TY 2013 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bullet

Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2013

Open to Public Inspection

For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013

Name of foundation
THE HARMAN CAIN FAMILY FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)397 SOUTH STREET Room/suite

City or town, state or province, country, and ZIP or foreign postal code
NEEDHAM, MA02492

A Employer identification number

04-3340178

B Telephone number (see instructions)

(781) 449-4189

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,702,452J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	249,428
2	Check
3	Interest on savings and temporary cash investments	1		1
4	Dividends and interest from securities......	29,540		29,540
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		150,468
b	Gross sales price for all assets on line 6a 777,263
7	Capital gain net income (from Part IV, line 2)...			150,468
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	429,437		180,009
13	Compensation of officers, directors, trustees, etc.	0		0	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......		1,500	0	0
c	Other professional fees (attach schedule)....		6,683	6,683	0
17	Interest...............
18	Taxes (attach schedule) (see instructions)		386	386	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		35	0	0
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	8,604		7,069	0
25	Contributions, gifts, grants paid........	88,000			88,000
26	Total expenses and disbursements. Add lines 24 and 25	96,604		7,069	88,000
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	332,833
b	Net investment income (if negative, enter -0-)			172,940
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2013)

Form 990-PF (2013)

Page 2

Part II		Balance Sheets	Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions.)	Beginning of year	End of year
Part II		Balance Sheets		(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............		1
	2	Savings and temporary cash investments..........		20,971	83,801	83,801
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........		2,570	253,485	748,355
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........		771,618	785,242	870,296
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)		795,160	1,122,528	1,702,452
		17	Accounts payable and accrued expenses..........
18		Grants payable...................
19		Deferred revenue..................
20		Loans from officers, directors, trustees, and other disqualified persons
21		Mortgages and other notes payable (attach schedule)......
22		Other liabilities (describe )		21,235	15,770
23		Total liabilities (add lines 17 through 22)..........		21,235	15,770
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........		652,332	652,332
	28	Paid-in or capital surplus, or land, bldg., and equipment fund		0	0
	29	Retained earnings, accumulated income, endowment, or other funds		121,593	454,426
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................		773,925	1,106,758
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................		795,160	1,122,528

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	773,925
2	Enter amount from Part I, line 27a.....................	2	332,833
3	Other increases not included in line 2 (itemize)	3	0
4	Add lines 1, 2, and 3..........................	4	1,106,758
5	Decreases not included in line 2 (itemize)	5	0
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	1,106,758

Form 990-PF (2013)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	ABERDEEN ASSET MANAGEMENT PLC GBP	P	2012-08-21	2013-01-08
b	ABERDEEN ASSET MANAGEMENT PLC GBP	P	2012-08-21	2013-02-12
c	ABERDEEN ASSET MANAGEMENT PLC GBP	P	2012-08-21	2013-04-29
d	ABERDEEN ASSET MANAGEMENT PLC GBP	P	2012-08-21	2013-04-30
e	ABERDEEN ASSET MANAGEMENT PLC GBP	P	2012-08-21	2013-09-09
	ABERDEEN ASSET MANAGEMENT PLC GBP	P	2012-08-21	2013-11-18
	ACCENTURE PLC IRELAND CL A	P	2011-09-28	2013-01-07
	ACCENTURE PLC IRELAND CL A	P	2011-12-28	2013-01-07
	ACCENTURE PLC IRELAND CL A	P	2011-12-28	2013-01-16
	ACCENTURE PLC IRELAND CL A	P	2011-12-28	2013-03-06
	ACCENTURE PLC IRELAND CL A	P	2013-02-07	2013-03-06
	ACTELION LTD ALLSCHWIL CHF	P	2008-10-24	2013-09-05
	AIA GROUP LTD SPON ADR	P	2011-02-28	2013-01-08
	AIR LIQUIDE ADR FRANCE ADR	P	2008-10-24	2013-01-08
	AIR LIQUIDE ADR FRANCE ADR	P	2008-10-24	2013-05-22
	AIR LIQUIDE ADR FRANCE ADR	P	2009-07-30	2013-05-22
	AIR LIQUIDE ADR FRANCE ADR	P	2010-02-22	2013-05-22
	AIR LIQUIDE ADR FRANCE ADR	P	2010-02-22	2013-09-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2008-10-23	2013-01-07
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2009-10-22	2013-01-07
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2009-12-17	2013-01-07
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2010-02-22	2013-01-08
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2010-02-22	2013-01-07
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2010-02-22	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2010-03-18	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2010-06-17	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2010-07-20	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2010-09-16	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2010-12-16	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2011-02-14	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2011-03-16	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2011-03-17	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2011-06-16	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2011-09-22	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2011-12-22	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2012-03-22	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2012-06-07	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2012-06-21	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2012-09-20	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2012-11-16	2013-03-06
	ALLIANZGI NFJ INTERNATIONAL VALUE FUND CLASS A	P	2012-12-20	2013-03-06
	AMAZON.COM INC	P	2012-10-24	2013-02-14
	AMAZON.COM INC	P	2012-11-20	2013-02-25
	AMER EXPRESS CO	P	2013-02-25	2013-03-06
	AMER EXPRESS CO	P	2013-02-28	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2008-10-23	2013-01-09
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2008-10-23	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2009-10-22	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2009-12-28	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-01-26	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-02-26	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-03-26	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-04-26	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-05-26	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-06-28	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-07-23	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-07-29	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-08-25	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-09-24	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-10-25	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-11-24	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2010-12-23	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-01-25	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-02-14	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-02-25	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-03-25	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-04-25	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-05-25	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-06-24	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-07-25	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-08-25	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-09-23	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-10-25	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-11-25	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-12-23	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2011-12-27	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-01-27	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-02-27	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-03-27	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-04-27	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-05-24	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-06-07	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-06-27	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-07-27	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-08-27	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-09-27	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-10-26	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-11-08	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-11-27	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2012-12-27	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2013-01-09	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2013-01-28	2013-03-06
	AMERICAN FUNDS BOND FUND OF AMER F-1	P	2013-02-28	2013-03-06
	AMERICAN INTL GROUP INC COM NEW	P	2012-12-11	2013-01-16
	AMERICAN INTL GROUP INC COM NEW	P	2012-12-11	2013-03-06
	AMERICAN TOWER CORP REIT	P	2012-07-31	2013-01-07
	AMERICAN TOWER CORP REIT	P	2012-07-31	2013-01-16
	AMERICAN TOWER CORP REIT	P	2012-07-31	2013-02-22
	AMERICAN TOWER CORP REIT	P	2012-08-03	2013-03-06
	AMERICAN TOWER CORP REIT	P	2012-08-03	2013-02-22
	AMERICAN TOWER CORP REIT	P	2012-08-24	2013-03-06
	AMERICAN TOWER CORP REIT	P	2012-10-05	2013-03-06
	AMERICAN TOWER CORP REIT	P	2012-12-14	2013-03-06
	AMERICAN TOWER CORP REIT	P	2013-02-08	2013-03-06
	ANHEUSER BUSCH INBEV SPON ADR	P	2012-03-08	2013-01-08
	ANHEUSER BUSCH INBEV SPON ADR	P	2012-03-08	2013-01-15
	ANHEUSER BUSCH INBEV SPON ADR	P	2012-03-08	2013-02-01
	ANHEUSER BUSCH INBEV SPON ADR	P	2012-03-22	2013-02-01
	ANHEUSER BUSCH INBEV SPON ADR	P	2012-05-16	2013-02-01
	AOZORA BK LTD SPON ADR	P	2013-01-17	2013-04-11
	AOZORA BK LTD SPON ADR	P	2013-01-23	2013-04-11
	AOZORA BK LTD SPON ADR	P	2013-03-15	2013-04-11
	AOZORA BK LTD SPON ADR	P	2013-04-05	2013-04-11
	APPLE INC	P	2012-02-27	2013-01-16
	APPLE INC	P	2012-04-19	2013-01-23
	APPLE INC	P	2012-06-21	2013-01-23
	ASSOCIATED BRITISH FOODS PLC NEW ADR	P	2010-12-21	2013-01-08
	ASSOCIATED BRITISH FOODS PLC NEW ADR	P	2010-12-21	2013-09-20
	AUTOZONE INC	P	2012-05-08	2013-03-06
	AUTOZONE INC	P	2012-05-17	2013-03-06
	AUTOZONE INC	P	2012-09-20	2013-03-06
	AUTOZONE INC	P	2012-11-02	2013-03-06
	AUTOZONE INC	P	2012-11-06	2013-03-06
	AUTOZONE INC	P	2013-02-08	2013-03-06
	AUTOZONE INC	P	2013-02-26	2013-03-06
	BANGKOK BANK PUB CO LTD THB	P	2011-09-15	2013-05-28
	BANGKOK DUSIT MEDICAL NON VTG DEP RCPT THB	P	2011-02-04	2013-07-02
	BANGKOK DUSIT MEDICAL NON VTG DEP RCPT THB	P	2011-02-04	2013-08-20
	BANGKOK DUSIT MEDICAL NON VTG DEP RCPT THB	P	2011-06-07	2013-08-20
	BARRICK GOLD CORP CAD	P	2009-11-06	2013-01-08
	BARRICK GOLD CORP CAD	P	2010-02-22	2013-02-12
	BARRICK GOLD CORP CAD	P	2010-08-19	2013-02-12
	BARRICK GOLD CORP CAD	P	2011-02-14	2013-02-12
	BARRICK GOLD CORP CAD	P	2012-06-07	2013-02-12
	BARRICK GOLD CORP CAD	P	2012-08-23	2013-02-12
	BAYER A G SPON ADR	P	2010-02-22	2013-01-08
	BAYER A G SPON ADR	P	2010-02-22	2013-05-22
	BAYER A G SPON ADR	P	2010-07-20	2013-05-22
	BAYER A G SPON ADR	P	2011-02-14	2013-05-22
	BAYER A G SPON ADR	P	2011-02-14	2013-09-05
	BAYER A G SPON ADR	P	2011-10-27	2013-09-06
	BAYER A G SPON ADR	P	2011-10-27	2013-09-20
	BELLE INTL HLDGS LTD ADR	P	2009-12-15	2013-01-08
	BELLE INTL HLDGS LTD ADR	P	2010-02-22	2013-01-08
	BHP BILLITON LTD SPON ADR	P	2010-04-15	2013-01-08
	BHP BILLITON LTD SPON ADR	P	2010-07-29	2013-04-17
	BHP BILLITON LTD SPON ADR	P	2010-08-03	2013-04-17
	BHP BILLITON LTD SPON ADR	P	2010-09-07	2013-04-17
	BHP BILLITON LTD SPON ADR	P	2010-10-06	2013-04-17
	BHP BILLITON LTD SPON ADR	P	2010-11-09	2013-04-17
	BHP BILLITON LTD SPON ADR	P	2011-02-14	2013-04-17
	BHP BILLITON LTD SPON ADR	P	2012-04-11	2013-04-17
	BHP BILLITON LTD SPON ADR	P	2012-06-05	2013-04-17
	BHP BILLITON LTD SPON ADR	P	2012-09-28	2013-04-17
	BHP BILLITON LTD SPON ADR	P	2013-03-06	2013-04-17
	BIOGEN IDEC INC	P	2011-06-27	2013-01-16
	BIOGEN IDEC INC	P	2011-06-28	2013-03-06
	BIOGEN IDEC INC	P	2011-11-23	2013-03-06
	BIOGEN IDEC INC	P	2012-07-12	2013-03-06
	BIOGEN IDEC INC	P	2012-10-03	2013-03-06
	BIOGEN IDEC INC	P	2012-11-20	2013-03-06
	BIOGEN IDEC INC	P	2013-01-24	2013-03-06
	BIOSTIME INTL HLDG HKD	P	2011-04-08	2013-07-02
	BRISTOL MYERS SQUIBB CO	P	2011-12-20	2013-01-07
	BRISTOL MYERS SQUIBB CO	P	2011-12-20	2013-03-06
	BRISTOL MYERS SQUIBB CO	P	2011-12-27	2013-03-06
	BRISTOL MYERS SQUIBB CO	P	2012-08-02	2013-03-06
	BRISTOL MYERS SQUIBB CO	P	2012-10-25	2013-03-06
	BRISTOL MYERS SQUIBB CO	P	2012-11-20	2013-03-06
	BRISTOL MYERS SQUIBB CO	P	2013-01-16	2013-03-06
	BRISTOL MYERS SQUIBB CO	P	2013-01-22	2013-03-06
	BRISTOL MYERS SQUIBB CO	P	2013-01-23	2013-03-06
	BRISTOL MYERS SQUIBB CO	P	2013-01-24	2013-03-06
	BRISTOL MYERS SQUIBB CO	P	2013-01-28	2013-03-06
	BRISTOL MYERS SQUIBB CO	P	2013-02-08	2013-03-06
	BRITISH AMER TOBACCO PLC GB SPON ADR	P	2009-03-05	2013-01-08
	BRITISH AMER TOBACCO PLC GB SPON ADR	P	2009-03-05	2013-09-06
	CBS CORP NEW CL B	P	2012-09-21	2013-01-07
	CBS CORP NEW CL B	P	2012-09-21	2013-01-16
	CBS CORP NEW CL B	P	2012-09-26	2013-01-16
	CBS CORP NEW CL B	P	2012-09-26	2013-01-28
	CBS CORP NEW CL B	P	2012-09-28	2013-01-28
	CBS CORP NEW CL B	P	2012-09-28	2013-03-06
	CBS CORP NEW CL B	P	2012-10-04	2013-03-06
	CBS CORP NEW CL B	P	2012-10-05	2013-03-06
	CBS CORP NEW CL B	P	2012-10-09	2013-03-06
	CBS CORP NEW CL B	P	2012-11-05	2013-03-06
	CBS CORP NEW CL B	P	2012-11-20	2013-03-06
	CELGENE CORP	P	2013-01-08	2013-03-06
	CELGENE CORP	P	2013-01-09	2013-03-06
	CENTRICA PLC NEW 2004 SPON ADR	P	2011-08-11	2013-01-08
	CENTRICA PLC NEW 2004 SPON ADR	P	2011-08-11	2013-03-22
	CENTRICA PLC NEW 2004 SPON ADR	P	2011-11-15	2013-03-22
	CHINA MOBILE LTD SPON ADR	P	2011-01-26	2013-01-08
	CHINA MOBILE LTD SPON ADR	P	2011-01-26	2013-04-10
	CHINA MOBILE LTD SPON ADR	P	2011-07-21	2013-04-10
	CHINA MOBILE LTD SPON ADR	P	2011-08-03	2013-04-10
	CHINA MOBILE LTD SPON ADR	P	2012-04-11	2013-04-10
	CHINA MOBILE LTD SPON ADR	P	2012-06-05	2013-04-10
	CHIPOTLE MEXICAN GRILL INC CL A	P	2012-08-02	2013-03-06
	CHIPOTLE MEXICAN GRILL INC CL A	P	2012-10-19	2013-03-06
	CITIGROUP INC	P	2012-12-12	2013-01-07
	CITIGROUP INC	P	2012-12-12	2013-01-16
	CITIGROUP INC	P	2012-12-12	2013-02-22
	CITIGROUP INC	P	2012-12-17	2013-02-22
	CITIGROUP INC	P	2012-12-17	2013-03-06
	CITIGROUP INC	P	2012-12-18	2013-03-06
	CITIGROUP INC	P	2012-12-20	2013-03-06
	CITIGROUP INC	P	2012-12-21	2013-03-06
	CITIGROUP INC	P	2013-01-17	2013-03-06
	CITIGROUP INC	P	2013-01-24	2013-03-06
	COMCAST CORP NEW CL A	P	2012-11-02	2013-01-16
	COMCAST CORP NEW CL A	P	2012-11-02	2013-03-06
	COMCAST CORP NEW CL A	P	2012-11-02	2013-03-06
	COMCAST CORP NEW CL A	P	2012-11-05	2013-03-06
	COMCAST CORP NEW CL A	P	2012-11-20	2013-03-06
	COMCAST CORP NEW CL A	P	2013-02-05	2013-03-06
	COMPASS GROUP PLC SPON ADR	P	2011-12-13	2013-01-08
	COMPASS GROUP PLC SPON ADR	P	2011-12-13	2013-02-01
	COMPASS GROUP PLC SPON ADR	P	2011-12-13	2013-02-04
	COMPASS GROUP PLC SPON ADR	P	2012-05-17	2013-02-04
	CUMMINS INC	P	2012-11-02	2013-01-07
	CUMMINS INC	P	2012-11-02	2013-01-16
	CUMMINS INC	P	2012-11-02	2013-02-22
	CUMMINS INC	P	2012-11-05	2013-03-06
	CUMMINS INC	P	2012-11-05	2013-02-22
	CUMMINS INC	P	2012-11-06	2013-03-06
	CUMMINS INC	P	2012-11-15	2013-03-06
	CUMMINS INC	P	2012-12-21	2013-03-06
	DAIICHI SANKYO CO LTD SPON ADR	P	2012-05-21	2013-01-08
	DAIICHI SANKYO CO LTD SPON ADR	P	2012-05-21	2013-03-14
	DANAHER CORP	P	2012-09-25	2013-01-16
	DANAHER CORP	P	2012-09-25	2013-03-06
	DANAHER CORP	P	2012-09-28	2013-03-06
	DANAHER CORP	P	2012-10-01	2013-03-06
	DANAHER CORP	P	2012-10-19	2013-03-06
	DEUTSCHE BANK AG REG SHS ORD EUR	P	2013-04-30	2013-11-18
	DIAMOND HILL LONG-SHORT FUND CLASS A	P	2008-10-23	2013-01-07
	DIAMOND HILL LONG-SHORT FUND CLASS A	P	2008-10-23	2013-01-08
	DIAMOND HILL LONG-SHORT FUND CLASS A	P	2008-10-23	2013-03-06
	DIAMOND HILL LONG-SHORT FUND CLASS A	P	2008-10-23	2013-09-06
	DNB ASA SPON ADR	P	2010-09-08	2013-01-07
	DNB ASA SPON ADR	P	2011-02-24	2013-01-07
	DNB ASA SPON ADR	P	2011-03-21	2013-01-07
	DNB ASA SPON ADR	P	2011-07-13	2013-01-07
	DNB ASA SPON ADR	P	2011-07-13	2013-01-08
	DNB ASA SPON ADR	P	2011-11-15	2013-09-06
	DOLLAR GEN CORP NEW	P	2012-07-23	2013-01-07
	DOLLAR GEN CORP NEW	P	2012-07-24	2013-01-07
	DOLLAR GEN CORP NEW	P	2012-07-25	2013-01-16
	DOLLAR GEN CORP NEW	P	2012-07-25	2013-02-07
	DOLLAR GEN CORP NEW	P	2012-11-02	2013-02-07
	DOLLAR GEN CORP NEW	P	2012-11-20	2013-02-07
	DOLLAR GEN CORP NEW	P	2013-01-23	2013-02-07
	DOLLAR GEN CORP NEW	P	2013-01-24	2013-02-07
	DON QUIJOTE HOLDINGS CO LTD ADR	P	2010-11-24	2013-10-09
	DON QUIJOTE HOLDINGS CO LTD ADR	P	2010-11-24	2013-01-08
	DON QUIJOTE HOLDINGS CO LTD ADR	P	2010-11-24	2013-09-06
	EBAY INC	P	2012-09-11	2013-01-07
	EBAY INC	P	2012-09-11	2013-01-16
	EBAY INC	P	2012-09-11	2013-03-06
	EBAY INC	P	2012-10-18	2013-03-06
	EBAY INC	P	2012-10-18	2013-03-06
	EBAY INC	P	2012-11-02	2013-03-06
	EBAY INC	P	2012-11-12	2013-03-06
	EBAY INC	P	2012-11-29	2013-03-06
	EBAY INC	P	2013-01-24	2013-03-06
	EBAY INC	P	2013-01-29	2013-03-06
	EBAY INC	P	2013-02-07	2013-03-06
	EBAY INC	P	2013-02-08	2013-03-06
	EIC VALUE FUND CLASS A	P	2012-06-07	2013-01-08
	EIC VALUE FUND CLASS A	P	2012-06-07	2013-03-06
	EIC VALUE FUND CLASS A	P	2012-06-07	2013-09-06
	ENERGY DEV CORP ADR	P	2010-12-08	2013-01-08
	ENI SPA IT SPON ADR	P	2012-12-06	2013-02-28
	ENI SPA IT SPON ADR	P	2012-12-06	2013-01-08
	EQUINIX INC NEW	P	2012-08-20	2013-01-07
	EQUINIX INC NEW	P	2012-08-21	2013-03-06
	EQUINIX INC NEW	P	2012-08-28	2013-03-06
	EQUINIX INC NEW	P	2012-09-04	2013-03-06
	EQUINIX INC NEW	P	2012-11-05	2013-03-06
	EQUINIX INC NEW	P	2012-11-20	2013-03-06
	EXPRESS SCRIPTS HLDG CO	P	2012-04-13	2013-01-07
	EXPRESS SCRIPTS HLDG CO	P	2012-04-13	2013-01-16
	EXPRESS SCRIPTS HLDG CO	P	2012-04-16	2013-01-16
	EXPRESS SCRIPTS HLDG CO	P	2012-04-16	2013-01-24
	EXPRESS SCRIPTS HLDG CO	P	2012-04-16	2013-01-25
	EXPRESS SCRIPTS HLDG CO	P	2012-04-16	2013-01-29
	EXPRESS SCRIPTS HLDG CO	P	2012-04-18	2013-01-29
	EXPRESS SCRIPTS HLDG CO	P	2012-04-18	2013-02-05
	EXPRESS SCRIPTS HLDG CO	P	2012-10-03	2013-02-05
	EXPRESS SCRIPTS HLDG CO	P	2012-11-20	2013-02-05
	FAMILYMART CO LTD ADR	P	2010-02-22	2013-01-08
	FANUC CORP ADR	P	2011-09-12	2013-01-08
	FOOT LOCKER INC	P	2013-01-23	2013-03-06
	FOOT LOCKER INC	P	2013-01-25	2013-03-06
	FRESENIUS MEDICAL CARE AG & CO KGAA SPON ADR	P	2011-01-06	2013-01-08
	FRESENIUS MEDICAL CARE AG & CO KGAA SPON ADR	P	2011-01-06	2013-07-25
	FRESENIUS MEDICAL CARE AG & CO KGAA SPON ADR	P	2011-02-14	2013-07-25
	FRESENIUS MEDICAL CARE AG & CO KGAA SPON ADR	P	2012-03-13	2013-07-25
	GERRY WEBER INTL AG EUR	P	2010-11-30	2013-01-08
	GILEAD SCIENCES INC	P	2012-08-21	2013-01-07
	GILEAD SCIENCES INC	P	2012-08-21	2013-01-16
	GILEAD SCIENCES INC	P	2012-08-21	2013-03-06
	GILEAD SCIENCES INC	P	2012-09-14	2013-03-06
	GILEAD SCIENCES INC	P	2012-09-19	2013-03-06
	GILEAD SCIENCES INC	P	2012-10-02	2013-03-06
	GILEAD SCIENCES INC	P	2012-11-09	2013-03-06
	GILEAD SCIENCES INC	P	2012-11-12	2013-03-06
	GILEAD SCIENCES INC	P	2012-11-20	2013-03-06
	GILEAD SCIENCES INC	P	2013-01-24	2013-03-06
	GILEAD SCIENCES INC	P	2013-02-07	2013-03-06
	GLAXO SMITHKLINE PLC ADR	P	2009-03-05	2013-01-08
	GNC HOLDINGS INC	P	2012-08-13	2013-03-06
	GNC HOLDINGS INC	P	2012-08-13	2013-01-07
	GNC HOLDINGS INC	P	2012-08-13	2013-01-16
	GNC HOLDINGS INC	P	2012-08-29	2013-03-06
	GNC HOLDINGS INC	P	2012-09-12	2013-03-06
	GNC HOLDINGS INC	P	2012-11-02	2013-03-06
	GNC HOLDINGS INC	P	2012-11-20	2013-03-06
	GNC HOLDINGS INC	P	2013-02-01	2013-03-06
	GOOGLE INC CL A	P	2012-10-19	2013-03-06
	GOOGLE INC CL A	P	2013-01-09	2013-03-06
	GOOGLE INC CL A	P	2013-01-23	2013-03-06
	GOOGLE INC CL A	P	2013-01-24	2013-03-06
	GRAINGER W W INC	P	2012-04-25	2013-01-16
	GRAINGER W W INC	P	2012-04-27	2013-03-06
	GRAINGER W W INC	P	2012-06-06	2013-03-06
	GRAINGER W W INC	P	2012-07-11	2013-03-06
	GRAINGER W W INC	P	2012-07-27	2013-03-06
	GRAINGER W W INC	P	2012-11-05	2013-03-06
	GRAINGER W W INC	P	2013-02-07	2013-03-06
	GRUPO FIN SANTANDER MEXICO SER B SPON ADR	P	2012-11-15	2013-01-08
	HARMAN INTL INDS INC NEW	D	2001-01-01	2013-01-14
	HARMAN INTL INDS INC NEW	D	2001-01-01	2013-01-14
	HARMAN INTL INDS INC NEW	D	2001-01-01	2013-05-16
	HOME DEPOT INC	P	2012-06-20	2013-01-16
	HOME DEPOT INC	P	2012-06-20	2013-03-06
	HOME DEPOT INC	P	2012-06-22	2013-03-06
	HOME DEPOT INC	P	2012-06-25	2013-03-06
	HOME DEPOT INC	P	2012-11-20	2013-03-06
	HOME DEPOT INC	P	2013-01-24	2013-03-06
	IMAGINATION TECH GROUP PLC ORD GBP	P	2012-06-07	2013-01-08
	INPEX CORP ADR	P	2011-01-26	2013-01-15
	INPEX CORP ADR	P	2011-01-26	2013-06-11
	INPEX CORP ADR	P	2011-02-02	2013-06-11
	INPEX CORP ADR	P	2011-02-14	2013-06-11
	INPEX CORP ADR	P	2011-05-27	2013-06-11
	INPEX CORP ADR	P	2011-12-07	2013-06-11
	INPEX CORP ADR	P	2013-02-21	2013-06-11
	INTESA SANPAOLO SPON ADR	P	2012-04-26	2013-05-22
	INTESA SANPAOLO SPON ADR	P	2012-05-02	2013-05-22
	INTESA SANPAOLO SPON ADR	P	2012-05-21	2013-05-22
	INTESA SANPAOLO SPON ADR	P	2012-06-07	2013-05-22
	INTUIT	P	2013-02-08	2013-03-06
	INTUIT	P	2013-02-21	2013-03-06
	INTUIT	P	2013-02-27	2013-03-06
	INTUIT	P	2013-02-28	2013-03-06
	INTUITIVE SURGICAL INC NEW	P	2012-08-10	2013-03-06
	INTUITIVE SURGICAL INC NEW	P	2012-10-03	2013-03-06
	INTUITIVE SURGICAL INC NEW	P	2012-12-20	2013-03-06
	ISHARES MSCI JAPAN ETF	P	2012-02-07	2013-09-06
	ISHARES MSCI JAPAN ETF	P	2012-02-07	2013-09-25
	ISHARES MSCI JAPAN ETF	P	2012-02-07	2013-10-09
	ISHARES MSCI JAPAN ETF	P	2012-02-07	2013-01-08
	ISHARES MSCI JAPAN ETF	P	2012-02-07	2013-01-16
	ISHARES MSCI JAPAN ETF	P	2012-06-05	2013-10-09
	ISHARES MSCI JAPAN ETF	P	2012-06-07	2013-10-09
	ISHARES MSCI JAPAN ETF	P	2013-04-24	2013-10-09
	ISHARES RUSSELL MIDCAP ETF	P	2013-03-07	2013-09-06
	ISHARES RUSSELL 1000 GROWTH ETF	P	2013-03-07	2013-09-06
	ISHARES RUSSELL 2000 ETF	P	2013-03-07	2013-09-06
	ISHARES 1-3 YEAR CREDIT BOND ETF	P	2012-11-08	2013-01-08
	ISHARES 1-3 YEAR CREDIT BOND ETF	P	2012-11-08	2013-03-06
	ISHARES 1-3 YEAR CREDIT BOND ETF	P	2012-11-16	2013-03-06
	IVY GLOBAL NATURAL RESOURCES FUND CLASS A	P	2008-10-23	2013-03-06
	IVY GLOBAL NATURAL RESOURCES FUND CLASS A	P	2008-10-23	2013-01-07
	IVY GLOBAL NATURAL RESOURCES FUND CLASS A	P	2008-10-23	2013-01-08
	JARDINE MATHESON HD-UNSP ADR	P	2008-10-24	2013-01-08
	KINDER MORGAN INC	P	2012-03-21	2013-03-06
	KINDER MORGAN INC	P	2012-03-21	2013-01-07
	KINDER MORGAN INC	P	2012-03-21	2013-01-16
	KINDER MORGAN INC	P	2012-03-22	2013-03-06
	KINDER MORGAN INC	P	2012-11-20	2013-03-06
	KINDER MORGAN INC	P	2013-02-08	2013-03-06
	KIRIN HOLDINGS LTD SPON ADR	P	2009-08-25	2013-01-08
	KIRIN HOLDINGS LTD SPON ADR	P	2010-01-04	2013-01-08
	KIRIN HOLDINGS LTD SPON ADR	P	2010-01-04	2013-03-27
	KIRIN HOLDINGS LTD SPON ADR	P	2010-02-22	2013-03-27
	KIRIN HOLDINGS LTD SPON ADR	P	2010-07-20	2013-03-27
	LAUDER ESTEE COS CL A	P	2011-08-24	2013-01-16
	LAUDER ESTEE COS CL A	P	2011-08-24	2013-01-17
	LAUDER ESTEE COS CL A	P	2011-10-07	2013-01-17
	LAUDER ESTEE COS CL A	P	2011-10-07	2013-01-31
	LAUDER ESTEE COS CL A	P	2012-07-12	2013-02-05
	LAUDER ESTEE COS CL A	P	2012-07-18	2013-02-05
	LEG IMMOBILIEN AG EUR	P	2013-04-23	2013-08-15
	LEG IMMOBILIEN AG EUR	P	2013-04-23	2013-08-16
	LIBERTY GLOBAL INC EXCHANGE EFF 06/13 CL A	P	2012-09-26	2013-01-16
	LIBERTY GLOBAL INC EXCHANGE EFF 06/13 CL A	P	2012-09-28	2013-01-16
	LIBERTY GLOBAL INC EXCHANGE EFF 06/13 CL A	P	2012-09-28	2013-03-06
	LIBERTY GLOBAL INC EXCHANGE EFF 06/13 CL A	P	2012-10-03	2013-03-06
	LIBERTY GLOBAL INC EXCHANGE EFF 06/13 CL A	P	2012-10-19	2013-03-06
	LIBERTY GLOBAL INC EXCHANGE EFF 06/13 CL A	P	2012-11-20	2013-03-06
	LIFENET INSURANCE CO JPY	P	2013-05-22	2013-10-18
	LIMITED BRANDS INC NAME CHANGE: 03/ 2013 CL A	P	2012-03-21	2013-01-16
	LIMITED BRANDS INC NAME CHANGE: 03/ 2013 CL A	P	2012-04-16	2013-01-16
	LIMITED BRANDS INC NAME CHANGE: 03/ 2013 CL A	P	2012-04-16	2013-02-05
	LIMITED BRANDS INC NAME CHANGE: 03/ 2013 CL A	P	2012-06-08	2013-02-05
	LIMITED BRANDS INC NAME CHANGE: 03/ 2013 CL A	P	2012-06-22	2013-02-05
	LIMITED BRANDS INC NAME CHANGE: 03/ 2013 CL A	P	2012-06-25	2013-02-05
	LINKEDIN CORP CL A	P	2012-03-14	2013-01-07
	LINKEDIN CORP CL A	P	2012-03-14	2013-01-16
	LINKEDIN CORP CL A	P	2012-05-02	2013-01-16
	LINKEDIN CORP CL A	P	2012-06-08	2013-01-16
	LOREAL CO ADR FRANCE ADR	P	2010-02-16	2013-01-08
	LOREAL CO ADR FRANCE ADR	P	2010-02-16	2013-04-03
	LOREAL CO ADR FRANCE ADR	P	2010-02-22	2013-04-03
	LOWES COMPANIES INC	P	2012-11-26	2013-01-07
	LOWES COMPANIES INC	P	2012-11-26	2013-01-16
	LOWES COMPANIES INC	P	2012-11-26	2013-03-06
	LOWES COMPANIES INC	P	2012-11-28	2013-03-06
	LOWES COMPANIES INC	P	2012-11-29	2013-03-06
	LOWES COMPANIES INC	P	2012-12-03	2013-03-06
	LOWES COMPANIES INC	P	2013-01-24	2013-03-06
	LULULEMON ATHLETICA INC	P	2012-06-28	2013-01-03
	LULULEMON ATHLETICA INC	P	2012-07-11	2013-01-03
	LULULEMON ATHLETICA INC	P	2012-07-11	2013-02-22
	LULULEMON ATHLETICA INC	P	2012-09-27	2013-02-22
	LULULEMON ATHLETICA INC	P	2012-10-19	2013-03-06
	LULULEMON ATHLETICA INC	P	2012-10-19	2013-02-22
	LULULEMON ATHLETICA INC	P	2012-11-12	2013-03-06
	LULULEMON ATHLETICA INC	P	2013-01-16	2013-03-06
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-08-28	2013-01-16
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-08-28	2013-01-07
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-09-05	2013-02-05
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-09-05	2013-02-06
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-09-19	2013-02-06
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-09-19	2013-02-22
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-10-01	2013-02-22
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-10-01	2013-03-06
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-10-18	2013-03-06
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-11-02	2013-03-06
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-11-02	2013-03-06
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-11-13	2013-03-06
	LYONDELLBASELL INDUSTRIES N V SHS - A - CL A	P	2012-11-20	2013-03-06
	MAKITA CORP ADR JAPAN ADR	P	2012-09-18	2013-01-08
	MAKITA CORP ADR JAPAN ADR	P	2012-09-18	2013-01-15
	MAKITA CORP ADR JAPAN ADR	P	2012-09-18	2013-02-07
	MAKITA CORP ADR JAPAN ADR	P	2012-09-18	2013-03-15
	MAKITA CORP ADR JAPAN ADR	P	2012-09-18	2013-10-02
	MCDONALDS CORP	P	2011-06-29	2013-01-16
	MCDONALDS CORP	P	2011-06-29	2013-03-06
	MCDONALDS CORP	P	2011-09-27	2013-03-06
	MCDONALDS CORP	P	2012-11-20	2013-03-06
	MCDONALDS CORP	P	2013-02-22	2013-03-06
	MINDRAY MEDICAL INTL LTD SPON ADR	P	2010-09-10	2013-01-08
	MITSUBISHI ESTATE LTD ADR ADR	P	2011-02-15	2013-01-08
	MITSUBISHI ESTATE LTD ADR ADR	P	2011-02-15	2013-01-15
	MITSUBISHI ESTATE LTD ADR ADR	P	2011-02-15	2013-02-19
	MITSUBISHI ESTATE LTD ADR ADR	P	2011-07-06	2013-03-05
	MITSUBISHI ESTATE LTD ADR ADR	P	2011-07-06	2013-02-19
	MITSUBISHI ESTATE LTD ADR ADR	P	2011-07-21	2013-03-05
	MITSUBISHI ESTATE LTD ADR ADR	P	2011-07-21	2013-04-03
	MITSUBISHI ESTATE LTD ADR ADR	P	2012-04-12	2013-04-03
	MITSUBISHI ESTATE LTD ADR ADR	P	2012-06-07	2013-04-03
	MITSUBISHI UFJ FINANCIAL GROUP INC SPON ADR	P	2013-04-10	2013-09-06
	MONSANTO CO NEW	P	2011-03-18	2013-03-06
	MONSANTO CO NEW	P	2011-03-18	2013-01-07
	MONSANTO CO NEW	P	2011-03-18	2013-01-16
	MONSANTO CO NEW	P	2012-11-20	2013-03-06
	MOTOROLA SOLUTIONS INC	P	2013-01-16	2013-03-06
	MOTOROLA SOLUTIONS INC	P	2013-01-23	2013-03-06
	MOTOROLA SOLUTIONS INC	P	2013-01-23	2013-03-06
	NATL-OILWELLVARCO INC	P	2012-03-26	2013-01-16
	NATL-OILWELLVARCO INC	P	2012-03-26	2013-02-05
	NATL-OILWELLVARCO INC	P	2012-06-07	2013-02-05
	NATL-OILWELLVARCO INC	P	2012-08-07	2013-02-05
	NATL-OILWELLVARCO INC	P	2012-08-07	2013-02-07
	NATL-OILWELLVARCO INC	P	2012-10-19	2013-02-07
	NATL-OILWELLVARCO INC	P	2012-10-19	2013-02-07
	NATL-OILWELLVARCO INC	P	2012-10-25	2013-02-07
	NATL-OILWELLVARCO INC	P	2012-11-20	2013-02-07
	NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR	P	2010-02-19	2013-01-08
	NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR	P	2010-02-22	2013-01-08
	NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR	P	2010-02-22	2013-09-05
	NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR	P	2010-02-22	2013-09-06
	NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR	P	2010-02-22	2013-09-20
	NEWCREST MINING LTD SPON AUSTRALIA ADR	P	2009-02-03	2013-01-08
	NEWCREST MINING LTD SPON AUSTRALIA ADR	P	2009-02-04	2013-01-15
	NEWCREST MINING LTD SPON AUSTRALIA ADR	P	2009-02-04	2013-04-04
	NEWCREST MINING LTD SPON AUSTRALIA ADR	P	2009-02-04	2013-04-05
	NEWCREST MINING LTD SPON AUSTRALIA ADR	P	2009-03-03	2013-04-05
	NEWCREST MINING LTD SPON AUSTRALIA ADR	P	2009-03-04	2013-04-05
	NEWCREST MINING LTD SPON AUSTRALIA ADR	P	2010-02-22	2013-04-05
	NEWCREST MINING LTD SPON AUSTRALIA ADR	P	2010-07-20	2013-04-05
	NEWCREST MINING LTD SPON AUSTRALIA ADR	P	2011-02-14	2013-04-05
	NEWCREST MINING LTD SPON AUSTRALIA ADR	P	2011-09-12	2013-04-05
	NEWCREST MINING LTD SPON AUSTRALIA ADR	P	2012-06-07	2013-04-05
	NEXEN INC CAD	P	2011-02-24	2013-01-08
	NEXEN INC CAD	P	2011-02-24	2013-01-28
	NEXEN INC CAD	P	2011-06-02	2013-01-28
	NEXEN INC CAD	P	2012-06-05	2013-01-28
	NIKE INC CL B	P	2011-03-18	2013-01-07
	NIKE INC CL B	P	2011-03-18	2013-01-16
	NIKE INC CL B	P	2011-03-18	2013-03-06
	NIKE INC CL B	P	2012-11-20	2013-03-06
	NIKE INC CL B	P	2013-02-08	2013-03-06
	NISSAN MTR LTD SPONS ADR JAPAN ADR	P	2012-02-23	2013-01-08
	NISSAN MTR LTD SPONS ADR JAPAN ADR	P	2012-02-23	2013-02-13
	NISSAN MTR LTD SPONS ADR JAPAN ADR	P	2012-02-23	2013-09-06
	NISSAN MTR LTD SPONS ADR JAPAN ADR	P	2012-03-12	2013-09-06
	NISSAN MTR LTD SPONS ADR JAPAN ADR	P	2012-03-12	2013-09-20
	NISSAN MTR LTD SPONS ADR JAPAN ADR	P	2012-03-12	2013-09-23
	NOMURA HOLDINGS INC NEW SPON ADR	P	2010-02-22	2013-01-15
	NOMURA HOLDINGS INC NEW SPON ADR	P	2010-07-20	2013-01-15
	NOMURA HOLDINGS INC NEW SPON ADR	P	2010-07-20	2013-01-22
	NOMURA HOLDINGS INC NEW SPON ADR	P	2011-02-14	2013-01-22
	NOMURA HOLDINGS INC NEW SPON ADR	P	2011-02-14	2013-01-23
	NOMURA HOLDINGS INC NEW SPON ADR	P	2011-02-17	2013-01-23
	NOMURA HOLDINGS INC NEW SPON ADR	P	2011-10-27	2013-01-23
	NOMURA HOLDINGS INC NEW SPON ADR	P	2011-10-28	2013-01-23
	NOMURA HOLDINGS INC NEW SPON ADR	P	2011-10-28	2013-09-06
	NOMURA HOLDINGS INC NEW SPON ADR	P	2011-11-14	2013-09-06
	NOVARTIS AG SPON ADR	P	2008-10-24	2013-01-08
	NOVARTIS AG SPON ADR	P	2009-03-05	2013-01-08
	NOVARTIS AG SPON ADR	P	2009-03-05	2013-04-17
	NOVARTIS AG SPON ADR	P	2009-10-15	2013-04-17
	NOVARTIS AG SPON ADR	P	2009-10-15	2013-09-06
	OLD MUTUAL PLC UNSPONSORED ADR	P	2013-04-09	2013-09-06
	OPHIR ENERGY CO LTD GBP	P	2011-09-15	2013-01-08
	OPHIR ENERGY CO LTD GBP	P	2011-09-15	2013-09-09
	OPHIR ENERGY CO LTD GBP	P	2011-09-15	2013-10-21
	OPHIR ENERGY CO LTD GBP	P	2012-06-06	2013-10-21
	OPHIR ENERGY CO LTD GBP	P	2013-07-03	2013-10-21
	OPPENHEIMER INTL BOND FD CL A	P	2009-12-03	2013-01-08
	OPPENHEIMER INTL BOND FD CL A	P	2009-12-03	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2009-12-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2009-12-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-01-29	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-02-26	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-03-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-04-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-05-28	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-06-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-07-20	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-07-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-08-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-09-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-10-29	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-11-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-12-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2010-12-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-01-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-02-14	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-02-28	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-03-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-04-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-05-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-06-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-07-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-08-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-09-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-10-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-11-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2011-12-29	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-01-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-02-29	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-03-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-04-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-05-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-06-07	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-06-29	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-07-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-08-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-09-28	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-10-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-11-30	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-12-28	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2012-12-28	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2013-01-31	2013-03-06
	OPPENHEIMER INTL BOND FD CL A	P	2013-02-28	2013-03-06
	PENTAIR LTD	P	2012-11-02	2013-03-06
	PENTAIR LTD	P	2012-11-02	2013-03-06
	PENTAIR LTD	P	2012-11-02	2013-01-16
	PENTAIR LTD	P	2012-11-15	2013-03-06
	PENTAIR LTD	P	2012-11-21	2013-03-06
	PENTAIR LTD	P	2012-11-26	2013-03-06
	PENTAIR LTD	P	2012-11-27	2013-03-06
	PENTAIR LTD	P	2013-01-29	2013-03-06
	PENTAIR LTD	P	2013-02-13	2013-03-06
	PENTAIR LTD	P	2013-02-19	2013-03-06
	PENTAIR LTD	P	2013-02-20	2013-03-06
	PERRIGO CO MERGER-EFF-12/2013	P	2012-08-21	2013-01-16
	PERRIGO CO MERGER-EFF-12/2013	P	2012-08-21	2013-01-24
	PERRIGO CO MERGER-EFF-12/2013	P	2012-08-23	2013-01-24
	PETROLEO BRASILEIRO SA SPON ADR	P	2010-09-21	2013-01-08
	PETROLEO BRASILEIRO SA SPON ADR	P	2011-02-01	2013-01-08
	PETROLEO BRASILEIRO SA SPON ADR	P	2011-02-01	2013-03-15
	PETROLEO BRASILEIRO SA SPON ADR	P	2011-02-14	2013-03-15
	PETROLEO BRASILEIRO SA SPON ADR	P	2012-01-18	2013-03-15
	PETROLEO BRASILEIRO SA SPON ADR	P	2012-09-14	2013-03-15
	PHILIPPINE LONG DISTANCE TEL CO SPONSORED ADR ADR	P	2013-03-25	2013-09-06
	PRECISION CASTPARTS CORP	P	2011-03-18	2013-01-16
	PRECISION CASTPARTS CORP	P	2011-03-18	2013-03-06
	PRECISION CASTPARTS CORP	P	2011-06-28	2013-03-06
	PRECISION CASTPARTS CORP	P	2012-11-06	2013-03-06
	PRECISION CASTPARTS CORP	P	2013-02-08	2013-03-06
	PRICELINE GROUP INC NEW	P	2011-11-15	2013-03-06
	PRICELINE GROUP INC NEW	P	2012-03-06	2013-03-06
	PRICELINE GROUP INC NEW	P	2012-05-01	2013-03-06
	PRUDENTIAL PLC ADR UNITED KINGDOM	P	2012-07-13	2013-01-08
	PRUDENTIAL PLC ADR UNITED KINGDOM	P	2012-07-13	2013-09-06
	PUTNAM DIVERSIFIED INCOME TRUST CLASS A	P	2010-02-22	2013-03-06
	PUTNAM DIVERSIFIED INCOME TRUST CLASS A	P	2010-02-22	2013-09-06
	PUTNAM DIVERSIFIED INCOME TRUST CLASS A	P	2010-02-22	2013-01-07
	PUTNAM DIVERSIFIED INCOME TRUST CLASS A	P	2010-02-22	2013-01-08
	QUALCOMM INC	P	2011-11-11	2013-01-16
	QUALCOMM INC	P	2011-11-11	2013-01-29
	QUALCOMM INC	P	2011-11-22	2013-01-29
	QUALCOMM INC	P	2011-11-22	2013-01-30
	QUALCOMM INC	P	2011-12-28	2013-01-30
	QUALCOMM INC	P	2012-09-14	2013-02-13
	QUALCOMM INC	P	2012-09-14	2013-02-15
	QUALCOMM INC	P	2012-09-14	2013-01-30
	QUALCOMM INC	P	2012-09-20	2013-02-15
	QUALCOMM INC	P	2012-09-20	2013-03-06
	QUALCOMM INC	P	2012-10-05	2013-03-06
	QUALCOMM INC	P	2012-11-05	2013-03-06
	RIO TINTO PLC SPON ADR	P	2012-11-02	2013-01-08
	RIO TINTO PLC SPON ADR	P	2012-11-02	2013-03-26
	RIO TINTO PLC SPON ADR	P	2012-11-02	2013-04-10
	RIO TINTO PLC SPON ADR	P	2012-11-02	2013-09-06
	RIO TINTO PLC SPON ADR	P	2012-11-02	2013-12-23
	RIO TINTO PLC SPON ADR	P	2012-12-11	2013-12-23
	RIO TINTO PLC SPON ADR	P	2012-12-17	2013-12-23
	RIO TINTO PLC SPON ADR	P	2013-03-06	2013-12-23
	RIO TINTO PLC SPON ADR	P	2013-06-26	2013-12-23
	ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2009-03-20	2013-03-05
	ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2009-03-20	2013-01-08
	ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2009-03-23	2013-03-05
	ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2009-03-23	2013-03-06
	ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2009-07-08	2013-03-06
	ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2010-02-22	2013-04-09
	ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2010-02-22	2013-03-06
	ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2010-03-15	2013-04-09
	ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2010-03-16	2013-04-09
	ROCHE HLDG LTD SPONS ADR SWITZ ADR	P	2010-03-16	2013-09-06
	ROYAL BANK SCOTLAND SPON ADR	P	2012-04-23	2013-01-08
	ROYAL BANK SCOTLAND SPON ADR	P	2012-04-26	2013-01-08
	ROYAL BANK SCOTLAND SPON ADR	P	2012-04-26	2013-07-26
	ROYAL BANK SCOTLAND SPON ADR	P	2012-04-26	2013-09-03
	ROYAL BANK SCOTLAND SPON ADR	P	2012-04-30	2013-09-06
	ROYAL BANK SCOTLAND SPON ADR	P	2012-04-30	2013-09-25
	ROYAL BANK SCOTLAND SPON ADR	P	2012-04-30	2013-09-03
	ROYAL BANK SCOTLAND SPON ADR	P	2012-05-18	2013-09-25
	ROYAL BANK SCOTLAND SPON ADR	P	2012-05-18	2013-10-03
	ROYAL BANK SCOTLAND SPON ADR	P	2012-06-05	2013-10-03
	ROYAL BANK SCOTLAND SPON ADR	P	2013-03-06	2013-10-03
	ROYAL BANK SCOTLAND SPON ADR	P	2013-04-29	2013-10-03
	ROYAL DUTCH SHELL PLC CL A SPON ADR	P	2013-02-28	2013-09-06
	RTS BARCLAYS PLC SPON ADR EXP 10/02/13	P	2013-09-03	2013-09-19
	RTS OPHIR ENERGY CO LTD EXP 03/25/13	P	2011-09-15	2013-03-15
	RTS OPHIR ENERGY CO LTD EXP 03/25/13	P	2012-06-06	2013-03-15
	SANOFI SPON ADR	P	2012-10-26	2013-01-08
	SANOFI SPON ADR	P	2012-10-26	2013-09-05
	SANOFI SPON ADR	P	2012-10-26	2013-09-06
	SANTOS LTD ORD ORD AUD	P	2009-05-20	2013-01-08
	SANTOS LTD ORD ORD AUD	P	2009-05-20	2013-03-26
	SANTOS LTD ORD ORD AUD	P	2009-06-19	2013-03-26
	SANTOS LTD ORD ORD AUD	P	2010-02-22	2013-03-26
	SANTOS LTD ORD ORD AUD	P	2010-07-20	2013-03-26
	SANTOS LTD ORD ORD AUD	P	2010-12-20	2013-03-26
	SANTOS LTD ORD ORD AUD	P	2011-02-14	2013-03-26
	SAP AG SPON ADR	P	2013-03-05	2013-09-06
	SCHLUMBERGER LTD NETHERLANDS ANTILLES	P	2012-11-08	2013-01-16
	SCHLUMBERGER LTD NETHERLANDS ANTILLES	P	2012-11-08	2013-03-06
	SCHLUMBERGER LTD NETHERLANDS ANTILLES	P	2012-11-09	2013-03-06
	SCHLUMBERGER LTD NETHERLANDS ANTILLES	P	2012-11-13	2013-03-06
	SCHLUMBERGER LTD NETHERLANDS ANTILLES	P	2012-11-14	2013-03-06
	SCHLUMBERGER LTD NETHERLANDS ANTILLES	P	2012-11-20	2013-03-06
	SCHLUMBERGER LTD NETHERLANDS ANTILLES	P	2012-12-12	2013-03-06
	SCHWAB CHARLES CORP NEW	P	2013-02-07	2013-02-27
	SHISEIDO CO LTD SPONS ADR JAPAN	P	2011-06-30	2013-01-08
	SHISEIDO CO LTD SPONS ADR JAPAN	P	2011-06-30	2013-05-23
	SHISEIDO CO LTD SPONS ADR JAPAN	P	2011-06-30	2013-09-06
	SHISEIDO CO LTD SPONS ADR JAPAN	P	2012-05-31	2013-09-06
	SHISEIDO CO LTD SPONS ADR JAPAN	P	2012-11-08	2013-09-06
	SHISEIDO CO LTD SPONS ADR JAPAN	P	2012-11-09	2013-09-06
	SHISEIDO CO LTD SPONS ADR JAPAN	P	2012-12-19	2013-09-06
	SHISEIDO CO LTD SPONS ADR JAPAN	P	2012-12-20	2013-09-06
	SOFTBANK CORP ADR	P	2012-11-02	2013-01-08
	SOFTBANK CORP ADR	P	2012-11-02	2013-07-17
	SOFTBANK CORP ADR	P	2012-11-05	2013-07-17
	SOFTBANK CORP ADR	P	2012-11-05	2013-09-06
	SOFTBANK CORP ADR	P	2012-11-05	2013-09-17
	SOFTBANK CORP ADR	P	2012-11-12	2013-09-17
	SOFTBANK CORP ADR	P	2012-11-12	2013-10-17
	SOFTBANK CORP ADR	P	2013-02-13	2013-10-17
	SOFTBANK CORP ADR	P	2013-03-27	2013-10-17
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2010-02-22	2013-01-07
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2010-02-22	2013-01-08
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2010-02-22	2013-03-06
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2010-05-17	2013-03-06
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2010-11-11	2013-03-06
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2011-01-11	2013-03-06
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2011-02-14	2013-03-06
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2011-03-16	2013-03-06
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2011-06-10	2013-03-06
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2011-08-10	2013-03-06
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2011-10-12	2013-03-06
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2012-01-09	2013-03-06
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2012-04-16	2013-03-06
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2012-06-07	2013-03-06
	SPDR BARCLAYS CAPITAL HIGH YIELD ETF	P	2012-08-10	2013-03-06
	SPDR DOW JONES REIT ETF	P	2008-10-23	2013-03-06
	SPDR DOW JONES REIT ETF	P	2008-10-23	2013-01-07
	SPDR DOW JONES REIT ETF	P	2008-10-23	2013-01-08
	SSE PLC SPON ADR	P	2011-04-12	2013-01-08
	SSE PLC SPON ADR	P	2011-04-12	2013-02-11
	SSE PLC SPON ADR	P	2011-06-01	2013-02-12
	SSE PLC SPON ADR	P	2011-06-01	2013-09-06
	SSE PLC SPON ADR	P	2011-06-01	2013-11-14
	SSE PLC SPON ADR	P	2011-07-19	2013-11-14
	SSE PLC SPON ADR	P	2011-08-04	2013-11-14
	SSE PLC SPON ADR	P	2011-12-13	2013-11-14
	STANDARD CHARTERED PLC	P	2012-10-15	2013-01-08
	STANDARD CHARTERED PLC	P	2012-10-15	2013-09-06
	STARBUCKS CORP	P	2011-08-24	2013-01-16
	STARBUCKS CORP	P	2011-08-24	2013-03-06
	STARBUCKS CORP	P	2012-05-15	2013-03-06
	STARBUCKS CORP	P	2012-05-18	2013-03-06
	STARBUCKS CORP	P	2012-05-25	2013-03-06
	STARWOOD HOTELS & RESORTS WORLDWIDE INC NEW	P	2012-03-13	2013-01-07
	STARWOOD HOTELS & RESORTS WORLDWIDE INC NEW	P	2012-03-13	2013-01-16
	STARWOOD HOTELS & RESORTS WORLDWIDE INC NEW	P	2012-03-20	2013-01-16
	STARWOOD HOTELS & RESORTS WORLDWIDE INC NEW	P	2012-03-20	2013-03-06
	STARWOOD HOTELS & RESORTS WORLDWIDE INC NEW	P	2012-11-20	2013-03-06
	SUN ART RETAIL GROUP LTD UN SPONSORED ADR	P	2013-05-22	2013-09-06
	SYNGENTA AG SPON ADR	P	2010-02-22	2013-01-08
	SYNGENTA AG SPON ADR	P	2010-07-08	2013-01-08
	SYNGENTA AG SPON ADR	P	2010-07-08	2013-05-21
	SYNGENTA AG SPON ADR	P	2010-07-08	2013-09-06
	TAIWAN SEMICONDUCTOR MFG CO LTD ADR	P	2012-01-05	2013-01-08
	TAIWAN SEMICONDUCTOR MFG CO LTD ADR	P	2012-01-05	2013-01-31
	TCW EMERGING MARKETS INCOME FUND CLASS N	P	2013-03-07	2013-09-06
	TCW EMERGING MARKETS INCOME FUND CLASS N	P	2013-03-28	2013-09-06
	TCW EMERGING MARKETS INCOME FUND CLASS N	P	2013-04-30	2013-09-06
	TCW EMERGING MARKETS INCOME FUND CLASS N	P	2013-05-31	2013-09-06
	TCW EMERGING MARKETS INCOME FUND CLASS N	P	2013-06-28	2013-09-06
	TCW EMERGING MARKETS INCOME FUND CLASS N	P	2013-07-31	2013-09-06
	TCW EMERGING MARKETS INCOME FUND CLASS N	P	2013-08-30	2013-09-06
	TELIASONERA AB ADR	P	2011-09-20	2013-08-16
	TELIASONERA AB ADR	P	2011-09-20	2013-01-08
	TELIASONERA AB ADR	P	2011-10-13	2013-08-16
	TELIASONERA AB ADR	P	2011-10-13	2013-09-06
	TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2011-07-12	2013-01-08
	TEVA PHARMACEUTICALS IND LTD ISRAEL ADR	P	2011-07-12	2013-09-06
	TJX COS INC NEW	P	2011-03-18	2013-01-03
	TJX COS INC NEW	P	2011-03-18	2013-01-04
	TJX COS INC NEW	P	2011-03-18	2013-01-16
	TJX COS INC NEW	P	2011-05-05	2013-01-16
	TJX COS INC NEW	P	2011-05-05	2013-03-06
	TJX COS INC NEW	P	2011-06-21	2013-03-06
	TJX COS INC NEW	P	2011-06-28	2013-03-06
	TJX COS INC NEW	P	2012-11-20	2013-03-06
	TOTAL S.A. FRANCE SPON ADR	P	2010-02-22	2013-01-08
	TOTAL S.A. FRANCE SPON ADR	P	2010-02-22	2013-08-12
	TOTAL S.A. FRANCE SPON ADR	P	2010-07-20	2013-08-12
	TOTAL S.A. FRANCE SPON ADR	P	2011-02-14	2013-09-06
	TOTAL S.A. FRANCE SPON ADR	P	2011-02-14	2013-08-12
	TOTAL S.A. FRANCE SPON ADR	P	2011-10-07	2013-09-06
	TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2010-01-29	2013-01-08
	TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2010-02-04	2013-01-08
	TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2010-02-04	2013-01-15
	TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2010-02-22	2013-02-15
	TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2010-03-15	2013-02-15
	TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2010-03-16	2013-02-15
	TOYOTA MOTOR CORP NEW JAPAN SPON ADR	P	2010-03-29	2013-09-06
	UNION PACIFIC CORP	P	2011-03-18	2013-01-16
	UNION PACIFIC CORP	P	2011-03-18	2013-03-06
	UNION PACIFIC CORP	P	2011-12-22	2013-03-06
	UNION PACIFIC CORP	P	2011-12-23	2013-03-06
	UNION PACIFIC CORP	P	2013-01-23	2013-03-06
	UNTD RENTALS INC	P	2012-12-20	2013-01-16
	UNTD RENTALS INC	P	2012-12-20	2013-03-06
	UNTD RENTALS INC	P	2012-12-21	2013-03-06
	UNTD RENTALS INC	P	2013-01-03	2013-03-06
	US BANCORP DEL (NEW)	P	2011-03-18	2013-01-16
	US BANCORP DEL (NEW)	P	2011-12-21	2013-01-16
	US BANCORP DEL (NEW)	P	2011-12-21	2013-01-18
	US BANCORP DEL (NEW)	P	2012-01-11	2013-01-18
	US BANCORP DEL (NEW)	P	2012-01-11	2013-01-25
	US BANCORP DEL (NEW)	P	2012-01-13	2013-01-25
	US BANCORP DEL (NEW)	P	2012-01-13	2013-01-28
	US BANCORP DEL (NEW)	P	2012-11-20	2013-01-28
	VALE SA-SP SPON ADR	P	2012-06-01	2013-06-11
	VALE SA-SP SPON ADR	P	2012-06-01	2013-01-08
	VALE SA-SP SPON ADR	P	2012-11-02	2013-06-11
	VISA INC CL A	P	2011-11-02	2013-03-06
	VISA INC CL A	P	2011-11-02	2013-01-16
	VISA INC CL A	P	2011-11-03	2013-03-06
	VISA INC CL A	P	2012-01-05	2013-03-06
	VISA INC CL A	P	2012-01-12	2013-03-06
	VISA INC CL A	P	2012-03-01	2013-03-06
	VISA INC CL A	P	2012-03-13	2013-03-06
	VMWARE INC CL A	P	2012-04-11	2013-01-16
	VMWARE INC CL A	P	2012-04-11	2013-01-29
	VMWARE INC CL A	P	2012-04-11	2013-01-29
	VMWARE INC CL A	P	2012-10-04	2013-01-29
	VMWARE INC CL A	P	2012-10-09	2013-01-29
	VMWARE INC CL A	P	2012-10-09	2013-01-30
	VMWARE INC CL A	P	2012-10-25	2013-01-30
	VODAFONE GROUP PLC NEW SPON ADR	P	2013-09-05	2013-09-06
	WAL MART STORES INC	P	2013-02-06	2013-03-06
	WAL MART STORES INC	P	2013-02-07	2013-03-06
	WELLS FARGO & CO NEW	P	2011-12-21	2013-01-07
	WELLS FARGO & CO NEW	P	2011-12-21	2013-01-16
	WELLS FARGO & CO NEW	P	2011-12-21	2013-01-18
	WELLS FARGO & CO NEW	P	2012-01-06	2013-01-22
	WELLS FARGO & CO NEW	P	2012-01-06	2013-01-18
	WELLS FARGO & CO NEW	P	2012-01-06	2013-03-06
	WELLS FARGO & CO NEW	P	2012-01-11	2013-03-06
	WELLS FARGO & CO NEW	P	2012-01-11	2013-03-06
	WELLS FARGO & CO NEW	P	2012-01-12	2013-03-06
	WELLS FARGO & CO NEW	P	2012-01-13	2013-03-06
	WELLS FARGO & CO NEW	P	2012-03-15	2013-03-06
	WELLS FARGO & CO NEW	P	2012-10-04	2013-03-06
	WELLS FARGO & CO NEW	P	2012-10-12	2013-03-06
	WELLS FARGO & CO NEW	P	2012-11-20	2013-03-06
	WELLS FARGO & CO NEW 8.000% PREFERRED CLBL	P	2011-03-18	2013-01-16
	WELLS FARGO & CO NEW 8.000% PREFERRED CLBL	P	2011-03-18	2013-03-01
	WELLS FARGO & CO NEW 8.000% PREFERRED CLBL	P	2011-03-18	2013-03-04
	WOLSELEY PLC REVERSE SPLIT EFF: 12/2013 SPON ADR	P	2012-04-19	2013-01-08
	WOLSELEY PLC REVERSE SPLIT EFF: 12/2013 SPON ADR	P	2012-04-19	2013-05-22
	WOLSELEY PLC REVERSE SPLIT EFF: 12/2013 SPON ADR	P	2012-04-20	2013-09-06
	WOLSELEY PLC REVERSE SPLIT EFF: 12/2013 SPON ADR	P	2012-04-20	2013-05-22
	WOLSELEY PLC SPON ADR	P	2012-04-20	2013-12-03
	WOLTERS KLUWER NV SPONSORED ADR NETHERLANDS ADR	P	2013-03-15	2013-09-06
	WOLTERS KLUWER NV SPONSORED ADR NETHERLANDS ADR	P	2013-03-15	2013-08-15
	WORLETYPARSONS LTD ADR	P	2010-12-08	2013-01-08
	WORLETYPARSONS LTD ADR	P	2010-12-08	2013-03-01
	WORLETYPARSONS LTD ADR	P	2011-02-14	2013-03-01
	WYNN RESORTS LTD	P	2011-09-08	2013-01-16
	WYNN RESORTS LTD	P	2011-09-08	2013-03-06
	WYNN RESORTS LTD	P	2011-10-03	2013-03-06
	WYNN RESORTS LTD	P	2011-10-13	2013-03-06
	WYNN RESORTS LTD	P	2011-10-14	2013-03-06
	WYNN RESORTS LTD	P	2011-12-23	2013-03-06
	WYNN RESORTS LTD	P	2013-02-08	2013-03-06
	YUM! BRANDS INC	P	2012-06-13	2013-01-16
	YUM! BRANDS INC	P	2012-06-20	2013-01-16
	YUM! BRANDS INC	P	2012-06-20	2013-01-30
	YUM! BRANDS INC	P	2012-06-22	2013-01-30
	YUM! BRANDS INC	P	2012-06-22	2013-02-25
	YUM! BRANDS INC	P	2012-07-20	2013-03-06
	YUM! BRANDS INC	P	2012-07-20	2013-02-25
	YUM! BRANDS INC	P	2013-02-05	2013-03-06
	ZURICH INS GROUP LTD SPON ADR	P	2008-11-03	2013-01-08
	ZURICH INS GROUP LTD SPON ADR	P	2008-11-03	2013-05-22
	ZURICH INS GROUP LTD SPON ADR	P	2008-11-03	2013-09-06
	CAPITAL GAINS DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	163	120	43
b	362	259	103
c	77	49	28
d	49	31	18
e	99	76	23
	236	134	102
	138	109	29
	207	159	48
	70	53	17
	463	318	145
	618	581	37
	200	138	62
	141	105	36
	148	79	69
	103	54	49
	248	183	65
	75	52	23
	80	52	28
	3,194	1,971	1,223
	264	230	34
	35	30	5
	1,403	1,200	203
	819	697	122
	9,966	8,340	1,626
	79	69	10
	347	282	65
	544	443	101
	92	79	13
	38	35	3
	466	449	17
	41,048	37,876	3,172
	248	232	16
	693	641	52
	419	319	100
	257	209	48
	112	102	10
	1,678	1,392	286
	815	675	140
	96	90	6
	1,020	916	104
	224	217	7
	268	229	39
	260	230	30
	778	753	25
	259	248	11
	10,806	9,126	1,680
	15,438	13,099	2,339
	4,110	3,769	341
	497	456	41
	405	377	28
	426	395	31
	342	316	26
	339	316	23
	341	320	21
	342	322	20
	336	320	16
	19,652	18,736	916
	376	363	13
	393	379	14
	386	375	11
	398	381	17
	449	423	26
	295	280	15
	38,123	35,813	2,310
	377	357	20
	397	376	21
	332	316	16
	334	320	14
	325	314	11
	341	328	13
	311	302	9
	287	280	7
	335	326	9
	318	308	10
	283	274	9
	241	233	8
	263	259	4
	259	256	3
	248	244	4
	248	246	2
	222	220	2
	2,727	2,704	23
	246	244	2
	215	215	0
	224	224	0
	204	206	-2
	206	207	-1
	2,868	2,897	-29
	226	228	-2
	213	215	-2
	20,891	20,988	-97
	183	183	0
	208	209	-1
	69	69	0
	502	450	52
	77	72	5
	158	144	14
	149	144	5
	468	439	29
	149	146	3
	312	278	34
	390	364	26
	390	383	7
	234	231	3
	172	140	32
	88	70	18
	92	70	22
	92	72	20
	184	141	43
	944	847	97
	177	161	16
	354	363	-9
	708	711	-3
	506	526	-20
	1,532	1,800	-268
	511	583	-72
	75	54	21
	236	144	92
	379	384	-5
	379	369	10
	379	369	10
	379	384	-5
	379	385	-6
	379	384	-5
	379	375	4
	705	494	211
	497	162	335
	409	162	247
	409	174	235
	67	84	-17
	97	116	-19
	97	135	-38
	65	96	-31
	65	77	-12
	453	533	-80
	188	138	50
	109	69	40
	217	116	101
	109	75	34
	110	75	35
	110	67	43
	238	134	104
	43	26	17
	22	12	10
	314	327	-13
	512	578	-66
	64	75	-11
	512	556	-44
	128	160	-32
	128	184	-56
	192	286	-94
	320	347	-27
	128	122	6
	128	137	-9
	64	74	-10
	285	209	76
	1,548	958	590
	688	443	245
	688	569	119
	344	303	41
	172	143	29
	344	292	52
	2,765	789	1,976
	33	33	0
	189	175	14
	151	141	10
	792	688	104
	528	482	46
	38	32	6
	226	207	19
	415	380	35
	302	279	23
	490	465	25
	415	401	14
	452	441	11
	205	95	110
	103	47	56
	77	76	1
	114	114	0
	152	143	9
	127	108	19
	127	109	18
	312	253	59
	803	637	166
	714	582	132
	714	603	111
	179	136	43
	89	69	20
	330	272	58
	220	185	35
	173	153	20
	567	498	69
	44	39	5
	114	99	15
	588	542	46
	160	147	13
	107	96	11
	428	431	-3
	107	100	7
	330	284	46
	661	530	131
	42	38	4
	255	226	29
	299	263	36
	43	39	4
	532	464	68
	576	506	70
	576	519	57
	266	235	31
	354	332	22
	399	386	13
	78	75	3
	245	226	19
	286	265	21
	327	300	27
	82	72	10
	1,144	1,099	45
	83	65	18
	256	194	62
	304	230	74
	219	179	40
	112	100	12
	111	100	11
	113	100	13
	232	202	30
	113	101	12
	232	204	28
	232	190	42
	348	321	27
	62	66	-4
	675	598	77
	120	109	11
	248	219	29
	310	275	35
	310	285	25
	186	175	11
	370	369	1
	3,406	2,590	816
	2,496	1,902	594
	12,645	9,133	3,512
	5,652	3,813	1,839
	262	235	27
	392	451	-59
	131	154	-23
	392	430	-38
	131	143	-12
	158	110	48
	262	262	0
	175	175	0
	45	45	0
	182	204	-22
	227	258	-31
	45	54	-9
	182	215	-33
	591	663	-72
	361	175	186
	225	175	50
	158	88	70
	54	48	6
	212	193	19
	215	193	22
	269	251	18
	376	352	24
	215	198	17
	107	94	13
	698	680	18
	322	330	-8
	806	833	-27
	322	335	-13
	376	398	-22
	14,550	13,527	1,023
	17,255	15,209	2,046
	2,638	2,191	447
	85	69	16
	1,366	1,390	-24
	99	93	6
	218	192	26
	217	191	26
	217	198	19
	435	396	39
	435	383	52
	435	366	69
	54	57	-3
	54	57	-3
	54	57	-3
	215	227	-12
	216	227	-11
	162	177	-15
	324	350	-26
	220	233	-13
	220	258	-38
	55	55	0
	128	96	32
	89	67	22
	247	234	13
	247	238	9
	134	113	21
	65	57	8
	131	126	5
	33	33	0
	47	23	24
	77	57	20
	231	170	61
	91	57	34
	907	617	290
	635	468	167
	725	555	170
	816	593	223
	91	73	18
	91	75	16
	635	548	87
	1,043	914	129
	133	86	47
	81	77	4
	33	33	0
	73	73	0
	283	265	18
	121	121	0
	283	263	20
	40	35	5
	364	313	51
	831	695	136
	831	735	96
	831	744	87
	831	749	82
	208	208	0
	692	636	56
	461	365	96
	231	179	52
	692	623	69
	231	205	26
	231	216	15
	81	68	13
	11,087	71	11,016
	39,307	251	39,056
	50,894	321	50,573
	127	106	21
	211	159	52
	423	310	113
	352	257	95
	70	63	7
	986	941	45
	79	86	-7
	67	79	-12
	44	63	-19
	87	134	-47
	87	136	-49
	174	279	-105
	131	205	-74
	185	224	-39
	224	183	41
	292	235	57
	168	118	50
	78	66	12
	272	246	26
	272	245	27
	68	64	4
	408	385	23
	521	495	26
	521	504	17
	521	507	14
	68	58	10
	500	409	91
	794	662	132
	183	185	-2
	832	827	5
	175	132	43
	105	81	24
	245	242	3
	3,402	3,124	278
	3,596	3,302	294
	1,848	1,665	183
	12,250	12,250	0
	14,989	14,995	-6
	72,624	72,513	111
	103	88	15
	1,853	1,590	263
	545	470	75
	191	52	139
	481	483	-2
	37	37	0
	110	110	0
	481	484	-3
	37	37	0
	444	454	-10
	94	117	-23
	24	33	-9
	188	196	-8
	110	100	10
	16	13	3
	64	46	18
	129	92	37
	193	140	53
	61	47	14
	260	201	59
	130	106	24
	162	161	1
	166	161	5
	66	60	6
	66	60	6
	282	242	40
	634	558	76
	352	322	30
	70	59	11
	556	989	-433
	370	385	-15
	92	95	-3
	48	48	0
	144	137	7
	191	166	25
	144	123	21
	113	92	21
	117	92	25
	234	209	25
	117	94	23
	109	81	28
	98	61	37
	33	21	12
	35	35	0
	179	175	4
	350	315	35
	545	492	53
	545	507	38
	545	507	38
	1,011	998	13
	151	122	29
	76	74	2
	67	74	-7
	266	297	-31
	417	421	-4
	266	281	-15
	139	137	2
	209	209	0
	244	187	57
	59	47	12
	61	46	15
	366	276	90
	61	52	9
	177	157	20
	59	52	7
	188	155	33
	437	381	56
	250	211	39
	1,000	841	159
	125	100	25
	63	47	16
	88	77	11
	191	154	37
	268	231	37
	414	347	67
	280	193	87
	182	168	14
	97	84	13
	774	721	53
	97	85	12
	1,064	1,045	19
	99	88	11
	114	102	12
	97	81	16
	405	366	39
	135	91	44
	113	91	22
	81	56	25
	476	315	161
	448	273	175
	112	65	47
	62	67	-5
	2,546	1,713	833
	96	69	27
	204	137	67
	102	88	14
	253	229	24
	63	58	5
	190	170	20
	210	255	-45
	343	427	-84
	275	308	-33
	343	388	-45
	134	155	-21
	336	456	-120
	68	91	-23
	342	374	-32
	68	87	-19
	131	98	33
	131	98	33
	129	98	31
	131	98	33
	279	196	83
	47	39	8
	47	38	9
	19	19	0
	176	171	5
	98	100	-2
	59	58	1
	98	149	-51
	98	146	-48
	78	151	-73
	78	166	-88
	59	75	-16
	54	53	1
	188	187	1
	403	340	63
	81	46	35
	106	78	28
	160	116	44
	1,714	1,201	513
	111	96	15
	166	165	1
	153	153	0
	303	307	-4
	21	20	1
	21	20	1
	102	102	0
	243	246	-3
	50	64	-14
	105	103	2
	60	59	1
	54	64	-10
	21	26	-5
	289	361	-72
	70	53	17
	230	182	48
	22	13	9
	52	23	29
	129	93	36
	193	104	89
	145	69	76
	363	258	105
	76	52	24
	46	48	-2
	86	44	42
	26	22	4
	392	347	45
	35	63	-28
	181	199	-18
	1,018	1,040	-22
	19,462	19,968	-506
	198	194	4
	465	454	11
	214	207	7
	167	162	5
	126	124	2
	133	131	2
	125	117	8
	124	118	6
	8,973	8,740	233
	127	126	1
	156	156	0
	143	149	-6
	156	165	-9
	154	152	2
	433	431	2
	179	178	1
	155	153	2
	11,551	11,251	300
	153	152	1
	175	175	0
	165	171	-6
	159	163	-4
	161	166	-5
	165	172	-7
	153	159	-6
	181	174	7
	162	159	3
	168	162	6
	926	875	51
	180	175	5
	166	162	4
	191	184	7
	157	153	4
	174	165	9
	925	880	45
	165	158	7
	153	150	3
	171	169	2
	129	129	0
	165	165	0
	162	162	0
	300	302	-2
	142	142	0
	153	155	-2
	148	148	0
	364	322	42
	156	138	18
	151	138	13
	364	305	59
	260	231	29
	364	333	31
	104	95	9
	364	360	4
	208	211	-3
	104	105	-1
	156	158	-2
	106	108	-2
	203	215	-12
	202	216	-14
	39	71	-32
	19	38	-19
	141	300	-159
	53	110	-57
	230	389	-159
	283	389	-106
	64	69	-5
	187	141	46
	1,704	1,268	436
	379	319	60
	379	356	23
	189	190	-1
	720	534	186
	720	632	88
	720	755	-35
	117	94	23
	35	23	12
	832	793	39
	755	726	29
	837	808	29
	1,665	1,610	55
	258	227	31
	317	284	33
	127	109	18
	191	163	28
	255	218	37
	327	324	3
	65	65	0
	318	324	-6
	130	129	1
	67	64	3
	533	503	30
	400	362	38
	228	207	21
	468	511	-43
	192	207	-15
	48	52	-4
	595	568	27
	433	424	9
	433	446	-13
	54	56	-2
	270	205	65
	174	97	77
	415	259	156
	58	32	26
	58	32	26
	233	138	95
	299	211	88
	291	211	80
	120	82	38
	179	124	55
	63	42	21
	98	67	31
	43	31	12
	362	276	86
	289	215	74
	53	40	13
	120	79	41
	134	103	31
	84	44	40
	273	145	128
	130	68	62
	71	56	15
	475	366	109
	130	130	0
	3		3
	89		89
	8		8
	193	177	16
	95	88	7
	98	88	10
	95	91	4
	262	226	36
	210	192	18
	131	123	8
	52	49	3
	341	351	-10
	131	141	-10
	71	82	-11
	291	275	16
	462	413	49
	847	753	94
	616	559	57
	462	410	52
	77	70	7
	462	438	24
	473	495	-22
	144	144	0
	333	411	-78
	109	131	-22
	124	125	-1
	62	75	-13
	372	341	31
	202	225	-23
	93	85	8
	124	117	7
	61	33	28
	638	346	292
	65	33	32
	878	445	433
	325	173	152
	679	312	367
	1,170	584	586
	1,170	672	498
	164	155	9
	1,272	1,205	67
	14,499	13,799	700
	613	573	40
	572	564	8
	735	721	14
	3,962	3,933	29
	15,479	15,061	418
	776	754	22
	572	523	49
	572	524	48
	1,062	1,003	59
	653	627	26
	490	459	31
	613	597	16
	618	320	298
	743	400	343
	519	280	239
	117	108	9
	66	65	1
	110	115	-5
	49	46	3
	67	69	-2
	225	231	-6
	135	129	6
	157	139	18
	180	165	15
	69	71	-2
	108	74	34
	343	221	122
	229	214	15
	744	689	55
	229	218	11
	60	61	-1
	239	244	-5
	60	57	3
	2,945	2,774	171
	60	59	1
	28	27	1
	82	53	29
	164	87	77
	239	130	109
	79	43	36
	70	53	17
	856	633	223
	27,965	31,821	-3,856
	130	145	-15
	128	146	-18
	133	147	-14
	141	148	-7
	143	149	-6
	115	115	0
	475	430	45
	151	143	8
	58	54	4
	29	27	2
	76	98	-22
	39	49	-10
	89	49	40
	223	122	101
	132	73	59
	88	54	34
	360	214	146
	901	509	392
	540	309	231
	90	88	2
	154	175	-21
	54	58	-4
	107	97	10
	56	56	0
	107	107	0
	56	48	8
	94	77	17
	187	144	43
	96	72	24
	308	220	88
	308	234	74
	308	237	71
	126	81	45
	131	95	36
	277	190	87
	693	522	171
	277	210	67
	693	680	13
	48	45	3
	109	90	19
	164	133	31
	273	240	33
	33	27	6
	65	53	12
	262	213	49
	196	170	26
	100	85	15
	166	145	21
	166	145	21
	66	64	2
	546	711	-165
	102	91	11
	238	318	-80
	161	95	66
	320	187	133
	482	276	206
	643	400	243
	804	501	303
	482	352	130
	482	350	132
	194	215	-21
	313	430	-117
	78	107	-29
	312	412	-100
	78	92	-14
	234	299	-65
	234	252	-18
	33	33	0
	1,541	1,493	48
	440	426	14
	69	53	16
	315	238	77
	35	27	8
	244	202	42
	174	144	30
	180	144	36
	325	266	59
	613	497	116
	361	294	67
	469	383	86
	108	101	7
	180	178	2
	685	650	35
	72	65	7
	30	28	2
	115	112	3
	461	448	13
	115	97	18
	100	79	21
	53	41	12
	105	83	22
	3	2	1
	24	22	2
	294	262	32
	127	132	-5
	614	608	6
	80	89	-9
	245	245	0
	470	593	-123
	118	107	11
	235	257	-22
	353	377	-24
	823	871	-48
	353	426	-73
	66	63	3
	66	66	0
	127	127	0
	127	129	-2
	195	198	-3
	269	256	13
	65	64	1
	269	254	15
	108	82	26
	240	184	56
	25	20	5
	1,022		1,022

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			43
b			103
c			28
d			18
e			23
			102
			29
			48
			17
			145
			37
			62
			36
			69
			49
			65
			23
			28
			1,223
			34
			5
			203
			122
			1,626
			10
			65
			101
			13
			3
			17
			3,172
			16
			52
			100
			48
			10
			286
			140
			6
			104
			7
			39
			30
			25
			11
			1,680
			2,339
			341
			41
			28
			31
			26
			23
			21
			20
			16
			916
			13
			14
			11
			17
			26
			15
			2,310
			20
			21
			16
			14
			11
			13
			9
			7
			9
			10
			9
			8
			4
			3
			4
			2
			2
			23
			2
			0
			0
			-2
			-1
			-29
			-2
			-2
			-97
			0
			-1
			0
			52
			5
			14
			5
			29
			3
			34
			26
			7
			3
			32
			18
			22
			20
			43
			97
			16
			-9
			-3
			-20
			-268
			-72
			21
			92
			-5
			10
			10
			-5
			-6
			-5
			4
			211
			335
			247
			235
			-17
			-19
			-38
			-31
			-12
			-80
			50
			40
			101
			34
			35
			43
			104
			17
			10
			-13
			-66
			-11
			-44
			-32
			-56
			-94
			-27
			6
			-9
			-10
			76
			590
			245
			119
			41
			29
			52
			1,976
			0
			14
			10
			104
			46
			6
			19
			35
			23
			25
			14
			11
			110
			56
			1
			0
			9
			19
			18
			59
			166
			132
			111
			43
			20
			58
			35
			20
			69
			5
			15
			46
			13
			11
			-3
			7
			46
			131
			4
			29
			36
			4
			68
			70
			57
			31
			22
			13
			3
			19
			21
			27
			10
			45
			18
			62
			74
			40
			12
			11
			13
			30
			12
			28
			42
			27
			-4
			77
			11
			29
			35
			25
			11
			1
			816
			594
			3,512
			1,839
			27
			-59
			-23
			-38
			-12
			48
			0
			0
			0
			-22
			-31
			-9
			-33
			-72
			186
			50
			70
			6
			19
			22
			18
			24
			17
			13
			18
			-8
			-27
			-13
			-22
			1,023
			2,046
			447
			16
			-24
			6
			26
			26
			19
			39
			52
			69
			-3
			-3
			-3
			-12
			-11
			-15
			-26
			-13
			-38
			0
			32
			22
			13
			9
			21
			8
			5
			0
			24
			20
			61
			34
			290
			167
			170
			223
			18
			16
			87
			129
			47
			4
			0
			0
			18
			0
			20
			5
			51
			136
			96
			87
			82
			0
			56
			96
			52
			69
			26
			15
			13
			11,016
			39,056
			50,573
			21
			52
			113
			95
			7
			45
			-7
			-12
			-19
			-47
			-49
			-105
			-74
			-39
			41
			57
			50
			12
			26
			27
			4
			23
			26
			17
			14
			10
			91
			132
			-2
			5
			43
			24
			3
			278
			294
			183
			0
			-6
			111
			15
			263
			75
			139
			-2
			0
			0
			-3
			0
			-10
			-23
			-9
			-8
			10
			3
			18
			37
			53
			14
			59
			24
			1
			5
			6
			6
			40
			76
			30
			11
			-433
			-15
			-3
			0
			7
			25
			21
			21
			25
			25
			23
			28
			37
			12
			0
			4
			35
			53
			38
			38
			13
			29
			2
			-7
			-31
			-4
			-15
			2
			0
			57
			12
			15
			90
			9
			20
			7
			33
			56
			39
			159
			25
			16
			11
			37
			37
			67
			87
			14
			13
			53
			12
			19
			11
			12
			16
			39
			44
			22
			25
			161
			175
			47
			-5
			833
			27
			67
			14
			24
			5
			20
			-45
			-84
			-33
			-45
			-21
			-120
			-23
			-32
			-19
			33
			33
			31
			33
			83
			8
			9
			0
			5
			-2
			1
			-51
			-48
			-73
			-88
			-16
			1
			1
			63
			35
			28
			44
			513
			15
			1
			0
			-4
			1
			1
			0
			-3
			-14
			2
			1
			-10
			-5
			-72
			17
			48
			9
			29
			36
			89
			76
			105
			24
			-2
			42
			4
			45
			-28
			-18
			-22
			-506
			4
			11
			7
			5
			2
			2
			8
			6
			233
			1
			0
			-6
			-9
			2
			2
			1
			2
			300
			1
			0
			-6
			-4
			-5
			-7
			-6
			7
			3
			6
			51
			5
			4
			7
			4
			9
			45
			7
			3
			2
			0
			0
			0
			-2
			0
			-2
			0
			42
			18
			13
			59
			29
			31
			9
			4
			-3
			-1
			-2
			-2
			-12
			-14
			-32
			-19
			-159
			-57
			-159
			-106
			-5
			46
			436
			60
			23
			-1
			186
			88
			-35
			23
			12
			39
			29
			29
			55
			31
			33
			18
			28
			37
			3
			0
			-6
			1
			3
			30
			38
			21
			-43
			-15
			-4
			27
			9
			-13
			-2
			65
			77
			156
			26
			26
			95
			88
			80
			38
			55
			21
			31
			12
			86
			74
			13
			41
			31
			40
			128
			62
			15
			109
			0
			3
			89
			8
			16
			7
			10
			4
			36
			18
			8
			3
			-10
			-10
			-11
			16
			49
			94
			57
			52
			7
			24
			-22
			0
			-78
			-22
			-1
			-13
			31
			-23
			8
			7
			28
			292
			32
			433
			152
			367
			586
			498
			9
			67
			700
			40
			8
			14
			29
			418
			22
			49
			48
			59
			26
			31
			16
			298
			343
			239
			9
			1
			-5
			3
			-2
			-6
			6
			18
			15
			-2
			34
			122
			15
			55
			11
			-1
			-5
			3
			171
			1
			1
			29
			77
			109
			36
			17
			223
			-3,856
			-15
			-18
			-14
			-7
			-6
			0
			45
			8
			4
			2
			-22
			-10
			40
			101
			59
			34
			146
			392
			231
			2
			-21
			-4
			10
			0
			0
			8
			17
			43
			24
			88
			74
			71
			45
			36
			87
			171
			67
			13
			3
			19
			31
			33
			6
			12
			49
			26
			15
			21
			21
			2
			-165
			11
			-80
			66
			133
			206
			243
			303
			130
			132
			-21
			-117
			-29
			-100
			-14
			-65
			-18
			0
			48
			14
			16
			77
			8
			42
			30
			36
			59
			116
			67
			86
			7
			2
			35
			7
			2
			3
			13
			18
			21
			12
			22
			1
			2
			32
			-5
			6
			-9
			0
			-123
			11
			-22
			-24
			-48
			-73
			3
			0
			0
			-2
			-3
			13
			1
			15
			26
			56
			5
			1,022

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	150,468
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2012	80,359	1,158,532	0.069363
2011	69,486	1,149,810	0.060433
2010	90,221	1,171,620	0.077005
2009	64,050	1,025,982	0.062428
2008	55,300	1,223,794	0.045187

2	Total of line 1, column (d) ......................	2	0.314416
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.062883
4	Enter the net value of noncharitable-use assets for 2013 from Part X, line 5.....	4	1,300,788
5	Multiply line 4 by line 3.......................	5	81,797
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	1,729
7	Add lines 5 and 6.........................	7	83,526
8	Enter qualifying distributions from Part XII, line 4..............	8	88,000
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2013)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	1,729
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2............................	3	1,729
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	1,729
6	Credits/Payments:

a	2013 estimated tax payments and 2012 overpayment credited to 2013	6a	999
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	999
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	730
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2014 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

BARBARA L HARMAN Telephone no. bullet

(781) 449-4189

Located at bullet

397 SOUTH STREETNEEDHAMMA ZIP+4 bullet

02492

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the

foreign country bullet

Form 990-PF (2013)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2013?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2013, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2013?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2013.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2013)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
BARBARA L HARMAN	TRUSTEE 0.00	0	0	0
397 SOUTH STREET NEEDHAM,MA02492	TRUSTEE 0.00	0	0	0
WILLIAM E CAIN	TRUSTEE 0.00	0	0	0
397 SOUTH STREET NEEDHAM,MA02492	TRUSTEE 0.00	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2013)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

Minimum investment return. Enter 5% of line 5..................

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

65,039

Tax on investment income for 2013 from Part VI, line 5......

1,729

Income tax for 2013. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

1,729

Distributable amount before adjustments. Subtract line 2c from line 1............

63,310

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

63,310

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

63,310

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2013)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2012	(c) 2012	(d) 2013
1 Distributable amount for 2013 from Part XI, line 7					63,310
2 Undistributed income, if any, as of the end of 2013:
a Enter amount for 2012 only.......				0
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2013:
a From 2008.......
b From 2009.......	13,396
c From 2010.......	35,298
d From 2011.......	14,823
e From 2012.......	23,314
fTotal of lines 3a through e.........		86,831
4Qualifying distributions for 2013 from Part
XII, line 4: $ 88,000
a Applied to 2012, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions)......			0
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2013 distributable amount.....					63,310
e Remaining amount distributed out of corpus		24,690
5 Excess distributions carryover applied to 2013.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		111,521
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............		0
8Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ......		111,521
10 Analysis of line 9:
a Excess from 2009....	13,396
b Excess from 2010....	35,298
c Excess from 2011....	14,823
d Excess from 2012....	23,314
e Excess from 2013....	24,690

Form 990-PF (2013)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2013, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2013	(b) 2012	(c) 2011	(d) 2010	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

BARBARA L HARMAN

WILLIAM E CAIN

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2013)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
ACTORS SHAKESPEARE PROJECT PO BOX 400986 CAMBRIDGE,MA02140	NONE	501(C)(3) ORGANIZATI	CHARITABLE	1,000
AMERICASHARE 15 WEST 26TH STREET 11TH FLOOR NEW YORK,NY10010	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
CATALOGUE FOR PHILANTHROPY GREATER WASHINGTON 1889 L STREET NW SUITE 900 WASHINGTON,DC20036	NONE	501(C)(3) ORGANIZATI	CHARITABLECHARITABLE	17,500
COLLEGIATE DIRECTIONS 4833 RUGBY AVENUE SUITE 301 BETHESDA,MD20814	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
DANA FARBER CANCER INSTITUTE 10 BROOKLINE PLACE WEST BROOKLINE,MA024457226	NONE	501(C)(3) ORGANIZATI	CHARITABLE	1,000
FORUM THEATRE PO BOX 24572 WASHINGTON,DC20043	NONE	501(C)(3) ORGANIZATI	CHARITABLE	10,000
GUGGENHEIM MUSEUM 1071 FIFTH AVENUE NEW YORK,NY10128	NONE	501(C)(3) ORGANIZATI	CHARITABLE	2,500
HOMELESS CHILDREN'S PLAYTIME PROJECT 1525 NEWTON STREET NW WASHINGTON,DC20010	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
HOPE HOUSE DC PO BOX 60682 WASHINGTON,DC20039	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
LEGAL COUNCIL FOR THE ELDERLY 601 E STREET NW WASHINGTON,DC20049	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
MAUTNER PROJECT 1875 CONNECTICUT AVENUE NW WASHINGTON,DC20009	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
NATIONAL GALLERY OF ART 2000B SOUTH CLUB DRIVE LANDOVER,MD20785	NONE	501(C)(3) ORGANIZATI	CHARITABLE	7,000
POINT FOUNDATION 1357 BROADWAY SUITE 401 NEW YORK,NY10018	NONE	501(C)(3) ORGANIZATI	CHARITABLE	1,000
RAW ART WORKS 37 CENTRAL SQUARE LYNN,MA01901	NONE	501(C)(3) ORGANIZATI	CHARITABLE	10,000
SKIDMORE COLLEGE 815 N BROADWAY SARATOGA SPRINGS,NY12866	NONE	501(C)(3) ORGANIZATI	CHARITABLE	25,000
ST JOHN'S PREP 72 SPRING STREET DANVERS,MA01923	NONE	501(C)(3) ORGANIZATI	CHARITABLE	1,000
THE BARKER FOUNDATION 7979 OLD GEORGETOWN ROAD BETHESDA,MD20814	NONE	501(C)(3) ORGANIZATI	CHARITABLE	1,000
THE MICHAEL J FOX FOUNDATION FOR PARKINSON'S RESEARCH CHURCH STREET STATION PO BOX 780 NEW YORK,NY100080780	NONE	501(C)(3) ORGANIZATI	CHARITABLE	1,000
TEEN AND YOUNG ADULT HEALTH CONNECTION 1400 SPRING STREET SUITE 200 SILVER SPRING,MD20814	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
JOY OF MOTION DANCE CENTER 1333 H STREET NE WASHINGTON,DC20036	NONE	501(C)(3) ORGANIZATI	CHARITABLE	1,000
ARTS FOR THE AGING 12320 PARKLAWN DRIVE ROCKVILLE,MD20852	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
BRAIN FOUNDATION PO BOX 231227 CENTERVILLE,VA20120	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
DC YOUTH ORCHESTRA PROGRAM 1700 E CAPITOL STREET NE WASHINGTON,DC20003	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
FOR LOVE OF CHILDREN 1763 COLUMBIA ROAD NW WASHINGTON,DC20009	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
INNER CITY INNER CHILD 3133 DUMBARTON STREET NW WASHINGTON,DC20007	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
JUMPSTART DC 1612 K STREET NW WASHINGTON,DC20006	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
MENTORING TO MANHOOD 2509 LAKE FOREST DRIVE UPPER MARLBORO,MD20774	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
PHOENIX BIKES 4200 SOUTH FOUR MILE RUN ROAD ARLINGTON,VA22206	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
SEXUAL MINORITY YOUTH ASSISTANCE LEAGUE 3410 7TH STREET SE WASHINGTON,DC20003	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
WE ARE FAMILY SENIOR OUTREACH NETWORK 1525 NEWTON STREET NW WASHINGTON,DC20010	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
A WIDER CIRCLE 4808 MOORLAND LANE SUITE 802 BETHESDA,MD20814	NONE	501(C)(3) ORGANIZATI	CHARITABLE	500
Total ................................. 3a				88,000

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2013)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............					1
4 Dividends and interest from securities....	900001				29,540
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory .............					150,468
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		0	180,009

13Total. Add line 12, columns (b), (d), and (e)..................

13180,009

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
4	ASSETS ARE INVESTED TO EARN INVESTMENT INCOME TO PAY GRANTS

Form 990-PF (2013)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2013)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization THE HARMAN CAIN FAMILY FOUNDATION

Part I	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	WILLIAM CAIN BARBARA HARMAN 397 SOUTH STREET NEEDHAM, MA02492	$249,428	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Name of organization THE HARMAN CAIN FAMILY FOUNDATION

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
1	3,143 SHARES OF HARMAN INDUSTRIES STOCK	$249,428	2013-12-12
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
FIXED INCOME	AT COST	428,082	419,346
ALTERNATIVE STRATEGIES	AT COST	64,946	97,090
BROAD COMMODITIES	AT COST	0	0
EQUITIES	AT COST	292,214	353,860

Description	Beginning of Year - Book Value	End of Year - Book Value
ADJUSTMENT FOR CHECKS NOT CLEARED	17,500	10,500
DUE TO OFFICER	3,735	5,270