Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
ALEX KATZ FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)C/O A KOZAK AND CO 192 LEXINGTONAVE NO 1100Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

51-0529249
B Telephone number (see instructions)

(212) 889-6371
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$26,951,486J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 2,500,000
2 Check bullet
3 Interest on savings and temporary cash investments 456 456 456
4 Dividends and interest from securities...... 434,888 434,888 434,888
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 430,186
b Gross sales price for all assets on line 6a 9,176,225
7 Capital gain net income (from Part IV, line 2)... 452,057
8 Net short-term capital gain......... 109,424
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 2,832 2,832 2,832
12 Total. Add lines 1 through 11........ 3,368,362 890,233 547,600
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 41,000 0 0 41,000
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 3,187 3,187 3,187 0
b Accounting fees (attach schedule)....... Click to see attachment 35,055 26,291 26,291 8,764
c Other professional fees (attach schedule).... Click to see attachment 115,292 115,292 115,292 0
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 23,667 6,667 6,667 0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 610 610 610 0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 218,811 152,047 152,047 49,764
25 Contributions, gifts, grants paid........ 1,860,145 1,860,145
26 Total expenses and disbursements. Add lines 24 and 25 2,078,956 152,047 152,047 1,909,909
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,289,406
b Net investment income (if negative, enter -0-) 738,186
c Adjusted net income (if negative, enter -0-)... 395,553
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 57,656 657,457 657,457
2 Savings and temporary cash investments.......... 2,061,921 3,460,090 3,460,090
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 5,538,825 Click to see attachment10,467,771 13,779,441
c Investments—corporate bonds (attach schedule)........ 13,680,717 Click to see attachment8,599,652 8,645,763
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment965,180 Click to see attachment408,735 Click to see attachment408,735
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 22,304,299 23,593,705 26,951,486
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 22,304,299 23,593,705
30 Total net assets or fund balances (see page 17 of the
instructions).................... 22,304,299 23,593,705
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 22,304,299 23,593,705
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 22,304,299
2 Enter amount from Part I, line 27a..................... 2 1,289,406
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 23,593,705
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 23,593,705
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 120SHS CRIMSON WINE GROUP LTD   2012-03-02 2013-03-01
b 270SHS CRIMSON WINE GROUP LTD   2012-11-19 2013-03-01
c 50SHS CRIMSON WINE GROUP LTD   2013-01-08 2013-03-01
d 19SHS POTASH CORP OF SASKATCHEWAN INC   2013-01-25 2013-03-06
e 4,481SHS POTASH CORP OF SASKATCHEWAN INC   2013-01-25 2013-03-07
$250M INMET MINING CORP 8.75% 6/1/20   2012-12-14 2013-03-22
5.74SHS BROOKFIELD PROPERTY PARTNERS LP   2013-03-21 2013-04-29
51.66SHS BROOKFIELD PROPERTY PARTNERS LP   2013-03-28 2013-04-29
11.48SHS BROOKFIELD PROPERTY PARTNERS LP   2013-04-10 2013-04-29
2,500SHS OIL STS INTL INC   2013-02-27 2013-08-16
1,000SHS OIL STS INTL INC   2013-04-16 2013-08-16
5,700SHS ABBOTT LABORATORIES   2013-04-04 2013-09-04
800SHS ABBOTT LABORATORIES   2013-04-09 2013-09-04
1,000SHS ABBOTT LABORATORIES   2013-06-26 2013-09-04
500SHS ABBOTT LABORATORIES   2013-06-27 2013-09-04
2,700SHS LEUCADIA NATIONAL CORP   2012-11-19 2013-09-20
500SHS LEUCADIA NATIONAL CORP   2013-01-08 2013-09-20
200SHS LEUCADIA NATIONAL CORP   2013-03-08 2013-09-20
2,000SHS LEUCADIA NATIONAL CORP   2013-06-26 2013-09-20
1,000SHS LEUCADIA NATIONAL CORP   2013-07-02 2013-09-20
700SHS BOEING CO   2012-11-14 2013-01-14
360SHS BOEING CO   2012-11-16 2013-01-14
525SHS CARPENTER TECHNOLOGY   2012-12-12 2013-01-16
40SHS GOOGLE INC CLASS A   2012-05-15 2013-02-04
600SHS TIFFANY & CO   2012-11-28 2013-02-04
300SHS TIFFANY & CO   2012-11-29 2013-02-04
635SHS NOVARTIS AG ADR   2012-05-01 2013-02-08
500SHS NOVARTIS AG ADR   2012-07-19 2013-02-08
800SHS CIGNA CORP   2012-10-24 2013-02-19
850SHS BP PLC SPONS ADR   2012-10-17 2013-03-01
900SHS COVIDIEN PLC   2012-09-18 2013-03-04
1,770SHS ORACLE CORP   2012-03-21 2013-03-07
300SHS ORACLE CORP   2012-03-22 2013-03-22
1,000SHS ORACLE CORP   2012-04-02 2013-03-22
650SHS JPMORGAN CHASE & CO   2012-11-06 2013-04-04
1,250SHS JPMORGAN CHASE & CO   2012-11-08 2013-04-04
100SHS JOHNSON & JOHNSON   2012-06-14 2013-04-08
950SHS NEWMONT MINING CORP   2013-02-06 2013-04-18
450SHS NEWMONT MINING CORP   2013-02-21 2013-04-18
705SHS CONOCOPHILLIPS   2012-09-06 2013-05-31
975SHS MACY'S INC   2012-11-26 2013-06-13
440SHS MACY'S INC   2012-12-26 2013-06-13
300SHS FEDEX CORP   2012-12-04 2013-06-17
300SHS CUMMINS INC   2013-02-28 2013-06-20
300SHS CUMMINS INC   2013-03-20 2013-06-20
900SHS EATON CORP PLC   2013-02-05 2013-06-20
300SHS DEERE & CO.   2012-12-17 2013-06-25
155SHS DEERE & CO.   2013-02-27 2013-06-25
.625SHS MALLINCKRODT PLC   2013-06-17 2013-06-28
2,000SHS INTEL CORP   2013-03-04 2013-07-02
600SHS INTEL CORP   2013-03-07 2013-07-02
300SHS UNITED TECHNOLOGIES CORP   2013-04-01 2013-07-29
55SHS MALLINCKRODT PLC   2013-06-17 2013-08-05
1,700SHS MCDERMOTT INTERNATIONAL INC   2013-07-18 2013-08-06
3,000SHS PETROLEO BRAS SA ADS   2013-07-19 2013-08-14
500SHS EMC CORP   2013-01-23 2013-08-14
265SHS UNITEDHEALTH GP INC   2013-04-08 2013-08-14
500SHS EMC CORP   2013-01-23 2013-08-15
1,000SHS EMC CORP   2013-01-29 2013-08-15
450SHS EMC CORP   2013-03-01 2013-08-15
350SHS APACHE CORP   2013-05-31 2013-08-19
340SHS APACHE CORP   2013-06-14 2013-08-19
185SHS UNITEDHEALTH GROUP INC   2013-04-08 2013-09-19
450SHS UNITEDHEALTH GROUP INC   2013-04-18 2013-09-19
650SHS UNITEDHEALTH GROUP INC   2013-06-04 2013-09-30
550SHS INTERNATIONAL PAPER CO   2013-08-23 2013-09-30
265SHS GENERAL DYNAMICS CORP   2013-03-27 2013-10-07
300SHS UNITED TECHNOLOGIES CORP   2013-04-01 2013-10-21
1,600SHS NUANCE COMMUNICATIONS INC   2013-08-09 2013-11-04
300SHS FEDEX CORP   2012-12-06 2013-11-06
870SHS LENNAR CORP   2013-08-05 2013-11-11
830SHS LENNAR CORP   2013-08-14 2013-11-11
800SHS LENNAR CORP   2013-10-11 2013-11-11
3,200SHS DENBURY RESOURCES INC   2013-09-25 2013-11-14
550SHS EMC CORP   2013-03-01 2013-11-18
335SHS GENERAL DYNAMICS CORP   2013-03-27 2013-11-19
300SHS GENERAL DYNAMICS CORP   2013-04-02 2013-11-19
120SHS BOEING CO   2013-09-23 2013-11-26
400SHS NESTLE SA SPONSORED ADRS   2013-08-08 2013-12-03
400SHS NESTLE SA SPONSORED ADRS   2013-08-23 2013-12-03
$500M AT&T INC 0.875% 2/13/15   2012-06-12 2013-06-12
$1,000M CHEVRON CORP 1.104% 12/5/17   2012-12-13 2013-06-12
5,000SHS AMEREN CORP   2010-11-23 2013-01-23
3,000SHS AMEREN CORP   2010-12-07 2013-01-23
7,466SHS INTERCONTINENTAL HOTELS GROUP PLC   2012-01-09 2013-02-25
100SHS CRIMSON WINE GROUP LTD   2008-10-13 2013-03-01
120SHS CRIMSON WINE GROUP LTD   2008-10-27 2013-03-01
130SHS CRIMSON WINE GROUP LTD   2009-03-16 2013-03-01
60SHS CRIMSON WINE GROUP LTD   2009-04-02 2013-03-01
30SHS CRIMSON WINE GROUP LTD   2010-08-06 2013-03-01
.10SHS BROOKFIELD PROPERTY PARTNERS LP   2008-01-31 2013-04-18
.18SHS BROOKFIELD PROPERTY PARTNERS LP   2008-02-01 2013-04-18
86SHS BROOKFIELD PROPERTY PARTNERS LP   2008-01-31 2013-04-18
17.04SHS BROOKFIELD PROPERTY PARTNERS LP   2008-02-01 2013-04-18
8.61SHS BROOKFIELD PROPERTY PARTNERS LP   2008-04-17 2013-04-18
114.8SHS BROOKFIELD PROPERTY PARTNERS LP   2008-10-13 2013-04-18
40.18SHS BROOKFIELD PROPERTY PARTNERS LP   2009-07-21 2013-04-18
11.48SHS BROOKFIELD PROPERTY PARTNERS LP   2010-02-19 2013-04-18
11.48SHS BROOKFIELD PROPERTY PARTNERS LP   2010-05-27 2013-04-18
7.41SHS BROOKFIELD PROPERTY PARTNERS LP   2010-08-03 2013-04-18
21.29SHS BROOKFIELD PROPERTY PARTNERS LP   2010-08-03 2013-04-29
25.83SHS BROOKFIELD PROPERTY PARTNERS LP   2010-11-24 2013-04-29
700SHS IBM   2010-09-13 2013-08-20
200SHS IBM   2010-11-04 2013-08-20
300SHS IBM   2010-11-22 2013-08-20
1,000SHS LEUCADIA NATIONAL CORP   2008-10-13 2013-09-20
1,200SHS LEUCADIA NATIONAL CORP   2008-10-27 2013-09-20
1,300SHS LEUCADIA NATIONAL CORP   2009-03-16 2013-09-20
600SHS LEUCADIA NATIONAL CORP   2009-04-02 2013-09-20
1,200SHS LEUCADIA NATIONAL CORP   2012-03-02 2013-09-20
300SHS LEUCADIA NATIONAL CORP   2010-08-06 2013-09-20
200SHS ACCENTURE LTD IRELAND CL A   2008-01-31 2013-11-18
150SHS MICROSOFT CORP   2007-01-25 2013-01-30
850SHS MICROSOFT CORP   2011-11-29 2013-01-30
215SHS EXXON MOBIL CORP   2005-12-09 2013-02-25
680SHS ORACLE CORP   2012-03-21 2013-03-22
450SHS ROCKWELL COLLINS INC   2011-10-20 2013-04-01
250SHS JOHNSON & JOHNSON   2005-12-09 2013-04-08
60SHS APPLE INC   2010-03-08 2013-05-15
50SHS MICROSOFT CORP   2011-11-29 2013-05-22
950SHS MICROSOFT CORP   2011-12-15 2013-05-22
450SHS JOHNSON & JOHNSON   2012-06-14 2013-06-21
350SHS EMERSON ELECTRIC CO   2005-12-09 2013-07-16
200SHS EMERSON ELECTRIC CO   2005-12-09 2013-07-16
1,950SHS ABB LTD SPONS ADR   2012-02-23 2013-08-06
2,000SHS ABB LTD SPONS ADR   2012-07-16 2013-08-06
200SHS METLIFE INC   2011-08-17 2013-08-27
300SHS METLIFE INC   2011-09-23 2013-08-27
250SHS ROCKWELL COLLINS INC   2011-10-20 2013-09-03
355SHS ROCKWELL COLLINS INC   2012-01-18 2013-09-03
250SHS TARGET CORP   2011-08-30 2013-11-21
40SHS TARGET CORP   2012-01-05 2013-11-21
310SHS TARGET CORP   2012-01-05 2013-11-22
250SHS TARGET CORP   2012-02-23 2013-11-22
430SHS ANADARKO PETROLEUM CORP   2012-07-26 2013-12-13
120SHS ANADARKO PETROLEUM CORP   2012-07-26 2013-12-16
550SHS ANADARKO PETROLEUM CORP   2012-07-31 2013-12-16
$300M BERKSHIRE HATHAWAY GLOBAL 2.125% 2/11/13   2010-02-11 2013-02-11
$250M BERKSHIRE HATHAWAY INC 4.625% 10/15/13   2009-04-01 2013-05-01
$500M AT&T INC 0.875% 2/13/15   2012-05-02 2013-06-12
$500M IBM CORP 1.25% 2/6/17   2012-02-23 2013-06-12
$250M MICROSOFT CORP 2.95% 6/1/14   2009-06-05 2013-12-11
$250M MICROSOFT CORP 1.625% 9/25/15   2010-09-22 2013-12-16
$250M MICROSOFT CORP 1.625% 9/25/15   2010-12-20 2013-12-16
$1,000M COLGATE PALMOLIVE 1.30% 01/15/17   2011-12-01 2013-12-18
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 956   983 -27
b 2,152   1,614 538
c 399   343 56
d 729   826 -97
e 177,984   194,787 -16,803
276,069   271,275 4,794
123   125 -2
1,108   1,128 -20
246   250 -4
228,394   190,684 37,710
91,357   75,787 15,570
188,899   208,733 -19,834
26,512   29,391 -2,879
33,140   35,410 -2,270
16,570   17,790 -1,220
74,808   54,735 20,073
13,853   11,615 2,238
5,541   5,239 302
55,413   50,016 5,397
27,707   26,384 1,323
52,712   51,499 1,213
27,109   25,437 1,672
26,684   26,047 637
30,749   24,365 6,384
37,229   37,698 -469
18,615   17,593 1,022
42,896   35,113 7,783
33,776   28,552 5,224
46,402   40,181 6,221
33,933   37,032 -3,099
56,487   53,875 2,612
63,181   54,307 8,874
9,515   8,663 852
31,716   29,156 2,560
30,673   27,674 2,999
58,986   51,819 7,167
8,085   6,447 1,638
30,626   42,367 -11,741
14,507   18,362 -3,855
43,393   39,324 4,069
46,717   39,284 7,433
21,082   16,196 4,886
29,470   26,652 2,818
33,820   35,094 -1,274
33,820   35,154 -1,334
56,975   52,072 4,903
24,570   25,826 -1,256
12,694   13,636 -942
26   29 -3
47,494   42,476 5,018
14,248   13,139 1,109
31,262   28,194 3,068
2,489   2,562 -73
12,091   15,233 -3,142
41,183   42,427 -1,244
13,458   12,326 1,132
19,175   16,351 2,824
13,103   12,326 777
26,206   23,876 2,330
11,793   10,524 1,269
26,408   28,926 -2,518
25,654   28,946 -3,292
13,069   11,415 1,654
31,789   26,395 5,394
28,726   30,065 -1,339
24,307   25,758 -1,451
22,880   18,611 4,269
32,167   28,194 3,973
25,200   31,553 -6,353
39,885   26,721 13,164
27,879   30,109 -2,230
26,597   26,666 -69
25,635   27,580 -1,945
55,580   57,382 -1,802
13,123   12,862 261
30,007   23,527 6,480
26,872   20,094 6,778
15,941   14,125 1,816
28,500   27,446 1,054
28,500   26,967 1,533
500,180   500,700 -520
982,530   1,012,870 -30,340
158,808   144,876 13,932
95,285   85,863 9,422
217,109   148,232 68,877
797   928 -131
956   789 167
1,036   517 519
478   280 198
239   197 42
2   2 0
4   4 0
1,868   1,877 -9
370   372 -2
187   188 -1
2,494   2,506 -12
873   877 -4
249   251 -2
249   251 -2
161   162 -1
456   465 -9
554   564 -10
129,186   90,732 38,454
36,910   29,303 7,607
55,366   43,503 11,863
27,707   31,448 -3,741
33,248   26,762 6,486
36,019   17,513 18,506
16,624   9,495 7,129
33,248   33,342 -94
8,312   6,673 1,639
15,743   6,780 8,963
4,169   4,722 -553
23,625   21,154 2,471
19,335   7,487 11,848
21,567   20,864 703
28,294   24,335 3,959
20,213   2,843 17,370
25,533   13,247 12,286
1,725   1,244 481
32,781   24,413 8,368
37,424   29,014 8,410
19,988   10,604 9,384
11,422   6,004 5,418
42,935   41,091 1,844
44,036   32,569 11,467
9,200   6,943 2,257
13,800   8,111 5,689
17,600   13,520 4,080
24,992   20,240 4,752
15,903   12,876 3,027
2,545   1,905 640
19,664   14,765 4,899
15,858   13,386 2,472
31,770   30,961 809
9,385   8,640 745
43,015   39,343 3,672
300,000   300,217 -217
254,645   258,912 -4,267
500,180   501,700 -1,520
498,320   500,820 -2,500
252,650   246,250 6,400
255,004   248,903 6,101
255,004   243,588 11,416
1,006,766   995,830 10,936
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -27
b       538
c       56
d       -97
e       -16,803
      4,794
      -2
      -20
      -4
      37,710
      15,570
      -19,834
      -2,879
      -2,270
      -1,220
      20,073
      2,238
      302
      5,397
      1,323
      1,213
      1,672
      637
      6,384
      -469
      1,022
      7,783
      5,224
      6,221
      -3,099
      2,612
      8,874
      852
      2,560
      2,999
      7,167
      1,638
      -11,741
      -3,855
      4,069
      7,433
      4,886
      2,818
      -1,274
      -1,334
      4,903
      -1,256
      -942
      -3
      5,018
      1,109
      3,068
      -73
      -3,142
      -1,244
      1,132
      2,824
      777
      2,330
      1,269
      -2,518
      -3,292
      1,654
      5,394
      -1,339
      -1,451
      4,269
      3,973
      -6,353
      13,164
      -2,230
      -69
      -1,945
      -1,802
      261
      6,480
      6,778
      1,816
      1,054
      1,533
      -520
      -30,340
      13,932
      9,422
      68,877
      -131
      167
      519
      198
      42
      0
      0
      -9
      -2
      -1
      -12
      -4
      -2
      -2
      -1
      -9
      -10
      38,454
      7,607
      11,863
      -3,741
      6,486
      18,506
      7,129
      -94
      1,639
      8,963
      -553
      2,471
      11,848
      703
      3,959
      17,370
      12,286
      481
      8,368
      8,410
      9,384
      5,418
      1,844
      11,467
      2,257
      5,689
      4,080
      4,752
      3,027
      640
      4,899
      2,472
      809
      745
      3,672
      -217
      -4,267
      -1,520
      -2,500
      6,400
      6,101
      11,416
      10,936
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 452,057
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3 109,424
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,140,220 21,473,146 0.053100
2011 1,452,090 18,340,916 0.079172
2010 920,265 14,983,219 0.061420
2009 1,258,916 12,507,620 0.100652
2008 2,972,680 10,939,153 0.271747
2 Total of line 1, column (d) ...................... 2 0.566091
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.113218
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 24,349,966
5 Multiply line 4 by line 3....................... 5 2,756,854
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 7,382
7 Add lines 5 and 6......................... 7 2,764,236
8 Enter qualifying distributions from Part XII, line 4.............. 8 1,909,909
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 14,764
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 14,764
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 14,764
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 13,316
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 6,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 19,316
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 4,552
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet4,552 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
    Yes
     
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.Click to see attachment
    10
    Yes
     
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletVINCENT KATZ CO A KOZAK AND CO Telephone no.bullet (212) 889-6371
    Located atbullet192 LEXINGTON AVENUE SUITE 1100NEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    ALEX KATZ PRESIDENT & DIRECTOR
    0.00     		0 0 0
    C/O A KOZAK 192 LEXINGTON AVE 1100
    NEW YORK,NY10016
    ADA KATZ VICE-PRES & DIRECTOR
    0.00     		0 0 0
    C/O A KOZAK 192 LEXINGTON AVE 1100
    NEW YORK,NY10016
    VINCENT KATZ TREASURER & DIRECTOR
    20.00     		20,500 0 0
    211 WEST 19TH STREET 5TH FL
    NEW YORK,NY10011
    VIVIEN BITTENCOURT KATZ SECRETARY & DIRECTOR
    20.00     		20,500 0 0
    211 WEST 19TH STREET 5TH FL
    NEW YORK,NY10011
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    FIRST MANHATTAN CO INVESTMENT ADVISORY 87,008
    399 PARK AVENUE
    NEW YORK,NY10022
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 HIGH MUSEUM OF ART ATLANTACONTRIBUTION OF ARTWORK - ALEX KATZ, BLUE FLAGS, 1967 302,500
    2 HIGH MUSEUM OF ART ATLANTACONTRIBUTION OF ARTWORK - LAURA OWENS, UNTITLED, 2013 260,000
    3 COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - ARTHUR G. DOVE, BROOM, C. 1914-1917 145,000
    4 COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - MARDSEN HARTLEY, MOTIF FROM AFRICAN TEXTILE II, 1925 140,000
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
     
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
     
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
     
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
     
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
     
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
     
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7  
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$  
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount.....  
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		 
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
    2005-02-28
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
    395,553 306,754 275,282 282,679 1,260,268
    b 85% of line 2a ......... 336,220 260,741 233,990 240,277 1,071,228
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		1,909,909 1,140,220 1,452,090 920,265 5,422,484
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		0 0 0 0 0
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		1,909,909 1,140,220 1,452,090 920,265 5,422,484
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......   23,869,437 21,491,541 18,367,434 63,728,412
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		         0
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		811,665 715,771 611,364 499,441 2,638,241
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		        0
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		        0
    (3) Largest amount of support
    from an exempt organization    		         0
    (4) Gross investment income         0
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ALEX KATZ
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JOSEPH A. FIORE, ORCHARD AND HAY, 1972 24,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - WILLIAM MATTHER PRIOR, CHILD WITH RED SHOES 10,560
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - BEN PIER, CAT, 2009 450
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - BEN PIER, JOEL, 2009 450
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - BEN PIER, GIRL WITH ANTRAX JACKET, 2010 450
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - BEN PIER, TEENAGE KIDS KISSING ON THE G TRAIN, 2010 450
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - BEN PIER, CAMP VIBES, 2011 450
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - BEN PIER, JILL, 2011 450
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - MARDSEN HARTLEY, MOTIF FROM AFRICAN TEXTILE I, 1925 140,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - MARDSEN HARTLEY, MOTIF FROM AFRICAN TEXTILE II, 1925 140,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ARTHUR G. DOVE, BROOM, C. 1914-1917 145,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - UDOMSAK KRISANAMIS, MICKEY, 2012 16,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - PHONG BUI, SAIL AWAY, 2011 5,760
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JULES DE BALINCOURT, PANGEA 2012, 2012 60,000
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - RONALD BLADEN, TWO YELLOW ARMS, C. 1957-59 27,200
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 9, 2013 960
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 10, 2013 960
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 12, 2013 960
    COLBY COLLEGE MUSEUM OF ART
    4373 MAYFLOWER HILL
    WATERVILLE,ME049018843     		N/A PUBLIC CONTRIBUTION OF ARTWORK - DAVID ADAMO, UNTITLED (5 COLUMNS), 2011 48,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ALEX KATZ, BLUE FLAGS, 1967 302,500
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - GIORGIO CAVALLON, UNTITLED, 1977 53,125
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ALEX KATZ, WRECKS #2, 1975 116,500
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JUAN GOMEZ, PIAKTIPIK, 2012 7,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JOYCE PENSATO, SILVER DONALD, 2010 44,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JAN DE VLIEGHER, MAN WITH GIGANTIC BEE, 2012 17,420
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ROB PRUITT, UNTITLED, 2013 40,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - RONALD BLADEN, SPACE LANDSCAPE, C. 1957-59 25,600
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NABIL NAHAS, PEEKABOO, 2013 125,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - WILHELM SASNAL, UNTITLED, 2012 80,000
    HIGH MUSEUM OF ART ATLANTA
    1280 PEACHTREE STREET NE
    ATLANTA,GA30309     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LAURA OWENS, UNTITLED, 2013 260,000
    NEW YORK STUDIO SCHOOL
    8 WEST 8TH STREET
    NEW YORK,NY10011     		N/A PUBLIC GENERAL CONTRIBUTION 850
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, FEBRUARY VIEW, 2011 6,800
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - ROSY KEYSER, SATURDAY NITE SPECIAL, 2013 40,000
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JOHN MOORE, FRANKFORD STATION, 2012 68,000
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - JULES DE BALINCOURT, FLOATING ARENA, 2012 20,000
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - WAYNE KOESTENBAUM, JEFF WITHIN PROSCENIUM, 2012 1,200
    PORTLAND MUSEUM OF ART
    SEVEN CONGRESS SQUARE
    PORTLAND,ME04101     		N/A PUBLIC CONTRIBUTION OF ARTWORK - WAYNE KOESTENBAUM, JEFF WITH TORQUED WRIST, 2012 1,200
    THE HUNTINGTON LIBRARY
    1151 OXFORD ROAD
    SAN MARINO,CA91108     		N/A PUBLIC CONTRIBUTION OF ARTWORK - DAVID RHODES, UNTITLED, 2013 5,950
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, BRUNSWICK, ME, 2002 1,800
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, LANDSCAPE/SEASCAPE, 2004 1,800
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, HYDRANGEA, 2006 1,500
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, FOX POND/FRANKLIN, 2004 1,800
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, CLAY HILL RD., JOHNSON, VT, 2003 1,800
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, LONGVIEW QUARRY, SEPT, 1995 2,700
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, ROCKLAND BOATYARD, 1999 1,500
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, UNION QUARRY, 1995 2,250
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, VT., 1990 2,700
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LOIS DODD, UNION QUARRY, 1995 2,250
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - NATHLIE PROVOSTY, SALP, 2012 2,000
    WILLIAM A FARNSWORTH LIBRARY & ART MUSEUM INC
    16 MUSEUM STREET
    ROCKLAND,ME04841     		N/A PUBLIC CONTRIBUTION OF ARTWORK - LISA ABBOTT-CANFIELD, ANY ONE IS ONE, 2011 800
    Total .................................bullet 3a 1,860,145
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 456  
    4 Dividends and interest from securities....     14 434,888  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....     14 2,832  
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 430,186  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 868,362 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13868,362
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    ALEX KATZ FOUNDATION INC
     
    Employer identification number

    51-0529249
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    ALEX KATZ  
    C/O A KOZAK CO 192 LEXINGTON AVE 11
     
    NEW YORK, NY10016

    		$2,500,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    ALEX KATZ FOUNDATION INC
          		Employer identification number

    51-0529249
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 35,055 26,291 26,291 8,764

    TY 2013 ExplnOfNonFilingWithAGStmt
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Statement:
    THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE.

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Name of Bond End of Year Book Value End of Year Fair Market Value
    $250M BERKSHIRE HATHAWAY 4.625% 10/15/13 0 0
    $80M COLGATE PALMOLIVE 3.15% 8/5/15 81,784 83,306
    $250M MICROSOFT CORP 2.95% 6/1/14 0 0
    $750M STANFORD UNIV REV 3.625% 5/1/14 785,943 757,515
    $80M TJX COMPANIES INC 4.2% 8/15/15 82,428 84,382
    $300M BERKSHIRE HATHAWAY GLOBAL 2.125% 02/11/13 0 0
    $1000M INTL BUSINESS MACHINES CORP 2% 01/05/16 980,815 1,026,360
    $500M MICROSOFT CORP 1.625% 09/25/15 0 0
    $500M WAL-MART STORES INC 2.875% 04/01/15 498,411 515,700
    $1000M 3M COMPANY 1.375% 09/29/16 1,015,390 1,014,880
    $1000M BERKSHIRE HATHAWAY FIN CORP 2.45% 12/15/15 1,038,830 1,036,330
    $1000M COLGATE PALMOLIVE 1.30% 01/15/17 0 0
    $1000M E.I. DU PONT NEMOURS & CO 2.75% 04/01/16 1,033,860 1,042,270
    $1000M INTEL CORP 1.95% 10/01/16 1,029,181 1,028,000
    $1000M MERCK & CO INC 2.25% 01/15/16 1,020,500 1,033,000
    $1000M AT&T INC 0.875% 02/13/15 0 0
    $1000M CHEVRON CORP 1.104% 12/05/17 0 0
    $1000M COCA-COLA CO 1.8$ 09/01/16 1,032,510 1,024,020
    $500M INTL BUSINESS MACHINES CORP 1.25% 02/06/17 0 0
    $250M INMET MINING CORP 8.75% 06/01/20 0 0

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Name of Stock End of Year Book Value End of Year Fair Market Value
    5800 SHS ACCENTURE LTD 325,485 476,876
    3600 SHS BERKSHIRE HATHAWAY CL B 308,654 426,816
    13900 SHS BROOKFIELD ASSET MGMT 438,545 539,737
    6500 SHS CVS CAREMARK CORP 264,940 465,205
    1050 SHS EMERSON ELECTRIC CO 53,560 73,689
    785 SHS EXXON MOBIL CORP 46,209 79,442
    4000 SHS GENERAL ELECTRIC CO 116,548 112,120
    260 SHS IBM 26,395 48,768
    800 SHS JOHNSON & JOHNSON 0 0
    8300 SHS LEUCADIA NATIONAL CORP 0 0
    2000 SHS MICROSOFT CORP 0 0
    6000 SHS NESTLE SA SPONS ADRS 339,298 440,544
    7000 SHS ONEX CORP SUB VTG 223,308 377,906
    3350 SHS PFIZER INC 77,598 102,611
    5500 SHS RECKITT BENCKISER GROUP PLC 325,754 436,547
    1200 SHS SCHLUMBERGER LTD 82,768 108,132
    475 SHS CHEVRON CORP 30,685 59,332
    6000 SHS DANAHER CORP 311,484 463,200
    2000 SHS QUALCOMM INC 87,550 148,500
    5500 SHS RANGE RESOURCES CORP 311,775 463,705
    10000 SHS US BANCORP DEL 252,820 404,000
    8000 SHS AMEREN CORP 0 0
    140 SHS APPLE INC 30,909 78,543
    1720 SHS HESS CORP 103,484 142,760
    6070 SHS HONEYWELL INTERNATIONAL INC 358,724 554,616
    4000 SHS UNITED PARCEL SERVICE INC CL B 302,994 420,320
    9000 SHS WELLS FARGO & CO 285,830 408,600
    1100 SHS ANADARKO PETROLEUM CORP 0 0
    4000 SHS ANHEUSER BUSCH SA NV SPON ADR 276,580 425,840
    1000 SHS DEERE & CO 87,489 91,330
    2000 SHS METLIFE INC 77,201 107,840
    1000 SHS RAYTHEON CO 46,805 90,700
    745 SHS ROCKWELL COLLINS INC 42,475 55,070
    850 SHS TARGET CORP 0 0
    4000 SHS UNITED TECHNOLOGIES CORP 342,876 455,200
    3950 SHS ABB LTD SPONS ADR 0 0
    2150 SHS ALLSTATE CORP 95,925 117,261
    9695 SHS AMERICAN INTL GROUP INC 331,332 494,930
    3500 SHS BEIERSDORF AG 265,945 355,114
    800 SHS BOEING CO 93,476 109,192
    850 SHS BP PLC SPONS ADR 0 0
    525 SHS CARPENTER TECHNOLOGY 0 0
    800 SHS CIGNA CORP 0 0
    705 SHS CONOCOPHILLIPS 0 0
    3000 SHS COVIDIEN LTD 185,741 204,300
    600 SHS FEDEX CORP 0 0
    4500 SHS FREEPORT MCMORAN COPPER & GOLD 149,248 169,830
    90 SHS GOOGLE IN CL A 53,992 100,864
    750 SHS ILLINOIS TOOL WORKS INC 42,821 63,060
    7466 SHS INTERCONTINENTAL HOTELS GROUP PLC 0 0
    1900 SHS JPMORGAN CHASE & CO INC 0 0
    1415 SHS MACYS INC 0 0
    1135 SHS NOVARTIS AG ADR 0 0
    2000 SHS ORACLE CORP 66,067 76,520
    700 SHS PEPSICO INC 46,612 58,058
    900 SHS TIFFANY & CO 0 0
    1990 SHS ABBVIE INC 72,199 105,092
    600 SHS ALLERGAN INC 59,988 66,648
    13400 SHS ALLISON TRANSMISSION HOLDINGS INC 306,032 369,974
    2000 SHS AMERICAN TOWER CORP 155,187 159,640
    1000 SHS BED BATH & BEYOND INC 76,913 80,300
    2400 SHS BLACKSTONE GROUP LP 41,143 75,600
    875 SHS CATERPILLAR INC 74,649 79,459
    2000 SHS CHINA MOBILE LTD 105,085 104,580
    2000 SHS CISCO SYSTEMS INC 41,764 44,860
    1800 SHS COCA-COLA CO 70,780 74,358
    3000 SHS COMCAST CORP 137,094 155,895
    2000 SHS DAVITA INC 112,185 126,740
    19000 SHS DIAGEO PLC 580,822 629,280
    2000 SHS DIRECTV 125,544 138,120
    2100 SHS ENCANA CORP 36,414 37,905
    1000 SHS EXPRESS SCRIPTS HOLDING CO 65,461 70,240
    700 SHS FACEBOOK INC 27,957 38,254
    2970 SHS GENERAL MOTORS CO 113,639 121,384
    1000 SHS HSBC HOLDINGS PLC 54,235 55,130
    1400 SHS KRAFT FOODS GROUP INC 74,658 75,474
    2000 SHS MONDELEZ INTERNATIONAL INC 63,299 70,600
    5500 SHS MUELLER INDUSTRIES INC 290,568 346,555
    1000 SHS NOBLE CORPORATION 38,597 37,470
    500 SHS OCCIDENTAL PETROLEUM CORP 43,916 47,550
    380 SHS PACKAGING CORP OF AMERICA 22,225 24,046
    3000 SHS POTASH CORPORATION OF SASKATCHEWAN INC 92,021 98,880
    1600 SHS SANDISK CORP 110,773 112,864
    3500 SHS SIEMENS AG SPONS ADR 437,636 484,785
    4000 SHS TWENTY-FIRST CENTURY FOX INC 127,085 140,680

    TY 2013 LegalFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 3,187 3,187 3,187 0


    TY 2013 OtherAssetsSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    ARTWORK - ALEX KATZ,VINCENT WITH A RADIO, 1974 242,500 242,500 242,500
    ARTWORK - ALEX KATZ, BLUE FLAGS (LILIES), 1967 302,500 0 0
    ARTWORK - GIORGIO CAVALLON, UNTITLED, 1977 53,125 0 0
    ARTWORK - TANYTH BERKELEY, HISPANIC PARADES, PART 1, 58 PRINTS, 2006-2011 2,000 2,000 2,000
    ARTWORK - TANYTH BERKELEY, LAST HOUR, PART 1, 53 PRINTS, 2008-2011 2,000 2,000 2,000
    ARTWORK - ALEX KATZ, WRECKS #2 (REX #2), 1975 116,500 0 0
    ARTWORK - THOMAS SCHUETTE, ALTE FREUNDE (OLD FRIENDS)#1-4, 2010-11 15,000 15,000 15,000
    ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: BLUE, 2010 1,925 1,925 1,925
    ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: RED, 2010 1,925 1,925 1,925
    ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: ORANGE, 2010 1,925 1,925 1,925
    ARTWORK - MALCOLM MORLEY, ABANDON SHIP VII, 2008 3,200 3,200 3,200
    ARTWORK - ANONYMOUS, UNTITLED (BINDU), 2000 2,080 2,080 2,080
    ARTWORK - ANONYMOUS, UNTITLED (SHIVA LINGA), 2008 2,080 2,080 2,080
    ARTWORK - ANONYMOUS, UNTITLED (VISHNU), 2007 2,080 2,080 2,080
    ARTWORK - LOIS DODD, FEBRUARY VIEW, 2011 6,800 0 0
    ARTWORK - JUAN GOMEZ, PIAKTIPIK (210207), 2012 7,000 0 0
    ARTWORK - UDOMSAK KRISANAMIS, MICKEY, 2012 16,000 0 0
    ARTWORK - LISA ABBOTT-CANFIELD, ANY ONE IS ONE, 2011 800 0 0
    ARTWORK - JOYCE PENSATO, SILVER DONALD, 2010 44,000 0 0
    ARTWORK - JAN DE VLIEGHER, MAN WITH GIGANTIC BEE, 2012 17,420 0 0
    ARTWORK - JOSEPH A. FIORE, ORCHARD AND HAY, 1972 24,000 0 0
    ARTWORK - WILLIAM MATTHEW PRIOR, CHILD WITH RED SHOES 10,560 0 0
    ARTWORK - PHONG BUI, SAIL AWAY, 2011 5,760 0 0
    ARTWORK - NATHALIE PROVOSTY, SALP, 2012 2,000 0 0
    ARTWORK - NATHALIE PROVOSTY, HITO, 2012 2,000 2,000 2,000
    ARTWORK - JULES DE BALINCOURT, FLOATING ARENA, 2012 20,000 0 0
    ARTWORK - JULES DE BALINCOURT, PANGEA 2012, 2012 60,000 0 0
    ARTWORK - WAYNE KOESTENBAUM, JEFF WITHIN PROSCENIUM, 2012 0 0 0
    ARTWORK - WAYNE KOESTENBAUM, JEFF WITH TORQUED WRIST, 2012 0 0 0
    ARTWORK - JAMES WOLANIN, TIMES SQUARE, 2013 0 6,000 6,000
    ARTWORK - CHRISTOPHER DEETON, 178, 2010 0 22,400 22,400
    ARTWORK - KATHERINE BERNHARDT, RED CARPET MASSACRE, 2007 0 3,200 3,200
    ARTWORK - MISAKI KAWAI, NOODLE MUSIC, 2012 0 5,200 5,200
    ARTWORK - SALLY EGBERT, PERFUMES, 2010 0 7,000 7,000
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 1, 2013 0 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 2, 2013 0 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 3, 2013 0 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 4, 2013 0 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 5, 2013 0 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 6, 2013 0 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 8, 2013 0 960 960
    ARTWORK - NICOLE WITTENBERG, MONO PRINT, NUMBER 13, 2013 0 960 960
    ARTWORK - DAVID RHODES, UNTITLED, 2013 0 3,500 3,500
    ARTWORK - LESISA SOCHOR, GARMENT #8, 2013 0 720 720
    ARTWORK - LESISA SOCHOR, GARMENT #12, 2013 0 720 720
    ARTWORK - JUAN GOMEZ, MAWINZHE, 2013 0 18,000 18,000
    ARTWORK - YVONNE JACQUETTE, HONG KONG CARNAVON ROAD SIGNS 0 14,400 14,400
    ARTWORK - YVONNE JACQUETTE, HONG KONG COMPOSITE V, C. 1991 0 16,000 16,000
    ARTWORK - YVONNE JACQUETTE, HONG KONG OBLIQUE IV, C. 1991 0 16,000 16,000
    ARTWORK - NATHLIE PROVOSTY, LAKE, 2013 0 2,000 2,000
    ARTWORK - YOSHIAKI MOCHIZUKI, UNTITLED 7/7/13, 2013 0 7,200 7,200


    TY 2013 OtherExpensesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    REGISTERED AGENT & FILING FEES 190 190 190 0
    BANK FEES 420 420 420 0


    TY 2013 OtherIncomeSchedule2
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PARTNERSHIP DISTRIBUTIONS 2,832 2,832 2,832


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 115,292 115,292 115,292 0


    TY 2013 SubstantialContributorsSch
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Name Address
    ALEX KATZ AKOZAK CO 192 LEXINGTON AVE 1100
    NEW YORK,NY10016


    TY 2013 TaxesSchedule
    Name:
    ALEX KATZ FOUNDATION INC
    EIN: 51-0529249
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL NET INVEST INCOME TAX 17,000 0 0 0
    FOREIGN TAX PAID 6,667 6,667 6,667 0