| Person Name | Explanation |
|---|---|
| HILDY CLAYTON | |
| BARBARA PORDY | |
| CHARLOTTE HATTENBACH | |
| CISSY LENOBEL | |
| PEGGY GREENBERG | |
| LESLIE REISS | |
| DANI FRAPPIER |
| Name | Date Acquired | How Acquired | Date Sold | Purchaser Name | Gross Sales Price | Basis | Basis Method | Sales Expenses | Total (net) | Accumulated Depreciation |
|---|---|---|---|---|---|---|---|---|---|---|
| 438.982-DOUBLE LINE TOT RET FD | 2012-12 | PURCHASE | 2013-05 | 5,000 | 4,996 | 4 | ||||
| 1582.108-DOUBLE LINE TOT RET FD | 2012-12 | PURCHASE | 2013-10 | 17,308 | 18,004 | -696 | ||||
| 9.653-DOUBLE LINE TOT RET FD | 2012-12 | PURCHASE | 2013-10 | 106 | 109 | -3 | ||||
| 7.805-DOUBLE LINE TOT RET FD | 2013-01 | PURCHASE | 2013-10 | 85 | 88 | -3 | ||||
| 7.291-DOUBLE LINE TOT RET FD | 2013-02 | PURCHASE | 2013-10 | 80 | 83 | -3 | ||||
| 7.568-DOUBLE LINE TOT RET FD | 2013-03 | PURCHASE | 2013-10 | 83 | 86 | -3 | ||||
| 7.317-DOUBLE LINE TOT RET FD | 2013-04 | PURCHASE | 2013-10 | 80 | 83 | -3 | ||||
| 6.026-DOUBLE LINE TOT RET FD | 2013-05 | PURCHASE | 2013-10 | 66 | 68 | -2 | ||||
| 6.185-DOUBLE LINE TOT RET FD | 2013-06 | PURCHASE | 2013-10 | 68 | 68 | |||||
| 6.451-DOUBLE LINE TOT RET FD | 2013-07 | PURCHASE | 2013-10 | 71 | 71 | |||||
| 6.533-DOUBLE LINE TOT RET FD | 2013-08 | PURCHASE | 2013-10 | 71 | 71 | |||||
| 6.949-DOUBLE LINE TOT RET FD | 2013-09 | PURCHASE | 2013-10 | 76 | 76 | |||||
| 1888.668-EATON VANCE GL | 2013-05 | PURCHASE | 2013-10 | 17,941 | 19,000 | -1,059 | ||||
| 495.54-EATON VANCE GL | 2013-05 | PURCHASE | 2013-10 | 4,708 | 5,000 | -292 | ||||
| 224.618-FIRST EAGLE OVERSEAS FD | 2012-02 | PURCHASE | 2013-01 | 5,000 | 4,879 | 121 | ||||
| 225.564-FRANKLIN/TEMPLETON GL BD FD | 2013-05 | PURCHASE | 2013-06 | 3,000 | 3,113 | -113 | ||||
| 1151.248-FRANKLIN/TEMPLETON GL BD FD | 2013-05 | PURCHASE | 2013-10 | 15,047 | 15,887 | -840 | ||||
| 4.023-FRANKLIN/TEMPLETON GL BD FD | 2013-05 | PURCHASE | 2013-10 | 53 | 57 | -4 | ||||
| 3.533-FRANKLIN/TEMPLETON GL BD FD | 2013-06 | PURCHASE | 2013-10 | 46 | 48 | -2 | ||||
| 3.554-FRANKLIN/TEMPLETON GL BD FD | 2013-07 | PURCHASE | 2013-10 | 46 | 46 | |||||
| 3.615-FRANKLIN/TEMPLETON GL BD FD | 2013-08 | PURCHASE | 2013-10 | 47 | 46 | 1 | ||||
| 3.59-FRANKLIN/TEMPLETON GL BD FD | 2013-09 | PURCHASE | 2013-10 | 47 | 47 | |||||
| 2016.129-INVESCO BALANCED RISK ALLOC | 2012-12 | PURCHASE | 2013-08 | 25,120 | 25,000 | 120 | ||||
| 1.213-JP MORGAN STRAT INC OPP FD | 2012-01 | PURCHASE | 2013-01 | 14 | 14 | |||||
| 2.962-JP MORGAN STRAT INC OPP FD | 2012-02 | PURCHASE | 2013-01 | 35 | 34 | 1 | ||||
| 3.159-JP MORGAN STRAT INC OPP FD | 2012-03 | PURCHASE | 2013-01 | 38 | 36 | 2 | ||||
| 3.067-JP MORGAN STRAT INC OPP FD | 2012-04 | PURCHASE | 2013-01 | 37 | 35 | 2 | ||||
| 2.912-JP MORGAN STRAT INC OPP FD | 2012-05 | PURCHASE | 2013-01 | 35 | 33 | 2 | ||||
| 3.175-JP MORGAN STRAT INC OPP FD | 2012-06 | PURCHASE | 2013-01 | 38 | 37 | 1 | ||||
| 3.362-JP MORGAN STRAT INC OPP FD | 2012-07 | PURCHASE | 2013-01 | 40 | 39 | 1 | ||||
| 3.169-JP MORGAN STRAT INC OPP FD | 2012-08 | PURCHASE | 2013-01 | 38 | 37 | 1 | ||||
| 3.162-JP MORGAN STRAT INC OPP FD | 2012-09 | PURCHASE | 2013-01 | 38 | 37 | 1 | ||||
| 2.605-JP MORGAN STRAT INC OPP FD | 2012-10 | PURCHASE | 2013-01 | 31 | 31 | |||||
| 2.889-JP MORGAN STRAT INC OPP FD | 2012-11 | PURCHASE | 2013-01 | 34 | 34 | |||||
| 0.307-JP MORGAN STRAT INC OPP FD | 2012-12 | PURCHASE | 2013-01 | 4 | 4 | |||||
| 3.63-JP MORGAN STRAT INC OPP FD | 2012-12 | PURCHASE | 2013-01 | 43 | 43 | |||||
| 11.808-PIMCO TOT RET FD | 2012-05 | PURCHASE | 2013-05 | 133 | 133 | |||||
| 10.39-PIMCO TOT RET FD | 2012-06 | PURCHASE | 2013-05 | 117 | 117 | |||||
| 8.09-PIMCO TOT RET FD | 2012-07 | PURCHASE | 2013-05 | 91 | 93 | -2 | ||||
| 8.634-PIMCO TOT RET FD | 2012-08 | PURCHASE | 2013-05 | 98 | 99 | -1 | ||||
| 6.957-PIMCO TOT RET FD | 2012-09 | PURCHASE | 2013-05 | 79 | 81 | -2 | ||||
| 10.601-PIMCO TOT RET FD | 2012-10 | PURCHASE | 2013-05 | 120 | 123 | -3 | ||||
| 10.853-PIMCO TOT RET FD | 2012-11 | PURCHASE | 2013-05 | 123 | 126 | -3 | ||||
| 58.071-PIMCO TOT RET FD | 2012-12 | PURCHASE | 2013-05 | 656 | 660 | -4 | ||||
| 42.624-PIMCO TOT RET FD | 2012-12 | PURCHASE | 2013-05 | 482 | 484 | -2 | ||||
| 21.926-PIMCO TOT RET FD | 2012-12 | PURCHASE | 2013-05 | 248 | 246 | 2 | ||||
| 7.465-PIMCO TOT RET FD | 2012-12 | PURCHASE | 2013-05 | 84 | 84 | |||||
| 2.994-PIMCO TOT RET FD | 2013-01 | PURCHASE | 2013-05 | 34 | 34 | |||||
| 3.5-PIMCO TOT RET FD | 2013-02 | PURCHASE | 2013-05 | 40 | 39 | 1 | ||||
| 4.585-PIMCO TOT RET FD | 2013-03 | PURCHASE | 2013-05 | 52 | 52 | |||||
| 5.538-PIMCO TOT RET FD | 2013-04 | PURCHASE | 2013-05 | 63 | 63 | |||||
| 210-SPDR S&P DIV | 2012-02 | PURCHASE | 2013-01 | 12,867 | 11,734 | 1,133 | ||||
| 12.184-VIRTUS SENUIOR FL RT | 2012-01 | PURCHASE | 2013-01 | 120 | 117 | 3 | ||||
| 11.713-VIRTUS SENUIOR FL RT | 2012-02 | PURCHASE | 2013-01 | 116 | 113 | 3 | ||||
| 9.118-VIRTUS SENUIOR FL RT | 2012-03 | PURCHASE | 2013-01 | 90 | 88 | 2 | ||||
| 8.555-VIRTUS SENUIOR FL RT | 2012-04 | PURCHASE | 2013-01 | 85 | 83 | 2 | ||||
| 9.001-VIRTUS SENUIOR FL RT | 2012-05 | PURCHASE | 2013-01 | 89 | 86 | 3 | ||||
| 9.328-VIRTUS SENUIOR FL RT | 2012-06 | PURCHASE | 2013-01 | 92 | 90 | 2 | ||||
| 8.717-VIRTUS SENUIOR FL RT | 2012-07 | PURCHASE | 2013-01 | 86 | 84 | 2 | ||||
| 10.392-VIRTUS SENUIOR FL RT | 2012-08 | PURCHASE | 2013-01 | 103 | 101 | 2 | ||||
| 8.494-VIRTUS SENUIOR FL RT | 2012-09 | PURCHASE | 2013-01 | 84 | 83 | 1 | ||||
| 9.463-VIRTUS SENUIOR FL RT | 2012-10 | PURCHASE | 2013-01 | 94 | 93 | 1 | ||||
| 10.121-VIRTUS SENUIOR FL RT | 2012-11 | PURCHASE | 2013-01 | 100 | 99 | 1 | ||||
| 11.379-VIRTUS SENUIOR FL RT | 2012-12 | PURCHASE | 2013-01 | 112 | 112 | |||||
| 0.792-VIRTUS SENUIOR FL RT | 2012-12 | PURCHASE | 2013-01 | 8 | 8 | |||||
| 50-ISHARES MSCI EMERGING MKTS | 2012-01 | PURCHASE | 2013-11 | 2,074 | 2,035 | 39 | ||||
| 4.412-JPMORGAN STRAT INC OPP FD | 2012-01 | PURCHASE | 2013-01 | 53 | 50 | 3 | ||||
| 426.569-LOOMIS SAYLES STRAT INC FD | 2012-03 | PURCHASE | 2013-05 | 7,000 | 6,454 | 546 | ||||
| 9.946-PIMCO TOT RET FD | 2012-01 | PURCHASE | 2013-05 | 112 | 111 | 1 | ||||
| 9.209-PIMCO TOT RET FD | 2012-02 | PURCHASE | 2013-05 | 104 | 102 | 2 | ||||
| 11.581-PIMCO TOT RET FD | 2012-03 | PURCHASE | 2013-05 | 131 | 128 | 3 | ||||
| 10.637-PIMCO TOT RET FD | 2012-04 | PURCHASE | 2013-05 | 120 | 119 | 1 | ||||
| 15-SPDR S&P DIV | 2012-02 | PURCHASE | 2013-05 | 1,042 | 838 | 204 | ||||
| 50-SPDR S&P DIV | 2012-02 | PURCHASE | 2013-06 | 3,357 | 2,794 | 563 | ||||
| 90-SPDR S&P 500 | 2011-08 | PURCHASE | 2013-01 | 13,375 | 10,247 | 3,128 | ||||
| 35-SPDR S&P 501 | 2011-08 | PURCHASE | 2013-05 | 5,782 | 3,985 | 1,797 | ||||
| 25-SPDR S&P 502 | 2011-08 | PURCHASE | 2013-06 | 4,065 | 2,847 | 1,218 | ||||
| 332.754-GATEWAY FD | 2005-12 | PURCHASE | 2013-01 | 9,151 | 8,492 | 659 | ||||
| 30.882-GATEWAY FD | 2005-12 | PURCHASE | 2013-01 | 849 | 774 | 75 | ||||
| 76.08-GATEWAY FD | 2005-12 | PURCHASE | 2013-06 | 2,136 | 1,907 | 229 | ||||
| 18.719-GATEWAY FD | 2006-06 | PURCHASE | 2013-06 | 525 | 479 | 46 | ||||
| 12.077-GATEWAY FD | 2006-09 | PURCHASE | 2013-06 | 339 | 322 | 17 | ||||
| 90-ISHARES MSCI EAFE | 2010-12 | PURCHASE | 2013-01 | 5,225 | 5,213 | 12 | ||||
| 20-ISHARES MSCI EAFE | 2010-12 | PURCHASE | 2013-06 | 1,191 | 1,158 | 33 | ||||
| 50-ISHARES MSCI EAFE | 2010-12 | PURCHASE | 2013-11 | 3,296 | 2,896 | 400 | ||||
| 125-ISHARES RUSSELL MIDCAP GRWTH | 2009-07 | PURCHASE | 2013-01 | 8,229 | 4,566 | 3,663 | ||||
| 25-ISHARES RUSSELL MIDCAP GRWTH | 2010-04 | PURCHASE | 2013-01 | 1,646 | 1,263 | 383 | ||||
| 25-ISHARES RUSSELL MIDCAP GRWTH | 2010-04 | PURCHASE | 2013-05 | 1,853 | 1,263 | 590 | ||||
| 200-ISHARES RUSSELL MIDCAP VAL | 2009-07 | PURCHASE | 2013-01 | 10,635 | 5,827 | 4,808 | ||||
| 25-ISHARES RUSSELL MIDCAP VAL | 2010-11 | PURCHASE | 2013-05 | 1,492 | 1,083 | 409 | ||||
| 125-ISHARES RUSSELL 1000 GRWTH | 2010-01 | PURCHASE | 2013-01 | 8,489 | 6,327 | 2,162 | ||||
| 175-ISHARES RUSSELL 1000 GRWTH | 2010-11 | PURCHASE | 2013-01 | 11,884 | 9,747 | 2,137 | ||||
| 25-ISHARES RUSSELL 1000 GRWTH | 2010-11 | PURCHASE | 2013-06 | 1,843 | 1,392 | 451 | ||||
| 100-ISHARES RUSSELL 1000 GRWTH | 2010-11 | PURCHASE | 2013-11 | 8,346 | 5,570 | 2,776 | ||||
| 75-ISHARES RUSSELL 1000 VALUE | 2009-07 | PURCHASE | 2013-01 | 5,744 | 3,583 | 2,161 | ||||
| 85-ISHARES RUSSELL 1000 VALUE | 2010-11 | PURCHASE | 2013-01 | 6,510 | 5,332 | 1,178 | ||||
| 30-ISHARES RUSSELL 1000 VALUE | 2010-11 | PURCHASE | 2013-06 | 2,522 | 1,882 | 640 | ||||
| 30-ISHARES RUSSELL 1000 VALUE | 2010-11 | PURCHASE | 2013-11 | 2,778 | 1,882 | 896 | ||||
| 144.38-JPMORGAN STRAT INC OPP FD | 2010-11 | PURCHASE | 2013-01 | 1,718 | 1,704 | 14 | ||||
| 7.696-JPMORGAN STRAT INC OPP FD | 2010-12 | PURCHASE | 2013-01 | 92 | 90 | 2 | ||||
| 2.545-JPMORGAN STRAT INC OPP FD | 2010-12 | PURCHASE | 2013-01 | 30 | 30 | |||||
| 849.618-JPMORGAN STRAT INC OPP FD | 2010-12 | PURCHASE | 2013-01 | 10,110 | 10,000 | 110 | ||||
| 9.512-JPMORGAN STRAT INC OPP FD | 2011-01 | PURCHASE | 2013-01 | 113 | 112 | 1 | ||||
| 7.389-JPMORGAN STRAT INC OPP FD | 2011-02 | PURCHASE | 2013-01 | 88 | 88 | |||||
| 6.766-JPMORGAN STRAT INC OPP FD | 2011-03 | PURCHASE | 2013-01 | 81 | 81 | |||||
| 1.978-JPMORGAN STRAT INC OPP FD | 2011-04 | PURCHASE | 2013-01 | 24 | 24 | |||||
| 1.803-JPMORGAN STRAT INC OPP FD | 2011-04 | PURCHASE | 2013-01 | 21 | 22 | -1 | ||||
| 1.898-JPMORGAN STRAT INC OPP FD | 2011-05 | PURCHASE | 2013-01 | 23 | 23 | |||||
| 1.652-JPMORGAN STRAT INC OPP FD | 2011-06 | PURCHASE | 2013-01 | 20 | 20 | |||||
| 2.016-JPMORGAN STRAT INC OPP FD | 2011-07 | PURCHASE | 2013-01 | 24 | 24 | |||||
| 1.793-JPMORGAN STRAT INC OPP FD | 2011-08 | PURCHASE | 2013-01 | 21 | 21 | |||||
| 1.748-JPMORGAN STRAT INC OPP FD | 2011-09 | PURCHASE | 2013-01 | 21 | 20 | 1 | ||||
| 2.429-JPMORGAN STRAT INC OPP FD | 2011-11 | PURCHASE | 2013-01 | 29 | 28 | 1 | ||||
| 2.829-JPMORGAN STRAT INC OPP FD | 2011-12 | PURCHASE | 2013-01 | 34 | 32 | 2 | ||||
| 14.404-JPMORGAN STRAT INC OPP FD | 2011-12 | PURCHASE | 2013-01 | 171 | 163 | 8 | ||||
| 1.239-JPMORGAN STRAT INC OPP FD | 2011-12 | PURCHASE | 2013-01 | 15 | 14 | 1 | ||||
| 179.211-PIMCO ALL ASSETS | 2011-01 | PURCHASE | 2013-01 | 2,000 | 1,875 | 125 | ||||
| 779.727-PIMCO ALL ASSETS | 2011-01 | PURCHASE | 2013-11 | 8,000 | 8,156 | -156 | ||||
| 61.96-PIMCO TOT RET FD | 2011-05 | PURCHASE | 2013-05 | 700 | 683 | 17 | ||||
| 0.974-PIMCO TOT RET FD | 2011-05 | PURCHASE | 2013-05 | 11 | 11 | |||||
| 5.467-PIMCO TOT RET FD | 2011-06 | PURCHASE | 2013-05 | 62 | 60 | 2 | ||||
| 5.05-PIMCO TOT RET FD | 2011-07 | PURCHASE | 2013-05 | 57 | 56 | 1 | ||||
| 1801.7-PIMCO TOT RET FD | 2011-08 | PURCHASE | 2013-05 | 20,358 | 19,945 | 413 | ||||
| 5.831-PIMCO TOT RET FD | 2011-08 | PURCHASE | 2013-05 | 66 | 64 | 2 | ||||
| 9.928-PIMCO TOT RET FD | 2011-09 | PURCHASE | 2013-05 | 112 | 107 | 5 | ||||
| 9.907-PIMCO TOT RET FD | 2011-10 | PURCHASE | 2013-05 | 112 | 108 | 4 | ||||
| 10.942-PIMCO TOT RET FD | 2011-11 | PURCHASE | 2013-05 | 124 | 118 | 6 | ||||
| 24.729-PIMCO TOT RET FD | 2011-12 | PURCHASE | 2013-05 | 279 | 268 | 11 | ||||
| 10.623-PIMCO TOT RET FD | 2011-12 | PURCHASE | 2013-05 | 120 | 115 | 5 | ||||
| 50-SPDR GOLD TR | 2008-12 | PURCHASE | 2013-01 | 8,199 | 4,138 | 4,061 | ||||
| 10-SPDR GOLD TR | 2009-02 | PURCHASE | 2013-01 | 1,640 | 935 | 705 | ||||
| 1002.004-VIRTUS MULTI SECT ST BD FD | 2011-03 | PURCHASE | 2013-05 | 5,000 | 4,860 | 140 | ||||
| 2146.139-VIRTUS SENIOR FL RT | 2011-10 | PURCHASE | 2013-01 | 21,203 | 20,238 | 965 | ||||
| 2.096-VIRTUS SENIOR FL RT | 2011-10 | PURCHASE | 2013-01 | 21 | 20 | 1 | ||||
| 13.166-VIRTUS SENIOR FL RT | 2011-11 | PURCHASE | 2013-01 | 130 | 124 | 6 | ||||
| 13.995-VIRTUS SENIOR FL RT | 2011-12 | PURCHASE | 2013-01 | 138 | 133 | 5 | ||||
| SPDR GOLD TR | 2013-01 | PURCHASE | 2013-01 | 11 | 11 | |||||
| SPDR GOLD TR | 2013-02 | PURCHASE | 2013-02 | 8 | 8 | |||||
| SPDR GOLD TR | 2013-03 | PURCHASE | 2013-03 | 7 | 7 | |||||
| SPDR GOLD TR | 2013-04 | PURCHASE | 2013-04 | 8 | 8 | |||||
| SPDR GOLD TR | 2013-05 | PURCHASE | 2013-05 | 8 | 8 | |||||
| SPDR GOLD TR | 2013-06 | PURCHASE | 2013-06 | 7 | 7 | |||||
| SPDR GOLD TR | 2013-07 | PURCHASE | 2013-07 | 7 | 7 | |||||
| SPDR GOLD TR | 2013-08 | PURCHASE | 2013-08 | 6 | 6 | |||||
| SPDR GOLD TR | 2013-09 | PURCHASE | 2013-09 | 7 | 7 | |||||
| SPDR GOLD TR | 2013-10 | PURCHASE | 2013-10 | 7 | 7 | |||||
| SPDR GOLD TR | 2013-11 | PURCHASE | 2013-11 | 6 | 6 | |||||
| SPDR GOLD TR | 2013-12 | PURCHASE | 2013-12 | 6 | 6 |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| FIXED INCOME - UBS FINANCIAL | 80,803 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| BROAD COMMODITIES | 16,640 | |
| EQUITIES - UBS FINANCIAL | 165,489 | |
| ALT STRAT - UBS FINANCIAL | ||
| OTHER | 23,211 | |
| NON-TRADITIONAL | 87,610 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| EXPENSES | ||||
| VOLUNTEER CART SUPPLIES | 1,036 | 1,036 | ||
| AUXILIARY EXPENSES | 2,786 | 2,786 | ||
| SPECIAL EVENTS EXPENSES | 16,968 | 16,968 | ||
| MEALS & ENTERTAINMENT | 90 | 90 | ||
| BANK FEES | 86 | 86 | ||
| SUPPLIES | 222 | 222 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| MEMBERSHIP DUES | 275 | 275 | |
| SPECIAL EVENTS INCOME | 26,666 | 26,666 | |
| RENTAL INCOME | 9,000 | 9,000 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVEST ADVISORY FEE | 4,230 | 4,230 |
| Category | Gross Sales | Cost of Goods Sold | Net (Gross Sales Minus Cost of Goods Sold) |
|---|---|---|---|
| CLOTHING & ACCESS. SALES | 94,475 | 89,370 | 5,105 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| TAX | 140 | 140 | ||
| FOREIGN TAXES PAID | 180 | 180 |