Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter Social Security numbers on this form as it may be made public. By law, the IRS
generally cannot redact the information on the form.
MediumBullet Information about Form 990 and its instructions is at www.IRS.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
A For the 2013 calendar year, or tax year beginning 07-01-2013 , 2013, and ending 06-30-2014
BCheck if applicable:
CName of organization
UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT
 
Doing Business As
UNITED WAY OF CENTRAL
AND NORTHEASTERN CONNECTICUT
Number and street (or P.O. box if mail is not delivered to street address)
30 LAUREL STREET
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
HARTFORD, CT06106
D Employer identification number

06-0646653
E Telephone number

G Gross receipts $ 35,207,711
F Name and address of principal officer:
SUSAN B DUNN
30 LAUREL STREET
HARTFORD,CT06106
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.UNITEDWAYINC.ORG
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1924
M State of legal domicile: CT
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: TO ENGAGE PEOPLE TO IMPROVE LIVES AND CHANGE COMMUNITY CONDITIONS.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 30
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 30
5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) ...... 5 59
6 Total number of volunteers (estimate if necessary) ............. 6 4,071
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 24,916,056 24,054,841
9 Program service revenue (Part VIII, line 2g) ......... 1,283,427 670,104
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 1,735,184 1,506,443
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 168,520 124,443
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 28,103,187 26,355,831
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 22,478,344 20,072,697
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 3,176,943 3,402,922
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet2,411,463    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 2,127,659 1,998,398
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 27,782,946 25,474,017
19 Revenue less expenses. Subtract line 18 from line 12....... 320,241 881,814
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 35,195,933 35,878,194
21 Total liabilities (Part X, line 26)............. 15,952,274 14,316,691
22 Net assets or fund balances. Subtract line 21 from line 20..... 19,243,659 21,561,503
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2013)
Form 990 (2013)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III ..............
1
Briefly describe the organization’s mission: UNITED WAY OF CENTRAL AND NORTHEASTERN CONNECTICUT MOBILIZES PEOPLE AND ORGANIZATIONS TO GIVE, ADVOCATE AND VOLUNTEER TO HELP CHILDREN SUCCEED, ENSURE FAMILIES ARE HEALTHY AND FINANCIALLY SECURE, AND PROVIDE ACCESS TO BASIC NEEDS.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 10,753,675 including grants of $ 10,753,675 ) (Revenue $ 271,680 )
DONOR DESIGNATIONS:THROUGH THE UWCNCT COMMUNITY CAMPAIGN, DONORS CAN DIRECT THEIR GIFTS TO ANY QUALIFIED ORGANIZATION IN THE UNITED STATES OVER WHICH UWCNCT EXERCISES/RETAINS NO DISCRETION AS TO USE DUE TO DONOR INSTRUCTION. IN ORDER TO QUALIFY, AN ORGANIZATION MUST MEET THE FOLLOWING THREE CRITERIA: (1) FULLY TAX EXEMPT, (2) DONATIONS ARE 100% TAX DEDUCTIBLE, (3) IN FULL COMPLIANCE WITH FEDERAL PATRIOT ACT LAW.
4b (Code:   ) (Expenses $ 3,501,600 including grants of $ 3,501,600 ) (Revenue $   )
EDUCATION - CHILDREN GRADUATE FROM HIGH SCHOOL COLLEGE AND CAREER READY:THERE ARE FIVE BASIC ELEMENTS TO CHILDREN AND YOUTH SUCCEEDING: SCHOOL READINESS, EARLY GRADE READING, MIDDLE SCHOOL SUCCESS, ON-TIME HIGH SCHOOL GRADUATION, AND COMPLETION OF COLLEGE OR ADVANCED TRAINING.OUR UNITED WAY IS FOCUSING ON THE FIRST THREE ELEMENTS WITH AN EMPHASIS ON EARLY CHILDHOOD EDUCATION, THIRD-GRADE READING PROFICIENCY, AND COMPREHENSIVE APPROACHES TO PRE-KINDERGARTEN THROUGH EIGHTH GRADE STUDENT ACHIEVEMENT. WE BELIEVE THAT THESE PROVIDE A SOLID FOUNDATION LEADING TO STUDENTS COMPLETING HIGH SCHOOL ON TIME AND WITH THE SKILLS NEEDED TO BE SUCCESSFUL IN COLLEGE AND BEYOND.
4c (Code:   ) (Expenses $ 3,212,100 including grants of $ 3,212,100 ) (Revenue $   )
BASIC NEEDS - INDIVIDUALS AND FAMILIES HAVE BASIC SUPPORTS:ECONOMIC CONDITIONS CHALLENGE ALL OF US, SOME MORE THAN OTHERS. IN THE SHORT TERM, WE NEED TO STABILIZE FAMILIES BY FINDING WAYS FOR THEM TO HAVE SUCH BASICS AS FOOD AND SHELTER. IN THE LONG TERM, OUR COMMUNITY WILL ONLY PROSPER AND GROW IF ALL CHILDREN AND YOUTH SUCCEED AND IF ALL FAMILIES ARE FINANCIALLY CAPABLE AND INDEPENDENT.
(Code:   ) (Expenses $ 1,164,392 including grants of $ 1,164,392 ) (Revenue $   )
HEALTH SERVICES - UWCNCT PARTNERS WITH COMMUNITY HEALTH CHARITIES OF NEW ENGLAND ("CHC") TO CONDUCT A JOINT COMMUNITY CAMPAIGN, WITH THE INTENTION OF PROVIDING THE DONOR COMMUNITY WITH A SINGLE CAMPAIGN THROUGH WHICH CONTRIBUTIONS CAN BE MADE TO THE REGION'S MAJOR SOCIAL AND HEALTH SERVICE RPOVIDERS. CHC'S MEMBER NETWORK IS COMPRISED OF NATIONALLY RECOGNIZED HEALTH AGENCIES.
(Code:   ) (Expenses $ 1,036,300 including grants of $ 1,036,300 ) (Revenue $   )
FINANCIAL SECURITY - FAMILIES ARE FINANCIALLY SECURE:THERE ARE FIVE BASIC ELEMENTS TO FAMILIES BEING FINANCIALLY STABLE, CAPABLE AND ULTIMATELY INDEPENDENT: FAMILY-SUSTAINING EMPLOYMENT, INCOME SUPPORTS, SAVINGS AND ASSETS, MANAGEABLE EXPENSES, AND AFFORDABLE HOUSING. OUR UNITED WAY IS FOCUSING ON THE FIRST TWO ELEMENTS WITH AN EMPHASIS ON MEETING EMPLOYER NEEDS FOR A COMPETITIVE WORKFORCE BY ENSURING ADULTS HAVE THE TRAINING AND SKILLS NEEDED TO GET A JOB AND ADVANCE TO FAMILY-SUSTAINING WAGES. WHILE ON THE PATH TO FAMILY-SUSTAINING EMPLOYMENT, WE HELP CONNECT INDIVIDUALS TO WAYS TO STRETCH THEIR FAMILY INCOME THROUGH SUPPORTS SUCH AS THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM AND THE EARNED INCOME TAX CREDIT.
(Code:   ) (Expenses $ 1,996,258 including grants of $ 404,629 ) (Revenue $ 398,424 )
OTHER PROGRAM SERVICES
4d Other program services (Describe in Schedule O.)
(Expenses $ 4,196,950 including grants of $ 2,605,321 ) (Revenue $ 398,424 )
4e Total program service expensesMediumBullet21,664,325
Form 990 (2013)
Form 990 (2013)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II........
4
 
No
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C,
Part III
............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III Click to see attachment....................
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment
...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
 
No
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E....
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
 
No
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........
14b
 
No
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV
15
 
No
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...
16
 
No
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions).... Click to see attachment
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2013)
Form 990 (2013)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a................
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I........
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II....................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV ..........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes,"
complete Schedule L, Part IV
.....................
28b
 
No
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV...
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M............. Click to see attachment
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,
Part I
...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1........................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2013)
Form 990 (2013)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V ..............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
44
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
59
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
 
No
b
If "Yes," enter the name of the foreign country: MediumBullet
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
Form 990 (2013)
Form 990 (2013)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI ..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
30
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
30
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
Yes
 
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
Yes
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
CT
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletTHOMAS W GLYNN30 LAUREL STHARTFORDCT061061374 (860) 493-6810
Form 990 (2013)
Form 990 (2013)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII ..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) DR WAYNE S RAWLINS........................................................................
BOARD CHAIRMAN
1.00
.......................  
X   X       0 0 0
(2) GREGORY TOCZYDLOWSKI........................................................................
BOARD TREASURER
.60
.......................  
X   X       0 0 0
(3) DONALD ALLAN........................................................................
BOARD MEMBER
.30
.......................  
X           0 0 0
(4) JOSE APONTE........................................................................
BOARD MEMBER
.30
.......................  
X           0 0 0
(5) MICHAEL AUSERE........................................................................
BOARD MEMBER
.20
.......................  
X           0 0 0
(6) PEGGY BUCHANAN........................................................................
BOARD MEMBER
.50
.......................  
X           0 0 0
(7) MICHAEL MANNIX BYRNE JR........................................................................
BOARD MEMBER
.30
.......................  
X           0 0 0
(8) JULIO CONCEPCION........................................................................
BOARD MEMBER
.20
.......................  
X           0 0 0
(9) ERIC DANIELS........................................................................
BOARD MEMBER
.20
.......................  
X           0 0 0
(10) WILLIAM F DOWLING........................................................................
BOARD MEMBER
.30
.......................  
X           0 0 0
(11) ROBERT EMMETT EARLYIII........................................................................
BOARD MEMBER
.30
.......................  
X           0 0 0
(12) OTTO EICHMANN........................................................................
BOARD MEMBER
.60
.......................  
X           0 0 0
(13) DEREK A FRANKLIN........................................................................
BOARD MEMBER
.20
.......................  
X           0 0 0
(14) MICHAEL GOLDBAS........................................................................
BOARD MEMBER
.50
.......................  
X           0 0 0
(15) JEFFREY L HUBBARD........................................................................
BOARD MEMBER
.20
.......................  
X           0 0 0
(16) ANGELA KAHRMANN........................................................................
BOARD MEMBER
.30
.......................  
X           0 0 0
(17) MARGARET MARCHAK........................................................................
BOARD MEMBER
.20
.......................  
X           0 0 0
Form 990 (2013)
Form 990 (2013)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) SHAWN J MAYNARD........................................................................
BOARD MEMBER
.40
.......................  
X           0 0 0
(19) MARY E MCLAUGHLIN........................................................................
BOARD MEMBER
.30
.......................  
X           0 0 0
(20) NATALIE B MORRIS........................................................................
BOARD MEMBER
.50
.......................  
X           0 0 0
(21) BRIAN O'CONNELL........................................................................
BOARD MEMBER
.20
.......................  
X           0 0 0
(22) KOLA OLOFINBOBA........................................................................
BOARD MEMBER
.30
.......................  
X           0 0 0
(23) JAMES O'MEARA........................................................................
BOARD MEMBER
.40
.......................  
X           0 0 0
(24) KAREN PRENDERGAST........................................................................
BOARD MEMBER
.30
.......................  
X           0 0 0
(25) CYNTHIA RYAN........................................................................
BOARD MEMBER
.40
.......................  
X           0 0 0
(26) LYNN RYAN........................................................................
BOARD MEMBER
.20
.......................  
X           0 0 0
(27) MICHELLE STRONZ........................................................................
BOARD MEMBER
.40
.......................  
X           0 0 0
(28) LYN WALKER........................................................................
BOARD MEMBER
.50
.......................  
X           0 0 0
(29) JENNIFER WHITE........................................................................
BOARD MEMBER
.50
.......................  
X           0 0 0
(30) TERESA C YOUNGER........................................................................
BOARD MEMBER
.20
.......................  
X           0 0 0
(31) SUSAN B DUNN........................................................................
PRESIDENT / CEO
52.00
.......................  
    X       188,584 0 22,594
(32) THOMAS W GLYNN........................................................................
CFO
52.00
.......................  
    X       122,942 0 13,496
(33) PAULA S GILBERTO........................................................................
SENIOR VP
52.00
.......................  
        X   134,388 0 21,337
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 445,914 0 57,427
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet3
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet0
Form 990 (2013)
Form 990 (2013)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII .............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512-514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 90,225
d Related organizations...1d  
e Government grants (contributions)1e  
f All other contributions, gifts, grants, and
similar amounts not included above
1f
23,964,616
g Noncash contributions included in lines
1a-1f:$
150,412
h Total. Add lines 1a-1f.......MediumBullet 24,054,841
 Program Service RevenueAmt Business Code
2a ADMINISTRATIVE FEES AND OTHER 900099 484,125 484,125    
b COMMUNITY GRANTS, INITIATIVES, AN 813211 185,979 185,979    
c
d
e
f All other program service revenue .        
g Total. Add lines 2a–2f........MediumBullet 670,104
 OtherAmt RevenueAmt 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 881,002     881,002
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet        
(i) Real (ii) Personal
6a Gross rents 96,018  
b Less: rental expenses 0  
c Rental income or (loss) 96,018  
d Net rental income or (loss).......MediumBullet 96,018     96,018
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 9,368,136  
b Less: cost or other basis and sales expenses 8,742,695  
c Gain or (loss) 625,441  
d Net gain or (loss)..........MediumBullet 625,441     625,441
8a Gross income from fundraising events (not including
$ 90,225
of contributions reported on line 1c). See Part IV, line 18 ..
a 137,610
b Less: direct expenses ...b 109,185
c Net income or (loss) from fundraising events..MediumBullet 28,425   28,425
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet  
12 Total revenue. See Instructions......MediumBullet 26,355,831 670,104 0 1,630,886
Form 990 (2013)
Form 990 (2013)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 20,072,697 20,072,697
2 Grants and other assistance to individuals in the United States. See Part IV, line 22    
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16    
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 355,448 64,449 198,036 92,963
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 2,268,067 807,090 313,255 1,147,722
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 135,050 31,536 49,214 54,300
9 Other employee benefits ....... 459,975 114,793 141,673 203,509
10 Payroll taxes ........... 184,382 48,409 52,443 83,530
11 Fees for services (non-employees):        
a Management ...... 8,700 4,570 2,582 1,548
b Legal ......... 9,530 683 7,690 1,157
c Accounting ........... 51,778 413 50,676 689
d Lobbying ...........        
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 25,000   25,000  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 332,644 41,966 55,144 235,534
12 Advertising and promotion .... 170,077 49,177   120,900
13 Office expenses ....... 203,348 14,962 29,334 159,052
14 Information technology ......        
15 Royalties ..        
16 Occupancy ........... 357,069 187,894 105,776 63,399
17 Travel ............ 39,025 10,472 9,087 19,466
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings ....        
20 Interest ...........        
21 Payments to affiliates ....... 256,665 67,458 73,079 116,128
22 Depreciation, depletion, and amortization ..... 218,835 68,394 127,279 23,162
23 Insurance .............. 89,320 22,883 58,687 7,750
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a EQUIPMENT, HARDWARE AND 89,794 31,433 14,935 43,426
b MISCELLANOUS & OTHERS 61,207 5,880 48,757 6,570
c RENTAL AND MAINTENANCE 54,201 18,183 13,902 22,116
d DUES & SUBSCRIPTIONS 22,915 647 17,199 5,069
e All other expenses 8,290 336 4,481 3,473
25 Total functional expenses. Add lines 1 through 24e 25,474,017 21,664,325 1,398,229 2,411,463
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2013)
Form 990 (2013)
Page 11
Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash–non-interest-bearing ............. 363 1 363
2 Savings and temporary cash investments ......... 3,050,539 2 2,942,222
3 Pledges and grants receivable, net ........... 8,070,513 3 7,213,549
4 Accounts receivable, net ............. 329,683 4 151,185
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
  5  
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use ..............   8  
9 Prepaid expenses and deferred charges .......... 156,592 9 158,367
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 4,032,207
b Less: accumulated depreciation ..... 10b 2,404,389 1,779,008 10c 1,627,818
11 Investments—publicly traded securities .......... 15,483,278 11 16,915,567
12 Investments—other securities. See Part IV, line 11 .....   12  
13 Investments—program-related. See Part IV, line 11 .....   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 6,325,957 15 6,869,123
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 35,195,933 16 35,878,194
Liabilities 17 Accounts payable and accrued expenses ......... 596,667 17 465,864
18 Grants payable ................. 1,716,919 18 1,474,157
19 Deferred revenue ................   19  
20 Tax-exempt bond liabilities .............   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D..   21  
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ....   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 13,638,688 25 12,376,670
26 Total liabilities. Add lines 17 through 25......... 15,952,274 26 14,316,691
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 11,212,710 27 13,107,253
28 Temporarily restricted net assets ........... 463,172 28 343,307
29 Permanently restricted net assets ........... 7,567,777 29 8,110,943
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 19,243,659 33 21,561,503
34 Total liabilities and net assets/fund balances ........ 35,195,933 34 35,878,194
Form 990 (2013)
Form 990 (2013)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI ..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
26,355,831
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
25,474,017
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
881,814
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
19,243,659
5
Net unrealized gains (losses) on investments ...............
5
733,348
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
702,682
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
21,561,503
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII .............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
 
No
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
 
 
Form 990 (2013)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
right arrow Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT
 
Employer identification number

06-0646653
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .... 25,742,282 25,425,051 26,182,507 24,855,606 24,054,841 126,260,287
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3 25,742,282 25,425,051 26,182,507 24,855,606 24,054,841 126,260,287
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 2,982,879
6 Public support. Subtract line 5 from line 4. 123,277,408
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
7 Amounts from line 4.. 25,742,282 25,425,051 26,182,507 24,855,606 24,054,841 126,260,287
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 762,648 860,419 923,562 1,014,500 977,020 4,538,149
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10). 130,798,436
12
12
6,068,355
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here.................................................right arrow
Section C. Computation of Public Support Percentage
14
14
94.250 %
15
15
88.270 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) 2013 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2013
Schedule A (Form 990 or 990-EZ) 2013
Page 4
Part IV
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Name of the organization
UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT
 
Employer identification number

06-0646653
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet $  
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 2
Name of organization
UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT
 
Employer identification number

06-0646653
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
RESTRICTED
 

   
RESTRICTED
RESTRICTED
RESTRICTED, RESTRICTEDRESTRICTED

$RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

   
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 3
Name of organization
UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT
 
Employer identification number

06-0646653
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
Page 4
Name of organization
UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT
 
Employer identification number

06-0646653
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  

Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data


Software ID:  
Software Version:  
SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions. SchDMd Bullet Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT
 
Employer identification number

06-0646653
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate contributions to (during year) ...    
3 Aggregate grants from (during year) .....    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 15,483,278 14,327,005 15,061,199 12,458,413 11,106,077
b Contributions ........          
c Net investment earnings, gains, and losses 1,832,289 1,456,273 -634,114 2,702,706 1,552,336
d Grants or scholarships .....          
e Other expenditures for facilities
and programs ........
400,000 300,000 100,000 100,000 200,000
f Administrative expenses ....          
g End of year balance ...... 16,915,567 15,483,278 14,327,005 15,061,119 12,458,413
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet92.700 %
b
Permanent endowment SchDMd Bullet7.300 %
c
Temporarily restricted endowment SchDMd Bullet  
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   3,323 3,323
b Buildings ................   3,089,131 1,770,834 1,318,297
c Leasehold improvements ............   98,643 39,791 58,852
d Equipment ................   841,110 593,764 247,346
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 1,627,818
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
Other








Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet  
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1) INVESTMENTS HELD IN TRUST BY OTHERS 6,869,123








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 6,869,123
Part X
Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
CAMPAIGN SUPPORT DUE TO COMMUNITY HEALTH CHARITIES 764,388
AGENCY PROGRAM SUPPORT PAYABLE 8,104,752
DONOR DESIGNATIONS PAYABLE 3,507,530






Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 12,376,670
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................
Schedule D (Form 990) 2013

Schedule D (Form 990) 2013
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 16,037,210
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 733,348
b Donated services and use of facilities ......... 2b 79,233
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 811,867
e Add lines 2a through 2d ..................... 2e 1,624,448
3 Subtract line 2e from line 1..................... 3 14,412,762
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 25,000
b Other (Describe in Part XIII.) ........... 4b 11,918,069
c Add lines 4a and 4b....................... 4c 11,943,069
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 26,355,831
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 13,719,366
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a 79,233
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 109,185
e Add lines 2a through 2d...................... 2e 188,418
3 Subtract line 2e from line 1..................... 3 13,530,948
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 25,000
b Other (Describe in Part XIII.) ............ 4b 11,918,069
c Add lines 4a and 4b....................... 4c 11,943,069
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 25,474,017
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART V, LINE 4: THE ENDOWMENT IS DESIGNED TO PRESERVE THE REAL VALUE OF THE UNRESTRICTED INVESTMENT RESERVES OVER TIME WHILE PROVIDING A MODEST LEVEL OF INCOME FOR CURRENT OPERATING NEEDS.
PART X, LINE 2: FIN 48 DISCLOSURE: UWCNCT HAS NO UNRECOGNIZED TAX BENEFITS AT JUNE 30, 2014 AND 2013. UWCNCT'S FEDERAL AND STATE INFORMATION RETURNS PRIOR TO FISCAL YEAR 2011 ARE CLOSED AND MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. IF UWCNCT HAS UNRELATED BUSINESS INCOME TAXES, UWCNCT WILL RECOGNIZE INTEREST AND PENALTIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS AS PART OF THE INCOME TAX PROVISION AND INCLUDE ACCRUED INTEREST AND PENALTIES WITH THE RELATED TAX LIABILITY IN THE STATEMENT OF FINANCIAL POSITION.
PART XI, LINE 2D - OTHER ADJUSTMENTS: PENSION RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST 159,516. CHANGE IN INVESTMENTS HELD IN TRUST BY OTHERS 543,166. SCHEDULE G EVENT INCOME SHOWN GROSS OF EXPENDITURES ON FINANCIAL STATEMENTS 109,185.
PART XI, LINE 4B - OTHER ADJUSTMENTS: COMMUNITY HEALTH CHARITIES SHARE OF DIRECT PUBLIC SUPPORT 1,164,392. AMOUNTS DESIGNATED BY DONORS 10,753,677.
PART XII, LINE 2D - OTHER ADJUSTMENTS: SCHEDULE G EVENT EXPENSES SHOWN SEPARATELY ON FINANCIAL STATEMENTS 109,185.
PART XII, LINE 4B - OTHER ADJUSTMENTS: AMOUNTS DESIGNATED BY DONORS 10,753,677. COMMUNITY HEALTH CHARITIES SHARE OF DIRECT PUBLIC SUPPORT 1,164,392.
Schedule D (Form 990) 2013

Additional Data


Software ID:  
Software Version:  




SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
right arrowInformation about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT
 
Employer identification number

06-0646653
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
             
             
             
             
             
             
             
             
             
             
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

LUNCHEON
(event type)
(b) Event #2

 
(event type)
(c) Other events

 
(total number)
(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 227,835     227,835
2 Less: Contributions . . 90,225     90,225
3 Gross income (line 1
minus line 2) . . .
137,610     137,610
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . .        
6 Rent/facility costs . . 31,665     31,665
7 Food and beverages . 32,098     32,098
8 Entertainment . . .        
9 Other direct expenses . 45,422     45,422
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 109,185
11 Net income summary. Subtract line 10 from line 3, column (d)........... right arrow 28,425
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
%
%
%
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2013
Schedule G (Form 990 or 990-EZ) 2013
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
%
b
An outside facility ........................
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2013
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
lBullet Information about Schedule I (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT
 
Employer identification number
06-0646653
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) ACADEMY OF OUR LADY OF MERCY
200 HIGH STREET
MILFORD,CT064603249
06-0653077   9,900       DESIGNATED GIFTS
(2) AMERICAN CANCER SOCIETY FOUNDATION
825 BROOK STREET BLD 3
ROCKY HILL,CT06067
13-1788491   6,590       DESIGNATED GIFTS
(3) AMERICAN RED CROSS
PO BOX 73857
CHICAGO,IL606737857
53-0196605   43,819       DESIGNATED GIFTS
(4) AMERICAN RED CROSS CONNECTICUT REGIONAL CHAPTER
PO BOX 73857
CHICAGO,IL606737857
06-0914385   283,754       ALLOCATION FUNDING & DESIGNATED GIFTS
(5) AMERICAN SCHOOL FOR THE DEAF
139 NORTH MAIN STREET
WEST HARTFORD,CT06107
06-0667600   8,477       DESIGNATED GIFTS
(6) ANDOVER HEBRON MARLBOROUGH YOUTH SERVICES
25 PENDELTON DRIVE
HEBRON,CT062481525
22-2595584   6,401       DESIGNATED GIFTS
(7) ARCHBISHOP'S ANNUAL APPEAL
134 FARMINGTON AVENUE
HARTFORD,CT06105
06-0646669   17,041       DESIGNATED GIFTS
(8) ARCHDIOCESE OF HARTFORD
134 FARMINGTON AVENUE
HARTFORD,CT061053723
53-0196617   12,056       DESIGNATED GIFTS
(9) ASYLUM HILL CONGREGATIONAL CHURCH
814 ASYLUM AVENUE
HARTFORD,CT06105
06-0646544   7,024       DESIGNATED GIFTS
(10) BIRTHRIGHT OF GREATER HARTFORD INC
914 MAIN STREET- ROOM 216
EAST HARTFORD,CT06108
23-7378225   7,784       DESIGNATED GIFTS
(11) BOY SCOUTS OF AMERICA IMPERIAL COUNCIL
1207 UPAS STREET
SAN DIEGO,CA92103
95-1643983   13,540       DESIGNATED GIFTS
(12) BOYS & GIRLS CLUB OF NEW BRITAIN INC
150 WASHINGTON STREET
NEW BRITAIN,CT060511828
06-0660406   112,106       ALLOCATION FUNDING & DESIGNATED GIFTS
(13) BOYS & GIRLS CLUBS OF HARTFORD
170 SIGOURNEY STREET
HARTFORD,CT06105
06-6026005   152,549       ALLOCATION FUNDING & DESIGNATED GIFTS
(14) BRIDGE FAMILY CENTER INC
1022 FARMINGTON AVENUE
WEST HARTFORD,CT06107
23-7013563   5,147       DESIGNATED GIFTS
(15) BUSHNELL CENTER FOR THE PERFORMING ARTS
166 CAPITOL AVENUE
HARTFORD,CT06106
06-0662112   33,947       DESIGNATED GIFTS
(16) CAPITAL WORKFORCE PARTNERS
1 UNION PLACE 3RD FLOOR
HARTFORD,CT061031400
06-1013293   150,744       DESIGNATED GIFTS
(17) CATHOLIC CHARITIES DIOCESE OF NORWICH
331 MAIN STREET
NORWICH,CT06360
06-0646609   41,169       ALLOCATION FUNDING & DESIGNATED GIFTS
(18) CATHOLIC CHARITIES INC
839 ASYLUM AVENUE 841
HARTFORD,CT061052801
06-0667607   652,074       ALLOCATION FUNDING & DESIGNATED GIFTS
(19) CCARC INC
950 SLATER ROAD
NEW BRITAIN,CT060531658
06-6011543   17,324       ALLOCATION FUNDING & DESIGNATED GIFTS
(20) CHILDREN'S LAW CENTER
30 ARBOR STREET NORTH BUILDING
HARTFORD,CT061061215
06-1381700   43,058       ALLOCATION FUNDING & DESIGNATED GIFTS
(21) CHINESE CULTURAL CENTER
PO BOX 380825
EAST HARTFORD,CT061380825
06-1043595   5,578       DESIGNATED GIFTS
(22) CHRYSALIS CENTER INC
255 HOMESTEAD AVENUE
HARTFORD,CT06132
06-0986069   5,045       DESIGNATED GIFTS
(23) CHURCH OF ST MARY AT CLINTON HEIGHTS
163 COLUMBIA TURNPIKE
RENSSELAER,NY121443521
14-1372649   10,995       DESIGNATED GIFTS
(24) COLLEGE OF THE HOLY CROSS TRUSTEES
1 COLLEGE STREET
WORCESTER,MA016102322
04-2103558   15,687       DESIGNATED GIFTS
(25) COMMUNITY FOUNDATION OF EASTERN CT
147 STATE STREET
NEW LONDON,CT06320
22-2897455   48,750       ALLOCATION FUNDING & DESIGNATED GIFTS
(26) COMMUNITY HEALTH CHARITIES OF NEW ENGLAND
35 COLD SPRING ROAD SUITE 412
ROCKY HILL,CT060673164
06-6079596   20,771       DESIGNATED GIFTS
(27) COMMUNITY HEALTH RESOURCES
995 DAY HILL ROAD
WINDSOR,CT060951722
06-6082527   15,223       ALLOCATION FUNDING & DESIGNATED GIFTS
(28) COMMUNITY MENTAL HEALTH AFFILIATES INC
270 JOHN DOWNEY DRIVE
NEW BRITAIN,CT060512906
06-0934544   103,181       ALLOCATION FUNDING & DESIGNATED GIFTS
(29) COMPASS YOUTH COLLABORATIVE
55 AIRPORT ROAD SUITE 201
HARTFORD,CT06114
31-1768549   221,098       ALLOCATION FUNDING & DESIGNATED GIFTS
(30) CONNECTICUT CHILDREN'S MEDICAL CENTER
282 WASHINGTON STREET
HARTFORD,CT061063322
06-0646755   57,349       DESIGNATED GIFTS
(31) CONNECTICUT CHILDREN'S MEDICAL CENTER FOUNDATION
282 WASHINGTON STREET
HARTFORD,CT061063322
06-0646755   8,501       DESIGNATED GIFTS
(32) CONNECTICUT HUMANE SOCIETY
701 RUSSELL ROAD
NEWINGTON,CT061111593
06-0667605   26,011       DESIGNATED GIFTS
(33) CONNECTICUT PUBLIC BROADCASTING INC
ATTN MEMBERSHIP DEPARTMENT
HARTFORD,CT061052432
06-0758938   5,907       DESIGNATED GIFTS
(34) CONNECTICUT RIVERS COUNCIL BOY SCOUTS OF AMERICA
60 DARLIN STREET
EAST HARTFORD,CT061083201
06-0662110   171,023       ALLOCATION FUNDING & DESIGNATED GIFTS
(35) CONNECTIKIDS
814 ASYLUM AVENUE
HARTFORD,CT061052805
06-1035985   43,371       ALLOCATION FUNDING & DESIGNATED GIFTS
(36) CORPUS CHRISTI SCHOOL
581 SILAS DEANE HIGHWAY
WETHERSFIELD,CT06109
06-0653162   8,278       DESIGNATED GIFTS
(37) COVENANT SOUP KITCHEN INC
220 VALLEY STREET
WILLIMANTIC,CT062262332
20-3498376   8,583       ALLOCATION FUNDING & DESIGNATED GIFTS
(38) CT LEGAL SERVICES-HARTFORD
62 WASHINGTON STREET
MIDDLETOWN,CT06457
06-0955461   67,710       ALLOCATION FUNDING & DESIGNATED GIFTS
(39) CONNECTICUT WOMEN'S EDUCATION AND LEGAL FUND (CWEALF)
HARTFORD SQUARE WEST SUITE 1-300
HARTFORD,CT06106
06-0913214   183,409       DESIGNATED GIFTS
(40) DANA FARBER CANCER INSTITUTE INC
450 BROOKLINE AVENUE BP418
BOSTON,MA022155418
04-2263040   5,573       DESIGNATED GIFTS
(41) EAST CATHOLIC HIGH SCHOOL
115 NEW STATE ROAD
MANCHESTER,CT06042
06-0768663   31,186       DESIGNATED GIFTS
(42) FARMINGTON VALLEY ARC - FAVARH
225 COMMERCE DRIVE
CANTON,CT060191099
06-6011136   48,325       ALLOCATION FUNDING & DESIGNATED GIFTS
(43) FIDELCO GUIDE DOG FOUNDATION INC
103 VISION WAY
BLOOMFIELD,CT060025322
06-6060478   7,484       DESIGNATED GIFTS
(44) FIRST FRANKLIN PRESBYTERIAN CHURCH
101 LEGENDS CLUB LANE
FRANKLIN,TN37069
62-1393797   6,000       DESIGNATED GIFTS
(45) FOODSHARE INC
450 WOODLAND AVENUE
BLOOMFIELD,CT060021342
22-2474771   272,330       ALLOCATION FUNDING & DESIGNATED GIFTS
(46) FRENCH AMERICAN SCHOOL OF NEW YORK INC
525 FENIMORE ROAD
MAMARONECK,NY105432315
13-3052502   7,100       DESIGNATED GIFTS
(47) GIFTS OF LOVE INC
35 EAST MAIN STREET
AVON,CT060010463
06-1309318   11,917       DESIGNATED GIFTS
(48) GIRL SCOUTS OF CONNECTICUT
340 WASHINGTON STREET
HARTFORD,CT061063317
06-0646759   214,543       ALLOCATION FUNDING & DESIGNATED GIFTS
(49) GRACE ACADEMY INC
277 MAIN STREET
HARTFORD,CT06106
27-1673012   13,622       DESIGNATED GIFTS
(50) GRANBY COMMUNITY FUND
PO BOX 94
GRANBY,CT060350094
06-6037713   14,040       DESIGNATED GIFTS
(51) GREATER HARTFORD ARTS COUNCIL
PO BOX 231436
HARTFORD,CT061231436
23-7111486   109,047       DESIGNATED GIFTS
(52) GREATER HARTFORD LEGAL AID INC
999 ASYLUM AVENUE 3RD FLOOR
HARTFORD,CT061052465
06-0730611   255,941       ALLOCATION FUNDING & DESIGNATED GIFTS
(53) GUIDE DOGS OF AMERICA
365 NEW BRITAIN ROAD
KENSINGTON,CT06037
95-1586088   67,893       DESIGNATED GIFTS
(54) HARC INC
900 ASYLUM AVENUE
HARTFORD,CT061051985
06-0710289   195,836       ALLOCATION FUNDING & DESIGNATED GIFTS
(55) HARTFORD AREA CHILD CARE COLLABORATIVE
10 COLUMBUS BOULEVARD 8TH FLOOR
HARTFORD,CT06106
06-0735879   67,570       ALLOCATION FUNDING & DESIGNATED GIFTS
(56) HARTFORD AREA HABITAT FOR HUMANITY
780 WINDSOR STREET
HARTFORD,CT061441933
06-1253049   9,349       DESIGNATED GIFTS
(57) HARTFORD AREAS RALLY TOGETHER INC (HART)
385 WASHINGTON STREET
HARTFORD,CT061063345
06-0938125   18,358       ALLOCATION FUNDING & DESIGNATED GIFTS
(58) HARTFORD DISPENSARY
335 BROAD STREET 3RD FLOOR
MANCHESTER,CT060404036
06-0646665   18,580       ALLOCATION FUNDING & DESIGNATED GIFTS
(59) HARTFORD FOUNDATION FOR PUBLIC GIVING
10 COLUMBUS BOULEVARD 8TH FLOOR
HARTFORD,CT06106
06-0699252   64,092       DESIGNATED GIFTS
(60) HARTFORD HOSPITAL
80 SEYMOUR STREET
HARTFORD,CT06105
06-0646668   13,788       DESIGNATED GIFTS
(61) HARTFORD SEMINARY
77 SHERMAN STREET
HARTFORD,CT061056203
06-0647016   5,740       DESIGNATED GIFTS
(62) HARTFORD STAGE COMPANY
50 CHURCH STREET
HARTFORD,CT06103
06-0790484   15,034       DESIGNATED GIFTS
(63) HARTFORD SYMPHONY ORCHESTRA INC
100 PEARL ST 2ND FLOOR EAST TOWER
HARTFORD,CT061034510
06-0637319   11,723       DESIGNATED GIFTS
(64) HARTFORD'S CAMP COURANT
285 BROAD STREET
HARTFORD,CT061153785
06-1018155   5,859       DESIGNATED GIFTS
(65) HIGH HOPES THERAPEUTIC RIDING INC (OLD LYME)
36 TOWN WOODS ROAD
OLD LYME,CT063711142
06-0987749   15,415       DESIGNATED GIFTS
(66) HISPANIC HEALTH COUNCIL
175 MAIN STREET
HARTFORD,CT061061818
06-1018979   80,353       ALLOCATION FUNDING & DESIGNATED GIFTS
(67) HOCKANUM VALLEY COMMUNITY COUNCIL INC
29 NAEK ROAD SUITE 5A
VERNON,CT060663942
06-0864311   71,560       ALLOCATION FUNDING & DESIGNATED GIFTS
(68) HOME & COMMUNITY HEALTH SERVICES INC
101 PHOENIX AVENUE
ENFIELD,CT060831199
06-0646620   26,079       ALLOCATION FUNDING & DESIGNATED GIFTS
(69) HOPEWELL BAPTIST CHURCH
280 WINDSOR AVENUE
WINDSOR,CT06095
22-2600105   8,822       DESIGNATED GIFTS
(70) HOUSE OF BREAD
1453 MAIN STREET
HARTFORD,CT06120
06-1073478   6,404       DESIGNATED GIFTS
(71) HUMAN RESOURCE AGENCY OF NEW BRITAIN
180 CLINTON STREET
NEW BRITAIN,CT060533512
06-0954802   228,934       ALLOCATION FUNDING & DESIGNATED GIFTS
(72) INTERVAL HOUSE
PO BOX 340207
HARTFORD,CT061340207
06-0960005   183,965       ALLOCATION FUNDING & DESIGNATED GIFTS
(73) JANE DOE NO MORE INC
203 CHURCH STREET - REAR
NAUGATUCK,CT06770
61-1525250   6,365       DESIGNATED GIFTS
(74) JEWISH FAMILY SERVICE OF GREATER HARTFORD
333 BLOOMFIELD AVENUE SUITE A
WEST HARTFORD,CT061171500
06-0653062   155,845       ALLOCATION FUNDING & DESIGNATED GIFTS
(75) JUNIOR ACHIEVEMENT OF SOUTHWEST NEW ENGLAND
70 FARMINGTON AVENUE
HARTFORD,CT061053704
06-0665972   37,593       DESIGNATED GIFTS
(76) KINGSWOOD OXFORD SCHOOL INC
170 KINGSWOOD ROAD
WEST HARTFORD,CT061191430
06-0646688   20,335       DESIGNATED GIFTS
(77) KLINGBERG FAMILY CENTERS INC
370 LINWOOD STREET
NEW BRITAIN,CT06052
06-1487342   7,653       DESIGNATED GIFTS
(78) LEADERSHIP GREATER HARTFORD
30 LAUREL STREET
HARTFORD,CT06106
06-1167174   18,733       DESIGNATED GIFTS
(79) LISC FIDUCIARY FOR HARTFORD NEIGHBORHOOD
75 CHARTER OAK AVENUE SUITE 2-250
HARTFORD,CT06106
13-3030229   245,101       ALLOCATION FUNDING & DESIGNATED GIFTS
(80) LITERACY VOLUNTEERS OF CENTRAL CONNECTICUT
20 HIGH STREET
NEW BRITAIN,CT06051
22-2527030   43,515       ALLOCATION FUNDING & DESIGNATED GIFTS
(81) LITERACY VOLUNTEERS OF GREATER HARTFORD
30 ARBOR STREET SOUTH BUILDING
HARTFORD,CT06106
23-7237570   47,361       ALLOCATION FUNDING & DESIGNATED GIFTS
(82) LITERACY VOLUNTEERS OF NORTHERN CONNECTICUT
1010 ENFIELD STREET
ENFIELD,CT060823653
23-7329117   6,756       ALLOCATION FUNDING & DESIGNATED GIFTS
(83) MADINA ACADEMY
519 PALISADO AVENUE
WINDSOR,CT060950564
06-1589428   7,334       DESIGNATED GIFTS
(84) MALTA HOUSE OF CARE FOUNDATION
19 WOODLAND STREET SUITE 37
HARTFORD,CT061052335
20-3562371   5,173       DESIGNATED GIFTS
(85) MANCHESTER AREA CONFERENCE OF CHURCHES
466 MAIN STREET
MANCHESTER,CT060453804
23-7354956   77,541       ALLOCATION FUNDING & DESIGNATED GIFTS
(86) MARC INC OF MANCHESTER
151 SHELDON ROAD
MANCHESTER,CT060422318
06-0712057   17,709       ALLOCATION FUNDING & DESIGNATED GIFTS
(87) MASONICARE
33 NORTH PLAINS INDUSTRIAL ROAD
WALLINGFORD,CT064925841
26-0758992   47,092       ALLOCATION FUNDING & DESIGNATED GIFTS
(88) MASTERS SCHOOL INC
36 WESTLEDGE ROAD
WEST SIMSBURY,CT060922319
23-7016084   9,267       DESIGNATED GIFTS
(89) MIDDLESEX UNITED WAY
100 RIVERVIEW CENTER SUITE 230
MIDDLETOWN,CT064572862
06-0665170   144,885       DESIGNATED GIFTS
(90) MY SISTERS PLACE INC
237 HAMILTON STREET SUITE 203
HARTFORD,CT061062977
06-1079879   59,579       ALLOCATION FUNDING & DESIGNATED GIFTS
(91) MYSTIC SEAPORT MUSEUM INC
75 GREENMANVILLE AVENUE
MYSTIC,CT063551946
06-0653120   5,817       DESIGNATED GIFTS
(92) NEW BRITAIN- BERLIN YMCA
50 HIGH STREET
NEW BRITAIN,CT06051
22-2680676   40,842       ALLOCATION FUNDING & DESIGNATED GIFTS
(93) NEW BRITAIN MUSEUM OF AMERICAN ART INC
56 LEXINGTON STREET
NEW BRITAIN,CT06052
06-1422234   6,000       DESIGNATED GIFTS
(94) NORTHWEST CATHOLIC HIGH SCHOOL FOUNDATION
29 WAMPANOAG DRIVE
WEST HARTFORD,CT061171299
06-0768002   16,810       DESIGNATED GIFTS
(95) NUTMEG BIG BROTHERSBIG SISTERS
30 LAUREL STREET 3RD FLOOR
HARTFORD,CT06106
06-0850379   196,374       ALLOCATION FUNDING & DESIGNATED GIFTS
(96) OM FOUNDATION SRI SAI SPIRITUAL CENTER
749 OLD SAY BROOK ROAD-UNIT A101
MIDDLETOWN,CT06457
26-3534277   21,522       DESIGNATED GIFTS
(97) OPPORTUNITIES INDUSTRIALIZATION CENTER OF NEW BRIT
114 NORTH STREET
NEW BRITAIN,CT060511918
06-0876897   21,139       ALLOCATION FUNDING & DESIGNATED GIFTS
(98) OUR COMPANIONS DOMESTIC ANIMAL SANCTUARY INC
PO BOX 956
MANCHESTER,CT060450956
41-2047734   29,161       DESIGNATED GIFTS
(99) OUR PIECE OF THE PIE - OPP
20-28 SARGEANT STREET
HARTFORD,CT06105
06-0939659   503,723       ALLOCATION FUNDING & DESIGNATED GIFTS
(100) PERCEPTION PROGRAMS INC
54 NORTH STREET
WILLIMANTIC,CT062260407
06-0873149   5,160       ALLOCATION FUNDING & DESIGNATED GIFTS
(101) PLAINVILLE COMMUNITY FOOD PANTRY
54 SOUTH CANAL STREET
PLAINVILLE,CT06062
06-1446190   5,040       DESIGNATED GIFTS
(102) PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND
345 WHITNEY AVENUE
NEW HAVEN,CT06511
06-0263565   7,318       DESIGNATED GIFTS
(103) PRUDENCE CRANDALL CENTERNB
PO BOX 895
NEW BRITAIN,CT060500895
06-0968557   38,172       ALLOCATION FUNDING & DESIGNATED GIFTS
(104) RENBROOK SCHOOL
2865 ALBANY AVENUE
WEST HARTFORD,CT061171807
06-0646702   10,462       DESIGNATED GIFTS
(105) RICHARD M KEANE FOUNDATION INC
126 BROAD STREET
WETHERSFIELD,CT061093105
06-1635181   13,536       DESIGNATED GIFTS
(106) SAINT AGNES HOME INC
104 MAYFLOWER STREET
WEST HARTFORD,CT06110
06-0653189   9,494       DESIGNATED GIFTS
(107) SAINT FRANCIS HOSPITAL & MEDICAL CENTER
114 WOODLAND STREET
HARTFORD,CT061051208
06-1491191   14,596       DESIGNATED GIFTS
(108) SAINT GABRIEL SCHOOL
77 BLOOMFIELD AVENUE
WINDSOR,CT06095
06-0653080   5,669       DESIGNATED GIFTS
(109) SERVICES FOR THE ELDERLY OF FARMINGTON
321 NEW BRITAIN AVENUE
UNIONVILLE,CT060851041
06-0860153   48,167       ALLOCATION FUNDING & DESIGNATED GIFTS
(110) SEXUAL ASSAULT CRISIS CENTER OF EASTERN CT
90 SOUTH PARK STREET
WILLIMANTIC,CT06226
06-1033609   20,040       ALLOCATION FUNDING & DESIGNATED GIFTS
(111) SIMSBURY UNITED METHODIST CHURCH
799 HOPEMEADOW STREET
SIMSBURY,CT060701821
22-2487294   6,031       DESIGNATED GIFTS
(112) SOUTH PARK INN EMERGENCY SHELTER
75 MAIN STREET
HARTFORD,CT06106
06-1083735   107,662       ALLOCATION FUNDING & DESIGNATED GIFTS
(113) SOUTHERN CONNECTICUT STATE UNIVERSITY FOUNDATION
501 CRESCENT STREET
NEW HAVEN,CT065151330
23-7213073   7,500       DESIGNATED GIFTS
(114) ST ANN'S CHURCH OF AVON
289 ARCH ROAD
AVON,CT060014209
06-0658084   23,600       DESIGNATED GIFTS
(115) ST CHRISTOPHER SCHOOL
570 BREWER STREET
EAST HARTFORD,CT06118
22-2547126   11,780       DESIGNATED GIFTS
(116) ST DUNSTAN CHURCH-RECTORY
1345 MANCHESTER ROAD
GLASTONBURY,CT06033
06-0913943   7,095       DESIGNATED GIFTS
(117) ST GEORGE GREEK ORTHODOX CATHEDRAL
433 FAIRFIELD AVENUE
HARTFORD,CT06114
06-0679118   8,851       DESIGNATED GIFTS
(118) ST MARY'S PARISH - SIMSBURY CT
PO BOX 575
SIMSBURY,CT06070
06-0658096   6,596       DESIGNATED GIFTS
(119) ST VINCENT DEPAUL PLACE
617 MAIN STREET
MIDDLETOWN,CT064572762
06-1001527   6,253       DESIGNATED GIFTS
(120) TAMPA UNDERGROUND
1300 E 7TH AVENUE
TAMPA,FL33605
20-4722214   12,400       DESIGNATED GIFTS
(121) THE CHILDREN'S AID SOCIETY
475 RIVERSIDE DRIVE SUITE 1220
NEW YORK,NY10115
13-5562191   7,500       DESIGNATED GIFTS
(122) THE VILLAGE FOR FAMILIES & CHILDREN
1680 ALBANY AVENUE
HARTFORD,CT061051099
06-0668594   754,185       ALLOCATION FUNDING & DESIGNATED GIFTS
(123) TRINITY COLLEGE
300 SUMMIT STREET
HARTFORD,CT061063100
06-0646927   6,620       DESIGNATED GIFTS
(124) TRINITY COVENANT CHURCH
302 HACKMATACK STREET
MANCHESTER,CT06040
06-0867977   9,150       DESIGNATED GIFTS
(125) TRINITY EPISCOPAL DAY SCHOOL
120 SIGOURNEY STREET
HARTFORD,CT061052755
27-2901529   10,419       DESIGNATED GIFTS
(126) TRI-TOWN SHELTER SERVICES INC
PO BOX 28
VERNON,CT06066
06-1167566   5,714       DESIGNATED GIFTS
(127) TRUE COLORS INC
30 ARBOR STREET SUITE 201A
HARTFORD,CT061061215
06-1537001   24,044       ALLOCATION FUNDING & DESIGNATED GIFTS
(128) TRUSTEES OF COLUMBIA UNIVERSITY
622 WEST 113TH STREET MC 4524
NEW YORK,NY10025
13-5598093   16,000       DESIGNATED GIFTS
(129) UNIFIED THEATER
15 LEWIS STREET SUITE 104
HARTFORD,CT061032503
38-3689243   5,000       DESIGNATED GIFTS
(130) UNITED LABOR AGENCY(JOHN J DRISCOLL ULA)
56 TOWN LINE ROAD
ROCKY HILL,CT060671241
06-0987695   134,729       ALLOCATION FUNDING & DESIGNATED GIFTS
(131) UNITED WAY GREATER TWIN CITIES
PO BOX 2949
MINNEAPOLIS,MN55402
41-1973442   20,087       DESIGNATED GIFTS
(132) UNITED WAY MERIDEN & WALLINGFORD
35 PLEASANT STREET SUITE 1E
MERIDEN,CT064505786
06-0646714   23,690       DESIGNATED GIFTS
(133) UNITED WAY OF CENTRAL NEW YORK
518 JAMES STREET
SYRACUSE,NY132202129
15-0532073   8,107       DESIGNATED GIFTS
(134) UNITED WAY OF COASTAL FAIRFIELD COUNTY
855 MAIN STREET FLOOR 10
BRIDGEPORT,CT066044915
06-0864341   6,204       DESIGNATED GIFTS
(135) UNITED WAY OF CONNECTICUT
1344 SILAS DEANE HIGHWAY
ROCKY HILL,CT060671342
06-1084194   261,302       ALLOCATION FUNDING & DESIGNATED GIFTS
(136) UNITED WAY OF GREATER ATLANTA
100 EDGEWOOD AVENUE NE
ATLANTA,GA30303
58-0566194   14,156       DESIGNATED GIFTS
(137) UNITED WAY OF GREATER LOS ANGELES
1150 SOUTH OLIVE STREET STE T500
LOS ANGELES,CA90015
95-2274801   54,694       DESIGNATED GIFTS
(138) UNITED WAY OF GREATER WATERBURY
100 NORTH ELM STREET 2ND FLOOR
WATERBURY,CT067021512
06-0646634   44,379       DESIGNATED GIFTS
(139) UNITED WAY OF MARTIN COUNTY INC
PO BOX 362
STUART,FL349950362
59-1051699   15,282       DESIGNATED GIFTS
(140) UNITED WAY OF NEW YORK CITY
205 EAST 42ND STREET 12TH FLOOR
NEW YORK,NY10017
13-2617681   5,372       DESIGNATED GIFTS
(141) UNITED WAY OF NORTHWEST CT
PO BOX 1001
TORRINGTON,CT067901001
06-6009309   15,456       DESIGNATED GIFTS
(142) UNITED WAY OF PIONEER VALLEY
1441 MAIN STREET SUITE 147
SPRINGFIELD,MA011031447
04-2152680   176,123       DESIGNATED GIFTS
(143) UNITED WAY OF SAN DIEGO
4699 MURPHY CANYON ROAD
SAN DIEGO,CA921234320
95-2213995   16,333       DESIGNATED GIFTS
(144) UNITED WAY OF SOUTHEASTERN CT
PO BOX 375
GALES FERRY,CT063350375
06-0771393   40,053       DESIGNATED GIFTS
(145) UNITED WAY OF SOUTHINGTON
37 WEST CENTER STREET SUITE 201
SOUTHINGTON,CT064892574
06-0790621   26,416       DESIGNATED GIFTS
(146) UNITED WAY OF THE BAY AREA
550 KEARNY STREET SUITE 1000
SAN FRANCISCO,CA941082524
94-1312348   7,384       DESIGNATED GIFTS
(147) UNITED WAY OF THE CHATTAHOOCHEE VALLEY INC
1100 5TH AVENUE
COLUMBUS,GA31901
58-0572434   42,554       DESIGNATED GIFTS
(148) UNITED WAY OF THE GREATER LEHIGH VALLEY
1110 AMERICAN PKWY NE
ALLENTOWN,PA181099137
23-2657933   11,418       DESIGNATED GIFTS
(149) UNITED WAY OF THE GREATER SEACOAST
112 CORPORATE DRIVE UNIT 3
PORTSMOUTH,NH038016890
02-0271825   9,162       DESIGNATED GIFTS
(150) UNITED WAY OF THE PENNYRILE
PO BOX 587
HOPKINSVILLE,KY422410587
61-0567661   5,074       DESIGNATED GIFTS
(151) UNITED WAY OF WEST CENTRAL CT
200 MAIN STREET
BRISTOL,CT06010
06-0653262   18,970       DESIGNATED GIFTS
(152) UNITED WAY OF WESTERN CT (STAMFORD)
85 WEST STREET
DANBURY,CT068106550
06-0879004   20,098       DESIGNATED GIFTS
(153) UNITED WAY OF YORK COUNTY (ME)
PO BOX 727
KENNEBUNK,ME040430727
01-0276862   103,044       DESIGNATED GIFTS
(154) UNITED WAY WORLDWIDE
PO BOX 418607
BOSTON,MA022418607
23-7424837   280,935       DESIGNATED GIFTS
(155) UNIVERSITY OF CT FOUNDATION INC
2390 ALUMNI DRIVE UNIT 3206
STORRS,CT06269
06-6070722   64,274       DESIGNATED GIFTS
(156) UNIVERSITY OF NOTRE DAME
1100 GRACE HALL
NOTRE DAME,IN465565612
35-0868188   11,161       DESIGNATED GIFTS
(157) URBAN LEAGUE OF GREATER HARTFORD
140 WOODLAND STREET
HARTFORD,CT061051210
06-6066991   369,336       ALLOCATION FUNDING & DESIGNATED GIFTS
(158) URBAN SQUASH OF GREATER HARTFORD
ONE STATE STREET 20TH FLOOR
HARTFORD,CT061033110
27-2791355   5,035       DESIGNATED GIFTS
(159) UWGPSNJ
1709 BENJAMIN FRANKLIN PARKWAY
PHILADELPHIA,PA191031294
23-1556045   28,856       DESIGNATED GIFTS
(160) VALLEY COMMUNITY BAPTIST CHURCH
590 WEST AVON ROAD
AVON,CT06001
06-0948931   32,852       DESIGNATED GIFTS
(161) VALLEY OF THE SUN UNITED WAY
PO BOX 10748
PHOENIX,AZ850640748
86-0104419   13,363       DESIGNATED GIFTS
(162) VALLEY UNITED WAY
54 GROVE STREET
SHELTON,CT064844106
06-0847098   10,669       DESIGNATED GIFTS
(163) VISITING NURSE & HEALTH SERVICES OF CT INC
8 KEYNOTE DRIVE
VERNON,CT060665040
06-0646795   48,070       ALLOCATION FUNDING & DESIGNATED GIFTS
(164) VNA HEALTHCARE INC
1290 SILAS DEANE HIGHWAY STE 4B
WETHERSFIELD,CT061094337
06-0646938   507,811       ALLOCATION FUNDING & DESIGNATED GIFTS
(165) WADSWORTH ATHENEUM MUSEUM OF ART
600 MAIN STREET
HARTFORD,CT06103
06-0653111   26,294       DESIGNATED GIFTS
(166) WATKINSON SCHOOL
180 BLOOMFIELD AVENUE
HARTFORD,CT061051096
06-0655136   6,757       DESIGNATED GIFTS
(167) WINDHAM AREA INTERFAITH MINISTRY (WAIM)
866 MAIN STREET
WILLIMANTIC,CT06226
06-1122323   19,457       ALLOCATION FUNDING & DESIGNATED GIFTS
(168) WOMEN'S BUSINESS DEVELOPMENT COUNCIL
184 BEDFORD STREET SUITE 201
STAMFORD,CT06901
06-1493737   50,000       DESIGNATED GIFTS
(169) WOMEN'S LEAGUE INC
1695 MAIN STREET
HARTFORD,CT06120
06-0646969   5,749       DESIGNATED GIFTS
(170) WOMEN'S LEAGUE INC CHILD DEVELOPMENT CENTER
1695 MAIN STREET
HARTFORD,CT06120
06-0646969   524,755       ALLOCATION FUNDING & DESIGNATED GIFTS
(171) WORCESTER POLYTECHNIC INSTITUTE
GIFT REPORTING - ALUMNI ASSOCIATION
WORCESTER,MA01609
04-2121303   6,741       DESIGNATED GIFTS
(172) WOUNDED WARRIOR PROJECT
4899 BELFORT ROAD SUITE 300
JACKSONVILLE,FL322566033
20-2370934   18,939       DESIGNATED GIFTS
(173) YMCA OF GREATER HARTFORD
241 TRUMBULL STREET
HARTFORD,CT061031501
06-0881325   260,343       ALLOCATION FUNDING & DESIGNATED GIFTS
(174) Y-US INC
POBOX 261140
HARTFORD,CT061261140
22-2983677   12,328       ALLOCATION FUNDING & DESIGNATED GIFTS
(175) YWCA HARTFORD REGION
135 BROAD STREET
HARTFORD,CT06105
06-0646993   127,848       ALLOCATION FUNDING & DESIGNATED GIFTS
(176) YWCA OF NEW BRITAIN
19 FRANKLIN SQUARE
NEW BRITAIN,CT060512604
06-0598620   188,236       ALLOCATION FUNDING & DESIGNATED GIFTS
(177) YALE CANCER CENTER
157 CHURCH STREET
NEW HAVEN,CT06510
06-0646973   10,000       DESIGNATED GIFTS
(178) VALLEY UNITED WAY
201 LAFAYETTE STREET
UTICA,NY13502
15-0532074   29,926       DESIGNATED GIFTS
(179) VALLEY COMMUNITY CLINIC
6801 COLDWATER CYNE AVE
NORTH HOLLYWOOD,CA91605
23-7050082   5,625       DESIGNATED GIFTS
(180) UNVEIILING GLORY
4663 CROWN HILL ROAD
MECHANICSVILLE,VA23111
20-8122012   6,000       DESIGNATED GIFTS
(181) UNIVERSITY OF CONNECTICUT FOUNDATION
2390 ALUMNI DRIVE UNIT 3206
STORRS,CT06269
23-7187838   24,660       DESIGNATED GIFTS
(182) UNITED WAY OF VENTURA COUNTY
4001 MISSION OAKS BLVD
CAMARILLO,CA93012
95-1945833   33,983       DESIGNATED GIFTS
(183) UNITED WAY OF TAMPA BAY INC
5201 WEST KENNEDY ROAD
TAMPA,FL33609
59-3725701   5,769       DESIGNATED GIFTS
(184) UNITED WAY OF TARRANT COUNTY (TX)
1500 NORTH MAIN STREET
FORT WORTH,TX76164
75-0858360   6,918       DESIGNATED GIFTS
(185) UNITED WAY OF SAN ANTONIO & BEXAR COUNTY
700 SOUTH ALAMO STREET
SAN ANTONIO,TX78205
74-1272381   38,703       DESIGNATED GIFTS
(186) UNITED WAY OF PALM BEACH COUNTY INC
2600 QUANTUM BLVD
BOYNTON BEACH,FL33426
59-0683258   100,852       DESIGNATED GIFTS
(187) UNITED WAY OF MASSACHUSETTS BAY
PO BOX 51381
BOSTON,MA02205
04-2382233   13,737       DESIGNATED GIFTS
(188) UNITED WAY OF GREATER NEW HAVEN
370 JAMES STREET SUITE 403
NEW HAVEN,CT06513
06-0646761   20,255       DESIGNATED GIFTS
(189) UNITED WAY OF GREATER KANSAS CITY
801 WEST 47TH STREET
KANSAS CITY,MO64187
44-0545812   5,901       DESIGNATED GIFTS
(190) UNITED WAY OF CENTRAL OKLAHOMA
1444 NORTHWEST 28TH STREET
OKLAHOMA CITY,OK73106
73-0589829   18,908       DESIGNATED GIFTS
(191) UNITED WAY OF CENTRAL MARYLAND
PO BOX 64282
BALTIMORE,MD21264
52-0591543   11,464       DESIGNATED GIFTS
(192) UNITED WAY OF CENTRAL INDIANA
PO BOX 88409
INDIANAPOLIS,IN46208
35-1007590   19,182       DESIGNATED GIFTS
(193) UNITED WAY OF CENTRAL CAROLINAS INC
PO BOX 601942
CHARLOTTE,NC28260
56-0529948   23,091       DESIGNATED GIFTS
(194) UNITED WAY CALIFORNIA CAPITAL REGION
10389 OLD PLACERVILLE ROAD
SACRAMENTO,CA95827
94-1225382   7,510       DESIGNATED GIFTS
(195) UNITED WAY GREATER CAPITAL REGION INC
PO BOX 13865
ALBANY,NY12212
14-1364505   11,969       DESIGNATED GIFTS
(196) UNION BAPTIST CHURCH
1921 MAIN STREET
HARTFORD,CT06120
06-0938340   5,000       DESIGNATED GIFTS
(197) TRINITY EPISCOPAL CHURCH
11 CHURCH STREET
TARIFVILLE,CT06081
06-6051129   10,950       DESIGNATED GIFTS
(198) TEMPLE BETH SHOLOM ENDOWMENT FOUNDATION
400 EAST MIDDLE TURNPIKE
MANCHESTER,CT06040
05-0540805   5,205       DESIGNATED GIFTS
(199) SUFFIELD FOUNDATION FOR EXCELLENT SCHOOLS
PO BOX 503
SUFFIELD,CT06078
22-2789394   6,113       DESIGNATED GIFTS
(200) ST JOHN'S HIGH SCHOOL
378 MAIN STREET
SHREWSBURY,MA01545
04-2178393   12,500       DESIGNATED GIFTS
(201) SHRINERS HOSPITALS FOR CHILDREN
516 CAREW STREET
SPRINGFIELD,MA01104
04-2121377   9,877       DESIGNATED GIFTS
(202) SALVATION ARMY
855 ASYLUM AVENUE
HARTFORD,CT06142
13-5562351   372,721       DESIGNATED GIFTS
(203) SAINT JOHN'S CHURCH
679 FARMINGTON AVENUE
WEST HARTFORD,CT06119
06-0653123   8,439       DESIGNATED GIFTS
(204) SACRED HEART CHURCH
446 MOUNTAIN ROAD
SUFFIELD,CT06078
06-0653168   10,304       DESIGNATED GIFTS
(205) ROSWELL UNITED METHODIST CHURCH
814 MIMOSA BOULEVARD
ROSWELL,GA30075
58-1276063   15,000       DESIGNATED GIFTS
(206) QUINCY UNIVERSITY
1800 COLLEGE AVENUE
QUINCY,IL62301
37-0661231   10,000       DESIGNATED GIFTS
(207) OLD SAYBROOK YOUTH & FAMILY SERVICES
322 MAIN STREET
OLD SAYBROOK,CT06475
74-3129840   7,510       DESIGNATED GIFTS
(208) NORTHERN MIDDLESEX YMCA
99 UNION STREET
MIDDLETOWN,CT06457
06-0646981   5,095       DESIGNATED GIFTS
(209) NORTH TEXAS AREA UNITED WAY
PO BOX 660
WICHITA FALLS,TX76307
75-0950126   5,327       DESIGNATED GIFTS
(210) NATIONAL MULTIPLE SCLEROSIS SOCIETY
659 TOWER AVENUE
HARTFORD,CT06112
06-0792055   5,114       DESIGNATED GIFTS
(211) MYSTIC AQUARIUM & INSTITUTE FOR EXPLORATION
55 COOGAN BOULEVARD
MYSTIC,CT063551946
06-1480300   6,000       DESIGNATED GIFTS
(212) MARK TWAIN HOUSE
351 FARMINGTON AVENUE
HARTFORD,CT06105
06-0685118   14,948       DESIGNATED GIFTS
(213) HOLE IN THE WALL GANG FUND
555 LONG WHARF DRIVE
NEW HAVEN,CT06511
06-1157655   5,333       DESIGNATED GIFTS
(214) HEART OF FLORIDA UNITED WAY
DR NELSON YING CENTER
ORLANDO,FL32804
59-0808854   18,954       DESIGNATED GIFTS
(215) HARTFORD YOUTH SCHOLARS FOUNDATION
133 ALLEN PLACE
HARTFORD,CT06106
20-3495171   11,686       DESIGNATED GIFTS
(216) HARRIET BEECHER STOWE HOUSE
77 FOREST STREET
HARTFORD,CT06105
06-6042822   5,897       DESIGNATED GIFTS
(217) FRONTIER SOS GROUP
PO BOX 60730
PHOENIX,AZ85082
05-0473898   6,400       DESIGNATED GIFTS
(218) FOX VALLEY UNITED WAY
44 EAST GALENA BOULEVARD
AURORA,IL60505
36-2195467   10,317       DESIGNATED GIFTS
(219) FOUNDATION FOR AFRICAN MEDICINE AND EDUCATION
4553 CRIMSONWOOD DRIVE
REDDING,CA96001
22-3883033   5,000       DESIGNATED GIFTS
(220) FIRST CONGREGATIONAL CHURCH IN BLOOMFIELD
10 WINTONBURY AVENUE
BLOOMFIELD,CT06002
06-0727636   27,067       DESIGNATED GIFTS
(221) FARMINGTON VALLEY VISITING NURSE ASSOCIATION
8 OLD MILL LANE
SIMSBURY,CT06070
06-0646899   99,979       DESIGNATED GIFTS
(222) FARMINGTON VALLEY ACADEMY MONTESSORI
150 FISHER AVENUE
AVON,CT06001
20-1571082   13,370       DESIGNATED GIFTS
(223) FAMILY LIFE EDUCATION INC
30 ARBOR STREET SOUTH BUILDING
HARTFORD,CT06106
06-1262848   12,248       DESIGNATED GIFTS
(224) FAIRFIELD UNIVERSITY
1073 NORTH BENSON ROAD
FAIRFIELD,CT06824
06-0646623   10,145       DESIGNATED GIFTS
(225) EDUCATIONAL RESOURCES FOR CHILDREN INC
50 POST OFFICE ROAD
ENFIELD,CT06082
03-0399205   58,074       DESIGNATED GIFTS
(226) EMANUEL SYNAGOGUE
160 MOHEGAN DRIVE
WEST HARTFORD,CT061171299
06-0675032   11,745       DESIGNATED GIFTS
(227) COVENANT PREPARATORY SCHOOL
135 BROAD STREET
HARTFORD,CT06105
74-3238578   14,033       DESIGNATED GIFTS
(228) CONNECTICUT WOMEN'S EDUCATION & LEGAL FUND
PO BOX 261087
HARTFORD,CT06126
06-0913214   175,983       DESIGNATED GIFTS
(229) CONNECTICUT SCIENCE CENTER
250 COLUMBUS BLVD
HARTFORD,CT06103
06-1538101   15,187       DESIGNATED GIFTS
(230) CONNECTICUT FORUM INC
750 MAIN STREET
HARTFORD,CT06103
06-1343149   14,350       DESIGNATED GIFTS
(231) CONGRESSIONAL MEDAL OF HONOR FOUNDATION
40 PATRIOTS POINT ROAD
MOUNT PLEASANT,SC29464
25-1828488   5,000       DESIGNATED GIFTS
(232) COMMUNITY FOUNDATION OF GREATER NEW BRITAIN
74A VINE STREET
NEW BRITAIN,CT06052
06-6036461   50,045       DESIGNATED GIFTS
(233) COMMUNITY BICYCLE CENTER
PO BOX 783
BIDDEFORD,ME04005
20-3684834   11,109       DESIGNATED GIFTS
(234) CHURCH OF JESUS CHRIST OF LATTER DAY SAINTS
50 EAST NORTH TEMPLE
SALT LAKE CITY,UT84150
23-7300405   17,000       DESIGNATED GIFTS
(235) CHRISTIAN HERITAGE SCHOOL INC
575 WHITE PLAINS ROAD
TRUMBULL,CT06611
06-0962262   25,000       DESIGNATED GIFTS
(236) CCSU FOUNDATION INC
PO BOX 612
NEW BRITAIN,CT06050
23-7354328   13,241       DESIGNATED GIFTS
(237) CALVARY BAPTIST CHURCH
470 ELM STREET
WINDSOR LOCKS,CT06096
06-0870368   5,040       DESIGNATED GIFTS
(238) BLUE SPRUCE HABITAT FOR HUMANITY
PO BOX 2366
EVERGREEN,CO80437
84-1150042   5,000       DESIGNATED GIFTS
(239) BERKSHIRE UNITED WAY
200 SOUTH STREET
PITTSFIELD,MA01201
04-2104841   7,105       DESIGNATED GIFTS
(240) ADVENT UNITED METHODIST CHURCH
2258 WOODRUFF ROAD
SIMPSONVILLE,SC29681
57-0895177   11,250       DESIGNATED GIFTS
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
 
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2013

Schedule I (Form 990) 2013
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance












Part IV
Supplemental Information. Provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Return Reference Explanation
FORM 990, PART IV THROUGH THE UWCNCT COMMUNITY CAMPAIGN, DONORS CAN DIRECT THEIR GIFTS TO ANY QUALIFIED ORGANIZATION IN THE UNITED STATE OVER WHICH UWCNCT EXERCISES/RETAINS NO DISCRETION AS TO USE DUE TO DONOR INSTRUCTION. IN ORDER TO QUALIFY, AN ORGANIZATION MUST MEET THE FOLLOWING THREE CRITERIA: (1) FULLY TAX EXEMPT, (2) DONATIONS ARE 100% TAX DEDUCTIBLE, (3) IN FULL COMPLIANCE WITH FEDERAL PATRIOT ACT LAW. AS A MEMBER OF UNITED WAY WORLDWIDE (UWW), UWCNCT ADHERES TO ALL MEMBERSHIP CRITERIA INCLUDING THE REQUIREMENTS FOR DEDUCTING EXPENSES FROM DONOR-DIRECTED PLEDGES (UWW PUBLICATION TITLED "COST DEDUCTION STANDARDS FOR MEMBERSHIP REQUIREMENT M").
PART II, LINE 1H ORGANIZATIONS LISTED IN SCHEDULE I, PART II THAT HAVE A PURPOSE DESCRIPTION OF "ALLOCATION FUNDING & DESIGNATED GIFTS" REPRESENT AGENCIES THAT HAVE MET UNITED WAY OF CENTRAL AND NORTHEASTERN CONNECTICUT'S STANDARDS FOR MANAGEMENT, GOVERNANCE AND FISCAL ACCOUNTABILITY. THEY RECEIVE UNITED WAY COMMUNITY INVESTMENT SUPPORT FOR THEIR WORK IN THE AREAS OF CHILDREN SUCCEEDING IN SCHOOL, FINANCIAL SECURITY, AND BASIC NEEDS. THEY ALSO RECEIVE DONOR DESIGNATIONS PROCESSED BY UWCNCT. ORGANIZATIONS LISTED WITH A PURPOSE OF DESCRIPTION OF "DESIGNATED GIFTS" ONLY RECEIVE DONOR DESIGNATIONS PROCESSED BY UWCNCT.
Schedule I (Form 990) 2013


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
SchJMediumBullet Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT
 
Employer identification number

06-0646653
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
 
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
No
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
 
No
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)SUSAN B DUNNPRESIDENT / CEO (i)
(ii)
188,584
0
0
0
0
0
21,650
0
944
0
211,178
0
0
0
(2)PAULA S GILBERTOSENIOR VP (i)
(ii)
134,388
0
0
0
0
0
13,469
0
7,868
0
155,725
0
0
0
Schedule J (Form 990) 2013

Schedule J (Form 990) 2013
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Return Reference Explanation
Schedule J (Form 990) 2013

Additional Data


Software ID:  
Software Version:  
SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.

Right pointing arrow large imageInformation about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public Inspection
Name of the organization
UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT
 
Employer identification number

06-0646653
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art ....        
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications ..      
5 Clothing and household
goods .......
     
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 18 105,637 FAIR VALUE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles .....        
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( ALARM SYSTEM ) X 1 36,777 FAIR VALUE
26 Other Right pointing arrow large image ( OFFICE FURNIT ) X 20 7,998 FAIR VALUE
27 Other Right pointing arrow large image( )
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
...
29
 
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that
it must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2013)
Schedule M (Form 990) (2013)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 32B: UWCNCT ACCEPTS THE TRANSFER OF STOCK AS PAYMENT AGAINST PLEDGES MADE TO OUR ANNUAL UNITED WAY COMMUNITY CAMPAIGN. THE DATE OF THE GIFT/PAYMENT IS THE DAY THE STOCK PASSES FROM THE DONORS CONTROL TO UWCNCT. UWCNCT ADVISES ITS BROKER, A THIRD PARTY, TO SELL ALL SUCH STOCK TRANSFERS IMMEDIATELY UPON RECEIPT.
Schedule M (Form 990) (2013)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.
OMB No. 1545-0047
2013
Open to Public
Inspection
Name of the organization
UNITED WAY INC UNITED WAY OF CENT & NE CONNECTICUT
 
Employer identification number

06-0646653
Return Reference Explanation
FORM 990, PART VI, SECTION A, LINE 6 BY LAWS, ARTICLE VI "MEMBERS" 1. - THE CORPORATION SHALL HAVE ONE CLASS OF MEMBERS CONSISTING OF EACH INDIVIDUAL AND CORPORATE CONTRIBUTOR TO THE UNITED WAY'S ANNUAL CAMPAIGN IN THE PRECEDING CALENDAR YEAR.
FORM 990, PART VI, SECTION A, LINE 7A BY LAWS, ARTICLE VI "MEMBERS" 2. - AN ANNUAL MEETING OF THE MEMBERS OF THE UNITED WAY SHALL BE HELD EACH YEAR ON SUCH DATE AND AT SUCH TIME AND PLACE AS THE BOARD CHAIR SHALL FIX, FOR THE PURPOSE OF ELECTING DIRECTORS AND OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.
FORM 990, PART VI, SECTION B, LINE 11 UWCNCT'S AUDIT COMMITTEE REVIEWS AND ACCEPTS THE 990. THEN IT IS REVIEWED AND ACCEPTED BY THE FINANCE COMMITTEE. IT IS THEN PROVIDED IN ELECTRONIC FORM TO EACH MEMBER OF THE BOARD SEVERAL DAYS PRIOR TO THE NOVEMBER BOARD MEETING AT WHICH TIME IT IS PRESENTED FOR ACCEPTANCE BY THE FULL BOARD.
FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY EACH MEMBER OF THE BOARD IS REQUIRED TO COMPLETE A CONFLICT OF INTEREST STATEMENT. EACH BOARD MEMBER STATEMENT IS REVIEWED BY THE AUDIT COMMITTEE CHAIR. CONFLICT OF INTEREST STATEMENTS ARE COMPLETED BY ALL STAFF AND REVIEWED BY THE PRESIDENT & CEO.
FORM 990, PART VI, SECTION B, LINE 15 SENIOR EXECUTIVE COMPENSATION POLICY: THE BENEFITS AND COMPENSATION COMMITTEE WILL: - BE CHAIRED BY A BOARD MEMBER AND WILL HAVE AT LEAST THREE OTHER MEMBERS FROM THE BOARD, THE COMMUNITY AND/OR ORGANIZATION STAFF (EXCLUDING THE CEO) WHO POSSESS EXPERIENCE AND EXPERTISE IN HUMAN RESOURCES AND BENEFITS. - PARTICIPATE IN THE REVIEW OF THE SENIOR EXECUTIVE COMPENSATION ANNUALLY (DEFINED AS ANY POSITION VICE PRESIDENT AND ABOVE) AND DOCUMENT VIA THE MINUTES AND VOTE THEIR REVIEW AND OVERSIGHT OF THE COMPENSATION PROCESS AND DATA. - DEVELOP A REPORT THAT WILL INCLUDE MEETING MINUTES AND SUPPORTING MATERIALS THAT DOCUMENT EXECUTIVE COMPENSATION DECISIONS APPROVED BY THE EXECUTIVE COMMITTEE OR THE BOARD. - PERIODICALLY REVIEW A DESCRIPTION OF BENEFITS INCLUDING SUPPLEMENTAL RETIREMENT PLANS WITH ACCRUED AND PROJECTED BENEFITS PREREQUISITES INCLUDING CLUB DUES, HOUSING ALLOWANCE, TRAVEL AND ENTERTAINMENT EXPENSES, AND SPOUSAL TRAVEL AS APPLICABLE. THESE WILL BE DOCUMENTED FOR IRS FORM 990 FILING. A COPY OF THE ORGANIZATION'S POLICY FOR REVIEW AND APPROVAL OF BUSINESS EXPENSES OF THE CEO WILL BE DOCUMENTED FOR THE AUDITORS. THE BENEFITS AND COMPENSATION COMMITTEE CHAIRPERSON WILL: - REPORT AND RECOMMEND EXECUTIVE COMPENSATION AND BENEFITS TO THE EXECUTIVE COMMITTEE AND THE BOARD. - IN CONJUNCTION WITH HUMAN RESOURCES, REPORT SPECIFICALLY THE PRESIDENT AND CEO COMPENSATION INFORMATION TO THE UNITED WAY WORLDWIDE MEMBERSHIP ACCOUNTABILITY COMMITTEE (MAC) ALONG WITH THE BENEFITS AND COMPENSATION COMMITTEE POLICY ON COMPENSATION. COMPENSATION REVIEW: THE BENEFITS AND COMPENSATION COMMITTEE WILL REVIEW AND RECOMMEND SENIOR EXECUTIVE COMPENSATION AND BENEFITS TO THE EXECUTIVE COMMITTEE ON AN ANNUAL BASIS, TYPICALLY PRIOR TO THE NOVEMBER BOARD MEETING. CONSIDERATION WILL INCLUDE COMPARABLE MARKET DATA, FINANCIAL CIRCUMSTANCE OF THE ORGANIZATION AND PERFORMANCE OF THE INDIVIDUAL. ALL SENIOR EXECUTIVES' COMPENSATION AND BENEFITS (DEFINED AS ANY POSITION VICE PRESIDENT AND ABOVE) WILL BE REVIEWED ANNUALLY BY HR UTILIZING COMPENSATION BEST PRACTICES. NO SENIOR EXECUTIVE MAY PARTICIPATE IN THE DELIBERATION OR THE RECOMMENDATION OF THE BENEFITS AND COMPENSATION COMMITTEE OR THE EXECUTIVE COMMITTEE WITH RESPECT TO SUCH SENIOR EXECUTIVE'S COMPENSATION OR BENEFITS. TYPICALLY AT THE NOVEMBER BOARD MEETING, THE RECOMMENDATIONS WILL BE REVIEWED AND APPROVED BY THE BOARD. IN ORDER TO REMAIN RELATIVELY COMPETITIVE FOR STAFFING PURPOSES, IT IS OUR GOAL TO MAINTAIN SALARIES WITHIN 10% - 15% OF THE POSITION MEDIAN AS REFLECTED BY THE MARKET. MARKET IS GENERALLY DEFINED AS COMPARABLY-SIZED CHARITABLE ORGANIZATIONS WITH SIMILAR MISSION STATEMENTS, LOCATED IN THE NORTHEAST. MARKET DATA MAY INCLUDE FOR-PROFIT ORGANIZATIONS, TO THE EXTENT REQUIRED BY THE LOCAL MARKET FOR TALENT. IF A POSITION FALLS BENEATH THE 15% RANGE, IT IS REVIEWED AND A SALARY ADJUSTMENT MAY OR MAY NOT BE RECOMMENDED. THIS RANGE IS OFFERED AS A GUIDELINE NOT AN EXACT MEASURE AND CONSIDERATION IS GIVEN TO AN INDIVIDUAL'S PERFORMANCE, CONTRIBUTION, EXPERIENCE, ETC. AS PART OF THE COMPENSATION. UNITED WAY WORLDWIDE (UWW) DATA IS A PRIMARY SOURCE FOR ALL STAFF COMPENSATION ANALYSES WHICH IS COMPRISED OF DATA SOLICITED PERIODICALLY FROM UNITED WAYS ACROSS THE COUNTRY. UWW DATA IS THEN NARROWED BY REGION AND REVENUE LEVELS TO ENSURE APPLICABILITY. SPECIFIC COMPENSATION SURVEYS ARE ALSO ORDERED TO PROVIDE ADDITIONAL DATA SOURCES AS WELL ALONG WITH ANY FREE ONLINE TOOLS THAT PROVIDE COMPENSATION DATA. FOR SENIOR EXECUTIVES, DATA FOR LOCAL NON PROFITS OF COMPARABLE SIZE ARE ALSO UTILIZED VIA INFORMATION ON THE IRS FORM 990. WE STRIVE TO FIND MULTIPLE DATA SOURCES TO ENSURE THAT WE HAVE A THOROUGH COMPARISON FOR EACH POSITION. MERIT BASED COMPENSATION: PERFORMANCE WILL BE REVIEWED ANNUALLY TYPICALLY ON OR ABOUT JULY 1ST, THE BEGINNING OF THE FISCAL YEAR. UNITED WAY OF CENTRAL AND NORTHEASTERN CONNECTICUT WILL RECOGNIZE PERFORMANCE WITH INCREASES TO BASE SALARY FOR ELIGIBLE EMPLOYEES. SALARY INCREASES ARE NOT AUTOMATIC EACH YEAR, BUT ARE BASED ON PERFORMANCE, FINANCIAL CIRCUMSTANCES OF THE ORGANIZATION AND THE DISCRETION OF MANAGEMENT AND THE BOARD. SALARY RANGES FOR POSITIONS WILL BE ESTABLISHED AND REVIEWED PERIODICALLY TO ENSURE SUCH RANGES REFLECT THE MARKET. MANAGEMENT RETAINS DISCRETION TO PROVIDE A LUMP SUM PAYMENT IN LIEU OF A SALARY INCREASE IN THE EVENT AN INDIVIDUAL'S SALARY IS NEAR OR ABOVE THE MARKET RANGE FOR THE POSITION. PRESIDENT AND CEO EXPENSE REVIEW PROCESS: A STAFF PERSON OF FINANCE (INDIVIDUAL RESPONSIBLE FOR ACCOUNTS PAYABLE) OR DESIGNEE IS RESPONSIBLE FOR GATHERING AND COMPILING THE DETAILS OF THE PRESIDENT AND CEO'S EXPENSES INCLUDING CREDIT CARD EXPENSES. THESE ARE THEN PROVIDED TO THE CHAIRMAN OF THE BOARD OF DIRECTORS BY THE VICE PRESIDENT OF FINANCE AND ADMINISTRATION FOR REVIEW AND APPROVAL ON A QUARTERLY BASIS.
FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION USES GUIDESTAR.ORG AND THEIR OWN WEBSITE TO MAKE THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC.
FORM 990, PART XI, LINE 9: PENSION RELATED CHANGES OTHER THAN NET PERIODIC PENSION COST 159,516. CHANGE IN INVESTMENTS HELD IN TRUST BY OTHERS 543,166.
FORM 990, PART XII, LINE 2C THERE HAVE BEEN NO CHANGES TO THE ORGANIZATION'S OVERSIGHT OR SELECTION PROCESS DURING THE TAX YEAR.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2013

Additional Data


Software ID:  
Software Version: