Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
TIGER BARON FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)233 BROADWAY SUITE 2200   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10279
A Employer identification number

75-2979875
B Telephone number (see instructions)

(212) 273-3719
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$42,856,153J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 9 9  
4 Dividends and interest from securities...... 806,582 806,582  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 2,100,862
b Gross sales price for all assets on line 6a 15,523,612
7 Capital gain net income (from Part IV, line 2)... 2,100,862
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 175,601 126,320 0
12 Total. Add lines 1 through 11........ 3,083,054 3,033,773 0
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 29,000 0 0 29,000
14 Other employee salaries and wages...... 49,200 0 0 49,200
15 Pension plans, employee benefits....... 3,801 0 0 3,801
16a Legal fees (attach schedule)......... Click to see attachment 22,625 0 0 22,625
b Accounting fees (attach schedule)....... Click to see attachment 52,720 2,636 0 50,084
c Other professional fees (attach schedule).... Click to see attachment 175,657 175,657 0 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 48,170 11,863 0 7,886
19 Depreciation (attach schedule) and depletion... Click to see attachment 96,539 0 0
20 Occupancy.............. 75,226 0 0 75,226
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 46,027 1,537 0 42,426
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 598,965 191,693 0 280,248
25 Contributions, gifts, grants paid........ 1,670,386 1,670,386
26 Total expenses and disbursements. Add lines 24 and 25 2,269,351 191,693 0 1,950,634
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 813,703
b Net investment income (if negative, enter -0-) 2,842,080
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 152,491 6,048 6,048
2 Savings and temporary cash investments.......... 3,480,589 1,972,037 1,972,037
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 15,013 36,592 36,592
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 21,311,390 Click to see attachment24,456,896 24,456,896
c Investments—corporate bonds (attach schedule)........ 3,539,588 Click to see attachment6,242,963 6,242,963
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 6,470,935 Click to see attachment6,883,521 6,883,521
14 Land, buildings, and equipment: basis bullet3,962,171
Less: accumulated depreciation (attach schedule) bullet704,075 3,354,635 Click to see attachment3,258,096 3,258,096
15 Other assets (describe bullet) Click to see attachment25,946 Click to see attachment0 Click to see attachment0
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 38,350,587 42,856,153 42,856,153
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 38,350,587 42,856,153
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 38,350,587 42,856,153
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 38,350,587 42,856,153
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 38,350,587
2 Enter amount from Part I, line 27a..................... 2 813,703
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 3,691,863
4 Add lines 1, 2, and 3.......................... 4 42,856,153
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 42,856,153
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a THRU JP MORGAN      
b THRU JP MORGAN      
c JPM LARGE CAP GROWTH   2012-03-09 2013-02-06
d DREYFUS EMG MKT DEBT   2012-03-09 2013-10-21
e GATEWAY FUND-Y   2012-03-09 2013-07-12
VANGUARD FTSE EMERGING MARKETS   2012-03-09 2013-07-31
AT&T INC   2012-02-13 2013-02-06
BROADCOM CORP   2012-08-13 2013-06-27
EXXON MOBIL   2012-12-21 2013-02-07
LINKEDIN CORP   2012-04-09 2013-02-06
NETAPP INC   2012-07-06 2013-06-27
PEPSICO INC     2013-02-06
WILLIAMS COMPANIES   2013-02-06 2013-06-27
AT&T INC     2013-02-06
MALLINCKRODT PUB LTD CO   2010-08-19 2013-07-29
MALLINCKRODT PUB LTD CO   2010-08-19 2013-10-23
PRUDENTIAL FINANCIAL INC   2010-08-19 2013-06-27
THRU WELLINGTON SHIELDS      
THRU WELLINGTON SHIELDS      
JPMORGAN CHASE MULTI STEP   2010-02-12 2013-08-16
TARGET CORP   2010-11-15 2013-11-25
ABBVIE INC   2012-02-13 2013-01-09
CRIMSON WINE GROUP     2013-03-12
FREEPORT-MCMORAN COPPER   2012-09-12 2013-06-04
ABBVIE INC     2013-01-09
CRIMSON WINE GROUP     2013-03-12
KRATON PERFORMANCE POLYMERS     2013-09-11
LOWES     2013-08-09
MERCK & CO     2013-02-14
MOLEX INC P 2011-09-30 2013-09-10
BROOKFIELD PROPERTY PARTNERS   2013-04-15 2013-04-19
BROOKFIELD PROPERTY PARTNERS     2013-05-09
DAIMLER CHRYSLER   2013-07-29 2013-11-15
DREYFUS EMG MKT DEBT     2013-10-21
HARTFORD CAPITAL APPRECIATION   2010-01-12 2013-05-21
HIGHBRIDGE DYN COMMOD STR     2013-10-21
JPM MKT EXP ENH INDEX FD     2013-02-06
JPM STRAT INCOME OPPORT FD   2011-12-19 2013-04-18
JPM US REAL ESTATE FD     2013-11-08
VANGUARD FTSE EMERGING MARKETS     2013-07-31
THRU JP MORGAN      
THRU JP MORGAN      
MALLINCKRODT PUB LTD CO     2013-10-23
NETAPP INC     2013-06-27
PIONEER NATURAL RESOURCES     2013-06-27
PRUDENTIAL FINANCIAL INC     2013-06-27
AT&T INC   2010-08-19 2013-02-06
ADJUST FOR BOND AMORTIZATION   2013-07-29 2013-11-15
LITIGATION SETTLEMENT P    
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 30,531   31,467 -936
b 250,339   238,671 11,668
c 105,536   101,878 3,658
d 6,323   6,327 -4
e 45,000   43,066 1,934
67,390   76,423 -9,033
2,654   2,246 408
3,637   3,761 -124
15,894   15,880 14
4,395   3,466 929
1,746   1,366 380
11,135   10,844 291
13,020   14,286 -1,266
4,140   3,584 556
11     11
158   102 56
3,265   2,480 785
7,772,124   7,059,245 712,879
3,401,404   2,729,210 672,194
507,491   500,010 7,481
316,718   273,659 43,059
101,360   86,294 15,066
8,353   5,641 2,712
25   21 4
168,933   137,132 31,801
12,529   7,989 4,540
199,498   212,105 -12,607
593,297   290,257 303,040
327,689   264,248 63,441
252,512   116,136 136,376
22   22 0
12,924   12,525 399
200,000   203,530 -3,530
96,677   94,023 2,654
50,000   37,372 12,628
185,558   230,478 -44,920
282,712   234,979 47,733
51,689   48,964 2,725
109,627   87,235 22,392
34,360   38,117 -3,757
14,880   15,229 -349
157,591   164,395 -6,804
695   585 110
4,023   4,356 -333
8,434   5,645 2,789
7,619   5,732 1,887
2,300   1,769 531
3,530     3,530
2,025     2,025
71,839     71,839
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -936
b       11,668
c       3,658
d       -4
e       1,934
      -9,033
      408
      -124
      14
      929
      380
      291
      -1,266
      556
      11
      56
      785
      712,879
      672,194
      7,481
      43,059
      15,066
      2,712
      4
      31,801
      4,540
      -12,607
      303,040
      63,441
      136,376
      0
      399
      -3,530
      2,654
      12,628
      -44,920
      47,733
      2,725
      22,392
      -3,757
      -349
      -6,804
      110
      -333
      2,789
      1,887
      531
      3,530
      2,025
      71,839
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 2,100,862
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 2,007,142 33,737,225 0.059493
2011 1,649,468 33,093,434 0.049843
2010 1,682,941 33,433,169 0.050337
2009 1,359,973 27,758,819 0.048992
2008 1,570,357 33,727,529 0.046560
2 Total of line 1, column (d) ...................... 2 0.255225
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.051045
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 36,712,134
5 Multiply line 4 by line 3....................... 5 1,873,971
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 28,421
7 Add lines 5 and 6......................... 7 1,902,392
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,950,634
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 28,421
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 28,421
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 28,421
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 65,013
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 10,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 75,013
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 46,592
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet46,592 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletALEX VOLCKHAUSEN Telephone no.bullet (212) 273-3719
    Located atbullet233 BROADWAY SUITE 2200NEW YORKNY ZIP+4bullet10279
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    GRACE LYU-VOLCKHAUSEN PRESIDENT/TREASURER
    10.00     		0 0 0
    262 PRESIDENT STREET
    BROOKLYN,NY11231
    ALEXANDER LOUIS VOLCKHAUSEN VICE PRESIDENT
    15.00     		29,000 0 0
    165 WEST 66 STREET
    NEW YORK,NY10023
    SHARON LYU-VOLCKHAUSEN SECRETARY
    5.00     		0 0 0
    467 HENRY STREET
    BROOKLYN,NY11231
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    JP MORGAN PRIVATE BANK INVESTMENT ADVISORS 77,654
    500 STANTON CHRISTIANA ROAD
    NEWARK,DE19713
    BECK MACK AND OLIVER INVESTMENT ADVISORS 57,744
    360 MADISON AVENUE
    NEW YORK,NY10017
    BASS AND LEMER LLP ACCOUNTANTS 52,720
    836 HEMPSTEAD AVENUE
    WEST HEMPSTEAD,NY11552
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE FOUNDATION OPERATES AND MAINTAINS A COMMUNITY CENTER WHERE COMMUNITY-BASED CULTURAL, EDUCATIONAL AND HUMAN SERVICE ORGANIZATIONS ARE ABLE TO OFFER PROGRAMS TO THE COMMUNITY. 136,420
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,835,607
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    28,421
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    28,421
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,807,186
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,807,186
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    1,807,186
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 1,807,186
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010....... 29,633
    d From 2011....... 19,901
    e From 2012....... 350,045
    fTotal of lines 3a through e......... 399,579
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 1,950,634
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 1,807,186
    e Remaining amount distributed out of corpus 143,448
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 543,027
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		543,027
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010.... 29,633
    c Excess from 2011.... 19,901
    d Excess from 2012.... 350,045
    e Excess from 2013.... 143,448
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ALEXANDER VOLCKHAUSEN
    233 BROADWAY SUITE 2200
    NEW YORK,NY10279
    (212) 273-3719
    bThe form in which applications should be submitted and information and materials they should include:
    APPLICATIONS SHOULD INCLUDE A COPY OF THE ORGANIZATION'S 501(C)(3) APPROVAL,A PHONE NUMBER WITH A CONTACT NAME, A DESCRIPTION OF EXEMPT PUPOSE, THE ANTICIPATED USE OF FUNDS AND AN OPERATING BUDGET.
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    AARP FOUNDATION
    PO BOX 93117
    LONG BEACH,CA90809     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,500
    AIRC
    890 BROADWAY
    NEW YORK,NY10003     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 500
    AMERICA SCORES
    520 8TH AVENUE 11TH FLOOR
    NEW YORK,NY10018     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,000
    AMERICAN MUSEUM OF NATURAL HISTORY
    CENTRAL PARK WEST 79TH STREET
    NEW YORK,NY100245192     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 3,500
    AMERICAN RED CROSS
    2025 E STREET NW
    WASHINGTON,DC20006     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 15,000
    AMNESTY INTERNATIONAL
    5 PENN PLAZA 16TH FLOOR
    NEW YORK,NY10001     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 3,000
    ASIAN AMERICAN FEDERATION
    120 WALL STREET 3RD FLOOR
    NEW YORK,NY10005     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 12,000
    ASIAN AMERICAN WRITERS WORKSHOP
    16 W 32ND STREET SUITE 10A
    NEW YORK,NY10001     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    ASIAN AMERICANS FOR EQUALITY
    108 NORFOLK STREET
    NEW YORK,NY10002     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    ATLANTIC THEATRE CO
    336 W 20TH STREET
    NEW YORK,NY10011     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 15,000
    AUDUBON NEW YORK
    200 TRILLUM LANE
    ALBANY,NY12203     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    BALLET TECH FOUNDATION INC
    890 BROADWAY
    NEW YORK,NY10003     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    BIG APPLE PERFORMING ART
    505 8TH AVENUE 19TH FLOOR
    NEW YORK,NY10018     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    BOWERY RESIDENT COMMITTEE
    324 LAYFETTE STREET 8TH FLOOR
    NEW YORK,NY10013     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    BRIC ARTS
    647 FULTON STREET
    BROOKLYN,NY11217     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 7,500
    BRIDGES OUTREACH
    120 MORRIS AVENUE
    SUMMIT,NJ07901     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,000
    BROADWAY CARES
    165 W 46TH STREET
    NEW YORK,NY10036     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 25,000
    BROADWAY MALL ASSOCIATION
    2095 BROADWAY 403
    NEW YORK,NY10023     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    BROOKLYN ACADEMY OF MUSIC (BAM)
    30 LAFAYETTE AVENUE
    BROOKLYN,NY11217     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 25,000
    BROOKLYN BOTANICAL GARDEN
    1000 WASHINGTON AVENUE
    BROOKLYN,NY11225     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 51,050
    BROOKLYN BRIDGE PARK CONSERVANCY
    334 FURMAN STREET
    BROOKLYN,NY11201     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 7,750
    BROOKLYN CHILDREN'S HOLIDAY FUND
    8020 4TH AVENUE
    BROOKLYN,NY12209     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 3,500
    BROOKLYN CHILDREN'S MUSEUM
    145 BROOKLYN AVENUE
    BROOKLYN,NY11213     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 25,000
    BROOKLYN HISTORICAL SOCIETY
    128 PIERREPONT STREET
    BROOKLYN,NY11201     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 50,000
    BROOKLYN KINDERGARTEN SCHOOL
    57 WILLOUGHBY STREET 4
    BROOKLYN,NY11201     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,500
    BROOKLYN LEGAL SERVICES CORP
    260 BROADWAY SUITE 2
    BROOKLYN,NY11211     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    BROOKLYN PHILHARMONIC
    55 WASHINGTON STREET 656
    BROOKLYN,NY11201     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    BROOKLYN PUBLIC LIBRARY FOUNDATION
    GRAND ARMY PLAZA
    BROOKLYN,NY11238     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    BROOKLYN YOUTH CHORUS ACADEMY
    179 PACIFIC STREET
    BROOKLYN,NY112016213     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 30,000
    CARNEGIE HALL
    881 7TH AVENUE AT 57TH STREET
    NEW YORK,NY10019     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    CENTER FOR ARTS EDUCATION
    266 WEST 37TH STREET 9TH FLOOR
    NEW YORK,NY10018     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,500
    CENTER FOR MUSIC BY PEOPLE WITH DIABILITIES
    415 W CENTERAL AVENUE
    MISSOULA,MT59801     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    CENTERAL PARK CONSERVANCY
    14 E 60TH STREET
    NEW YORK,NY10022     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,500
    CHAMBER MUSIC OF LINCOLN CENTER
    70 LINCOLN CENTER PLAZA
    NEW YORK,NY100236582     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 47,500
    CHINATOWN HEALTH CLINIC FOUNDATION
    268 CANAL STREET
    NEW YORK,NY10013     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,500
    CHINATOWN MANPOWER PROJECT INC
    70 MULBERRY STREET 3RD FLOOR
    NEW YORK,NY10013     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,000
    CHINATOWN PLANNING COUNCIL
    14230 BARCLAY AVENUE
    FLUSHING,NY10012     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    CITIZENS UNION
    229 BROADWAY SUITE 700
    NEW YORK,NY10007     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 35,000
    CITY HARVEST
    575 EIGTH AVENUE
    NEW YORK,NY10018     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    CITY MEALS ON WHEELS
    355 LEXINGTON AVENUE
    NEW YORK,NY10017     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 6,000
    CITY TECH FOUNDATION
    300 JAY STREET NAMM HALL 323
    BROOKLYN,NY11201     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 7,500
    CLARKSTOWN CENTRAL ATHLETIC FOUNDATION (CCAF)
    7 HAZELTON LANE
    WEST NYACK,NY10994     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    CLEARWATER HUDSON RIVER
    724 WOLCOTT AVENUE
    BEACON,NY12508     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    CORTLAND REPERTORY THEATRE
    37 FRANKLIN STREET
    CORTLAND,NY13045     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,000
    COUNCIL OF INDIAN NATIONS
    PO BOX 1800
    APACHE JUNCTION,AZ85117     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    COUNCIL OF KOREAN AMERICANS
    PO BOX 47
    DUNN LORING,VA22027     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    CYPRESS HILLS LOCAL DEVELOPMENT
    625 JAMAICA AVENUE
    BROOKLYN,NY11208     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,000
    DEFENDERS OF WILDLIFE
    1130 17TH STREET NW
    WASHINGTON,DC20036     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    DOCTORS WITHOUT BORDERS
    333 7TH AVENUE 2ND FLOOR
    NEW YORK,NY100015004     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 8,000
    EARTH JUSTICE
    426 17TH STREET
    OAKLAND,CA94612     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,000
    ENOB INNOVATIVE BRIDGES
    40 WEST 37TH STREET SUITE 400
    NEW YORK,NY10018     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,000
    ENVIRNMENTAL DEFENSE FUND
    1875 CONNECTICUT AVENUE NW
    WASHINGTON,SC20009     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    FOOD BANK OF NYC
    39 BROADWAY 10TH FLOOR
    NEW YORK,NY10006     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 6,500
    FRIENDS OF BOBST LIBRARY
    70 WASHINGTON SQUARE SOUTH ROOM
    1116
    NEW YORK,NY10012     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 20,000
    FRIENDS OF CARROLL PARK
    146 W OSTEND STREET PO BOX 6471
    BALTIMORE,MD21230     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    FRIENDS OF HUDSON RIVER PARK
    311 WEST 43RD STREET SUITE 300
    NEW YORK,NY10036     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    GMHC
    119 W 24TH STREET
    NEW YORK,NY10011     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    GOWANUS CANAL CONSERVANCY
    PO BOX 150-652
    BROOKLN,NY11215     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    GREEN CHIMNEY
    400 DOANSBURG ROAD BOX 719
    BREWSTER,NY10509     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 19,500
    HABITAT FOR HUMANITY NYC
    111 JOHN ST FL 23
    NEW YORK,NY10038     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,500
    HALE HOUSE
    152 W 122 STREET
    NEW YORK,NY10027     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,500
    HANMI HERITAGE FOUNDATION
    440 SYLVAN AVE
    ENGLEWOOD CLIFFS,NJ07632     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    HELP USA
    515 BLAKE AVENUE
    BROOKLYN,NY11207     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 15,000
    HOLY APOSTOLES SOUP KITCHEN
    296 NINTH AVENUE
    NEW YORK,NY10001     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 500
    HORTICULTURE SOCIETY OF NEW YORK
    148 W 37TH STREET FL 13
    NEW YORK,NY10018     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    HUNDRED YEAR ASSOSOCIATION
    20 WEST 44TH STREET
    NEW YORK,NY10036     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,500
    I HAVE A DREAM FOUNDATION
    330 7TH AVENUE 20TH FLOOR
    NEW YORK,NY10001     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,500
    JERSEY BATTERED WOMENS CENTER
    PO BOX 1437
    MORRISTOWN,NJ07962     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,000
    JEWISH COMMUNITY RELATIONS COUNCIL (JCRC)
    70 W 36TH STREET
    NEW YORK,NY10018     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 6,000
    KALCA
    149 W 24TH STREET 4TH FLOOR
    NEW YORK,NY10011     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 15,000
    KOREAN AMERICAN COMMUNITY FOUNDATION
    501 5TH AVENUE 3RD FLOOR
    NEW YORK,NY10017     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    KOREAN COMMUNITY SERVICE OF METRO NY
    120 WALL STREET 3RD FLOOR
    NEW YORK,NY10005     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 25,000
    LINCOLN CENTER THEATRE
    70 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 20,000
    LITTLE ORCHESTRA SOCIETY
    330 W 42ND STREET 12TH FLOOR
    NEW YORK,NY100366902     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 35,000
    LITTLE SHELTER
    33 WARNER ROAD
    HUNTINGTON,NY11743     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 500
    MERCY CORP
    3015 SW FIRST AVENUE
    PORTLAND,OR97201     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    METROPOLITIAN OPERA GUILD
    70 LINCOLN CENTER PLAZA 6TH FLOOR
    NEW YORK,NY10023     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 30,250
    MIN KWON CENTER FOR COMMUNITY ACTION
    136- 19 41ST AVENUE 3RD FLOOR
    FLUSHING,NY11355     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    MOMA
    11 W 53RD STREET
    NEW YORK,NY10019     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 20,000
    NATURAL RESOURCES DEFENCE COUNCIL (NRDC)
    40 W 20TH STREET
    NEW YORK,NY10011     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 60,750
    NECO FOUNDATION INC
    696 ALBERTA AVENUE
    SUNNYDALE,CA94087     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    NEIGHBORHOOD PLAZA PARTNERSHIP
    148 LAFAYETTE STREET PH
    NEW YORK,NY10013     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    NEW YORK ASIAN WOMEN'S CENTER
    39 BOWERY PMB 375
    NEW YORK,NY10003     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 11,000
    NEW YORK CITY RESCUE MISSION
    90 LAFAYETTE STREET
    NEW YORK,NY10003     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,001
    NEW YORK IMMIGRATION COALITION
    137-139 W 25TH STREET 12TH FLOOR
    NEW YORK,NY10001     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    NEW YORK PHILHARMONIC
    10 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 46,000
    NEW YORK THEATRE WORKSHOP
    79 EAST 4TH STREET
    NEW YORK,NY10003     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 3,000
    NEW YORK WRITER'S COALITION
    80 HANSON PLACE
    BROOKLYN,NY11217     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,500
    NORTH CAROLINA STAGE COMPANY
    15 STAGE LA
    ASHVILLE,NC28801     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    NYC BALLET
    20 LINCOLN CENTER PLAZA
    NEW YORK,NY10023     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 24,000
    NYC OPERA
    75 BROAD STREET
    NEW YORK,NY10004     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    NYS IMMIGRANT ACTION FUND
    137-139 W 25 TH STREET 12TH FLOOR
    NEW YORK,NY10001     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    OCEAN CONSERVENCY
    1300 19ST NW 8TH FLOOR
    WASHINGTON,DC20036     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,500
    PARTIAL COMFORT PRODUCTIONS
    520 8TH AVENUE SUITE 331
    NEW YORK,NY10018     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    PARTNERSHIP FOR THE HOMELESS
    305 SEVENTH AVENUE 13TH FLOOR
    NEW YORK,NY10001     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 7,500
    PECCADILLO THEATRE COMPANY
    155 BANK STREET
    NEW YORK,NY10014     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    PLANNED PARENTHOOD FEDERATION OF AMERICA
    434 W 33RD STREET
    NEW YORK,NY10001     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    PLAYWRIGHTS HORIZON
    416 W 42ND STREET
    NEW YORK,NY10036     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 26,000
    PRINCETON
    NASSAU HALL
    PRINCETON,NJ08542     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 106,085
    PROJECT HOPE FOR THE HOMELESS
    PO BOX 2035
    PAINESVILLE,OH44077     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,000
    PROSPECT PARK ALLIANCE
    95 PROSPECT PARK WEST
    BROOKLYN,NY11215     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 50,000
    RANDALL'S ISLAND PARK ALLIANCE
    20 RANDALLS ISLAND PARK
    NEW YORK,NY10035     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    RIVERKEEPER INC
    828 SOUTH BROADWAY
    TARRYTOWN,NY10591     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    SAVE THE REDWOODS
    114 SANSOME STREET 1200
    SAN FRANCISCO,CA94104     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    SCA
    4245 N FAIRFAX DR SUITE 825
    ARLINGTON,VA22203     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    SECOND STAGE
    307 WEST 43RD STREET
    NEW YORK,NY10036     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 20,000
    SHANDELEE MUSIC FESTIVAL
    36 E 74TH STREET
    NEW YORK,NY10021     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    SIERRA CLUB FOUNDATION
    85 SECOND STREET 2ND FLOOR
    SAN FRANCISCO,CA94105     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    SIGNATURE THEATRE CO
    636 9TH AVENUE 11TH FLOOR
    NEW YORK,NY10036     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    SOUTHERN POVERTY LAW CENTER
    400 WASHINGTON AVENUE
    MONTGOMERY,AL36104     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 3,000
    ST ANN'S SCHOOL
    129 PIERREPONT STREET
    BROOKLYN,NY11201     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 31,500
    ST JOSEPH'S INDIAN SCHOOL
    1301 NORTH MAIN STREET
    CHAMBERLAIN,SD57325     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    STANLEY ISAAC NEIGHBORHOOD CENTER
    415 EAST 93RD STREET
    NEW YORK,NY10128     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    STATEN ISLAND LGBT COMMUNITY CENTER
    25 VICTORY BOULEVARD
    STATEN ISLAND,NY10301     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    TEACH FOR AMERICA
    315 WEST 36TH STREET
    NEW YORK,NY10018     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    THE 52ND ST PROJECT
    500 W 52ND STGREET 2ND FLOOR
    NEW YORK,NY10009     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    THE ACTORS FUND
    729 SEVENTH AVENUE 10TH FLOOR
    NEW YORK,NY10019     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    THE BEAUTIFUL FOUNDATION
    193 CLOSTER DOCK ROAD
    CLOSTER,NJ07624     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,000
    THE CIVILIANS
    138 S OXFORD STREET APT 3C
    BROOKLYN,NY11217     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    THE DREAM PROGRAM
    PO BOX 361
    WINOOSKI,VT05404     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    THE FRESH AIR FUND
    633 THIRD AVENUE 14TH FLOOR
    NEW YORK,NY10017     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    THE GOOD DOG FOUNDATION
    607 6TH STREET
    BROOKLN,NY11215     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 500
    THE HOPE PROGRAM
    ONE SMITH STREET 4TH FLOOR
    BROOKLYN,NY11201     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,000
    THE METROPOLITAN MUSEUM OF ART
    1000 5TH AVENUE
    NEW YORK,NY10028     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    THE PAPER BAG PLAYERS
    185 EAST BROADWAY
    NEW YORK,NY10002     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,500
    THE PUBLIC THEATRE OF NEW YORK
    425 LAFAYETTE STREET
    NEW YORK,NY10003     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 100,000
    THE SEEING EYE
    PO BOX 375
    MORRISTOWN,NJ07963     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 500
    THE SMILE TRAIN
    245 5TH AVENUE SUITE 2201
    NEW YORK,NY10016     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    THE SOCIETY OF NANLAOSHU
    22 E 21ST STREET
    NEW YORK,NY10010     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    THE TRUST FOR PUBLIC LAND
    116 NEW MONTGOMERY STREET 4TH FLOOR
    SAN FRANCISCO,CA94105     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 62,500
    THEATER FOR A NEW AUDIENCE
    154 CHRISTOPHER STREET 3D
    NEW YORK,NY10014     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    TRANSPORTATION ALTERNATIVES
    127 WEST 26TH STREET SUITE 1002
    NEW YORK,NY10001     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 500
    WEEKSVILLE HERTIAGE CENTER
    1698 BERGEN STREET
    BROOKLYN,NY11213     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 2,500
    WELLFLEET PUBLIC LIBRARY
    300 MAIN STREET
    WELLFLEET,MA02667     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,000
    WILDLIFE CONSERVATION PROGRAM
    2300 SOUTHERN BLVD
    BRONX,NY10460     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 5,000
    WILLIAMSTOWN THEATRE FESTIVAL
    PO BOX 517
    WILLIAMSTOWN,MA02167     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 35,000
    WNETTHIREEN
    453 W 33RD STREET
    NEW YORK,NY10001     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 25,000
    WNYC
    160 VARRICK STREET
    NEW YORK,NY10007     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 62,500
    WOMEN IN NEED CENTER
    195 E 3RD STREET
    NEW YORK,NY10009     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 1,500
    YMCA OF QUEENS
    4207 PARSONS BLVD
    FLUSHING,NY11355     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 30,000
    YONSEI UNIVERSITY ALUMNI ASSOCIATION OF NY
    3700 WILSHIRE BLVD
    LOS ANGELES,CA90010     		NONE PUBLIC CHARITIES GENERAL SUPPORT PURPOSES 10,000
    Total .................................bullet 3a 1,670,386
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    aRENTAL INCOME-SEE NOTE 14   0   0 28,470
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 9  
    4 Dividends and interest from securities....     14 806,582  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 147,131  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 2,100,862  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 3,054,584 28,470
    13Total. Add line 12, columns (b), (d), and (e)..................
    133,083,054
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1A RENTAL INCOME FROM CHARITABLE ORGANIZATIONS UTILIZING THE SPACE IN THE COMMUNITY CENTER OPERATED BY THE FOUNDATION.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BASS & LEMER LLP 52,720 2,636 0 50,084

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    BUILDING 2002-07-01 949,053 248,995 SL 40.000000000000 23,726 0 0  
    LAND 2002-07-01 100,600   L   0 0 0  
    BUILDING IMPROVEMENTS 2007-07-01 2,189,449 328,417 SL 40.000000000000 54,736 0 0  
    BUILDING IMPROVEMENTS 2009-07-01 8,853 774 SL 40.000000000000 221 0 0  
    BUILDING IMPROVEMENTS 2010-07-01 214,880 13,430 SL 40.000000000000 5,372 0 0  
    BUILDING 2011-07-01 274,910 10,309 SL 40.000000000000 6,873 0 0  
    BUILDING IMPROVEMENTS 2012-07-01 224,426 5,611 SL 40.000000000000 5,611 0 0  

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Name of Bond End of Year Book Value End of Year Fair Market Value
    CORPORATE BONDS HELD AT JPMORGAN 3,208,242 3,208,242
    CORPORATE BONDS HELD AT STATE STREET BANK 3,034,721 3,034,721

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCKS HELD AT JPMORGAN 2,059,296 2,059,296
    CORPORATE STOCKS HELD AT STATE STREET BANK 8,084,367 8,084,367
    CORPORATE STOCKS HELD AT WELLINGTON SHIELDS 14,313,233 14,313,233

    TY 2013 InvestmentsOtherSchedule2
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    INVESTMENT IN ROYALTY CONTRACT AT COST 725,000 725,000
    MUTUAL FUNDS HELD AT JPMORGAN FMV 5,078,384 5,078,384
    MUTUAL FUNDS HELD AT WELLINGTON SHIELDS FMV 830,711 830,711
    INVESTMENT IN SAN JUAN BASIN ROYALTY TRUST FMV 249,426 249,426

    TY 2013 LandEtcSchedule2
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    BUILDINGS 3,861,571 704,075 3,157,496  
    LAND 100,600 0 100,600  


    TY 2013 LegalFeesSchedule
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PORZIO BROMBERG AND NEWMAN 20,848 0 0 20,848
    PATTERSON BELKNAP WEBB 1,777 0 0 1,777


    TY 2013 OtherAssetsSchedule
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ACCRUED PORTFOLIO INCOME-BROKER 25,946    


    TY 2013 OtherExpensesSchedule
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INSURANCE 35,450 0 0 35,450
    OFFICE & ADMINISTRATIVE EXPENSES 6,869 200 0 6,669
    TELEPHONE 307 0 0 307
    ROYALTY EXPENSES 1,337 1,337 0 0
    PAYROLL PROCESSING 2,064 0 0 0


    TY 2013 OtherIncomeSchedule2
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    LISTERINE ROYALTY REVENUE 114,935 114,935  
    JPMORGAN-NON DIVIDEND DISTRIBUTIONS 9,400 0  
    JPMORGAN-NON DIVIDEND DISTRIBUTIONS 24 0  
    WELLINGTON SHIELDS-NON DIVIDEND DISTRIBUTIONS 11,387 0  
    ROYALTY INCOME-SAN JUAN BASIN ROYALTY TRUST 11,348 11,348  
    BROOKFIELD PROPERTY PARTNERS LP 37 37  
    RENTAL INCOME-SEE NOTE 14 28,470   28,470


    TY 2013 OtherIncreasesSchedule
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS 3,691,863


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    WELLINGTON SHIELDS-INVESTMENT ADVISORY FEES 35,194 35,194 0 0
    JP MORGAN-INVESTMENT ADVISORY FEES 77,654 77,654 0 0
    BECK MACK AND OLIVER-INVESTMENT ADVISORY FEES 57,744 57,744 0 0
    STATE STREET BANK-CUSTODY FEES 5,065 5,065 0 0


    TY 2013 TaxesSchedule
    Name:
    TIGER BARON FOUNDATION INC
    EIN: 75-2979875
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    REAL ESTATE TAXES 7,886 0 0 7,886
    FEDERAL EXCISE TAX 28,421 0 0 0
    FOREIGN TAXES ON INVESTMENTS 11,403 11,403 0 0
    ADR FEES 460 460 0 0