Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
TANG FAMILY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)101 WESTCOTT STE 603   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HOUSTON, TX77007
A Employer identification number

27-1490252
B Telephone number (see instructions)

(713) 980-8799
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,039,736J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments 282 282  
4 Dividends and interest from securities...... 23,227 23,227  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 179,483
b Gross sales price for all assets on line 6a 1,999,273
7 Capital gain net income (from Part IV, line 2)... 179,483
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 202,992 202,992  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 1,500 1,500   0
c Other professional fees (attach schedule).... Click to see attachment 5,275 5,275   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 9,246 9,246   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 145 145   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 16,166 16,166   0
25 Contributions, gifts, grants paid........ 76,025 76,025
26 Total expenses and disbursements. Add lines 24 and 25 92,191 16,166   76,025
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 110,801
b Net investment income (if negative, enter -0-) 186,826
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 388,165 29,215 29,215
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 1,357,061 Click to see attachment1,826,812 2,010,521
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,745,226 1,856,027 2,039,736
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 1,745,226 1,856,027
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,745,226 1,856,027
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,745,226 1,856,027
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,745,226
2 Enter amount from Part I, line 27a..................... 2 110,801
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 1,856,027
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,856,027
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a HONEYWELL INTL INC CMN - 25 SHS P 2011-07-15 2013-02-05
b GOOGLE INC CMN CLASS A - 3 SHS P 2011-07-15 2013-02-27
c LOWES COMPANIES INC CMN - 26 SHS P 2011-07-15 2013-02-27
d BOEING COMPANY CMN - 9 SHS P 2011-07-22 2013-05-08
e BOEING COMPANY CMN - 20 SHS P 2012-04-10 2013-05-08
NIKE CLASS-B CMN CLASS B - 40 SHS P 2012-04-10 2013-05-08
JOHNSON & JOHNSON CMN - 42 SHS P 2011-07-15 2013-05-23
OCCIDENTAL PETROLEUM CORP CMN - 27 SHS P 2012-04-10 2013-06-07
OCCIDENTAL PETROLEUM CORP CMN - 29 SHS P 2011-07-15 2013-06-07
PRAXAIR INC CMN - 23 SHS P 2012-04-10 2013-06-07
PRAXAIR INC CMN - 25 SHS P 2011-07-15 2013-06-07
JOHNSON & JOHNSON CMN - 4 SHS P 2011-07-15 2013-07-09
JOHNSON & JOHNSON CMN - 30 SHS P 2013-06-14 2013-07-09
JOHNSON & JOHNSON CMN - 42 SHS P 2012-04-10 2013-07-09
PEPSICO INC. CMN - 40 SHS P 2011-07-15 2013-07-17
AMERICAN EXPRESS CO. CMN - 12 SHS P 2011-08-09 2013-07-31
AMERICAN EXPRESS CO. CMN - 50 SHS P 2012-04-10 2013-07-31
AMERICAN EXPRESS CO. CMN - 62 SHS P 2011-07-15 2013-07-31
AMERICAN EXPRESS CO. CMN - 152 SHS P 2012-07-26 2013-07-31
MCDONALDS CORP CMN - 20 SHS P 2012-04-10 2013-07-31
MCDONALDS CORP CMN - 21 SHS P 2011-07-15 2013-07-31
MCDONALDS CORP CMN - 49 SHS P 2012-07-26 2013-07-31
VISA INC. CMN CLASS A - 10 SHS P 2012-04-10 2013-08-20
VISA INC. CMN CLASS A - 30 SHS P 2011-07-15 2013-08-20
VISA INC. CMN CLASS A - 49 SHS P 2012-07-26 2013-08-20
PROCTOR & GAMBLE COMPANY (THE) CMN - 8 SHS P 2012-02-24 2013-10-15
PROCTOR & GAMBLE COMPANY (THE) CMN - 33 SHS P 2012-05-23 2013-10-15
PROCTOR & GAMBLE COMPANY (THE) CMN - 35 SHS P 2011-07-15 2013-10-15
PROCTOR & GAMBLE COMPANY (THE) CMN - 39 SHS P 2012-04-10 2013-10-15
PROCTOR & GAMBLE COMPANY (THE) CMN - 138 SHS P 2012-07-26 2013-10-15
LOWES COMPANIES INC CMN - 92 SHS P 2011-07-15 2013-11-12
LOWES COMPANIES INC CMN - 272 SHS P 2012-07-26 2013-11-12
ABBVIE INC. CMN - 17 SHS P 2012-06-14 2013-02-27
ABBVIE INC. CMN - 45 SHS P 2012-04-10 2013-02-27
ABBVIE INC. CMN - 50 SHS P 2012-04-09 2013-02-27
ABBVIE INC. CMN - 133 SHS P 2012-07-26 2013-02-27
LOWES COMPANIES INC CMN - 47 SHS P 2012-04-10 2013-02-27
PRUDENTIAL FINANCIAL INC CMN - 36 SHS P 2012-04-10 2013-03-21
OCCIDENTAL PETROLEUM CORP CMN - 22 SHS P 2013-06-06 2013-06-07
OCCIDENTAL PETROLEUM CORP CMN - 69 SHS P 2012-07-26 2013-06-07
PRAXAIR INC CMN - 19 SHS P 2013-06-06 2013-06-07
PRAXAIR INC CMN - 58 SHS P 2012-07-26 2013-06-07
JOHNSON & JOHNSON CMN - 41 SHS P 2013-06-06 2013-07-09
JOHNSON & JOHNSON CMN - 141 SHS P 2012-07-26 2013-07-09
PEPSICO INC. CMN - 39 SHS P 2013-06-06 2013-07-17
AMERICAN EXPRESS CO. CMN - 48 SHS P 2013-06-06 2013-07-31
MC DONALDS CORP CMN - 16 SHS P 2013-06-06 2013-07-31
GOOGLE INC CMN CLASS A - 4 SHS P 2013-06-06 2013-08-15
VISA INC. CMN CLASS A - 16 SHS P 2013-06-06 2013-08-20
PROCTOR & GAMBLE COMPANY (THE) CMN - 45 SHS P 2013-06-06 2013-10-15
VERTEX PHARMACEUTICALS INC CMN - 35 SHS P 2013-06-19 2013-11-06
VERTEX PHARMACEUTICALS INC CMN - 163 SHS P 2013-06-07 2013-11-06
LOWES COMPANIES INC CMN - 65 SHS P 2013-06-06 2013-11-12
GS HIGH YIELD FUND INSITUTIONAL SHARES - 3,396.74 SHS P 2012-09-06 2013-11-19
SPDR GOLD TRUST ETF - 1,000 SHS P 2011-08-10 2013-03-22
PERRIGO COMPANY CMN - 300 SHS P 2011-03-02 2013-03-21
PERRIGO COMPANY CMN - 1,250 SHS P 2011-04-11 2013-03-21
UNIVERSITY GEN HEALTH SYS INC CMN - 5,000 SHS P 2012-10-09 2013-05-24
UNIVERSITY GEN HEALTH SYS INC CMN - 10,000 SHS P 2012-09-28 2013-05-24
UNIVERSITY GEN HEALTH SYS INC CMN - 10,000 SHS P 2012-10-02 2013-05-24
UNIVERSITY GEN HEALTH SYS INC CMN - 5,000 SHS P 2012-10-09 2013-05-30
UNIVERSITY GEN HEALTH SYS INC CMN - 5,000 SHS P 2012-10-26 2013-05-30
UNIVERSITY GEN HEALTH SYS INC CMN - 10,000 SHS P 2012-10-10 2013-05-30
UNIVERSITY GEN HEALTH SYS INC CMN - 10,000 SHS P 2012-10-11 2013-05-30
UNIVERSITY GEN HEALTH SYS INC CMN - 10,000 SHS P 2012-10-15 2013-05-30
UNIVERSITY GEN HEALTH SYS INC CMN - 10,000 SHS P 2012-10-18 2013-05-30
UNIVERSITY GEN HEALTH SYS INC CMN - 5,000 SHS P 2012-10-26 2013-06-17
UNIVERSITY GEN HEALTH SYS INC CMN - 10,000 SHS P 2012-11-05 2013-06-17
UNIVERSITY GEN HEALTH SYS INC CMN - 10,000 SHS P 2012-11-13 2013-06-17
UNIVERSITY GEN HEALTH SYS INC CMN - 3,000 SHS P 2012-11-28 2013-07-15
UNIVERSITY GEN HEALTH SYS INC CMN - 10,000 SHS P 2012-11-26 2013-07-15
UNIVERSITY GEN HEALTH SYS INC CMN - 7,000 SHS P 2012-11-28 2013-08-06
UNIVERSITY GEN HEALTH SYS INC CMN - 10,000 SHS P 2012-12-13 2013-08-06
UNIVERSITY GEN HEALTH SYS INC CMN - 10,000 SHS P 2012-12-07 2013-08-06
UNIVERSITY GEN HEALTH SYS INC CMN - 10,000 SHS P 2012-12-11 2013-08-06
EPITOMICS INT'L P 2013-10-10 2013-10-10
3D SYSTEMS CORP - 130 SHS P 2013-11-01 2013-12-02
ADVANCE AUTO PARTS INC - 82 SHS P 2013-11-02 2013-12-02
AEROVIRONMENT INC - 198 SHS P 2013-12-02 2013-12-31
AFFYMETRIX INC - 1,129 SHS P 2013-11-02 2013-12-02
AGILENT TECHNOLOGIES INC - 2 SHS P 2013-10-01 2013-10-01
AGILENT TECHNOLOGIES INC - 130 SHS P 2013-10-01 2013-10-31
ALIGN TECHNOLOGY INC - 143 SHS P 2013-11-01 2013-12-02
ALLIANT TECHSYSTEMS INC - 50 SHS P 2013-12-02 2013-12-31
ALNYLAM PHARMACEUTICALS INC - 104 SHS P 2013-10-01 2013-10-31
AMERICAN STATES WATER CO - 253 SHS P 2013-10-01 2013-11-01
ANACOR PHARMACEUTICALS INC - 613 SHS P 2013-11-01 2013-12-02
APOGEE ENTERPRISES INC - 225 SHS P 2013-10-01 2013-11-01
APOLLO EDUCATION GROUP INC - 307 SHS P 2013-11-01 2013-12-02
ASIANINFO-LINKAGE INC - 604 SHS P 2013-10-01 2013-11-01
BIOMARIN PHARMACEUTICAL INC - 92 SHS P 2013-10-01 2013-10-31
BUFFALO WILD WINGS INC - 56 SHS P 2013-11-01 2013-12-02
CADENCE PHARMACEUTICALS INC - 644 SHS P 2013-12-02 2013-12-31
CAL-MAINE FOODS INC - 146 SHS P 2013-10-01 2013-11-01
CALAMP CORP - 339 SHS P 2013-11-01 2013-12-02
CANTEL MEDICAL CORP - 219 SHS P 2013-10-01 2013-10-31
CARDIOVASCULAR SYSTEMS INC - 258 SHS P 2013-11-01 2013-12-02
CATO CORP-CLASS A - 177 SHS P 2013-12-02 2013-12-31
CEC ENTERTAINMENT INC - 44 SHS P 2013-10-01 2013-10-01
CEC ENTERTAINMENT INC - 146 SHS P 2013-10-01 2013-11-01
CELLDEX THERAPEUTICS INC - 373 SHS P 2013-10-01 2013-10-31
CHANNELADVISOR CORP - 189 SHS P 2013-10-01 2013-11-01
CIENA CORP - 267 SHS P 2013-10-01 2013-10-31
CLAYTON WILLIAMS ENERGY INC - 103 SHS P 2013-11-01 2013-12-02
CLIFFS NATURAL RESOURCES INC - 303 SHS P 2013-11-01 2013-12-02
COMFORT SYSTEMS USA INC - 294 SHS P 2013-12-02 2013-12-31
CROSSTEX ENERGY INC - 264 SHS P 2013-11-01 2013-12-02
CVENT INC - 198 SHS P 2013-10-01 2013-10-31
CYBERONICS INC - 86 SHS P 2013-12-02 2013-12-31
DICK'S SPORTING GOODS INC - 107 SHS P 2013-12-02 2013-12-31
DIGITAL GLOBE INC - 150 SHS P 2013-12-02 2013-12-31
DONALDSON CO INC - 145 SHS P 2013-12-02 2013-12-31
DREAMWORKS ANIMATION SKG-A - 479 SHS P 2013-10-01 2013-10-31
DSW INC - CLASS A - 136 SHS P 2013-12-02 2013-12-31
DYAX CORP - 1,019 SHS P 2013-10-01 2013-10-31
E*TRADE FINANCIAL CORPORATION - 478 SHS P 2013-11-01 2013-12-02
EHEALTH INC - 189 SHS P 2013-11-01 2013-12-02
ENDO HEALTH SOLUTIONS - 91 SHS P 2013-12-02 2013-12-31
ENERGEN CORP - 2 SHS P 2013-10-01 2013-10-01
ENERGEN CORP - 85 SHS P 2013-10-01 2013-11-01
ENVESTNET INC - 220 SHS P 2013-11-01 2013-12-02
EVEREST RE GROUP LTD - 39 SHS P 2013-12-02 2013-12-31
FEDERAL-MOGUL CORP - 392 SHS P 2013-11-01 2013-12-02
FEI COMPANY - 77 SHS P 2013-10-01 2013-11-01
FERRO CORP - 620 SHS P 2013-11-01 2013-12-02
FINISH LINE/THE - CL A - 284 SHS P 2013-10-01 2013-11-01
FIRST SOLAR INC - 102 SHS P 2013-12-02 2013-12-31
FIVE BELOW - 4 SHS P 2013-10-01 2013-10-01
FIVE BELOW - 151 SHS P 2013-10-01 2013-10-31
FOOT LOCKER INC - 156 SHS P 2013-12-02 2013-12-31
FOREST CITY ENTERPRISES - CL A - 316 SHS P 2013-12-02 2013-12-31
GENTEX CORP - 277 SHS P 2013-11-01 2013-12-02
GERON CORP - 10 SHS P 2013-12-02 2013-12-02
GERON CORP - 1,077 SHS P 2013-12-02 2013-12-31
GLOBE SPECIALTY METALS INC - 452 SHS P 2013-10-01 2013-10-31
GOGO INC - 204 SHS P 2013-12-02 2013-12-31
GRAFTECH INTERNATIONAL LTD - 525 SHS P 2013-12-02 2013-12-31
GREEN DOT CORP - CLASS A - 265 SHS P 2013-10-01 2013-10-31
GREENWAT MEDICAL TECHNOLOGIE - 339 SHS P 2013-10-01 2013-11-01
GT ADVANCED TECHNOLOGIES INC - 592 SHS P 2013-12-02 2013-12-31
HALOZYME THERAPUTICS INC - 402 SHS P 2013-12-02 2013-12-31
HARSCO CORP - 548 SHS P 2013-10-01 2013-10-31
HAVERTY FURNITURE - 209 SHS P 2013-12-02 2013-12-31
HEARTLAND EXPRESS INC - 327 SHS P 2013-12-02 2013-12-31
HHGREGG INC - 390 SHS P 2013-10-01 2013-10-31
HOLLYSYS AUTOMATION TECHNOLO - 476 SHS P 2013-11-01 2013-12-02
HOWARD HUGHES CORP/THE - 53 SHS P 2013-12-02 2013-12-31
HUNTSMAN CORP - 323 SHS P 2013-10-01 2013-10-31
HYSTER-YALE MATERIALS - 78 SHS P 2013-10-01 2013-10-31
IMMUNOGEN INC - 403 SHS P 2013-12-02 2013-12-31
INCYTE CORP - 175 SHS P 2013-10-01 2013-11-01
INFOBLOX INC - 328 SHS P 2013-10-01 2013-11-01
INSMED INC - 369 SHS P 2013-12-02 2013-12-31
INSYS THERAPEUTICS INC - 202 SHS P 2013-10-01 2013-10-31
INSYS THERAPEUTICS INC - 134 SHS P 2013-12-02 2013-12-31
INTERCONTINENTALEXCHANGE GRO - 28 SHS P 2013-12-02 2013-12-31
ISIS PHARMACEUTICALS INC - 178 SHS P 2013-10-01 2013-10-31
ISIS PHARMACEUTICALS INC - 157 SHS P 2013-12-02 2013-12-31
ITT EDUCATIONAL SERVICES INC - 204 SHS P 2013-11-01 2013-12-02
JOS A BANK CLOTHIERS INC - 166 SHS P 2013-11-01 2013-12-02
KENNAMETAL INC - 147 SHS P 2013-10-01 2013-11-01
KERYX BIOPHARMACEUTICALS - 412 SHS P 2013-12-02 2013-12-31
KIMBALL INTERNATIONAL-B - 392 SHS P 2013-12-02 2013-12-31
KODIAK OIL & GAS CORP - 661 SHS P 2013-11-01 2013-12-02
KYTHERA BIOPHARMACEUTICALS I - 153 SHS P 2013-10-01 2013-11-01
LA-Z-BOY INC - 206 SHS P 2013-12-02 2013-12-31
LANNETT CO INC - 315 SHS P 2013-10-01 2013-11-01
LANNETT CO INC - 187 SHS P 2013-12-02 2013-12-31
LAREDO PETROLEUM HOLDINGS IN - 5 SHS P 2013-10-01 2013-10-01
LAREDO PETROLEUM HOLDINGS IN - 227 SHS P 2013-10-01 2013-10-31
LEIDOS HOLDINGS INC - 147 SHS P 2013-10-01 2013-11-01
LIN MEDIA LLC - A - 228 SHS P 2013-12-02 2013-12-31
LIVE NATION ENTERTAINMENT IN - 334 SHS P 2013-12-02 2013-12-31
LIVEPERSON INC - 505 SHS P 2013-12-02 2013-12-31
LUMBER LIQUIDATORS HOLDINGS - 72 SHS P 2013-11-01 2013-12-02
LUXOFT HOLDING INC - 158 SHS P 2013-12-02 2013-12-31
MAGNUM HUNTER RESOURCES CORP - 1,118 SHS P 2013-11-01 2013-12-02
MANHATTAN ASSOCIATES INC - 50 SHS P 2013-12-02 2013-12-31
MANKIND CORP - 1,625 SHS P 2013-11-01 2013-12-02
MANPOWERGROUP INC - 103 SHS P 2013-11-01 2013-12-02
MARKETO INC - 235 SHS P 2013-11-01 2013-12-02
MARVELL TECHNOLOGY GROUP LTD - 421 SHS P 2013-12-02 2013-12-31
MASCO CORP - 317 SHS P 2013-10-01 2013-11-01
MATADOR RESOURCES CO - 276 SHS P 2013-12-02 2013-12-31
MAXIMUS INC. - 134 SHS P 2013-12-02 2013-12-31
MEDIDATA SOLUTIONS INC - 73 SHS P 2013-11-01 2013-12-02
NATUS MEDICAL INC - 404 SHS P 2013-11-01 2013-12-02
NAVIGANT CONSULTING INC - 456 SHS P 2013-11-01 2013-12-02
NAVIGATOR HOLDINGS LTD - 40 SHS P 2013-12-02 2013-12-31
NETFLIX INC - 25 SHS P 2013-11-01 2013-12-02
NETSUITE INC - 82 SHS P 2013-11-01 2013-12-02
NPS PHARMACEUTICALS INC - 283 SHS P 2013-11-01 2013-12-02
NU SKIN ENTERPRISES INC - A - 70 SHS P 2013-11-01 2013-12-02
NU SKIN ENTERPRISES INC - A - 49 SHS P 2013-12-02 2013-12-31
OPKO HEALTH INC - 574 SHS P 2013-12-02 2013-12-31
PACKAGING CORP OF AMERICA - 117 SHS P 2013-10-01 2013-10-31
PALL CORP - 87 SHS P 2013-10-01 2013-11-01
PANDORA MEDIA INC - 215 SHS P 2013-12-02 2013-12-31
PARK-OHIO HOLDINGS CORP - 138 SHS P 2013-12-02 2013-12-31
PENN VIRGINIA CORP - 913 SHS P 2013-11-01 2013-12-02
PHOTRONICS INC - 691 SHS P 2013-12-02 2013-12-31
PITNEY BOWES INC - 261 SHS P 2013-12-02 2013-12-31
POWER SOLUTIONS INTERNATIONA - 81 SHS P 2013-12-02 2013-12-31
PTC INC - 185 SHS P 2013-12-02 2013-12-31
RALLY SOFTWARE DEVELOPMENT - 227 SHS P 2013-10-01 2013-10-31
REPROS THERAPEUTICS INC - 258 SHS P 2013-10-01 2013-10-31
RESTORATION HARDWARE HOLDING - 110 SHS P 2013-10-01 2013-10-31
REVLON INC-CLASS A - 250 SHS P 2013-10-01 2013-10-31
RIGNET INC - 146 SHS P 2013-12-02 2013-12-31
RITE AID CORP - 1,394 SHS P 2013-10-01 2013-10-31
ROSS STORES INC - 81 SHS P 2013-12-02 2013-12-31
RR DONNELLEY & SONS CO - 327 SHS P 2013-12-02 2013-12-31
SCHULMAN (A) INC - 175 SHS P 2013-12-02 2013-12-31
SHUTTERSTOCK INC - 83 SHS P 2013-12-02 2013-12-31
SNAP-ON INC - 67 SHS P 2013-10-01 2013-11-01
SOLARCITY CORP - 148 SHS P 2013-11-01 2013-12-02
SOLERA HOLDINGS INC - 91 SHS P 2013-12-02 2013-12-31
SONIC CORP - 394 SHS P 2013-10-01 2013-11-01
SOTHEBYS - 2 SHS P 2013-10-01 2013-10-01
SOTHEBYS - 135 SHS P 2013-10-01 2013-11-01
SP PLUS CORP - 240 SHS P 2013-12-02 2013-12-31
SPECTRUM BRANDS HOLDINGS INC - 88 SHS P 2013-12-02 2013-12-31
SPIRIT AEROSYSTEMS HOLD-CL A - 185 SHS P 2013-12-02 2013-12-31
SPIRIT AIRLINES INC - 190 SHS P 2013-11-01 2013-12-02
SPLUNK INC - 85 SHS P 2013-12-02 2013-12-31
SPS COMMERCE INC - 118 SHS P 2013-11-01 2013-12-02
STRATASYS LTD - 51 SHS P 2013-12-02 2013-12-31
SUN HYDRAULICS CORP - 140 SHS P 2013-12-02 2013-12-31
SUNEDISON INC - 467 SHS P 2013-12-02 2013-12-31
SUNPOWER CORP - 263 SHS P 2013-11-01 2013-12-02
SYNERGY RESOURCES CORP - 713 SHS P 2013-10-01 2013-11-01
SYNNEX CORP - 224 SHS P 2013-10-01 2013-11-01
TASER INTERNATIONAL INC - 463 SHS P 2013-10-01 2013-10-31
TASER INTERNATIONAL INC - 463 SHS P 2013-11-01 2013-11-01
TESORO CORP - 105 SHS P 2013-12-02 2013-12-31
THERAPEUDICS MD INC - 1,712 SHS P 2013-11-01 2013-12-02
TIBCO SOFTWARE INC - 261 SHS P 2013-10-01 2013-10-31
TIFFANY & CO - 69 SHS P 2013-12-02 2013-12-31
TOWERS WATSON & CO-CL A - 63 SHS P 2013-10-01 2013-11-01
TRACTOR SUPPLY COMPANY - 114 SHS P 2013-11-01 2013-12-02
TREX COMPANY INC - 114 SHS P 2013-11-01 2013-12-02
TRINITY INDUSTRIES INC - 117 SHS P 2013-12-02 2013-12-31
TYLER TECHNOLOGIES INC - 85 SHS P 2013-11-01 2013-12-02
UBIQUITI NETWORKS INC - 216 SHS P 2013-11-01 2013-12-02
ULTA SALON COSMETICS & FRAGR - 56 SHS P 2013-10-01 2013-11-01
UNITED CONTINENTAL HOLDINGS - 155 SHS P 2013-12-02 2013-12-31
UNITED STATES STEEL CORP - 318 SHS P 2013-11-01 2013-12-02
US AIRWAYS GROUP INC - 368 SHS P 2013-11-01 2013-12-02
US CELLULAR CORP - 137 SHS P 2013-12-02 2013-12-31
VERIFONE SYSTEMS INC - 296 SHS P 2013-10-01 2013-10-31
VIEWPOINT FINANCIAL GROUP IN - 235 SHS P 2013-12-02 2013-12-31
WADDELL & REED FINANCIAL-A - 130 SHS P 2013-11-01 2013-12-02
WAGEWORKS INC - 103 SHS P 2013-12-02 2013-12-31
WAUSAU PAPER CORP - 537 SHS P 2013-10-01 2013-10-31
WHIRLPOOL CORP - 46 SHS P 2013-10-01 2013-11-01
WHITING PETROLEUM CORPORATION - 124 SHS P 2013-11-01 2013-12-02
WILEY (JOHN) & SONS-CLASS A - 141 SHS P 2013-10-01 2013-11-01
XYLEM INC - 243 SHS P 2013-11-01 2013-12-02
YELP INC - 118 SHS P 2013-11-01 2013-12-02
ZYNGA INC - CL A - 2,237 SHS P 2013-11-01 2013-12-02
CROSSTEX ENERGY LP - 313 SHS P 2013-11-01 2013-12-02
HI-CRUSH PARTNERS LP - 191 SHS P 2013-12-02 2013-12-31
GS 661 CAPITAL GAIN DIST P 2013-12-31 2013-12-31
CROSSTEX ENERGY LP - ORDINARY GAIN/LOSS P 2013-12-31 2013-12-31
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,734   1,427 307
b 2,399   1,779 620
c 965   594 371
d 847   654 193
e 1,882   1,442 440
2,554   2,171 383
3,666   2,829 837
2,513   2,442 71
2,699   3,037 -338
2,623   2,564 59
2,851   2,669 182
355   269 86
2,661   1,949 712
3,725   2,716 1,009
3,364   2,726 638
893   536 357
3,721   2,850 871
4,614   3,191 1,423
11,313   8,740 2,573
1,960   1,970 -10
2,058   1,787 271
4,802   4,365 437
1,736   1,189 547
5,209   2,651 2,558
8,508   6,253 2,255
624   535 89
2,572   2,056 516
2,728   2,264 464
3,040   2,601 439
10,757   8,982 1,775
4,577   2,102 2,475
13,532   7,164 6,368
623   547 76
1,649   1,422 227
1,832   1,590 242
4,872   4,495 377
1,744   1,458 286
2,116   2,178 -62
2,047   2,031 16
6,421   5,906 515
2,166   2,169 -3
6,613   6,074 539
3,636   3,422 214
12,506   9,711 2,795
3,280   3,155 125
3,572   3,609 -37
1,568   1,529 39
3,449   3,431 18
2,778   2,838 -60
3,508   3,441 67
2,209   2,791 -582
10,289   13,369 -3,080
3,234   2,607 627
25,000   24,762 238
155,357   172,500 -17,143
35,456   23,240 12,216
147,734   104,911 42,823
2,970   2,071 899
5,940   4,242 1,698
5,940   4,217 1,723
2,970   2,071 899
2,970   2,121 849
5,940   4,040 1,900
5,940   3,939 2,001
5,940   4,040 1,900
5,940   4,040 1,900
2,970   2,121 849
5,940   4,040 1,900
5,940   4,444 1,496
1,806   1,212 594
6,020   4,040 1,980
4,158   2,828 1,330
5,940   4,040 1,900
5,940   4,040 1,900
5,940   4,040 1,900
58,026     58,026
9,957   8,123 1,834
8,346   8,096 250
5,740   5,973 -233
9,659   8,235 1,424
102   103 -1
6,599   6,697 -98
7,791   8,139 -348
6,050   6,125 -75
6,003   6,805 -802
7,200   6,989 211
8,360   7,984 376
7,019   6,872 147
8,192   8,134 58
7,003   6,967 36
5,773   6,725 -952
8,345   8,064 281
5,802   6,005 -203
7,404   6,990 414
8,306   7,978 328
7,743   6,963 780
8,582   7,870 712
5,640   5,971 -331
2,019   2,018 1
6,450   6,699 -249
8,553   13,646 -5,093
6,437   6,968 -531
6,223   6,783 -560
7,529   8,019 -490
7,595   8,146 -551
5,717   5,971 -254
8,515   7,967 548
6,125   7,034 -909
5,671   5,948 -277
6,202   6,078 124
6,170   5,964 206
6,298   6,069 229
16,512   13,845 2,667
5,809   6,073 -264
8,361   7,086 1,275
8,621   8,185 436
8,457   7,960 497
6,112   6,086 26
156   158 -2
6,429   6,694 -265
8,593   7,987 606
6,053   6,034 19
8,054   8,132 -78
6,765   6,755 10
8,671   7,907 764
7,110   6,980 130
5,539   6,157 -618
176   178 -2
7,307   6,705 602
6,476   6,090 386
6,028   6,098 -70
8,312   8,145 167
55   55 0
5,186   5,917 -731
7,931   7,017 914
5,056   5,941 -885
5,904   5,966 -62
5,717   6,968 -1,251
6,890   6,944 -54
5,142   5,965 -823
6,077   5,972 105
15,330   13,865 1,465
6,501   5,964 537
6,395   5,985 410
6,035   7,018 -983
9,010   7,986 1,024
6,307   6,075 232
7,498   6,784 714
6,130   7,024 -894
5,934   6,002 -68
7,001   6,733 268
14,510   13,621 889
6,275   6,014 261
8,057   7,081 976
5,185   5,956 -771
6,298   6,004 294
5,941   6,704 -763
6,235   6,107 128
7,910   7,951 -41
9,401   7,957 1,444
6,777   6,778 -1
5,330   5,947 -617
5,886   5,971 -85
7,499   8,219 -720
6,838   7,042 -204
6,346   5,962 384
7,435   6,993 442
6,151   6,009 142
146   148 -2
7,213   6,714 499
6,920   6,792 128
6,545   5,952 593
6,585   6,063 522
7,519   5,971 1,548
7,107   8,125 -1,018
5,995   5,961 34
8,223   7,943 280
5,858   6,022 -164
8,151   7,920 231
8,254   8,111 143
7,265   7,944 -679
6,086   6,123 -37
6,646   6,754 -108
5,130   5,966 -836
5,919   6,097 -178
8,657   7,991 666
9,209   7,961 1,248
8,744   7,946 798
1,058   853 205
9,022   8,251 771
7,903   8,174 -271
7,368   7,931 -563
8,766   8,177 589
6,767   6,130 637
4,842   6,122 -1,280
7,296   6,760 536
7,047   6,759 288
5,692   6,094 -402
7,240   5,971 1,269
9,774   8,020 1,754
6,201   5,985 216
6,093   6,101 -8
6,080   5,991 89
6,516   6,062 454
6,064   6,987 -923
4,648   6,990 -2,342
7,670   6,805 865
5,936   7,004 -1,068
7,040   5,980 1,060
7,410   6,920 490
6,073   6,121 -48
6,653   6,100 553
6,187   5,984 203
7,039   5,991 1,048
6,955   6,748 207
7,636   8,141 -505
6,443   6,108 335
7,598   7,003 595
98   99 -1
7,030   6,709 321
6,200   5,994 206
6,162   6,116 46
6,283   6,080 203
8,676   8,144 532
5,813   6,076 -263
7,701   7,962 -261
6,853   6,036 817
5,668   5,969 -301
6,050   6,134 -84
7,868   8,125 -257
7,319   6,961 358
13,646   13,874 -228
8,262   7,215 1,047
8,262   8,202 60
6,126   6,176 -50
8,314   7,900 414
6,419   6,839 -420
6,383   6,080 303
7,292   6,885 407
8,414   8,105 309
8,227   7,931 296
6,377   6,106 271
8,667   8,125 542
8,598   8,154 444
7,216   6,813 403
5,839   6,094 -255
8,462   8,146 316
8,610   8,131 479
5,732   6,077 -345
6,721   6,788 -67
6,473   5,975 498
8,380   8,136 244
6,111   5,991 120
6,275   6,967 -692
6,707   6,701 6
7,439   8,153 -714
7,014   6,776 238
8,375   8,132 243
6,959   8,103 -1,144
9,630   7,973 1,657
8,387   7,949 438
7,263   5,975 1,288
4,475     4,475
103     103
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       307
b       620
c       371
d       193
e       440
      383
      837
      71
      -338
      59
      182
      86
      712
      1,009
      638
      357
      871
      1,423
      2,573
      -10
      271
      437
      547
      2,558
      2,255
      89
      516
      464
      439
      1,775
      2,475
      6,368
      76
      227
      242
      377
      286
      -62
      16
      515
      -3
      539
      214
      2,795
      125
      -37
      39
      18
      -60
      67
      -582
      -3,080
      627
      238
      -17,143
      12,216
      42,823
      899
      1,698
      1,723
      899
      849
      1,900
      2,001
      1,900
      1,900
      849
      1,900
      1,496
      594
      1,980
      1,330
      1,900
      1,900
      1,900
      58,026
      1,834
      250
      -233
      1,424
      -1
      -98
      -348
      -75
      -802
      211
      376
      147
      58
      36
      -952
      281
      -203
      414
      328
      780
      712
      -331
      1
      -249
      -5,093
      -531
      -560
      -490
      -551
      -254
      548
      -909
      -277
      124
      206
      229
      2,667
      -264
      1,275
      436
      497
      26
      -2
      -265
      606
      19
      -78
      10
      764
      130
      -618
      -2
      602
      386
      -70
      167
      0
      -731
      914
      -885
      -62
      -1,251
      -54
      -823
      105
      1,465
      537
      410
      -983
      1,024
      232
      714
      -894
      -68
      268
      889
      261
      976
      -771
      294
      -763
      128
      -41
      1,444
      -1
      -617
      -85
      -720
      -204
      384
      442
      142
      -2
      499
      128
      593
      522
      1,548
      -1,018
      34
      280
      -164
      231
      143
      -679
      -37
      -108
      -836
      -178
      666
      1,248
      798
      205
      771
      -271
      -563
      589
      637
      -1,280
      536
      288
      -402
      1,269
      1,754
      216
      -8
      89
      454
      -923
      -2,342
      865
      -1,068
      1,060
      490
      -48
      553
      203
      1,048
      207
      -505
      335
      595
      -1
      321
      206
      46
      203
      532
      -263
      -261
      817
      -301
      -84
      -257
      358
      -228
      1,047
      60
      -50
      414
      -420
      303
      407
      309
      296
      271
      542
      444
      403
      -255
      316
      479
      -345
      -67
      498
      244
      120
      -692
      6
      -714
      238
      243
      -1,144
      1,657
      438
      1,288
      4,475
      103
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 179,483
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 60,408 1,623,344 0.037212
2011 47,438 1,320,748 0.035918
2010 4,350 1,291,259 0.003369
2009 0 1,210,486 0.000000
2008      
2 Total of line 1, column (d) ...................... 2 0.076499
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.019125
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 1,779,863
5 Multiply line 4 by line 3....................... 5 34,040
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,868
7 Add lines 5 and 6......................... 7 35,908
8 Enter qualifying distributions from Part XII, line 4.............. 8 76,025
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,868
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,868
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,868
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 846
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 3,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,846
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 18
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,960
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet1,960 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletTX
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletNANCY T CHANG Telephone no.bullet (713) 636-2887
    Located atbullet101 WESTCOTT STE 603HOUSTONTX ZIP+4bullet77007
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    NANCY T CHANG DIRECTOR & PRESIDENT
    0.00     		0 0 0
    101 WESTCOTT STE 603
    HOUSTON,TX77007
    AMY CHANG BERGER DIRECTOR & TREASURER
    0.00     		0 0 0
    101 WESTCOTT STE 603
    HOUSTON,TX77007
    ANN M CHANG DIRECTOR & SECRETARY
    0.00     		0 0 0
    101 WESTCOTT STE 603
    HOUSTON,TX77007
    LINDA TANG DIRECTOR & VICE PRESIDENT
    0.00     		0 0 0
    101 WESTCOTT STE 603
    HOUSTON,TX77007
    BRIAN BERGER DIRECTOR
    0.00     		0 0 0
    101 WESTCOTT STE 603
    HOUSTON,TX77007
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE FOUNDATION HAS NO DIRECT CHARITABLE ACTIVITY. NO OTHER ORGANIZATION OR BENEFICIARIES ARE SERVED. THERE ARE NO OTHER ACTIVITIES. 0
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    88,993
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    1,868
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,868
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    87,125
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    87,125
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    87,125
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 87,125
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 76,025
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 76,025
    a Applied to 2012, but not more than line 2a 76,025
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 0
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		87,125
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NANCY T CHANG
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    BIOHOUSTON INC
    6500 MAIN STREET STE 1040
    HOUSTON,TX77030     		  NONE-PUBLIC CHARITY GENERAL SUPPORT 14,000
    GREATER HOUSTON COMMUNITY FOUNDATION
    5120 WOODWAY DR
    HOUSTON,TX77056     		  NONE-PUBLIC CHARITY GENERAL SUPPORT 10,000
    SAN FRANCISCO PARKS ALLIANCE
    PO BOX 170160
    SAN FRANCISCO,CA941170160     		  NONE-PUBLIC CHARITY GENERAL SUPPORT 32,025
    ASIA SOCIETY TEXAS CENTER
    1370 SOUTHMORE BLVD
    HOUSTON,TX77004     		  NONE-PUBLIC CHARITY GENERAL SUPPORT 20,000
    Total .................................bullet 3a 76,025
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 282  
    4 Dividends and interest from securities....     14 23,227  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 179,483  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 202,992 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13202,992
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    TANG FAMILY FOUNDATION
    EIN: 27-1490252
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 1,500 1,500   0

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    TANG FAMILY FOUNDATION
    EIN: 27-1490252
    Name of Stock End of Year Book Value End of Year Fair Market Value
    INVESTMENT IN GOLDMAN SACHS - 15867 0 0
    INVESTMENT IN APPLIED STEMCELL INC 52,500 52,500
    INVESTMENT IN GOLDMAN SACHS - 15865 573,074 732,842
    NEXBIO 413,706 413,706
    INVESTMENT IN GOLDMAN SACHS - 15866 347,452 369,952
    INVESTMENT - INTERACTIVE B-1328 215,256 215,804
    INVESTMENT - INTERACTIVE B-1386 224,824 225,717

    TY 2013 OtherExpensesSchedule
    Name:
    TANG FAMILY FOUNDATION
    EIN: 27-1490252
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CROSSTEX ENERGY LP 145 145   0


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    TANG FAMILY FOUNDATION
    EIN: 27-1490252
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 5,275 5,275   0


    TY 2013 TaxesSchedule
    Name:
    TANG FAMILY FOUNDATION
    EIN: 27-1490252
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    2012 FEDERAL INCOME TAXES 9,246 9,246   0