TY 2013 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bullet

Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2013

Open to Public Inspection

For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013

Name of foundation
ROSEN JAMES CT

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044 Room/suite

City or town, state or province, country, and ZIP or foreign postal code
CHARLOTTE, NC28262

A Employer identification number

31-1529233

B Telephone number (see instructions)

(800) 352-3705

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$2,278,490J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities......	52,715		51,385
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		15,481
b	Gross sales price for all assets on line 6a 710,848
7	Capital gain net income (from Part IV, line 2)...			15,481
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		3,012	7,545
12	Total. Add lines 1 through 11........	71,208		74,411
13	Compensation of officers, directors, trustees, etc.	27,950		20,962		6,987
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		1,000	0	0	1,000
c	Other professional fees (attach schedule)....		2,882	2,882		0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)		1,833	1,263		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		711	1,506		451
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	34,376		26,613	0	8,438
25	Contributions, gifts, grants paid........	100,000				100,000
26	Total expenses and disbursements. Add lines 24 and 25	134,376		26,613	0	108,438
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-63,168
b	Net investment income (if negative, enter -0-)			47,798
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2013)

Form 990-PF (2013)

Page 2

Part II		Balance Sheets	Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions.)	Beginning of year	End of year
Part II		Balance Sheets		(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............		1,180	560	560
	2	Savings and temporary cash investments..........		33,767	118,312	118,312
	3	Accounts receivable
		Less: allowance for doubtful accounts			0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)		1,248	789	788
	b	Investments—corporate stock (attach schedule)........		1,026,261	1,129,470	1,389,578
	c	Investments—corporate bonds (attach schedule)........		166,007	323,562	322,167
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........		821,284	413,833	447,085
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)		2,049,747	1,986,526	2,278,490
		17	Accounts payable and accrued expenses..........
18		Grants payable...................
19		Deferred revenue..................
20		Loans from officers, directors, trustees, and other disqualified persons
21		Mortgages and other notes payable (attach schedule)......
22		Other liabilities (describe )
23		Total liabilities (add lines 17 through 22)..........			0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........		2,049,747	1,986,526
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................		2,049,747	1,986,526
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................		2,049,747	1,986,526

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	2,049,747
2	Enter amount from Part I, line 27a.....................	2	-63,168
3	Other increases not included in line 2 (itemize)	3	1,504
4	Add lines 1, 2, and 3..........................	4	1,988,083
5	Decreases not included in line 2 (itemize)	5	1,557
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	1,986,526

Form 990-PF (2013)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	15. AFLAC INC COM		2011-01-12	2013-09-13
b	7. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009		2011-01-24	2013-04-22
c	44. ABBOTT LABS W/RIGHTS ATTACHED EXP 11/10/2009		2011-01-12	2013-07-19
d	7. ABBVIE INC		2011-01-24	2013-04-22
e	44. ABBVIE INC		2011-01-12	2013-07-19
	1573.677 ABERDEEN EMERG MARKETS-INST #5840		2012-03-16	2013-08-20
	102. ACTUANT CORP COM		2012-11-21	2013-01-04
	11. AFFLIATED MANAGERS GRP INC COM		2011-01-12	2013-07-19
	38. AIR LIQUIDE ADR FRANCE ADR		2011-01-19	2013-07-24
	5. AIR PRODS & CHEMICALS INC COM W/ RTS TO PURCHASE PFD SHS EXP		2011-01-24	2013-04-22
	1. ALEXANDRIA REAL ESTATE EQUITIES INC COM W/RIGHTS ATTACHED EXP 2/10/		2013-10-08	2013-10-25
	15. AMERICA MOVIL S A DE C V SPONSORED ADR REPSTG SER L SHS		2012-09-19	2013-03-15
	92. AMERICA MOVIL S A DE C V SPONSORED ADR REPSTG SER L SHS		2011-01-19	2013-03-15
	1013.171 AMER CENT SMALL CAP GRWTH INST #336		2008-02-20	2013-04-22
	5. AMERICAN EXPRESS CO COM		2011-01-24	2013-04-22
	5. APACHE CORP COM RTS EXP 01/31/2006		2012-03-19	2013-02-19
	17. APACHE CORP COM RTS EXP 01/31/2006		2011-07-08	2013-02-19
	11. APACHE CORP COM RTS EXP 01/31/2006		2011-01-12	2013-09-13
	6. ARM HLDGS PLC SPONSORED ADR		2011-01-20	2013-01-02
	17. ARM HLDGS PLC SPONSORED ADR		2011-01-19	2013-02-21
	4. ARM HLDGS PLC SPONSORED ADR		2011-01-20	2013-05-01
	58. ARM HLDGS PLC SPONSORED ADR		2011-01-19	2013-06-19
	8. ASSA ABLOY AB-UNSP ADR		2011-01-20	2013-07-19
	7. ASSA ABLOY AB-UNSP ADR		2011-01-20	2013-07-22
	5. ASSA ABLOY AB-UNSP ADR		2011-01-20	2013-09-25
	11. ASSA ABLOY AB-UNSP ADR		2011-01-20	2013-09-26
	8. ASSA ABLOY AB-UNSP ADR		2011-01-20	2013-09-27
	2. ASSA ABLOY AB-UNSP ADR		2011-01-20	2013-09-27
	55. ATMOS ENERGY CORP COM W/RTS EXP 5/10/2008		2013-04-22	2013-09-10
	5. AUTOMATIC DATA PROCESSING INC COM		2011-01-24	2013-04-22
	4. AVALONBAY CMNTYS INC COM		2011-01-19	2013-01-03
	3. AVALONBAY CMNTYS INC COM		2011-01-19	2013-01-30
	3. AVALONBAY CMNTYS INC COM		2011-01-19	2013-03-26
	3. AVALONBAY CMNTYS INC COM		2011-01-19	2013-04-03
	25. BG GROUP PLC- SPON ADR ISIN US0554342032		2011-01-20	2013-01-02
	55. BG GROUP PLC- SPON ADR ISIN US0554342032		2011-01-20	2013-01-03
	34. BMC SOFTWARE INC COM RTS EXP 05/12/2005		2012-12-10	2013-05-08
	35. BMC SOFTWARE INC COM RTS EXP 05/12/2005		2013-04-26	2013-05-13
	2. BAIDU INC ADR		2012-04-25	2013-10-30
	51. BALL CORP COM RTS EXP 08/04/2006		2012-11-21	2013-03-21
	50000. BOEING CAP CORP 5.800% 1/15/13		2003-09-19	2013-01-15
	24. BOEING CO COM		2011-03-21	2013-07-19
	1. BOSTON PPTYS INC COM		2011-01-19	2013-01-03
	2. BOSTON PPTYS INC COM		2011-01-19	2013-03-26
	4. BOSTON PPTYS INC COM		2011-01-19	2013-04-03
	3. BOSTON PPTYS INC COM		2011-01-19	2013-09-18
	8. BOSTON PPTYS INC COM		2011-01-19	2013-12-18
	5. BURBERRY GROUP PLC-SPON ADR		2012-10-22	2013-09-13
	.087 CHAMBERS STREET PROPERTIES		2010-08-27	2013-07-08
	4. CBRE GROUP INC		2012-09-12	2013-01-10
	25. CBRE GROUP INC		2011-08-09	2013-01-10
	3. CNOOC LTD SPONSORED ADR		2011-01-20	2013-05-21
	1. CNOOC LTD SPONSORED ADR		2011-01-20	2013-07-15
	2. CNOOC LTD SPONSORED ADR		2011-01-20	2013-07-30
	1. CNOOC LTD SPONSORED ADR		2011-01-20	2013-08-23
	2. CNOOC LTD SPONSORED ADR		2011-01-20	2013-08-27
	63. CYS INVESTMENTS INC		2012-04-17	2013-01-03
	3. CAMDEN PROPERTY TRUST		2012-01-13	2013-02-06
	2. CAMDEN PROPERTY TRUST		2012-01-13	2013-02-13
	30. CAMPUS CREST COMMUNITIES INC		2012-06-28	2013-10-23
	41. CAMPUS CREST COMMUNITIES INC		2013-03-26	2013-12-06
	1. CANADIAN NATL RY CO COM		2011-01-20	2013-12-04
	27. CAPITAL ONE FINL CORP COM RTS EXP 11/29/2005		2011-01-12	2013-07-19
	50. CAREFUSION CORP		2013-04-26	2013-06-03
	9. CARNIVAL CORP PAIRED CTF 1 COM		2011-01-20	2013-02-13
	8. CARNIVAL CORP PAIRED CTF 1 COM		2011-01-20	2013-09-25
	9. CARNIVAL CORP PAIRED CTF 1 COM		2011-01-20	2013-12-19
	5. CATERPILLAR INC COM W/RTS EXP 12/11/2006		2011-01-24	2013-04-22
	15. CATERPILLAR INC COM W/RTS EXP 12/11/2006		2011-05-23	2013-11-21
	10326. CHAMBERS STREET PROPERTIES		2010-08-27	2013-08-02
	25. CHEMED CORP NEW		2012-03-21	2013-09-09
	2. CHEMED CORP NEW		2012-11-21	2013-09-09
	7. CHEVRONTEXACO CORP COM		2011-01-24	2013-04-22
	23. CHEVRONTEXACO CORP COM		2011-01-12	2013-07-19
	25. COCA-COLA CO COM		2011-01-24	2013-04-22
	15. COLONIAL PPTYS TR		2011-01-19	2013-01-09
	44. COLONIAL PPTYS TR		2011-04-29	2013-06-05
	12. COLONIAL PPTYS TR		2012-04-19	2013-06-12
	8. COLONIAL PPTYS TR		2012-08-08	2013-06-17
	4. COLONIAL PPTYS TR		2012-04-19	2013-06-17
	5. COMCAST CORP NEW CL A		2013-02-19	2013-04-22
	8. CONOCOPHILLIPS COM		2011-01-24	2013-04-22
	52. CORPORATE EXECUTIVE BOARD CO COM		2013-04-26	2013-11-11
	5. CORRECTIONS CORP OF AMERICA COM		2011-01-19	2013-01-16
	.8372 CORRECTIONS CORP OF AMERICA COM		2011-01-19	2013-05-21
	10. CORRECTIONS CORP OF AMERICA COM		2011-01-19	2013-12-18
	55. CUBIC CORP COM		2012-11-21	2013-01-25
	12. DDR CORP		2012-03-21	2013-01-09
	1. DASSAULT SYSTEMES S.A. SPA ADR		2011-01-20	2013-10-15
	3. DASSAULT SYSTEMES S.A. SPA ADR		2011-01-20	2013-10-16
	141. DENBURY RESOURCES INC COM		2012-03-21	2013-08-01
	9. DENBURY RESOURCES INC COM		2013-04-26	2013-08-01
	8. DIGITAL RLTY TR INC		2011-01-19	2013-03-26
	11. DIGITAL RLTY TR INC		2011-02-11	2013-04-01
	5. DISNEY (WALT) COMPANY HOLDING COMPANY COM		2011-01-24	2013-04-22
	8. DISNEY (WALT) COMPANY HOLDING COMPANY COM		2011-01-12	2013-07-19
	6. DOUGLAS EMMETT INC		2011-01-19	2013-02-13
	22. DOUGLAS EMMETT INC		2011-01-19	2013-02-27
	12. DOUGLAS EMMETT INC		2011-01-19	2013-03-26
	6. DOUGLAS EMMETT INC		2011-01-19	2013-04-01
	96. EPL OIL & GAS INC		2013-09-16	2013-11-25
	5. EPR PROPERTIES		2011-01-19	2013-05-29
	16. ELEKTA AB-B SHS-UNSPON ADR		2012-12-07	2013-07-24
	8. ELEKTA AB-B SHS-UNSPON ADR		2012-12-07	2013-07-25
	3. ELEKTA AB-B SHS-UNSPON ADR		2012-12-10	2013-07-26
	6. ELEKTA AB-B SHS-UNSPON ADR		2012-12-10	2013-07-29
	5. ELEKTA AB-B SHS-UNSPON ADR		2012-12-10	2013-10-30
	17. ELEKTA AB-B SHS-UNSPON ADR		2012-12-12	2013-10-31
	1. ELEKTA AB-B SHS-UNSPON ADR		2012-12-12	2013-11-01
	10. ELEKTA AB-B SHS-UNSPON ADR		2012-12-12	2013-11-04
	1. ELEKTA AB-B SHS-UNSPON ADR		2012-12-12	2013-11-05
	40. ELEKTA AB-B SHS-UNSPON ADR		2013-03-07	2013-11-06
	10. ELEKTA AB-B SHS-UNSPON ADR		2013-03-07	2013-11-07
	5. EMBRAER SA ADR		2011-01-20	2013-01-24
	1. EMBRAER SA ADR		2011-01-20	2013-02-26
	5. EMBRAER SA ADR		2011-01-20	2013-02-27
	4. EMBRAER SA ADR		2011-01-20	2013-04-12
	1. EMBRAER SA ADR		2011-01-20	2013-04-15
	3. EMBRAER SA ADR		2011-01-20	2013-04-16
	7. EMBRAER SA ADR		2011-01-20	2013-10-30
	79. ENDO PHARMACEUTICALS HLDGS INC COM		2012-03-21	2013-04-18
	4. ENDO PHARMACEUTICALS HLDGS INC COM		2012-11-21	2013-04-18
	6. EQUITY ONE INC COM		2012-03-07	2013-02-20
	6. EQUITY ONE INC COM		2011-06-16	2013-02-20
	23. EQUITY RESIDENTIAL PPTYS TR SH BEN INT		2011-01-19	2013-03-26
	3. EQUITY RESIDENTIAL PPTYS TR SH BEN INT		2011-02-22	2013-04-03
	19. EXPEDIA INC		2012-03-21	2013-03-21
	3. EXPEDIA INC		2012-11-21	2013-09-27
	48. EXPEDIA INC		2012-03-21	2013-09-27
	14. EXXON MOBIL CORP COM		2011-01-24	2013-04-22
	63. FMC TECHNOLOGIES INC COM		2012-11-21	2013-02-14
	25.88 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2013-01-15
	58. FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2013-02-15
	25.51 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2013-03-15
	25.74 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2013-04-15
	43.61 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2013-05-15
	79.05 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2013-06-15
	50.78 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2013-07-15
	21.76 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2013-08-15
	42.82 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2013-09-15
	21.73 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2013-10-15
	21.77 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2013-11-15
	22.08 FHLMC POOL #E89118 6.000% 4/01/17		2003-01-23	2013-12-15
	3. FEDERAL RLTY INVT TR SH BEN INT NEW W/RIGHTS ATTACHED EXP		2011-01-19	2013-05-29
	3. FEDERAL RLTY INVT TR SH BEN INT NEW W/RIGHTS ATTACHED EXP		2011-01-19	2013-12-11
	54. FIRST REPUBLIC BANK/SAN FRANCI		2013-04-26	2013-05-16
	5. FLSMIDTH & CO A/S ADR		2011-01-20	2013-01-02
	40. FLSMIDTH & CO A/S ADR		2011-01-20	2013-01-03
	54. FLSMIDTH & CO A/S ADR		2011-01-20	2013-01-04
	60. FLSMIDTH & CO A/S ADR		2011-05-10	2013-01-07
	17. FLSMIDTH & CO A/S ADR		2011-05-10	2013-01-08
	9. FREEPORT MCMORAN COPPER & GOLD CL B W/RTS ATTACHED EXP 5/3/2010		2011-01-24	2013-04-22
	41. FRESENIUS MED CARE AKTIENGESELLSCHAFT SPONSORED ADR		2011-01-19	2013-10-08
	15. GENERAL ELEC CO COM		2011-01-24	2013-04-22
	53. GILEAD SCIENCES INC COM		2012-07-02	2013-07-19
	75000. GOLDMAN SACHS GROUP 5.500% 11/15/14		2006-09-07	2013-04-02
	6. HCP INC		2011-01-19	2013-01-30
	7. HSBC HLDGS PLC SPONSORED ADR NEW		2011-01-24	2013-04-22
	27. HSBC HLDGS PLC SPONSORED ADR NEW		2011-01-19	2013-06-05
	8. HSBC HLDGS PLC SPONSORED ADR NEW		2012-02-29	2013-12-04
	2. HANG LUNG PPTYS LTD ADR		2011-01-20	2013-09-09
	3. HANG LUNG PPTYS LTD ADR		2011-01-20	2013-09-10
	6. HANG LUNG PPTYS LTD ADR		2011-01-20	2013-09-17
	1. HANG LUNG PPTYS LTD ADR		2011-01-20	2013-09-18
	6. HANG LUNG PPTYS LTD ADR		2011-01-20	2013-09-19
	4. HANG LUNG PPTYS LTD ADR		2011-01-20	2013-09-23
	2. HANG LUNG PPTYS LTD ADR		2011-01-20	2013-09-24
	3. HANG LUNG PPTYS LTD ADR		2011-01-20	2013-09-27
	12. HANG LUNG PPTYS LTD ADR		2011-01-20	2013-10-09
	11. HANG LUNG PPTYS LTD ADR		2011-01-20	2013-10-16
	25. HANG LUNG PPTYS LTD ADR		2012-10-05	2013-10-17
	28. HENNES & MAURITZ AB ADR		2011-01-20	2013-10-14
	62. HENNES & MAURITZ AB ADR		2011-01-20	2013-10-15
	25. HENNES & MAURITZ AB ADR		2011-01-20	2013-12-16
	7. IPG PHOTONICS CORP		2012-08-28	2013-01-15
	45. IPG PHOTONICS CORP		2013-04-26	2013-08-27
	44. INDUST AND COMM BK OF CHINA - ADR		2011-01-20	2013-09-06
	24. INGREDION INC		2012-03-21	2013-08-29
	14. INTEL CORP COM		2011-01-24	2013-04-22
	200. INTEL CORP COM		2011-01-12	2013-07-19
	89. INTEL CORP COM		2011-01-24	2013-11-21
	5. INTL BUSINESS MACHINES CORP COM		2011-01-24	2013-04-22
	.5 ITAU UNIBANCO BANCO HOLDING S.A. ADR		2011-01-19	2013-05-28
	.7 ITAU UNIBANCO BANCO HOLDING S.A. ADR		2011-01-20	2013-05-28
	27. ITAU UNIBANCO BANCO HOLDING S.A. ADR		2011-01-20	2013-07-05
	28. ITAU UNIBANCO BANCO HOLDING S.A. ADR		2011-01-20	2013-07-08
	9. ITAU UNIBANCO BANCO HOLDING S.A. ADR		2011-02-03	2013-09-17
	11. JP MORGAN CHASE & CO COM		2011-01-24	2013-04-22
	8. JOHNSON & JOHNSON COM		2011-01-24	2013-04-22
	19. JOHNSON & JOHNSON COM		2011-01-24	2013-05-29
	6. JONES LANG LASALLE INC COM		2011-01-19	2013-01-30
	68. KDDI CORP-UNSPONSORED ADR		2011-05-10	2013-01-23
	22. KINGFISHER PLC - ADR		2011-01-20	2013-09-13
	11. KINGFISHER PLC - ADR		2011-01-20	2013-09-16
	24. KOMATSU LTD SPONSORED ADR NEW		2011-01-20	2013-04-04
	24. KOMATSU LTD SPONSORED ADR NEW		2011-01-20	2013-12-05
	92. LI & FUNG LTD ADR		2011-09-08	2013-01-03
	225. LI & FUNG LTD ADR		2011-09-19	2013-01-15
	69. LI & FUNG LTD ADR		2012-07-25	2013-01-15
	827. LI & FUNG LTD ADR		2011-09-01	2013-02-07
	296. LI & FUNG LTD ADR		2012-09-19	2013-02-07
	4. LANDSTAR SYS INC COM		2013-04-26	2013-05-21
	52. LANDSTAR SYS INC COM		2012-03-21	2013-05-21
	5. LAS VEGAS SANDS CORP		2011-12-20	2013-01-31
	5. LAUDER ESTEE COS INC CL A		2011-01-24	2013-04-22
	122. LENDER PROCESSING SERVICES INC		2012-11-21	2013-01-29
	200. LONZA GROUP AG ADR		2011-08-12	2013-09-16
	108. LONZA GROUP AG ADR		2013-02-08	2013-09-30
	35. LONZA GROUP AG ADR		2011-08-12	2013-09-30
	59. LUFKIN INDS INC COM		2012-11-08	2013-04-22
	55. MSCI INC		2013-05-31	2013-07-30
	7. MCDONALDS CORP COM		2011-01-24	2013-04-22
	11. MCDONALDS CORP COM		2011-01-24	2013-07-12
	15. MEDICAL PPTYS TR INC		2013-04-10	2013-12-18
	2. MERCADOLIBRE INC		2011-09-16	2013-05-01
	1. MERCADOLIBRE INC		2011-09-16	2013-05-09
	2. MERCADOLIBRE INC		2011-09-20	2013-05-10
	1. MERCADOLIBRE INC		2011-09-20	2013-08-02
	5. MERCK & CO INC NEW		2011-01-24	2013-04-22
	7. METROPCS COMMUNICATIONS INC		2012-11-21	2013-04-22
	138. METROPCS COMMUNICATIONS INC		2012-03-21	2013-04-22
	1. METTLER-TOLEDO INTL INC COM		2012-03-21	2013-05-31
	5. METTLER-TOLEDO INTL INC COM		2012-03-21	2013-08-29
	8. METTLER-TOLEDO INTL INC COM		2012-03-21	2013-12-23
	1. METTLER-TOLEDO INTL INC COM		2013-04-26	2013-12-23
	50. MITSUBISHI UFJ FINANCIAL GROUP INC ADR		2011-01-20	2013-07-29
	5. MONDELEZ INTERNATIONAL INC		2011-01-24	2013-04-22
	9. NESTLE S A SPONSORED ADR REPSTG REG SH		2011-01-24	2013-04-22
	12. NESTLE S A SPONSORED ADR REPSTG REG SH		2011-01-24	2013-07-12
	10. NEWS CORP CL A		2011-01-24	2013-04-22
	37. NEWS CORP CL A		2011-01-24	2013-05-29
	.25 NEWS CORP/NEW		2011-01-24	2013-07-22
	30. NOVARTIS AG SPONSORED ADR		2011-01-12	2013-07-19
	6. NOVARTIS AG SPONSORED ADR		2011-01-20	2013-10-31
	5. OCCIDENTAL PETE CORP COM		2011-01-24	2013-04-22
	14. OLD DOMINION FREIGHT LINES INC		2013-05-21	2013-11-06
	5. ORACLE CORP COM		2012-05-14	2013-04-22
	17. OUTERWALL INC		2013-04-26	2013-09-27
	42. OUTERWALL INC		2012-04-20	2013-09-27
	24. OWENS ILLINOIS INC COM NEW		2013-03-21	2013-09-17
	10. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP		2012-10-26	2013-01-16
	21. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP		2012-12-19	2013-10-24
	3. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP		2012-12-19	2013-10-25
	10. PENNSYLVANIA REAL ESTATE INVT TR SH BEN INT W/RIGHTS ATTACHED EXP		2012-12-19	2013-11-06
	7. PEPSICO INC COM		2011-01-24	2013-04-22
	23. PEPSICO INC COM		2011-01-24	2013-07-12
	5. PHILLIPS 66		2011-01-24	2013-04-22
	26. PHILLIPS 66		2011-01-24	2013-05-29
	4628.869 PIMCO COMMODITY REAL RET STRAT-I#45		2010-08-26	2013-12-10
	3575.445 PIMCO EM MKTS CORP BD FD INS #1948		2012-02-15	2013-06-14
	12. POLARIS INDS INC COM W/RIGHTS ATTACHED EXP 5/31/2010		2012-03-21	2013-09-16
	3. POTASH CORP SASK INC COM W/RTS ATTACHED		2011-01-20	2013-06-12
	5. POTASH CORP SASK INC COM W/RTS ATTACHED		2011-01-20	2013-06-13
	7. POTASH CORP SASK INC COM W/RTS ATTACHED		2011-01-20	2013-06-24
	5. POTASH CORP SASK INC COM W/RTS ATTACHED		2011-01-20	2013-07-29
	24. POTASH CORP SASK INC COM W/RTS ATTACHED		2011-11-28	2013-07-31
	61. POTASH CORP SASK INC COM W/RTS ATTACHED		2012-12-12	2013-09-19
	5. PRAXAIR INC COM		2011-01-24	2013-04-22
	9. PROCTER & GAMBLE CO COM		2011-01-24	2013-04-22
	21. PROCTER & GAMBLE CO COM		2011-01-24	2013-07-12
	10. PROLOGIS INC		2011-01-19	2013-04-10
	3. PUBLIC STORAGE INC COM		2011-01-19	2013-04-03
	3. PUBLIC STORAGE INC COM		2011-01-19	2013-05-08
	3. PUBLIC STORAGE INC COM		2011-02-16	2013-05-29
	2. PUBLIC STORAGE INC COM		2011-02-17	2013-07-24
	5. QUALCOMM INC COM W/RTS ATTACHED		2011-01-24	2013-04-22
	16. QUESTCOR PHARMACEUTICALS INC		2012-03-21	2013-10-23
	216. RPC ENERGY SVC INC COM		2013-04-22	2013-09-18
	19. RAMCO-GERSHENSON PPTYS TR COM		2012-01-13	2013-01-03
	18. RAMCO-GERSHENSON PPTYS TR COM		2011-11-21	2013-01-03
	10. RAMCO-GERSHENSON PPTYS TR COM		2012-05-18	2013-01-09
	22. RAMCO-GERSHENSON PPTYS TR COM		2012-05-18	2013-04-03
	25. RECKITT BENCKIS/S ADR		2011-01-20	2013-07-17
	11. RELIANCE STL & ALUM CO COM		2012-03-21	2013-09-17
	25. RETAIL PROPERTIES OF AME-A		2012-06-21	2013-03-22
	13. RETAIL PROPERTIES OF AME-A		2012-08-08	2013-06-27
	8. RETAIL PROPERTIES OF AME-A		2012-06-21	2013-06-27
	8. RETAIL PROPERTIES OF AME-A		2012-09-04	2013-10-04
	5. RIO TINTO PLC SPONSORED ADR		2011-01-24	2013-04-22
	54. RIO TINTO PLC SPONSORED ADR		2012-03-19	2013-07-12
	7. ROCHE HLDG LTD SPONSORED ADR		2011-01-24	2013-04-22
	25. ROYAL BANK OF SCOTLAND GROUP RBS ADR		2012-12-14	2013-06-28
	47. ROYAL BANK OF SCOTLAND GROUP RBS ADR		2012-12-19	2013-07-01
	24. ROYAL BANK OF SCOTLAND GROUP RBS ADR		2012-12-20	2013-07-02
	9. ROYAL BANK OF SCOTLAND GROUP RBS ADR		2012-12-21	2013-07-03
	29. ROYAL BANK OF SCOTLAND GROUP RBS ADR		2013-04-05	2013-07-03
	7. ROYAL DUTCH SHELL PLC SPONSORED		2011-01-24	2013-04-22
	3. SL GREEN RLTY CORP COM W/RIGHTS ATTACHED EXP 3/5/2010		2011-01-19	2013-01-03
	3. SL GREEN RLTY CORP COM W/RIGHTS ATTACHED EXP 3/5/2010		2011-01-19	2013-01-16
	5. SABMILLER PLC - ADR		2012-03-15	2013-04-22
	4. SAP AG SPONSORED ADR		2011-01-20	2013-07-03
	4. SAP AG SPONSORED ADR		2011-01-20	2013-07-09
	3. SAP AG SPONSORED ADR		2011-01-20	2013-10-15
	2. SAP AG SPONSORED ADR		2011-01-20	2013-10-16
	4. SAP AG SPONSORED ADR		2011-01-20	2013-10-17
	91. SBERBANK-SPONSORED ADR		2011-09-12	2013-03-27
	10. SCHLUMBERGER LTD COM		2011-01-19	2013-02-04
	9. SCHLUMBERGER LTD COM		2011-01-19	2013-02-14
	7. SCHLUMBERGER LTD COM		2011-01-20	2013-05-20
	3. SCHLUMBERGER LTD COM		2011-01-20	2013-10-08
	18. SENIOR HSG PPTYS TR SH BEN INT		2012-06-27	2013-11-06
	2. SIEMENS A G SPONSORED ADR		2011-01-20	2013-06-24
	3. SIEMENS A G SPONSORED ADR		2011-02-03	2013-06-25
	2. SIEMENS A G SPONSORED ADR		2011-03-10	2013-07-05
	5. SIEMENS A G SPONSORED ADR		2011-08-30	2013-07-08
	2. SIEMENS A G SPONSORED ADR		2012-07-26	2013-07-09
	2. SIEMENS A G SPONSORED ADR		2011-09-15	2013-07-09
	1. SIMON PPTY GRP INC NEW COM		2011-01-19	2013-05-08
	4. SIMON PPTY GRP INC NEW COM		2011-01-19	2013-05-29
	43. SONOVA HOLDIN-UNSPON ADR		2011-03-28	2013-05-10
	22. STRATEGIC HOTELS & RESORTS INC		2012-04-19	2013-02-13
	27. STRATEGIC HOTELS & RESORTS INC		2012-04-19	2013-11-06
	9. SWATCH GROUP AG/THE-UNSP ADR		2011-10-11	2013-01-29
	11. SWATCH GROUP AG/THE-UNSP ADR		2011-10-11	2013-03-07
	38. SWATCH GROUP AG/THE-UNSP ADR		2011-01-19	2013-03-08
	14. SYNAPTICS INC		2013-07-30	2013-12-03
	3. SYNGENTA AG SPONSORED ADR		2012-03-23	2013-11-15
	3. SYNGENTA AG SPONSORED ADR		2012-03-23	2013-11-18
	11. SYNTEL INC		2012-03-21	2013-11-20
	12. TRW AUTOMOTIVE HLDGS CORP		2012-03-21	2013-09-16
	9. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR		2012-07-26	2013-06-06
	22. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR		2012-07-27	2013-06-07
	14. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR		2012-08-31	2013-06-12
	26. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR		2012-09-19	2013-06-13
	7. TARGET CORP COM		2011-01-24	2013-04-22
	3. TATA MTRS LTD ADR		2013-04-02	2013-12-13
	10. TAUBMAN CTRS INC COM		2012-09-12	2013-04-23
	9. TENCENT HOLDINGS LTD-UNS ADR		2011-01-20	2013-07-19
	12. TENCENT HOLDINGS LTD-UNS ADR		2011-01-20	2013-07-29
	6. TENCENT HOLDINGS LTD-UNS ADR		2011-01-20	2013-08-01
	7. TENCENT HOLDINGS LTD-UNS ADR		2011-01-20	2013-10-10
	6. TENCENT HOLDINGS LTD-UNS ADR		2011-01-20	2013-10-30
	2. TENCENT HOLDINGS LTD-UNS ADR		2011-01-20	2013-12-12
	37. TERADATA CORP		2012-03-21	2013-11-05
	2. TERADATA CORP		2013-04-26	2013-11-05
	7. TEVA PHARMACEUTICAL INDS LTD ADR		2011-01-20	2013-02-06
	15. TEVA PHARMACEUTICAL INDS LTD ADR		2011-01-20	2013-06-12
	60. TEVA PHARMACEUTICAL INDS LTD ADR		2011-04-12	2013-09-13
	14. TEVA PHARMACEUTICAL INDS LTD ADR		2011-01-20	2013-10-10
	7. TEVA PHARMACEUTICAL INDS LTD ADR		2011-01-20	2013-10-15
	8. TEVA PHARMACEUTICAL INDS LTD ADR		2011-03-16	2013-10-16
	9. TEXAS INSTRS INC COM		2011-01-24	2013-04-22
	51. TORCHMARK CORP COM		2012-11-21	2013-12-17
	1. TORCHMARK CORP COM		2013-04-26	2013-12-17
	9. TOTAL FINA ELF S A SPONSORED ADR		2011-01-24	2013-04-22
	4. TOYOTA MTR CORP COM (ADR 2)		2011-01-20	2013-03-27
	2. TOYOTA MTR CORP COM (ADR 2)		2011-01-20	2013-04-17
	10. TULLOW OIL PLC ADR		2012-12-14	2013-10-23
	16. TULLOW OIL PLC ADR		2012-12-14	2013-10-24
	15. TULLOW OIL PLC ADR		2012-12-14	2013-10-24
	8. TULLOW OIL PLC ADR		2012-12-14	2013-10-31
	8. TULLOW OIL PLC ADR		2012-12-14	2013-10-31
	42. TULLOW OIL PLC ADR		2012-12-14	2013-11-01
	12. TULLOW OIL PLC ADR		2012-12-14	2013-11-04
	10. TULLOW OIL PLC ADR		2013-05-21	2013-11-05
	7. TULLOW OIL PLC ADR		2013-05-21	2013-11-06
	2. TULLOW OIL PLC ADR		2013-05-21	2013-11-07
	18. TULLOW OIL PLC ADR		2013-05-21	2013-11-12
	120. TURKIYE GARANTI BANKSASI-ADR		2011-01-20	2013-04-02
	104. TURKIYE GARANTI BANKSASI-ADR		2011-01-20	2013-04-03
	19. UNION PAC CORP COM		2011-01-12	2013-07-19
	5. UNITED TECHNOLOGIES CORP COM		2011-01-24	2013-04-22
	8. UNITED THERAPEUTICS CORP DEL COM W/RIGHTS ATTACHED EXP 12/29/2010		2013-04-18	2013-10-09
	33. UNITED THERAPEUTICS CORP DEL COM W/RIGHTS ATTACHED EXP 12/29/2010		2013-04-18	2013-11-29
	37. VODAFONE GROUP PLC SPONSORED ADR		2012-01-25	2013-02-01
	95. VODAFONE GROUP PLC SPONSORED ADR		2011-01-12	2013-07-19
	11. VORNADO RLTY TR COM		2012-12-28	2013-03-06
	5. VORNADO RLTY TR COM		2012-12-28	2013-05-29
	4. VORNADO RLTY TR COM		2013-01-03	2013-12-18
	7. WAL MART STORES INC COM		2011-01-24	2013-04-22
	21. WAL MART STORES INC COM		2011-01-24	2013-07-12
	27. WAL-MART DE MEXICO S A DE C V SPONSORED ADR REPSTG SER V SHS		2011-01-20	2013-11-06
	16. WAL-MART DE MEXICO S A DE C V SPONSORED ADR REPSTG SER V SHS		2011-01-20	2013-11-07
	6. WALGREEN CO COM W/RTS ATTACHED EXP 08/21/2006		2011-01-24	2013-04-22
	17. WALGREEN CO COM W/RTS ATTACHED EXP 08/21/2006		2011-01-24	2013-05-29
	6. WELLCARE HEALTH PLANS, INC		2012-03-21	2013-10-09
	11. WESCO INTL INC COM		2012-03-21	2013-05-15
	2. WESCO INTL INC COM		2012-03-21	2013-05-31
	49. WEX INC		2012-11-21	2013-03-04
	16. WORLD ACCEP CORP DEL		2012-03-21	2013-02-28
	23. WORLD ACCEP CORP DEL		2012-11-21	2013-03-08
	5. XILINX INC COM		2012-05-14	2013-04-22
	10. XINYI GLASS HOLDI-UNSP ADR		2012-07-05	2013-09-17
	20. XINYI GLASS HOLDI-UNSP ADR		2012-07-05	2013-09-18
	2. YUM! BRANDS INC COM		2012-03-07	2013-11-22
	97.9914 AURORA DIVERSIFIED II ASP FD R/INT I		2010-11-26	2013-04-01
	5. ARCOS DORADOS HOLDINGS INC-A		2011-05-24	2013-04-22
	55. ARCOS DORADOS HOLDINGS INC-A		2012-03-19	2013-06-04
	4. ACCENTURE PLC		2012-06-01	2013-06-28
	4. ACCENTURE PLC		2012-06-01	2013-09-24
	259.1193 GRAHAM ALT INV FD II BLEND CL 0 (RF)		2010-10-28	2013-08-30
	6. CHECK POINT SOFTWARE TECH COM		2011-11-09	2013-04-25
	9. CHECK POINT SOFTWARE TECH COM		2011-12-21	2013-04-26
	1. CHECK POINT SOFTWARE TECH COM		2012-05-24	2013-04-29
	8. CHECK POINT SOFTWARE TECH COM		2012-04-24	2013-04-29
	3. CHECK POINT SOFTWARE TECH COM		2012-05-24	2013-04-30
	2. ASML HOLDING NV-NY REG SHS		2012-10-12	2013-10-15
	4. ASML HOLDING NV-NY REG SHS		2012-10-12	2013-10-15
	4. ASML HOLDING NV-NY REG SHS		2012-10-19	2013-10-22
	2. ASML HOLDING NV-NY REG SHS		2012-12-14	2013-10-22
	15. QIAGEN N V ORD		2012-09-19	2013-01-09
	82. QIAGEN N V ORD		2011-01-19	2013-01-09
	9. YANDEX NV-A		2011-06-02	2013-07-24
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	914	861	53
b	259	161	98
c	1,573	1,008	565
d	312	174	138
e	1,953	1,093	860
	22,000	23,165	-1,165
	2,885	2,963	-78
	1,926	1,143	783
	985	896	89
	430	442	-12
	67	63	4
	282	433	-151
	1,727	2,655	-928
	10,000	7,984	2,016
	333	250	83
	384	605	-221
	1,304	2,056	-752
	954	1,396	-442
	233	147	86
	713	448	265
	190	98	92
	2,273	1,528	745
	178	107	71
	156	94	62
	116	67	49
	254	148	106
	183	107	76
	46	27	19
	2,191	2,418	-227
	327	251	76
	548	463	85
	412	347	65
	382	347	35
	384	347	37
	415	519	-104
	904	1,142	-238
	1,541	1,462	79
	1,586	1,505	81
	331	235	96
	2,345	2,109	236
	50,000	51,554	-1,554
	2,561	1,709	852
	107	90	17
	201	181	20
	412	362	50
	314	277	37
	804	740	64
	255	195	60
	1	1
	82	82
	514	514
	556	720	-164
	175	240	-65
	361	480	-119
	201	240	-39
	392	480	-88
	781	846	-65
	205	185	20
	139	123	16
	307	330	-23
	399	493	-94
	56	34	22
	1,864	1,270	594
	1,835	1,412	423
	336	413	-77
	262	355	-93
	341	399	-58
	412	500	-88
	1,229	1,437	-208
	85,828	94,999	-9,171
	1,716	1,573	143
	137	126	11
	814	681	133
	2,908	2,135	773
	1,065	802	263
	320	292	28
	1,040	858	182
	276	234	42
	184	156	28
	92	78	14
	202	208	-6
	459	425	34
	3,755	2,555	1,200
	182	134	48
	33	30	3
	323	353	-30
	2,608	2,586	22
	188	171	17
	112	81	31
	335	243	92
	2,561	2,597	-36
	163	166	-3
	536	428	108
	726	588	138
	308	206	102
	520	316	204
	143	100	43
	538	367	171
	297	200	97
	148	100	48
	2,745	3,332	-587
	269	224	45
	278	244	34
	137	122	15
	51	46	5
	102	92	10
	75	76	-1
	251	260	-9
	15	15
	146	153	-7
	15	15
	578	611	-33
	145	153	-8
	156	154	2
	33	31	2
	169	154	15
	142	123	19
	34	31	3
	101	93	8
	214	216	-2
	2,828	2,798	30
	143	142	1
	141	115	26
	141	115	26
	1,276	1,225	51
	167	160	7
	1,187	666	521
	156	105	51
	2,493	1,684	809
	1,230	1,122	108
	3,223	3,121	102
	26	27	-1
	58	61	-3
	26	27	-1
	26	27	-1
	44	46	-2
	79	83	-4
	51	53	-2
	22	23	-1
	43	45	-2
	22	23	-1
	22	23	-1
	22	23	-1
	328	261	67
	306	261	45
	2,149	1,820	329
	29	44	-15
	231	349	-118
	311	471	-160
	348	524	-176
	99	148	-49
	252	431	-179
	1,318	1,290	28
	318	301	17
	3,176	1,363	1,813
	80,228	74,125	6,103
	282	213	69
	366	364	2
	1,489	1,521	-32
	433	375	58
	33	43	-10
	50	65	-15
	100	130	-30
	17	22	-5
	102	130	-28
	69	86	-17
	34	43	-9
	51	65	-14
	201	259	-58
	179	238	-59
	409	540	-131
	233	187	46
	517	414	103
	215	167	48
	476	401	75
	2,473	2,583	-110
	596	677	-81
	1,497	1,328	169
	319	294	25
	4,566	4,258	308
	2,236	1,885	351
	944	840	104
	8	8
	11	13	-2
	310	518	-208
	333	537	-204
	125	193	-68
	519	497	22
	678	501	177
	1,629	1,191	438
	551	536	15
	1,169	1,166	3
	280	187	93
	141	93	48
	517	686	-169
	475	676	-201
	336	337	-1
	644	825	-181
	198	253	-55
	2,111	3,960	-1,849
	756	1,417	-661
	222	230	-8
	2,889	2,994	-105
	274	223	51
	348	235	113
	2,731	2,913	-182
	1,638	1,346	292
	874	727	147
	283	236	47
	5,211	2,918	2,293
	1,922	1,873	49
	692	523	169
	1,113	822	291
	185	247	-62
	197	130	67
	121	65	56
	240	130	110
	129	65	64
	239	169	70
	80	62	18
	1,570	1,231	339
	223	186	37
	1,133	931	202
	1,943	1,490	453
	243	186	57
	306	284	22
	157	102	55
	628	498	130
	812	664	148
	314	160	154
	1,212	591	621
	4	2	2
	2,178	1,726	452
	466	337	129
	398	486	-88
	660	599	61
	163	134	29
	858	1,013	-155
	2,121	2,503	-382
	731	649	82
	182	172	10
	398	361	37
	57	52	5
	175	172	3
	580	460	120
	1,932	1,511	421
	297	158	139
	1,740	821	919
	26,199	35,874	-9,675
	41,725	40,000	1,725
	1,482	828	654
	121	159	-38
	201	265	-64
	268	371	-103
	187	265	-78
	717	1,271	-554
	1,948	2,626	-678
	550	454	96
	731	596	135
	1,704	1,390	314
	404	341	63
	456	353	103
	498	353	145
	472	353	119
	320	236	84
	321	255	66
	1,064	600	464
	3,174	3,100	74
	263	219	44
	249	207	42
	139	115	24
	350	253	97
	353	267	86
	809	626	183
	367	243	124
	186	122	64
	114	75	39
	110	75	35
	221	326	-105
	2,280	3,517	-1,237
	423	263	160
	208	242	-34
	397	455	-58
	199	232	-33
	73	87	-14
	237	281	-44
	452	489	-37
	236	214	22
	237	214	23
	256	206	50
	284	217	67
	288	217	71
	218	163	55
	145	108	37
	291	217	74
	1,127	985	142
	795	824	-29
	719	742	-23
	540	578	-38
	265	248	17
	438	390	48
	200	233	-33
	300	349	-49
	200	233	-33
	518	582	-64
	208	233	-25
	208	233	-25
	180	104	76
	679	417	262
	917	831	86
	166	142	24
	230	180	50
	243	174	69
	310	212	98
	1,076	759	317
	679	551	128
	237	223	14
	236	223	13
	944	571	373
	855	559	296
	167	125	42
	411	306	105
	256	195	61
	472	362	110
	481	387	94
	91	74	17
	806	791	15
	383	218	165
	542	290	252
	276	145	131
	369	169	200
	328	145	183
	120	48	72
	1,585	2,494	-909
	86	135	-49
	266	370	-104
	586	793	-207
	2,296	3,066	-770
	562	740	-178
	278	370	-92
	318	423	-105
	311	307	4
	3,879	2,572	1,307
	76	50	26
	422	514	-92
	411	336	75
	223	168	55
	78	93	-15
	124	149	-25
	116	140	-24
	60	75	-15
	60	75	-15
	316	392	-76
	90	112	-22
	75	93	-18
	52	65	-13
	15	19	-4
	127	168	-41
	623	576	47
	536	499	37
	3,097	1,864	1,233
	467	413	54
	635	480	155
	3,054	1,979	1,075
	1,010	995	15
	2,808	2,582	226
	917	894	23
	411	407	4
	354	326	28
	545	394	151
	1,626	1,182	444
	662	758	-96
	384	449	-65
	299	243	56
	843	688	155
	429	382	47
	848	723	125
	149	131	18
	3,680	3,193	487
	1,247	1,035	212
	1,814	1,488	326
	179	165	14
	176	111	65
	353	221	132
	157	134	23
	104,521	100,000	4,521
	62	104	-42
	753	1,142	-389
	287	250	37
	301	250	51
	30,000	36,167	-6,167
	271	334	-63
	406	501	-95
	45	56	-11
	364	446	-82
	138	167	-29
	195	133	62
	387	267	120
	377	267	110
	188	133	55
	282	284	-2
	1,542	1,554	-12
	274	246	28
			6,640

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			53
b			98
c			565
d			138
e			860
			-1,165
			-78
			783
			89
			-12
			4
			-151
			-928
			2,016
			83
			-221
			-752
			-442
			86
			265
			92
			745
			71
			62
			49
			106
			76
			19
			-227
			76
			85
			65
			35
			37
			-104
			-238
			79
			81
			96
			236
			-1,554
			852
			17
			20
			50
			37
			64
			60



			-164
			-65
			-119
			-39
			-88
			-65
			20
			16
			-23
			-94
			22
			594
			423
			-77
			-93
			-58
			-88
			-208
			-9,171
			143
			11
			133
			773
			263
			28
			182
			42
			28
			14
			-6
			34
			1,200
			48
			3
			-30
			22
			17
			31
			92
			-36
			-3
			108
			138
			102
			204
			43
			171
			97
			48
			-587
			45
			34
			15
			5
			10
			-1
			-9

			-7

			-33
			-8
			2
			2
			15
			19
			3
			8
			-2
			30
			1
			26
			26
			51
			7
			521
			51
			809
			108
			102
			-1
			-3
			-1
			-1
			-2
			-4
			-2
			-1
			-2
			-1
			-1
			-1
			67
			45
			329
			-15
			-118
			-160
			-176
			-49
			-179
			28
			17
			1,813
			6,103
			69
			2
			-32
			58
			-10
			-15
			-30
			-5
			-28
			-17
			-9
			-14
			-58
			-59
			-131
			46
			103
			48
			75
			-110
			-81
			169
			25
			308
			351
			104

			-2
			-208
			-204
			-68
			22
			177
			438
			15
			3
			93
			48
			-169
			-201
			-1
			-181
			-55
			-1,849
			-661
			-8
			-105
			51
			113
			-182
			292
			147
			47
			2,293
			49
			169
			291
			-62
			67
			56
			110
			64
			70
			18
			339
			37
			202
			453
			57
			22
			55
			130
			148
			154
			621
			2
			452
			129
			-88
			61
			29
			-155
			-382
			82
			10
			37
			5
			3
			120
			421
			139
			919
			-9,675
			1,725
			654
			-38
			-64
			-103
			-78
			-554
			-678
			96
			135
			314
			63
			103
			145
			119
			84
			66
			464
			74
			44
			42
			24
			97
			86
			183
			124
			64
			39
			35
			-105
			-1,237
			160
			-34
			-58
			-33
			-14
			-44
			-37
			22
			23
			50
			67
			71
			55
			37
			74
			142
			-29
			-23
			-38
			17
			48
			-33
			-49
			-33
			-64
			-25
			-25
			76
			262
			86
			24
			50
			69
			98
			317
			128
			14
			13
			373
			296
			42
			105
			61
			110
			94
			17
			15
			165
			252
			131
			200
			183
			72
			-909
			-49
			-104
			-207
			-770
			-178
			-92
			-105
			4
			1,307
			26
			-92
			75
			55
			-15
			-25
			-24
			-15
			-15
			-76
			-22
			-18
			-13
			-4
			-41
			47
			37
			1,233
			54
			155
			1,075
			15
			226
			23
			4
			28
			151
			444
			-96
			-65
			56
			155
			47
			125
			18
			487
			212
			326
			14
			65
			132
			23
			4,521
			-42
			-389
			37
			51
			-6,167
			-63
			-95
			-11
			-82
			-29
			62
			120
			110
			55
			-2
			-12
			28

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	15,481
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2012	109,188	2,147,656	0.050841
2011	102,518	2,153,056	0.047615
2010	93,488	2,076,825	0.045015
2009	124,000	1,917,940	0.064653
2008

2	Total of line 1, column (d) ......................	2	0.208124
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.052031
4	Enter the net value of noncharitable-use assets for 2013 from Part X, line 5.....	4	2,231,318
5	Multiply line 4 by line 3.......................	5	116,098
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	478
7	Add lines 5 and 6.........................	7	116,576
8	Enter qualifying distributions from Part XII, line 4..............	8	108,438
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2013)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	956
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2............................	3	956
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	956
6	Credits/Payments:

a	2013 estimated tax payments and 2012 overpayment credited to 2013	6a	694
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c	292
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	986
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	30
11	Enter the amount of line 10 to be: Credited to 2014 estimated tax30	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

WELLS FARGO BANK NA Telephone no. bullet

(800) 352-3705

Located at bullet

1 WEST 4TH STREETWINSTON SALEMNC ZIP+4 bullet

271013818

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the

foreign country bullet

Form 990-PF (2013)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2013?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2013, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2013?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2013.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2013)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
WELLS FARGO BANK NA	TRUSTEE 40	27,950
1525 W WT HARRIS BLVD D1114 044 CHARLOTTE,NC28288	TRUSTEE 40	27,950

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2013)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

Minimum investment return. Enter 5% of line 5..................

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

111,566

Tax on investment income for 2013 from Part VI, line 5......

956

Income tax for 2013. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

956

Distributable amount before adjustments. Subtract line 2c from line 1............

110,610

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

110,610

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

110,610

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2013)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2012	(c) 2012	(d) 2013
1 Distributable amount for 2013 from Part XI, line 7					110,610
2 Undistributed income, if any, as of the end of 2013:
a Enter amount for 2012 only.......				99,254
b Total for prior years:2011, 20, 20			0
3 Excess distributions carryover, if any, to 2013:
a From 2008.......	0
b From 2009.......	0
c From 2010.......	0
d From 2011.......	0
e From 2012.......	0
fTotal of lines 3a through e.........		0
4Qualifying distributions for 2013 from Part
XII, line 4: $ 108,438
a Applied to 2012, but not more than line 2a				99,254
b Applied to undistributed income of prior years (Election required—see instructions)......			0
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2013 distributable amount.....					9,184
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2013.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 ..........					101,426
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............		0
8Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2009....	0
b Excess from 2010....	0
c Excess from 2011....	0
d Excess from 2012....	0
e Excess from 2013....	0

Form 990-PF (2013)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2013, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2013	(b) 2012	(c) 2011	(d) 2010	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2013)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
WILLIAM BREMEN JEWISH HERITAGE MUSEUM 1440 SPRING STREET ATLANTA,GA30309	NONE	PC	CONTRIBUTION	3,000
UNION FOR REFORM JUDAISM 633 3RD AVENUE FLOOR 17 NEW YORK,NY10017	NONE	PC	SCHOLARSHIPS	12,000
MAZON INC 10495 SANTA MONICA BLVD LOS ANGELES,CA90025	NONE	PC	CONTRIBUTION	2,500
FRIENDS OF THE PUBLIC LIBRARY PO BOX 308 ANNISTON,AL36202	NONE	PC	CONTRIBUTION	4,500
JACKSONVILLE STATE UNIV FDN 700 PELHAM ROAD JACKSONVILLE,AL36265	NONE	PC	CONTRIBUTION	1,500
BOYS AND GIRLS CLUB OF EAST CENTRAL ALABAMA PO BOX 2347 ANNISTON,AL36202	NONE	PC	CONTRIBUTION	1,000
ALL SAINTS INTERFAITH CENTER FOR CONCERN 1029 WEST 15TH STREET ANNISTON,AL36201	NONE	PC	CONTRIBUTION	5,000
SOUTHERN POVERTY LAW CENTER INC 400 WASHINGTON AVE MONTGOMERY,AL36104	NONE	PC	CONTRIBUTION	2,500
COMMUNITY ENABLER DEVELOPERS INC 1411 GURNEE AVE ANNISTON,AL36201	NONE	PC	CONTRIBUTION	5,000
INTERFAITH MINISTRIES INC PO BOX 1444 ANNISTON,AL36202	NONE	PC	CONTRIBUTION	5,000
ANNISTON SOUP BOWL INC 1516 MOORE AVENUE ANNISTON,AL36201	NONE	PC	CONTRIBUTION	1,000
BIRMINGHAM JEWISH FEDERATION 3966 MONTCLAIR ROAD BIRMINGHAM,AL35213	NONE	PC	CONTRIBUTION	3,000
HABITAT FOR HUMANITY INTL PO BOX 1135 ANNISTON,AL36202	NONE	PC	CONTRIBUTION	1,000
TEMPLE BETH EL FDN 2179 HIGHLAND AVENUE BIRMINGHAM,AL35205	NONE	PC	CONTRIBUTION	50,000
GOLDRING WOLDENBRG INSTITUTE OF SO JEWISH LIFE 4915 I 55 N STE 100A JACKSON,MS39206	NONE	PC	CONTRIBUTION	500
ALABAMA HOLOCAUST FDN PO BOX 130577 BIRMINGHAM,AL35213	NONE	PC	CONTRIBUTION	2,500
Total ................................. 3a				100,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2013)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............
4 Dividends and interest from securities....			14	52,715
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory .............			18	15,481
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: aFEE REBATES			01	3,012
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				71,208

13Total. Add line 12, columns (b), (d), and (e)..................

1371,208

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2013)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2013)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
TAX PREPARATION FEE (NON-ALLOC	1,000			1,000

Name of Bond	End of Year Book Value	End of Year Fair Market Value
097014AH7 BOEING CAP CORP
209111DZ3 CONSOLIDATED EDISON
38141GCN4 GOLDMAN SACHS 5.500
04315J860 ABERDEEN GLOBAL HIGH	34,950	33,341
261980494 DREYFUS EMG MKT DEBT	112,000	107,267
38141GCM4 GOLDMAN SACHS GROUP
693390304 PIMCO LOW DURATION F	14,098	14,043
693390882 PIMCO FOREIGN BD FD	38,686	41,300
72369B406 PIONEER HIGH YIELD F
949917538 WELLS FARGO ADV HI I	40,328	41,728
957663107 WESTERN ASSET LTD DU
4812C0803 JPMORGAN HIGH YIELD	35,000	35,489
52469E807 WESTERN ASSET SHRT-T	48,500	48,999

- TIN:

TY 2013 InvestmentsCorpStockSchedule

Name:

ROSEN JAMES CT

EIN: 31-1529233

Name of Stock	End of Year Book Value	End of Year Fair Market Value
04315J860 ARTIO GLOBAL FD#1525
693391104 PIMCO REAL RTN #122
72369B406 PIONEER HI YLD #724
949917538 WELLS FARGO FD #3110
693390882 PIMCO FORGN FD #103
025083320 AMER CENT SMALL CAP	36,028	58,659
92934R769 CRM MIDCAP VALUE #32
239080401 DAVIS NY VENTUR #909
26203E851 DREYFUS BOSTON #6944
784924425 SSGA EMERG MKT #1510
77954Q106 TROWE BLUE CHIP #93
900297763 TURNER MIDCAP #1309
246248306 DELAWARE POOLED #31
901165100 TWEEDY BROWN FD #1
ASGI AGILITY INCOME FUND
WELLS FARGO 100 HEDGE FUND
AURORA DIVERSIFIED II ASP
GRAHAM ALTERNATIVE FUND II
PARTNERS GROUP PRIVATE
RICI LINKED PAM TOTAL INDEX
CB RICHARD ELLIS REALTY TRUST
44980Q518 ING INTL RE FD #2664
44981V706 ING RE FD #2190
722005667 PIMCO COMMODITY REAL
89155H256 TOUCHSTONE SMALL CAP	34,247	52,453
580135101 MCDONALDS CORP	4,734	6,016
580645109 MCGRAW-HILL COMPANIE
65248E104 NEWS CORP
87612E106 TARGET CORP	8,192	9,427
88732J207 TIME WARNER CABLE IN	953	2,033
254687106 WALT DISNEY CO	6,217	11,995
191216100 COCA COLA CO	8,700	11,154
518439104 ESTEE LAUDER COMPANI	2,205	3,540
393122106 GREEN MTN COFFEE
50075N104 KRAFT FOODS INC
713448108 PEPSICO INC	2,891	3,649
742718109 PROCTER & GAMBLE CO	5,087	6,187
931142103 WAL MART STORES INC	2,646	3,698
931422109 WALGREEN CO	1,741	2,470
037411105 APACHE CORP	5,050	4,039
166764100 CHEVRON CORP	10,169	13,116
20825C104 CONOCOPHILLIPS	4,249	5,652
30231G102 EXXON MOBIL CORPORAT	11,384	14,370
674599105 OCCIDENTAL PETE CORP	5,477	5,421
025816109 AMERICAN EXPRESS CO	1,599	2,903
09247X101 BLACKROCK INC	2,555	4,431
354613101 FRANKLIN RESOURCES I	2,957	4,099
46625H100 JPMORGAN CHASE & CO	10,149	13,684
002824100 ABBOTT LABS	2,438	3,565
075887109 BECTON DICKINSON
46120E602 INTUITIVE SURGICAL I	1,977	2,304
478160104 JOHNSON & JOHNSON	4,262	6,228
585055106 MEDTRONCI INC
58933Y105 MERCK & CO INC NEW	1,556	2,302
149123101 CATERPILLAR INC	2,587	2,452
369550108 GENERAL DYNAMICS COR
369604103 GENERAL ELECTRIC CO	3,046	4,261
913017109 UNITED TECHNOLOGIES	3,803	5,235
037833100 APPLE INC	12,248	20,197
053015103 AUTOMATIC DATA PROCE	1,656	2,666
458140100 INTEL CORP	1,864	2,284
459200101 INTERNATIONAL BUSINE	8,246	8,628
747525103 QUALCOMM INC	1,736	2,525
882508104 TEXAS INSTRUMENTS IN	3,168	4,084
009158106 AIR PRODS & CHEMS IN	2,107	2,571
35671D857 FREEPORT-MCMORAN COP	4,358	3,434
74005P104 PRAXAIR INC COM	2,218	2,991
086516101 BEST BUY INC
17306X102 CITI TRENDS INC
36467W109 GAMESTOP CORP
401617105 GUESS INC
418056107 HASBRO INC
054303102 AVON PRODS INC
60871R209 MOLSON COORS BREWING
786514208 SAFEWAY INC NEW
12802T101 CAL DIVE INTERNATION
13342B105 CAMERON INTL CORP
261608103 DRESSER-RAND GROUP I
651290108 NEWFIELD EXPL CO
723787107 PIONEER NAT RES CO
845467109 SOUTHWESTERN ENERGY
91913Y100 VAKLERO ENERGY CO
524901105 LEGG MASON INC
665859104 NORTHERN TRUST CORP
712704105 PEOPLES UNITED FINAN
693366205 PICO HOLDINGS INC
743315103 PROGRESSIVE CORP
808513105 SCWAB CHARLES CORP
00817Y108 AETNA INC-NEW
101137107 BOSTON SCIENTIFIC CO
436440101 HOLOGIC INC COM
74834L100 QUEST DIAGNOSTICS
918194101 VCA ANTECH INC
018804104 ALLIANT TECHSYSTEMS
205944101 CON-WAY INC
30162A108 EXELIS INC
302130109 EXPEDITORS INTL WASH
450911201 ITT CORP
760759100 REPUBLIC SERVICES IN
774341101 ROCKWELL COLLINS
784635104 SPX CORP
880779103 TEREX CORP NEW
98419M100 XYLEM INC/NY
032095101 AMPHENOL CORP
12673P105 CA INC
25659T107 DOLBY LABORATORIES
346375108 FORMFACTOR INC
535678106 LINER TECHNOLOG COPR
871503108 SYMANTEC CORP
879664100 TELLABS OPERATIONS I
959802109 WESTERN UNION CO/THE
826552101 SIGMA ALDRICH
810186106 THE SCOTTS MIRACLE
591708102 METROPCS COMMUNICATI
902681105 UGI CORP NEW
517834107 LAS VEGAS SANDS CORP	1,427	2,524
58733R102 MERCADOLIBRE INC	825	1,293
84265V105 SOUTHERN COPPER CORP	981	861
85590A401 STARWOOD HOTELS & RE
12504L109 CBRE GROUP INC
480208Q107 JONES LANG LASALLE
22025Y407 CORRECTIONS CORP OF	2,116	1,924
20030N101 COMCAST CORP CLASS A	4,816	8,938
478366107 JOHNSON CONTROLS INC	5,198	6,618
87612E106 TARGET CORP
872540109 TJX COS INC NEW	2,422	5,799
254687106 WALT DISNEY CO
126650100 CVS/CAREMARK CORPORA	3,092	6,227
50075N101 KRAFT FOODS INC
037411105 APACHE CORP
057224107 BAKER HUGHES INC
166764100 CHEVRON CORP
20825C104 CONOPHILLIPS
008252108 AFFILIATED MANAGERS	2,200	5,205
001055102 AFLAC INC	3,481	4,342
084670702 BERKSHIRE HATHAWAY I	3,135	4,742
14040H105 CAPITAL ONE FINANCIA	2,728	4,443
38141G104 GOLDMAN SACHS GROUP	1,283	1,418
46625H100 JP MORGAN CHASE & CO
902973304 US BANCORP DEL NEW	3,456	5,737
002824100 ABBOTT LABS
883556102 THERMO FISHER SCIENT	3,340	6,681
91324P102 UNITEDHEALTH GROUP I	2,981	5,723
097023105 BOEING CO	2,590	5,050
907818108 UNION PACIFIC CORP	3,531	6,048
911312106 UNITED PARCEL SERVIC	2,625	4,203
88579Y101 3M CO	3,539	5,610
037833100 APPLE INC
17275R102 CISCO SYSTEMS INC	4,756	6,123
268648102 E M C CORP MASS	3,243	3,446
428236103 HEWLETT PACKARD CO
488140100 INTEL CORP
594918104 MICROSOFT CORP	2,858	3,741
68389X105 ORACLE CORPORATION	5,280	6,734
150870103 CELANESE CORP	2,760	3,153
722005667 PIMCO COMMODITY
001084102 AGCO CORP COM	2,601	3,611
001317205 AIA GROUP LTD-SP ADR	5,446	7,496
003021714 ABERDEEN EMERG MARKE	78,121	76,794
00508X203 ACTUANT CORP-CL A
00687A107 ADIDAS-AG ADR	1,744	3,019
009126202 AIR LIQUIDE - ADR	3,984	4,795
018805101 ALLIANZ SE ADR	3,818	5,312
02364W105 AMERICA MOVIL S.A.B.
03073E105 AMERISOURCEBERGEN CO	2,149	3,867
03524A108 ANHEUSER-BUSCH INBEV	7,687	12,243
03748R101 APARTMENT INVT & MGM	2,728	2,695
042068106 ARM HOLDINGS PLC - A	2,513	5,309
045387107 ASSA ABLOY AB-UNSP A	1,073	2,116
049255706 ATLAS COPCO AB ADR	2,256	2,617
053484101 AVALONBAY CMNTYS INC	3,117	2,956
055434203 BG GROUP PLC - ADR	2,889	2,950
055921100 BMC SOFTWARE INC
056752108 BAIDU INC ADR	3,432	5,870
058498106 BALL CORP
088606108 BHP BILLITON LIMITED	3,194	2,387
101121101 BOSTON PROPERTIES IN	3,791	4,115
12082W204 BURBERRY GROUP PLC-S	1,569	1,870
12572Q105 CME GROUP INC	2,702	3,923
126132109 CNOOC - CHINA NATION
12637N105 CSL LIMITED - ADR	1,746	2,769
12673A108 CYS INVESTMENTS INC
133131102 CAMDEN PPTY TR SH BE	2,466	2,275
13466Y105 CAMPUS CREST COMMUNI
136375102 CANADIAN NATL RR CO	3,671	5,873
14170T101 CAREFUSION CORP
143658300 CARNIVAL CORP	2,175	1,968
16359R103 CHEMED CORP NEW
171340102 CHURCH & DWIGHT INC	3,568	4,772
191459205 COCHLEAR LTD-UNSPON	2,136	1,423
19259P300 COINSTAR INC COM
195872106 COLONIAL PPTYS TR CO
20449X203 COMPASS GROUP PLC -	1,644	2,194
229663109 CUBESMART	1,067	1,419
229669106 CUBIC CORP
23304Y100 DBS GROUP HOLDINGS L	2,146	2,442
23317H102 DDR CORP	2,068	2,213
237545108 DASSAULT SYSTEMES S.	4,372	6,837
247916208 DENBURY RESOURCES
25243Q205 DIAGEO PLC - ADR	4,724	7,018
253868103 DIGITAL RLTY TR INC
25960P109 DOUGLAS EMMETT INC
26613Q106 DUPONT FABROS TECHNO	827	939
26884U109 EPR PROPERTIES	1,923	2,114
278865100 ECOLAB INC	1,962	3,337
28617Y101 ELEKTA AB-B SHS-UNSP
29082A107 EMBRAER SA ADR	1,573	1,641
29264F205 ENDO HEALTH SOLUTION
294752100 EQUITY ONE INC	874	1,055
29476L107 EQUITY RESIDENTIAL P	3,361	3,216
297178105 ESSEX PPTY TR COM	2,810	2,870
30212P303 EXPEDIA INC
30225T102 EXTRA SPACE STORAGE	1,279	2,191
30249U101 FMC TECHNOLOGIES INC
307305102 FANUC CORPORATION AD	6,504	7,524
313747206 FEDERAL RLTY INVT TR	1,565	1,825
315616102 F5 NETWORKS INC	2,843	2,090
32054K103 FIRST INDL RLTY TR I	2,090	2,967
33616C100 FIRST REPUBLIC BANK/
343793105 FLSMIDTH & CO A/S AD
358029106 FRESENIUS MEDICAL CA	4,618	5,479
364730101 GANNETT INC	2,156	4,082
368287207 0A0 GAZPROM LEVEL 1	1,871	1,427
370023103 GENERAL GROWTH PROPE	3,458	3,833
375558103 GILEAD SCIENCES INC	2,031	5,933
38143H381 GOLDMAN SACHS COMM S	45,000	43,813
40414L109 HCP INC	1,808	1,889
404280406 HSBC - ADR	9,136	9,537
41043M104 HANG LUNG PPTYS LTD
42217K106 HEALTH CARE REIT INC	1,910	2,089
425883105 HENNES & MAURITZ AB	1,581	2,171
43858F109 HONG KONG EXCH & CLE	3,472	2,988
44107P104 HOST HOTELS & RESORT	4,116	4,646
44980X109 IPG PHOTONICS CORP
45104G104 ICICI BANK LTD. - AD	3,367	2,825
453038408 IMPERIAL OIL LTD COM	2,200	2,256
455807107 INDUST AND COMM BK O	1,384	1,222
457187102 INGREDION INC	1,826	2,259
465562106 ITAU UNIBANCO BANCO	6,973	5,034
466140100 JGC CORP-UNSPONSORED	3,460	4,530
48020Q107 JONES LANG LASALLE I	982	1,126
48667L106 KDDI CORP-UNSPONSORE
495724403 KINGFISHER PLC - ADR	2,207	3,338
500458401 KOMATSU LIMITED - AD	1,719	1,255
50076Q106 KRAFT FOODS GROUP IN	695	1,132
501897102 LI & FUNG LTD ADR
502117203 L'OREAL - ADR	2,802	4,253
502441306 LVMH MOET HENNESSY U	4,219	5,051
515098101 LANDSTAR SYS INC COM
52602E102 LENDER PROCESSING SE
54338V101 LONZA GROUP AG ADR
549764108 LUFKIN INDS INC COM
592688105 METTLER-TOLEDO INTL
59410T106 MICHELIN (CGDE) ADR	1,511	2,114
606822104 MITSUBISHI UFJ FINL	2,120	2,492
609207105 MONDELEZ INTERNATION	1,122	1,942
62474M108 MTN GROUP LTD ADR	1,151	1,323
62855J104 MYRIAD GENETICS INC	4,313	3,189
641069406 NESTLE S.A. REGISTER	15,299	20,164
64126X201 NEUSTAR INC	2,754	3,341
65528V107 NOKIAN TYRES OYJ-UNS	2,154	2,446
66987V109 NOVARTIS AG - ADR	3,896	4,903
670100205 NOVO NORDISK A/S - A	6,149	9,238
683974505 OPPENHEIMER DEVELOPI	21,000	24,687
705015105 PEARSON PLC - ADR	1,508	1,792
70509V100 PEBBLEBROOK HOTEL TR	2,024	2,461
709102107 PENNSYLVANIA REAL ES	738	816
71654V408 PETROLEO BRASILEIRO	1,680	1,006
718546104 PHILLIPS 66	505	1,234
731068102 POLARIS INDS INC COM	2,140	4,515
73755L107 POTASH CORP SASK
74340W103 PROLOGIS INC	5,530	5,986
74460D109 PUBLIC STORAGE INC C	2,827	3,612
74463M106 PUBLICIS GROUPE S.A.	2,576	4,089
74835Y101 QUESTCOR PHARMACEUTI	3,045	3,539
751452202 RAMCO-GERSHENSON PPT	301	425
756255204 RECKITT BENCKIS/S AD	1,743	2,623
759509102 RELIANCE STL & ALUM	1,650	2,199
76131V202 RETAIL PROPERTIES OF	187	254
767204100 RIO TINTO PLC - ADR
771195104 ROCHE HOLDINGS LTD -	7,697	12,636
778296103 ROSS STORES INC	3,153	4,121
780097689 ROYAL BANK OF SCOTLA
780259206 ROYAL DUTCH SHELL PL	5,552	5,702
783764103 RYLAND GROUP INC	2,501	3,212
78440X101 SL GREEN REALTY CORP	3,433	4,249
78572M105 SABMILLER PLC - ADR	2,228	2,923
803054204 SAP AG - ADR	5,370	8,104
803866300 SASOL LIMITED - ADR	1,239	1,187
804395101 SAUL CTRS INC COM	1,026	1,193
80585Y308 SBERBANK-SPONSORED A
806857108 SCHLUMBERGER LTD	11,412	12,435
80687P106 SCHNEIDER ELECTRIC S	3,459	4,019
81721M109 SENIOR HOUSING PROP	954	978
826197501 SIEMENS AG - ADR
828806109 SIMON PROPERTY GROUP	8,648	12,629
83569C102 SONOVA HOLDIN-UNSPON	1,295	1,802
835898107 SOTHEBYS	3,031	4,309
86272T106 STRATEGIC HOTELS & R	1,059	1,503
867892101 SUNSTONE HOTEL INVS	1,257	1,447
86959C103 SVENSKA HANDELSB-A-U	1,037	1,530
870123106 SWATCH GROUP AG/THE-	2,422	4,084
87160A100 SYNGENTA AG - ADR	1,712	1,839
87162H103 SYNTEL INC	2,386	4,184
87184P109 SYSMEX CORP-UNSPON A	2,058	2,969
87264S106 TRW AUTOMOTIVE HLDGS	2,469	3,943
874039100 TAIWAN SEMICONDUCTOR	5,615	6,069
876664103 TAUBMAN CTRS INC COM	2,048	1,662
88019R690 TEMPLETON EMER MKT S	21,000	25,071
88032Q109 TENCENT HOLDINGS LTD	774	2,061
88076W103 TERADATA CORP
881575302 TESCO PLC - ADR	2,120	1,802
881624209 TEVA PHARMACEUTICAL
891027104 TORCHMARK CORP
89151E109 TOTAL S.A. - ADR	8,600	9,558
892331307 TOYOTA MOTOR CORPORA	2,097	3,048
899415202 TULLOW OIL PLC ADR
900148701 TURKIYE GARANTI BANK	3,032	2,054
90384S303 ULTA SALON COSMETICS	2,633	2,896
90460M204 UNI CHARM CORPORATIO	2,542	3,487
904767704 UNILEVER PLC - ADR	1,094	1,483
920253101 VALMONT INDS INC	2,857	3,579
92276F100 VENTAS INC COM	2,823	3,036
92857W209 VODAFONE GROUP PLC N
929042109 VORNADO REALTY TRUST	3,662	3,996
92933H101 WPP GRP PLC AMER DEP
93114W107 WAL-MART DE MEXICO-S
94946T106 WELLCARE HEALTH PLAN	2,989	3,310
95082P105 WESCO INTL INC	3,219	4,462
96208T104 WEX INC
981419104 WORLD ACCEP CORP DEL
983919101 XILINX INC	691	964
98418R100 XINYI GLASS HOLDI-UN	531	962
988498101 YUM BRANDS INC	2,212	2,495
D18190898 DEUTSCHE BANK AG REG	1,636	1,737
G0457F107 ARCOS DORADOS HOLDIN
G1151C101 ACCENTURE PLC	1,187	1,562
G16962105 BUNGE LIMITED	2,904	3,284
G29183103 EATON CORP PLC	1,557	2,284
M22465104 CHECK POINT SOFTWARE
N07059210 ASML HOLDING NV-NY R	2,412	2,998
N72482107 QIAGEN N.V.
N97284108 YANDEX NV-A	1,422	2,244
001204106 AGL RES INC COM	1,990	2,125
00184X105 AOL INC	3,680	4,522
00287Y109 ABBVIE INC	1,956	3,961
02263T104 AMADEUS IT HOLDING-U	1,052	1,368
025676206 AMERICAN EQUITY INVT	3,017	3,245
025932104 AMERICAN FINL GROUP	3,147	3,810
042735100 ARROW ELECTRS INC	3,516	3,960
05564E106 BRE PPTYS INC CL A 1	1,575	1,696
05946K101 BANCO BILBAO VIZCAYA	3,677	4,460
071813109 BAXTER INTL INC	2,940	2,852
072743206 BAYERISCHE MOTOREN W	3,058	3,667
112463104 BROOKDALE SR LIVING	1,102	1,060
13645T100 CANADIAN PAC RY LTD	2,420	3,026
16941M109 DPS CHINA MOBILE LIM	1,890	1,830
189754104 COACH INC	4,143	3,929
233326107 DST SYS INC COM	3,697	4,900
264411505 DUKE REALTY CORPORAT	1,678	1,444
26852M105 EII INTERNATIONAL PR	76,222	75,105
26875P101 EOG RESOURCES, INC	1,006	1,175
30215C101 EXPERIAN PLC - ADR	1,276	1,309
30219E103 EXPRESS INC	3,583	2,819
38259P508 GOOGLE INC	5,380	6,724
38526M106 GRAND CANYON EDUCATI	3,413	3,750
428291108 HEXCEL CORP NEW COM	2,304	3,084
440543106 HORNBECK OFFSHORE SV	3,112	3,495
456837103 ING GROEP N.V. - ADR	2,134	2,788
46115H107 INTESA SANPAOLO-SPON	1,476	1,585
48137C108 JULIUS BAER GROUP LT	1,223	1,226
49427F108 KILROY REALTY CORP C	1,538	1,505
50048H101 KONE OYJ-B-UNSPONSOR	1,175	1,220
501173207 KUBOTA LIMITED - ADR	1,661	1,839
517942108 LASALLE HOTEL PROPER	751	741
536797103 LITHIA MOTORS INC CL	4,030	4,026
550021109 LULULEMON ATHLETICA	2,020	1,771
58155Q103 MCKESSON CORP	4,040	5,488
58463J304 MEDICAL PPTYS TR INC	807	599
596278101 MIDDLEBY CORP	1,758	1,918
600544100 MILLER HERMAN INC	1,789	1,742
606783207 MITSUBISHI ESTATE CO	2,430	2,441
61022V107 MONOTARO CO LTD-UNSP	736	680
637071101 NATIONAL OILWELL INC	3,976	4,295
65249B109 NEWS CORP/NEW	259	451
654902204 NOKIA CORPORATION -	632	633
679580100 OLD DOMINION FREIGHT	2,693	3,340
690768403 OWENS ILL INC COM NE	1,813	2,397
69367U105 BANK MANDIRI TBK UNS	610	446
69480U206 PACIFIC RUBIALES ENE	1,960	1,674
78454L100 SM ENERGY CO	3,818	3,657
857477103 STATE STREET CORP	1,081	1,101
86562X106 SUMITOMO MITSUI TR-S	2,022	2,074
870297801 MLN ELEMENTS ROGERS	17,208	17,124
87157D109 SYNAPTICS INC	2,756	3,627
876568502 TATA MTRS LTD ADR	1,031	1,294
88019R641 TEMPLETON FRONTIER M	44,000	48,163
90130A101 TWENTY FIRST CENTURY	919	2,286
902641646 E-TRACS ALERIAN MLP	8,870	9,187
90347A100 UBIQUITI NETWORKS IN	3,604	4,182
909218109 UNIT CORP	3,387	3,717
92937A102 WPP PLC NEW	3,217	5,743
930059100 WADDELL & REED FINAN	3,149	4,298
G81477104 SINA CORPORATION	595	843
H0023R105 ACE LIMITED	2,128	2,278

Description	Revenue And Expenses Per Books	Net Investment Income
FEE REBATES	3,012	3,012
PARTNERSHIP INTEREST INCOME		35
PARTNERSHIP OTHER INCOME		1,266
PARTNERSHIP LT GAINS		3,419
PARTNERSHIP ST LOSS		-187

Description	Amount
MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE	1,496
ROUNDING	8

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
123998007 CHAMBERS STREET PROP
04315J860 ARTIO GLOBAL HIGH IN
693390304 PIMCO LOW DURATION F
72369B406 PIONEER HIGH YIELD
949917538 WELLS FARGO ADVANTAG
957663107 WESTERN ASSET LIMITE
261980494 DREYFUS EMG MKT DEBT
693390882 PIMCO FOREIGN BD FD
ASGI AGILITY INCOME FUND
025083320 A,EROCAM CENTURY SMA
89155H256 TOUCHSTONE SMALL CAP
784924425 SSGA EMERGIN MKT
ASGI MESIROW INSIGHT TEI FUND
G0457F107 ARCOS DORADOS HOLDIN
404280406 HABC - ADR
641069406 NESTLE S.A. REGISTER
670100205 NOVO NORDISK A/S - A
767204100 RIO TINTO PLC - ADR
771195104 ROCH HOLDINGS
780259206 ROYAL DUTCH SHELL
89151E109 TOTAL S.S. -ADR
008474108 AGNICO EAGLE MINES
12626K203 CRH PLC - ADR
H27178104 FOSTER WHEELER AG
H2906T109 GARMIN LTD
G47791101 INGERSOLL-RAND PCL
760975102 RESEARCH IN MOTION
83172R108 SMART TECHNOLOGIES
H8817H100 TRANSOCEAN LTD
H27013103 WEATHERFORD INTERNAT
465562106 ITAU UNIBANCO BANCO
009126202 AIR LIQUIDE - ADR
018805101 ALLIANZ SE
02364W105 AMERICA MOVIL S.A.B.
042068106 ARM HOLDINGS PLC - A
049255706 ATLAS COPCO AB
055434203 BG GROUP PLC - ADR
G16962105 BUNGE LIMITED
136375102 CANADIAN NATL RR CO
138006309 CANON INC - ADR
143658300 CARNIVAL CORP
16940R109 CHINA RESOURCES ENTE
191459205 COCHLEAR LIMITED
12637N105 CSL LIMITED
237545108 DASSAULT SYSTEMES S.
23304Y100 DBS GROUP HOLDINGS L
296036304 ERSTE GROUP BANK
307305102 FANUCA CORP
358029106 FRESENIUS MEDICAL
44351103 HOYA CORP
404280406 HSB - ADR
45104G104 ICICI BANK LD
453038408 IMPERIAL OIL LTD
466160100 JSC CORP
48206M102 JUPITER TELECOM - UN
502117203 L'OREAL - ADR
501897102 LI & FUNG LTD
54338V101 LONZA GROUP AG
502441306 LVMH MOET HENNESSY
62474M108MTN GROUP LTD
641069406 NESTLE S.A. REGISTER
66987V109 NOVARTIS AG - ADR
71654V101 PETROLEO BRASILEIRO
N72482107 QIAGEN N.V
771195104 ROCHE HOLDINGS LTD
803054204 SAP AG - ADR
803866300 XZXOL LIMITED - ADR
806857108 SCHLUMBERGER LTD
80687P106 SCHNEIDER ELECTRIC
83569C102 SONOVA HOLDING
870123106 SWATCH GROUP
874039100 TAIWAN SEMICONDUCTOR
881575302 TESCO PLC - ADR
900148701 TURKIYE GARANTI BANK
90460M105 UNICHARM CORP
904767704 UNILEVER PLC - ADR
933114W107 WALMART DE MEXICO
92933H101 WPP GROUP PLC
368287207 OAO GAZPROM LEVEL 1
465562106 ITAU UNIBANCO BANCO
928662402 VOLKSWAGEN AG PFD
00687A107 ADIDAS-AG
042068106 ARM HOLDINGS PLC - A
045387107 ASSA ABLOY AB
055434203 BG GROUP PLC - ADR
136385101 CANADIAN NAT
136375102 CANADIAN NATL RR CO
138006309 CANON INC - ADR
143658300 CARNIVAL CORP
M22465104 CHECK POINT SOFTWARE
126132109 CNOOC - CHINA NATION
225401108 CREDIT SUISSE GROUP
237545108 DASSAULT SYSTEMES S
29082A107 EMBRAER SA
307305102 FANUC CORP
343793105 FLSMIDTH & CO A/S
358029106 FRESENIUS MEDICAL CA
41043M104 HANG LUNG PPTYS
425883105 HENNES & MAURITZ AB
43858F109 HONG KONG EXCHANGES
455807107 INDUSTRIAL AND COMME
456837103 ING GROEP N.V.
48667L106 KIDDI CORP
4957244030 KINGFISHER PLC - AD
500458401 KOMATSU LIMITED
501897102 LI & FUNG LTD
502441306 LVMH MOET HENNESSY
606822104 MITSUBISHI UFJ FINL
641069406 NESTLE S.A. REGISTER
66987V109 NOVARTIS AG - ADR
670100205 NOVO NORDISK A/S
73755L107 POTASH CORP SASK
74463M106 [IB;OCS GROUPE S.A.
756255105 RECKITT BENCHISER GR
78572M105 SABMILLER PLC - ADR
803054204 SAP AG - ADR
80585Y308 SBERBANK OF RUSSIA
806857108 SCHLUMBERGER LTD
826197501 SIEMENS AG - ADR
870123106 SWATCH GROUP AG
878742204 TECK RESOURCES
879382208 TELFONICA SA - ADR
880032Q109 TENCENT HOLDIGNS LI
88155302 TESCO PLCE - ADR
881624209 TEVA PHARMACEUTI
892331307 TOYOTA MOTOR CORP
900148701 TURKIYE GARANTI
92857W209 VONAFONE GROUP PLC
93114W107 WALMART DE MEXICO
N97284108 YANDEX NV
26613Q106 DUPONT FABROS TECHNO
024013104 AMERICAN ASSETS TRUS
024835100 AMERICAN CAMPUS CMNT
035710409 ANNALY CAPITAL MANAG
03748R101 APARTMENT INVT & MGM
044103109 ASHFORD HOSPITALITY
053484101 AVALONBAY CMNTYS
101121101 BOSTON PROPERTIES
05564E106 BRE PPTYS INC CL
133131102 CAMDEN PPTY TR
195872106 COLONIAL PPTYS TR CO
253868103 DIGITAL RLTY TR
25960P109 DOUGLAS EMMETT INC
28140H104 EDUCATION RLTY TR
29380T105 ENTERTAINMENT PPTYS
29472T108 EQUITY LIFESTYLE PPT
294752100 EQUITY ONE INC
29476L107 EQUITY RESID. PPTYS
297178105 ESSEX PPTY TR COM
30225T102 EXTRA SPACE STORAGE
3137140206 FEDERA RLTY INVT
370023103 GENERAL GROWTH PROPE
379302102 GLIMCHER RLTY TR
40414L109 HCP INC
42217K106 HEALTH CARE REIT INC
427825104 HERSHA HOSPITALITY
431284108 HIGHWOODS PPTYS INC
44107P104 HOST HOTELS & RESORT
49446R109 KIMCO RLTY
517942108 LASALLE HOTEL PROPER
554382101 MACERICH CO COM
74340W103 PROLOGIS INC
69360J107 PS BUSINESS PARKS
74460D109 PUBLIC STORAGE
751452202 RAMCO-GERSHENSON PPT
828806109 SIMON PROPERTY GROUP
78440X101 SL GREEN REALTY
876664103 TAUBMAN CTRS INC
92276F100 VENTAS INC COM
929042109 VORNADO REALTY
03524A108 ANHEUSER-BUSCH
088606108 BHP BILLITON LIMITED
G24140108 COOPER INDUSTRIES PL
25243Q205 DIAGEO PLC - ADR
641069406 NESTLE S.A. REGISTER
66987V109 NOVARTIS AG - ADR
806857108 SCHLUMBERGER LTD
881624209 TEVA PHARMACEU
92857W209 VODAFONE GROUP PCL N
4812C0803 JPMORGAN HIGH YIELD
52469E807 WESTERN ASSET SHRT-T
70299RF16 PARTNERS GROUP PRIV	AT COST	75,000	100,819
72201P522 PIMCO EM MKTS CORP B
AUR992408 AURORA DIVERSIFIED I
GRA991003 GRAHAM ALT INV FUND
GTC997004 ASGI CORBIN MULTI ST	AT COST	50,000	53,967
GTY995004 ASGI AGILITY INCOME	AT COST	110,000	116,655
RCI991006 RICI LINKED PAM TOTA	AT COST	45,000	45,338
GRA994205 GRAHAM ALT INV FD II	AT COST	58,833	52,534
GTA994003 ASGI AURORA OPPORTUN	AT COST	75,000	77,772

Description	Amount
MUTUAL FUND POSTING DATE AFTER TYE	1,201
ROC BASIS ADJUSTMENT	285
DISALLOWED WASH SALES	71

Description	Revenue and Expenses per Books	Net Investment Income	Disbursements for Charitable Purposes
GRANT ADMIN FEES	451	0	451
ADR FEES	260	260	0
PARTNERSHIP OTHER DEDUCTIONS		1,246	0

Category	Amount	Net Investment Income
FOREIGN TAXES	852	852
FEDERAL ESTIMATES - PRINCIPAL	570	0
FOREIGN TAXES ON QUALIFIED FOR	281	281
FOREIGN TAXES ON NONQUALIFIED	130	130