Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THOMAS A RODGERS JR FAMILY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 2509   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
FALL RIVER, MA02722
A Employer identification number

04-3442439
B Telephone number (see instructions)

(508) 679-6452
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$30,371,238J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 27,347
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 1,006,590 885,342  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 -867,198
b Gross sales price for all assets on line 6a 19,133,926
7 Capital gain net income (from Part IV, line 2)... 0
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 16,303 16,303  
12 Total. Add lines 1 through 11........ 183,042 901,645  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 95,800 0   75,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 8,235 0   0
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 21,471 0   24,185
c Other professional fees (attach schedule).... Click to see attachment 1,200 0   1,200
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 12,559 8,035   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 12,000 0   12,000
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 174,952 164,124   10,827
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 326,217 172,159   123,212
25 Contributions, gifts, grants paid........ 1,409,800 1,409,800
26 Total expenses and disbursements. Add lines 24 and 25 1,736,017 172,159   1,533,012
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,552,975
b Net investment income (if negative, enter -0-) 729,486
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 27,013 1,985,926 1,985,926
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 2,086 5,255 5,255
10a Investments—U.S. and state government obligations (attach schedule) 1,389,076 Click to see attachment1,413,091 1,413,091
b Investments—corporate stock (attach schedule)........ 23,595,216 Click to see attachment21,019,418 21,019,418
c Investments—corporate bonds (attach schedule)........ 1,819,529 Click to see attachment4,129,488 4,129,488
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 596,235 Click to see attachment1,818,060 1,818,060
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 27,429,155 30,371,238 30,371,238
Liabilities 17 Accounts payable and accrued expenses.......... 9,639 6,925
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment19,175 Click to see attachment45,987
23 Total liabilities (add lines 17 through 22).......... 28,814 52,912
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 27,400,341 30,318,326
30 Total net assets or fund balances (see page 17 of the
instructions).................... 27,400,341 30,318,326
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 27,429,155 30,371,238
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 27,400,341
2 Enter amount from Part I, line 27a..................... 2 -1,552,975
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 4,470,960
4 Add lines 1, 2, and 3.......................... 4 30,318,326
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 30,318,326
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES - OPPENHEIMER P    
b PUBLICLY TRADED SECURITIES - COASTLINE P    
c PUBLICLY TRADED SECURITIES - MORGAN STANLEY P    
d CAPITAL GAINS DIVIDENDS P    
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 17,756,365   18,652,815 -896,450
b 984,157   1,006,454 -22,297
c 345,955   341,855 4,100
d 47,449     47,449
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -896,450
b       -22,297
c       4,100
d       47,449
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 -867,198
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,311,235 26,742,788 0.049031
2011 984,041 26,294,309 0.037424
2010 876,622 23,474,596 0.037343
2009 931,072 19,156,249 0.048604
2008 1,130,516 23,729,425 0.047642
2 Total of line 1, column (d) ...................... 2 0.220044
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.044009
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 29,430,788
5 Multiply line 4 by line 3....................... 5 1,295,220
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 7,295
7 Add lines 5 and 6......................... 7 1,302,515
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,533,012
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 7,295
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 7,295
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,295
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 16,862
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 16,862
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 9,567
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet7,295 RefundedBullet 11 2,272
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletRI, MA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletNONE
    14
    The books are in care ofbulletMYRON WILNER Telephone no.bullet (508) 679-6452
    Located atbulletPO BOX 831 111 DURFEE STREETFALL RIVERMA ZIP+4bullet027220831
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
    Yes
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    THOMAS A RODGERS III PRESIDENT
    10.00     		20,800 6,687 0
    1027 SEAPOWET AVENUE
    TIVERTON,RI02878
    MYRON WILNER TREASURER
    20.00     		75,000 0 0
    786 MADISON STREET
    FALL RIVER,MA02720
    ROBERT STOICO DIRECTOR
    1.00     		0 0 0
    907 RAYMOND CT
    MARCO ISLAND,FL34145
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,471,539
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    7,295
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    7,295
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,464,244
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,464,244
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,464,244
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 1,464,244
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 1,191,262
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,533,012
    a Applied to 2012, but not more than line 2a 1,191,262
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 341,750
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		1,122,494
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    THOMAS A RODGERS III
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    THE RODGERS FAMILY FOUNDATION
    111 DURFEE STREET
    FALL RIVER,MA02722
    (508) 679-6452
    bThe form in which applications should be submitted and information and materials they should include:
    WRITTEN REQUEST STATING NATURE OF ORGANIZATION AND INTENDED USE OF FUNDS
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    A WISH COME TRUE INC
    1010 WARWICK AVENUE
    WARWICK,RI02888     		NONE PUBLIC CHARITY TO GRANT A WISH IN THE GREATER FALL RIVER COMMUNITY 10,000
    AMERICAN RED CROSS
    315 PLEASANT STREET
    FALL RIVER,MA02723     		NONE PUBLIC CHARITY OPERATING SUPPORT IN GREATER FALL RIVER AREA 10,000
    BISHOP CONNOLLY HIGH SCHOOL
    373 ELSBREE STREET
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY FOR INSTALLATION OF AN ELECTRONIC MESSAGE CENTER 15,000
    CARE
    151 ELLIS ST NE
    ATLANTA,GA30303     		NONE PUBLIC CHARITY OPERATING SUPPORT 1,000
    CATHOLIC CHARITIES APPEAL
    PO BOX 1470
    FALL RIVER,MA02722     		NONE PUBLIC CHARITY OPERATING SUPPORT 10,000
    CATHOLIC RELIEF SERVICES
    228 WEST LEXINGTRON STREET
    BALTIMORE,MD21201     		NONE PUBLIC CHARITY OPERATING SUPPORT 50,000
    CHILD & FAMILY SERVICES
    66 TROY STREET SUITE 4 5
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY OPERATING SUPPORT 2,000
    CHRISTIAN APPALACHIAN PROJECT
    PO BOX 511
    LANCASTER,KY40444     		NONE PUBLIC CHARITY OPERATING SUPPORT 1,000
    CITIZENS SCHOLARSHIP FUND AMERICAN DREAM CHALLENGE
    624 FLORENCE STREET
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY OPERATING SUPPORT 1,000
    DANA-FARBER CANCER INSTITUTE INC JIMMY FUND
    10 BROOKLINE PLACE WEST FL 6
    BROOKLINE,MA02445     		NONE PUBLIC CHARITY OPERATING SUPPORT 1,500
    EASTER SEALS RHODE ISLAND
    213 ROBINSON ST
    WAKEFIELD,RI02879     		NONE PUBLIC CHARITY OPERATING SUPPORT OF THE PEDIATRIC OUTPATIENT PROGRAM 10,000
    FALL RIVER HISTORICAL SOCIETY
    451 ROCK STREET
    FALL RIVER,MA02720     		NONE PRIVATE OPERATING FO STRUCTURAL MAINTENANCE AND LIBRARY AND ARCHIVES SUPPORT 20,000
    FAMILY SERVICE ASSOC OF GR F R
    151 ROCK STREET
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY DEVELOPMENT OF FACILITIES IMPROVEMENT PROPOSAL-PHASE VIII 50,000
    GREATER FR ART ASSOCIATION
    80 BELMONT STREET
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY BUILDING IMPROVEMENTS 15,000
    GREATER FR COMMUNITY FOOD PANTRY
    78 BRAMBIE WAY
    TIVERTON,RI02878     		NONE PUBLIC CHARITY OPERATING SUPPORT 5,000
    GREATER FR SYMPHONY SOCIETY
    PO BOX 9034
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY OPERATING SUPPORT 2,500
    HERALD NEWS CHRISTMAS FUND
    207 POCASSET ST
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY FOR BENEFIT OF PROGRAMS AT SALVATION ARMY AND CITIZENS FOR CITIZENS 5,000
    HOPE FUNDS FOR CANCER RESEARCH
    226 BELLEVUE AVENUE
    NEWPORT,RI02840     		NONE PUBLIC CHARITY FOR CANCER RESEARCH FOR SUPPORT OF YOUNG SCIENTISTS 10,000
    JUNIOR ACHIEVEMENT OF SOUTHERN MA INC
    227 UNION ST SUITE 703
    NEW BEDFORD,MA02740     		NONE PUBLIC CHARITY OPERATING SUPPORT 15,000
    KATIE BROWN EDUCATIONAL PROGRAM
    10 PURCHASE ST SUITE 5
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY OPERATING SUPPORT IN THE FALL RIVER AREA 5,000
    LITTLE FLOWER HOME INC
    304 HOOPER STREET
    TIVERTON,RI02878     		NONE PUBLIC CHARITY OPERATING SUPPORT 15,000
    LLOYD CENTER FOR THE ENVIRONMENT
    430 POTOMSKA ROAD
    DARTMOUTH,MA02748     		NONE PUBLIC CHARITY CLIMATE SCIENCE LEARNING PROJECT 10,000
    LOWN CARDIOVASCULAR RESEARCH FOUNDATION
    21 LONGWOOD AVENUE
    BROOKLINE,MA02446     		NONE PUBLIC CHARITY OPERATING SUPPORT 10,000
    MARINE MUSEUM OF FR
    70 WATER STREET
    FALL RIVER,MA02721     		NONE PUBLIC CHARITY OPERATING SUPPORT 5,000
    MEETING STREET SCHOOL
    1000 EDDY STREET
    PROVIDENCE,RI02905     		NONE PUBLIC CHARITY OPERATING SUPPORT 10,000
    NARRAGANSETT COUNCIL BOY SCOUTS OF AMERICA
    PO BOX 14777
    EAST PROVIDENCE,RI02914     		NONE PUBLIC CHARITY SCOUT REACH PROGRAM FOR THE FALL RIVER AREA 1,500
    NARROWS CENTER FOR THE ARTS
    16 ANAWAN STREET
    FALL RIVER,MA02721     		NONE PUBLIC CHARITY OPERATING SUPPORT 5,000
    NATIVITY PREPARATORY SCHOOL OF NEW BEDFORD
    66 SPRING STREET
    NEW BEDFORD,MA02740     		NONE PUBLIC CHARITY SPONSORSHIPS FOR TWO STUDENTS AND A TEACHER AND THE GENERAL SUPPORT OF THE SCHOOL 30,000
    NAVAL WAR COLLEGE FOUNDATION
    686 CUSHING ROAD
    NEWPORT,RI02841     		NONE PUBLIC CHARITY OPERATING SUPPORT 2,500
    NEW BEDFORD'S WOMEN'S CENTER (OUR SISTERS PLACE)
    PO BOX 4236
    FALL RIVER,MA02723     		NONE PUBLIC CHARITY OPERATING SUPPORT FOR OUR SISTERS PLACE 20,000
    NEWPORT HOSPITAL
    11 FRIENDSHIP STREET
    NEWPORT,RI02840     		NONE PUBLIC CHARITY OPERATING SUPPORT 5,000
    NORMAN BIRD SANCTUARY TRUST
    583 THIRD BEACH ROAD
    MIDDLETOWN,RI02842     		NONE PUBLIC CHARITY OPERATING SUPPORT 2,500
    OUR LADY OF QUADALUPE
    2 ACHUSHNET AVE
    NEW BEDFORD,MA02744     		NONE PUBLIC CHARITY ESOL PROGRAM 2,500
    POLICE ATHLETIC LEAGUE
    31 FRANKLIN STREET
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY OPERATING SUPPORT 5,000
    PRIESTS RETIREMENT FUND
    1697 E MAIN ROAD
    PORTSMOUTH,RI02871     		NONE PUBLIC CHARITY OPERATING SUPPORT 1,000
    PROJECT HOPE THE PEOPLE TO PEOPLE HEALTH FOUNDATION INC
    255 CARTER HALL LANE
    MILLWOOD,VA22646     		NONE PUBLIC CHARITY OPERATING SUPPORT 5,000
    ROBERT POTTER LEAGUE FOR ANIMALS INC
    PO BOX 412
    NEWPORT,RI02840     		NONE PUBLIC CHARITY OPERATING SUPPORT 1,000
    ROMAN CATHOLIC BISHOP FALL RIVER ST VINCENT'S HOME CORPORATION
    2425 HIGHLAND AVENUE
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY OPERATING SUPPORT 5,000
    SALVATION ARMY-FALL RIVER
    290 BEDFORD STREET
    FALL RIVER,MA02722     		NONE PUBLIC CHARITY OPERATING SUPPORT IN THE FALL RIVER AREA 1,000
    SALVE REGINA UNIVERSITY
    100 OCHRE POINT AVENUE
    NEWPORT,RI02840     		NONE PUBLIC CHARITY ESTABLISH A DOCTOR OF NURSING PRACTICE PROGRAM 270,000
    SAN MIGUEL EDUCATION CENTER
    525 BRANCH AVE
    PROVIDENCE,RI02904     		NONE PUBLIC CHARITY OPERATING SUPPORT 10,000
    SAVE THE BAY
    100 BAY VIEW AVENUE
    PROVIDENCE,RI02905     		NONE PUBLIC CHARITY EXPLORE THE BAY EDUCATION PROGRAM 1,000
    SEAMENS CHURCH INSTITUTE OF NEWPORT
    18 MARKET SQUARE
    NEWPORT,RI02840     		NONE PUBLIC CHARITY OPERATING SUPPORT 1,000
    SOCIETY FOR HUMAN ADVANCEMENT THROUGH REHABILITATION ENGINEERING FOUNDATION
    UNIV OF MASSACHUSETTS DARTMOUTH
    DARTMOUTH,MA02747     		NONE PUBLIC CHARITY OPERATING SUPPORT 5,000
    SOUTHCOAST VISITING NURSES ASSOCIATION
    200 MILL ROAD
    FAIRHAVEN,MA02719     		NONE PUBLIC CHARITY OPERATING SUPPORT IN THE FALL RIVER AREA 10,000
    ST MARY'S EDUCATON FUNDDIOCESE OF FALL RIVER
    PO BOX 1470
    FALL RIVER,MA02722     		NONE PUBLIC CHARITY GRANT TO ST. MARY'S EDUCATION FUND TO BE APPLIED TO RESIDENTS OF THE GREATER FALL RIVER AREA 50,000
    ST PHILOMENA SCHOOL
    324 CORYS LANE
    PORTSMOUTH,RI02871     		NONE PUBLIC CHARITY OPERATING SUPPORT 15,000
    STEPPINGSTONE INC
    522 NORTH MAIN STREET
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY TO PURCHASE NEW DINING ROOM FURNITURE 14,800
    STRIVING ARTISTS THEATRE COMPANY
    1311 BROUGHTON DRIVE
    BEVERLY,MA01915     		NONE PUBLIC CHARITY OPERATING SUPPORT 2,000
    TASHIRAT FOUNDATION
    PO BOX 920
    FORKED RIVER,NJ08731     		NONE PUBLIC CHARITY OPERATING SUPPORT TOWARD THE NEW SCHOOL 25,000
    THE HOME FOR AGED IN FALL RIVER INC
    1168 HIGHLAND AVENUE
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY REHABILITATION CAPITAL CAMPAIGN 25,000
    THOMAS CHEW MEMORIAL BOYS AND GIRLS CLUB
    803 BEDFORD STREET
    FALL RIVER,MA02723     		NONE PUBLIC CHARITY FOR THE RODGERS TEEN CENTER PROGRAM BUDGET 50,000
    TIVERTON LAND TRUST
    PO BOX 167
    TIVERTON,RI02878     		NONE PUBLIC CHARITY OPERATING SUPPORT 10,000
    UNITED WAY OF GREATER FR
    84 NORTH MAIN STREET
    FALL RIVER,MA02720     		NONE PUBLIC CHARITY OPERATING SUPPORT 125,000
    USS MASSACHUSETTS MEMORIAL COMMITTEE INC
    BATTLESHIP COVE
    FALL RIVER,MA02721     		NONE PUBLIC CHARITY A GRANT TO THE BATTLESHIP'S CHILDREN'S PROGRAM 10,000
    WESTPORT LAND CONSERVATION TRUST
    PO BOX 3975
    WESTPORT,MA02790     		NONE PUBLIC CHARITY OPERATING SUPPORT 5,000
    WESTPORT SHELLFISH GIFT FUND TOWN OF WESTPORT
    816 MAIN ROAD
    WESTPORT,MA02790     		NONE PUBLIC CHARITY TO BE USED FOR THE QUAHOG TRANSPLANT PROGRAM 5,000
    YMCA SOUTHCOAST
    18 SOUTH WATER STREET
    NEW BEDFORD,MA02740     		NONE PUBLIC CHARITY FOR THE FALL RIVER YMCA RENOVATION PROJECT 400,000
    Total .................................bullet 3a 1,409,800
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 1,006,590  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     01 16,303  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 -867,198  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 155,695 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13155,695
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THOMAS A RODGERS JR FAMILY FOUNDATION
     
    Employer identification number

    04-3442439
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THOMAS A RODGERS JR FAMILY FOUNDATION
          		Employer identification number

    04-3442439
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    THOMAS A RODGERS III  
    1027 SEAPOWET AVENUE
     
    TIVERTON, RI02878

    		$27,347


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THOMAS A RODGERS JR FAMILY FOUNDATION
          		Employer identification number

    04-3442439
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THOMAS A RODGERS JR FAMILY FOUNDATION
          		Employer identification number

    04-3442439
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    THOMAS A RODGERS JR FAMILY FOUNDATION
    EIN: 04-3442439
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING & ADMINISTRATIVE 21,471 0   24,185

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 ExpenditureResponsibilityStmt
    Name:
    THOMAS A RODGERS JR FAMILY FOUNDATION
    EIN: 04-3442439
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    FALL RIVER HISTORICAL SOCIETY
          		451 ROCK STREET
    FALL RIVER,MA02720     		2013-09-30 20,000 THE GRANT WAS TO BE USED FOR STRUCTURAL MAINTENANCE AND LIBRARY AND ARCHIVES SUPPORT. 20,000 NONE 1/31/2014, 4/30/2014 2014-04-30 THE FALL RIVER HISTORICAL SOCIETY (GRANTEE) HAS PROVIDED THE FOUNDATION WITH A FINAL EXPENDITURE REPORT DATED 4/30/2014. THE REPORT STATES THAT THE $20,000 GRANT WAS USED, IN FULL, FOR STRUCTURAL MAINTENANCE AND LIBRARY AND ARCHIVES SUPPORT. THE GRANTEE STATES THAT IT HAS MAINTAINED APPROPRIATE DOCUMENTATION OF EXPENDITURES AND THAT THE BOOKS AND RECORDS ARE AVAILABLE FOR INSPECTION BY THE FOUNDATION.

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THOMAS A RODGERS JR FAMILY FOUNDATION
    EIN: 04-3442439
    Name of Bond End of Year Book Value End of Year Fair Market Value
    AIR LEASE CORP 3.375% CALLABLE 12/16/2018 @ 100.00 DUE 01/15/2019 100,000 100,000
    AMER EXPRESS CR SER E 1.300% DUE 07/29/2016 @ 100.00 100,774 100,774
    AMER INTL GROUP 3.800% DUE 03/22/2017 @ 100.00 106,790 106,790
    AUSTRALIA GOVERNMENT BOND 4.750% DUE 10/21/2015 @ 100.00 46,405 46,405
    BANK OF AMERICA CORP 03/29/30 100,049 100,049
    BANK OF AMERICA CORP 05/25/32 98,633 98,633
    CANADIAN TREASURY BILL 0.000% DUE 02/13/2014 @ 100.00 75,248 75,248
    COMPUTER SCIENCE SER B 6.500% DUE 03/15/2018 @ 100.00 114,747 114,747
    ESC LEHMAN BROS HLDGS INC 6.625 7,437 7,437
    ESC LEHMAN BROS HLDGS INC 8% 58,118 58,118
    FFCB 0.990% CALLABLE 09/09/2014 @ 100.00 DUE 09/09/2016 75,295 75,295
    FIFTH THIRD BANCO FLOATER DUE 12/20/2016 @ 100.00 123,814 123,814
    FORD MOTOR CRED 3.984% DUE 06/15/2016 @ 100.00 106,340 106,340
    FORD MTR CR CO 0 0
    FORD MTR CR CO 0 0
    FORD MTR CR CO LLC B/E DUE 04/15/15 0 0
    GENWORTH FINL INC 6.515% 0 0
    GOLDMAN SACHS CAP II 5.793% 0 0
    HEWLETT-PACK CO 2.200% DUE 12/01/2015 @ 100.00 102,201 102,201
    INTER-AMERICAN DEVELOPMENT 7.200% DUE 10/15/2014 @ 100.00 41,725 41,725
    INTERNANAL BK FOR RECONSTRUCTN &6.250% DUE 07/10/2014 @ 100.00 12,172 12,172
    INTERNL BANK FOR RECONSTRUCN & 6.000% DUE 07/23/2015 @ 100.00 22,376 22,376
    INT'L BANK FOR REC & DEV 1.875% DUE 05/12/2016 @ 100.00 30,447 30,447
    INTL BANK FOR RECONSTRUCTION & 4.625% DUE 11/17/2015 @ 100.00 31,301 31,301
    JEA BE 1286 16OC01JE1.286% DUE 10/01/2016 @ 100.00 99,453 99,453
    LORILLARD TOBACC 2.300% DUE 08/21/2017 @ 100.00 125,276 125,276
    MERRILL LYNCH & CO INC B/E 0 0
    NEW ZEALAND GOVT 4.500% DUE 02/15/2016 @ 100.00 12,924 12,924
    NORWEGIAN T-BILL 0.000% DUE 09/17/2014 @ 100.00 32,660 32,660
    PENN VA CIRO B/E 7.25% 102,500 102,500
    PENNEY JC CORP INC 5.75% 246,000 246,000
    PIONEER STRATEGIC INCOME-Y 439,179 439,179
    REGIONS FINL GLOBAL 2.000% CALLABLE 04/15/2018 @ 100.00 DUE 05/15/2018 96,831 96,831
    SINGAPORE GOVERNMENT BOND 1.125% DUE 04/01/2016 @ 100.00 80,572 80,572
    SLM CORP MTN BOOK 623,791 623,791
    SPDR BARCP ST HY 1.613% DUE 12/31/1899 @ 0.00 122,845 122,845
    TCW EMERGING MARKETS INCOME CL I MF 330,966 330,966
    TELEFONICA EMIS 3.992% DUE 02/16/2016 @ 100.00 131,300 131,300
    TIME WARNER CABL 6.750% DUE 07/01/2018 @ 100.00 112,144 112,144
    UNITED STATES STL CORP NEW 6.05% 108,000 108,000
    VALE OVERSEAS SR UNSGLOBAL 6.25%6.250% DUE 01/23/2017 @ 100.00 111,175 111,175

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THOMAS A RODGERS JR FAMILY FOUNDATION
    EIN: 04-3442439
    Name of Stock End of Year Book Value End of Year Fair Market Value
    3 M CO 39,270 39,270
    ACCENTURE PLC 75,314 75,314
    ALPINE TOTAL DYNAMIC DIVID FD COM 41,900 41,900
    ALPS ETF TR ALERIAN MLP 0 0
    ALTRIA GROUP INC 0 0
    ALTRIA GROUP INC 48,755 48,755
    AMBASE CORP 30,000 30,000
    AMEDISYS INC 0 0
    AMERICAN BILTRITE INC 82,400 82,400
    AMERICAN EUROPACIFIC GROWTH F-2 332,020 332,020
    AMERICAN RLTY CAP PPTYS INC REIT 128,510 128,510
    AMETEK INC COM WHEN ISSUED 104,445 104,445
    ANNALY CAP MGMT INC REIT 0 0
    AON PLC 104,611 104,611
    ASTRAZENECA PLC SPONS ADR 47,793 47,793
    AT&T 175,800 175,800
    AT&T INC 43,774 43,774
    ATLANTIC POWER CORP 0 0
    AVON PRODUCTS INC 0 0
    BB&T CORP DEP SHS REPSRT 1 5.625% 81,400 81,400
    BCE INC NEW COM 42,857 42,857
    BIDDEEFORD & SACO WTR CO 0 0
    BLACKROCK CORPOR HIGH YLD FD 0 0
    BLACKROCK CREDIT ALL INC TR II 0 0
    BLACKROCK GLOBAL OPP EQTY TR 63,490 63,490
    BLACKROCK REAL ASSET EQUITY TR CLOSED END SBI/CBI 65,325 65,325
    BOEING CO 33,440 33,440
    BOISE INC 0 0
    BOSTON SCIENTIFIC CORP 0 0
    BROOKLINE BANCORP 382,000 382,000
    BURKE&HERBERT B&T ALEXANDRIA 30,450 30,450
    CALAMOS CONV & HIGH INCOME FD 0 0
    CAMBRIDGE BANCORP 720,180 720,180
    CANADAIGUA NATIONAL CORP 0 0
    CARPENTER TECHNOLOGY CORP 0 0
    CARRIZO OIL & CO INC 0 0
    CELANESE CORP 0 0
    CEMEX SAB DE CV SPON ADR 236,600 236,600
    CHEMUNG FINANCIAL CORP 444,210 444,210
    CHEVRON CORPORATION 47,466 47,466
    CHICAGO BRIDGE & IRON CO 0 0
    CISCO SYSTEMS INC 46,542 46,542
    CIT GROUP INC 182,455 182,455
    CNB FINANCIAL CORP PENNSYLVANIA 190,000 190,000
    CONOCOPHILLIPS 45,923 45,923
    CONSOL ENERGY INC 0 0
    CREDIT SUISSE HIGH YLD BND FD SH BEN INT 0 0
    CRIMSON WINE GROUP LTD 110,500 110,500
    DELTA AIR LINES INC 0 0
    DEUTSCHE BANK CAP FDG TR IX PFD 6.625% 0 0
    DEUTSCHE BK CAP FDG X NON CUM TR PFD 7.35% 0 0
    DIAGEO PLC SPONS ADR NEW 38,402 38,402
    DIAMOND OFFSHORE DRILLING INC 0 0
    DIAMOND OFFSHORE DRILLING INC COM 43,828 43,828
    DIGITAL RLTY TR INC PFD 72,600 72,600
    DOMINION RES INC 28,464 28,464
    DOMINION RESOURCES INC 8.375% PFD 0 0
    DOUBLE EAGLE PETE CO 28,750 28,750
    DOW 3OSM ENHANCED PREM & INC 131,300 131,300
    DOW CHEM CO 0 0
    DU PONT E I DE NEMOURS & CO 0 0
    DU PONT E I DENEMOURS & CO 38,982 38,982
    EATON VANCE LTD DURATION INCOME FD 233,447 233,447
    EATON VANCE RISK MNGD DIV EQTY 90,160 90,160
    EATON VANCE TAX MNG GLB DV EQT 100,000 100,000
    EATON VANCE TX MGD DIV EQ INCM 109,200 109,200
    ECA MARCELLUS TR I COM UNIT 0 0
    ELI LILLY & CO 44,625 44,625
    EMC CORP MASS 78,292 78,292
    ENCANA CORP 0 0
    EPR PPRYS PFD SER F % 0 0
    EUROSEAS LTD COM NEW 0 0
    FIDELITY FLOATING RATE H/INC 99,750 99,750
    FIDUS INVT CORP 0 0
    FIFTH STR FIN CORP 85,000 85,000
    FINANCIAL INSTITUTIONS INC 790,720 790,720
    FIRST EAGLE FUNDS INC OVERSEAS FD CL I 320,204 320,204
    FIRST TR HIGH INCOME L/S FD 0 0
    FORD MOTOR CO 0 0
    FOSTER WHEELER 247,508 247,508
    FRANKLIN TEMPLETON LTD DUR INC 0 0
    GABELLI UTILITES FUND 0 0
    GENERAL ELEC CO 42,185 42,185
    GENERAL ELECTRIC CO 168,180 168,180
    GENERAL MOTORS CO 0 0
    GENERAL MTRS CO JR PFD CON SRB 4.75% 0 0
    GENUINE PARTS CO COM 37,851 37,851
    GLADSTONE CAPITAL CORP 0 0
    GOLDMAN SACHS GROUP INC PFD A 1/1000 0 0
    GOLDMAN SACHS LOC EMG MK-I 50,216 50,216
    GSV CAP CORP 60,450 60,450
    H & Q HEALTHCARE FD SH BEN INT 0 0
    HCP INC REIT 41,042 41,042
    HEALTH CARE REIT INC COM 40,445 40,445
    HERCULES TECH GROWTH CAP INC 123,000 123,000
    HESS CORP 0 0
    HILLSHIRE BRANDS CO 0 0
    HOLLYFRONTIER CORP 273,295 273,295
    HOMEFED CORP 172,020 172,020
    HOSPITALITY PROPERTIES REIT TRUST 135,150 135,150
    HSBC HOLDINGS PLC ADR 36,110 36,110
    HUNTSMAN CORP 0 0
    ING PRIME RATE TR 0 0
    INTEL CORP 46,330 46,330
    INVESCO BALANCED-RISK ALLOC Y 171,144 171,144
    INVESCO VAN KAMPEN DYNAMIC CR OP FD 0 0
    INVESTORS HERITAGE CAP CORP 31,050 31,050
    IRON MTN INC 60,700 60,700
    ISH MSI EAFE ETF 305,349 305,349
    ISHARES COHEN & STEERS REALTY 89,664 89,664
    ISHARES EM MIN 312,623 312,623
    ISHARES MSCI EAFE INDEX FUND 0 0
    ISHARES MSCI EMERGING MARKETS INDEX 0 0
    ISHARES RUSSELL 1000 VALUE 678,024 678,024
    ISHARES RUSSELL 2000 INDEX FUND 164,388 164,388
    ISHARES RUSSELL MIDCAP INDEX FUND 326,206 326,206
    ISHARES S&P PREF STK 205,327 205,327
    ISHARES TR RUSSELL 1000 GROWTH INDEX 691,898 691,898
    JOHNSON & JOHNSON 45,795 45,795
    JPMORGAN CHASE & CO 30,117 30,117
    KIMBERLY CLARK CORP 36,039 36,039
    KOHLS CORP 283,750 283,750
    MARATHON OIL CORP 0 0
    MATTHEWS ASIA DIVIDEND INV 365,039 365,039
    MAYFLOWER BANCORP INC 0 0
    MCDERMOTT INTL INC 0 0
    MEDICAL PPTYS TRUST INC REIT 122,200 122,200
    MERCK & CO 53,303 53,303
    MERCK & CO INC 250,250 250,250
    METLIFE INC 0 0
    METLIFE INC 38,014 38,014
    MICROSOFT CORP 44,331 44,331
    MIDDLESEX WATER COMPANY 414,591 414,591
    MOSAIC CO 0 0
    MOTOROLA SOLUTIONS INC 68,715 68,715
    MUELLER WTR PRODS INC COM 70,275 70,275
    NAUGATUCK VY FINL CORP 181,000 181,000
    NAVIOS MARITIME HOLDINGS 111,600 111,600
    NESTLE S A SPONSORED ADR 0 0
    NEW MTN FIN CORP 45,120 45,120
    NEW YORK COMMUNITY BANCORP INC 168,500 168,500
    NEWPORT BANCORP INC 0 0
    NEXTERA ENERGY INC 44,094 44,094
    NIELSEN HOLDINGS NV 73,929 73,929
    NUVEEN BUILD AMER BD FD COM SHS 184,400 184,400
    NUVEEN CR STRATEGIES INCM FD 48,650 48,650
    NUVEEN DIVER CURRENCY OPPOR FD 0 0
    OFS CAP CORP 25,660 25,660
    OLIN CORP COM PAR $1 0 0
    OPPENHEIMER HOLDINGS INC 0 0
    PACCAR INC 0 0
    PACIFIC COAST OIL TR 0 0
    PEOPLES UNITED FINANCIAL INC 483,840 483,840
    PERRIGO CO 76,730 76,730
    PFIZER INC 354,849 354,849
    PHILIP MORRIS INTL 44,436 44,436
    PHILIP MORRIS INTL INC 0 0
    PIMCO ALL ASSET AUTHORITY CL P MF 167,714 167,714
    POTASH CORP SASK INC 65,920 65,920
    PREMIER FINANCIAL BANCORP 573,782 573,782
    PROGRESSIVE CORP OHIO 75,374 75,374
    PROSPECT CAPITAL CORPORATION 0 0
    PRUDENTIAL FINL INC JR SUB NT 523 5.75% 86,750 86,750
    PRUDENTIAL GLB SHT DUR HG YLD 0 0
    RAYONIER INC REIT 210,500 210,500
    RAYTHEON COMPANY 46,257 46,257
    RESOURCE CAP CORP REIT 59,300 59,300
    ROYAL DUTCH SHELL PLC SPON ADR 46,568 46,568
    SALIENT MLP & ENERGY INDRSTRCT COM 0 0
    SBT BANCORP INC 279,000 279,000
    SCRIPPS NETWORKS INTER WI 76,386 76,386
    SEADRILL LIMITED 205,400 205,400
    SEARS ROEBUCK ACCEP CORP NT 7% 15,293 15,293
    SEI DAILY INCOME TR MM PORT #32 234,153 234,153
    SI FINL GROUP INC 361,500 361,500
    SPDR DB INTL GOV INFL-PROT 93,520 93,520
    SPDR DJ WILSHIRE INTL REAL ESTATE 51,500 51,500
    SPDR S&P INTER DVD 132,860 132,860
    STANLEY BLACK & DECKER INC 119,179 119,179
    STARWOOD HOTELS & RESORTS 86,362 86,362
    STATE STR CORP DEP SHS REPSRT1 5.25% 41,400 41,400
    STILLWATER MINING CO 0 0
    SUSQUEHANNA BANCSHARES INC 64,200 64,200
    SYSCO CORP 0 0
    T ROWE PRICE INTL BOND FUND 50,794 50,794
    THERAVANCE INC 89,125 89,125
    TICC CAPITAL CORP 25,850 25,850
    TIDELANDS RTY TR B UNIT BEN INT 80,957 80,957
    TRAVELERS COS INC 41,648 41,648
    TRONOX INC 276,840 276,840
    T-ROWE PRICE GROUP INC 89,801 89,801
    TWENTY-FIRST CENTURY FOX CL A 75,229 75,229
    TYCO INTERNATIONAL LTD 91,068 91,068
    UNILEVER N V COM SHR 41,839 41,839
    UNITED RENTALS INC 77,950 77,950
    UNITED STATES STL CORP NEW 0 0
    USA TECHNOLOGIES INC COM 45,250 45,250
    VALLEY NATIONAL BANCORP 126,500 126,500
    VANGUARD EMERGING MARKETS 49,764 49,764
    VANGUARD FTSE DEVELOPED MARKETS 362,616 362,616
    VANGUARD FTSE EMERGING MARKETS 88,451 88,451
    VANGUARD HIGH YIELD CORP ADM 130,289 130,289
    VANGUARD INFLAT PROTECTED 90,891 90,891
    VANGUARD INTM TERM CORP-ADM #571 245,684 245,684
    VANGUARD INTRM TRM BD IDX-SI 94,398 94,398
    VANGUARD S/T BOND INDEX 0 0
    VANGUARD SHORT TERM CORP BOND ETF 157,565 157,565
    VANGUARD SMALL CAP VALUE ETF 68,159 68,159
    VANGUARD TOTAL INTL BND ADM 50,127 50,127
    VIRNETX HOLDING CORP 97,050 97,050
    VODAFONE GROUP PLC 0 0
    VODAFONE GROUP PLC SP ADR 46,975 46,975
    WALGREEN CO 430,800 430,800
    WELLS FARGO ADVANTAGE MULTI 0 0
    WESTERN ASSET HIGH INCM OPP FD 29,650 29,650
    WESTERN UNION CO 172,500 172,500
    WESTFIELD FINANCIAL INC NEW 74,600 74,600
    WEYERHAEUSER CO REIT 0 0
    WHIRLPOOL CORP 0 0
    WINDSTREAM CORP 0 0
    WISDOM EMG MKTS EQ INCOME 45,927 45,927
    WYNN RESORTS 91,667 91,667

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    THOMAS A RODGERS JR FAMILY FOUNDATION
    EIN: 04-3442439
    US Government Securities - End of Year Book Value:

    538,695
    US Government Securities - End of Year Fair Market Value:

    538,695
    State & Local Government Securities - End of Year Book Value:


    874,396
    State & Local Government Securities - End of Year Fair Market Value:


    874,396


    TY 2013 InvestmentsOtherSchedule2
    Name:
    THOMAS A RODGERS JR FAMILY FOUNDATION
    EIN: 04-3442439
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    AIP GLOBAL MACRO FUND (CAYMAN) LP VALUATION DATE: 12/31/2013 FMV 230,353 230,353
    GENERAL MOTORS CO WARRANT FMV 0 0
    GENERAL MOTORS CO WARRANT FMV 0 0
    MORGAN STANLEY HEDGEPREMIER/MILLENNIUM INTERNATIONAL LTDADVISORY VALUATION D FMV 236,599 236,599
    MORGAN STANLEY HEDGEPREMIER/TRICADIA CREDIT STRATEGIES OFFSHORE VALUATION DA FMV 180,118 180,118
    MP SECURITIZED CREDIT OFFSHORE FUNDMP SECURITIZED CREDIT OFFSHOR VALUATION D FMV 254,649 254,649
    NATURAL RESOURCE PARTNERS LP FMV 0 0
    NEW SOURCE ENERGY PARTNERS LP FMV 23,370 23,370
    PIMCO COMMODITY RL RET STR P CL P MF FMV 249,057 249,057
    PVR PARTNERS LP FMV 0 0
    REAL ESTATE OPPORTUNITY FUND II LP COMMITMENT: $<500000.00>CONTRIBUTIONS TO FMV 327,241 327,241
    SPDR GOLD TRUST FMV 192,063 192,063
    TC PIPELINES LP FMV 48,430 48,430
    TRONOX INC WARRANT FMV 72,500 72,500
    VALLEY NATL BANCORP WARRANT FMV 3,680 3,680

    TY 2013 OtherExpensesSchedule
    Name:
    THOMAS A RODGERS JR FAMILY FOUNDATION
    EIN: 04-3442439
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    SUPPLIES, POSTAGE, ETC. 6,585 0   6,584
    TELEPHONE 2,793 0   2,793
    DUES, LICENSES, FEES 1,245 0   1,245
    INVESTMENT FEES 124,236 124,236   0
    PARTNERSHIP LOSSES 39,888 39,888   0
    INSURANCE 205 0   205


    TY 2013 OtherIncomeSchedule2
    Name:
    THOMAS A RODGERS JR FAMILY FOUNDATION
    EIN: 04-3442439
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OPPENHEIMER 16,303 16,303 16,303


    TY 2013 OtherIncreasesSchedule
    Name:
    THOMAS A RODGERS JR FAMILY FOUNDATION
    EIN: 04-3442439
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS 4,470,960


    TY 2013 OtherLiabilitiesSchedule
    Name:
    THOMAS A RODGERS JR FAMILY FOUNDATION
    EIN: 04-3442439
    Description Beginning of Year - Book Value End of Year - Book Value
    CALL OPTIONS 19,175 41,259
    MORGAN STANLEY 0 4,728


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THOMAS A RODGERS JR FAMILY FOUNDATION
    EIN: 04-3442439
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL FEE 1,200 0   1,200


    TY 2013 TaxesSchedule
    Name:
    THOMAS A RODGERS JR FAMILY FOUNDATION
    EIN: 04-3442439
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX ON DIVIDENDS 8,035 8,035   0
    FEDERAL TAX 4,524 0   0