TY 2013 Form 990PF

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	7,533,143
2	Enter amount from Part I, line 27a.....................	2	-423,507
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	7,109,636
5	Decreases not included in line 2 (itemize)	5	933,785
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	6,175,851

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	1,500,580
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .	3

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
2012	5,951,342	3,680,128	1.617156
2011	5,175,595	2,382,326	2.172497
2010	5,829,690	2,999,262	1.943708
2009	2,614,503	3,790,247	0.689798
2008	5,291,522	4,684,035	1.129693

2	Total of line 1, column (d) ......................	2	7.552852
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	1.51057
4	Enter the net value of noncharitable-use assets for 2013 from Part X, line 5.....	4	2,151,274
5	Multiply line 4 by line 3.......................	5	3,249,650
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	15,491
7	Add lines 5 and 6.........................	7	3,265,141
8	Enter qualifying distributions from Part XII, line 4..............	8	9,534,349
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	15,491
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	15,491
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	15,491
6	Credits/Payments:

a	2013 estimated tax payments and 2012 overpayment credited to 2013	6a	6,270
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............	7	6,270
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.	8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......	9	9,221
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...	10
11	Enter the amount of line 10 to be: Credited to 2014 estimated tax	Refunded	11

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
ELIHU ROSE	PRESIDENT/SECRETARY/DIRECTOR 2.0	0	0	0
2 EAST 88TH STREET NEW YORK,NY10128
SUSAN W ROSE	DIRECTOR 2.0	0	0	0
2 EAST 88TH STREET NEW YORK,NY10128

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
Susan W Rose Fund for Music 200 Madison Avenue New York,NY10016		PF	GRANTS TO PRIVATE NON OPERATING FOUNDATION NOT COUNTED AS QUALIFYING DISTRIBUTION	5,000
The Knights 344 Degraw St 4-C Brooklyn,NY11231	NONE	PC	CHARITABLE	18,000
Lincoln Center Theatre 150 W 65th Street New York,NY10023	NONE	PC	CHARITABLE	100,000
Orchestra of St Luke's 330 W 42ND STREET 9TH FLOOR New York,NY10036	NONE	PC	CHARITABLE	5,000
New York Festival of Song 307 Seventh Avenue Suite 1206 New York,NY10001	NONE	PC	CHARITABLE	1,000
Carnegie Hall Society Inc 881 Seventh Avenue New York,NY10019	NONE	PC	CHARITABLE	50,000
Young Concert Artists Inc 250 W 57th Street Suite 1222 New York,NY10107	NONE	PC	CHARITABLE	1,000
The Juilliard School 60 Lincoln Center Plaza New York,NY10023	NONE	PC	CHARITABLE	1,825
The Juilliard School 60 Lincoln Center Plaza New York,NY10023	NONE	PC	CHARITABLE	660
Hospital for Special Surgery 535 E 70th Street New York,NY10021	NONE	PC	CHARITABLE	258,520
Hospital for Special Surgery 535 E 70th Street New York,NY10021	NONE	PC	CHARITABLE	17,870
Hospital for Special Surgery 535 E 70th Street New York,NY10021	NONE	PC	CHARITABLE	30,000
Central Synagogue 123 E 55th Street New York,NY10022	NONE	PC	CHARITABLE	8,140
Gilder Lehrman Institute of American History 19 W 44th Street Suite 500 New York,NY10036	NONE	PC	CHARITABLE	5,000
Park Avenue Armory 643 Park Avenue New York,NY10065	NONE	PC	CHARITABLE	25,000
The Jewish Museum 1109 5th Avenue New York,NY10128	NONE	PC	CHARITABLE	10,000
The Mabel Mercer Foundation 301 E 79th Street 30N New York,NY10021	NONE	PC	CHARITABLE	10,000
American Museum of Natural History CPW 79th Street New York,NY10024	NONE	PC	CHARITABLE	1,750
The Morgan Library & Museum 225 Madison Avenue New York,NY10016	NONE	PC	CHARITABLE	1,000
Alzheimer's Drug Discovery Foundation 1414 Ave of Americas Suite 1502 New York,NY10102	NONE	PC	CHARITABLE	5,000
Young Concert Artists Inc 250 W 57th Street Suite 1222 New York,NY10107	NONE	PC	CHARITABLE	1,500
The New York Public Library 5th Avenue 42nd Street Room 105 New York,NY10018	NONE	PC	CHARITABLE	2,500
National Museum of American History 14th Street Constitution Avenue Washington,DC20560	NONE	PC	CHARITABLE	200,000
WNET 450 W 33rd Street New York,NY10001	NONE	PC	CHARITABLE	10,000
New York Historical Society 170 CPW New York,NY10024	NONE	PC	CHARITABLE	4,550
Council on Foreign Relations 58 E 68th Street New York,NY10131	NONE	PC	CHARITABLE	10,000
The Doe Fund 232 E 84th Street New York,NY10028	NONE	PC	CHARITABLE	3,000
Caramoor Center for Music & the Arts PO Box 816 Katonah,NY10536	NONE	PC	CHARITABLE	550
New York Historical Society 170 CPW New York,NY10024	NONE	PC	CHARITABLE	5,000
The Carnegie Hall Society 881 Seventh Avenue New York,NY10019	NONE	PC	CHARITABLE	6,500
Horace Mann School 231 W 246th Street Riverdale,NY10471	NONE	PC	CHARITABLE	2,000
Hospital for Special Surgery Fund Inc 535 E 70th Street New York,NY10021	NONE	PC	CHARITABLE	3,000
Jumpstart 505 8th Avenue Suite 602 New York,NY10018	NONE	PC	CHARITABLE	2,500
Carnegie Hall Society Inc 881 Seventh Avenue New York,NY10019	NONE	PC	CHARITABLE	22,568
Park Avenue Armory 643 Park Avenue New York,NY10065	NONE	PC	CHARITABLE	3,000,000
The Library of America 14 E 60th Street New York,NY10022	NONE	PC	CHARITABLE	1,400
New York City Opera 20 Lincoln Center New York,NY10023	NONE	PC	CHARITABLE	5,000
Carnegie Hall 881 Seventh Avenue New York,NY10019	NONE	PC	CHARITABLE	200,000
Carnegie Hall 881 Seventh Avenue New York,NY10019	NONE	PC	CHARITABLE	5,000
Park Avenue Armory 643 Park Avenue New York,NY10065	NONE	PC	CHARITABLE	4,000,000
New York Philharmonic 10 Lincoln Center Plaza New York,NY10023	NONE	PC	CHARITABLE	25,000
Municipal Art Society of NY 111 W 57th Street New York,NY10019	NONE	PC	CHARITABLE	5,000
Norman Rockwell Museum 9 Route 183 Stockbridge,MA01262	NONE	PC	CHARITABLE	2,500
Central Synagogue 123 E 55th Street New York,NY10022	NONE	PC	CHARITABLE	25,000
Metropolitan Opera Lincoln Center New York,NY10023	NONE	PC	CHARITABLE	15,000
New York Philharmonic 10 Lincoln Center Plaza New York,NY10023	NONE	PC	CHARITABLE	5,000
American Friends of Israel Philharmonic Orchestra 122 E 42nd Street Suite 4507 New York,NY10168	NONE	PC	CHARITABLE	1,000
Juilliard School 60 Lincoln Center Plaza New York,NY10023	NONE	PC	CHARITABLE	100,000
Juilliard School 60 Lincoln Center Plaza New York,NY10023	NONE	PC	CHARITABLE	3,030
Harlem Educational Activities Fund 200 Madison Avneue New York,NY10016	NONE	PC	CHARITABLE	10,000
New York City Center 130 W 56th Street New York,NY10019	NONE	PC	CHARITABLE	9,060
The Carnegie Hall Society 881 Seventh Avenue New York,NY10019	NONE	PC	CHARITABLE	200,000
Samuel Waxman Cancer Research Foundation 30 Oakley Avenue Mt Vernon,NY10550	NONE	PC	CHARITABLE	4,000
Library of America 14 E 60th Street New York,NY10022	NONE	PC	CHARITABLE	25,000
Library of America 14 E 60th Street New York,NY10022	NONE	PC	CHARITABLE	250
WQXR Radio 160 Varick Street New York,NY10013	NONE	PC	CHARITABLE	25,000
Marlboro School of Music 1616 Walnut Street Suite 1600 Philadelphia,PA19103	NONE	PC	CHARITABLE	10,000
The Sapling Foundation PO Box 620952 Woodside,CA94062	NONE	PC	CHARITABLE	15,000
The Skyscraper Museum 39 Battery Place New York,NY10280	NONE	PC	CHARITABLE	2,500
Yes Atlanta PO Box 54692 Atlanta,GA30308	NONE	PC	CHARITABLE	3,000
Hospital for Special Surgery Fund Inc 535 E 70th Street New York,NY10021	NONE	PC	CHARITABLE	2,670
Brain Trauma Foundation 415 Madison Avenue 14th Floor New York,NY10017	NONE	PC	CHARITABLE	25,000
The Classical Recording Foundation 128 Manor Lane Pelham,NY10803	NONE	PC	CHARITABLE	1,000
French Heritage Society 14 E 60th Street Suite 605 New York,NY10022	NONE	PC	CHARITABLE	2,500
Hospital for Special Surgery Fund Inc 535 E 70th Street New York,NY10021	NONE	PC	CHARITABLE	15,000
Council on Foreign Relations 58 E 68th Street New York,NY10131	NONE	PC	CHARITABLE	30,000
The New York Society Library 53 E 79th Street New York,NY10075	NONE	PC	CHARITABLE	1,500
UJA - Federation of New York 130 E 59th Street New York,NY10022	NONE	PC	CHARITABLE	86,666
American Academy of Arts & Sciences 136 Irving St Cambridge,MA02138	NONE	PC	CHARITABLE	15,000
Bowdoin International Music Festival 215 Highbrook Avenue Pilham,NY10803	NONE	PC	CHARITABLE	1,000
Business Executives for National Security 1030 15th Street NW Suite 200 East Washington,DC20005	NONE	PC	CHARITABLE	1,500
Lincoln Center Theater 150 W 65th Street New York,NY10023	NONE	PC	CHARITABLE	50,000
Special Olympics New York 211 E 43rd Street Room 802 New York,NY10017	NONE	PC	CHARITABLE	500
The New Jersey City University Foundation 2039 Kennedy Boulevard Jersey City,NJ07305	NONE	PC	CHARITABLE	2,500
The Melmark Charitable Foundation 2600 Wayland Rd Berwyn,PA19312	NONE	PC	CHARITABLE	500
The Frick Collection 1 E 70th Street New York,NY10021	NONE	PC	CHARITABLE	500
Garrison Institute PO Box 532 Garrison,NY10524	NONE	PC	CHARITABLE	3,000
Caramoor Center for Music and the Arts Inc PO Box 816 Katonah,NY10536	NONE	PC	CHARITABLE	5,000
American Lyric Theatre Center Inc 410 West 42nd Street New York,NY10036	NONE	PC	CHARITABLE	1,500
New York Philharmonic 10 Lincoln Center Plaza New York,NY10023	NONE	PC	CHARITABLE	100,000
The Mabel Mercer Foundation 301 E 79th Street 30N New York,NY10021	NONE	PC	CHARITABLE	700
The Knights 1 Columbus Plaza New Haven,CT06510	NONE	PC	CHARITABLE	1,000
Human Rights First 333 Seventh Avenue New York,NY10001	NONE	PC	CHARITABLE	1,000
Juilliard School 60 Lincoln Center Plaza New York,NY10023	NONE	PC	CHARITABLE	32,000
The Whitney Museum of American Art 945 Madison Avenue New York,NY10131	NONE	PC	CHARITABLE	5,000
New York Philharmonic 10 Lincoln Center Plaza New York,NY10023	NONE	PC	CHARITABLE	23,000
Children at Heart 1301 N Mays Street Round Rock,TX78664	NONE	PC	CHARITABLE	2,000
New York Philharmonic 10 Lincoln Center Plaza New York,NY10023	NONE	PC	CHARITABLE	5,000
AMERICAN ASSOCIATES OF THE NATIONAL THEATRE 214 W 29TH STREET NEW YORK,NY10001	NONE	PC	CHARITABLE	5,000
ROUNDTABLE CULTURAL SEMINARS 45 EAST 78TH STREET 5TH FLOOR NEW YORK,NY10075	NONE	PC	CHARITABLE	400
ISRAEL PHILHARMONIC ORCHESTRA FOUNDATION 1 HUBERMAN STREET TEL AVIV 61231 IS	NONE	PC	CHARITABLE	15,000
ROUNDTABLE CULTURAL SEMINARS 45 EAST 78TH STREET 5TH FLOOR NEW YORK,NY10075	NONE	PC	CHARITABLE	400
THE JUILLIARD SCHOOL 60 LINCOLN CENTER PLAZA NEW YORK,NY10023	NONE	PC	CHARITABLE	5,000
NEW YORK PRESBYTERIAN FUND INC 525 E 68TH STREET NEW YORK,NY10065	NONE	PC	CHARITABLE	2,000
NATIONAL PARKS OF NEW YORK CONSERVANCY 26 WALL STREET NEW YORK,NY10005	NONE	PC	CHARITABLE	5,000
JEWISH OPPORTUNITIES INSTITUTE 450 W 33RD STREET 11TH FLOOR NEW YORK,NY10001	NONE	PC	CHARITABLE	1,000
ARTHRITIS FOUNDATION PO BOX 96280 WASHINGTON,DC20077	NONE	PC	CHARITABLE	1,000
CHAMBER MUSIC SOCIETY 70 LINCOLN CENTER PLAZA NEW YORK,NY10023	NONE	PC	CHARITABLE	1,000
THE STECHER AND HOROWITZ FOUNDATION 119 W 57TH STREET 1401 NEW YORK,NY10019	NONE	PC	CHARITABLE	1,000
CARNEGIE HILL NEIGHBORS INC 170 E 91ST STREET NEW YORK,NY10128	NONE	PC	CHARITABLE	500
FRACTURED ATLAS 248 W 35TH STREET 10TH FLOOR NEW YORK,NY10001	NONE	PC	CHARITABLE	5,000
INSTITUTE OF CIVIC LEADERSHIP 4211 MONARCH WAY SUITE 116 NORFOLK,VA23508	NONE	PC	CHARITABLE	1,000
ALVIN AILEY DANCE FOUNDATION INC 405 WEST 55TH STREET NEW YORK,NY10019	NONE	PC	CHARITABLE	3,500
NATIONAL PARKS OF NEW YORK HARBOR CONSERVANCY 26 WALL STREET NEW YORK,NY10005	NONE	PC	CHARITABLE	5,000
CENTRAL PARK CONSERVANCY 14 E 60TH STREET NEW YORK,NY10022	NONE	PC	CHARITABLE	1,000
FAMILY EQUALITY COUNCIL PO BOX 206 BOSTON,MA02133	NONE	PC	CHARITABLE	700
WENDY WALK FJC 11400 WEST OLYMPIC BOULEVARD SUITE LOS ANGELES,CA90064	NONE	PC	CHARITABLE	500
OPERATION SMILE 6435 TIDEWATER DRIVE NORFOLK,VA23509	NONE	PC	CHARITABLE	1,000
SOCIETY FOR MILITARY HISTORY GEORGE C MARSHALL LIBRARY VIRGINIA MILITARY INSTITUTE LEXINGTON,VA24450	NONE	PC	CHARITABLE	1,000
LINCOLN CENTER THEATRE 150 W 65TH STREET NEW YORK,NY10023	NONE	PC	CHARITABLE	25,000
FAMILY EQUALITY COUNCIL PO BOX 206 BOSTON,MA02133	NONE	PC	CHARITABLE	2,500
THE JEWISH MUSEUM 1109 5TH AVENUE NEW YORK,NY10128	NONE	PC	CHARITABLE	10,000
THE CITY COLLEGE OF NEW YORK - AARON DAVIS HALL 115 CONVENT AVENUE NEW YORK,NY10031	NONE	PC	CHARITABLE	2,000
JUILLIARD SCHOOL 60 LINCOLN CENTER PLAZA NEW YORK,NY10023	NONE	PC	CHARITABLE	25,000
THE METROPOLITAN OPERA LINCOLN CENTER NEW YORK,NY10023	NONE	PC	CHARITABLE	6,740
NATIONAL YIDDISH THEATRE - FOLKSBIENE 135 W 29TH STREET RM 504 NEW YORK,NY10001	NONE	PC	CHARITABLE	2,500
MINNEAPOLIS INSTITUTE OF ARTS 2400 THIRD AVENUE SOUTH MINNEAPOLIS,MN55404	NONE	PC	CHARITABLE	500
YELLOW BARN 63 MAIN STREET PUTNEY,VT05346	NONE	PC	CHARITABLE	1,000
THE KNIGHTS 1 COLUMBUS PLAZA NEW HAVEN,CT06510	NONE	PC	CHARITABLE	25,000
ROUNDTABLE CULTURAL SEMINAR 45 E 78TH STREET NEW YORK,NY10075	NONE	PC	CHARITABLE	850
TREE RESEARCH AND EDUCATION ENDOWMENT 552 S WASHINGTON ST SUITE 109 NAPERVILLE,IL60540	NONE	PC	CHARITABLE	500
LYRICA CHAMBER MUSIC 240 SOUTHERN BLVD CHATHAM TOWNSHIP,NJ07928	NONE	PC	CHARITABLE	2,500
SAMUEL WAXMAN CANCER RESEARCH FOUNDATION 30 OAKLEY AVENUE MT VERNON,NY10550	NONE	PC	CHARITABLE	6,000
DO YOUR PART 15835 BAHAMA ST NORTH HILLS,CA91343	NONE	PC	CHARITABLE	1,000
SMITHSONIAN INSTITUTION PO BOX 37012 MRC 619 WASHINGTON,DC20013	NONE	PC	CHARITABLE	10,000
FRIENDS OF CHINA BEAUTY CHARITY FUND INC 6 SUTTON SQUARE NEW YORK,NY10022	NONE	PC	CHARITABLE	1,000
BARYSHNIKOV ARTS CENTER 450 W 37TH STREET SUITE 501 NEW YORK,NY10018	NONE	PC	CHARITABLE	1,000
THE ACTORS FUND 79 SEVENTH AVENUE 10TH FLOOR NEW YORK,NY10102	NONE	PC	CHARITABLE	1,500
AASALZBURG WEILL CORNELL SEMINARS 1305 YORK AVENUE NEW YORK,NY10021	NONE	PC	CHARITABLE	1,000
FRIENDS OF APIE INC 16 FAYERWEATHER ST STE 2300 CAMBRIDGE,MA021383330	NONE	PC	CHARITABLE	25,000
PARK AVENUE ARMORY 643 PARK AVENUE NEW YORK,NY10065	NONE	PC	CHARITABLE	50,000
AMERICAN ASSOCIATES OF THE NATIONAL THEATRE 214 W 29TH STREET SUITE 701 NEW YORK,NY10001	NONE	PC	CHARITABLE	2,000
NEW YORK PHILHARMONIC 10 LINCOLN CENTER PLAZA NEW YORK,NY10023	NONE	PC	CHARITABLE	200,000
THE NEW 42ND STREET 229 W 42ND STREET NEW YORK,NY10036	NONE	PC	CHARITABLE	5,000
ALVIN AILEY DANCE FOUNDATION INC 405 W 55TH STREET NEW YORK,NY10019	NONE	PC	CHARITABLE	2,550
GARRISON INSTITUTE PO BOX 532 NEW YORK,NY10524	NONE	PC	CHARITABLE	10,000
READING REFORM FOUNDATION 333 WEST 57TH STREET NEW YORK,NY10019	NONE	PC	CHARITABLE	5,000
AMERICAN COMPOSERS ORCHESTRA 240 W 35TH STREET SUITE 405 NEW YORK,NY10001	NONE	PC	CHARITABLE	5,000
THE JOURNAL OF MILITARY HISTORY GEORGE C MARSHALL LIBRARY VIRGINIA MILITARY INSTITUTE LEXINGTON,VA24450	NONE	PC	CHARITABLE	500
THE KNIGHTS 344 DEGRAW ST 4-C BROOKLYN,NY11231	NONE	PC	CHARITABLE	6,000
CHAMAH 27 WILLIAM ST SUITE 613 NEW YORK,NY10005	NONE	PC	CHARITABLE	1,000
PARK AVENUE ARMORY 643 PARK AVENUE NEW YORK,NY10065	NONE	PC	CHARITABLE	35,000
THE URBAN ASSEMBLY 509 W 129TH STREET NEW YORK,NY10027	NONE	PC	CHARITABLE	1,000
FRENCH HERITAGE SOCIETY 14 E 60TH STREET SUITE 605 NEW YORK,NY10022	NONE	PC	CHARITABLE	1,000
THE BATTERY CONSERVANCY ONE WHITEHALL STREET 17TH FLOOR NEW YORK,NY10004	NONE	PC	CHARITABLE	5,000
ACTING COMPANY PO BOX 898 NEW YORK,NY10108	NONE	PC	CHARITABLE	500
BUSINESS EXECUTIVE FOR NATIONAL SECURITY 1030 15TH STREET NW SUITE 200 EAST WASHINGTON,DC20005	NONE	PC	CHARITABLE	25,000
NEW YORK PHILHARMONIC 10 LINCOLN CENTER PLAZA NEW YORK,NY10023	NONE	PC	CHARITABLE	25,000
AMERICAN ASSOCIATES OF THE NATIONAL THEATRE 214 W 29TH STREET NEW YORK,NY10001	NONE	PC	CHARITABLE	13,000
Total ................................. 3a				9,539,349

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	7,568,104
2	Check
3	Interest on savings and temporary cash investments	68,733		68,733	0
4	Dividends and interest from securities......	33,872		33,872	0
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		1,500,580
b	Gross sales price for all assets on line 6a
7	Capital gain net income (from Part IV, line 2)...			1,500,580
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		40,777	40,777
12	Total. Add lines 1 through 11........	9,212,066		1,643,962	0
13	Compensation of officers, directors, trustees, etc.	0
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....
17	Interest...............	5		5	0	0
18	Taxes (attach schedule) (see instructions)		946	146	0	0
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......		95,273	94,719	0	0
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	96,224		94,870	0	0
25	Contributions, gifts, grants paid........	9,539,349				9,534,349
26	Total expenses and disbursements. Add lines 24 and 25	9,635,573		94,870	0	9,534,349
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-423,507
b	Net investment income (if negative, enter -0-)			1,549,092
c	Adjusted net income (if negative, enter -0-)...				0

Part II		Balance Sheets	Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions.)	Beginning of year	End of year
Part II		Balance Sheets		(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............		-31,009	-31,760	-31,760
	2	Savings and temporary cash investments..........		208,208	158,493	158,493
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........		1,872,727	863,466	1,288,060
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........		7,691,663	6,671,072	13,921,521
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)		9,741,589	7,661,271	15,336,314
		17	Accounts payable and accrued expenses..........
18		Grants payable...................
19		Deferred revenue..................
20		Loans from officers, directors, trustees, and other disqualified persons
21		Mortgages and other notes payable (attach schedule)......
22		Other liabilities (describe )		2,208,446	1,485,420
23		Total liabilities (add lines 17 through 22)..........		2,208,446	1,485,420
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund		7,533,143	6,175,851
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................		7,533,143	6,175,851
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................		9,741,589	7,661,271

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation
1 a	INFORMATION AVAILABLE UPON REQUEST	P
b	INFORMATION AVAILABLE UPON REQUEST	P
c	SEC1231 GAIN THRU GOODHUE RESIDENTIAL CO	P
d
e

(e) Gross sales price		(f) Depreciation allowed (or allowable)	(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a				25,338
b				1,452,183
c				23,059
d
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a
b
c
d
e

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2012	5,951,342	3,680,128	1.617156
2011	5,175,595	2,382,326	2.172497
2010	5,829,690	2,999,262	1.943708
2009	2,614,503	3,790,247	0.689798
2008	5,291,522	4,684,035	1.129693

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
ELIHU ROSE	PRESIDENT/SECRETARY/DIRECTOR 2.0	0	0	0
2 EAST 88TH STREET NEW YORK,NY10128	PRESIDENT/SECRETARY/DIRECTOR 2.0	0	0	0
SUSAN W ROSE	DIRECTOR 2.0	0	0	0
2 EAST 88TH STREET NEW YORK,NY10128	DIRECTOR 2.0	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances










Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1	N/A
2


All other program-related investments. See page 24 of the instructions.
3

		(a) Corpus	(b) Years prior to 2012	(c) 2012	(d) 2013
1 Distributable amount for 2013 from Part XI, line 7					137,073
2 Undistributed income, if any, as of the end of 2013:
a Enter amount for 2012 only.......				0
b Total for prior years:2011, 2010, 2009			0
3 Excess distributions carryover, if any, to 2013:
a From 2008.......	5,077,456
b From 2009.......	2,426,945
c From 2010.......	5,685,677
d From 2011.......	5,061,689
e From 2012.......	5,771,610
fTotal of lines 3a through e.........		24,023,377
4Qualifying distributions for 2013 from Part
XII, line 4: $ 9,534,349
a Applied to 2012, but not more than line 2a				0
b Applied to undistributed income of prior years (Election required—see instructions)......
c Treated as distributions out of corpus (Election required—see instructions).........
d Applied to 2013 distributable amount.....					137,073
e Remaining amount distributed out of corpus		9,397,276
5 Excess distributions carryover applied to 2013.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		33,420,653
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............
8Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) ...		5,077,456
9Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ......		28,343,197
10 Analysis of line 9:
a Excess from 2009....	2,426,945
b Excess from 2010....	5,685,677
c Excess from 2011....	5,061,689
d Excess from 2012....	5,771,610
e Excess from 2013....	9,397,276

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2013	(b) 2012	(c) 2011	(d) 2010	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

bApproved for future payment

Total ................................. 3b

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............			14	68,733
4 Dividends and interest from securities....			14	33,872
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory .............			18	1,500,580
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: aMISCELLANEOUS INCOME			01	40,777
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				1,643,962

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Software ID:
Software Version:

Name of organization SUSAN AND ELIHU ROSE FOUNDATION INC

Part I	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	ELIHU ROSE 2 EAST 88TH STREET NEW YORK, NY10128	$3,025,000	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
2	SUSAN W ROSE 2 EAST 88TH STREET NEW YORK, NY10128	$3,025,000	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
3	ELIHU AND SUSAN ROSE 2 EAST 88TH STREET NEW YORK, NY10128	$1,518,104	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Name of organization SUSAN AND ELIHU ROSE FOUNDATION INC

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
3	3,500 SHARES ANADARKO PETROLEUM CORP	$306,075	2013-04-05
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
3	2,000 SHARES CABOT OIL & GAS CORP	$135,220	2013-04-05
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
3	3,950 SHARES INTERNATIONAL BUSINESS MACHINES CORP	$828,309	2013-04-05
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
3	2,000 PIONEER NATURAL RESOURCES CO	$248,500	2013-04-25
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Name of Stock	End of Year Book Value	End of Year Fair Market Value
ANADARKO PETE CORP COM	35,894	87,252
APACHE CORP COM	68,363	85,940
ENSCO INTERNATIONAL INC	110,519	91,488
INTERNATIONAL BUS MACH COM	84,734	168,813
LOEWS COS INC	78,576	91,656
METHANEX CORP COM	0	0
PIONEER NAT RES CO COM	24,240	136,212
REINSURANCE GROUP OF AMERICA	23,601	54,187
XEROX CORP	99,434	66,935
ACE LIMITED	17,311	41,412
DEVBURY RESOURCES INC	58,175	60,791
PFIZER INC	52,425	91,890
TRAVELERS COS INC	30,098	54,324
FEDEX CORP	61,939	115,016
DEERE & CO.	50,920	54,798
MICROSOFT CORP COM	33,431	41,151
WELLPOINT INC	33,806	46,195

Category/ Item	Book Value	End of Year Fair Market Value
FARALLON CAPITAL INST PATR, LP	1,566,424	1,329,524
GOODHUE HOUSE CO.	285,659	285,659
GOODHUE RESIDENTIAL CO.	39,832	39,832
INSTITUTIONAL INVESTMENT FUND	2,100,000	4,801,583
MILLENIUM INTL LTD.	2,500,000	7,285,766
20 EAST 35TH STREET	149,157	149,157
ISRAEL DEVELOPMENT BOND	30,000	30,000

Description	Revenue and Expenses per Books	Net Investment Income
INVESTMENT ADVISORY FEES	27,770	27,770
PROFESSIONAL FEES	56,000	56,000
DED. RELATED TO PORTFOLIO INC.	7,301	7,301
FILING FEES	553	0
OTHER DEDUCTIONS	3,413	3,413
NONDEDUCTIBLE EXPENSE	1	0
BANK FEES	20	20
MISCELLANEOUS FEES	215	215

Description	Revenue And Expenses Per Books	Net Investment Income
OTHER PORTFOLIO (LOSS) FROM PARTNERSHIPS	-1,158	-1,158
MISCELLANEOUS INCOME	160	160
RENTAL INCOME FROM PARTNERSHIPS	39,546	39,546
SECTION 988 GAIN FROM PARTNERSHIPS	2,229	2,229

Description	Beginning of Year - Book Value	End of Year - Book Value
INSTITUTIONAL DIVERSIFIED	1,485,420	1,485,420
FARALLON FCIP, LTD	723,026