Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
Lighten Family Foundation
 
% c/o Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside RdSuite 123Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

20-8069108
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$5,869,004J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet
3 Interest on savings and temporary cash investments 490 490  
4 Dividends and interest from securities...... 132,663 132,663  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 317,351
b Gross sales price for all assets on line 6a 2,442,134
7 Capital gain net income (from Part IV, line 2)... 317,351
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 90 90  
12 Total. Add lines 1 through 11........ 450,594 450,594  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 46,951 46,951    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 3,100 2,600    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 16,325 790   15,535
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 66,376 50,341   15,535
25 Contributions, gifts, grants paid........ 376,056 376,056
26 Total expenses and disbursements. Add lines 24 and 25 442,432 50,341   391,591
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 8,162
b Net investment income (if negative, enter -0-) 400,253
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 154,067 485,820 485,820
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 2,056,709 Click to see attachment2,458,746 3,669,205
c Investments—corporate bonds (attach schedule)........ 1,313,737 Click to see attachment1,088,109 1,127,105
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 1,003,169 Click to see attachment503,169 586,874
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 4,527,682 4,535,844 5,869,004
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 4,527,682 4,535,844
30 Total net assets or fund balances (see page 17 of the
instructions).................... 4,527,682 4,535,844
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 4,527,682 4,535,844
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 4,527,682
2 Enter amount from Part I, line 27a..................... 2 8,162
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 4,535,844
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 4,535,844
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b ARDEN FOCUSED GLOBAL MACRO FUND LTD P 2010-07-26  
c ARDEN FOCUSED GLOBAL MACRO FUND LTD P 2010-07-26  
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,900,871   1,624,783 276,088
b 487,137   450,000 37,137
c 54,126   50,000 4,126
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       276,088
b       37,137
c       4,126
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 317,351
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 410,963 5,336,524 0.077009
2011 312,414 5,428,906 0.057546
2010 374,374 5,221,067 0.071705
2009 227,344 4,736,569 0.047998
2008 216,188 4,012,158 0.053883
2 Total of line 1, column (d) ...................... 2 0.308141
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.061628
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 5,669,719
5 Multiply line 4 by line 3....................... 5 349,413
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 4,003
7 Add lines 5 and 6......................... 7 353,416
8 Enter qualifying distributions from Part XII, line 4.............. 8 391,591
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 4,003
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 4,003
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,003
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 1,671
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 2,332
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,003
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletDE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletco Foundation Source Telephone no.bullet (800) 839-1754
    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    Adrienne J Lighten VP
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Alexis N Lighten VP
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Christopher W Lighten VP
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Janifer Lynn Lighten VP
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    William E Lighten Pres / Dir / Sec
    1.0     		0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    283,486
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    4,003
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,003
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    279,483
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    279,483
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    279,483
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 279,483
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only.......  
    b Total for prior years:2011, 2010, 2009  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 16,592
    b From 2009.......  
    c From 2010....... 119,359
    d From 2011....... 47,249
    e From 2012....... 146,861
    fTotal of lines 3a through e......... 330,061
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 391,591
    a Applied to 2012, but not more than line 2a  
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 279,483
    e Remaining amount distributed out of corpus 112,108
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 442,169
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		16,592
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		425,577
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010.... 119,359
    c Excess from 2011.... 47,249
    d Excess from 2012.... 146,861
    e Excess from 2013.... 112,108
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    JANIFER LYNN LIGHTEN
    WILLIAM E LIGHTEN
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ALVIN AILEY DANCE FOUNDATION INC
    405 W 55TH ST
    NEW YORK,NY10019     		N/A PC General & Unrestricted 1,000
    BOYS AND GIRLS CLUB OF NEW ROCHELLE INC
    79 7TH ST
    NEW ROCHELLE,NY10801     		N/A PC General & Unrestricted 500
    CENTER CHAPEL MISSIONARY BAPTIST CHURCH
    3715 E SHELBY DR
    MEMPHIS,TN38118     		N/A PC General & Unrestricted 5,000
    COLON CANCER CHALLENGE FOUNDATION
    10 NEW KING ST STE 202
    WHITE PLAINS,NY10604     		N/A PC General & Unrestricted 2,000
    FAMILY SERVICES OF WESTCHESTER INC
    ONE GATEWAY PLZ
    PORT CHESTER,NY10573     		N/A PC General & Unrestricted 5,000
    FELLAS COLLEGE SCHOLARSHIP FUND
    99 BAYEAU RD
    NEW ROCHELLE,NY10804     		N/A PC General & Unrestricted 400
    FOUNDATION OF WESTCHESTER CLUBMEN INC
    8 IDLEWOOD RD
    WHITE PLAINS,NY10605     		N/A PC General & Unrestricted 2,000
    GRACE BAPTIST CHURCH
    52 S 6TH AVE
    MT VERNON,NY10550     		N/A PC General & Unrestricted 15,000
    JACK AND JILL OF AMERICA FOUNDATION
    148 LORRAINE AVE
    MOUNT VERNON,NY10553     		N/A PC General & Unrestricted 500
    METRO-MANHATTAN COMMUNITY FOUNDATION INC
    450 N END AVE
    NEW YORK,NY10282     		N/A PC General & Unrestricted 2,000
    MOUNT VERNON MB CHURCH
    6580 HWY 57 E
    ROSSVILLE,TN38066     		N/A PC General & Unrestricted 500
    NAACP LEGAL DEFENSE AND EDUCATIONAL FUND INC
    99 HUDSON ST FL 16
    NEW YORK,NY10013     		N/A PC General & Unrestricted 25,000
    NEW ROCHELLE BASKETBALL ASSOCIATION INC
    1 N BROADWAY STE 1502
    WHITE PLAINS,NY10601     		N/A PC General & Unrestricted 1,500
    NEW ROCHELLE POLICE FOUNDATION INC
    475 N AVE
    NEW ROCHELLE,NY10801     		N/A PC General & Unrestricted 4,075
    NEW YORK THEOLOGICAL SEMINARY
    475 RIVERSIDE DR STE 500
    NEW YORK,NY10115     		N/A PC General & Unrestricted 5,000
    OUR MOTHERS HOME OF SOUTHWEST FLORIDA INC
    7438 CARRIER RD
    FORT MYERS,FL33967     		N/A PC Nurturing Parent Program 1,000
    RETT SYNDROME RESEARCH TRUST INC
    67 UNDER CLIFF RD
    TRUMBULL,CT06611     		N/A PC General & Unrestricted 500
    STONE TRUST CORPORATION
    680 WASHINGTON BLVD STE 10
    STAMFORD,CT06901     		N/A POF expenditure responsibility grant 10,000
    THE APOLLO THEATER FOUNDATION INC
    253 W 125TH ST
    NEW YORK,NY10027     		N/A PC General & Unrestricted 25,000
    US DEPARTMENT OF EDUCATION Presidential Scholar
    OFC OF COMMUNICATIONS AND OUTREACH
    400 Maryland Ave SW
    WASHINGTON,DC20202     		N/A PC General & Unrestricted 10,000
    Y-APPLY INC
    628 W 151ST ST APT 2B
    NEW YORK,NY10031     		N/A PC General & Unrestricted 9,000
    YALE UNIVERSITY
    PO BOX 208232
    NEW HAVEN,CT06520     		N/A PC General & Unrestricted 1,081
    YALE UNIVERSITY
    PO BOX 208239
    NEW HAVEN,CT06520     		N/A PC Janifer and William Lighten New Residential College Theater 250,000
    Total .................................bullet 3a 376,056
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 490  
    4 Dividends and interest from securities....     14 132,596  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 317,351  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aK-1 Inc/Loss     14 157  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   450,594  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13450,594
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


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    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

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    TY 2013 DepreciationSchedule
    Name:
    Lighten Family Foundation
    EIN: 20-8069108
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 ExpenditureResponsibilityStmt
    Name:
    Lighten Family Foundation
    EIN: 20-8069108
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    STONE TRUST CORPORATION
          		680 WASHINGTON BLVD STE 10
    Stamford,CT06901     		2013-12-31 10,000 To support the undergraduate education program.   NO Expected in 2015   none necessary

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    Lighten Family Foundation
    EIN: 20-8069108
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ACMP/ACMP FIN ACMP 4.875% 05/1 11,849 11,580
    AIRCASTLE LTD SR NT - 6.750% - 6,240 6,690
    ALLIANT TECHSYSTEMS INC - 6.87 10,453 10,775
    ALLY FINL INC - 8.000% - 03/15 4,540 4,795
    AMERICAN TOWER CORP 4.5% 02/15 15,037 15,111
    AMERICAN WEST AIRLS-8.057%-07/ 5,237 6,025
    AMERISTAR CASINOS INC - 7.500% 5,475 5,425
    ANHEUSER-BUSCH INBEVFIN NOTE 0 24,940 22,958
    AT&T INC GLBL NT - 3.000% - 02 20,086 18,843
    AUTONATION INC NOTES-06.750%-0 9,285 10,418
    AVIS BUDGET CAR - 8.250% - 01/ 5,475 5,450
    BALL CORP NTS - 5.000% - 03/15 6,053 5,940
    BANK AMER CORP FR - 3.30000% - 14,992 14,194
    BANK AMER FDG CORP SR NT-L 7.6 11,263 12,410
    BANK OF NEW YORK MELLON 5.450% 20,151 22,722
    BE AEROSPACE INC 05.250% - 04/ 11,306 11,165
    BECTON DICKINSON & CO 5.00000% 20,066 22,425
    BERKSHIRE HATHAWAY INC DEL - 3 4,986 4,973
    CASE CORP NT 7.25000% 01/15/20 5,170 5,513
    CATERPILLAR FINL SVCS MTNS - 7 20,338 24,584
    CBRE SERVICES INC BOND 05.0000 11,954 11,535
    CCO HLDGS LLC / CCO HLDGS CAP 5,685 5,670
    CCO HLDGS LLC CAP CORP - 6.500 11,141 11,303
    CDW LLC/ CDW FIN CORP - 8.000% 3,345 3,270
    CHESAPEAKE ENERGY CORP - 6.12 5,344 5,363
    CHEVRON CORP - 3.191% - 06/24/ 24,999 23,998
    CHS/CMNTY HEALTH SYS INC - 7.1 5,106 5,188
    CIT GROUP INC BOND - 05.000% - 15,955 17,080
    CLEAR CHANNEL WORLDWIDE BOND - 11,040 11,234
    CONTINENTAL AIRLINES-4.750%-01 13,455 14,218
    CONTINENTAL RESOURCES INC 4.50 5,985 6,083
    CROWN AMERICAS LLC/CAP CORP II 5,539 5,425
    CSC HLDGS INC - 7.625% - 07/15 4,375 5,719
    DELPHI CORP BOND 05.00000% 02/ 6,483 6,173
    ECHOSTAR DBS CORP SR NT - 7.12 15,210 16,613
    EL PASO CORP - 7.000% - 06/15 10,000 11,306
    ENERGY TRANSFER EQUITY - 7.500 9,645 10,103
    EOG RESOURCES INC NOTES 05.625 24,953 28,689
    EVEREST ACQ LLC - 9.375% - 05/ 6,788 6,923
    FORD MOTOR CREDIT CO LLC - 5.8 27,437 28,342
    GENERAL ELEC CAP CORP MTN BE 3 24,942 23,718
    GENON ESCROW CORP - 9.875% - 1 6,083 6,660
    GMAC LLC GTD SR NT - 8.000% - 8,395 10,766
    GRAPHIC PACKAGING INTL 4.75% 0 5,935 5,940
    HALCON RESOURCES CORP 8.875% 5 5,120 5,050
    HARRAHS OPER INC SR SECD - 11. 5,315 5,100
    HCA INC - 7.875% - 02/15/2020 16,990 17,180
    HERTZ CORP SR NT - 6.750% - 04 6,540 6,405
    HEWLETT PACKARD CO-04.300%-06/ 24,765 25,338
    HUNTINGTON INGALLS INDS INC - 11,645 11,880
    IBM CORP BOND 03.375% - 08/01/ 25,382 24,357
    ICAHN ENTERPRISES - 8.000% - 0 11,948 12,480
    INTELSAT JACKSON HLDGS LTD - 7 10,544 10,800
    INTERNATIONAL LEASE FIN CORP - 5,438 5,850
    IRON MOUNTAIN INC BOND - 5.750 6,093 5,565
    IRON MTN INC DEL SR SB NT - 8. 6,315 6,465
    JOHNSON CTLS INC SR NT 5.00000 25,045 27,310
    JPMORGAN CHASE & CO BOND 03.20 14,981 14,220
    JPMORGAN CHASE & CO NT - 4.625 10,859 10,780
    KINETIC CONCEPTS INCSR NT 10.5 5,450 5,750
    L-3 COMMUNICATIONS CORP - 4.75 24,090 26,033
    LEUCADIA NATL CORP NTS - 8.125 8,263 9,965
    LEVEL 3 FINANCING INC. BOND- 8 10,743 10,950
    LINN ENERGY LLC - 7.750% - 02/ 5,113 5,288
    LUBRIZOL CORP NOTES 08.87500% 21,908 25,947
    MARKWEST ENERGY - 5.500% - 02/ 11,258 11,083
    MARKWEST ENERGY PARTNERS-06.75 6,173 6,510
    MASCO CORP NT - 5.950% - 03/15 8,989 9,518
    MGM MIRAGE INC NOTES - 7.625% 6,015 6,825
    MORGAN STANLEY BD - 5.500% - 0 28,193 27,936
    NCR CORP - 5.000% - 07/15/2022 5,854 5,708
    NRG ENERGY INC-8.50%-06/15/201 10,358 10,675
    OFFSHORE GROUP INVT LTD - 7.5% 5,413 5,438
    OIL STS INTL INC SR NT 6.50000 6,460 6,383
    PEABODY ENERGY CORP NOTE - 6.5 5,005 5,263
    PLAINS EXPL& PRO CO - 6.625% - 5,275 5,483
    POST HLDGS INC SR NT 7.37500% 17,313 17,120
    PRAXAIR INC NT 4.50000% 08/15/ 15,225 16,616
    RANGE RES CORP - 6.750% - 08/0 10,583 10,825
    REYNOLDS GROUP ISSUER LLC - 5. 4,950 5,100
    SALLY HLDGS LLC - 5.750% - 06/ 5,338 5,200
    SANDRIDGE ENERGY INCSR NT - 7. 4,981 5,238
    SEARS HLDGS CORP - 6.625% - 10 9,798 10,860
    SLM CORP BOND 05.500% 01/25/20 5,655 5,668
    SMITHFIELD FOODS INC - 7.750% 3,703 5,863
    SPRINT CAP CORP GTD NT - 6.900 9,380 10,925
    T-MOBILE USA INC 6.542% 042820 5,219 5,313
    TENET HEALTHCARE CORP - 4.750% 5,944 5,865
    TW TELECOM HOLDINGS INC COMPAN 4,769 4,913
    U S BANCORP MTNS BK SR NT - 4. 10,980 10,628
    UNITED RENTALS NORTH NTS - 9.2 11,473 12,265
    UNITED TECHNOLOGIES CORP 04.50 16,618 16,319
    VISTEON CORP SR NT - 6.750% - 4,950 5,313
    WEATHERFORD INTL LTD - 4.500% 20,108 20,126
    WELLS FARGO CO - 4.600% - 04/0 26,724 27,405
    WYNN LAS VEGAS LLC - 7.875% - 5,388 5,513
    ZAYO GROUP LLC/ZAYO CAP - 8.12 5,569 5,475
    VERIZON COMMUNICATIONS 2.45% 1 19,165 17,705

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    Lighten Family Foundation
    EIN: 20-8069108
    Name of Stock End of Year Book Value End of Year Fair Market Value
    361 MANAGED FUTURES STRATEGY F 12,352 11,760
    3M CO 28,787 45,581
    ACCENTURE PLC 25,207 41,110
    ACCOR SA LTD S/ADR 7,340 10,323
    ADT LTD. 4,179 10,725
    AFLAC INC. 17,066 22,044
    AISIN SEIKO CO LTD 9,330 9,425
    AMC NETWORKS INC 3,852 18,253
    AMERICA MOVIL SA 7,911 8,951
    AMERICAN EXPRESS CO 11,304 34,024
    AMERISOURCEBERGEN CORP 11,638 28,124
    ANADARKO PETROLEUM CORP 15,326 28,952
    AQR MANAGED FUTURES FUND CL N 11,986 12,470
    AQR MULTI STRATEGY ALTERNATIVE 12,426 12,134
    ARRAY BIOPHARMA INC 2,675 2,154
    ARRIS GROUP INC - COMMON STOCK 3,745 8,762
    ASAHI KAISAI CP ADR 6,436 9,549
    ATMEL CORPORATION 7,553 10,962
    AUTODESK, INC. 11,791 29,689
    AVNET INC. 4,968 7,499
    AXA ADS 5,345 10,431
    BANCO BILBAO ARG SA 7,878 10,730
    BANK NEW YORK MELLON CORP COM 26,919 40,181
    BARCLAYS PLC ADR 9,200 9,663
    BERKSHIRE HATHAWAY INC. CLASS 20,609 38,532
    BIOGEN IDEC INC 12,201 60,107
    BLACKROCK EMERGING MRKTS LG SH 83,819 83,629
    BLACKROCK GLOBAL LONG SHORT CR 8,024 8,152
    BOEING CO 13,140 25,524
    BOMBARDIER INC B 13,187 13,985
    BRITISH AMERICAN TOBACCO PLC 16,401 19,980
    BROADCOM CORPORATION 10,910 15,122
    CABLEVISION SYSTEMS CORP CL A 11,554 21,337
    CAE INC 5,963 7,198
    CAMECO CORPORATION 10,421 7,373
    CAP GEMINI SA UNSP/ADR 6,718 10,229
    CHECK POINT SOFTWARE TECHNOLOG 7,828 9,933
    CINCINNATI BELL INC 4,364 4,842
    CINTAS CRP 12,885 25,326
    CLOROX CO 17,858 21,706
    COCA-COLA CO 16,785 21,109
    COGNEX CORPORATION 1,339 6,109
    COLGATE-PALMOLIVE COMPANY 14,606 21,585
    COMCAST CORP 20,672 76,814
    COMERICA INC 17,225 30,901
    COVIDIEN LTD 32,857 53,459
    CREE, INC. 22,853 35,324
    CSX CORP 17,255 22,843
    CUMMINS INC 4,953 14,097
    DAIMLERCHRYSLER AG 9,207 15,559
    DBS GROUP HLDGS SPON ADR 7,076 8,141
    DEUTSCHE BOERSE ADR 6,769 11,146
    DEVON ENERGY CORPORATION 33,782 34,029
    DIAGEO PLC ADS 13,869 20,525
    DIRECTV GROUP 4,610 20,027
    DISCOVERY COMMUNICATIONS, INC 4,806 17,191
    DOLBY LABORATORIES 11,613 11,954
    EMERSON ELECTRIC CO. 17,784 22,738
    ENDOCYTE INC 2,756 1,709
    EUROPEAN ARNUTC D&S ADR 4,703 9,767
    EXPEDITORS INTL WASH INC. 21,640 25,444
    FAIRWAY GROUP HOLDINGS CORPORA 1,698 1,816
    FLUOR CORP 14,040 28,102
    FOREST LABORATORIES 32,575 60,029
    FOSTER WHEELER AG 7,237 10,890
    FREEPORT-MCMORAN COPPER & GOLD 2,878 7,548
    GANNETT CO INC 6,630 13,607
    GEA GROUP AG ADR 6,093 10,680
    GLAXOSMITHKLINE PLC 12,894 16,017
    GOLDMAN SACHS DYNAMIC ALLOCATI 17,008 16,841
    GOLDMAN SACHS N-11 EQUITY A 28,452 26,864
    GROUPE DANONE ADS 27,451 29,040
    HARDING, LOEVNER FUNDS, INC. E 49,922 53,853
    HARMONIC INC. 5,059 3,911
    HEINEKEN N V S ADR 7,243 8,643
    HELMERICH PAYNE 3,910 10,090
    HEXCEL CP DELAWARE 4,147 8,715
    HITACHI LTD 12,102 14,441
    IAC/INTERACTIVE CORP 1,141 4,806
    ICAP PLC SPON ADR 7,689 11,150
    ILLINOIS TOOL WORKS 38,703 62,807
    IMMUNOGEN, INC 1,269 2,054
    INTEL CORP 20,166 23,052
    INTERXION HOLDING N.V. 3,741 5,194
    IPSEN S A SPON ADR 9,060 9,589
    ISHARES CORE MSCI EMERGING MAR 88,120 88,412
    ISIS PHARMACEUTICALS, INC. 3,756 10,358
    JANUS CAPITAL GROUP INC. 2,181 3,711
    JDS UNIPHASE CORP 2,511 2,468
    JOHNSON & JOHNSON 14,368 19,967
    JULIUS BAER GROUP LTD 7,439 10,036
    KANSAS CITY SOUTHERN 1,214 11,145
    KAO CORP ADR 8,619 9,542
    KINETICS MUTUAL FDS, THE MULTI 12,647 12,359
    KOMATSU LTD. 8,602 7,820
    KONINKLIJKE DSM NV ADR 6,428 9,668
    KONINKLIJKE PHILIPS ELECTRONIC 8,706 10,056
    L-3 COMMUNICATIONS CORP 25,522 27,784
    LAM RESEARCH CORP 7,048 14,157
    LAS VEGAS SANDS CORP 1,091 18,929
    LEVEL 3 COMMUNICATIONS, INC 2,544 5,639
    LIBERTY INTERACTIVE CORP 2,510 27,149
    LIBERTY MEDIA CORPORATION COM 1,075 25,601
    LSI CORPORATION 4,322 9,494
    LVMH MOET HENN UNSP 8,115 8,418
    MADISON SQUARE GARDEN CO. 2,587 4,894
    MARKETFIELD FUND 23,318 25,601
    MATTHEWS ASIA PACIFIC EQUITY I 53,054 53,480
    MCDERMOTT INT PANAMA 3,550 2,840
    MEADWESTVACO CORP 805 1,662
    MEDICINES COMPANY 1,676 2,703
    MEDTRONIC INC 13,387 20,833
    MICROSOFT CORPORATION 37,922 42,872
    MITSUBISHI ESTATE CO ADR 7,041 10,187
    MITSUI & COMPANY, LTD. - ADR 9,328 8,962
    MYRIAD GENETICS, INC 4,226 3,776
    NATL OILWELL VARCO 3,872 11,532
    NESTLE S.A. 20,761 29,436
    NEUBERGER BERMAN LONG SHORT A 23,786 25,735
    NEXTERA ENERGY, INC 14,486 20,720
    NII HOLDINGS INC - COMMON STOC 4,151 770
    NIPPON TELEPHONE ADR 12,604 14,250
    NORDSTROM INC 19,797 21,692
    NORTHEAST UTIL 16,449 20,517
    NOVARTIS AG ADR 22,418 30,223
    NUCOR CP 10,345 13,879
    OCCIDENTAL PETROLEUM CORP 19,939 21,683
    OPPENHEIMER DEVELOPING MKTS FD 49,650 54,003
    ORIENT-EXPRESS HOTEL 6,403 9,670
    PACCAR INC 15,984 22,189
    PALL CP 13,162 35,847
    PEARSON PLC 16,580 21,594
    PENTAIR INC. COM 2,443 9,864
    PORSCHE AUTOMOBILE HOLDING SE 6,749 11,114
    POTASH CORPORATION OF SASKATCH 53,614 46,968
    PRECISION CASTPARTS 5,249 18,851
    R F MICRO DEVICES INC 5,163 5,521
    RAYMOND JAMES FINANCIAL INC 1,959 5,741
    REGENERON PHARMACEUTICALS, INC 1,196 19,267
    REPSOL YPF S A SPND ADR 6,197 8,776
    ROBERT HALF INTL INC. 2,334 4,199
    ROCHE HOLDING LTD ADR 7,197 9,758
    ROWAN CO PLC 4,450 5,658
    ROYAL CARRIBEAN CRUISE 7,372 14,700
    RTI INTL METALS INC 3,436 4,447
    SANDISK CORP 11,165 23,278
    SANOFI-AVENTIS SPONSORED ADR 14,278 20,326
    SAP AKTIENGESELL ADS 8,264 10,718
    SCHLUMBERGER LTD 33,417 44,064
    SEACHANGE INTERNATIONAL, INC 2,554 4,621
    SEAGATE TECHNOLOGY 5,244 69,637
    SEATTLE GENETICS, INC. 1,599 7,978
    SECOM CO LTD ADR OTC 7,021 8,700
    SEVEN & I HOLDINGS C 8,591 9,762
    SINCLARI BROADCAST GROUP INC 2,232 12,148
    SONY FINANCIAL HLDGS INC 7,623 9,016
    SOTHEBYS 5,092 7,980
    STANLEY BLACK & DECKER INC 19,810 18,559
    STARZ 124 5,117
    STILLWATER MINING CO 4,272 5,676
    SUMITOMO MITSUI FINCL GRP 9,210 9,693
    SUNCOR ENERGY INC 8,260 9,253
    TAIWAN SEMICONDUCTOR MFG CO LT 13,527 13,673
    TE CONNECTIVITY LTD 22,459 70,540
    TECHNIP ADS 9,710 9,025
    TELEPHONE & DATA SYS INC. 2,636 2,836
    TESCO PLC S ADR 7,278 7,948
    TEVA PHARMECEUTICAL SP ADR 19,311 19,880
    THE MOSAIC CO 8,384 6,618
    THIRD AVENUE FOCUSED CREDIT FU 16,825 17,109
    TIME WARNER INC. 8,967 20,916
    TIME WARNER TELECOM INC. 3,657 7,465
    TORAY INDUSTRIES INC 9,304 9,004
    TOUCHSTONE MERGER ARBITRAGE FD 16,308 16,098
    TRIMBLE NAV LTD 5,263 13,186
    TRIQUINT SEMICONDUCTOR, INC. 2,629 4,420
    TYCO INTERNATIONAL LTD. 6,336 21,751
    UBS DYNAMIC ALPHA FD CL A 16,013 16,593
    UNIFI INC. 1,989 4,386
    UNILEVER PLC AMER 33,964 35,556
    UNITED PARCEL SERVICE 16,540 24,063
    UNITED STATES CELLULAR CORP 4,618 2,718
    UNITED TECHNOLOGIES CORP 15,964 21,850
    UNITEDHEALTH GROUP INC. 33,363 68,146
    USD CYRUSONE INC 2,033 2,233
    V F CORP 16,191 25,435
    VALSPAR CORP 3,000 9,981
    VERTEX PHARMCTLS INC 8,489 23,033
    VISHAY INTERTECH 3,343 4,111
    VIVUS, INC. 4,133 2,724
    VODAFONE GROUP PLC 7,476 10,378
    WADDELL&REED FIN INC 1,639 7,814
    WAL-MART STORES INC. 19,799 29,509
    WEATHERFORD INTL 29,996 41,296
    WELLS FARGO ABSOLUTERETURN FUN 16,074 16,735
    WILLIS GROUP HOLDINGS LTD 15,218 17,924
    WPP GROUP PLC 5,625 9,763
    YUM BRANDS INC 21,107 22,154

    TY 2013 InvestmentsLandSchedule2
    Name:
    Lighten Family Foundation
    EIN: 20-8069108
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value

    TY 2013 InvestmentsOtherSchedule2
    Name:
    Lighten Family Foundation
    EIN: 20-8069108
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    LAZARD LTD   3,169 4,079
    O'CONNOR FD OF FDS GLOBAL DVRS   500,000 582,795

    TY 2013 LandEtcSchedule2
    Name:
    Lighten Family Foundation
    EIN: 20-8069108
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2013 OtherExpensesSchedule
    Name:
    Lighten Family Foundation
    EIN: 20-8069108
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 15,500     15,500
    Bank Charges 790 790    
    State or Local Filing Fees 35     35


    TY 2013 OtherIncomeSchedule2
    Name:
    Lighten Family Foundation
    EIN: 20-8069108
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 Inc/Loss LAZARD LTD 90 90  


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    Lighten Family Foundation
    EIN: 20-8069108
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 46,951 46,951    


    TY 2013 TaxesSchedule
    Name:
    Lighten Family Foundation
    EIN: 20-8069108
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2013 500      
    Foreign Tax Paid 2,600 2,600