Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
1772 FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 112   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
POMFRET CENTER, CT06259
A Employer identification number

22-2578377
B Telephone number (see instructions)

(860) 928-1772
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$81,241,891
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 136,297 136,297  
4 Dividends and interest from securities...... 1,483,551 1,483,546  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,492,274
b Gross sales price for all assets on line 6a 17,316,717
7 Capital gain net income (from Part IV, line 2)... 1,492,274
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 927 927  
12 Total. Add lines 1 through 11........ 3,113,049 3,113,044  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 307,650 72,411   230,739
14 Other employee salaries and wages...... 25,700 6,425   19,275
15 Pension plans, employee benefits....... 28,885 7,221   21,664
16a Legal fees (attach schedule)......... 8,106 4,053   4,053
b Accounting fees (attach schedule)....... 27,395 13,698   13,697
c Other professional fees (attach schedule).... 239,256 238,393   863
17 Interest...............        
18 Taxes (attach schedule) (see instructions) 28,666      
19 Depreciation (attach schedule) and depletion... 1,257 315  
20 Occupancy.............. 9,630 4,815   4,815
21 Travel, conferences, and meetings....... 74,206 18,551   55,655
22 Printing and publications.......... 6,009     6,009
23 Other expenses (attach schedule)....... 26,565 6,635   19,930
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 783,325 372,517   376,700
25 Contributions, gifts, grants paid........ 2,916,490 3,066,490
26 Total expenses and disbursements. Add lines 24 and 25 3,699,815 372,517   3,443,190
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -586,766
b Net investment income (if negative, enter -0-) 2,740,527
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 620,004 677,014 677,014
2 Savings and temporary cash investments.......... 8,256,297 7,830,169 7,830,169
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 59,180 58,550 58,550
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 12,274,526 Click to see attachment12,290,085 19,781,232
c Investments—corporate bonds (attach schedule)........ 1,990,000 Click to see attachment1,990,000 2,100,000
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............. 2,197 2,083 2,320
13 Investments—other (attach schedule)........... 49,111,588 Click to see attachment48,327,049 50,364,459
14 Land, buildings, and equipment: basis bullet10,688
Less: accumulated depreciation (attach schedule) bullet9,400 2,545 Click to see attachment1,288  
15 Other assets (describe bullet)   Click to see attachment428,147 Click to see attachment428,147
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 72,316,337 71,604,385 81,241,891
Liabilities 17 Accounts payable and accrued expenses.......... 51,720 79,634
18 Grants payable................... 325,000 175,000
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment6,700 Click to see attachment3,600
23 Total liabilities (add lines 17 through 22).......... 383,420 258,234
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 71,932,917 71,346,151
30 Total net assets or fund balances (see page 17 of the
instructions).................... 71,932,917 71,346,151
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 72,316,337 71,604,385
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 71,932,917
2 Enter amount from Part I, line 27a..................... 2 -586,766
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 71,346,151
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 71,346,151
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b) How acquired
P—Purchase
D—Donation
(c) Date acquired
(mo., day, yr.)
(d) Date sold
(mo., day, yr.)
1 a 100-DIAMOND OFFSHORE DRILLING INC P 2013-02-05 2013-12-09
b 4550-STANLEY BLACK & DECKER INC P 2012-04-20 2013-05-22
c 600-B&G FOODS INC P 2012-10-31 2013-11-14
d 780-JPMORGAN CHASE & CO P 2012-04-20 2013-11-04
e 700-STARBUCKS CORP P 2011-12-08 2013-11-04
201933.574-PIMCO FOREIGN BD FD P 2005-01-01 2013-09-27
370-HEINZ H J CO P 2012-01-23 2013-06-10
52300-STEWART ENTERPRISES INC P 2010-03-31 2013-05-29
7580-BLACKSTONE MRTG TR INC P 2013-05-23 2013-11-04
800-KRAFT FOOD GROUP INC P 2012-05-14 2013-11-04
800-STATE STREET CORP P 2012-02-28 2013-11-04
2570.369-PIMCO COMMODITY REAL RET P 2005-01-01 2013-12-24
50-KIMBERLY-CLARK CORP P 2012-01-23 2013-06-25
9-GNMA PASS-THRU X 6.500% P 1998-10-22 2013-07-15
200-BORGWARNER INC P 2013-07-29 2013-11-04
350-LAS VEGAS SANDS CORP P 2012-03-13 2013-11-04
2300-TESORO CORP P 2011-07-25 2013-11-04
76997.398-PIMCO COMMODITY REAL RET P 2005-01-01 2013-12-24
540-MONDELEZ INTL P 2012-01-23 2013-03-21
9-GNMA PASS-THRU X 6.500% P 1998-10-22 2013-08-15
1000-BRISTOL MEYERS SQUIBB P 2013-03-06 2013-11-04
170-LINKEDIN CORP P 2013-07-10 2013-11-04
800-THERMO FISHER SCIENTIFIC INC P 2008-10-07 2013-11-04
62813.84-AQR RISK BAL CMDY STRAT P 2012-10-26 2013-12-24
440-VERIZON COMM INC P 2012-01-23 2013-02-08
9-GNMA PASS-THRU X 6.500% P 1998-10-22 2013-09-16
800-CELANESE CORP P 2009-08-14 2013-11-04
1600-LOWES COS INC P 2011-12-08 2013-11-04
600-UNITED TECHNOLOGIES CORP P 2011-07-21 2013-11-04
113482.056-PIMCO LOW DURATION FD P 2005-01-01 2013-12-24
10-GNMA PASS-THRU X 6.500% P 1998-10-22 2013-01-15
7460-COCA COLA CO P 2013-05-22 2013-07-29
1750-COLFAX CORP P 2011-09-29 2013-11-04
5800-MERCK & CO INC P 2012-08-20 2013-10-21
250-VISA INC P 2012-10-31 2013-11-04
82644.628-GMO GLOBAL ASSET ALLOC FD P 2007-01-01 2013-02-06
10-GNMA PASS-THRU X 6.500% P 1998-10-22 2013-02-25
10190-FORTINET INC P 2012-07-03 2013-07-26
400-COOPER COS INC P 2012-07-03 2013-11-04
2655-MERCK & CO INC P 2013-05-01 2013-10-21
14360-VODAFONE GROUP PLC P 2013-07-29 2013-11-14
10-GNMA PASS-THRU X 6.500% P 1998-10-22 2013-03-15
10600-ORACLE CORP P 2012-08-20 2013-07-10
900-CSX CORP P 2013-05-22 2013-11-04
900-MONDELEZ INTL P 2012-05-14 2013-11-04
400-WHOLE FOODS MKT INC P 2013-07-29 2013-11-04
5000-RALCAORP HLDGS INC P 2011-03-31 2013-01-30
10500-VERIZON COMM INC P 2013-02-21 2013-07-29
900-DANAHER CORP P 2011-08-22 2013-11-04
300-NATIONAL OILWELL VARCO INC P 2013-05-22 2013-11-04
900-WILLIAMS SONOMA INC P 2012-01-25 2013-11-04
10400-WELLS FARGO & CO P 2012-01-17 2013-01-11
10-GNMA PASS-THRU X 6.500% P 1998-10-22 2013-10-15
500-DISNEY WALT CO P 2012-10-20 2013-11-04
1100-NICE SYS LTD P 2010-07-13 2013-11-04
47755.492-PIMCO LOW DURATION FD P 2008-02-22 2013-02-01
9-GNMA PASS-THRU X 6.500% P 1998-10-22 2013-04-15
10-GNMA PASS-THRU X 6.500% P 1998-10-22 2013-11-15
55-GOOGLE INC P 2010-09-21 2013-11-04
300-OCCIDENTAL PETE CORP P 2011-05-09 2013-11-04
4971.845-PIMCO REAL RETURN FD P 2005-01-01 2013-04-22
9-GNMA PASS-THRU X 6.500% P 1998-10-22 2013-05-15
10-GNMA PASS-THRU X 6.500% P 1998-10-22 2013-12-16
450-HERSHEY CO P 2012-07-03 2013-11-04
300-PPG INDS INC P 2012-05-14 2013-11-04
99987.732-PIMCO REAL RETURN FD P 2005-01-01 2013-04-22
9-GNMA PASS-THRU X 6.500% P 1998-10-22 2013-06-17
300-ACTAVIS PLC P 2012-07-03 2013-11-04
1100-HOME DEPOT INC P 2011-12-08 2013-11-04
50-PRICELINE.COM INC P 2013-01-11 2013-11-04
7448.046-VANGUARD TOTAL BD MKT P 2005-01-01 2013-07-23
1810-IDEXX LABS INC P 2012-08-20 2013-04-24
500-ALEXANDER & BALDWIN INC P 2013-07-29 2013-11-04
200-IDEXX LABS INC P 2013-07-29 2013-11-04
7200-RACKSPACE HOSTING INC P 2013-08-21 2013-11-14
236571.086-VANGUARD TOTAL BD MKT P 2005-01-01 2013-07-23
4000-PROCTOR & GAMBLE CO P 2010-05-27 2013-05-22
185-APPLE INC P 2010-01-07 2013-11-04
9810-INTL PAPER CO P 2012-02-28 2013-10-15
700-SALESFORCE.COM INC P 2012-07-03 2013-11-04
17371.527-PIMCO FOREIGN BD FD P 2005-01-01 2013-09-27
(e) Gross sales price (f) Depreciation allowed
(or allowable)
(g) Cost or other basis
plus expense of sale
(h) Gain or (loss)
(e) plus (f) minus (g)
a 5,893   7,343 -1,450
b 374,195   333,810 40,385
c 20,439   18,296 2,143
d 40,749   33,454 7,295
e 56,190   30,236 25,954
2,130,372   2,137,488 -7,116
26,825   19,130 7,695
681,102   328,842 352,260
187,719   199,980 -12,261
43,756   32,674 11,082
56,633   33,499 23,134
14,290   15,068 -778
4,753   3,679 1,074
9   9  
20,484   18,687 1,797
24,386   19,668 4,718
109,617   57,830 51,787
428,077   697,410 -269,333
15,402   13,439 1,963
9   9  
53,019   37,707 15,312
37,716   32,357 5,359
78,231   40,006 38,225
525,094   644,500 -119,406
19,457   16,867 2,590
9   9  
44,563   21,599 22,964
79,343   40,224 39,119
64,662   53,052 11,610
1,169,970   1,089,112 80,858
10   10  
300,883   317,580 -16,697
99,102   37,953 61,149
268,533   253,588 14,945
49,334   34,755 14,579
900,000   930,064 -30,064
10   10  
208,210   242,583 -34,373
51,267   31,971 19,296
122,948   120,492 2,456
532,087   429,228 102,859
10   10  
331,061   338,882 -7,821
23,769   23,621 148
30,087   22,827 7,260
25,452   22,235 3,217
450,000   288,631 161,369
540,931   474,785 66,146
65,247   37,109 28,138
24,282   21,172 3,110
47,309   30,950 16,359
362,626   313,401 49,225
10   10  
34,369   24,186 10,183
43,030   29,794 13,236
499,970   489,506 10,464
9   9  
10   10  
56,329   28,150 28,179
29,230   32,006 -2,776
61,152   61,693 -541
9   9  
10   10  
44,432   32,540 11,892
54,670   31,085 23,585
1,229,821   1,006,952 222,869
9   9  
46,993   22,427 24,566
84,486   44,282 40,204
53,307   32,571 20,736
79,693   82,401 -2,708
153,635   170,701 -17,066
18,922   21,641 -2,719
21,629   19,535 2,094
306,422   319,779 -13,357
2,531,282   2,597,764 -66,482
315,339   243,556 71,783
96,591   38,915 57,676
441,025   333,295 107,730
38,698   24,422 14,276
183,267   189,344 -6,077
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69
(k) Excess of col. (i)
over col. (j), if any
a       -1,450
b       40,385
c       2,143
d       7,295
e       25,954
      -7,116
      7,695
      352,260
      -12,261
      11,082
      23,134
      -778
      1,074
       
      1,797
      4,718
      51,787
      -269,333
      1,963
       
      15,312
      5,359
      38,225
      -119,406
      2,590
       
      22,964
      39,119
      11,610
      80,858
       
      -16,697
      61,149
      14,945
      14,579
      -30,064
       
      -34,373
      19,296
      2,456
      102,859
       
      -7,821
      148
      7,260
      3,217
      161,369
      66,146
      28,138
      3,110
      16,359
      49,225
       
      10,183
      13,236
      10,464
       
       
      28,179
      -2,776
      -541
       
       
      11,892
      23,585
      222,869
       
      24,566
      40,204
      20,736
      -2,708
      -17,066
      -2,719
      2,094
      -13,357
      -66,482
      71,783
      57,676
      107,730
      14,276
      -6,077
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 1,492,274
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . .
Bracket 3 190,984
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 3,530,846 71,678,936 0.049259
2011 3,471,557 71,770,458 0.048370
2010 2,987,331 68,935,077 0.043335
2009 3,593,102 65,653,548 0.054728
2008 3,438,843 74,293,263 0.046287
2 Total of line 1, column (d) ...................... 2 0.241979
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years
. . .
3 0.048396
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 76,321,259
5 Multiply line 4 by line 3....................... 5 3,693,644
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 27,405
7 Add lines 5 and 6......................... 7 3,721,049
8 Enter qualifying distributions from Part XII, line 4.............. 8 3,943,190
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 27,405
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 27,405
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 27,405
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 23,777
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 10,628
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 34,405
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 42
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 6,958
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet6,958 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
 
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNJ
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.1772FOUNDATION.ORG
    14
    The books are in care ofbullet1772 FOUNDATION Telephone no.bullet (860) 928-1772
    Located atbullet112 MAIN STREET STE 9PUTNAMCT ZIP+4bullet06260
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
     
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to
    employee benefit plans
    and deferred compensation
    (e) Expense account,
    other allowances
    G STANTON GEARYClick to see attachment TRUSTEE
    20.00
    46,650 0 0
    29 GREEN STREET
    NEWPORT,RI02840
    B DANFORTH ELYClick to see attachment PRESIDENT
    35.00
    67,650 0 0
    PO BOX 732
    FAR HILLS,NJ07931
    ROBERT RAYNOLDSClick to see attachment TRUSTEE
    20.00
    25,650 0 0
    12384 OXFORD ROAD
    LONGMONT,CO80501
    GRETCHEN S SORINClick to see attachment TRUSTEE
    20.00
    25,650 0 0
    PO BOX 800
    COOPERSTOWN,NY13326
    NANCY E DAVISClick to see attachment TRUSTEE
    20.00
    24,150 0 0
    5604 SONOMA ROAD
    BETHESDA,MD20817
    MARY A ANTHONYClick to see attachment EXEC DIR
    45.00
    117,900 16,353 0
    PO BOX 112
    POMFRET CENTER,CT06259
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NEW YORK CITY HISTORIC PROPERTIES - COMMUNITY DEV PROGRAM 500,000
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet500,000
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    3,816,063
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    27,405
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    27,405
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,788,658
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    71,853
    5
    Add lines 3 and 4............................
    5
    3,860,511
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    3,860,511
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2012
    (c)
    2012
    (d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 3,860,511
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 3,447,887
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 3,943,190
    a Applied to 2012, but not more than line 2a 3,447,887
    b Applied to undistributed income of prior years
    (Election required—see instructions)......
     
    c Treated as distributions out of corpus (Election
    required—see instructions).........
     
    d Applied to 2013 distributable amount..... 495,303
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........
     
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
     
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
     
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
     
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........
    3,365,208
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............
     
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...
     
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......
     
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    MARY ANTHONY
    PO BOX 112
    POMFRET CENTER,CT062590112
    (860) 928-1772
    bThe form in which applications should be submitted and information and materials they should include:
    BEFORE AN ORGANIZATION IS ASKED TO APPLY, ONE-PAGE LETTER OF INQUIRY IS REQUIRED, WHICH CAN BE FILLED OUT THROUGH ON-LINE INQUIRY FORM ON THE FOUNDATION'S WEBSITE. IF LETTER OF INQUIRY APPROVED A COMPLETE GRANT APPLICATION WILL BE REQUIRED TO BE FILLED OUT AND SUBMITTED.
    cAny submission deadlines:
    FUNDING INQUIRY SUBMISSION MUST BE PLACED BETWEEN NOVEMBER 15 AND JUNE 15 PRIOR TO THE YEAR THE FUND
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    GRANTS ARE LIMITED TO THE PRESERVATION AND ENHANCEMENT OF AMERICAN HISTORICAL ENTITIES AND PROJECTS.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    AQUIDNECK LAND TRUST
    790 AQUIDNECK AVENUE
    MIDDLETOWN,RI02842
      501(C)(3) GENERAL PURPOSE 1,000
    BGCN LIFECAMP INC
    PO BOX 580
    FAR HILLS,NJ07931
      501(C)(3) GENERAL PURPOSE 1,000
    BRANDEIS UNIVERSITY
    MS 122 PO BOX 549110
    WALTHAM,MA024549110
      501(C)(3) NEW ENGLAND FOOD VISION BOOKLET 8,000
    CHRIST CHURCH
    PO BOX 21
    POMFRET,CT06258
      501(C)(3) GENERAL PURPOSE 1,000
    CHURCH OF THE GOOD SHEPHERD
    80 ELM AVENUE
    RAHWAY,NJ07065
      501(C)(3) GENERAL PURPOSE 3,000
    CITY LORE INC
    72 EAST 1ST STREET 1
    NEW YORK,NY100039322
      501(C)(3) THE PILGRIMS DOCUMENTARY FILM 30,000
    CIVIC WORKS AT THE CLIFTON MANSION
    3701 SAINT LO DRIVE
    BALTIMORE,MD21213
      501(C)(3) REAL FOOD FARM 5,000
    CONNECTICUT HUMANITIES COUNCIL
    37 BROAD STREET
    MIDDLETOWN,CT06457
      501(C)(3) GENERAL PURPOSE 3,000
    CONNECTICUT TRUST FOR HISTORIC PRES
    940 WHITNEY AVENUE
    HAMDEN,CT06517
      501(C)(3) REVOLVING FUND 10,000
    CONNECTICUT TRUST FOR HISTORIC PRES
    940 WHITNEY AVENUE
    HAMDEN,CT06517
      501(C)(3) REVOLVING FUND 190,000
    CONNECTICUT TRUST FOR HISTORIC PRES
    940 WHITNEY AVENUE
    HAMDEN,CT06517
      501(C)(3) REVOLVING FUND 75,000
    COOL CULTURE
    80 HASON PLACE SUITE 604
    BROOKLYN,NY11217
      501(C)(3) GENERAL PURPOSE 2,000
    COOPERSTOWN ART ASSOCIATION
    22 MAIN STREET
    COOPERSTOWN,NY133261345
      501(C)(3) GENERAL PURPOSE 1,000
    CT AUDUBON SOCIETY AT POMFRET
    189 POMFRET STREET PO BO
    POMFRET CENTER,CT06259
      501(C)(3) GENERAL PURPOSE 5,000
    DAY KIMBALL HOSPITAL
    BOX 632
    PUTNAM,CT06260
      501(C)(3) GENERAL PURPOSE 4,000
    EASTERN SHORE LAND CONSERVANCY
    PO BOX 169
    QUEENSTOWN,MD21658
      501(C)(3) GENERAL PURPOSE 5,000
    FAIRMOUNT PARK HISTORIC PRESERVATIO
    2020 CHAMOUNIX DR WEST F
    PHILADELPHIA,PA191313724
      501(C)(3) REVOLVING FUND 20,000
    FOUNDATION CENTER
    79 5TH AVE
    NEW YORK,NY10003
      501(C)(3) MAPPING SERVICES 8,000
    FRANKLIN STAGE COMPANY
    25 INSTITUTE STREET
    PO BOX 821
    FRANKLIN,NY13775
      501(C)(3) GENERAL PURPOSE 5,000
    FRIENDS OF DINOSAUR RIDGE
    16831 W ALAMEDA PKWY
    MORRISON,CO80465
      501(C)(3) GENERAL PURPOSE 10,000
    FRIENDS OF THE CLARENCE DILLON
    PUBLIC LIBRARY
    2336 LAMINGTON ROAD
    BEDMINSTER,NJ07921
      501(C)(3) GENERAL PURPOSE 2,500
    FRIENDS OF THE POMFRET PUBLIC
    LIBRARY
    PO BOX 91
    POMFRET,CT06258
      501(C)(3) GENERAL PURPOSE 2,500
    HAMILTON PARTNERSHIP FOR PATERSON
    32 SPRUCE ST THIRD FLOOR
    PATERSON,NJ07051
      501(C)(3) GENERAL PURPOSE 5,000
    HARTFORD PRESERVATION ALLIANCE
    56 ARBOR ST SUITE 406
    HARTFORD,CT06106
      501(C)(3) COVENING FOR REVOLVING FUND EDUC 990
    HISTORIC AUGUSTA INC
    PO BOX 37
    AUGUSTA,GA30903
      501(C)(3) REVOLVING FUND 75,000
    HISTORIC HOUSE TRUST OF NEW YORK
    CITY
    830 5TH AVE THE ARSENA
    ROOM 203
    NEW YORK,NY10065
      501(C)(3) LABS TO EXPLORE THE ANARCHIST GUIDE 20,000
    HISTORIC LONDON TOWN AND GARDENS
    839 LONDONTOWN ROAD
    EDGEWATER,MD21037
      501(C)(3) GENERAL PURPOSE 5,000
    HISTORIC MACON FOUNDATION
    935 HIGH ST PO BOX 13358
    MACON,GA31208
      501(C)(3) REVOLVING FUND 155,000
    HISTORIC SALISBURY FOUNDATION
    PO BOX 4221
    SALISBURY,NC28145
      501(C)(3) REVOLVING FUND 50,000
    ISLAND INSTITUTE
    386 MAIN ST PO BOX 648
    ROCKLAND,ME048410648
      501(C)(3) ENERGY EFFICIENT/WEATHERIZATION PROG 25,000
    JEFFERSON GRANT DAVIS FOUNDATION
    PO BOX 620
    BAR HARBOR,ME04609
      501(C)(3) ON THE EDGE DOCUMENTARY FILM 10,000
    LAKE WARAMAUG ASSOCIATION
    PO BOX 2272
    NEW PRESTON,CT06777
      501(C)(3) GENERAL PURPOSE 1,000
    LAND TRUST ALLIANCE
    112 SPRING ST SUITE 205
    SARATOGA SPRINGS,NY128663351
      501(C)(3) FARMLAND PROTECTION 945,000
    LAND TRUST ALLIANCE
    112 SPRING ST SUITE 205
    SARATOGA SPRINGS,NY128663351
      501(C)(3) FARMLAND PROTECTION 35,000
    LAND TRUST ALLIANCE
    112 SPRING ST SUITE 205
    SARATOGA SPRINGS,NY128663351
      501(C)(3) FARMLAND CONSERV PRACT CONVENTION 10,000
    MICHIGAN HISTORIC PRESERVATION
    NETWORK
    107 EAST GRAND RIVER
    LANSING,MI48827
      501(C)(3) REVOLVING FUND 25,000
    MICHIGAN LAND USE INSITUTE
    148 E FRONT ST STE 301
    TRANSVERSE CITY,MI49684
      501(C)(3) GENERAL PURPOSE 5,000
    MORRISTOWN MEMORIAL HOSPITAL
    PO BOX 1956
    MORRISTOWN,NJ07960
      501(C)(3) ANNUAL FUND 5,000
    NATIONAL GEOGRAPHIC SOCIETY
    1145 17TH STREET NW
    WASHINGTON,DC20036
      501(C)(3) DIET FOR HUNGRY PLANET SERIES 25,000
    NATIONAL TRUST FOR HISTORIC PRESERV
    1785 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036
      501(C)(3) NATIONAL PRESERVATION CONFERNCE 75,000
    NEW JERSEY CONSERVATION FOUNDATION
    170 LONGVIEW ROAD
    FAR HILLS,NJ07931
      501(C)(3) GENERAL PURPOSE 2,500
    NEW JERSEY HISTORIC TRUST
    DEPT OF COMMUNITY AFFAIR
    PO BOX 457
    TRENTON,NJ08625
      501(C)(3) NJ HISTORICAL PROPERTIES PRESERV 10,000
    NEW JERSEY HISTORIC TRUST
    DEPT OF COMMUNITY AFFAIR
    PO BOX 457
    TRENTON,NJ08625
      501(C)(3) NJ HISTORICAL PROPERTIES PRESERV 290,000
    NEW VENTURE FUND
    1201 CONNECTICUT AVE NW
    SUITE 300
    WASHINGTON,DC20036
      501(C)(3) FORUM SUPPORT SUSTAINABLE FOOD 5,000
    NEW YORK LANDMARKS CONSERVANCY
    ONE WHITEHALL ST-21ST FL
    NEW YORK,NY10004
      501(C)(3) EXTERIOR RESTORATION NY STUDIO SCHOO 50,000
    NORTH COUNTRY TRAIL ASSOCIATION
    229 E MAIN STREET
    LOWELL,MI49331
      501(C)(3) GENERAL PURPOSE 5,000
    PARTNERS FOR SACRED PLACES
    1700 SANSOM STREET
    PHILADELPHIA,PA19103
      501(C)(3) FOOD IN SACRED PLACES PROGRAM 30,000
    PRESERVATION DURHAM
    PO BOX 25411
    DURHAM,NC277025411
      501(C)(3) REVOLVING FUND 50,000
    PRESERVATION LEAGUE OF NY STATE
    44 CENTRAL AVENUE
    ALBANY,NY12206
      501(C)(3) ENDANGERED PROPERTIES INTERVENTION 36,000
    PRESERVATION SOCIETY OF CHARLESTON
    PO BOX 521
    CHARLESTON,SC29402
      501(C)(3) REVOLVING FUND 30,000
    PRESERVATION SOCIETY OF NEWPORT
    COUNTY
    424 BELLEVUE AVE
    NEWPORT,RI02840
      501(C)(3) ANNUAL FUND 5,000
    PROVIDENCE REVOLVING FUND
    372 WEST FOUNTAIN ST
    PROVIDENCE,RI02903
      501(C)(3) REVOLVING FUND 60,000
    PUTNEY SCHOOL
    418 HOUGHTON BROOK RD
    PUTNEY,VT05346
      501(C)(3) ANNUAL FUND 15,000
    QVCC FOUNDATION
    742 UPPER MAPLE STREET
    DANIELSON,CT06239
      501(C)(3) ANNUAL APPEAL 1,000
    RARITAN HEADWATERS ASSOCIATION
    PO BOX 273
    GLADSTONE,NJ07934
      501(C)(3) GENERAL PURPOSE 8,000
    RECTORY SCHOOL
    528 POMFRET STREET
    POMFRET,CT06258
      501(C)(3) RECTORY SCHOOL SCHOLARSHIP FD 10,000
    SEED SAVERS EXCHANGE
    3094 NORTH WINN ROAD
    DECORAH,IA52101
      501(C)(3) CORE PROJECT 30,000
    SOUTH CAROLINA AFRICAN AMERICAN
    HERITAGE FOUNDATION
    PO BOX 2675
    HARTSVILLE,SC29551
      501(C)(3) SLAVE DWELLING PORJECT CONFERENCE 30,000
    SPRINGFIELD FIRE DEPARTMENT
    PO BOX 358
    SPRINGFIELD CENTER,NY13468
      501(C)(3) GENERAL PURPOSE 4,000
    SPRINGFIELD PRESERVATION TRUST
    96 ELLIOTT STREET
    SPRINGFIELD,MA01105
      501(C)(3) REVOLVING FUND 50,000
    ST MARYS EPISCOPAL CHURCH
    P O BOX 376
    SPRINGFIELD CENTER,NY134680376
      501(C)(3) GENERAL PURPOSE 5,000
    THE GEORGIA TRUST FOR HISTORIC
    PRESERVATION
    1516 PEACHTREE STREET NW
    ATLANTA,GA30309
      501(C)(3) REVOLVING FUND EDUCATIONAL WEBSITE 7,500
    THE L'ENFANT TRUST
    1526 NEW HAMPSHIRE AVE NW
    WASHINGTON,DC20036
      501(C)(3) REVOLVING FUND 50,000
    THE L'ENFANT TRUST
    1527 NEW HAMPSHIRE AVE NW
    WASHINGTON,DC20037
      501(C)(3) GENERAL PURPOSE 2,000
    THE LIVESTOCK CONSERVANCY
    PO BOX 477
    PITTSBORO,NC27344
      501(C)(3) DISCOVER, SECURE & SUSTAIN PROGRAM 40,000
    THE PLAID HOUSE
    54 WESTERN AVENUE
    MORRISTOWN,NJ079605020
      501(C)(3) GENERAL PURPOSE 1,000
    STATE UNIVERSITY COLLEGE AT
    ONEONTA FOUNDATION
    308 NETZER ADMIN BLDG
    ONEONTA,NY13820
      501(C)(3) COOPERSTOWN GRADUATE RURAL-URBAN PRT 2,000
    WEEKSVILLE HERITAGE CENTER
    1698 BERGEN STREET
    BROOKLYN,NY11213
      501(C)(3) GENERAL PURPOSE 5,000
    WINDHAM-TOLLAND 4H CAMP
    326 TAFT POND ROAD
    POMFRET CENTER,CT06259
      501(C)(3) LODGE PROJECT 2,000
    WOODSTOCK ACADEMY
    57 ACADEMY ROAD
    WOODSTOCK,CT06281
      501(C)(3) PROJECT GRADUATION 1,500
    WYNDHAM LAND TRUST INC
    PO BOX 302
    POMFRET CENTER,CT06259
      501(C)(3) GENERAL PURPOSE 1,000
    WYNDHAM LAND TRUST INC
    PO BOX 302
    POMFRET CENTER,CT06259
      501(C)(3) GENERAL PURPOSE 10,000
    YMCA OF GREATER HARTFORD
    241 TRUMBULL STREET
    HARTFORD,CT06103
      501(C)(3) CAPITAL CAMPAIGN 2,000
    PRESERVATION MASSACHUSETTES
    OLD CITY HALL
    45 SCHOOL ST
    BOSTON,MA02108
      501(C)(3) REAL ESTATE FELLOWSHIP 15,000
    THOMASVILLE LANDMARKS
    312 NORTH BROAD ST
    THOMASVILLE,GA31799
      501(C)(3) REAL ESTATE INTERN FELLOWSHIP 12,000
    GEORGIA TRUST FOR HISTORIC PRESV
    1516 PEACHTR4EE ST NW
    ATLANTA,GA30309
      501(C)(3) REVOLVING FUND-SPARTA PROJECT 37,500
    HISTORIC BOSTON INC
    20 EUSTIS ST
    ROXBURY,MA02119
      501(C)(3) MALCOLM X HOUSE 25,000
    HISTORIC SAVANNAH FOUNDATION
    321 E YORK STREET
    SAVANNAH,GA31401
      501(C)(3) REVOLVING FUND EASEMENT PROG 37,500
    KNOX HERITAGE
    PO BOX 1242
    KNOXVILLE,TN37901
      501(C)(3) REVOLVING FUND 25,000
    NEW HAMPSHIRE PRESV ALLIANCE
    PO BOX 268
    CONCORD,NH03302
      501(C)(3) REVOLVING FUND 25,000
    PALMETTO TRUST FOR HIST PRESV
    8301 PARK LANE RD
    COLUMBIA,SC29223
      501(C)(3) REVOLVING FUND-DAUDUSKIE ISLND 75,000
    PRESERVATION FOUNDATION OF NORTH
    CAROLINA
    PO BOX 27644
    RALEIGH,NC27611
      501(C)(3) PURCHASE OF MCGEE HOUSE 50,000
    PRESERVATION RESOURCE CENTER OF
    NEW ORLEANS
    923 TCHOUPITOULAS STREET
    NEW ORLEANS,LA70130
      501(C)(3) REVOLVING FUND-OPERATION COMEBACKL 25,000
    PROVIDENCE REVOLVING FUND
    372 WEST FOUNTAIN ST
    PROVIDENCE,RI02903
      501(C)(3) REVOLVING FUND 25,000
    Total .................................bullet 3a 3,066,490
    bApproved for future payment
    CONNECTICUT TRUST FOR HISTORIC PRES
    940 WHITNEY AVENUE
    HAMDEN,CT06517
      501(C)(3) REVOLVING FUND 75,000
    NATIONAL TRUST FOR HISTORIC PRESERV
    1785 MASSACHUSETTS AVE NW
    WASHINGTON,DC20036
      501(C)(3) REVOLVING FUND 100,000
    Total .................................bullet 3b 175,000
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............
        14 136,297  
    4 Dividends and interest from securities....     14 1,483,551  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............
             
    7 Other investment income.....     14 927  
    8
    Gain or (loss) from sales of assets other than inventory .............
        18 1,492,274  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   3,113,049  
    13Total. Add line 12, columns (b), (d), and (e)..................
    133,113,049
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







    Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LESHNER FRANCHINO & CO 27,395 13,698   13,697

    TY 2013 CompensationExplanation
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Person Name Explanation
    G STANTON GEARY  
    B DANFORTH ELY  
    ROBERT RAYNOLDS  
    GRETCHEN S SORIN  
    NANCY E DAVIS  
    MARY A ANTHONY  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)
    Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    OFFICE FURNITURE 2006-01-19 3,600 3,600 S/L 5.0000        
    FILING CABINET 2007-08-02 2,798 2,165 S/L 7.0000 400 100    
    PRINTER 2009-04-09 478 359 S/L 5.0000 95 24    
    PRINTER 2009-05-14 1,086 796 S/L 5.0000 217 54    
    POWER POINT PROJECTOR 2009-08-07 583 398 S/L 5.0000 117 29    
    LAPTOP COMPUTER 2010-01-26 547 319 S/L 5.0000 109 28    
    LAPTOP COMPUTER 2010-10-25 583 253 S/L 5.0000 116 29    
    DESKTOP COMPUTER 2011-09-25 1,013 253 S/L 5.0000 203 51    

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Name of Bond End of Year Book Value End of Year Fair Market Value
    HCA INC 6.375% 01-15-15 1,990,000 2,100,000

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AT&T INC 17,622 20,393
    ALTRIA GROUP INC 18,864 25,337
    ASTRAZENECA PLC 20,485 25,529
    BCE INC 20,503 20,130
    BOEING CO 14,369 25,933
    CHEVRON CORP 19,217 22,484
    CISCO SYSTEMS INC 18,210 19,963
    CONOCOPHILLIPS 19,595 25,434
    DIAGEO PLC 15,491 23,836
    DIAMOND OFFSHORE DRILLING 26,649 22,768
    DOMINION RES INC 12,096 15,526
    DU PONT E I DE NEMOUR & CO 17,684 23,389
    GENERAL ELECTRIC CO 15,248 26,068
    GENUINE PARTS CO 14,755 19,134
    HSBC HOLDINGS PLC 14,782 19,296
    INTEL CORP 23,540 23,489
    JOHNSON & JOHNSON 20,850 29,309
    JP MORGAN CHASE & CO 12,110 15,497
    KIMBERLY CLARK CORP 13,979 19,847
    KRAFT FOODS GROUP 7,267 9,704
    LILLY ELI & CO 20,470 26,520
    MERCK & CO 17,861 23,023
    METLIFE INC 16,298 21,838
    MICROSOFT CORP 17,296 23,942
    NEXTERA ENERGY INC 17,209 24,830
    PHILLIP MORRIS INTL INC 15,261 17,862
    RAYTHEON CO 18,253 31,292
    ROYAL DUTCH PETE 23,477 24,411
    TRAVERLERS COS INC 16,360 24,446
    UNILEVER NV 17,779 21,724
    VODAFONE GROUP 21,855 30,858
    3M COMPANY 14,550 23,843
    HCP INC 17,638 15,618
    HEALTH CARE REIT INC 17,612 17,142
    HEINZ H J CO    
    MONDELEZ INTL INC    
    VERIZON COMM INC    
    ABBVIE INV 420,180 459,447
    ACTAVIS PLC 218,285 490,560
    ALEXANDER & BALDWIN INC 193,905 186,950
    APPLE INC 381,787 1,018,251
    B&G FOODS INC 156,126 173,619
    BORGWARNER INC 196,676 235,381
    BRISTOL MEYERS SQUIBB 354,264 499,610
    CELANESE CORP 197,090 403,763
    COLFAX CORP 358,926 1,054,070
    COOPER INDS LTD 299,054 464,400
    CSX CORP 188,965 207,144
    DANAHER CORP 342,223 640,760
    DISNEY WALT CO 247,592 360,226
    FORTINET INC    
    GOOGLE INC 278,941 610,787
    HERSHEY CO 289,242 388,920
    HOME DEPOT INC 462,944 946,910
    IDEXX LABS INC 195,354 212,740
    INTERNATIONAL PAPER CO    
    JP MORGAN CHASE & CO 299,800 408,775
    KRAFT FOODS GROUP 330,482 393,004
    LAS VEGAS SANDS CORP 233,201 327,311
    LIBERTY GLOBAL PLC 415,008 462,800
    LINKED IN CORP 284,555 324,161
    LOWES 364,527 718,475
    MERCK & CO    
    MONDELEZ INTL INC 189,467 263,691
    NATIONAL OILWELL VARCO 190,550 214,731
    NICE SYS LTD 302,414 434,176
    OCCIDENTAL PETE CORP 277,388 247,260
    ORACLE CORP    
    PPG INDS INC 290,129 531,048
    PRICELINE CON INC 333,525 595,149
    PROCTOR & GAMBLE CO    
    RALCORP HLDGS INC    
    SALES FORCE COM INC 217,010 343,282
    STANLEY BLACK & DECKER INC    
    STARBUCKS CORP 272,127 493,857
    STATE STREET CORP 308,049 529,876
    STEWART ENTERPRISES    
    TESORO CORP 517,156 1,257,750
    TEVA PHARMA INDS 413,416 432,864
    THERMO FISHER SCIENTIFIC 390,055 868,530
    UNITED TECH CORP 495,149 637,280
    VISA INC 310,707 497,690
    WATSON PHARMA INC    
    WELLS FARGO & CO    
    WHOLE FOODS MKT 191,779 199,514
    WILLIAMS SONOMA INC 286,802 486,055

    TY 2013 InvestmentsOtherSchedule2
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    DOUBLELINE TOTAL RETURN AT COST 4,618,272 4,602,028
    JP MORGAN INFLATION MGD AT COST 831,993 806,624
    LOOMIS SAYLES STRATEGIC AT COST 1,082,624 1,076,543
    LOOMIS SAYLES BOND FD AT COST 1,095,131 1,230,208
    METROPOLITAN WEST TOTAL RET BD FD AT COST 1,980,926 2,017,544
    PIMCO FOREIGN BD UNHDG FD AT COST    
    PIMCO LOW DURATION FD AT COST 2,019,191 1,992,698
    PIMCO REAL RETURN FD AT COST    
    RIDGEWORTH US GOV SEC AT COST 2,506,134 2,504,653
    RIVERNORTH DOUBLELINE STAT INC FD AT COST 1,013,236 1,004,068
    TCW EMER MKT INC FD AT COST 1,576,635 1,537,286
    VANGUARD TOTAL BD MKT IDX FD AT COST    
    AQR MGD FUTURES STAT FD AT COST    
    DFA COMMODITY STRATEGY AT COST 520,000 515,627
    DFA EMG MKT CORE EQ PORT AT COST 311,003 328,074
    DFA INTL SMALL CO AT COST 333,895 480,896
    DFA LARGE CAP INTL PORT AT COST 501,341 529,602
    DFA REAL ESTATE SEC PORT AT COST 225,923 225,506
    DFA US LARGE CO PORT AT COST 237,158 265,704
    DFA US SMALL CAP PORT AT COST 226,573 343,177
    FIRST EAGLE GOLD FD AT COST 541,459 300,713
    GLDMN SACHS RISING DIV AT COST 452,411 497,833
    OSHAUGHNESSY ENHANCED AT COST 712,495 760,013
    PIMCO COMMOD REAL RTN ST FD AT COST    
    VANGUARD ENERGY FD AT COST 163,115 197,568
    VIRTUS FOREIGN OPPTY AT COST 753,475 757,671
    FLEXSHARES EXCH TRD FD GLBL AT COST 149,548 145,850
    ISHARES MSCI ETF USA MIN VOL AT COST 350,715 364,207
    GLOBAL BAL ASSET ALLOC FD III AT COST 18,539,647 19,241,830
    WESTFIELD DIVIDEND GWTH FD LP AT COST 1,632,239 2,652,443
    PINE GROVE OFF FD LTD AT COST 3,000,000 3,394,347
    ACL ALTERNATIVE FUND AT COST 2,951,910 2,591,746

    TY 2013 LandEtcSchedule2
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
      10,688 9,400 1,288  


    TY 2013 LegalFeesSchedule
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 8,106 4,053   4,053


    TY 2013 OtherAssetsSchedule
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    PROGRAM RELATED INVESTMENTS   428,147 428,147


    TY 2013 OtherExpensesSchedule
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXPENSES        
    OFFICE SUPPLIES & EXPENSE 4,094 1,023   3,071
    DUES & SUBSCRIPTIONS 5,215 1,304   3,911
    PAYROLL SERVICE FEES 1,641 410   1,231
    TELEPHONE 3,847 962   2,885
    INSURANCE 6,627 1,656   4,971
    DATA PROCESSING & WEBSITE 2,580     2,580
    UTILITIES 2,561 1,280   1,281


    TY 2013 OtherIncomeSchedule2
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    OTHER REVENUE 927 927  


    TY 2013 OtherLiabilitiesSchedule
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Description Beginning of Year - Book Value End of Year - Book Value
    EXCISE TAXES PAYABLE 6,700 3,600


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT & TRADE FE 237,529 237,529    
    CONSULTING FEES 1,727 864   863


    TY 2013 SubstantialContributorsSch
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Name Address
    ESTATE OF STEWART B KEAN 687 COLONIAL AVENUE
    UNION,NJ070837405


    TY 2013 TaxesSchedule
    Name:
    1772 FOUNDATION INC
    EIN: 22-2578377
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAXES 28,666