Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
RHODA & HENRY FRANK FAMILY FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)800 NORTH MICHIGAN AVENUE UNIT 3802   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60611
A Employer identification number

36-3994549
B Telephone number (see instructions)

(312) 540-4993
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,155,164J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments 10,084 10,084  
4 Dividends and interest from securities...... 20,746 18,747  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 78,420
b Gross sales price for all assets on line 6a 295,841
7 Capital gain net income (from Part IV, line 2)... 78,420
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 109,250 107,251  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 279 0   0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 4,500 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 5,786 5,686   10
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 10,565 5,686   10
25 Contributions, gifts, grants paid........ 199,022 199,022
26 Total expenses and disbursements. Add lines 24 and 25 209,587 5,686   199,032
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -100,337
b Net investment income (if negative, enter -0-) 101,565
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 19,324 20,000 20,000
2 Savings and temporary cash investments.......... 124,501 89,096 89,096
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)..... 7,810 8,129 8,129
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 287,785 Click to see attachment320,975 313,747
b Investments—corporate stock (attach schedule)........ 331,859 Click to see attachment263,540 374,675
c Investments—corporate bonds (attach schedule)........ 307,281 Click to see attachment296,746 290,343
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 81,026 Click to see attachment60,656 59,174
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,159,586 1,059,142 1,155,164
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment190 Click to see attachment83
23 Total liabilities (add lines 17 through 22).......... 190 83
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 1,159,396 1,059,059
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,159,396 1,059,059
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,159,586 1,059,142
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,159,396
2 Enter amount from Part I, line 27a..................... 2 -100,337
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 1,059,059
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,059,059
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 255 SHS EXXON MOBIL CORPORATION P 2009-04-17 2013-02-26
b 390 SHS KBR INC. P 2009-06-10 2013-02-26
c 25 SHS ACE LIMITED NEW P 2007-10-18 2013-04-30
d 58 SHS ACE LIMITED NEW P 2007-10-18 2013-04-30
e 127 SHS ACE LIMITED NEW P 2007-10-18 2013-04-30
350 SHS EMC CORP MASS P 2009-05-05 2013-04-30
2,844.141 SHS MANNING & NAPIER WORLD P 2010-11-04 2013-04-30
19 SHS NORTHROP GRUMMAN CORP P 2008-11-19 2013-04-30
86 SHS NORTHROP GRUMMAN CORP P 2008-11-19 2013-04-30
365 SHS AT&T INC. P 2008-12-22 2013-10-10
70 SHS AT&T INC. P 2008-12-22 2013-10-10
150 SHS ACCENTURE PLC CL A P 2009-09-02 2013-10-10
370 SHS MARATHON OIL CORP. P 2008-10-22 2013-10-10
85 SHS MARATHON PETE CORP. P 2008-10-22 2013-11-19
100 SHS MARATHON PETE CORP. P 2008-10-22 2013-11-19
615.764 SHS MATTHEWS ASIA DIVIDEND FUND P 2011-02-15 2013-11-19
225 SHS TECH DATA CORP. P 2009-07-21 2013-11-19
235 SHS TIME WARNER INC. P 2009-02-09 2013-11-19
1,451.379 SHS VANGUARD INTER TERM TAX EXEMPT FUND P 2010-11-04 2013-11-20
6,000 SHS US TREASURY NOTE 1.375% 2/19 P 2012-03-01 2013-08-09
3,000 SHS US TREASURY NOTE 1.375% 2/19 P 2012-03-01 2013-08-09
329 SHS FIXED INCOME SHARES C P 2009-10-22 2013-06-13
775 SHS FIXED INCOME SHARES M P 2009-10-22 2013-06-13
FHLMC A9-7047 4.5%41 P 2011-02-11 2013-12-15
FNMA PL AB1389 4.5%40 P 2011-02-02 2013-12-25
FNMA PL AB4119 4%41 P 2012-04-09 2013-12-25
FNMA PL AB4297 3.5%42 P 2012-01-10 2013-12-25
FNMA PL AB5468 3.5%42 P 2012-06-07 2013-12-25
FNMA PL AB6493 3%42 P 2012-11-07 2013-12-25
FNMA PL AB7079 3%42 P 2012-11-07 2013-12-25
FNMA PL AH5583 4.5%41 P 2011-02-09 2013-12-25
FNMA PL AK5542 4%42 P 2012-07-13 2013-12-25
FNMA PL AL1948 4%42 P 2012-08-07 2013-12-25
FNMA PL 745275 5%36 P 2009-10-22 2013-12-25
12,000 SHS FNMA PL 745275 5%36 P 2009-10-22 2013-08-20
2,000 SHS FNMA PL 745275 5%36 P 2009-10-22 2013-08-23
FNMA PL 889579 6%38 P 2009-10-22 2013-12-25
FNMA PL 932848 4%40 P 2012-09-07 2013-12-25
5,000 SHS US TREAS NOTE 0.75% 10/17 P 2012-11-21 2013-03-04
3,000 SHS US TREAS NOTE 0.75% 10/17 P 2012-11-21 2013-03-04
5,000 SHS US TREAS NOTE 0.75% 10/17 P 2012-11-21 2013-03-06
4,000 SHS US TREAS NOTE 0.75% 10/17 P 2012-11-28 2013-03-06
7,000 SHS US TREASURY NOTE 2% 02/23 P 2012-03-04 2013-09-04
FHLMC G0-8323 5%39 P 2013-09-23 2013-12-15
FHLMC Q1-6644 3.5%43 P 2013-09-23 2013-12-15
FHLMC Q1-7639 3%43 P 2013-09-20 2013-12-15
FNMA PL AB4119 4%41 P 2012-04-09 2013-03-25
FNMA PL AB5468 3.5%42 P 2012-06-07 2013-05-25
1,000 SHS FNMA PL AB5468 3.5%42 P 2012-06-07 2013-01-09
FNMA PL AB6493 3%42 P 2012-11-07 2013-10-25
FNMA PL AB7079 3%42 P 2012-11-07 2013-10-25
FNMA PL AJ4050 4%41 P 2013-04-23 2013-12-25
FNMA PL AK5542 4%42 P 2012-07-13 2013-06-25
FNMA PL AL0069 5%42 P 2013-04-17 2013-12-25
4,000 SHS FNMA PL AL0069 5%42 P 2013-04-12 2013-08-23
FNMA PL AL0527 P 2013-03-21 2013-08-25
2,000 SHS FNMA PL AL0527 P 2013-03-18 2013-08-20
FNMA PL AL1948 4%42 P 2012-08-07 2013-07-25
3,000 SHS FNMA PL AP2077 3.5%42 P 2012-10-05 2013-01-09
FNMA PL AP2077 3.5%42 P 2012-10-05 2013-01-25
1,000 SHS FNMA PL AP3667 3.5%42 P 2012-10-05 2013-01-09
FNMA PL AP3667 3.5%42 P 2012-10-05 2013-01-25
FNMA PL AL3423 5%40 P 2013-06-19 2013-08-25
1,000 SHS FNMA PL AL3423 5%40 P 2013-06-14 2013-08-20
FNMA PL AL3424 4%43 P 2013-07-15 2013-12-25
5,000 SHS FNMA PL AP4795 3.5%42 P 2012-10-05 2013-01-09
FNMA PL AP4795 3.5%42 P 2012-10-05 2013-01-25
4,000 SHS FNMA PL AP7488 3.5%42 P 2012-10-05 2013-01-09
FNMA PL AP7488 3.5%42 P 2012-10-05 2013-01-25
FNMA PL AS0415 4%43 P 2013-09-23 2013-12-25
4,000 SHS FNMA PL 735402 5%35 P 2013-07-17 2013-08-20
FNMA PL 735484 5%35 P 2013-03-21 2013-08-25
6,000 SHS FNMA PL 735484 5%35 P 2013-03-18 2013-08-23
7,000 SHS FNMA PL 735484 5%35 P 2013-03-18 2013-08-23
8,000 SHS FNMA PL 735484 5%35 P 2013-03-18 2013-08-23
FNMA PL AU3751 4%43 P 2013-10-17 2013-12-25
1,000 SHS FNMA PL 745275 5%36 P 2013-02-20 2013-08-23
FNMA PL 745580 5%36 P 2013-09-30 2013-12-25
FNMA PL 835158 5%35 P 2013-01-14 2013-08-25
1,000 SHS FNMA PL 835158 5%35 P 2013-01-09 2013-08-20
FNMA PL 932848 4%40 P 2012-09-07 2013-08-25
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 22,494   10,326 12,168
b 11,647   6,530 5,117
c 2,224   1,521 703
d 5,160   3,529 1,631
e 11,298   7,727 3,571
7,854   4,469 3,385
23,436   25,000 -1,564
1,422   650 772
6,437   2,941 3,496
12,393   8,989 3,404
2,377   1,969 408
10,676   6,020 4,656
12,910   5,101 7,809
6,696   1,646 5,050
7,878   1,805 6,073
10,000   8,692 1,308
11,756   7,772 3,984
15,590   4,810 10,780
20,000   20,043 -43
5,941   5,972 -31
2,971   2,986 -15
4,326   4,413 -87
8,510   7,694 816
762   767 -5
1,848   1,878 -30
1,594   1,685 -91
1,307   1,347 -40
424   445 -21
115   121 -6
11   12 -1
1,493   1,505 -12
108   116 -8
397   434 -37
1,108   1,069 39
1,963   1,896 67
327   318 9
2,226   2,364 -138
19   20 -1
5,016   5,017 -1
3,009   3,010 -1
5,010   5,017 -7
4,008   4,021 -13
6,508   7,084 -576
25   27 -2
27   27 0
14   13 1
1,451   1,535 -84
780   806 -26
933   925 8
381   402 -21
38   40 -2
97   104 -7
132   142 -10
1,029   1,126 -97
1,407   1,422 -15
212   236 -24
781   789 -8
718   785 -67
3,083   3,112 -29
30   58 -28
1,041   1,046 -5
11   15 -4
63   73 -10
846   853 -7
44   45 -1
5,250   5,277 -27
18   40 -22
4,112   4,146 -34
23   54 -31
19   20 -1
645   617 28
872   968 -96
948   958 -10
1,106   1,118 -12
1,264   1,277 -13
10   11 -1
164   165 -1
12   13 -1
83   92 -9
188   189 -1
159   164 -5
6,576     6,576
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       12,168
b       5,117
c       703
d       1,631
e       3,571
      3,385
      -1,564
      772
      3,496
      3,404
      408
      4,656
      7,809
      5,050
      6,073
      1,308
      3,984
      10,780
      -43
      -31
      -15
      -87
      816
      -5
      -30
      -91
      -40
      -21
      -6
      -1
      -12
      -8
      -37
      39
      67
      9
      -138
      -1
      -1
      -1
      -7
      -13
      -576
      -2
      0
      1
      -84
      -26
      8
      -21
      -2
      -7
      -10
      -97
      -15
      -24
      -8
      -67
      -29
      -28
      -5
      -4
      -10
      -7
      -1
      -27
      -22
      -34
      -31
      -1
      28
      -96
      -10
      -12
      -13
      -1
      -1
      -1
      -9
      -1
      -5
      6,576
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 78,420
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 70,407 1,232,687 0.057117
2011 138,584 1,283,982 0.107933
2010 131,972 1,327,095 0.099444
2009 93,504 1,298,509 0.072009
2008 193,376 1,647,747 0.117358
2 Total of line 1, column (d) ...................... 2 0.453861
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.090772
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 1,200,326
5 Multiply line 4 by line 3....................... 5 108,956
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 1,016
7 Add lines 5 and 6......................... 7 109,972
8 Enter qualifying distributions from Part XII, line 4.............. 8 199,032
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,016
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 1,016
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,016
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 2,933
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,933
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,917
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet1,917 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletHENRY FRANK Telephone no.bullet (312) 540-4993
    Located atbullet800 N MICHIGAN AVENUE UNIT 3802CHICAGOIL ZIP+4bullet60611
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    HENRY FRANK PRESIDENT/TREASURER
    1.00     		0 0 0
    800 N MICHIGAN AVENUE UNIT 3802
    CHICAGO,IL60611
    RHODA LEA FRANK VICE-PRESIDENT/SECRETARY
    2.00     		0 0 0
    800 N MICHIGAN AVENUE UNIT 3802
    CHICAGO,IL60611
    JODY L FRANK NONE
    1.00     		0 0 0
    5437 BLUE SAGE DRIVE
    RALEIGH,NC27606
    BETH ANN WAITE NONE
    1.00     		0 0 0
    N27W30113 MAPLE AVENUE
    PEWAUKEE,WI53072
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 NOT APPLICABLE 0
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NOT APPLICABLE 0
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    60,016
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    1,016
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,016
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    59,000
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    59,000
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    59,000
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 59,000
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 80,152
    b From 2009....... 93,504
    c From 2010....... 132,512
    d From 2011....... 76,067
    e From 2012....... 10,321
    fTotal of lines 3a through e......... 392,556
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 199,032
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 59,000
    e Remaining amount distributed out of corpus 140,032
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 532,588
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		80,152
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		452,436
    10 Analysis of line 9:
    a Excess from 2009.... 93,504
    b Excess from 2010.... 132,512
    c Excess from 2011.... 76,067
    d Excess from 2012.... 10,321
    e Excess from 2013.... 140,032
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    HENRY FRANK
    RHODA LEA FRANK
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    HENRY FRANK
    800 NORTH MICHIGAN AVENUE UNIT 3802
    CHICAGO,IL60611
    (312) 540-4993
    bThe form in which applications should be submitted and information and materials they should include:
    THERE IS NO STANDARD APPLICATION FORM. SUBMIT LETTER REQUESTING A CONTRIBUTION WITH COPY OF ORGANIZATION'S IRC SEC. 501 (C)(3) LETTER.
    cAny submission deadlines:
    THERE ARE NO SUBMISSION DEADLINES.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    ORGANIZATION MUST BE CHARITABLE, RELIGIOUS, EDUCATIONAL, LITERARY OR SCIENTIFIC AS DESCRIBED IN IRC SEC. 501 (C)(3).
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    987 WFMT FINE ARTS CIRCLE
    5400 NORTH ST LOUIS AVE
    CHICAGO,IL60625     		  PUBLIC CHARITABLE - GENERAL SUPPORT 6,106
    ALZHEIMER'S RESEARCH FOUNDATION
    199 WATER STREET 23RD FLOOR
    NEW YORK,NY10038     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    AMERICAN CANCER SOCIETY
    250 WILLIAMS STREET NW
    ATLANTA,GA30303     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    AMERICAN LUNG ASSOCIATION
    55 WEST WACKER DR SUITE 1150
    CHICAGO,IL60601     		  PUBLIC CHARITABLE - GENERAL SUPPORT 550
    AMERICAN RED CROSS
    2200 W HARRISON STREET
    CHICAGO,IL60612     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    ANTI-DEFAMATION LEAGUE
    605 THIRD AVENUE
    NEW YORK,NY10158     		  PUBLIC CHARITABLE - GENERAL SUPPORT 400
    ARTHRITIS FOUNDATION
    35 EAST WACKER DRIVE 2260
    CHICAGO,IL60601     		  PUBLIC CHARITABLE - GENERAL SUPPORT 400
    B'NAI B'RITH YOUTH ORGANIZATION (BBYO)
    2020 K STREET NW 7TH FLOOR
    WASHINGTON,DC20006     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    BOSTON BAROQUE
    10 GUEST STREET STE 290
    BOSTON,MA02135     		  PUBLIC CHARITABLE - GENERAL SUPPORT 200
    CEDILLE CHICAGO (AKA THE CHICAGO CLASSICAL RECORDING FOUNDATION)
    1205 W BALMORAL AVE
    CHICAGO,IL60640     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    CHICAGO HISTORY MUSEUM
    1601 N CLARK STREET
    CHICAGO,IL60614     		  PUBLIC CHARITABLE - GENERAL SUPPORT 300
    CHICAGO LOOP SYNAGOGUE
    16 SOUTH CLARK STREET
    CHICAGO,IL60603     		  PUBLIC CHARITABLE - GENERAL SUPPORT 10,750
    CHICAGO MARITIME MUSEUM
    310 SOUTH RACINE 6N
    CHICAGO,IL60607     		  PUBLIC CHARITABLE - GENERAL SUPPORT 200
    CHICAGO SHAKESPEARE THEATRE
    800 EAST GRAND AVENUE
    CHICAGO,IL60611     		  PUBLIC CHARITABLE - GENERAL SUPPORT 1,000
    CHILDREN'S CANCER RESEARCH FUND
    7301 OHMS LANE SUITE 460
    MINNEAPOLIS,MN55439     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    CONGREGATION EMANU-EL
    5959 N SHERIDAN ROAD
    CHICAGO,IL60660     		  PUBLIC CHARITABLE - GENERAL SUPPORT 500
    CONGREGATION KNESETH ISRAEL
    330 DIVISION STREET
    ELGIN,IL60120     		  PUBLIC CHARITABLE - GENERAL SUPPORT 300
    DEPAUL UNIVERSITY SCHOOL OF MUSIC
    1 EAST JACKSON BLVD
    CHICAGO,IL60604     		  PUBLIC CHARITABLE - GENERAL SUPPORT 15,600
    DISABLED AMERICAN VETERANS
    3725 ALEXANDRIA PIKE
    COLD SPRING,KY41076     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    DRAKE UNIVERSITY
    2507 UNIVERSITY AVENUE
    DES MOINES,IA50311     		  PUBLIC CHARITABLE - GENERAL SUPPORT 1,500
    ERIE ELEMENTARY CHARTER SCHOOL
    1405 N WASHTENAW AVE
    CHICAGO,IL60622     		  PUBLIC CHARITABLE - GENERAL SUPPORT 200
    FRIENDS OF THE SMITHSONIAN
    PO BOX 37012 MRC 712
    WASHINGTON,DC20013     		  PUBLIC CHARITABLE - GENERAL SUPPORT 450
    GRANT PARK MUSIC FESTIVAL
    205 EAST RANDOLPH STREET
    CHICAGO,IL60601     		  PUBLIC CHARITABLE - GENERAL SUPPORT 5,440
    HARRIS THEATER FOR MUSIC AND DANCE
    205 EAST RANDOLPH STREET
    CHICAGO,IL60601     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    ILLINOIS HOLOCAUST MUSEUM & EDUCATION CENTER
    9603 WOODS DRIVE
    SKOKIE,IL60077     		  PUBLIC CHARITABLE - GENERAL SUPPORT 500
    HILLEL - THE FOUNDATION FOR JEWISH CAMPUS LIFE
    800 EIGHTH STREET NW
    WASHINGTON,DC20001     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    JEWISH FAMILY SERVICE - JEWISH CHAPLAINCY PROGRAM
    4131 S BRAESWOOD BLVD
    HOUSTON,TX77025     		  PUBLIC CHARITABLE - GENERAL SUPPORT 500
    JEWISH UNITED FUND OF METROPOLITAN CHICAGO
    30 SOUTH WELLS STREET
    CHICAGO,IL60606     		  PUBLIC CHARITABLE - GENERAL SUPPORT 46,200
    JEWISH WOMEN'S FOUNDATION
    30 SOUTH WELLS STREET
    CHICAGO,IL60606     		  PUBLIC CHARITABLE - GENERAL SUPPORT 2,000
    JOHN G SHEDD AQUARIUM
    1200 S LAKE SHORE DRIVE
    CHICAGO,IL60605     		  PUBLIC CHARITABLE - GENERAL SUPPORT 1,500
    JUDD GOLDMAN ADAPTIVE SAILING FOUNDATION
    875 N MICHIGAN AVE STE 3718
    CHICAGO,IL60611     		  PUBLIC CHARITABLE - GENERAL SUPPORT 5,000
    JUVENILE DIABETES RESEARCH FOUNDATION
    26 BROADWAY 14TH FLOOR
    NEW YORK,NY10004     		  PUBLIC CHARITABLE - GENERAL SUPPORT 1,000
    LAKESHORE PUBLIC TELEVISION
    8625 INDIANA PLACE
    MERRILLVILLE,IN46410     		  PUBLIC CHARITABLE - GENERAL SUPPORT 400
    LAMBS FARM
    14245 W ROCKLAND ROAD
    LIBERTYVILLE,IL60048     		  PUBLIC CHARITABLE - GENERAL SUPPORT 200
    LEAGUE OF THE CHICAGO SYMPHONY ORCHESTRA ASSOCIATION
    220 S MICHIGAN AVENUE
    CHICAGO,IL60604     		  PUBLIC CHARITABLE - GENERAL SUPPORT 17,830
    LINCOLN PARK ZOO
    PO BOX 14903
    CHICAGO,IL60614     		  PUBLIC CHARITABLE - GENERAL SUPPORT 600
    LINCOLNWOOD JEWISH CONGREGATION
    7117 N CRAWFORD AVE
    LINCOLNWOOD,IL60712     		  PUBLIC CHARITABLE - GENERAL SUPPORT 36
    LYRIC OPERA OF CHICAGO
    20 N WACKER DRIVE
    CHICAGO,IL60606     		  PUBLIC CHARITABLE - GENERAL SUPPORT 35,000
    LYRIC OPERA OF CHICAGO - OVERTURE SOCIETY
    20 N WACKER DRIVE
    CHICAGO,IL60606     		  PUBLIC CHARITABLE - GENERAL SUPPORT 2,500
    MAOT CHITIM OF GREATER CHICAGO
    7366 N LINCOLN AVE 301
    LINCOLNWOOD,IL60712     		  PUBLIC CHARITABLE - GENERAL SUPPORT 290
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    1275 YORK AVE
    NEW YORK,NY10065     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    MERIT SCHOOL OF MUSIC
    38 S PEORIA STREET
    CHICAGO,IL60607     		  PUBLIC CHARITABLE - GENERAL SUPPORT 1,000
    MILWAUKEE YOUTH SYMPHONY ORCHESTRA
    325 W WALNUT STREET
    MILWAUKEE,WI53212     		  PUBLIC CHARITABLE - GENERAL SUPPORT 500
    MUSEUM OF SCIENCE AND INDUSTRY
    57TH STREET
    CHICAGO,IL60637     		  PUBLIC CHARITABLE - GENERAL SUPPORT 1,250
    MUSIC OF THE BAROQUE
    111 NORTH WABASH AVE STE 810
    CHICAGO,IL60602     		  PUBLIC CHARITABLE - GENERAL SUPPORT 2,000
    PATHWAYS TO COLLEGE SCHOOL
    9144 3RD AVE
    HESPERIA,CA92345     		  PUBLIC CHARITABLE - GENERAL SUPPORT 10,000
    NEWBERRY LIBRARY OF CHICAGO
    60 W WALTON STREET
    CHICAGO,IL60610     		  PUBLIC CHARITABLE - GENERAL SUPPORT 200
    RONALD MCDONALD HOUSE CHARITIES
    ONE KROC DRIVE
    OAK BROOK,IL60523     		  PUBLIC CHARITABLE - GENERAL SUPPORT 1,000
    RUSH HOUR CONCERTS
    650 N DEARBORN SUITE 500
    CHICAGO,IL60654     		  PUBLIC CHARITABLE - GENERAL SUPPORT 300
    SKYLIGHT OPERA THEATRE
    158 NORTH BROADWAY
    MILWAUKEE,WI53202     		  PUBLIC CHARITABLE - GENERAL SUPPORT 300
    SPERTUS INSTITUTE OF JEWISH STUDIES
    610 S MICHIGAN AVENUE
    CHICAGO,IL60605     		  PUBLIC CHARITABLE - GENERAL SUPPORT 300
    STREETERVILLE ORGANIZATION OF ACTIVE RESIDENTS (SOAR)
    244 EAST PEARSON ST SUITE 102
    CHICAGO,IL60611     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    THE ARK
    6450 N CALIFORNIA AVE
    CHICAGO,IL60645     		  PUBLIC CHARITABLE - GENERAL SUPPORT 200
    THE CHICAGO CHAMBER MUSIC SOCIETY
    180 N STETSON AVENUE
    CHICAGO,IL60601     		  PUBLIC CHARITABLE - GENERAL SUPPORT 600
    THE CHICAGO SYMPHONY ORCHESTRA - THE ADVENTURES IN MUSIC
    220 S MICHIGAN AVENUE
    CHICAGO,IL60604     		  PUBLIC CHARITABLE - GENERAL SUPPORT 200
    THE FIELD MUSEUM OF NATURAL HISTORY
    1400 S LAKE SHORE DRIVE
    CHICAGO,IL60605     		  PUBLIC CHARITABLE - GENERAL SUPPORT 600
    THE INTERNATIONAL OMEGA FOUNDATION INC
    40 EAST CHICAGO AVE SUITE 116
    CHICAGO,IL60611     		  PUBLIC CHARITABLE - GENERAL SUPPORT 25
    THE JOFFREY BALLET OF CHICAGO
    10 EAST RANDOLPH STREET
    CHICAGO,IL60601     		  PUBLIC CHARITABLE - GENERAL SUPPORT 3,000
    THE METROPOLITAN OPERA
    LINCOLN CENTER
    NEW YORK,NY10023     		  PUBLIC CHARITABLE - GENERAL SUPPORT 3,000
    THE MUSEUM OF CONTEMPORARY ART
    220 EAST CHICAGO AVENUE
    CHICAGO,IL60611     		  PUBLIC CHARITABLE - GENERAL SUPPORT 2,000
    THE SALVATION ARMY
    900 JAMES M WOOD BLVD
    LOS ANGELES,CA90015     		  PUBLIC CHARITABLE - GENERAL SUPPORT 200
    THE SKIN CANCER RESEARCH FUND
    149 MADISON AVE SUITE 901
    NEW YORK,NY10016     		  PUBLIC CHARITABLE - GENERAL SUPPORT 200
    THE SOLTI FOUNDATION US
    1490 CHICAGO AVENUE
    EVANSTON,IL60201     		  PUBLIC CHARITABLE - GENERAL SUPPORT 2,400
    THE UNIVERSITY OF MICHIGAN
    3003 S STATE STREET
    ANN ARBOR,MI48109     		  PUBLIC CHARITABLE - GENERAL SUPPORT 5,000
    THE UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER
    PO BOX 4464
    HOUSTON,TX77210     		  PUBLIC CHARITABLE - GENERAL SUPPORT 3,500
    THE WAGNER SOCIETY OF AMERICA
    PO BOX 514
    WILMETTE,IL60091     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    UNITED STATES OLYMPIC COMMITTEE
    27 SOUTH TEJON
    COLORADO SPRINGS,CO80903     		  PUBLIC CHARITABLE - GENERAL SUPPORT 300
    WORLD WILDLIFE FUND
    PO BOX 97180
    WASHINGTON,DC20090     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    WOUNDED WARRIOR PROJECT
    4899 BELFORT ROAD SUITE 300
    JACKSONVILLE,FL32256     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    WPBT 2 PUBLIC RADIO
    PO BOX 610002
    MIAMI,FL33261     		  PUBLIC CHARITABLE - GENERAL SUPPORT 100
    WTTW CHANNEL 11
    5400 NORTH ST LOUIS AVE
    CHICAGO,IL60625     		  PUBLIC CHARITABLE - GENERAL SUPPORT 1,995
    Total .................................bullet 3a 199,022
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 10,084  
    4 Dividends and interest from securities....     14 20,746  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 78,420  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 109,250 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13109,250
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    RHODA & HENRY FRANK FAMILY FOUNDATION
    EIN: 36-3994549
    Name of Bond End of Year Book Value End of Year Fair Market Value
    FIXED INCOME SHARES SERIES C 74,020 67,780
    FIXED INCOME SHARES SERIES M 62,070 65,397
    METROPOLITAN WEST TOTAL BOND M 65,019 63,572
    VANGUARD INTER TERM TAX EXEMPT FUND 45,299 45,004
    VANGUARD TOTAL BOND MARKET INDEX FUND 50,338 48,590

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    RHODA & HENRY FRANK FAMILY FOUNDATION
    EIN: 36-3994549
    Name of Stock End of Year Book Value End of Year Fair Market Value
    EXXON MOBIL CORPORATION 0 0
    ACE LIMITED 0 0
    CONOCOPHILLIPS 5,078 9,538
    MARATHON OIL CORP 0 0
    MARATHON PETE CORP 0 0
    NORTHROP GRUMMAN CORP 0 0
    KBR INC 0 0
    TYCO INTERNATIONAL LTD 5,671 19,289
    TIME WARNER INC 4,432 13,944
    PFIZER INC 12,727 24,045
    ACCENTURE PLC CL A 0 0
    AT&T INC 5,270 7,032
    EMC CORP 0 0
    METLIFE INC 8,265 14,558
    REINSURANCE GP AMERICA 4,322 10,837
    TECH DATA CORP 0 0
    MANNING & NAPIER WORLD OPPTY A 0 0
    SCOUT INT'L FUND 25,000 28,644
    ISHARES TR RUSSELL 2000 15,208 20,534
    SPDR S&P 500 ETF TR 111,109 149,543
    MATTHEWS ASIA DIVIDEND 35,935 39,663
    WISDOMTREE INTL DIVIDEND 14,977 17,905
    GABELLI SMALL CAP GROWTH 15,546 19,143

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    RHODA & HENRY FRANK FAMILY FOUNDATION
    EIN: 36-3994549
    US Government Securities - End of Year Book Value:

    320,975
    US Government Securities - End of Year Fair Market Value:

    313,747
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2013 InvestmentsOtherSchedule2
    Name:
    RHODA & HENRY FRANK FAMILY FOUNDATION
    EIN: 36-3994549
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    FHLMC A9-7047 4.5% DUE 02/01/41 AT COST 1,845 1,942
    FHLMC G0-8323 5% DUE 2/1/39 AT COST 370 368
    FHLMC Q1-6644 3.5% DUE 3/1/43 AT COST 957 955
    FHLMC Q1-7639 3% DUE 4/1/43 AT COST 912 915
    FNMA PL AB1389 4.5% DUE 08/01/40 AT COST 3,675 3,834
    FNMA PL AB4119 4% DUE 12/01/41 AT COST 6,517 6,355
    FNMA PL AB4297 3.5% DUE 01/01/42 AT COST 6,400 6,185
    FNMA PL AB5468 3.5% DUE 06/01/42 AT COST 5,411 5,133
    FNMA PL AB6493 3% DUE 10/01/42 AT COST 7,859 7,085
    FNMA PL AB7079 3% DUE 11/01/42 AT COST 1,000 902
    FNMA PL AH5583 4.5% DUE 02/01/41 AT COST 4,003 4,214
    FNMA PL AJ4050 4% DUE 10/1/41 AT COST 614 591
    FNMA PL AK5542 4% DUE 03/01/42 AT COST 638 615
    FNMA PL AL0069 5% DUE 11/1/40 AT COST 2,253 2,264
    FNMA PL AL1948 4% DUE 01/01/42 AT COST 8,189 7,725
    FNMA PL AL3424 4% DUE 1/1/43 AT COST 914 911
    FNMA PL AP2077 3.5% DUE 08/01/42 AT COST 0 0
    FNMA PL AP3667 3.5% DUE 10/01/42 AT COST 0 0
    FNMA PL AP3839 3.5% DUE 9/1/42 AT COST 937 932
    FNMA PL AP4795 3.5% DUE 09/01/42 AT COST 0 0
    FNMA PL AP7488 3.5% DUE 09/01/42 AT COST 0 0
    FNMA PL AS0415 4% DUE 9/1/43 AT COST 1,018 1,011
    FNMA PL AT3066 3.5% DUE 4/1/43 AT COST 1,949 1,942
    FNMA PL AT6306 4% DUE 6/1/43 AT COST 1,024 1,019
    FNMA PL AU3751 4% DUE 8/1/43 AT COST 1,025 1,007
    FNMA PL 745275 5% DUE 02/01/36 AT COST 0 0
    FNMA PL 745580 5% DUE 6/1/36 AT COST 138 139
    FNMA PL 889579 6% DUE 05/01/38 AT COST 2,524 2,647
    FNMA PL 932848 4% DUE 12/01/40 AT COST 484 483

    TY 2013 LegalFeesSchedule
    Name:
    RHODA & HENRY FRANK FAMILY FOUNDATION
    EIN: 36-3994549
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES 279 0   0


    TY 2013 OtherExpensesSchedule
    Name:
    RHODA & HENRY FRANK FAMILY FOUNDATION
    EIN: 36-3994549
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LICENSES AND FEES 10 0   10
    INVESTMENT FEES 5,686 5,686   0
    BANK SERVICE CHARGES 90 0   0


    TY 2013 OtherLiabilitiesSchedule
    Name:
    RHODA & HENRY FRANK FAMILY FOUNDATION
    EIN: 36-3994549
    Description Beginning of Year - Book Value End of Year - Book Value
    ACCRUED PURCHASE INTEREST 190 83


    TY 2013 TaxesSchedule
    Name:
    RHODA & HENRY FRANK FAMILY FOUNDATION
    EIN: 36-3994549
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX EXTENSION PAYMENT 4,500 0   0