512 		ELECTRICITY PURCHASING MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(22) HARVARD GLOBAL RSCH AND SUPPORT SVCS INC

14 STORY ST 3RD FL

CAMBRIDGE,MA02138
45-4535664 		GLOBAL SUPPORT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(23) HARVARD MAGAZINE INC

7 WARE ST

CAMBRIDGE,MA02138
04-6112308 		PUBLISHING MA 501(C)(3) 11,TYPE III-FI PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(24) HARVARD MEDICAL CENTER

25 SHATTUCK ST

BOSTON,MA02115
04-2213292 		MEDICAL EDUCATION MA 501(C)(3) 11,TYPE I N/A
 
No
(25) HARVARD NEURODISCOVERY CENTER INC

25 SHATTUCK ST

BOSTON,MA02115
31-1745145 		RESEARCH SUPPORT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(26) HARVARD REAL ESTATE - ALLSTON INC

1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
04-3373410 		TITLE HOLDING COMPANY MA 501(C)(25) N/A PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(27) HARVARD REAL ESTATE INC

1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
04-2649303 		REAL ESTATE BROKERAGE MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(28) HARVARD-YENCHING INSTITUTE

VANSERG HALL STE 20 25 FRANCIS AVE

CAMBRIDGE,MA02138
04-2062394 		EDUCATION MA 501(C)(3) 11,TYPE I N/A
Yes
 
(29) ION INC

C/O HARVARD UNIVERSITY 1350 MASS AV

CAMBRIDGE,MA02138
22-3032677 		RESEARCH MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(30) LONGWOOD MEDICAL ENERGY COLLABORATIVE INC

160 LONGWOOD AVE

BOSTON,MA02115
04-3476764 		MEDICAL EDUCATION AND RESEARCH MA 501(C)(3) 11,TYPE I N/A
 
No
(31) MASSACHUSETTS GREEN HIGH PERFORMANCE COMPUTING CENTER INC

100 BIGELOW ST

HOLYOKE,MA01040
27-3014805 		RESEARCH MA 501(C)(3) 11,TYPE I N/A
 
No
(32) MGHPCC HOLYOKE INC

100 BIGELOW ST

HOLYOKE,MA01040
45-2257442 		RESEARCH MA 501(C)(3) 11,TYPE I N/A
 
No
(33) PUTNAM SQUARE APARTMENTS INC

C/O HRES 1350 MASS AVE

CAMBRIDGE,MA02138
04-6251287 		REAL ESTATE MA 501(C)(3) 9 PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(34) RED TOP INC

MURR CTR 65 NORTH HARVARD ST

BOSTON,MA02163
51-0189788 		ATHLETICS CT 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(35) STUDENT CLUBS OF HBS INC

SOLDIERS FIELD RD

BOSTON,MA02163
57-1152691 		STUDENT SUPPORT MA 501(C)(3) 11,TYPE I PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
(36) THE CARL J SHAPIRO INSTITUTE

330 BROOKLINE AVE

BOSTON,MA02215
04-3326928 		MEDICAL EDUCATION AND RESEARCH MA 501(C)(3) 11,TYPE I N/A
 
No
(37) TRUSTEES FOR HARVARD UNIVERSITY

1033 MASS AVE 3RD FL

CAMBRIDGE,MA02138
53-0199180 		EDUCATION DC 501(C)(3) 11,TYPE II PRESIDENT AND FELLOWS OF HARVARD COLLEGE
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) ALCION REAL ESTATE PARTNERS II LP

ONE POST OFFICE SQ STE 4100
BOSTON,MA02109
26-3400946 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 2,505,321 129,175,111   No -899,863   No 99.500 %
(2) ALCION REAL ESTATE PARTNERS LP

ONE POST OFFICE SQ STE 4100
BOSTON,MA02109
20-1973523 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 3,009,770 128,917,865   No 825,523   No 93.930 %
(3) ALPINE APARTMENTS LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
90-0908453 		INVESTMENTS DE IEC ATLANTIC III LLC
  		EXCLUDED 40,582 5,138,459   No     No 79.000 %
(4) AMERRA AGRI OPPORTUNITY FUND LP

1185 AVENUE OF THE AMERICAS 18TH FL
NEW YORK,NY10036
27-3310646 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		EXCLUDED 7,889,321 72,809,250   No 134,772   No 98.750 %
(5) ATLANTIC EAE LLC

C/O AE REAL ESTATE HOLDINGS LLC 106
NEW YORK,NY10024
36-4743445 		INVESTMENTS DE ATLANTIC WFH INVESTOR LLC
  		EXCLUDED   27,340,393   No     No 90.900 %
(6) ATLANTIC TORONTO LP

C/O HMC INC 600 ATLANTIC AVENUE
BOSTON,MA02210
35-2384789 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 1,393,527 18,203,772   No     No 100.000 %
(7) BAYNORTH HPCH LLC

ONE FINANCIAL CENTER FL 23
BOSTON,MA02111
20-5305576 		INVESTMENTS DE HARVARD PRIVATE CAPITAL HOLDINGS INC
  		EXCLUDED 383,009     No -39,759   No 100.000 %
(8) BAYNORTH REALTY FUND IV GP LP

200 CLARENDON ST 54TH FL
BOSTON,MA02116
04-3423448 		INVESTMENTS MA HARVARD INVESTMENT ASSOCIATES
  		EXCLUDED 1,360,109     No     No 81.040 %
(9) BAYNORTH REALTY FUND IV LP

200 CLARENDON ST 54TH FL
BOSTON,MA02116
04-3423446 		INVESTMENTS MA HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED -2,532,905 7,439,552   No     No 83.290 %
(10) BAYNORTH REALTY FUND V LP

200 CLARENDON ST 54TH FL
BOSTON,MA02116
04-3537051 		INVESTMENTS MA HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED -1,396,811 10,641,696   No 71,529   No 60.590 %
(11) B-BROOK-B SARL

20 RUE DE LA POSTE L-2346
LU
98-0558809 		INVESTMENTS LU HB CAYMAN LIMITED
  		EXCLUDED 300,553 7,184   No     No 54.420 %
(12) BH INVESTMENTS FUND LLC

655 THIRD AVENUE - 11TH FL
NEW YORK,NY10017
04-3070522 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		EXCLUDED 8,971,713 144,988,434   No     No 100.000 %
(13) BLUE ATLANTIC ACQUISITION GROUP II LLC

111 SOUTH WACKER DR STE 3300
CHICAGO,IL60606
90-0909419 		INVESTMENTS DE ATLANTIC STUDENT HOUSING LLC
  		EXCLUDED   690,203   No     No 98.000 %
(14) BLUE ATLANTIC ACQUISITION GROUP LLC

111 SOUTH WACKER DR STE 3300
CHICAGO,IL60606
27-4668306 		INVESTMENTS DE ATLANTIC STUDENT HOUSING LLC
  		EXCLUDED 4,386,238 46,646,156   No     No 98.000 %
(15) BPR CO-INVESTOR LLC

645 MADISON AVENUE 18TH FL
NEW YORK,NY10022
20-8376342 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 2,434,134 20,332,941   No     No 100.000 %
(16) BUCKINGHAM ATLANTIC LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-4154784 		INVESTMENTS DE IEC ATLANTIC II LLC
  		EXCLUDED -46,843 5,943,898   No     No 78.400 %
(17) CAPITAL PARTNERS (2) US TAX EXEMPT INVESTORS FUND LP

LEVEL 8 AURORA PLACE 88 PHILLIP ST
SYDNEY   NSW 2000
AS
98-0542678 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 9,281,141 137,455   No     No 100.000 %
(18) CARMEL HOUSE APARTMENTS LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
46-1377243 		INVESTMENTS DE IEC ATLANTIC III LLC
  		EXCLUDED 213,282 17,274,417   No     No 92.830 %
(19) CHEROKEE INVESTMENT PARTNERS III PARALLEL FUND LP

111 E HARGETT ST STE 300
RALEIGH,NC27601
71-0890767 		INVESTMENTS DE HPC CHEROKEE VENTURES LLC
  		EXCLUDED 1,326,743 10,171,315   No     No 53.050 %
(20) COMPOSITION CAPITAL ASIA FUND II CV

WORLD TRADE CENTER AMSTERDAM ZUIDP
AMSTERDAM   1077 XV
NL
98-0563996 		INVESTMENTS NL COMPOSITION CAPITAL ASIA II FEEDER CV
  		EXCLUDED 3,072,119 55,036,140   No     No 58.390 %
(21) COMTEL TELECOM ASSETS LP

200 CLARENDON ST
BOSTON,MA02116
20-3237782 		INVESTMENTS TX COMTEL ASSETS CORP
  		EXCLUDED 1,092,780 13,580,839   No     No 67.180 %
(22) CORAL SENIOR HOUSING LLC

975 F ST NW 9TH FL
WASHINGTON,DC20004
27-3934030 		INVESTMENTS DE CORAL LIVING LLC
  		EXCLUDED 544,872 85,398,525   No     No 99.510 %
(23) CORE EM DIVERSIFIED EQUITY FUND LLC

C/O HMC INC 600 ATLANTIC AVENUE
BOSTON,MA02210
46-0711788 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		EXCLUDED 4,254,715 128,686,374   No     No 100.000 %
(24) CREEKSIDE GLEN APARTMENTS LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
46-1384936 		INVESTMENTS DE IEC ATLANTIC III LLC
  		EXCLUDED 279,531 26,485,438   No     No 92.830 %
(25) CROSSPOINT TECHNOLOGY HOLDINGS LLC

300 THIRD AVENUE STE 2
WALTHAM,MA02451
04-3520886 		INVESTMENTS DE CHARLESBANK REALTY FUND IV LP
  		EXCLUDED 1,236,166 10,169,636   No     No 74.960 %
(26) CYPRESS CREEK APARTMENTS LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
46-1403554 		INVESTMENTS DE IEC ATLANTIC III LLC
  		EXCLUDED 171,875 16,018,918   No     No 92.830 %
(27) CYPRESS REALTY IV LIMITED PARTNERSHIP

301 CONGRESS AVE STE 500
AUSTIN,TX78701
74-3000106 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		EXCLUDED 399,041 7,494,014   No     No 51.630 %
(28) DENHAM COMMODITY PARTNERS FUND II LP

200 CLARENDON ST 25TH FL
BOSTON,MA02116
77-0644776 		INVESTMENTS DE HARVARD PRIVATE CAPITAL HOLDINGS INC
  		EXCLUDED 7,906,298 136,100,129   No     No 82.530 %
(29) DENHAM COMMODITY PARTNERS FUND III LP

200 CLARENDON ST 25TH FL
BOSTON,MA02116
56-2502675 		INVESTMENTS DE HARVARD PRIVATE CAPITAL HOLDINGS INC
  		EXCLUDED 8,951,529 59,068,484   No     No 77.130 %
(30) DENHAM COMMODITY PARTNERS FUND LP

200 CLARENDON ST 25TH FL
BOSTON,MA02116
20-1256865 		INVESTMENTS DE PHEMUS CORPORATION
  		EXCLUDED 822,526 3,063,074   No     No 81.390 %
(31) DEVONIAN LLC

C/O HMC INC 600 ATLANTIC AVENUE
BOSTON,MA02110
90-0721046 		INVESTMENTS DE MEDOWLARK LLC
  		UNRELATED 4,040,587 129,819,082   No 3,307,036   No 99.910 %
(32) DS CO-INVESTORS LLC

C/O WESTBROOK PARTNERS 3300 PGA BLV
PALM BEACH GARDENS,FL33410
55-0911808 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED -1,958,735 96,165,384   No     No 50.000 %
(33) EMBARCADERO CAPITAL INVESTORS LP

1301 SHOREWAY RD STE 250
BELMONT,CA94002
05-0556547 		INVESTMENTS DE ATLANTIC PACIFIC REALTY INC
  		EXCLUDED -5,778,757 39,954,434   No     No 84.640 %
(34) EMERGING COUNTRIES OPPORTUNITY MASTER FUND LP

68 FORT ST PO BOX 705GT
  GRAND CAYMANKY1-1107
CJ
98-0548448 		INVESTMENTS CJ EMERGING COUNTRIES OPPORTUNITY FUND LTD
  		EXCLUDED   71,498   No     No 94.080 %
(35) GBE INVESTMENTS LP

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ BLUE MARBLE HOLDINGS CORP
  		EXCLUDED -3,937,298 160,451,758   No     No 98.700 %
(36) GERRITY ATLANTIC RETAIL PARTNERS LLC

977 LOMAS SANTA FE DR STE A
SOLANA BEACH,CA92075
27-4257497 		INVESTMENTS DE ATLANTIC RETAIL WEST LLC
  		EXCLUDED 4,026,406 123,964,999   No     No 99.220 %
(37) GREENFIELD BLR FINANCE PARTNERS LP

50 NORTH WATER ST
SOUTH NORWALK,CT06854
27-4267038 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		EXCLUDED 299,072 475,403   No     No 69.100 %
(38) GREENFIELD BLR PARTNERS LP

50 NORTH WATER ST
SOUTH NORWALK,CT06854
20-1221910 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		EXCLUDED 27,038 8,233   No     No 69.100 %
(39) GREENHAVEN APARTMENTS LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
27-4746803 		INVESTMENTS DE IEC ATLANTIC I LLC
  		EXCLUDED -425,525 33,491,745   No     No 91.630 %
(40) HARVARD COMMINGLED ACCOUNT

C/O HMC INC 600 ATLANTIC AVE
BOSTON,MA02210
04-3344621 		INVESTMENTS MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		EXCLUDED 367,953,544 2,715,032,252   No   Yes   95.440 %
(41) HARVARD CV LLC

1033 MASS AVE 3RD FL
CAMBRIDGE,MA02138
80-0641747 		REAL ESTATE MA HARVARD REAL ESTATE CV INC
  		EXCLUDED   88,496,907   No     No 99.000 %
(42) HARVARD INVESTMENT ASSOCIATES

C/O HMC INC 600 ATLANTIC AVENUE
BOSTON,MA02110
04-3507407 		INVESTMENTS DE HARVARD PRIVATE CAPITAL HOLDINGS INC
  		EXCLUDED 8,734,651 44,187,975   No 32,426 Yes   100.000 %
(43) HB INSTITUTIONAL LIMITED PARTNERSHIP

10 ST JAMES AVE STE 1700
BOSTON,MA02116
04-3425685 		INVESTMENTS MA HARVARD PRIVATE CAPITAL HOLDINGS INC
  		EXCLUDED 153,691,967 2,071,685,594   No 3,902,343   No 98.530 %
(44) HFMM 770 BAY LP

250 YONGE ST STE 2400
TORONTO,ONM5B 2M6
CA
INVESTMENTS CA ALCION REAL ESTATE PARTNERS LP
  		EXCLUDED 35,770 138,408   No     No 93.930 %
(45) HFMM LP

4711 YONGE STM STE 1400
TORONTO,ONM2N 7E4
CA
INVESTMENTS CA ALCION REAL ESTATE PARTNERS LP
  		EXCLUDED -2,176,737 19,531,088   No     No 93.930 %
(46) IEC ATLANTIC I LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
27-3609237 		INVESTMENTS DE ATLANTIC MULTIFAMILY HOUSING LLC
  		EXCLUDED 631,809 58,858,490   No     No 98.000 %
(47) IEC ATLANTIC II LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
37-1657369 		INVESTMENTS DE ATLANTIC MULTIFAMILY HOUSING LLC
  		EXCLUDED -8,286 90,942,773   No     No 98.000 %
(48) IEC ATLANTIC III LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
32-0390438 		INVESTMENTS DE ATLANTIC MULTIFAMILY HOUSING LLC
  		EXCLUDED 678,426 64,044,817   No     No 98.750 %
(49) IEC BREAKWATER LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-4447102 		INVESTMENTS DE IEC ATLANTIC II LLC
  		EXCLUDED 135,789 17,354,434   No     No 88.200 %
(50) IEC HIDDEN CREEK LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-3083079 		INVESTMENTS DE IEC ATLANTIC I LLC
  		EXCLUDED -321,054 16,663,205   No     No 78.400 %
(51) IEC JEFFERSON 2 LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-5466161 		INVESTMENTS DE IEC ATLANTIC II LLC
  		EXCLUDED 20,428 2,232,683   No     No 83.300 %
(52) IEC JEFFERSON LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-3679129 		INVESTMENTS DE IEC ATLANTIC I LLC
  		EXCLUDED -54,401 3,747,550   No     No 78.400 %
(53) IEC NINTH AVENUE LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-5466236 		INVESTMENTS DE IEC ATLANTIC II LLC
  		EXCLUDED 14,715 1,805,899   No     No 83.300 %
(54) IRON POINT CO-INVESTMENT I LLC

201 MAIN ST STE 2300
FORT WORTH,TX76102
45-4748900 		INVESTMENTS DE ATLANTIC T5 HOLDINGS LLC
  		EXCLUDED 19 90,415,307   No     No 80.000 %
(55) IRON POINT REAL ESTATE PARTNERS - TE (H) LP

201 MAIN ST STE 2300
FORT WORTH,TX76102
26-0526961 		INVESTMENTS TX HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 936,196 73,050,444   No -332,743   No 73.490 %
(56) IRON POINT REAL ESTATE PARTNERS II- TE (H) LP

201 MAIN ST STE 2300
FORT WORTH,TX76102
45-2502061 		INVESTMENTS DE ATLANTIC IP HOLDINGS LLC
  		UNRELATED -32,462 22,917,393   No -254,774   No 99.560 %
(57) ISLA VISTA ACQUISITION GROUP LLC

111 SOUTH WACKER DR STE 3300
CHICAGO,IL60606
27-2436234 		INVESTMENTS DE ATLANTIC STUDENT HOUSING LLC
  		EXCLUDED 3,430,000 23,521,405   No     No 70.000 %
(58) KLEINER PERKINS CAUFIELD & BYERS VI LP

2750 SAND HILL ROAD
MENLO PARK,CA94025
94-3157816 		INVESTMENTS CA PHEMUS CORPORATION
  		EXCLUDED -339,045     No     No 70.180 %
(59) LIQUID REALTY PARTNERS IV (PF1) LP

199 E LINDA MESA AVE 10
DANVILLE,CA94526
26-0346359 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 455,955 42,379,689   No 39,135   No 100.000 %
(60) LIQUID REALTY PARTNERS IV INVESTMENT AIV (PF1) LP

199 E LINDA MESA AVE 10
DANVILLE,CA94526
26-0489609 		INVESTMENTS DE LIQUID REALTY PARTNERS IV TAX EXEMPT (PF1) LIMITED
  		EXCLUDED       No     No 100.000 %
(61) LIQUID REALTY PARTNERS IV INVESTMENTS II AIV (PF1) LP

199 E LINDA MESA AVE 10
DANVILLE,CA94526
26-1508955 		INVESTMENTS DE LIQUID REALTY PARTNERS IV TAX EXEMPT (PF1) II LP
  		EXCLUDED       No     No 100.000 %
(62) LIQUID REALTY PARTNERS IV TAX EXEMPT (PF1) LP

199 E LINDA MESA AVE 10
DANVILLE,CA94526
26-0489545 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 392,999 11,906,724   No     No 100.000 %
(63) LUBERT ADLER CAPITAL REAL ESTATE FUND II LP

2929 ARCH ST CIRA CENTRE
PHILADELPHIA,PA19104
52-2106761 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		UNRELATED 1,416,517 3,445,538   No 1,516,253   No 62.310 %
(64) LUBERT ADLER CAPITAL REAL ESTATE OPPORTUNITY FUND LP

2929 ARCH ST CIRA CENTRE
PHILADELPHIA,PA19104
22-3526698 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 64,426     No     No 77.750 %
(65) LUBERT-ADLER CAPITAL REAL ESTATE FUND III LP

2929 ARCH ST CIRA CENTRE
PHILADELPHIA,PA19104
52-2279515 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		UNRELATED -6,309,685 31,482,005   No -5,784,818   No 77.880 %
(66) MCRB LLC

152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
46-1235435 		INVESTMENTS DE SAPPHIRE HOSPITALITY LLC
  		EXCLUDED   47,143,058   No     No 74.900 %
(67) MCRS LLC

152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
27-3637201 		INVESTMENTS MA SAPPHIRE HOSPITALITY LLC
  		EXCLUDED 4,850,434 100,339,513   No     No 85.900 %
(68) NORTH IDAHO APARTMENTS LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
27-4596307 		INVESTMENTS DE IEC ATLANTIC I LLC
  		EXCLUDED 1,488,994 26,901   No     No 91.630 %
(69) OLD LANE HMA MASTER FUND LP

PO BOX 309 UGLAND HOUSE S CHURCH
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0487260 		INVESTMENTS CJ OLD LANE HMAFF LP
  		EXCLUDED -1,626,932 5,364,178   No     No 99.690 %
(70) PATIO GARDENS LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-5311665 		INVESTMENTS DE IEC ATLANTIC II LLC
  		EXCLUDED 308,085 19,580,763   No     No 83.300 %
(71) PINO LLC

AVDA SANTA MARIA NO 6350 PISO 3
VITACURA,SANTIAGO  
CI
32-0302061 		INVESTMENTS DE PHEMUS CORPORATION
  		EXCLUDED -1,715     No     No 100.000 %
(72) PM CO-INVESTORS LLC

C/O WESTBROOK PARTNERS 3300 PGA BLV
PALM BEACH GARDENS,FL33410
20-4291862 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED 82,142     No     No 50.000 %
(73) PUTNAM SQUARE APTS CO LP

C/O HRES 1350 MASS AVE
CAMBRIDGE,MA02138
04-3183446 		REAL ESTATE MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		EXCLUDED 600,004 3,226,406   No     No 99.000 %
(74) ROUND TABLE ASSET RECOVERY MASTER FUND LTD

WINDWARD I 2ND FL REGATTA OFFICE
    KY1 1205
CJ
98-0550169 		INVESTMENTS CJ ROUND TABLE ASSET RECOVERY INTERMEDIATE FUND LTD
  		EXCLUDED 55,304,185 185,403,472   No     No 70.810 %
(75) SILK ROAD HOLDING PTE LTD

6 BATTERY ROAD 112-01
    049909
SN
INVESTMENTS SN PEARL RETAIL INC
  		EXCLUDED 4,760,420 60,178,195   No     No 50.000 %
(76) SOIL INNOVATIONS LLC

AV DR CARDOSO DE MELO 1340-11 AN
SAO PAULO   04548-004
BR
90-0538481 		INVESTMENTS DE PHEMUS CORPORATION
  		EXCLUDED -64,609 284,869,649   No     No 100.000 %
(77) SOUTHWOOD GARDENS LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-4154784 		INVESTMENTS DE IEC ATLANTIC II LLC
  		EXCLUDED -366,617 46,086,224   No     No 93.100 %
(78) STOLBERG MEEHAN & SCANO II-A LP

370 17TH ST STE 3650
DENVER,CO80202
02-0537969 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		EXCLUDED 14,467,982 899,725   No     No 67.410 %
(79) THE ECO PRODUCTS FUND

400 MADISON AVE STE 14A
NEW YORK,NY10017
26-1329990 		INVESTMENTS DE PHEMUS CORPORATION
  		UNRELATED 332,862 11,468,051   No -169,994   No 52.390 %
(80) THE TRITON FUND II NO 2 LP

22 GRENVILLE ST
ST. HELIER   JE4 8PX
JE
INVESTMENTS JE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		EXCLUDED 46,205,733 56,049,700   No     No 100.000 %
(81) THE VILLAGE 1 AT LAWRENCE STATION LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-3419666 		INVESTMENTS DE IEC ATLANTIC I LLC
  		EXCLUDED 8,874 3,166,855   No     No 78.400 %
(82) THE VILLAGE 2 AT LAWRENCE STATION LLC

4970 EL CAMINO REAL STE 220
LOS ALTOS,CA94022
45-3159941 		INVESTMENTS DE IEC ATLANTIC I LLC
  		EXCLUDED -7,341 2,753,661   No     No 78.410 %
(83) THE WILDHORN FUND LP

PO BOX 1234 GT QUEENSGATE HOUSE S
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0527266 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		EXCLUDED   1,275,370   No     No 100.000 %
(84) TRAVIS COAL RESTRUCTURED HOLDINGS LLC

200 CLARENDON ST
BOSTON,MA02116
20-2595311 		INVESTMENTS DE DENHAM COMMODITY PARTNERS FUND II LP
  		EXCLUDED -10,134,788 163,961,883   No     No 80.720 %
(85) USRA ATLANTIC CAPITAL PARTNERS LLC

1370 AVENUE OF AMERICAS
NEW YORK,NY10019
45-2686195 		INVESTMENTS DE ATLANTIC NET LEASE INVESTOR LLC
  		EXCLUDED 2,092,857 48,595,024   No     No 71.930 %
(86) VERBENA LLC DBA PURPLE VERBENA LLC

C/O HMC INC 600 ATLANTIC AVENUE
BOSTON,MA02110
90-0708621 		INVESTMENTS DE DEVONIAN LLC
  		EXCLUDED 4,044,064 129,930,860   No     No 84.770 %
(87) WBH KIRBY HILL CO-INVESTMENT LLC

645 MADISON AVENUE 18TH FL
NEW YORK,NY10022
14-1933484 		INVESTMENTS DE HARVARD PRIVATE CAPITAL REALTY INC
  		EXCLUDED   -1,325,438   No     No 100.000 %
(88) WILLIAMSON ROYALTY VENTURES LLC

200 CLARENDON ST
BOSTON,MA02116
56-2563228 		INVESTMENTS DE DENHAM COMMODITY PARTNERS FUND III LP
  		EXCLUDED 7,323,340     No     No 51.420 %
(89) WORLDWIDE BEAUTY ONSHORE LP

630 FIFTH AVENUE - 27TH FL
NEW YORK,NY10111
27-4577536 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		EXCLUDED   16,268,884   No     No 71.430 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) 2226081 ONTARIO LTD

333 BAY ST STE 3400
TORONTO,ONM5H 2S7
CA
INVESTMENTS CA ALCION REAL ESTATE PARTNERS LP
  		C 8,047,410 7,367,899 93.900 % Yes  
(2) 365 CHURCH STREET LIMITED PARTNERSHIP

4711 YONGE ST STE 1400
TORONTO,ONM2N 7E4
CA
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C   7,472,074 57.500 % Yes  
(3) ADELAIDE-PETER DEVELOPMENTS

4711 YONGE ST STE 1400
TORONTO,ONM2N 7E4
CA
98-0684328 		INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C   24,815,169 53.800 % Yes  
(4) AGRICOLA BRINZAL LIMITADA

AVENIDA SANTA MARIA 6350 OFICINA 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI AGRICOLA E INVERSIONES PAMPA ALEGRE SA
  		C -382,333 18,118,514 100.000 % Yes  
(5) AGRICOLA CRECER LIMITADA

AVENIDA SANTA MARIA 6350 OFICINA 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI AGRICOLA E INVERSIONES PAMPA ALEGRE SA
  		C -40   100.000 % Yes  
(6) AGRICOLA DURAMEN LIMITADA

AVENIDA SANTA MARIA 6350 OFICINA 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI AGRICOLA E INVERSIONES PAMPA ALEGRE SA
  		C -45,316 4,064,360 100.000 % Yes  
(7) AGRICOLA E INVERSIONES PAMPA ALEGRE SA

AVENIDA SANTA MARIA 6350 OFICINA 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI INVERSIONES TRES CUMBRES LTDA
  		C -620,674 15,402,880 100.000 % Yes  
(8) AGRICOLA FUNDO BUCALEMU LIMITADA

DEL INCA N 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
98-0639220 		INVESTMENTS CI CLAG (CHILE) SPA
  		C -35,698 9,479,278 100.000 % Yes  
(9) AGRICOLA LOS RIOS SPA

AVENIDA SANTA MARIA 6350 OFICINA 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI AGRICOLA E INVERSIONES PAMPA ALEGRE SA
  		C -70,397 9,712,498 99.000 % Yes  
(10) AGRICOLA RAPEL LIMITADA

DEL INCA N 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
98-0639218 		INVESTMENTS CI CLAG (CHILE) SPA
  		C -120,581 9,129,342 100.000 % Yes  
(11) AGRICOLA RETIRO LIMITADA

DEL INCA N 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
INVESTMENTS CI CLAG (CHILE) SPA
  		C 44,496 9,269,988 100.000 % Yes  
(12) AGRICOLA RIBERA LIMITADA

DEL INCA N 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
INVESTMENTS CI CLAG (CHILE) SPA
  		C -25,461 3,680,029 100.000 % Yes  
(13) AGROFLORESTAL VERDE SUL SA

RODOVIA RS-473 KM 22 RINCAO SO SA
DISTRICT MATARAZZO,RIO GRANDE DO SUL  
BR
INVESTMENTS BR PHEMUS CORPORATION
  		C -2,115,283 47,249,674 100.000 % Yes  
(14) AQUILA INC

WALKER HOUSE MARY ST PO BOX 908GT
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0532782 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C 32,690,983 122,267,558 100.000 % Yes  
(15) ARA INC

WALKER HOUSE MARY ST PO BOX 908GT
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0543813 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C -1,143,123 5,635,659 100.000 % Yes  
(16) ARACARI SA

PH PLAZA 2000 BLDG 50TH ST
REPUBLIC OF PANAMA    
PM
INVESTMENTS PM PHEMUS CORPORATION
  		C     100.000 % Yes  
(17) ATLANTIC AVENUE REALTY LTD

MARY ST PO BOX 908GT
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0533323 		INVESTMENTS CJ HARVARD PRIVATE CAPITAL REALTY INC
  		C 10,828,057 40,435,358 100.000 % Yes  
(18) ATLANTIC EUROPE INVESTMENTS GP LIMITED

50 LOTHIAN ROAD FESTIVAL SQUARE
EDINBURGH   EH39WJ
UK
INVESTMENTS UK HARVARD PRIVATE CAPITAL REALTY INC
  		C -943   100.000 % Yes  
(19) ATLANTIC EUROPE INVESTMENTS LP

50 LOTHIAN ROAD FESTIVAL SQUARE
EDINBURGH   EH39WJ
UK
98-0670648 		INVESTMENTS UK HARVARD PRIVATE CAPITAL REALTY INC
  		C 111,961 10,164,827 100.000 % Yes  
(20) ATLANTIC PACIFIC REALTY INC

1301 SHOREWAY RD STE 250
BELMONT,CA94002
13-4283871 		INVESTMENTS MD HARVARD PRIVATE CAPITAL REALTY INC
  		C -5,861,878 11,847,944 100.000 % Yes  
(21) ATLANTIC TORONTO 365 CHURCH STREET GENERAL PARTNER INC

355 BURRARD ST STE 1900
VANCOUVER,BCV6C 2G8
CA
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C   65 100.000 % Yes  
(22) ATLANTIC TORONTO A-P GENERAL PARTNER INC

355 BURRARD ST STE 1900
VANCOUVER,BCV6C 2G8
CA
98-0668180 		INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C   115 100.000 % Yes  
(23) ATLANTIC TORONTO GRENVILLE GENERAL PARTNER INC

355 BURRARD ST STE 1900
VANCOUVER,BCV6C 2G8
CA
INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C   247 100.000 % Yes  
(24) ATLANTIC TORONTO HOLDINGS INC

355 BURRARD ST STE 1900
VANCOUVER,BCV6C 2G8
CA
98-0668178 		INVESTMENTS CA ATLANTIC TORONTO LP
  		C   54,237,448 100.000 % Yes  
(25) ATLANTIC URBAN RETAIL INC

C/O HMC INC 600 ATLANTIC AVENUE
BOSTON,MA02210
32-6261983 		INVESTMENTS DE ATLANTIC URBAN RETAIL HOLDINGS LLC
  		C -495 2,719,539 100.000 % Yes  
(26) BLACK KITE PTY LTD

LEVEL 38 201 ELIZABETH ST
SYDNEY   NSW 2000
AS
INVESTMENTS AS BLUE MARBLE HOLDINGS CORP
  		C     100.000 % Yes  
(27) BLACK KITE TRUST

LEVEL 38 201 ELIZABETH ST
SYDNEY   NSW 2000
AS
98-6063158 		INVESTMENTS AS SWT LP
  		C 1,676,808 16,751,114 100.000 % Yes  
(28) BLUE ATLANTIC INVESTORS INC

111 SOUTH WACKER DRIVE STE 3300
CHICAGO,IL60606
45-1022813 		INVESTMENTS DE BLUE ATLANTIC ACQUISITION GROUP LLC
  		C -75,891 101,785,701 97.800 % Yes  
(29) BLUE ATLANTIC SHUTTLE LLC

111 SOUTH WACKER DRIVE STE 3300
CHICAGO,IL60606
45-2542872 		INVESTMENTS DE BLUE ATLANTIC INVESTORS INC
  		C 173,238 255,600 97.800 % Yes  
(30) BRASIL TIMBER LIMITADA

AVENIDA CANDIDO DE ABREU 776 SALA
CANTRO CIVICO   80.530-000
BR
98-0645399 		INVESTMENTS BR DIVERSIFIED INTERNATIONAL TIMBER HOLDINGS LLC
  		C -2,636,728 2,018,864 100.000 % Yes  
(31) BRODIAEA INC

5757 PACIFIC AVE STE 222
STOCKTON,CA95207
90-0862085 		INVESTMENTS DE BELLUM LLC
  		C   81,924,878 100.000 % Yes  
(32) CAMPO GRANDE SA

AVDA SANTA MARIA NO 6350 PISO 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI DIVERSIFIED INTERNATIONAL TIMBER HOLDINGS LLC
  		C -3,259,631   100.000 % Yes  
(33) CARACARA LTD

C/O MAPLES AND CALDER PO BOX 309 U
GRAND CAYMAN   KY1-1104
CJ
98-1098610 		INVESTMENTS CJ SOBRALIA LTD
  		C     100.000 % Yes  
(34) CARACOL AGROPECUARIA LTDA

AV CARLOS GOMES 1200 SALA 502 AU
PORTO ALEGRE,RSCEP 90480
BR
98-0642730 		INVESTMENTS BR GLOBAL FOREST INVESTMENTS LLC
  		C 4,371,176 41,679,860 100.000 % Yes  
(35) CCA JAPAN INVESTMENT BV

WORLD TRADE CENTER AMSTERDAM ZUIDP
AMSTERDAM   1077 XV
NL
INVESTMENTS NL COMPOSITION CAPITAL ASIA FUND CV
  		C -128,660 5,688,172 59.000 % Yes  
(36) CHARITABLE LEAD TRUSTS (50)

 
 
CHARITABLE TRUST MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		T       Yes  
(37) CHARITABLE REMAINDER TRUSTS (757)

 
 
CHARITABLE TRUST MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		T       Yes  
(38) CHENNAI 2007

IFS COURT 28 CYBERCITY
EBENE    
MP
98-0644770 		INVESTMNETS MP PRES& FELLOWS OF HARVARD COLLEGE
  		C 734,573 140,756,104 100.000 % Yes  
(39) CHEVAL SP PARTICIPACOES LTDA

RUA DO FORUM S/N SALA B
CENTRO,GUADALUPECEP 64840
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -3,521 118 98.700 % Yes  
(40) CLAG (CHILE) SPA

DEL INCA N 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
98-0650099 		INVESTMENTS CI CLAG LLC
  		C -3,384,038 51,795,866 100.000 % Yes  
(41) COMPOSITION CAPITAL ASIA FUND CV

WORLD TRADE CENTER AMSTERDAM ZUIDP
AMSTERDAM   1077 XV
NL
98-0469927 		INVESTMENTS NL HARVARD PRIVATE CAPITAL REALTY INC
  		C 3,778,919 70,420,568 59.000 % Yes  
(42) COMPOSITION CAPITAL ASIA II FEEDER CV

WORLD TRADE CENTER AMSTERDAM ZUIDP
AMSTERDAM   1077 XV
NL
98-0563995 		INVESTMENTS NL HARVARD PRIVATE CAPITAL REALTY INC
  		C 3,072,307 47,063,643 81.300 % Yes  
(43) COMPOSITION CAPITAL EUROPE FUND CV

WORLD TRADE CENTER AMSTERDAM ZUIDP
AMSTERDAM   1077 XV
NL
98-0459793 		INVESTMENTS NL HARVARD PRIVATE CAPITAL REALTY INC
  		C -2,329,741 34,821,131 58.300 % Yes  
(44) COMPOSITION CAPITAL EUROPE II FEEDER CV

WORLD TRADE CENTER AMSTERDAM ZUIDP
AMSTERDAM   1077 XV
NL
98-0569903 		INVESTMENTS NL HARVARD PRIVATE CAPITAL REALTY INC
  		C -5,781,146 47,689,092 71.800 % Yes  
(45) COMPOSITION FEEDER GMBH

BORSENSTRASSE 2-4 60313
FRANKFURT AM MAIN    
GM
INVESTMENTS GM COMPOSITION CAPITAL EUROPE FUND CV
  		C -100,740 14,943,555 58.200 % Yes  
(46) COMTEL ASSETS CORP

433 E LAS CALINAS BL
IRVING,TX75039
20-3239161 		INVESTMENTS DE DENHAM COMMODITY PARTNERS FUND III LP
  		C 706,078 15,119,826 77.100 % Yes  
(47) COMTEL ASSETS INC

433 E LAS CALINAS BL
IRVING,TX75039
20-3239269 		INVESTMENTS DE DENHAM COMMODITY PARTNERS FUND III LP
  		C 10,643 135,557 67.900 % Yes  
(48) COOPERATIE CC ASIA KOREA FEEDER UA

WORLD TRADE CENTER AMSTERDAM ZUIDP
AMSTERDAM   1077 XV
NL
INVESTMENTS NL COMPOSITION CAPITAL ASIA FUND CV
  		C 299,891 7,247,461 59.000 % Yes  
(49) COPAYAPU SPA

2939 AVENIDA ISIDORA GOYENECHEA 11
LAS CONDES,SANTIAGO  
CI
98-1112517 		INVESTMENTS CI PALPANA LLC
  		C     100.000 % Yes  
(50) CSH PROGRAM REIT INC

975 F ST NW 9TH FL
WASHINGTON,DC20004
27-4280903 		INVESTMENTS DE CORAL SENIOR HOUSING LLC
  		C 557,702 237,419,009 99.500 % Yes  
(51) CSH TRS HOLDING LLC

975 F ST NW 9TH FL
WASHINGTON,DC20004
27-4286092 		INVESTMENTS DE CSH PROGRAM REIT INC
  		C 114,454 4,372,996 99.500 % Yes  
(52) DAIRY FARMS PARTNERSHIP

113 RUTHERFORD RD PUKEKOHE E POB
PUKEKOHE    
NZ
98-0594944 		INVESTMENTS NZ DF1 LTD
  		C 5,142,988 61,419,213 100.000 % Yes  
(53) ECO CEBACO SOCIEDAD ANONIMA

CALLE 52 Y ELVIRA MENDEZ PO BOX 08
PM
INVESTMENTS PM NICATECA INC
  		C -69,293 20,968,107 100.000 % Yes  
(54) ECONOMIZA AGROPECUARIA LTDA

ESTADA GERAL CONDOMINIO BOA ESPERAN
S/N GRANDE DO RIBEIRO,PIAUI  
BR
INVESTMENTS BR IPE AGROINDUSTRIAL LTDA
  		C   1,723,380 95.800 % Yes  
(55) ECUADOR TIMBER LP

PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY1-1104
CJ
98-0492706 		INVESTMENTS CJ PHEMUS CORPORATION
  		C 529,129 44,177,125 80.000 % Yes  
(56) EGRET INVESTMENTS LTD

C/O MAPLES CALDER PO BOX 309 UG
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0650989 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C     100.000 % Yes  
(57) EL MARIA SA

VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -3,005 769,479 100.000 % Yes  
(58) EMBARCADERO CAPITAL INVESTORS II REIT INC

1301 SHOREWAY ROAD STE 250
BELMONT,CA94002
37-1508503 		INVESTMENTS MD HARVARD PRIVATE CAPITAL REALTY INC
  		C -3,067,395 68,041,713 50.600 % Yes  
(59) EMERALD CATASTROPHE FUND LTD

STE 193 48 PAR-LA-VILLE ROAD
HAMILTON   HM 11
BD
INVESTMENTS BD BLUE MARBLE HOLDINGS CORP
  		C 11,378,844 127,089,293 100.000 % Yes  
(60) EMERGING COUNTRIES OPPORTUNITY FUND LTD

68 FORT ST PO BOX 705GT
  GRAND CAYMANKY1-1107
CJ
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C   77,581 98.000 % Yes  
(61) EMPRESA ECOLOGICA DEL ORINOCO SAS

CRA 9 NO 77 - 67 OFC 804
BOGOT D.C    
CO
INVESTMENTS CO TOUCANET SA
  		C -52,600 5,149,800 100.000 % Yes  
(62) EMPRESAS VERDES ARGENTINA SA

CARLOS PELLEGRINI 1138 PISO 1
CORRIENTES   W3400BAT
AR
INVESTMENTS AR PINO LLC
  		C -5,057,542 27,699,761 100.000 % Yes  
(63) ENKI HOLDINGS CORP

WALKER HOUSE MARY ST PO BOX 908GT
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0540586 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C -2,454   100.000 % Yes  
(64) ESTANCIA CELINA SA

SUIPACHA 1111 -PISO 18
BUENOS AIRES   C1008AAW
AR
INVESTMENTS AR LAS MISIONES SA
  		C -244,077 3,356,176 100.000 % Yes  
(65) FLAMENCO SPA

2939 AVENIDA ISIDORA GOYENECHEA 11
LAS CONDES,SANTIAGO  
CI
INVESTMENTS CI COPAYAPU SPA
  		C     100.000 % Yes  
(66) FLORESTAS DO SUL AGROFLORESTAL LTDA

RUA TAQUARY 335 DRISTAL
PORTO ALEGRE   CEP 90810
BR
98-0493906 		INVESTMENTS BR PHEMUS CORPORATION
  		C -6,981,139 99,902,120 100.000 % Yes  
(67) FORESTAL BOSQUEPALM CIA LTDA

AVENIDA PATRIA E4-41 Y AVENIDA AM
QUITO    
EC
INVESTMENTS EC ECUADOR TIMBER LP
  		C 2,685,603 23,784,297 79.800 % Yes  
(68) FORESTAL DEL RIO SA

SUIPACHA 1111 - PISO 18
BUENOS AIRES   C1008AAW
AR
INVESTMENTS AR EMPRESAS VERDES ARGENTINA SA
  		C     100.000 % Yes  
(69) FORESTAL FORESVERGAL CIA LTDA

AVENIDA PATRIA E4-41 Y AVENIDA AM
QUITO    
EC
INVESTMENTS EC ECUADOR TIMBER LP
  		C -740,937 25,513,516 79.800 % Yes  
(70) FORTALEZA AGROINDUSTRIAL LTDA

FAZENDA FORTALEZA S/N - ZONA RURAL
SANTA FILOMENA,PIAUI  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL
  		C     95.800 % Yes  
(71) FRANCOLIN

PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY1-1104
CJ
98-1006384 		INVESTMENTS CJ SHIPPING VENTURE CORPORATION
  		C -8,246,082 82,496,872 100.000 % Yes  
(72) GALILEIA AGROINDUSTRIAL LTDA

AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
  		C -6,051,639 55,120,608 95.800 % Yes  
(73) GATEWAY REAL ESTATE FUND III-TE LP

CRICKET SQUARE HUTCHINS DRIVE PO
GEORGE TOWN,GRAND CAYMANKY1-1111
CJ
INVESTMENTS CJ HARVARD PRIVATE CAPITAL REALTY INC
  		C 7,719,997 42,785,163 64.900 % Yes  
(74) GAVEA INVESTMENT FUND II B LP

PO BOX 986 GARDENIA COURT STE 330
CAMANA BAY,GRAND CAYMANKY1-1103
CJ
98-0537951 		TRADING CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C 3,013,000 72,516,000 100.000 % Yes  
(75) GAVEA JUS BRAZILIAN GOVERNMENT LIABILITIES FUND II-B LP

C/O GS PO BOX 896GT GARDENIA COUR
CAMANA BAY   KY1-1103
CJ
98-0702067 		INVESTMENTS CJ ITAY LLC
  		C -454,638 1,295,468 58.600 % Yes  
(76) GBE DEVELOPMENT I LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -2,795 6,390,825 98.700 % Yes  
(77) GBE DEVELOPMENT II LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -2,795 296,100 98.700 % Yes  
(78) GBE DEVELOPMENT III LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -2,795 246,750 98.700 % Yes  
(79) GBE DEVELOPMENT IV LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -2,828 3,784,158 98.700 % Yes  
(80) GBE DEVELOPMENT V LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -6,158 31,568,363 98.700 % Yes  
(81) GBE DEVELOPMENT VI LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -2,800   98.700 % Yes  
(82) GBE FAZENDAS LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,ESTADO DO RIO DECEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -44,888 5,727,713 98.700 % Yes  
(83) GBE HOLDINGS LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -611,816 7,532 98.700 % Yes  
(84) GBE INVESTMENTS LIMITED

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LP
  		C -6,163 155,901,594 98.700 % Yes  
(85) GBE PROJETOS AGRICOLAS II LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,ESTADO DO RIO DECEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -116,376 133,366 98.700 % Yes  
(86) GBE PROJETOS AGRICOLAS VII LTDA

RUA DO FORUM S/N SALA B
CENTRO,GUADALUPECEP 64840
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C     98.700 % Yes  
(87) GBE PROPERTIES I LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -2,796 7,264,320 98.700 % Yes  
(88) GBE PROPERTIES II LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -2,795 6,525,057 98.700 % Yes  
(89) GBE PROPERTIES III LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -2,795 1,579,200 98.700 % Yes  
(90) GBE PROPERTIES IV LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -2,830 10,288,488 98.700 % Yes  
(91) GBE PROPERTIES V LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -2,825 9,573,900 98.700 % Yes  
(92) GBE PROPERTIES VI LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -2,795   98.700 % Yes  
(93) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS I LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,ESTADO DO RIO DECEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -166,642 6,782,815 98.700 % Yes  
(94) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS III LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,ESTADO DO RIO DECEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -18,516 5,581,269 98.700 % Yes  
(95) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS IV LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,ESTADO DO RIO DECEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -35,908 21,234,853 98.700 % Yes  
(96) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS V LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,ESTADO DO RIO DECEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -92,622 16,500,894 98.700 % Yes  
(97) GBE PROPRIEDADES E EMPREENDIMENTOS IMOBILIARIOS VII LTDA

RUA DO FORUM S/N SALA B
CENTRO,GUADALUPECEP 64840
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C     98.700 % Yes  
(98) GERRITY ATLANTIC RETAIL PARTNERS INC

977 LOMAS SANTA FE DRIVE STE A
SOLANA BEACH,CA92075
27-4802513 		INVESTMENTS DE GERRITY ATLANTIC RETAIL PARTNERS LLC
  		C 4,050,510 328,699,783 99.200 % Yes  
(99) GRANARY INVESTMENTS

IFS COURT TWENTY EIGHT
CYBERCITY,EBENE  
MP
98-0607880 		INVESTMENTS MP LUCY HOLDINGS
  		C -3,165,105 66,750,628 100.000 % Yes  
(100) GREENGOLD AGRIROM SRL

24 CONSTANTIN NOICA ST ROOM 2 SIBI
RO
INVESTMENTS RO GREENGOLD EUROPEAN CAPITAL SA
  		C     100.000 % Yes  
(101) GREENGOLD EUROPEAN CAPITAL SA

5 RUE GUILLAUME KROLL
    L-1882
LU
98-1091994 		INVESTMENTS LU BELLFLOWER LLC
  		C   40,976 100.000 % Yes  
(102) GREENGOLD VALUE FORESTS LITHUANIA UAB

JOGAILOS G 9
VILNIUS   LT-01116
LH
INVESTMENTS LH GREENGOLD EUROPEAN CAPITAL SA
  		C     100.000 % Yes  
(103) GREENGOLD VALUE FORESTS SRL

24 CONSTANTIN NOICA ST ROOM 2 SIBI
RO
INVESTMENTS RO GREENGOLD EUROPEAN CAPITAL SA
  		C     100.000 % Yes  
(104) GUANARE AARL

JUNCAL 1327 FL 21
MONTEVIDEO   11000
UY
98-0641951 		INVESTMENTS UY PHEMUS CORPORATION
  		C -103,597 66,942,202 100.000 % Yes  
(105) GUANARE SA

JUNCAL 1327 FL 21
MONTEVIDEO   11000
UY
INVESTMENTS UY PHEMUS CORPORATION
  		C 532,624 154,743,617 100.000 % Yes  
(106) GULF ATLANTIC OPERATIONS LLC

200 CLARENDON ST
BOSTON,MA02116
20-2386722 		INVESTMENTS TX DENHAM COMMODITY PARTNERS FUND III LP
  		C -10,734 680,122 77.100 % Yes  
(107) HARVARD BUSINESS SCHOOL PUBLISHING ASIA PACIFIC LTD

80 RAFFLES PL 25-01 UOB PLAZA
SINGAPORE    
SN
SALES SUPPORT SN HARVARD BUS SCH PUBLISH CORP
  		C 248,706 86,175 100.000 % Yes  
(108) HARVARD BUSINESS SCHOOL PUBLISHING EUROPE LTD

23 SICILIAN AVE
LONDON    
UK
SALES SUPPORT UK HARVARD BUS SCH PUBLISH CORP
  		C 3,315,019 1,016,439 100.000 % Yes  
(109) HARVARD BUSINESS SCHOOL PUBLISHING FRANCE

23 RUE DU ROULE
PARIS    
FR
SALES SUPPORT FR HARVARD BUS SCH PUBLISH EUROPE LTD
  		C 681,648 273,824 100.000 % Yes  
(110) HARVARD BUSINESS SCHOOL PUBLISHING INDIA PRIVATE LTD

UNIT 423 GRAND HYATT MUMBAI
MUMBAI    
IN
PUBLISHING SUPPORT IN HARVARD BUS SCH PUBLISH CORP
  		C 2,480,137 1,187,775 100.000 % Yes  
(111) HARVARD CENTER SHANGHAI CO LTD

5TH FL HSBC BLDG INTL FIN CTR N
SHANGHAI   200120
CH
RESEARCH SUPPORT CH HARVARD INTERNATIONAL LLC
  		C 282,843 5,050,603 100.000 % Yes  
(112) HARVARD MANAGEMENT COMPANY ADVISOR LIMITED

21ST FL EDINBURGH TOWER THE LANDM
HK
98-1069444 		INVESTMENTS HK HARVARD MANAGEMENT COMPANY
  		C   1,289 100.000 % Yes  
(113) HARVARD MASTER TRUST

1033 MASS AVE 3RD FL
CAMBRIDGE,MA02138
04-2636388 		INVESTMENTS MA PRES& FELLOWS OF HARVARD COLLEGE
  		T 99,658,966 749,939,063 100.000 % Yes  
(114) HARVARD PRIVATE CAPITAL PROPERTIES II INC

C/O HMC INC 600 ATLANTIC AVENUE
BOSTON,MA02110
04-3140558 		INVESTMENTS DE HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C -125,264 618,814 100.000 % Yes  
(115) HARVARD PRIVATE CAPITAL PROPERTIES III INC

C/O HMC INC 600 ATLANTIC AVENUE
BOSTON,MA02110
76-0254935 		INVESTMENTS DE PHEMUS CORPORATION
  		C   1,050 100.000 % Yes  
(116) HARVARD REAL ESTATE CV INC

1033 MASS AVE 3RD FL
CAMBRIDGE,MA02138
61-1627962 		REAL ESTATE MA PRES& FELLOWS OF HARVARD COLLEGE
  		C   87,611,938 100.000 % Yes  
(117) HARVARD UNIVERSITY PRESS OF NEW YORK

C/O HU PRESS 79 GARDEN ST
CAMBRIDGE,MA02138
13-3784301 		PUBLISHING NY PRES& FELLOWS OF HARVARD COLLEGE
  		C     100.000 % Yes  
(118) HARVARD UNIVERSITY PRESS LTD

VERNON HOUSE 23 SICILIAN AVE
LONDON    
UK
BOOK DISTRIBUTION UK PRES& FELLOWS OF HARVARD COLLEGE
  		C 3,264,117 1,531,059 100.000 % Yes  
(119) HB CAYMAN A LIMITED

PO BOX 309 GT
CJ
INVESTMENTS CJ HB INSTITUTIONAL LP
  		C   129,703,013 98.500 % Yes  
(120) HB CAYMAN LIMITED

PO BOX 309 GT
  GRAND CAYMAN  
CJ
INVESTMENTS CJ HB INSTITUTIONAL LP
  		C 12,459,721 188,124,148 98.500 % Yes  
(121) HMC ADAGE MANAGER INC

C/O HMC INC 600 ATLANTIC AVENUE
BOSTON,MA02110
04-3567988 		INVESTMENTS DE PHEMUS CORPORATION
  		C     100.000 % Yes  
(122) HPC PATRON SCOTLAND LP

50 LOTHIAN ROAD FESTIVAL SQUARE
EDINBURGH    
UK
98-0438748 		INVESTMENTS UK HARVARD PRIVATE CAPITAL REALTY INC
  		C -66,543,032 265,778,291 100.000 % Yes  
(123) INDIA CAPITAL OPPORTUNITIES 1 LIMITED

IFS COURT TWENTYEIGHT CYBERCITY
EBENE    
MP
INVESTMENTS MP HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C -2,711,491 23,555,936 58.800 % Yes  
(124) INSOLO AGROINDUSTRIAL SA

AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INVESTIMENTOS E PARTICIPACOES
  		C -16,712,708 205,937,899 95.800 % Yes  
(125) INVERSIONES CATIVAL SA

VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -2,994 293,029 100.000 % Yes  
(126) INVERSIONES HEFEI SAC

LAS BEGONIAS 475 6TH FL
SAN ISIDORO,LIMA  
PE
INVESTMENTS PE MASDEVALLIA LTD
  		C     100.000 % Yes  
(127) INVERSIONES LEFKADA SAC

LAS BEGONIAS 475 6TH FL
SAN ISIDORO,LIMA  
PE
INVESTMENTS PE SOBRALIA LTD
  		C     100.000 % Yes  
(128) INVERSIONES MOSQUETA SAC

LAS BEGONIAS 475 6TH FL
SAN ISIDORO,LIMA  
PE
INVESTMENTS PE MASDEVALLIA LTD
  		C     100.000 % Yes  
(129) INVERSIONES PIRONA SAC

LAS BEGONIAS 475 6TH FL
SAN ISIDORO,LIMA  
PE
INVESTMENTS PE STELIS LTD
  		C     100.000 % Yes  
(130) INVERSIONES SANTA RITA SA

VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -11,724 1,441,286 100.000 % Yes  
(131) INVERSIONES TRES CUMBRES LTDA

ROGER DE FLOR 2736 DP 8
COMUNA LAS CONDES,SANTIAGO  
CI
98-0446986 		INVESTMENTS CI PHEMUS CORPORATION
  		C -938,066 23,149,799 100.000 % Yes  
(132) IPE AGROINDUSTRIAL LTDA

AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
  		C -5,066,040 167,041,626 95.800 % Yes  
(133) ISLA VISTA FOOD SERVICES LLC

111 EAST WAYNE ST STE 500
FORT WAYNE,IN46802
27-3070185 		INVESTMENTS DE ISLA VISTA INVESTORS LLC
  		C   196,504 69.900 % Yes  
(134) ISLA VISTA INVESTORS LLC

111 SOUTH WACKER DRIVE STE 3300
CHICAGO,IL60606
27-3070148 		INVESTMENTS MD ISLA VISTA ACQUISITION GROUP LLC
  		C 1,669,095 72,797,482 69.900 % Yes  
(135) JACANA PROPERTIES SA

PH PLAZA 2000 BLDG 50TH ST
REPUBLIC OF PANAMA    
PM
INVESTMENTS PM PHEMUS CORPORATION
  		C     100.000 % Yes  
(136) JUNCO PROPERTIES SA

PH PLAZA 2000 BLDG 50TH ST
REPUBLIC OF PANAMA    
PM
INVESTMENTS PM PHEMUS CORPORATION
  		C     100.000 % Yes  
(137) KAINGAROA TIMBERLANDS PARTNERSHIP

GROUND FL 1243 RANOLF ST
NZ
98-0412394 		INVESTMENTS NZ KT1 CO
  		C 143,309,400 1,241,863,200 60.000 % Yes  
(138) KUPE SHIPPING LIMITED

PO BOX 160 209 QUEEN ST
AUCKLAND   1140
NZ
INVESTMENTS NZ KAINGAROA TIMBERLANDS
  		C -2,400 255,600 60.000 % Yes  
(139) LA JACARANDA SA

VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -3,468 86,692 100.000 % Yes  
(140) LA MORA SA

VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -8,480 858,696 100.000 % Yes  
(141) LA ZARZA SA

VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -6,571 3,463,274 100.000 % Yes  
(142) LABELLE SP PARTICIPACOES LTDA

RUA DO FORUM S/N SALA B
CENTRO,GUADALUPECEP 64840
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -1,290 118 98.700 % Yes  
(143) LAS ACACIAS SA

VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -3,447 63,057 100.000 % Yes  
(144) LAS MISIONES SA

SUIPACHA 1111 -PISO 18
BUENOS AIRES   C1008AAW
AR
INVESTMENTS AR BT2 CO LLC
  		C -5,494,308 25,484,213 100.000 % Yes  
(145) LASALLE ASIA OPPORTUNITY CAYMAN I LTD

WALKER HOUSE 87 MARY ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0447511 		INVESTMENTS CJ HARVARD PRIVATE CAPITAL REALTY INC
  		C -4,770,233 48,904,612 100.000 % Yes  
(146) LIFETIME CENTRECOURT GRENVILLE LIMITED PARTNERSHIP

ANDREW HOFFMAN 1010-22 ST CHAIR A
TORONTO,ON4MT 2S3
CA
98-0684331 		INVESTMENTS CA ATLANTIC TORONTO HOLDINGS INC
  		C   25,907,552 52.500 % Yes  
(147) LINDENE LTD

PO BOX 309 UGLAND HOUSE
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C 12,013,846 69,575,943 100.000 % Yes  
(148) LONGSTOCKING INVESTMENT CORP

C/O HMC INC 600 ATLANTIC AVENUE
BOSTON,MA02210
52-2116455 		INVESTMENTS MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		C -456   100.000 % Yes  
(149) LONGTERM FOREST PARTNERS CIA LTDA

AVENIDA PATRIA E4-41 Y AVENIDA AM
QUITO    
EC
INVESTMENTS EC ECUADOR TIMBER LP
  		C 606,535 20,795,006 79.800 % Yes  
(150) LOS ARRAYANES SA

VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -10,984 1,376 100.000 % Yes  
(151) LOS BOLDOS SA

AVDA SANTA MARIA NO 6350 PISO 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI PINO LLC
  		C     100.000 % Yes  
(152) LOS LAURELES SA

AVDA SANTA MARIA NO 6350 PISO 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI DIVERSIFIED INTERNATIONAL TIMBER HOLDINGS LLC
  		C -110,060   100.000 % Yes  
(153) LOS LAURELES SA

VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -3,826 499,517 100.000 % Yes  
(154) LRP IV TAX EXEMPT (PF1) II LP

199 E LINDA MESA AVE 10
DANVILLE,CA94526
98-0560775 		INVESTMENTS JE LIQUID REALTY PARTNERS IV TAX EXEMPT (PF1) LP
  		C 253 546,798 100.000 % Yes  
(155) LRP IV TAX EXEMPT (PF1) LIMITED

199 E LINDA MESA AVE 10
DANVILLE,CA94526
98-0555927 		INVESTMENTS JE LIQUID REALTY PARTNERS IV TAX EXEMPT (PF1) LP
  		C -116,518 11,318,133 100.000 % Yes  
(156) MAGUARI LTD

C/O MAPLES AND CALDER PO BOX 309 U
GRAND CAYMAN   KY1-1104
CJ
98-1097957 		INVESTMENTS CJ MASDEVALLIA LTD
  		C     100.000 % Yes  
(157) MASDEVALLIA LTD

C/O MAPLES AND CALDER PO BOX 309 U
GRAND CAYMAN   KY1-1104
CJ
98-1083311 		INVESTMENTS CJ PHEMUS CORPORATION
  		C -5,388 10,028,910 100.000 % Yes  
(158) MCRS REAL ESTATE INVESTMENT TRUST INC

152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
27-3605599 		INVESTMENTS MD MCRS LLC
  		C 3,116,700 164,932,746 85.900 % Yes  
(159) MCRS TENANT HOLDCO LLC

152 WEST 57TH ST 46TH FL
NEW YORK,NY10019
27-3869467 		INVESTMENTS DE MCRS REAL ESTATE INVESTMENT TRUST INC
  		C -880,737 4,355,888 85.900 % Yes  
(160) MIRABILIS SA

CALLE LAS BEGONIAS NO 475 DPTO 7
SAN ISIDORO,LIMA  
PE
INVESTMENTS PE PARFEN SA
  		C 139,804 17,768,068 100.000 % Yes  
(161) NAZARE AGROINDUSTRIAL LTDA

AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
  		C -1,255,326 23,755,782 95.800 % Yes  
(162) NCH AGRIBUSINESS INVESTORS CORP

UGLAND HOUSE SOUTH CHURCH ST PO B
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-0559097 		INVESTMENTS CJ HARVARD PRIVATE CAPITAL REALTY INC
  		C 18,754,505 227,118,461 59.100 % Yes  
(163) NEANDERTHAL INVESTMENTS

IFS COURT TWENTY EIGHT
CYBERCITY    
MP
98-0607884 		INVESTMENTS MP LUCY HOLDINGS
  		C 1,104,687   100.000 % Yes  
(164) NEW VERNON INDIA (CAYMAN) FUND LP

2330 PLAZA FIVE
JERSEY CITY   07311
CJ
20-1577934 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C -1,855,206 81,013,072 100.000 % Yes  
(165) NGL HOLDINGS INC

200 CLARENDON ST
BOSTON,MA02116
33-1101243 		INVESTMENTS DE DENHAM COMMODITY PARTNERS FUND II LP
  		C 10,446,678 14,458,543 82.500 % Yes  
(166) NICA TECA SA

VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -19,946 2,099,362 100.000 % Yes  
(167) NICARAO I LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0643167 		INVESTMENTS CJ NICARAO LTD
  		C   714,000 100.000 % Yes  
(168) NICARAO II LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0643169 		INVESTMENTS CJ NICARAO LTD
  		C   714,000 100.000 % Yes  
(169) NICARAO LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0643164 		INVESTMENTS CJ NICATECA INC
  		C   34,272,000 100.000 % Yes  
(170) NICATECA INC

WALKER HOUSE 87 MARY ST
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0520487 		INVESTMENTS CJ PHEMUS CORPORATION
  		C -5,241,376 35,700,000 100.000 % Yes  
(171) OLD LANE HMAFF LP

PO BOX 309 UGLAND HOUSE S CHURCH
GEORGE TOWN,GRAND CAYMAN  
CJ
98-0487312 		INVESTMENTS CJ HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C -1,632,154 4,572,030 100.000 % Yes  
(172) OPERA SA

VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -1,035,858 11,773,072 100.000 % Yes  
(173) PARFEN SA

JUNCAL 1305 FL 21
MONTEVIDEO    
UY
INVESTMENTS UY AZARA LLC
  		C -920,569 78,741,587 100.000 % Yes  
(174) PATRIOT INTEREST HOLDINGS INC

200 CLARENDON ST
BOSTON,MA02116
01-0938844 		INVESTMENTS DE NGL HOLDINGS INC
  		C   676,722 82.500 % Yes  
(175) PEARL RETAIL INC

C/O MAPLES AND CALDER PO BOX 309
GEORGE TOWN,GRAND CAYMANKY1-1104
CJ
98-1048757 		INVESTMENTS CJ PEARL RETAIL LLC
  		C 19,722,153 78,500,912 100.000 % Yes  
(176) PERMIAN MIDSTREAM CORPORATION

200 CLARENDON ST
BOSTON,MA02116
01-0938834 		INVESTMENTS TX PATRIOT INTEREST HOLDINGS INC
  		C   100,209 82.500 % Yes  
(177) PINARES AARL

JUNCAL 1327 FL 21
MONTEVIDEO   11000
UY
98-0641950 		INVESTMENTS UY PHEMUS CORPORATION
  		C -162,553 8,762,639 100.000 % Yes  
(178) POLARIS WINES INC

855 BORDEAUX WAY STE 260A
NAPA,CA94658
45-4112381 		INVESTMENTS DE PHEMUS CORPORATION
  		C   1,592,658 72.000 % Yes  
(179) POOLED INCOME FUNDS (4)

 
 
CHARITABLE TRUST MA PRESIDENT AND FELLOWS OF HARVARD COLLEGE
  		T       Yes  
(180) PRADARIA AGROFLORESTAL LTDA

AVENIDA ALFONSO PENA 3504 ROOM 7
CAMPO GRANDE,MSCEP 79002
BR
98-0642732 		INVESTMENTS BR GLOBAL FOREST INVESTMENTS LLC
  		C -6,153,917 117,635,938 100.000 % Yes  
(181) QUEBRADA HONDA SA

AVDA SANTA MARIA NO 6350 PISO 3
VITACURA,SANTIAGO  
CI
INVESTMENTS CI PINO LLC
  		C     100.000 % Yes  
(182) QUETZAL BLUE SA

CALLE 52Y ELVIRA MENDEZ
PANAMAN    
PM
INVESTMENTS PM PHEMUS CORPORATION
  		C -534 203,126 100.000 % Yes  
(183) REPRESA PROPERTIES LTD

PO BOX 309GT UGLAND HOUSE S CHURC
GEORGE TOWN,GRAND CAYMAN  
CJ
INVESTMENTS CJ GBE INVESTMENTS LIMITED
  		C -6,153 76,500,138 98.700 % Yes  
(184) RIO MIRA PARTICIPACOES LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,ESTADO DO RIO DECEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -100,629 32,102,744 98.700 % Yes  
(185) ROARING FORK INVESTMENT TRUST

250 YONGE ST STE 4200
TORONTO,ONM5B 2M6
CA
98-0458290 		INVESTMENTS CA ALCION REAL ESTATE PARTNERS LP
  		C -2,403,401 20,928,576 93.900 % Yes  
(186) ROMPLY MEROPS SRL

28-C C-TIN BUDISTEANUI ST 3RD FL
BUCHAREST    
RO
98-0646095 		INVESTMENTS RO PHEMUS CORPORATION
  		C -5,930,347 9,849,947 100.000 % Yes  
(187) ROUND TABLE ASSET RECOVERY INTERMEDIATE FUND LTD

WINDWARD I 2ND FL REGATTA OFFICE
  GRAND CAYMANKY1 1205
CJ
INVESTMENTS CJ ROUND TABLE ASSET RECOVERY FUND LTD
  		C     80.600 % Yes  
(188) ROUND TABLE ASSET RECOVERY FUND LTD

WINDWARD I 2ND FL REGATTA OFFICE
  GRAND CAYMANKY1 1205
CJ
INVESTMENTS CJ BLUE MARBLE HOLDINGS CORP
  		C 55,708,355 164,031,628 80.700 % Yes  
(189) SANTA FILOMENA AGROINDUSTRIAL LTDA

AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
  		C   244,967 95.800 % Yes  
(190) SCOLOPAX SRL

BRASOV 8 VICTORIEI ST B1 42 BIS A
BRASOV COUNTY    
RO
INVESTMENTS RO PHEMUS CORPORATION
  		C -2,285,675 93,898,660 100.000 % Yes  
(191) SERRA GRANDE AGROINDUSTRIAL LTDA

AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
  		C -1,689,191 22,611,527 95.800 % Yes  
(192) SIA EMPETRUM

KULDIGAS RAJONS KURMALES PAGASTS
PRIEDAINE   BRALI 3301
LG
98-0648693 		INVESTMENTS LG PHEMUS CORPORATION
  		C -638,912 18,258,977 100.000 % Yes  
(193) SOBRALIA LTD

C/O MAPLES AND CALDER PO BOX 309 U
GRAND CAYMAN   KY1-1104
CJ
INVESTMENTS CJ PHEMUS CORPORATION
  		C -9,835 5,017,476 100.000 % Yes  
(194) SOCIEDAD EXPLOTADORA AGRICOLA SPA

DEL INCA N 4446 OFICINA 1007
LAS CONDES,SANTIAGO  
CI
98-0632838 		INVESTMENTS CI CLAG (CHILE) SPA
  		C -1,336,536 20,066,146 100.000 % Yes  
(195) SORA LTD

C/O MAPLES AND CALDER PO BOX 309 U
GRAND CAYMAN   KY1-1104
CJ
98-1098256 		INVESTMENTS CJ STELIS LTD
  		C     100.000 % Yes  
(196) SOROTIVO AGROPECUARIA LTDA

AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR IPE AGROINDUSTRIAL LTDA
  		C -33,167 3,620,704 95.800 % Yes  
(197) STELIS LTD

C/O MAPLES AND CALDER PO BOX 309 U
GRAND CAYMAN   KY1-1104
CJ
INVESTMENTS CJ PHEMUS CORPORATION
  		C -8,347 5,017,216 100.000 % Yes  
(198) SUSTAINABLE TEAK PARTCIPACOES LTDA

AVENIDA GOVERNADOR PONCE DE ARRUDA
VAREZEA GRANDE,MATO GROSSOCEP 78110
BR
98-0639215 		INVESTMENTS BR BRAZIL TEAK LLC
  		C 16,906,702 237,686,543 100.000 % Yes  
(199) SUSTAINABLE TIMBERS SA

AVE JUSTO AROSEMANA 32 ST E
CORREGIMIENTO DE CALIDONIA    
PM
INVESTMENTS PM PHEMUS CORPORATION
  		C 4,300 28,674,256 100.000 % Yes  
(200) TAGUA SPA

2939 AVENIDA ISIDORA GOYENECHEA 11
LAS CONDES,SANTIAGO  
CI
INVESTMENTS CI COPAYAPU SPA
  		C     100.000 % Yes  
(201) TDR SCOTLAND LP

ONE STANHOPE GATE
LONDON   W1K 1AF
UK
98-0471766 		INVESTMENTS UK HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C 959,641 7,982,837 75.100 % Yes  
(202) TERENA SA

JUNCAL 1327 FL 21
MONTEVIDEO   11000
UY
INVESTMENTS UY PHEMUS CORPORATION
  		C -1,490,371 40,528,673 100.000 % Yes  
(203) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE BAHIA LTDA

FAZENDA BOQUEIRAO S/N
ZONA RURAL,BARRACEP 47100
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -303,730 540,892 98.700 % Yes  
(204) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE MARANHAO LTDA

FAZENDA SANTO ANTONIO DA MANGA S/N
ZONA RURAL,MARANHAOCEP 65660
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -24,785 80,194 98.700 % Yes  
(205) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE MINAS GERAIS LTDA

FAZENDA FLEXAS S/N
ZONA RURAL,MINAS GERAISCEP 39290
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -1,832,911 3,570,589 98.700 % Yes  
(206) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE PIAUI LTDA

FAZENDA OITEIROS S/N
ZONA RURAL,GUADALUPECEP 64840
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -1,874,067 2,056,605 98.700 % Yes  
(207) TERRACAL ALIMENTOS E BIOENERGIA - UNIDADE TOCANTINS LTDA

FAZENDA ESPIANADA RODOVIA ESTADUAL
PEIXE   CEP 77460
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -364,050 3,398,269 98.700 % Yes  
(208) TERRACAL ALIMENTOS E BIOENERGIA LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,ESTADO DO RIO DECEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -6,465,388 12,425,323 98.700 % Yes  
(209) TERRACAL PARTICIPACOES LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,ESTADO DO RIO DECEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -2,008 95 98.700 % Yes  
(210) TERRACAL PROPRIEDADES LTDA

AV DAS AMERICAS 700 BLOCO 5
CIDADE DO RIO DE JANEIRO,ESTADO DO RIO DECEP 22640
BR
INVESTMENTS BR GBE INVESTMENTS LIMITED
  		C -178,785 80,354,008 98.700 % Yes  
(211) TINAMOU

PO BOX 309 UGLAND HOUSE
  GRAND CAYMANKY1-1104
CJ
98-1014421 		INVESTMENTS CJ FRANCOLIN
  		C   250,000 100.000 % Yes  
(212) TOUCANET SA

PLAZA 2000 16TH FL 50TH ST
REPUBLIC OF PANAMA    
PM
INVESTMENTS PM PHEMUS CORPORATION
  		C -208,000 1,604,000 100.000 % Yes  
(213) TROGON PROPERTIES SA

PH PLAZA 2000 BLDG 50TH ST
REPUBLIC OF PANAMA    
PM
INVESTMENTS PM PHEMUS CORPORATION
  		C     100.000 % Yes  
(214) TUNUYAN SA

VILLA FINTANA DEL CLUB TERRAZA 2 C
MANAGUA    
NU
INVESTMENTS NU NICARAO LTD
  		C -12,613 6,014,320 100.000 % Yes  
(215) UNITECA AGROFLORESTAL SA

AVENIDA GOVERNADOR PONCE DE ARRUDA
VAREZEA GRANDE,MATO GROSSOCEP 78110
BR
INVESTMENTS BR SUSTAINABLE TEAK PARTCIPACOES LTDA
  		C -172,700 52,733,544 88.900 % Yes  
(216) USRA ATLANTIC NET LEASE CAPITAL CORP

1370 AVENUE OF AMERICAS
NEW YORK,NY10019
45-2732642 		INVESTMENTS DE USRA ATLANTIC CAPITAL PARTNERS LLC
  		C 2,102,686 67,405,685 71.900 % Yes  
(217) VALHOLL LTD

PO BOX 309 UGLAND HOUSE
GRAND CAYMAN   KY1-1104
CJ
98-0668673 		INVESTMENTS CJ PHEMUS CORPORATION
  		C 63,454,016 739,581,556 100.000 % Yes  
(218) VERIWASTE LP

20-22 BEDFORD ROW
LONDON   WC1R 4JS
UK
98-0656246 		INVESTMENTS UK HARVARD MANAGEMENT PRIVATE EQUITY CORPORATION
  		C -2,677   100.000 % Yes  
(219) VISTA VERDE AGROINDUSTRIAL LTDA

AV PEDROSO DE MORAES 1201 2 ANDA
PINHEIROS,SAO PAULO  
BR
INVESTMENTS BR INSOLO AGROINDUSTRIAL SA
  		C -6,321,719 25,703,692 95.800 % Yes  
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
Yes
 
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
Yes
 
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
Yes
 
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
Yes
 
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) AMERICAN REPERTORY THEATRE COMPANY INC

 B 2,422,413 CASH
(2) AMERICAN REPERTORY THEATRE COMPANY INC

 D 3,993,232 CASH
(3) AMERICAN REPERTORY THEATRE COMPANY INC

 J 614,925 COST
(4) AMERICAN REPERTORY THEATRE COMPANY INC

 M 598,693 COST
(5) ASSOCIACAO DAVID ROCKEFELLER CENTER DE UNIVERSIDADE DE HARVARD

 R 675,000 CASH
(6) BLUE MARBLE HOLDINGS CORP

 B 52,375,771 CASH
(7) BLUE MARBLE HOLDINGS CORP

 C 132,087,534 CASH
(8) CENTRE RECHERCHE EUROPEEN DE LA HBS

 B 1,388,790 CASH
(9) CENTRE RECHERCHE EUROPEEN DE LA HBS

 O 59,955 COST
(10) CHENNAI 2007

 R 58,835,871 CASH
(11) DEMETER HOLDINGS CORP

 B 31,761,838 CASH
(12) DEMETER HOLDINGS CORP

 C 32,598,472 CASH
(13) DOYUKAI FUND FOR HARVARD INC

 C 80,000 CASH
(14) DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC

 C 425,000 CASH
(15) DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC

 N 15,010 COST
(16) DUBAI HARVARD FOUNDATION FOR MEDICAL RESEARCH INC

 O 348,064 COST
(17) FUNDACION CNTR DE INVESTIGACION DE LA ESCUELA DE ADMINISTRACION DE EMPRESA

 B 360,000 CASH
(18) FUNDACION CNTR DE INVESTIGACION DE LA ESCUELA DE ADMINISTRACION DE EMPRESA

 D 80,000 CASH
(19) FUNDACION CNTR DE INVESTIGACION DE LA ESCUELA DE ADMINISTRACION DE EMPRESA

 O 148,265 COST
(20) GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC

 C 1,928,000 CASH
(21) GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC

 N 13,035 COST
(22) GIOVANNI ARMENISE-HARVARD FOUNDATION FOR SCIENTIFIC RESEARCH INC

 O 394,913 COST
(23) HARVARD BUSINESS SCHOOL INTERACTIVE INC

 Q 11,594,402 COST
(24) HARVARD BUSINESS SCHOOL INTERACTIVE INC

 S 11,554,341 CASH
(25) HARVARD BUSINESS SCHOOL PUBLISHING CORP

 A 16,959,012 CASH
(26) HARVARD BUSINESS SCHOOL PUBLISHING CORP

 G 184,897 COST
(27) HARVARD BUSINESS SCHOOL PUBLISHING CORP

 H 7,223,725 COST
(28) HARVARD BUSINESS SCHOOL PUBLISHING CORP

 Q 9,255,328 COST
(29) HARVARD BUSINESS SCHOOL PUBLISHING CORP

 S 25,301,120 CASH
(30) HARVARD CENTER SHANGHAI CO LTD

 M 4,999,480 COST
(31) HARVARD COMMINGLED ACCOUNT

 S 475,000,000 CASH
(32) HARVARD DEDICATED ENERGY LIMITED

 H 19,864,088 COST
(33) HARVARD GLOBAL RESEARCH AND SUPPORT SERVICES INC

 R 350,292 CASH
(34) HARVARD MAGAZINE INC

 A 57,014 COST
(35) HARVARD MANAGEMENT COMPANY INC

 D 13,140,089 CASH
(36) HARVARD MANAGEMENT COMPANY INC

 L 1,112,381 COST
(37) HARVARD MANAGEMENT COMPANY INC

 M 165,971,521 CASH
(38) HARVARD MANAGEMENT PRIVATE EQUITY CORP

 B 1,542,456,905 CASH
(39) HARVARD MANAGEMENT PRIVATE EQUITY CORP

 C 2,196,196,163 CASH
(40) HARVARD NEURODISCOVERY CENTER INC

 C 1,218,636 CASH
(41) HARVARD NEURODISCOVERY CENTER INC

 N 818,739 COST
(42) HARVARD NEURODISCOVERY CENTER INC

 O 730,205 COST
(43) HARVARD PRIVATE CAPITAL HOLDINGS INC

 B 35,831,668 CASH
(44) HARVARD PRIVATE CAPITAL HOLDINGS INC

 C 545,011,940 CASH
(45) HARVARD PRIVATE CAPITAL REALTY INC

 B 1,124,050,683 CASH
(46) HARVARD PRIVATE CAPITAL REALTY INC

 C 981,737,397 CASH
(47) HARVARD REAL ESTATE - ALLSTON INC

 R 90,776,082 CASH
(48) HARVARD REAL ESTATE INC

 R 145,307 CASH
(49) HARVARD UNIVERSITY PRESS OF NEW YORK

 P 531,949 COST
(50) HARVARD UNIVERSITY PRESS LTD

 S 1,350,300 CASH
(51) LONGSTOCKING INVESTMENT CORP

 B 456 CASH
(52) PHEMUS CORP

 B 355,354,427 CASH
(53) PHEMUS CORP

 C 1,030,409,135 CASH
(54) PUTNAM SQUARE APT CO LP

 S 23,667 CASH
(55) RED TOP INC

 S 17,602 COST
(56) SHIPPING VENTURE CORP

 B 21,229,392 CASH
(57) SHIPPING VENTURE CORP

 C 39,417,778 CASH
(58) STUDENT CLUBS OF HBS INC

 A 10,363 COST
(59) STUDENT CLUBS OF HBS INC

 C 150,000 CASH
(60) STUDENT CLUBS OF HBS INC

 L 12,784 COST
(61) TRUSTEES FOR HARVARD UNIVERSITY

 C 10,600,592 CASH
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under section 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
AS A TRUST: SCHEDULE R, PART IV, IDENTIFICATION OF RELATED ORGANIZATIONS TAXABLE SPLIT INTEREST TRUSTS: THE TRUSTS LISTED ARE DOMICILED IN MASSACHUSETTS, NEW YORK, AND WASHINGTON, D.C.

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