TY 2013 Form 990

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)
(1) TINA AMBANI........................................................................ TRUSTEE	1.00 .......................	X
(2) SAMUEL BYRNE........................................................................ CO-CHAIRMAN	3.00 .......................	X	X
(3) C RICHARD CARLSON........................................................................ TREASURER	2.00 .......................	X	X
(4) ALFRED CHANDLER III........................................................................ TRUSTEE	1.00 .......................	X
(5) MARTHA CHAYET........................................................................ TRUSTEE	1.00 .......................	X
(6) SAMIR DESAI........................................................................ TRUSTEE	1.00 .......................	X
(7) KIM SMITH GUERSTER........................................................................ TRUSTEE	1.00 .......................	X
(8) CARTER HARRISON........................................................................ TRUSTEE	1.00 .......................	X
(9) JAMES HAWKES........................................................................ TRUSTEE	1.00 .......................	X
(10) D THOMAS HEALEY JR........................................................................ TRUSTEE	1.00 .......................	X
(11) SEAN HEALEY........................................................................ CO-CHAIRMAN	3.00 .......................	X	X
(12) CARLA HERWITZ........................................................................ SECRETARY	2.00 .......................	X	X
(13) PATRICIA FAE HO........................................................................ TRUSTEE	1.00 .......................	X
(14) TIMOTHY INGRAHAM........................................................................ VICE PRESIDENT	2.00 .......................	X	X
(15) JOHN PARKER........................................................................ TRUSTEE	1.00 .......................	X
(16) STUART PRATT........................................................................ VICE PRESIDENT	2.00 .......................	X	X
(17) GEORGE PUTNAM........................................................................ TRUSTEE	1.00 .......................	X

(A) Name and Title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W- 2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(18) JEFFREY RAYPORT........................................................................ TRUSTEE	1.00 .......................	X				0	0
(19) C FRANKLIN SAYRE........................................................................ TRUSTEE	1.00 .......................	X				0	0
(20) ROBERT SHAPIRO........................................................................ PRESIDENT	3.00 .......................	X	X			0	0
(21) NANCY TIEKEN........................................................................ TRUSTEE	1.00 .......................	X				0	0
(22) ROSE-MARIE VAN OTTERLOO........................................................................ VICE PRESIDENT	2.00 .......................	X	X			0	0
(23) GAIL VON METZSCH........................................................................ TRUSTEE	1.00 .......................	X				0	0
(24) DAN MONROE........................................................................ EXECUTIVE DIRECTOR	40.00 .......................		X			675,156	48,018
(25) JOSHUA BASSECHES........................................................................ DEPUTY DIRECTOR	40.00 .......................		X			415,016	40,150
(26) ANNE MUNSCH........................................................................ CFO	40.00 .......................		X			234,064	22,824
(27) LYNDA ROSCOE HARTIGAN........................................................................ CHIEF CURATOR	40.00 .......................			X		222,010	49,734
(28) MONICA MACKEY........................................................................ CHIEF PHILANTHROPY OFFICER	40.00 .......................				X	315,310	4,765
(29) HOWARD J FINNEY........................................................................ CHIEF MARKETING OFFICER	40.00 .......................				X	213,472	48,469
(30) TIM SHAW........................................................................ PROJECT DIRECTOR	40.00 .......................				X	217,878	13,514
(31) ROBERT MONK........................................................................ DIRECTOR OF FACILITIES & SECURITY	40.00 .......................				X	168,337	37,057
(32) ANNE BUTTERFIELD........................................................................ DIRECTOR OF INSTITUTIONAL GIVING	40.00 .......................				X	154,882	16,602

(A) Name and business address	(B) Description of services	(C) Compensation
CBT110 CANAL STREETBOSTONMA02114	ARCHITECTURAL SERVICES	2,718,711
RICK MATHER ARCHITECTS123 CAMDEN HIGH STREETLONDONUK	ARCHITECTURAL SERVICES	1,811,223
ENNEAD ARCHITECTS320 WEST 13TH STREETNEW YORKNY10014	ARCHITECTURAL SERVICES	894,025
BACKSTAGE LIBRARY WORKS25 EAST 1700 SOUTHPROVOUT84606	CATALOGUING SERVICES	505,282
ROUX ASSOCIATES INC209 SHAFTER STREETISLANDIANY11749	ENVIRONMENTAL SERVICES	408,972
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 13

Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.	(A) Total expenses	(B) Program service expenses	(C) Management and general expenses	(D) Fundraising expenses
1	Grants and other assistance to governments and organizations in the United States. See Part IV, line 21
2	Grants and other assistance to individuals in the United States. See Part IV, line 22
3	Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16
4	Benefits paid to or for members
5	Compensation of current officers, directors, trustees, and key employees ....	1,706,973	657,363	665,265	384,345
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....
7	Other salaries and wages	7,558,682	5,290,540	846,776	1,421,366
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	762,385	482,033	150,848	129,504
9	Other employee benefits .......	120,506	71,332	26,142	23,032
10	Payroll taxes ...........	819,804	518,337	162,210	139,257
11	Fees for services (non-employees):
a	Management ......
b	Legal .........	69,907		69,907
c	Accounting ...........	99,700		99,700
d	Lobbying ...........
e	Professional fundraising services. See Part IV, line 17
f	Investment management fees ......
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........	1,249,892	821,550	287,611	140,731
12	Advertising and promotion ....	654,071	654,071
13	Office expenses .......	967,478	538,421	355,529	73,528
14	Information technology ......
15	Royalties ..
16	Occupancy ...........	4,280,096	3,310,832	872,338	96,926
17	Travel ............	509,031	264,700	87,838	156,493
18	Payments of travel or entertainment expenses for any federal, state, or local public officials ......
19	Conferences, conventions, and meetings ....
20	Interest ...........	926,706	912,064	14,557	85
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization .....	4,377,935	3,357,216	918,647	102,072
23	Insurance ..............	297,858	81,562	216,296
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	EXPANSION PROJECT EXP.	4,122,711	4,122,711
b	EXHIBITIONS	2,512,097	2,512,097
c	HOSPITALITY	485,988	163,135	131,176	191,677
d	COLLECTION ACQUISITIONS	363,902	363,902
e	All other expenses	585,302	402,706	177,534	5,062
25	Total functional expenses. Add lines 1 through 24e	32,471,024	24,524,572	5,082,374	2,864,078
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

Part X Balance Sheet Check if Schedule O contains a response or note to any line in this Part X ..............
	1	Cash–non-interest-bearing .............	46,495	1	42,103
2	Savings and temporary cash investments .........	1,797,856	2	14,532,530
3	Pledges and grants receivable, net ...........	6,854,225	3	4,705,461
4	Accounts receivable, net .............	79,208	4	261,721
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
		256,064	5	1,228,344
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
			6
7	Notes and loans receivable, net .............		7
8	Inventories for sale or use ..............	694,669	8	811,081
9	Prepaid expenses and deferred charges ..........	856,637	9	1,140,649
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	173,405,984
b	Less: accumulated depreciation .....	10b	53,386,733	85,683,497	10c	120,019,251
11	Investments—publicly traded securities ..........	333,134,550	11	306,128,794
12	Investments—other securities. See Part IV, line 11 .....	26,728,068	12	46,280,744
13	Investments—program-related. See Part IV, line 11 .....		13
14	Intangible assets ...............		14
15	Other assets. See Part IV, line 11 ...........	7,396,107	15	8,093,787
16	Total assets. Add lines 1 through 15 (must equal line 34)......	463,527,376	16	503,244,465
	17	Accounts payable and accrued expenses .........	6,363,782	17	7,033,857
18	Grants payable .................		18
19	Deferred revenue ................	454,578	19	301,383
20	Tax-exempt bond liabilities .............	29,160,000	20	28,188,000
21	Escrow or custodial account liability. Complete Part IV of Schedule D..		21
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........		22
23	Secured mortgages and notes payable to unrelated third parties ..	3,230,240	23	3,010,899
24	Unsecured notes and loans payable to unrelated third parties ....		24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................	1,310,253	25	1,428,523
26	Total liabilities. Add lines 17 through 25.........	40,518,853	26	39,962,662
		Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............	93,126,942	27	130,483,058
28	Temporarily restricted net assets ...........	116,346,533	28	110,839,189
29	Permanently restricted net assets ...........	213,535,048	29	221,959,556
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........		30
31	Paid-in or capital surplus, or land, building or equipment fund .....		31
32	Retained earnings, endowment, accumulated income, or other funds		32
33	Total net assets or fund balances ...........	423,008,523	33	463,281,803
34	Total liabilities and net assets/fund balances ........	463,527,376	34	503,244,465

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.
right arrow

Information about Schedule A (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

PEABODY ESSEX MUSEUM INC

Employer identification number

04-3157815

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E.)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in

section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross

receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of

its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses

acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box that describes the type of supporting organization and complete lines 11e through 11h.

Type I

Type II

Type III - Functionally integrated

Type III - Non-functionally integrated

By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).

If the organization received a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, check this box ..................................................

Since August 17, 2006, has the organization accepted any gift or contribution from any of the
following persons?

(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)

Yes

and (iii) below, the governing body of the supported organization? ................

11g(i)

(ii) A family member of a person described in (i) above? ......................

11g(ii)

(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................

11g(iii)

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization in col. (i) listed in your governing document?		(v) Did you notify the organization in col. (i) of your support?		(vi) Is the organization in col. (i) organized in the U.S.?		(vii) Amount of monetary support
(i) Name of supported organization	(ii) EIN	Yes	No	Yes	No	Yes	No	(vii) Amount of monetary support


Total

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2013

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....	24,532,780	87,381,774	43,070,420	76,862,150	35,881,722	267,728,846
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3	24,532,780	87,381,774	43,070,420	76,862,150	35,881,722	267,728,846
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..						182,678,532
6	Public support. Subtract line 5 from line 4.						85,050,314

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
7	Amounts from line 4..	24,532,780	87,381,774	43,070,420	76,862,150	35,881,722	267,728,846
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	3,516,750	2,769,911	3,620,253	3,734,027	2,983,129	16,624,070
9	Net income from unrelated business activities, whether or not the business is regularly carried on..		708				708
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..	87,176	115,395	81,350	67,200	32,680	383,801
11	Total support (Add lines 7 through 10).						284,737,425

Gross receipts from related activities, etc. (see instructions) ..................

19,921,771

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here................................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2013 (line 6, column (f) divided by line 11, column (f)) .........

29.870 %

Public support percentage for 2012 Schedule A, Part II, line 14 ...............

31.870 %

16a

33 1/3% support test—2013. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2012. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2013. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2012. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part IV how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2013

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......
3	Gross receipts from activities that are not an unrelated trade or business under section 513..
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge..
6	Total. Add lines 1 through 5.
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons...
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2009	(b) 2010	(c) 2011	(d) 2012	(e) 2013	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2013 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2012 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2013 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2012 Schedule A, Part III, line 17 .............

19a

33 1/3% support tests—2013. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ........ right arrow

33 1/3% support tests—2012. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ..... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions ..... right arrow

Schedule A (Form 990 or 990-EZ) 2013

Page 4

Part IV

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test
PURSUANT TO TREASURY REGULATION 1.170A-9(F)(3), THE ORGANIZATION SHOULD BE CONSIDERED A PUBLICLY SUPPORTED ORGANIZATION BECAUSE IT MEETS THE FACTS AND CIRCUMSTANCES TEST AS OUTLINED BELOW.TEN-PERCENT-OF-SUPPORT REQUIREMENT. PEABODY ESSEX MUSEUM (SOMETIMES REFERRED TO AS "PEM") SATISFIES THIS REQUIREMENT BECAUSE THE PERCENTAGE OF SUPPORT RECEIVED FROM GOVERNMENTAL UNITS, FROM CONTRIBUTIONS MADE DIRECTLY OR INDIRECTLY BY THE GENERAL PUBLIC, OR FROM A COMBINATION OF THESE SOURCES EXCEEDS 10% OF TOTAL SUPPORT. ATTRACTION OF PUBLIC SUPPORT REQUIREMENT. THE PEABODY ESSEX MUSEUM IS AND HAS ALWAYS BEEN ORGANIZED AND OPERATED IN A MANNER TO ATTRACT NEW AND BROAD-BASED PUBLIC AND GOVERNMENTAL SUPPORT ON A CONTINUOUS BASIS. A STAFF OF SEVENTEEN DEVELOPMENT PROFESSIONALS IS RESPONSIBLE FOR CONDUCTING EXTENSIVE AND VARIED FORMS OF FUNDRAISING DESIGNED TO ATTRACT SUPPORT FROM THE GENERAL PUBLIC, GOVERNMENTAL ENTITIES, CORPORATIONS AND FOUNDATIONS. THE ACTIVITIES CONDUCTED INCLUDE SOLICITATIONS COMMUNICATED THROUGH VARIOUS MEANS EMAIL, MAIL, PHONE AND IN-PERSON. FUNDRAISING EVENTS ARE CONDUCTED TO GENERATE ANNUAL SUPPORT AS WELL AS TO FOSTER RELATIONSHIPS THAT LEAD TO FUTURE GIVING. THE INSTITUTIONAL GIVING STAFF IS RESPONSIBLE FOR SEEKING SUPPORT FOR THE MUSEUM'S MAJOR PROGRAMMATIC EFFORTS BY PRODUCING GRANT PROPOSALS DIRECTED TO BOTH GOVERNMENTAL AND NON-GOVERNMENTAL ENTITIES. ACROSS ALL OF THESE FUNDRAISING AREAS, MORE THAN 50,500 PROSPECTS AND EXISTING DONORS WERE SOLICITED FOR SUPPORT DURING 2013, RESULTING IN MORE THAN 9,200 GIFTS COMING FROM 8,251 DIFFERENT DONORS. OTHER PUBLIC SUPPORT FACTORS 1. PERCENTAGE OF FINANCIAL SUPPORT FACTOR. THE MUSEUM'S PUBLIC SUPPORT PERCENTAGE FOR 2013 IS 29.87%, WHICH IS WELL ABOVE THE 10% TEST THRESHOLD. AS THE MUSEUM IS CURRENTLY IN THE MIDST OF A MAJOR CAPITAL CAMPAIGN, INDIVIDUAL SOLICITATIONS AND GIFTS TEND TO BE LARGER THAN WOULD BE EXPECTED DURING A NON-CAMPAIGN PERIOD WITH THE RESULTING IMPACT OF LOWERING THE PUBLIC SUPPORT PERCENTAGE. 2. SOURCES OF SUPPORT FACTOR. THE COLLECTIONS OF THE PEABODY ESSEX MUSEUM HAVE BEEN PUBLICLY ACCESSIBLE FOR 214 YEARS, WHICH RANKS IT AMONG THE FIRST AMERICAN MUSEUMS TO HAVE SUCH A PUBLIC MANDATE. THE PEABODY ESSEX MUSEUM TRACES ITS ORIGINS TO 1799 WHEN A GROUP OF SALEM-BASED, INTERNATIONAL, SEA-GOING BUSINESS LEADERS WERE AMONG THE FIRST AMERICANS TO DEVELOP TRADING RELATIONSHIPS WITH COUNTRIES IN ASIA, AFRICA, OCEANIA AND BEYOND. THESE EARLY AMERICAN ENTREPRENEURS BROUGHT BACK MAGNIFICENT ART AND ARTIFACTS FROM THE CULTURES THEY ENCOUNTERED AND WERE EAGER TO SHARE WHAT THEY HAD DISCOVERED WITH THE LARGER PUBLIC. ALTHOUGH MORE THAN 200 YEARS HAVE PASSED, THE MUSEUM'S COMMITMENT TO SERVING THE INTERESTS OF THE GENERAL PUBLIC IS AS STRONG AS EVER. THE MUSEUM'S COLLECTIONS ARE AMONG THE FINEST OF THEIR KIND AND ENCOMPASS AN UNRIVALED SPECTRUM OF CULTURES AND GENRE, INCLUDING AMERICAN ART AND ARCHITECTURE, AMERICAN DECORATIVE ART, MARITIME ART, NATIVE AMERICAN ART, ASIAN ART AND ARCHITECTURE, ASIAN EXPORT ART, AFRICAN ART, OCEANIC ART, PHOTOGRAPHY AND CONTEMPORARY ART. IN ADDITION, THE MUSEUM OPERATES THE PHILLIPS LIBRARY, ONE OF THE NATION'S MOST IMPORTANT MUSEUM-BASED COLLECTIONS OF RARE BOOKS AND MANUSCRIPTS. THE BREADTH OF THE MUSEUM'S COLLECTIONS AND OFFERINGS IS UNQUESTIONABLY VARIED, SO THAT IT IS CAPABLE OF APPEALING TO A WIDE VARIETY OF INTERESTS, WHICH IN TURN HELPS TO BUILD ATTENDANCE, COMMUNITY PARTICIPATION, COMMITMENT AND PHILANTHROPIC SUPPORT. IN RECENT YEARS, THE MUSEUM HAS CONTINUED TO EXPAND ITS FIELDS OF INTEREST; FOR EXAMPLE, CONTEMPORARY ART WAS ADDED AS NEW CURATORIAL DEPARTMENT IN 2009. CONTEMPORARY ART, IN PARTICULAR, IS ONE AVENUE FOR ENGAGING YOUNGER PEOPLE, THEREBY HELPING TO DEVELOP THE NEXT GENERATION OF INSTITUTIONAL LEADERS AND SUPPORTERS. BY EXPANDING THE PROGRAMMATIC SCOPE, THE MUSEUM HAS DEMONSTRATED ITS COMMITMENT TO PROVIDING OPPORTUNITIES FOR CONNECTING WITH A LARGER NUMBER OF PEOPLE, RATHER THAN LIMITING ITS APPEAL TO A FEW. AS NOTED PREVIOUSLY, THE MUSEUM RECEIVED SUPPORT FROM 8,251 DIFFERENT DONORS DURING 2013. 3. REPRESENTATIVE GOVERNING BODY FACTOR. DURING 2013, 23 INDIVIDUALS SERVED ON PEM'S BOARD OF TRUSTEES. ALL OF THE TRUSTEES ARE INDEPENDENT VOTING MEMBERS AND REPRESENT A BROAD CROSS-SECTION OF VIEWS AND INTERESTS. AMONG THE MUSEUM'S TRUSTEES ARE INDIVIDUALS REPRESENTING DIFFERENT COMMUNITIES, FROM A LOCAL COMMUNITY LEADER IN SALEM TO REPRESENTATIVES OF THE INDIAN COMMUNITIES, BOTH IN THE UNITED STATES AND IN INDIA. PEM'S BOARD INCLUDES INDIVIDUALS WHO ARE THEMSELVES COLLECTORS AND/OR EXPERTS IN DIFFERENT AREAS OF ART, INCLUDING JAPANESE ART, RARE LIBRARY MATERIALS, AND DUTCH AND FLEMISH ART. TWO TRUSTEES HAVE BEEN INVOLVED DIRECTLY IN OPERATING MUSEUMS ONE AS A FORMER CURATOR AND ONE WHO OVERSEES A MUSEUM FOR CONTEMPORARY ART. SEVERAL MEMBERS OF THE MUSEUM'S BOARD HAVE INTERESTS AND EXPERIENCE WITHIN THE FIELD OF EDUCATION, INCLUDING THE CURRENT NATIONAL PRESIDENT OF THE AMERICAN ASSOCIATION OF UNIVERSITY WOMEN, A FORMER UNIVERSITY EDUCATOR, A MUSEUM DOCENT, AND AN INDIVIDUAL RESPONSIBLE FOR ESTABLISHING AND OPERATING A FOUNDATION DEVOTED TO SUPPORTING K-12 EDUCATIONAL INITIATIVES. VARIOUS AREAS OF TECHNICAL EXPERTISE ARE ALSO REPRESENTED BY NUMEROUS BOARD MEMBERS, INCLUDING SPECIALIZED KNOWLEDGE OF REAL ESTATE, BUSINESS, JOURNALISM, LAW, INVESTING, LAND PROTECTION AND PRESERVATION. 4. AVAILABILITY OF PUBLIC FACILITIES OR SERVICES FACTOR. DURING 2013, THE PEABODY ESSEX MUSEUM REPORTED ALMOST 222,000 ON-SITE VISITORS, COMING FROM BOTH THE LOCAL COMMUNITY AND FROM AROUND THE WORLD. THE MAIN MUSEUM GALLERIES ARE OPEN TO THE PUBLIC SIX DAYS PER WEEK, WHICH REPRESENTS ALMOST 2,200 HOURS ANNUALLY DURING WHICH THE PUBLIC HAS ACCESS TO THE VARIOUS COLLECTIONS AND PROGRAMS THAT ARE OFFERED. TO ENCOURAGE ENGAGEMENT WITH THE LOCAL COMMUNITY AND WITH STUDENTS, ADMISSION IS FREE FOR RESIDENTS OF SALEM, MASSACHUSETTS AND FOR YOUTH UNDER THE AGE OF SEVENTEEN. THE MUSEUM'S CAMPUS ALSO INCLUDES NUMEROUS PARKS AND GARDENS, AND 24 HISTORIC PROPERTIES, INCLUDING YIN YU TANG, THE ONLY EXAMPLE OF CHINESE DOMESTIC ARCHITECTURE ON DISPLAY IN THE UNITED STATES. PEM'S PHILLIPS LIBRARY, WHICH IS ONE OF THE OLDEST AND LARGEST RESEARCH LIBRARIES IN NEW ENGLAND, IS ALSO AVAILABLE TO THE GENERAL PUBLIC, SCHOLARS AND RESEARCHERS. ACROSS THE CAMPUS, THERE IS 123,000 SQUARE FEET OF PUBLIC EXHIBITION SPACE FOR USE IN DISPLAYING AND INTERPRETING THE MUSEUM'S VAST COLLECTIONS AND FOR PRESENTING CHANGING EXHIBITIONS, OF WHICH THERE WERE EIGHT OPENED DURING 2013. ANNUALLY, THE MUSEUM'S DEPARTMENT OF EDUCATION AND INTERPRETATION CONDUCTS HUNDREDS OF PROGRAMS DESIGNED TO ADVANCE ARTS LEARNING AND APPRECIATION. ALTHOUGH THESE PROGRAMS ARE DELIVERED IN MANY SPACES THROUGHOUT THE CAMPUS, THE MUSEUM HAS DEDICATED 13,000 SQUARE FEET SPECIFICALLY FOR THESE PURPOSES. THE WIDE ARRAY OF PROGRAMS OFFERED IS DESIGNED TO ATTRACT AND ENGAGE VISITORS OF ALL AGES WITH DIVERSE BACKGROUNDS, KNOWLEDGE, INTERESTS, PREFERENCES AND NEEDS. IN AN EFFORT TO ENSURE THAT A BROAD AUDIENCE IS SERVED, THE MUSEUM FOCUSES ON SEVERAL BROAD AUDIENCE CATEGORIES: K-12 STUDENTS, TEACHERS, FAMILIES AND ADULTS FROM COLLEGE AGE THROUGH SENIOR CITIZENS.

Facts And Circumstances Test

PURSUANT TO TREASURY REGULATION 1.170A-9(F)(3), THE ORGANIZATION SHOULD BE CONSIDERED A PUBLICLY SUPPORTED ORGANIZATION BECAUSE IT MEETS THE FACTS AND CIRCUMSTANCES TEST AS OUTLINED BELOW.TEN-PERCENT-OF-SUPPORT REQUIREMENT. PEABODY ESSEX MUSEUM (SOMETIMES REFERRED TO AS "PEM") SATISFIES THIS REQUIREMENT BECAUSE THE PERCENTAGE OF SUPPORT RECEIVED FROM GOVERNMENTAL UNITS, FROM CONTRIBUTIONS MADE DIRECTLY OR INDIRECTLY BY THE GENERAL PUBLIC, OR FROM A COMBINATION OF THESE SOURCES EXCEEDS 10% OF TOTAL SUPPORT. ATTRACTION OF PUBLIC SUPPORT REQUIREMENT. THE PEABODY ESSEX MUSEUM IS AND HAS ALWAYS BEEN ORGANIZED AND OPERATED IN A MANNER TO ATTRACT NEW AND BROAD-BASED PUBLIC AND GOVERNMENTAL SUPPORT ON A CONTINUOUS BASIS. A STAFF OF SEVENTEEN DEVELOPMENT PROFESSIONALS IS RESPONSIBLE FOR CONDUCTING EXTENSIVE AND VARIED FORMS OF FUNDRAISING DESIGNED TO ATTRACT SUPPORT FROM THE GENERAL PUBLIC, GOVERNMENTAL ENTITIES, CORPORATIONS AND FOUNDATIONS. THE ACTIVITIES CONDUCTED INCLUDE SOLICITATIONS COMMUNICATED THROUGH VARIOUS MEANS EMAIL, MAIL, PHONE AND IN-PERSON. FUNDRAISING EVENTS ARE CONDUCTED TO GENERATE ANNUAL SUPPORT AS WELL AS TO FOSTER RELATIONSHIPS THAT LEAD TO FUTURE GIVING. THE INSTITUTIONAL GIVING STAFF IS RESPONSIBLE FOR SEEKING SUPPORT FOR THE MUSEUM'S MAJOR PROGRAMMATIC EFFORTS BY PRODUCING GRANT PROPOSALS DIRECTED TO BOTH GOVERNMENTAL AND NON-GOVERNMENTAL ENTITIES. ACROSS ALL OF THESE FUNDRAISING AREAS, MORE THAN 50,500 PROSPECTS AND EXISTING DONORS WERE SOLICITED FOR SUPPORT DURING 2013, RESULTING IN MORE THAN 9,200 GIFTS COMING FROM 8,251 DIFFERENT DONORS. OTHER PUBLIC SUPPORT FACTORS 1. PERCENTAGE OF FINANCIAL SUPPORT FACTOR. THE MUSEUM'S PUBLIC SUPPORT PERCENTAGE FOR 2013 IS 29.87%, WHICH IS WELL ABOVE THE 10% TEST THRESHOLD. AS THE MUSEUM IS CURRENTLY IN THE MIDST OF A MAJOR CAPITAL CAMPAIGN, INDIVIDUAL SOLICITATIONS AND GIFTS TEND TO BE LARGER THAN WOULD BE EXPECTED DURING A NON-CAMPAIGN PERIOD WITH THE RESULTING IMPACT OF LOWERING THE PUBLIC SUPPORT PERCENTAGE. 2. SOURCES OF SUPPORT FACTOR. THE COLLECTIONS OF THE PEABODY ESSEX MUSEUM HAVE BEEN PUBLICLY ACCESSIBLE FOR 214 YEARS, WHICH RANKS IT AMONG THE FIRST AMERICAN MUSEUMS TO HAVE SUCH A PUBLIC MANDATE. THE PEABODY ESSEX MUSEUM TRACES ITS ORIGINS TO 1799 WHEN A GROUP OF SALEM-BASED, INTERNATIONAL, SEA-GOING BUSINESS LEADERS WERE AMONG THE FIRST AMERICANS TO DEVELOP TRADING RELATIONSHIPS WITH COUNTRIES IN ASIA, AFRICA, OCEANIA AND BEYOND. THESE EARLY AMERICAN ENTREPRENEURS BROUGHT BACK MAGNIFICENT ART AND ARTIFACTS FROM THE CULTURES THEY ENCOUNTERED AND WERE EAGER TO SHARE WHAT THEY HAD DISCOVERED WITH THE LARGER PUBLIC. ALTHOUGH MORE THAN 200 YEARS HAVE PASSED, THE MUSEUM'S COMMITMENT TO SERVING THE INTERESTS OF THE GENERAL PUBLIC IS AS STRONG AS EVER. THE MUSEUM'S COLLECTIONS ARE AMONG THE FINEST OF THEIR KIND AND ENCOMPASS AN UNRIVALED SPECTRUM OF CULTURES AND GENRE, INCLUDING AMERICAN ART AND ARCHITECTURE, AMERICAN DECORATIVE ART, MARITIME ART, NATIVE AMERICAN ART, ASIAN ART AND ARCHITECTURE, ASIAN EXPORT ART, AFRICAN ART, OCEANIC ART, PHOTOGRAPHY AND CONTEMPORARY ART. IN ADDITION, THE MUSEUM OPERATES THE PHILLIPS LIBRARY, ONE OF THE NATION'S MOST IMPORTANT MUSEUM-BASED COLLECTIONS OF RARE BOOKS AND MANUSCRIPTS. THE BREADTH OF THE MUSEUM'S COLLECTIONS AND OFFERINGS IS UNQUESTIONABLY VARIED, SO THAT IT IS CAPABLE OF APPEALING TO A WIDE VARIETY OF INTERESTS, WHICH IN TURN HELPS TO BUILD ATTENDANCE, COMMUNITY PARTICIPATION, COMMITMENT AND PHILANTHROPIC SUPPORT. IN RECENT YEARS, THE MUSEUM HAS CONTINUED TO EXPAND ITS FIELDS OF INTEREST; FOR EXAMPLE, CONTEMPORARY ART WAS ADDED AS NEW CURATORIAL DEPARTMENT IN 2009. CONTEMPORARY ART, IN PARTICULAR, IS ONE AVENUE FOR ENGAGING YOUNGER PEOPLE, THEREBY HELPING TO DEVELOP THE NEXT GENERATION OF INSTITUTIONAL LEADERS AND SUPPORTERS. BY EXPANDING THE PROGRAMMATIC SCOPE, THE MUSEUM HAS DEMONSTRATED ITS COMMITMENT TO PROVIDING OPPORTUNITIES FOR CONNECTING WITH A LARGER NUMBER OF PEOPLE, RATHER THAN LIMITING ITS APPEAL TO A FEW. AS NOTED PREVIOUSLY, THE MUSEUM RECEIVED SUPPORT FROM 8,251 DIFFERENT DONORS DURING 2013. 3. REPRESENTATIVE GOVERNING BODY FACTOR. DURING 2013, 23 INDIVIDUALS SERVED ON PEM'S BOARD OF TRUSTEES. ALL OF THE TRUSTEES ARE INDEPENDENT VOTING MEMBERS AND REPRESENT A BROAD CROSS-SECTION OF VIEWS AND INTERESTS. AMONG THE MUSEUM'S TRUSTEES ARE INDIVIDUALS REPRESENTING DIFFERENT COMMUNITIES, FROM A LOCAL COMMUNITY LEADER IN SALEM TO REPRESENTATIVES OF THE INDIAN COMMUNITIES, BOTH IN THE UNITED STATES AND IN INDIA. PEM'S BOARD INCLUDES INDIVIDUALS WHO ARE THEMSELVES COLLECTORS AND/OR EXPERTS IN DIFFERENT AREAS OF ART, INCLUDING JAPANESE ART, RARE LIBRARY MATERIALS, AND DUTCH AND FLEMISH ART. TWO TRUSTEES HAVE BEEN INVOLVED DIRECTLY IN OPERATING MUSEUMS ONE AS A FORMER CURATOR AND ONE WHO OVERSEES A MUSEUM FOR CONTEMPORARY ART. SEVERAL MEMBERS OF THE MUSEUM'S BOARD HAVE INTERESTS AND EXPERIENCE WITHIN THE FIELD OF EDUCATION, INCLUDING THE CURRENT NATIONAL PRESIDENT OF THE AMERICAN ASSOCIATION OF UNIVERSITY WOMEN, A FORMER UNIVERSITY EDUCATOR, A MUSEUM DOCENT, AND AN INDIVIDUAL RESPONSIBLE FOR ESTABLISHING AND OPERATING A FOUNDATION DEVOTED TO SUPPORTING K-12 EDUCATIONAL INITIATIVES. VARIOUS AREAS OF TECHNICAL EXPERTISE ARE ALSO REPRESENTED BY NUMEROUS BOARD MEMBERS, INCLUDING SPECIALIZED KNOWLEDGE OF REAL ESTATE, BUSINESS, JOURNALISM, LAW, INVESTING, LAND PROTECTION AND PRESERVATION. 4. AVAILABILITY OF PUBLIC FACILITIES OR SERVICES FACTOR. DURING 2013, THE PEABODY ESSEX MUSEUM REPORTED ALMOST 222,000 ON-SITE VISITORS, COMING FROM BOTH THE LOCAL COMMUNITY AND FROM AROUND THE WORLD. THE MAIN MUSEUM GALLERIES ARE OPEN TO THE PUBLIC SIX DAYS PER WEEK, WHICH REPRESENTS ALMOST 2,200 HOURS ANNUALLY DURING WHICH THE PUBLIC HAS ACCESS TO THE VARIOUS COLLECTIONS AND PROGRAMS THAT ARE OFFERED. TO ENCOURAGE ENGAGEMENT WITH THE LOCAL COMMUNITY AND WITH STUDENTS, ADMISSION IS FREE FOR RESIDENTS OF SALEM, MASSACHUSETTS AND FOR YOUTH UNDER THE AGE OF SEVENTEEN. THE MUSEUM'S CAMPUS ALSO INCLUDES NUMEROUS PARKS AND GARDENS, AND 24 HISTORIC PROPERTIES, INCLUDING YIN YU TANG, THE ONLY EXAMPLE OF CHINESE DOMESTIC ARCHITECTURE ON DISPLAY IN THE UNITED STATES. PEM'S PHILLIPS LIBRARY, WHICH IS ONE OF THE OLDEST AND LARGEST RESEARCH LIBRARIES IN NEW ENGLAND, IS ALSO AVAILABLE TO THE GENERAL PUBLIC, SCHOLARS AND RESEARCHERS. ACROSS THE CAMPUS, THERE IS 123,000 SQUARE FEET OF PUBLIC EXHIBITION SPACE FOR USE IN DISPLAYING AND INTERPRETING THE MUSEUM'S VAST COLLECTIONS AND FOR PRESENTING CHANGING EXHIBITIONS, OF WHICH THERE WERE EIGHT OPENED DURING 2013. ANNUALLY, THE MUSEUM'S DEPARTMENT OF EDUCATION AND INTERPRETATION CONDUCTS HUNDREDS OF PROGRAMS DESIGNED TO ADVANCE ARTS LEARNING AND APPRECIATION. ALTHOUGH THESE PROGRAMS ARE DELIVERED IN MANY SPACES THROUGHOUT THE CAMPUS, THE MUSEUM HAS DEDICATED 13,000 SQUARE FEET SPECIFICALLY FOR THESE PURPOSES. THE WIDE ARRAY OF PROGRAMS OFFERED IS DESIGNED TO ATTRACT AND ENGAGE VISITORS OF ALL AGES WITH DIVERSE BACKGROUNDS, KNOWLEDGE, INTERESTS, PREFERENCES AND NEEDS. IN AN EFFORT TO ENSURE THAT A BROAD AUDIENCE IS SERVED, THE MUSEUM FOCUSES ON SEVERAL BROAD AUDIENCE CATEGORIES: K-12 STUDENTS, TEACHERS, FAMILIES AND ADULTS FROM COLLEGE AGE THROUGH SENIOR CITIZENS.

Explanation

Schedule A (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Name of the organization

PEABODY ESSEX MUSEUM INC

Employer identification number

04-3157815

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or
property) from any one contributor. Complete Parts I and II.

Special Rules

For a section 501(c)(3) organization filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the
greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 for use exclusively for religious, charitable,
scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and
III.

For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did
not total more than $1,000. If this box is checked, enter here the total contributions that were received during
the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule
applies to this organization because it received nonexclusively religious, charitable, etc., contributions of $5,000 or more
during the year ......................... Arrow Bullet

Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 2

Name of organization PEABODY ESSEX MUSEUM INC

Part I	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
RESTRICTED	RESTRICTED RESTRICTED RESTRICTED RESTRICTED, RESTRICTEDRESTRICTED	$RESTRICTED	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 3

Name of organization PEABODY ESSEX MUSEUM INC

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (see instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Page 4

Name of organization
PEABODY ESSEX MUSEUM INC

Employer identification number

04-3157815

Part III

Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet

$
Use duplicate copies of Part III if additional space is needed.

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a) No.
from
Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet

Attach to Form 990. SchDMd Bullet

See separate instructions. SchDMd Bullet

Information about Schedule D (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

PEABODY ESSEX MUSEUM INC

Employer identification number

04-3157815

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate contributions to (during year) ...
3	Aggregate grants from (during year) .....
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements .......................	2a
b	Total acreage restricted by conservation easements ..................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register ....................	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.

If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenues included in Form 990, Part VIII, line 1 ........................ SchDMd Bullet

(ii)

Assets included in Form 990, Part X .............................. SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:

Revenues included in Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2013

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No

If "Yes," explain the arrangement in Part XIII and complete the following table:


c	Beginning balance .................................	1c
d	Additions during the year ..............................	1d
e	Distributions during the year .............................	1e
f	Ending balance ...................................	1f

Did the organization include an amount on Form 990, Part X, line 21? .....................

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........

Part V

Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.

		(a)Current year	(b)Prior year	b (c)Two years back	(d)Three years back	(e)Four years back
1a	Beginning of year balance ....	282,276,924	239,807,843	196,986,297	143,779,149	117,052,262
b	Contributions ........	10,233,028	19,542,617	54,896,241	42,258,108	12,225,902
c	Net investment earnings, gains, and losses	30,098,301	30,566,966	-5,734,170	16,850,095	19,984,970
d	Grants or scholarships .....				5,000	5,000
e	Other expenditures for facilities and programs ........	9,899,164	7,640,502	6,340,525	5,896,055	5,478,985
f	Administrative expenses ....
g	End of year balance ......	312,709,089	282,276,924	239,807,843	196,986,297	143,779,149

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

3.710 %

Permanent endowment SchDMd Bullet

69.370 %

Temporarily restricted endowment SchDMd Bullet

26.920 %

The percentages in lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) unrelated organizations ........................

3a(i)

(ii) related organizations ........................

3a(ii)

If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(b)Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value
1a	Land .................	1,725,919		1,725,919
b	Buildings ................	137,930,067	40,125,075	97,804,992
c	Leasehold improvements ............	228,638	22,864	205,774
d	Equipment ................	13,227,591	12,217,498	1,010,093
e	Other .................	20,293,769	1,021,296	19,272,473
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......				120,019,251

Schedule D (Form 990) 2013

Page 3

Part VII

InvestmentsOther Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b)Book value	(c) Method of valuation: Cost or end-of-year market value
(1)Financial derivatives
(2)Closely-held equity interests
(3)Other (A) CEVIAN CAPITAL FUND II (CLASS A)	6,892,495	F
(B) COLLER INTERNATIONAL PARTNERS VI	1,848,804	F
(C) EIG GLOBAL ENERGY PARTNERS FUND XV	2,238,763	F
(D) INDUSTRY VENTURES FUND VI, L.P.	2,177,067	F
(E) MARATHON EUROPEAN CREDIT OPPORTUNITY FUND	3,868,495	F
(F) PERRY INTERN'L	4,199,630	F
(G) PRIVATE ADVISORS SMALL COMPANY BUYOUT FUND IV, L.P.	1,146,438	F
(H) REALTY ASSOC. ADV.	3,216,996	F
(I) SIGULER GUFF CAPITAL PARTNERS VLLI V LLC	560,941	F
(J) SIGULER GUFF DISTRESSED OPPORTUNITIES FUND IV	2,239,217	F
(K) SIGULER GUFF DISTRESSED REAL ESTATE OPPORTUNITIES FUND	3,591,978	F
(L) TRICADIA CREDIT STRATEGIES, LTD.	3,152,488	F
(M) VISTA EQUITY PARTNERS FUND IV, L.P.	3,518,974	F
(N) ORCHARD LANDMARK	5,059,943	F
(O) VISTA FOUNDATION	334,483	F
(P) TRIVE	431,583	F
(Q) EIG ENERGY FUND XVI	400,617	F
(R) M&G REAL ESTATE	183,473	F
(S) CERBERUS REAL ESTATE	1,068,359	F
(T) INDUSTRY SECONDARY	150,000	F
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	46,280,744

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment		(b) Book value	(c) Method of valuation: Cost or end-of-year market value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value









Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability		(b) Book value
Federal income taxes
ENVIRONMENTAL REMEDIATION LIABILITY		32,500
OBLIGATION UNDER SPLIT-INTEREST AGREEMENTS		1,191,790
OBLIGATION UNDER LEASE		204,233






Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)		1,428,523
2. Liability for uncertain tax positions In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII ..................................................

Schedule D (Form 990) 2013

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	73,782,994
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains on investments ..........	2a	10,697,616
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d	1,673,612
e	Add lines 2a through 2d .....................			2e	12,371,228
3	Subtract line 2e from line 1.....................			3	61,411,766
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b.......................			4c	0
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	61,411,766

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	33,509,714
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities ..........	2a
b	Prior year adjustments ..............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d	1,038,690
e	Add lines 2a through 2d......................			2e	1,038,690
3	Subtract line 2e from line 1.....................			3	32,471,024
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.......................			4c	0
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	32,471,024

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
PART III, LINE 1A:	THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE MUSEUM'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASSES.
PART III, LINE 4:	THE PEABODY ESSEX MUSEUM (THE MUSEUM) PRESENTS ART AND CULTURE FROM NEW ENGLAND AND AROUND THE WORLD. THE MUSEUM'S COLLECTIONS ARE AMONG THE FINEST OF THEIR KIND, SHOWCASING AN UNRIVALED SPECTRUM OF AMERICAN ART AND ARCHITECTURE (INCLUDING FOUR NATIONAL HISTORIC LANDMARK BUILDINGS) AND OUTSTANDING ASIAN, ASIAN EXPORT, NATIVE AMERICAN, AFRICAN, OCEANIC, MARITIME, CONTEMPORARY AND PHOTOGRAPHY COLLECTIONS. IN ADDITION TO ITS VAST COLLECTIONS, THE MUSEUM OFFERS A VIBRANT SCHEDULE OF CHANGING EXHIBITIONS AND A HANDS-ON EDUCATION CENTER. THE MUSEUM CAMPUS FEATURES PARKS, PERIOD GARDENS, AND 22 HISTORIC PROPERTIES, INCLUDING YIN YU TANG, A 200-YEAR-OLD HOUSE THAT IS THE ONLY COMPLETE EXAMPLE OF CHINESE DOMESTIC ARCHITECTURE ON DISPLAY IN THE UNITED STATES.
PART V, LINE 4:	TO PROVIDE BOTH GENERAL AND SPECIFIC SUPPORT FOR MUSEUM OPERATIONS.
PART X, LINE 2:	THE MUSEUM ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. INTEREST AND PENALTIES ASSESSED, IF ANY, ARE ACCRUED AS INCOME TAX EXPENSE. THE MUSEUM HAS IDENTIFIED ITS STATUS AS A PUBLICLY SUPPORTED TAX EXEMPT ENTITY AND ITS CLASSIFICATION OF REVENUES AS RELATED OR UNRELATED AS ITS ONLY SIGNIFICANT POSITIONS AND HAS DETERMINED THAT SUCH POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. THE MUSEUM'S FEDERAL AND STATE INCOME TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THE THREE YEARS AFTER THE DATE OF FILING OF THE RELATED RETURN.
PART XI, LINE 2D - OTHER ADJUSTMENTS:	COST OF GOODS SOLD 807,242. BUILDING RENTAL EXPENSES 30,128. SPECIAL EVENT EXPENSES 201,320. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 634,922.
PART XII, LINE 2D - OTHER ADJUSTMENTS:	COST OF GOODS SOLD 807,242. BUILDING RENTAL EXPENSES 30,128. SPECIAL EVENT EXPENSES 201,320.

Schedule D (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

See separate instructions. Right pointing arrow large image

Information about Schedule F (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization
PEABODY ESSEX MUSEUM INC

Employer identification number

04-3157815

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.

For grantmakers.Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? ...............................

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in region	(d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region)	(f) Total expenditures for and investments in region
	CENTRAL AMERICA AND THE CARIBBEAN	0	0	INVESTMENTS	70,341,132
















3a	Sub-total .....	0	0		70,341,132
b	Total from continuation sheets to Part I ...	0	0		0
c	Totals (add lines 3a and 3b)	0	0		70,341,132

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2013

Schedule F (Form 990) 2013

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

1 (a) Name of organization		(b) IRS code section and EIN (if applicable)	(c) Region	(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement	(g) Amount of non-cash assistance	(h) Description of non-cash assistance	(i) Method of valuation (book, FMV, appraisal, other)

Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .... MediumBullet

Enter total number of other organizations or entities ....................... MediumBullet

Schedule F (Form 990) 2013

Schedule F (Form 990) 2013Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance		(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement	(f) Amount of non-cash assistance	(g) Description of non-cash assistance	(h) Method of valuation (book, FMV, appraisal, other)

Schedule F (Form 990) 2013

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2013

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).

ReturnReference	Explanation

Schedule F (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ. right arrow

See separate instructions.
right arrow

Information about Schedule G (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization
PEABODY ESSEX MUSEUM INC

Employer identification number

04-3157815

Part I

Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

Yes

If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)	(iii) Did fundraiser have custody or control of contributions?
	Yes	No










Total .................

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2013

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

		(a) Event #1 ANNUAL GALA (event type)	(b) Event #2 NY WINTER ANTIQUE SHOW (event type)	(d) Total events (add col. (a) through col. (c))
1	Gross receipts . . .	169,196	51,740	220,936
2	Less: Contributions . .	143,246	45,010	188,256
3	Gross income (line 1 minus line 2) . . .	25,950	6,730	32,680
4	Cash prizes . . .
5	Noncash prizes . .
6	Rent/facility costs . .	42,425		42,425
7	Food and beverages .	78,895		78,895
8	Entertainment . . .	23,980		23,980
9	Other direct expenses .	26,020	30,000	56,020
10	Direct expense summary. Add lines 4 through 9 in column (d) ...........			201,320
11	Net income summary. Subtract line 10 from line 3, column (d)...........			-168,640

Part III

Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

(a) Bingo

(b) Pull tabs/Instant
bingo/progressive bingo

(c) Other gaming

(d) Total gaming (add col.(a) through col.(c))

Gross revenue . . . .

Cash prizes . . . .

Non-cash prizes . . .

Rent/facility costs . . .

Other direct expenses . .

Volunteer labor . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow

Net gaming income summary. Subtract line 7 from line 1, column (d) ......... right arrow

Enter the state(s) in which the organization operates gaming activities:

Is the organization licensed to operate gaming activities in each of these states? ............

YesNo

If "No," explain:

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2013

Page 3

Does the organization operate gaming activities with nonmembers? .................

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? ..........................

YesNo

Indicate the percentage of gaming activity operated in:

The organization's facility ......................

13a

An outside facility ........................

13b

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

Address

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? ......................................

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? ............................

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).

Return Reference	Explanation

Schedule G (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" to Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990. SchJMediumBullet

See separate instructions.
SchJMediumBullet

Information about Schedule J (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

PEABODY ESSEX MUSEUM INC

Employer identification number

04-3157815

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....

Yes

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? ................

Yes

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 5a or 5b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ...........................

Any related organization? .........................

If "Yes," to line 6a or 6b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................

If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2013

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation reported as deferred in prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation reported as deferred in prior Form 990
(1)DAN MONROEEXECUTIVE DIRECTOR	(i) (ii)	644,531 0	0 0	30,625 0	34,425 0	13,593 0	723,174 0	0 0
(2)JOSHUA BASSECHESDEPUTY DIRECTOR	(i) (ii)	415,016 0	0 0	0 0	15,300 0	24,850 0	455,166 0	0 0
(3)ANNE MUNSCHCFO	(i) (ii)	234,064 0	0 0	0 0	14,287 0	8,537 0	256,888 0	0 0
(4)LYNDA ROSCOE HARTIGANCHIEF CURATOR	(i) (ii)	222,010 0	0 0	0 0	27,699 0	22,035 0	271,744 0	0 0
(5)MONICA MACKEYCHIEF PHILANTHROPY OFFICER	(i) (ii)	151,236 0	0 0	164,074 0	0 0	4,765 0	320,075 0	0 0
(6)HOWARD J FINNEYCHIEF MARKETING OFFICER	(i) (ii)	213,472 0	0 0	0 0	23,619 0	24,850 0	261,941 0	0 0
(7)TIM SHAWPROJECT DIRECTOR	(i) (ii)	217,878 0	0 0	0 0	0 0	13,514 0	231,392 0	0 0
(8)ROBERT MONKDIRECTOR OF FACILITIES & SECURITY	(i) (ii)	168,337 0	0 0	0 0	23,464 0	13,593 0	205,394 0	0 0
(9)ANNE BUTTERFIELDDIRECTOR OF INSTITUTIONAL GIVING	(i) (ii)	154,882 0	0 0	0 0	9,489 0	7,113 0	171,484 0	0 0

Schedule J (Form 990) 2013

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.

Return Reference

Explanation

PART I, LINE 1A

FIRST CLASS TRAVEL IS NOT PROVIDED FOR AIR TRAVEL, BUT IS PERMITTED FOR TRAVEL VIA TRAIN. EXECUTIVE DIRECTOR TRAVEL PLANS FOR EACH YEAR ARE REVIEWED AND APPROVED BY THE PRESIDENT OF THE BOARD OF TRUSTEES BEFORE ANY TRAVEL IS UNDERTAKEN. THESE PLANS CAN AND OFTEN DO INCLUDE SPOUSAL TRAVEL FOR THE EXECUTIVE DIRECTOR'S WIFE. ALL AMOUNTS FOR SPOUSAL TRAVEL ARE REFLECTED AS TAXABLE COMPENSATION TO THE EXECUTIVE DIRECTOR. A TAX GROSS-UP PAYMENT (ALSO INCLUDED IN TAXABLE COMPENSATION) IS MADE AT THE END OF THE YEAR.

PART I, LINE 4A

MONICA MACKEY, $160,000

Schedule J (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule K
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Information on Tax Exempt Bonds

Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet

Attach to Form 990. SchKMediumBullet

See separate instructions.
SchKMediumBullet

Information about Schedule K (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization
PEABODY ESSEX MUSEUM INC

Employer identification number
04-3157815

Part I

Bond Issues

(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	(g) Defeased		(h) On behalf of issuer		(i) Pool financing
(a) Issuer name		(b) Issuer EIN	(c) CUSIP #	(d) Date issued	(e) Issue price	(f) Description of purpose	Yes	No	Yes	No	Yes	No
A	MASSACHUSETTS DEVELOPMENT FINANCE AGENCY	04-3431814		11-08-2012	29,160,000	REFUND 2002 ISSUE		X		X		X

Part II

Proceeds

	A		B		C		D
	1 Amount of bonds retired . . . . . . . . . . . . . .
2 Amount of bonds legally defeased . . . . . . . . . . .
3 Total proceeds of issue . . . . . . . . . . . . . .	29,160,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .
5 Capitalized interest from proceeds . . . . . . . . . . .
6 Proceeds in refunding escrows . . . . . . . . . . . .
7 Issuance costs from proceeds . . . . . . . . . . . .	190,379
8 Credit enhancement from proceeds . . . . . . . . . . .
9 Working capital expenditures from proceeds . . . . . . . . .
10 Capital expenditures from proceeds . . . . . . . . . . .
11 Other spent proceeds . . . . . . . . . . . . . .	28,969,621
12 Other unspent proceeds . . . . . . . . . . . . . .
13 Year of substantial completion . . . . . . . . . . . .	2003
	Yes	No	Yes	No	Yes	No	Yes	No
14 Were the bonds issued as part of a current refunding issue? . . . . .	X
15 Were the bonds issued as part of an advance refunding issue? . . . . .		X
16 Has the final allocation of proceeds been made? . . . . . . . .	X
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . .	X

Part III

Private Business Use

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50193E

Schedule K (Form 990) 2013

Page 2

Part III

Private Business Use (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . .
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property?
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property?
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . .
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . .
6 Total of lines 4 and 5 . . . . . . . . . . . . .
7 Does the bond issue meet the private security or payment test? . . . . .
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of.
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under Regulations sections 1.141-12 and 1.145-2? . . . . . . .

Part IV

Arbitrage

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
1 Has the issuer filed Form 8038-T? . . . . .		X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .	X
b Exception to rebate? . . . . . . . .		X
c No rebate due? . . . . . . . .		X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .		X
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?		X
b Name of provider . . . . . . . . .
c Term of hedge . . . . . . . . . .
d Was the hedge superintegrated? . . . .
e Was the hedge terminated? . . . . . .

Schedule K (Form 990) 2013

Page 3

Part IV

Arbitrage (Continued)

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .		X
b Name of provider . . . . . . . . .
c Term of GIC . . . . . . . . . .
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .
7 Has the organization established written procedures to monitor the requirements of section 148? . . .	X

Part V

Procedures To Undertake Corrective Action

	A		B		C		D
	Yes	No	Yes	No	Yes	No	Yes	No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations?	X

Part VI

Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).

Return Reference	Explanation

Schedule K (Form 990) 2013

Additional Data

Software ID:
Software Version:

- TIN:

Schedule L
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Transactions with Interested Persons

Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet

Attach to Form 990 or Form 990-EZ. MediumBullet

See separate instructions.
MediumBullet

Information about Schedule L (Form 990 or 990-EZ) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

PEABODY ESSEX MUSEUM INC

Employer identification number

04-3157815

Part I

Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.

1(a) Name of disqualified person	(c) Description of transaction	(d) Corrected?
1(a) Name of disqualified person	(c) Description of transaction	Yes	No

Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image

Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image

Part II

Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	(d) Loan to or from the organization?		(e)Original principal amount	(f)Balance due	(g) In default?		(h) Approved by board or committee?		(i)Written agreement?
(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	To	From	(e)Original principal amount	(f)Balance due	Yes	No	Yes	No	Yes	No
(1) DAN MONROE	EXECUTIVE DIRECTOR OF THE ORGANIZATION	MORTGAGE LOAN		X	1,195,000	1,228,344		No	Yes		Yes





Total ...... $						1,228,344

Part III

Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of assistance	(d) Type of assistance	(e) Purpose of assistance

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50056A

Schedule L (Form 990 or 990-EZ) 2013

Page 2

Part IV

Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

(a) Name of interested person	(c) Amount of transaction	(d) Description of transaction	(e) Sharing of organization's revenues?
(a) Name of interested person	(c) Amount of transaction	(d) Description of transaction	Yes	No

Part V

Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).

Return Reference	Explanation

Schedule L (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.
Right pointing arrow large image

Information about Schedule M (Form 990) and its instructions is at www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public Inspection

Name of the organization

PEABODY ESSEX MUSEUM INC

Employer identification number

04-3157815

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....	X	41		COLL. OBJ. NOT VALUED
2 Art—Historical treasures .
3 Art—Fractional interests ..
4 Books and publications ..	X			COLL. OBJ. NOT VALUED
5 Clothing and household goods .......
6 Cars and other vehicles ..
7 Boats and planes ....
8 Intellectual property ...
9 Securities—Publicly traded .	X	37	2,267,701	AVG. HIGH/LOW ON VALUE
10 Securities—Closely held stock .
11 Securities—Partnership, LLC, or trust interests ....
12 Securities—Miscellaneous ..
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .
16 Real estate—Commercial ..
17 Real estate—Other ...
18 Collectibles .....
19 Food inventory ...
20 Drugs and medical supplies .
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( )
26 Other ( )
27 Other ( )
28 Other ( )

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that

it must hold for at least three years from the date of the initial contribution, and which is not required to be used

for exempt purposes for the entire holding period? ..................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?

Yes

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

If "Yes," describe in Part II.

If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2013)

Page 2

Part II

Supplemental Information. Provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Return Reference	Explanation
PART I, COLUMN (B):	THE NUMBER SHOWN IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS.

Schedule M (Form 990) (2013)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Information about Schedule O (Form 990 or 990-EZ) and its instructions is at
www.irs.gov/form990.

OMB No. 1545-0047

2013

Open to Public
Inspection

Name of the organization

PEABODY ESSEX MUSEUM INC

Employer identification number

04-3157815

Return Reference	Explanation
FORM 990, PART III, LINE 4A, DESCRIPTION OF PROGRAM SERVICE:	EXHIBITIONS AND PUBLICATIONS: DUE IN LARGE PART TO ITS MANY POPULAR EXHIBITIONS, THE MUSEUM CONCLUDED ANOTHER SUCCESSFUL YEAR, PRESENTING EXCELLENT AND DYNAMIC EXAMPLES OF ART AND CULTURE TO APPROXIMATELY 647,000 PEOPLE DURING 2013 - 222,000 ON-SITE VISITORS IN SALEM AND APPROXIMATELY 425,000 PEOPLE WHO ATTENDED PEM-ORGANIZED EXHIBITIONS PRESENTED AT OTHER VENUES. APPROXIMATELY ONE-FIFTH OF GENERAL ADMISSION VISITORS ALSO VISITED YIN YU TANG, THE ONLY COMPLETE QING DYNASTY HOUSE OUTSIDE OF CHINA AND A MODEL IN INTERNATIONAL HISTORIC PRESERVATION. THE MUSEUM'S 2013 EXHIBITION CALENDAR INCLUDED MANY STYLES AND SOURCES OF ART AND CULTURE. THE MUSEUM OPENED EIGHT NEW SPECIAL EXHIBITIONS IN 2013, TRAVELED TWO EXHIBITIONS TO OTHER VENUES, AND CONTINUED FIVE SHOWS THAT OPENED IN 2012, INCLUDING: - THE MIND'S EYE: 50 YEARS OF PHOTOGRAPHY BY JERRY UELSMANN (PRESENTED AT THE MICHENER ART MUSEUM JANUARY 19, 2013 THROUGH APRIL 28, 2013): JERRY UELSMANN IS WIDELY ACKNOWLEDGED AS ONE OF THE PIONEERS OF EXPERIMENTAL PHOTOGRAPHY AND HAS EVEN BEEN DESCRIBED AS THE "FATHER OF PHOTOSHOP." UELSMANN'S PHOTOGRAPHS HAVE BEEN LIKENED TO DREAMS, BASED ON HIS COMBINATIONS OF NEGATIVES IN THE DARKROOM TO MAKE PHOTOGRAPHS THAT ARE PRODUCTS OF HIS IMAGINATION. THIS FIRST RETROSPECTIVE OF UELSMANN'S WORK IN MORE THAN THIRTY YEARS BROUGHT TOGETHER THE FINEST KNOWN VINTAGE PRINTS FROM THE ARTIST'S STUDIO COLLECTION. THE EXHIBITION WAS PRESENTED AT PEM DURING 2012 AND ALSO TRAVELED TO THE HARN MUSEUM, FLORIDA. - FREEPORT [NO. 005]: MICHAEL LIN (MARCH 22, 2012 THROUGH 2014): TAIWANESE ARTIST MICHAEL LIN IS WELL-KNOWN INTERNATIONALLY FOR PAINTING VAST, BOLD DESIGNS ON SOBER ARCHITECTURAL SETTINGS, INTERVENTIONS THAT INJECTED A VIBRANT SENSE OF PLAY. AT PEM LIN SPOTLIGHTS THE MUSEUM'S RENOWNED COLLECTION OF ASIAN EXPORT ART BY CREATING A SPRAWLING MURAL OF ORIGINAL ARMORIAL AND HERALDIC MOTIFS THAT CLIMB UP THE WALLS OF THE MELLON STAIRCASE AND ALONG THE FLOOR OF THE EXPORT SILVER GALLERIES. TO ANIMATE THE HISTORY OF TRADE BETWEEN CHINA AND THE WEST, LIN ALSO CREATED A LARGE-SCALE INSTALLATION COMPRISED OF HUNDREDS OF REPLICAS OF PEM'S MR. NOBODY, ONE OF THE FIRST REPRESENTATIONS OF A EUROPEAN GENTLEMAN IN CHINESE PORCELAIN. - NATURAL HISTORIES: PHOTOGRAPHS BY BARBARA BOSWORTH (APRIL 14, 2012 THROUGH MARCH 31, 2013): THIS EXHIBITION PRESENTED BOSWORTH'S BLACK-AND-WHITE PHOTOGRAPHS OF HER FAMILY AND HER CHILDHOOD HOME IN NOVELTY, OHIO. FEATURING THE OLDEST AND YOUNGEST MEMBERS OF THE FAMILY, THESE TOUCHING IMAGES EXPLORE THE JOY OF YOUTH AND THE WISTFULNESS OF AGING, THE NATURE OF MEMORY AND THE PASSAGE OF TIME. MOST OF THE PHOTOGRAPHS WERE DISPLAYED FOR THE FIRST TIME IN THIS EXHIBITION DUE TO THEIR PERSONAL NATURE FOR THE ARTIST. ONE OF THE MOST INFLUENTIAL PHOTOGRAPHERS IN THE BOSTON AREA AND INTERNATIONALLY RENOWNED, BOSWORTH IS A VETERAN OF NUMEROUS MONOGRAPHIC EXHIBITIONS; HOWEVER, THIS WAS HER FIRST MAJOR MUSEUM EXHIBITION IN THE BOSTON AREA. - ANSEL ADAMS: AT THE WATER'S EDGE (PRESENTED AT THE NATIONAL MARITIME MUSEUM IN GREENWICH FROM NOVEMBER 19, 2012, THROUGH APRIL 28, 2013; AND AT THE AUSTRALIAN NATIONAL MARITIME MUSEUM FROM JULY 4, 2013 THROUGH DECEMBER 8, 2013): ANSEL ADAMS IS THE MOST POPULAR, AND ARGUABLY THE MOST INFLUENTIAL AMERICAN PHOTOGRAPHER. A LONG-TIME RESIDENT OF CARMEL, CALIFORNIA, ADAMS PHOTOGRAPHED THE CALIFORNIA COASTLINE THROUGHOUT HIS CAREER, CREATING BEAUTIFUL AND EVOCATIVE PHOTOGRAPHS OF THE JUNCTIONS BETWEEN LAND AND WATER. SEVERAL OF THESE, SUCH AS THE FAMOUS "SURF SEQUENCE" SERIES OF 1936-40, ARE WIDELY ACKNOWLEDGED AS MASTERPIECES OF ADAMS'S ART. HOWEVER, BECAUSE THEY ARE SO UNLIKE THE MOUNTAIN LANDSCAPES FOR WHICH HE IS BEST KNOWN, THEY ARE LARGELY OVERLOOKED. THIS EXHIBITION BROUGHT TOGETHER FOR THE FIRST TIME HIS PICTURES OF WATER IN DIVERSE FORMS AT A RANGE OF SITES. THE MUSEUM PUBLISHED AN ILLUSTRATED CATALOGUE TO ACCOMPANY THE EXHIBITION AND DID A SECOND PRINT RUN BECAUSE OF THE VOLUME OF SALES. THE SHOW WAS SLATED TO TRAVEL TO TWO OTHER VENUES IN ENGLAND AND AUSTRALIA IN 2013. - A LEGACY OF CHANGE: SELECTIONS OF NATIVE AMERICAN ART (JUNE 16, 2012 THROUGH JUNE 25, 2013): THIS EXHIBITION EXPLORED HOW NATIVE ARTISTS HAVE BEEN CONTINUALLY INNOVATIVE, REFLECTING ON THEIR PERSONAL AND CULTURAL EXPERIENCES IN ONGOING DIALOGUE WITH NEW IDEAS, MATERIALS, TECHNOLOGIES AND CULTURES. SELECTED FROM PEM'S NATIVE AMERICAN ART COLLECTION ONE OF THE WORLD'S OLDEST AND FINEST COLLECTIONS OF ITS KIND THE WORKS INCLUDED A CROSS-SECTION OF PAINTINGS, SCULPTURE, CERAMICS, JEWELRY AND TEXTILE ARTS CREATED OVER THE LAST 200 YEARS. -GOLDEN LIGHT: SELECTIONS FROM THE VAN OTTERLOO COLLECTION (AUGUST 11, 2012 THROUGH JULY 7, 2013): DUTCH ART AND LIFE IN THE 1600S WAS EXPLORED THROUGH A SELECTION OF PAINTINGS FROM THE INTERNATIONALLY SIGNIFICANT COLLECTION OF ROSE-MARIE AND EIJK VAN OTTERLOO. THE INSTALLATION FEATURED 16 PAINTINGS BY HENDRICK AVERCAMP, FRANS HALS, PIETER CLAESZ, JAN BRUEGHEL THE ELDER AND NOTABLE OTHERS. -HATS: AN ANTHOLOGY BY STEPHEN JONES (SEPTEMBER 8, 2012 THROUGH FEBRUARY 3, 2013): THIS EXHIBITION WAS A COLLABORATION BETWEEN THE VICTORIA AND ALBERT MUSEUM AND ONE OF THE FASHION WORLD'S FOREMOST MILLINERS, STEPHEN JONES. THE EXHIBITION FEATURED OVER 300 HATS FROM AROUND THE WORLD, HIGHLIGHTING THE CULTURAL, HISTORIC AND DECORATIVE PROPERTIES OF THE HAT, DISPLAYED WITH THE WIT AND WHIMSICAL STYLE OF STEPHEN JONES. HATS PRESENTED A REVEALING EXPLORATION OF THE WORLD OF MILLINERY FROM THE EXPERT VIEWPOINT OF A MILLINER. THE DISPLAY DREW ON STEPHEN JONES'S OWN ARCHIVE AND THE V&A'S EXTENSIVE COLLECTION OF HATS, ALONGSIDE ICONIC HEADGEAR FROM AROUND THE WORLD. BASED AROUND THE LIFECYCLE OF A HAT, THE SHOW FOLLOWED THE RICHNESS OF CREATIVITY, CRAFT, STYLE AND TECHNIQUE INHERENT IN EVERY HAT. THESE ASPECTS WERE COVERED BY THE FOUR MAIN THEMES OF THE EXHIBITION-INSPIRATION, CREATION, THE SALON AND THE CLIENT. LINKING OBJECTS AND BRINGING THEM TO LIFE IN A THEMATIC RATHER THAN A CHRONOLOGICAL WAY, IT POSED UNUSUAL JUXTAPOSITIONS OF HATS, RANGING IN STYLE AND PERIOD FROM THE TWELFTH CENTURY TO THE PRESENT DAY. -MIDNIGHT TO THE BOOM: PAINTING IN INDIA AFTER INDEPENDENCE (FEBRUARY 2, 2013 THROUGH APRIL 21, 2013): THIS EXHIBITION EXPLORED INDIA'S POST-INDEPENDENCE ART MOVEMENT. THE ARTISTS' FOREMOST AIM WAS TO DEVELOP THE FORMAL, FIGURAL AND NARRATIVE MEANS OF PROJECTING CONTEMPORARY EXPERIENCE AND REALITY OF A COUNTRY TRANSFORMED FROM COLONY TO SOVEREIGN NATION; FROM IMPERIAL RULE TO POPULAR DEMOCRACY; AND FROM RURAL AGRARIAN TO URBAN INDUSTRIAL. THE ARTISTS' COLLECTIVE ACHIEVEMENT IS CLEAR-THEY DEVELOPED A HYBRID AESTHETIC, FREELY DRAWING ON ART OF VASTLY DIFFERENT TIMES AND PLACES AND TRANSFORMING THESE INTO INDIVIDUAL STYLES OF GREAT EXPRESSIVE POWER. NEW REGISTERS OF INDIVIDUAL SUBJECTIVITY, TENSIONS WITHIN EMERGING CLASS STRUCTURES, AND RADICAL CONTEMPLATIONS ON THE HUMAN CONDITION IN COSMIC CONTEXTS EMERGED AS THE KEY CONCERNS OF THE THREE INFLUENTIAL GENERATIONS OF ARTISTS CALLED OUT BY THE SHOW. APPROXIMATELY 70 WORKS FROM PEM'S INTERNATIONALLY RECOGNIZED HERWITZ COLLECTION WERE FEATURED. - FREEPORT [NO. 006]: NICK CAVE (MARCH 2, 2013 THROUGH MAY 27, 2013): CHAIRMAN OF THE FASHION DEPARTMENT AT THE SCHOOL OF THE ART INSTITUTE OF CHICAGO, NICK CAVE (B. 1959) IS AN ARTIST WORKING BETWEEN SCULPTURE, INSTALLATION, PERFORMANCE, VIDEO, DESIGNED OBJECT AND FASHION. OVER THE PAST DECADE HE HAS BECOME RENOWNED FOR HIS PERFORMANCES AND FOR HIS SOUNDSUITS, WHICH ARE COSTUME/SCULPTURES INTRICATELY CRAFTED FROM FOUND OBJECTS. THE INSTALLATION WILL FEATURE A SMALL GROUP OF THESE SOUNDSUITS AND HIS ACCLAIMED VIDEO DRIVE-BY WHICH IS A SONIC AND VISUAL TOUR DE FORCE AT ONCE PAINTING, DANCING, CHOREOGRAPHY, AND SOUND ENVIRONMENT. - TOSHIO SHIBATA, CONSTRUCTED LANDSCAPES (APRIL 20, 2013 THROUGH SUMMER 2014): THIS SHOW PRESENTS ONE OF JAPAN'S PREEMINENT LANDSCAPE PHOTOGRAPHERS, TOSHIO SHIBATA, WHO IS KNOWN FOR EXPLORING THE DELICATE BALANCE BETWEEN HUMAN-MADE STRUCTURES AND NATURE. PHOTOGRAPHING EROSION CONTROL BARRIERS, WATER CATCHMENTS, ROADS, DAMS AND BRIDGES, HE EXAMINES THE UNIQUE APPEARANCE OF SUCH STRUCTURES IN HIS NATIVE LAND.
FORM 990, PART III, LINE 4A	-IN CONVERSATION: MODERN AFRICAN AMERICAN ART (JUNE 1, 2013 THROUGH SEPTEMBER 2, 2013): THIS EXHIBITION PRESENTED 100 PAINTINGS, SCULPTURE, AND PHOTOGRAPHS BY 43 AFRICAN AMERICAN ARTISTS FROM THE PREMIER COLLECTION OF THE SMITHSONIAN AMERICAN ART MUSEUM. MORE THAN HALF OF THE WORKS WERE BEING SHOWN FOR THE FIRST TIME. THE EXHIBITION FEATURED ARTISTS WHO CAME TO PROMINENCE DURING THE PERIOD BRACKETED BY THE HARLEM RENAISSANCE AND THE CIVIL RIGHTS ERA OF THE 1950S AND 1960S. SOME TRAINED IN THIS COUNTRY'S MOST PRESTIGIOUS ART SCHOOLS, OTHERS IN PARIS. MANY WERE TEACHERS; OTHERS WORKED AT WHATEVER JOBS ALLOWED THEM TIME TO CREATE. ALL PARTICIPATED IN MULTIVALENT DIALOGUES ABOUT ART, BLACK IDENTITY, AND THE RIGHTS OF THE INDIVIDUAL THAT CONTINUE TO ENGAGE AMERICAN SOCIETY. - FABERGE REVEALED: FROM THE COLLECTION OF THE VIRGINIA MUSEUM OF FINE ARTS (JUNE 22, 2013 THROUGH SEPTEMBER 29, 2013): THE NAME FABERGE IS SYNONYMOUS WITH REFINED CRAFTSMANSHIP, JEWELED LUXURY, AND THE LAST DAYS OF THE DOOMED RUSSIAN IMPERIAL FAMILY. THE ARRAY OF LUXURY ENAMELED PICTURE FRAMES AND CLOCKS, GOLD CIGARETTE CASES AND CANE TOPS, HARDSTONE ANIMALS AND FLOWERS IN ROCK CRYSTAL VASES, AND RUBY ENCRUSTED BROOCHES AND BOXES CONTINUE TO FASCINATE VIEWERS AS THEY DID WHEN FIRST DISPLAYED IN THE WINDOWS OF FABERGE'S STORES IN ST. PETERSBURG, MOSCOW, AND LONDON. THIS EXHIBITION WAS ORGANIZED BY THE VIRGINIA MUSEUM OF FINE ARTS, WHICH OWNS THE WORLD'S LEADING COLLECTION OF FABERGE OUTSIDE OF RUSSIA. -BEYOND HUMAN, ARTIST-ANIMAL COLLABORATIONS (OCTOBER 19, 2013 THROUGH SEPTEMBER 7, 2014): ARTISTS HAVE BEEN DEPICTING ANIMALS FOR THOUSANDS OF YEARS, BUT A GROWING NUMBER OF CONTEMPORARY ARTISTS ARE WORKING DIRECTLY WITH ANIMALS TO CREATE ART. IN SOME INSTANCES THE ANIMALS ARE PRESENTED AS CREATIVE "PARTNERS," IN OTHERS, THE ARTISTS TAP AN ANIMAL'S BEHAVIOR(S) TO CREATE THEIR WORK OR SERVE AS DOCUMENTARIANS OF THE CREATIVITY THEY WITNESS IN NON-HUMAN SPECIES. THIS SHOW HIGHLIGHTS OUR EVOLVING RELATIONSHIP WITH AND PERCEPTION OF ANIMALS, BOTH IN THE WILD AND AS COMPANIONS. THE WORKS ALSO EXPRESS DIVERSE INTERACTIONS BETWEEN HUMANS AND ANIMALS AND RAISE IMPORTANT QUESTIONS ABOUT THE NATURE OF CREATIVITY ITSELF AND WHAT TRULY DISTINGUISHES HUMANS FROM OTHER ANIMALS. -FUTURE BEAUTY: AVANT GARDE JAPANESE FASHION (NOVEMBER 16, 2013 THROUGH JANUARY 26, 2014): ORGANIZED BY THE KYOTO COSTUME INSTITUTE, JAPAN, FUTURE BEAUTY WAS THE FIRST EXHIBITION TO COMPREHENSIVELY SURVEY AVANT-GARDE JAPANESE FASHION, FROM THE EARLY 1980S TO THE PRESENT. THE EXHIBITION EXPLORED THE UNIQUE SENSIBILITY OF JAPANESE DESIGN, AS EMBODIED IN CLOTHING. JAPANESE FASHION MADE AN ENORMOUS IMPACT ON THE WORLD FASHION SCENE IN THE LATE 20TH CENTURY AND DESIGNERS SUCH AS ISSEY MIYAKE, REI KAWAKUBO AND YOHJI YAMAMOTO REDEFINED THE VERY BASIS OF FASHION. THEIR WORKS WERE SHOWN ALONGSIDE KAWAKUBO'S PROTEGE, THE TECHNO-COUTURIER JUNYA WATANABE, TOGETHER WITH THE ACCLAIMED JUN TAKAHASHI, AND THE NEW GENERATION OF RADICAL DESIGNERS INCLUDING TAO KURIHARA, FUMITO GANRYU, MATOHU, AKIRA NAKA, MINA PERHONEN AND MINTDESIGNS. - IMPRESSIONISTS ON THE WATER (NOVEMBER 9, 2013 THROUGH FEBRUARY 17, 2014): ORGANIZED BY THE FINE ARTS MUSEUMS OF SAN FRANCISCO, IMPRESSIONISTS ON THE WATER EXPLORED SAILING'S IMPORTANT ROLE IN THE WORK AND LIVES OF THE IMPRESSIONISTS. THE EXHIBITION INVESTIGATED FOR THE FIRST TIME THE PHENOMENON OF IMPRESSIONIST ARTISTS PRACTICING WHAT THEY DEPICTED-SAILING-AS A FORM OF MODERNISM. IT ALSO CONTEXTUALIZED THE THEME IN TERMS OF ITS IMPLICATIONS FOR LATE 19TH-CENTURY ARTISTIC, SOCIAL, AND TECHNOLOGICAL DEVELOPMENTS, ESPECIALLY IN FRANCE. THESE ARTISTS EXPERIENCED SAILING ON THE SEINE BY CHOICE RATHER THAN OUT OF NECESSITY AND AS A PART OF MODERN LIFE JUST AS OTHERS IN THEIR GENERATION EXPERIENCED THE BORDELLO, THE CAFE, AND STREET LIFE OF PARIS. THIS EXHIBITION FEATURED APPROXIMATELY 50 PAINTINGS, 30 WORKS ON PAPER, AND ACTUAL MODEL BOATS BY ARTISTS SUCH AS CAILLEBOTTE, COROT, DAUBIGNY, JONGKIND, AND BOUDIN.
FORM 990, PART III, LINE 4B, DESCRIPTION OF PROGRAM SERVICE:	CURATORIAL AND COLLECTIONS: THE CURATORIAL STAFF IS RESPONSIBLE FOR CONCEIVING AND ORGANIZING EXHIBITIONS FOR THE MUSEUM AND ALSO FOR TRAVEL TO OTHER VENUES, AS WELL AS CULTIVATING SUPPORT FOR THE MUSEUM'S PROGRAMMATIC INITIATIVES AND COLLECTION. CURATORS ACQUIRE, PRESERVE, RESEARCH, AND INTERPRET THE MUSEUM'S COLLECTION. THE CURATORIAL STAFF ALSO PREPARES AND PUBLISHES SCHOLARLY CATALOGUES AND EDUCATIONAL TEXTS RELATED TO THE EXHIBITIONS AND THE COLLECTION AT LARGE. THE MUSEUM MAINTAINS AND EXHIBITS MANY UNIQUE AND WIDELY RESPECTED COLLECTIONS: - THE AFRICAN COLLECTION INCLUDES EARLY AND SIGNIFICANT WORKS FROM COASTAL EAST AND WEST AFRICA AND AN IMPORTANT BODY OF ZULU ARTWORK. THE MUSEUM ALSO HOUSES ONE OF THE WORLD'S FINEST COLLECTIONS OF ETHIOPIAN CHRISTIAN ART, CONSISTING OF SIXTEENTH-TO TWENTIETH-CENTURY ICONS AND METALWORK. - THE AMERICAN COLLECTION, INCLUDING PAINTINGS, SCULPTURES, WORKS ON PAPER, DECORATIVE ART, FOLK ART, FASHION, AND COSTUMES, REPRESENTS MORE THAN 300 YEARS OF NEW ENGLAND ART AND CULTURE. IT FEATURES EXCEPTIONAL EXAMPLES OF REGIONAL FURNITURE, PORTRAITS, AND NEEDLEWORK. ADDITIONALLY, THE MUSEUM'S COSTUME COLLECTION RANKS AMONG THE TOP TEN IN THE NATION. - THE ASIAN EXPORT ART COLLECTION IS THE WORLD'S MOST COMPREHENSIVE COLLECTION OF DECORATIVE ART MADE IN ASIA FOR EXPORT TO WESTERN NATIONS AND REFLECTS THE COMPLEX AND FASCINATING INTERACTION BETWEEN THE ARTISTIC AND CULTURAL TRADITIONS OF EAST AND WEST. IT ENCOMPASSES PAINTINGS, FURNITURE, SILVER, PORCELAINS, WORKS ON PAPER, AND A WIDE RANGE OF OBJECTS CREATED BETWEEN THE FIFTEENTH AND TWENTIETH CENTURIES. - BORN DURING THE HEIGHT OF THE CHINA TRADE IN SALEM, THE CHINESE COLLECTION IS UNIQUE FOR ITS STRENGTH IN VERNACULAR ART THAT EXPLORES THE RICH TRADITIONS OF CHINESE CULTURE. IT FEATURES IMPORTANT QING DYNASTY WORKS, INCLUDING CERAMICS, TEXTILES, AND DECORATIVE ARTS. - THE MUSEUM'S INDIAN COLLECTION ENCOMPASSES BOTH CONTEMPORARY AND HISTORIC WORK. THE HERWITZ GALLERY, NAMED IN HONOR OF PIONEERING COLLECTORS CHESTER AND DAVIDA HERWITZ, IS THE FIRST AMERICAN MUSEUM GALLERY DEDICATED TO THE MODERN AND CONTEMPORARY ART OF INDIA, EXHIBITING PIECES BY ARTISTS WHO EXPRESS THE DYNAMIC PUBLIC AND PRIVATE CHARACTER OF CONTEMPORARY INDIA AND THE WORLD. BEGUN WITH MARINERS' DONATIONS FROM INDIA IN THE EARLY YEARS OF THE MUSEUM'S OPERATION, THE OLDER PORTION OF THE INDIAN COLLECTION INCLUDES IMPORTANT SCULPTURE, TEXTILES, CERAMICS, AND METALWORK. ADDITIONALLY, THE GEOGRAPHICALLY-RELATED HIMALAYAN COLLECTION CONTAINS THE NATION'S FOREMOST COLLECTION OF NINETEENTH AND TWENTIETH CENTURY BHUTANESE TEXTILE ARTS AS WELL AS IMPORTANT TIBETAN AND NEPALESE WORKS. - CONTRIBUTIONS FROM MANY OF AMERICA'S MOST IMPORTANT NINETEENTH- AND TWENTIETH- CENTURY COLLECTORS OF JAPANESE ART HAVE COMBINED TO CREATE A MAJOR COLLECTION OF THE ART AND CULTURE OF JAPAN. THE COLLECTION WAS BEGUN IN 1799 AND CONTAINS MANY WORKS CONSIDERED RARE EVEN IN JAPAN, WITH THE LATE EDO- AND MEIJI-PERIOD EXAMPLES RANKING AMONG THE FINEST IN THE WORLD. - FOUNDED IN THE 1880S, THE KOREAN COLLECTION PIONEERED AMERICAN INTEREST IN KOREAN ART AND CULTURE. TODAY, IT CONTAINS A BROAD SPECTRUM OF ART OF THE LATE JOSEON DYNASTY. THE COLLECTION IS DEEMED BY KOREAN SCHOLARS TO BE THE BEST OF ITS KIND IN THE UNITED STATES AND IS THE ONLY FOREIGN COLLECTION TO BE EXHIBITED AT THE NATIONAL MUSEUM IN SEOUL.
FORM 990, PART III, LINE 4B	- THE MARITIME COLLECTION, BEGUN IN 1803, IS THE FINEST IN AMERICA. IT IS INTERNATIONALLY RENOWNED FOR ITS HOLDINGS OF APPROXIMATELY 30,000 PAINTINGS, DRAWINGS, AND PRINTS, AS WELL AS ITS 20,000 MARITIME OBJECTS (SHIP MODELS, TOOLS, SHIP PLANS, ETC.) DATING FROM THE SEVENTEENTH THROUGH THE EARLY TWENTIETH CENTURIES. - THE NATIVE AMERICAN ART COLLECTION INCLUDES 20,000 WORKS DATING FROM THE SEVENTEENTH CENTURY TO THE PRESENT, AS WELL AS 50,000 ARCHEOLOGICAL WORKS DATING BACK 10,000 YEARS. IN ADDITION, THE DEPARTMENT ACTIVELY WORKS WITH CONTEMPORARY ARTISTS THROUGHOUT THE AMERICAS. - THE OCEANIC COLLECTION IS INTERNATIONALLY RECOGNIZED FOR THE EARLY ORIGINS AND PROVENANCE OF ITS OBJECTS AS WELL AS ITS SIZE AND BREADTH AND REPRESENTS SOME OF THE FIRST PIECES DONATED TO THE MUSEUM IN 1799. IT INCLUDES MORE THAN 20,000 OBJECTS FROM MORE THAN THIRTY-SIX ISLAND GROUPS IN POLYNESIA, MELANESIA, AND MICRONESIA. - THE PHOTOGRAPHY COLLECTION COMPRISES MORE THAN 800,000 RARE AND VINTAGE IMAGES AS WELL AS MODERN AND CONTEMPORARY EXAMPLES, REPRESENTING NEARLY EVERY KIND OF PHOTOGRAPHIC FORMAT AND PROCESS. THE COLLECTION INCLUDES THE WORLD'S FINEST GROUP OF NINETEENTH-CENTURY PHOTOGRAPHS OF ASIA, THOUSANDS OF MARITIME IMAGES, EARLY AMERICA PHOTOGRAPHIC PORTRAITS, AS WELL AS ARCHITECTURAL AND LANDSCAPE IMAGES. - THE ARCHITECTURE COLLECTION INCLUDES TWENTY-TWO HISTORIC AMERICAN STRUCTURES AND A MAJOR ARCHITECTURAL FRAGMENT COLLECTION. FOUR OF THE BUILDINGS ARE DESIGNATED NATIONAL HISTORIC LANDMARKS; SIX OTHERS ARE LISTED ON THE NATIONAL REGISTER OF HISTORIC PLACES. THE MUSEUM HOLDS AMERICA'S FIRST COLLECTION OF HISTORIC BUILDINGS AND ONE OF ITS FINEST. - THE PHILLIPS LIBRARY, PART OF THE PEABODY ESSEX MUSEUM, IS ONE OF NEW ENGLAND'S MOST IMPORTANT AND HISTORIC RESEARCH LIBRARIES. IT IS A MAJOR RESOURCE FOR MONOGRAPHS AND MANUSCRIPTS RELATED TO ART AND CULTURE, WITH A PARTICULAR FOCUS ON MARITIME ART AND HISTORY, NEW ENGLAND ART AND HISTORY, AND DOCUMENTS RELATING TO THE MUSEUM'S DIVERSE COLLECTIONS. THE LIBRARY ALSO HOLDS THE NATION'S LARGEST COLLECTION OF SHIP LOGS AND JOURNALS AS WELL AS ORIGINAL COURT DOCUMENTS FROM THE 1692 SALEM WITCHCRAFT TRIALS. ACQUISITIONS: IN 2013, OVER 928 SIGNIFICANT AND BEAUTIFUL OBJECTS WERE ACQUIRED BY THE MUSEUM THROUGH PURCHASE OR GIFT. THE OBJECTS SPANNED MOST OF THE MUSEUM'S MAJOR COLLECTING AREAS AND INCLUDED: - ONE HUNDRED SIX AMERICAN ART OBJECTS, INCLUDING 59 PIECES OF DESIGNER AND FASHION-RELATED CLOTHING FROM THE COLLECTION OF FASHION ICON IRIS APFEL. - SIXTY-TWO IMPORTANT PIECES FOR THE ASIAN EXPORT ART COLLECTION, MOST NOTABLY A PAIR OF REVERSE PAINTINGS ON GLASS FEATURING PORTRAITS OF CAPTAIN JOHN HUDDART AND HIS SON, JOHNSTON HUDDART; FOUR BOTANICAL GOUACHE ON WATERCOLOR PAPER PAINTINGS; AND A JAPANESE EXPORT VANITY SET, CA. 1878. - FOUR HUNDRED SIXTY-FIVE CHINESE OBJECTS INCLUDING A COLLECTION OF 344 PRINTED QUILT COVERS WITH TRADITIONAL CHINESE PATTERNS AND CONTEMPORARY POLITICAL CAMPAIGN MESSAGES. - TWO 20TH CENTURY JAPANESE SCROLLS. - TWO HUNDRED THREE OBJECTS FOR THE MARITIME ART COLLECTION INCLUDING 200 PIECES OF RMS QUEEN MARY ARCHITECTURAL DRAWINGS, BLUE PRINTS, EPHEMERA, A DINING BELL AND PHOTOGRAPHS. - FIVE WORKS FOR THE NATIVE AMERICAN ART COLLECTION, INCLUDING NANA'S BANDOLIER, BY ARTIST NELDA SCHRUPP; AND TWO WORKS BY T.C. CANNON A COLOR WOODBLOCK PRINT AND A WATERCOLOR, BOMBS AND CIRCLES. - SEVENTY-NINE OBJECTS FOR THE PHOTOGRAPHY COLLECTION, INCLUDING LITTLE RED BOOK #142 BY ANDY WARHOL CONTAINING TWENTY POLAROID TYPE 108 PHOTOGRAPHS WITH PEN AND INK ALTERATIONS; TEN INKJET PRINTS FROM ROBERT WEINGARTEN'S 6:30 AM SERIES; AND SIX GELATIN SILVER PHOTOGRAPHS BY MARK RUWEDEL FROM THE ICE AGE SERIES. - SIX ACQUISITIONS FOR THE SOUTH ASIAN AND KOREAN ART COLLECTION INCLUDING FIVE SUMI-E (INK ON PAPER) PAINTINGS BY NANDALAL BOSE. IN ADDITION TO THE MUSEUM'S MANY EXCITING NEW ADDITIONS, THE PHILLIPS LIBRARY CONTINUED TO ACQUIRE IMPORTANT RARE BOOKS, PAPERS, PRINTS, AND PHOTOGRAPHS - MORE THAN 177 NEW ITEMS IN ALL DURING 2013.
FORM 990, PART III, LINE 4C, DESCRIPTION OF PROGRAM SERVICE:	EDUCATION: THE MUSEUM'S DEPARTMENT OF EDUCATION AND INTERPRETATION DEVELOPS AND IMPLEMENTS A WIDE ARRAY OF EDUCATIONAL PROGRAMS AND CONTRIBUTES TO INTERPRETIVE DEVELOPMENT OF EXHIBITIONS. IT ALSO PREPARES AND DISTRIBUTES PRINT AND ONLINE MATERIALS TO HELP VISITORS OF ALL AGES WITH DIVERSE BACKGROUNDS, KNOWLEDGE, INTERESTS, PREFERENCES AND NEEDS GAIN INSIGHT ABOUT THEMSELVES AND THE WORLD AROUND THEM THROUGH AN UNDERSTANDING OF INTERNATIONAL ART AND CULTURE. EACH YEAR, THE MUSEUM OFFERS HUNDREDS OF PROGRAMS TO ADVANCE ARTS LEARNING AND APPRECIATION AND TO STIMULATE CRITICAL THINKING, CROSS-CULTURAL DIALOGUE, INTELLECTUAL INQUIRY, CREATIVITY, AND CONNECTION-MAKING BETWEEN THE PAST AND PRESENT. THROUGH ITS PROGRAMMING, PEM STRIVES TO CREATE EXPERIENCES THAT TRANSFORM PEOPLE'S LIVES BY BROADENING THEIR PERSPECTIVES, ATTITUDES, AND KNOWLEDGE OF THEMSELVES AND THE WIDER WORLD. PROGRAMS EMPLOY AGE- AND AUDIENCE-APPROPRIATE PEDAGOGIES AND USE THE MUSEUM'S OUTSTANDING COLLECTIONS AND EXHIBITIONS TO ENGAGE VISITORS DIRECTLY WITH WORKS OF ART AND CULTURE. THE DEPARTMENT OF EDUCATION AND INTERPRETATION FOCUSES ON SEVERAL BROAD AUDIENCE AREAS: K-12 STUDENTS, TEACHERS, FAMILIES, AND ADULTS FROM COLLEGE AGE THROUGH SENIOR CITIZENS. INTERNSHIPS FOR HIGH SCHOOL AND COLLEGE AGE STUDENTS, AS WELL AS THE AWARD-WINNING ART & NATURE CENTER FOR INTERACTIVE FAMILY LEARNING, ARE ALSO MANAGED BY THIS DEPARTMENT. THE SINGLE VISIT SCHOOL PROGRAM PROVIDES EDUCATIONAL OPPORTUNITIES FOR STUDENTS ENROLLED IN PUBLIC, INDEPENDENT, AND HOME SCHOOLS IN GRADES PRE K-12 AND BLENDS GUIDED DOCENT-LED GALLERY TOURS WITH ENGAGING ACTIVITIES THAT INSPIRE CLOSE LOOKING AND REFLECTION. USING ITS COLLECTIONS, THE MUSEUM CREATES CONNECTIONS BETWEEN CLASSROOM CONTENT AND STUDENTS' DAILY LIVES AND INTRODUCES IDEAS AND TECHNIQUES THAT ENCOURAGE STUDENTS TO THINK CREATIVELY AND ANALYTICALLY, INCLUDING FACILITATING STUDENT ART-MAKING. IN 2013, 14,816 STUDENTS, TEACHERS AND CHAPERONES FROM 273 SCHOOLS PARTICIPATED IN SINGLE VISIT SCHOOL PROGRAMS. FORMAL MUSEUM-SCHOOL PARTNERSHIPS ARE MANAGED THROUGH THE CREATIVE COLLABORATIONS PROGRAM. THIS PARTNERSHIP, WHICH TARGETS TITLE I SCHOOLS AND TEACHERS IN THE NORTH SHORE REGION, PROVIDES MEANINGFUL SEQUENCED MUSEUM VISITS AND OBJECT-BASED LESSON PLANS THAT BUILD KNOWLEDGE IDENTIFIED AS CRITICAL IN THE ART, SOCIAL STUDIES, AND LANGUAGE ARTS CURRICULUM FRAMEWORKS. AS PART OF THIS PROGRAM, STUDENTS FROM PRIMARILY LOW RESOURCE SCHOOLS MAKE MULTIPLE (3-5) VISITS TO THE MUSEUM, RESULTING IN 3,668 TOTAL VISITS DURING 2013. AT THE END OF THE ACADEMIC YEAR, OVER 341 TEACHERS, STUDENTS, AND FAMILY MEMBERS ATTEND A CULMINATING EVENT TO SHOWCASE AND CELEBRATE STUDENT ACHIEVEMENT AND INVOLVE THE ENTIRE SCHOOL COMMUNITY IN SUPPORTING STUDENT LEARNING. PERIODICALLY, SUMMATIVE EVALUATIONS OF THE PROGRAM ARE CONDUCTED TO ASSESS ITS IMPACT. TO AID IN THE INTEGRATION OF THE ARTS IN CLASSROOM LESSONS, PROFESSIONAL DEVELOPMENT PROGRAMS PROVIDE K-12 EDUCATORS WITH AN IN-DEPTH ANALYSIS AND UNDERSTANDING OF THE MUSEUM'S COLLECTIONS AND EXHIBITIONS. THE PROGRAMS COVER NUMEROUS TOPICS AND SCHOOL DISCIPLINES AND ARE LINKED TO THE MASSACHUSETTS CURRICULUM FRAMEWORKS FOR VISUAL ARTS, ENGLISH LANGUAGE ARTS, HISTORY AND SOCIAL SCIENCE, SCIENCE, TECHNOLOGY AND MATHEMATICS. FOR 2013, 413 EDUCATORS PARTICIPATED IN TEACHER PROGRAMS. DURING THE 2012-2013 SCHOOL YEAR, THE MUSEUM CONTINUED TO PARTNER WITH SCHOOL DISTRICTS TO OFFER GRADE-LEVEL FOCUSED DISTRICT-WIDE TRAINING IN ARTS INTEGRATION STRATEGIES. IN TOTAL, 15 PROFESSIONAL DEVELOPMENT WORKSHOPS WERE HELD IN COORDINATION WITH LOCAL SCHOOL ADMINISTRATORS IN THE MOST RECENT ACADEMIC YEAR. THE MUSEUM ALSO PROVIDES SPECIAL LEARNING OPPORTUNITIES FOR HIGH SCHOOL AND COLLEGE AGED STUDENTS. IN 2013 OVER 50 STUDENTS WERE OFFERED INTERNSHIPS ACROSS DIFFERENT DEPARTMENTS OF THE MUSEUM, PROVIDING THEM WITH VALUABLE PROFESSIONAL WORK EXPERIENCE AND A CHANCE TO CONNECT WITH THE MUSEUM'S COLLECTIONS. PARTICIPATING STUDENTS FROM DIVERSE BACKGROUNDS BUILD LEADERSHIP SKILLS AND CREATIVITY THROUGH BOTH GROUP AND INDIVIDUAL PROJECTS AND, UNDER THE MENTORSHIP OF MUSEUM STAFF SUPERVISORS, ARE INTRODUCED TO THE MANY ASPECTS OF MUSEUM EMPLOYMENT. THE SUMMER BRIDGE PROGRAM DEVELOPED WITH SALEM STATE UNIVERSITY BROUGHT 154 STUDENTS AND FACULTY TO THE MUSEUM FOR A SERIES OF INTENSIVE LEARNING VISITS DURING A FIVE-WEEK SUMMER TRANSITION PROGRAM PROVIDING ACADEMIC SUPPORT LEADING TO COLLEGE ADMISSION. PROGRAMS FOR FAMILIES AT THE MUSEUM ARE AIMED AT FOSTERING SHARED INTERGENERATIONAL EXPERIENCES AROUND ART BASED ON INQUIRY, DIALOGUE, AND CREATIVE ART-MAKING. THEY TAKE A VARIETY OF FORMS, FROM GALLERY-BASED FAMILY TOURS AND STORYTELLING FOR PRESCHOOLERS AND THEIR ADULT CAREGIVERS TO STUDIO ACTIVITIES AND WEEKEND FESTIVALS THAT COMBINE PERFORMANCE, STORYTELLING, MOVEMENT, FILM, AND ART-MAKING. SELF-GUIDED ACTIVITIES AND PRINT MATERIALS CREATE OPPORTUNITIES FOR SHARED FAMILY INVESTIGATION OF OBJECTS IN THE COLLECTION FROM A WIDE RANGE OF CULTURES. ALL PROGRAMS ARE FREE WITH MUSEUM ADMISSION, ELIMINATING ECONOMIC BARRIERS FOR UNDERSERVED FAMILIES. IN 2013, THE MUSEUM OFFERED NEARLY 407 FAMILY PROGRAMS FOR A COMBINED TOTAL ATTENDANCE OF 33,943 FAMILY VISITORS. ONE MAJOR FAMILY PROGRAM HIGHLIGHT IS THE WEEKEND FESTIVALS WHICH OFFER DYNAMIC, INTERGENERATIONAL PROGRAMMING FOCUSED ON A PARTICULAR CULTURE OR THEME. TAKING PLACE UP TO EIGHT TIMES PER YEAR AND WITH A TOTAL ANNUAL ATTENDANCE OF 16,694 IN 2013, WEEKEND FESTIVALS INCORPORATE ARTIST DEMONSTRATIONS, DANCE AND MUSIC PERFORMANCES, GALLERY TALKS, FILMS, LECTURES, AND HANDS-ON ART ACTIVITIES. WEEKEND FESTIVALS ARE DESIGNED TO ENGAGE ALL AUDIENCES AND LEARNING STYLES IN A MULTIFACETED EXPERIENCE OF ART AND CULTURE. DROP-IN ART ACTIVITIES, PROVIDING HANDS-ON ART PROJECTS DESIGNED TO ENGAGE ALL AGES, ARE ANOTHER POPULAR EXAMPLE OF FAMILY PROGRAMMING AND HAD A COMBINED ANNUAL ATTENDANCE OF 7,157. FAMILIES ARE ENCOURAGED TO WORK TOGETHER ON PROJECTS RELATED TO THE PERMANENT COLLECTIONS AND SPECIAL EXHIBITIONS AT THE MUSEUM. WHEN THIS PROGRAM IS HELD IN CONJUNCTION WITH WEEKEND FESTIVALS, VISITING ARTISTS OFTEN LEAD DROP-IN ACTIVITIES. WHETHER FACILITATED BY ARTISTS OR EDUCATION DEPARTMENT STAFF, DROP-IN ACTIVITIES FOSTER SELF-GUIDED DISCOVERY, ENABLING FAMILIES TO CHOOSE THE BALANCE THAT FITS THEIR SCHEDULE AND INTERESTS. THE MUSEUM'S ART & NATURE CENTER (ANC) IS A DYNAMIC, INTERACTIVE EXHIBITION SPACE SPECIFICALLY TARGETED AT MULTI-GENERATIONAL AUDIENCES AND EXPLORES THE INTERSECTION BETWEEN ART AND SCIENCE THROUGH THE WORK OF CONTEMPORARY ARTISTS. ACTIVITY STATIONS, MULTIMEDIA ELEMENTS, AND A RANGE OF PROGRAM OFFERINGS PROVIDE VISITORS WITH A VARIETY OF APPROACHES FOR INVESTIGATING THE ARTWORK AND THEMES PRESENTED. THE ANC EXHIBITION SPACE AIMS TO NURTURE INTERGENERATIONAL EXCHANGE AND CREATIVE EXPRESSION, AS WELL AS TO CONTEXTUALIZE ARTWORK BY PROVIDING SUPPORTING MATERIALS ALREADY FAMILIAR TO VISITORS. IN OCTOBER 2013, FOLLOWING AN EXTENSIVE YEARLONG RENOVATION, THE NEWLY REDESIGNED ANC REOPENED TO THE PUBLIC. THIS DYNAMIC, FUN AND INVITING SPACE OFFERS GUESTS EVEN MORE OPPORTUNITIES TO EXPLORE HOW HUMANS ARE INTRICATELY CONNECTED TO THE ENVIRONMENT. THE IMPROVEMENTS ALSO INCLUDED A NEW 3,000 SQUARE FOOT DESIGNATED SPACE FOR CHANGING EXHIBITIONS. ALL TOGETHER 60,000 PEOPLE PARTICIPATED IN ANC EXHIBITION PROGRAMMING IN 2013. ADULTS ARE SERVED BY THE MUSEUM IN A VARIETY OF WAYS TARGETED TOWARD THEIR INTERESTS, LIFE STAGES, GROUP PARTICIPATION, AND PREFERENCES. THE PUBLIC AND GROUP TOUR PROGRAMS PROVIDE DOCENT-LED EXPERIENCES IN MUSEUM COLLECTIONS AND EXHIBITIONS, FACILITATING MEANINGFUL AND STIMULATING CONNECTIONS WITH ART. INFORMATION AND DIALOGUE ENRICH VISITORS' UNDERSTANDINGS OF MUSEUM OBJECTS AND THEIR LINKS TO THE WIDER WORLD. A TOTAL OF 11,385 VISITORS PARTICIPATED IN TOURS OF COLLECTION HIGHLIGHTS, SPECIAL EXHIBITIONS, OR HISTORIC HOUSES IN 2013. SPECIALIZED TOURS FOR RESIDENTS OF ASSISTED LIVING FACILITIES AND SENIOR CENTERS, AS WELL AS FOR VISITORS WITH ALZHEIMER'S DISEASE AND THEIR CAREGIVERS, PROVIDED RICH VISUAL EXPERIENCES THAT STIMULATE MEMORY AND IMPROVE MODE WHILE PROMPTING THE SHARING OF PERSONAL STORIES. SPECIALLY TRAINED DOCENTS CAREFULLY PLANNED AND LED THESE SMALL-GROUP, HIGHLY FACILITATED ARTS EXPERIENCES.
FORM 990, PART III, LINE 4C	PUBLIC PROGRAMS ARE OFFERED TO GENERAL PUBLIC VISITORS THROUGHOUT THE YEAR IN ORDER TO ENGAGE THEM IN VISUAL AND INTELLECTUAL INQUIRY THAT SPARKS CURIOSITY, CREATIVITY, AND CROSS-CULTURAL UNDERSTANDING, CONTRIBUTING TO LIFE-LONG LEARNING. PROGRAMS RANGE FROM GALLERY TOURS AND ARTIST DEMONSTRATIONS TO LECTURES, CONCERTS, FILM FESTIVALS, AND STUDIO WORKSHOPS RELATED TO THE ART AND CULTURES REPRESENTED IN THE MUSEUM'S COLLECTIONS OR EXHIBITIONS. PUBLIC PROGRAMS FOR 2013 ALSO INCLUDED PEM/PM, AN EVENING PROGRAM SERIES FEATURING ART DEMONSTRATIONS AND ART-MAKING COMBINED WITH LIVE MUSIC, FILM, AND SOCIAL EVENTS. PROGRAMS FOR THE OPENING DAYS OF SIGNIFICANT EXHIBITIONS WERE ALSO MORE RICHLY DEVELOPED, PROVIDING OPPORTUNITY FOR DEEPER DISCUSSION, ARTISTIC EXPLORATION, AND CELEBRATION OF THE GROUNDBREAKING STATEMENTS, BOLD IDEAS AND THOUGHT-PROVOKING INSTALLATIONS PRESENTED BY NEW EXHIBITIONS. FILMS SELECT CONTEMPORARY DOCUMENTARY AND ART FILMS ARE SHOWN DURING CULTURAL FESTIVALS AND AT EXHIBITION OPENING DAYS, AS WELL AS DURING TWO ANNUAL FILM SERIES, THE INTERNATIONAL HUMAN RIGHTS FILM FESTIVAL AND THE SALEM FILM FEST. FILMS CHOSEN OFFER DIRECT THEMATIC CONNECTIONS TO THE MUSEUM'S ARTS, CULTURE, AND EXHIBITIONS. IN 2013, A TOTAL OF 8 CURATED FILMS WERE SHOWN TO 1,543 ADULTS. CONCERTS IN 2013, PEM PRESENTED 8 CONCERTS TO A TOTAL AUDIENCE OF 939 PEOPLE. THIS PROGRAM INCLUDED TRACING A LINE, A SPECIAL PRODUCTION THAT INCORPORATED ELEMENTS OF THEATER, ARCHITECTURE, VISUAL ART AND INSTRUMENTAL AND VOCAL MUSIC AND FEATURED AN ORIGINAL ORCHESTRA PIECE COMPOSED BY PEM'S NEWLY APPOINTED COMPOSER IN RESIDENCE, MATTHEW AUCOIN. PRESENTATIONS LECTURES, TALKS, AND MULTIMEDIA PRESENTATIONS ARE FEATURED DURING OPENING DAYS, FESTIVALS, AND AS STANDALONE EVENTS. THESE PROGRAMS OFFER ADULT AUDIENCES THE OPPORTUNITY TO EXPLORE SOPHISTICATED, IN-DEPTH IDEAS WITH RENOWNED SPECIALISTS IN CONTEMPORARY ART, ART HISTORY AND CULTURE, ART-NATURE THEMES, ARCHITECTURE, AND OTHER RELATED FIELDS, WHO PRESENT MULTIPLE PERSPECTIVES AND STIMULATE NEW THINKING ABOUT THE MUSEUM'S COLLECTIONS AND CHANGING EXHIBITIONS. IN 2013, 8 PRESENTATIONS WERE ATTENDED BY 947 ADULTS. AMONG THESE WERE: - BEYOND HUMAN ARTIST ALEX MELAMID, CO-FOUNDER OF THE ASIAN ELEPHANT ART & CONSERVATION PROJECT, JOINED PROGRAM DIRECTOR DAVID FERRIS TO DISCUSS THEIR GROUNDBREAKING WORK WITH ASIAN ELEPHANTS IN SOUTHEAST ASIA. THEY SHARED WHAT THEY HAVE LEARNED ABOUT ELEPHANT CREATIVITY AND WHAT HUMANS CAN LEARN ABOUT ELEPHANTS FROM THEIR ART. - IN A PRESENTATION ENTITLED BLACK LENS: AFRICAN AMERICAN LIFE AND PHOTOGRAPHY, PHOTOGRAPHER MARILYN NANCE, WIDELY CELEBRATED FOR HER VISUALLY ARRESTING AND INTIMATE PHOTOGRAPHS OF SPIRITUAL CULTURE OF THE AFRICAN DIASPORA, DISCUSSED HER WORK. - IN CONJUNCTION WITH THE EXHIBITION IN CONVERSATION: MODERN AFRICAN AMERICAN ART, PEM CHIEF CURATOR, LYNDA HARTIGAN, WAS JOINED BY RICHARD POWELL, ART HISTORY PROFESSOR AT DUKE UNIVERSITY, AND ARTIST KEITH MORRISON IN A CONVERSATION TO HIGHLIGHT THE DEVELOPMENT OF THE EXHIBITION AND TO FRAME THE CONTRIBUTIONS OF MODERN AFRICAN AMERICAN ARTISTS TOWARD A LARGER AMERICAN IDENTITY SOCIAL, POLITICAL AND CULTURAL. - FABERGE: FROM ROYAL CULTURE TO POP CULTURE WAS A PRESENTATION WHICH EXPLORED THE MANY CONNOTATIONS OF THE NAME FABERGE: IMPERIAL JEWELER TO THE DOOMED RUSSIAN ROYAL FAMILY; DIME-STORE DEODORANTS AND CHEAP AFTERSHAVE; FABULOUS ONE-OF-A-KIND BEJEWELED EGGS. YAO-FEN YOU, ASSISTANT CURATOR OF EUROPEAN SCULPTURE AND DECORATIVE ARTS AT THE DETROIT INSTITUTE OF ART, OFFERED THIS LIVELY PRESENTATION ON THE FABERGE OF TODAY. WORKSHOPS AND DEMONSTRATIONS ARTIST-LED WORKSHOPS AND ART DEMONSTRATIONS OFFER ADULTS THE CHANCE TO DEVELOP A CLOSER UNDERSTANDING OF ARTISTIC THINKING, PROCESS, MATERIALS AND METHODS. IN 2013, 30 ADULT ART WORKSHOPS AND ARTIST DEMONSTRATIONS WERE HELD, REACHING AN AUDIENCE OF 6,930 ADULTS. - FOOD EXPERT SHRUTI MEHTA SHARED HER TIPS FOR USING SPICES IN INDIAN COOKING AND DEMONSTRATED THE ART OF MAKING PAAN AND CHAI. THIS PRESENTATION HIGHLIGHTED HOW SPICES HAVE BEEN AN INTRINSIC PART OF INDIAN COOKING FOR MANY CENTURIES AND THAT MANY POSSESS THERAPEUTIC AND HEALING PROPERTIES. - ZOE SHI, AND UP-AND-COMING FASHION DESIGNER AND RHODE ISLAND SCHOOL OF DESIGN STUDENT, DEMONSTRATED THE PROCESS OF SCULPTING A GARMENT FROM FABRIC. SHI'S WORK SHARES THE AESTHETICS OF VOLUME AND SHAPE PRESENTED IN THE FUTURE BEAUTY EXHIBITION. - INTERNATIONALLY ACCLAIMED ARTIST, EDUCATOR AND AUTHOR VICTORIA LANSFORD IS KNOWN FOR HER ONE-OF-A-KIND WEARABLE PIECES OF ART AND ART OBJECTS THAT EVOKE THE SPLENDOR OF ANCIENT MASTERS, YET ARE INFUSED WITH HER OWN PROVOCATIVE VISION. IN CONJUNCTION WITH THE EXHIBITION, FABERGE REVEALED, SHE LED THIS DEMONSTRATION OF OLD-WORLD TECHNIQUES, INCLUDING RUSSIAN FILIGREE. IN TOTAL, 1,498 ADULT PROGRAMS AND TOURS WERE OFFERED IN 2013 FOR A COMBINED ATTENDANCE OF 24,532.
FORM 990, PART VI, SECTION B, LINE 11	THE FINANCE AND AUDIT COMMITTEE CONDUCTS A DETAILED REVIEW OF THE FORM 990 PRIOR TO FILING. AFTER ANY NECESSARY REVISIONS ARE MADE, THE FINAL DRAFT IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES FOR REVIEW AND COMMENT PRIOR TO FILING.
FORM 990, PART VI, SECTION B, LINE 12C	ON AN ANNUAL BASIS, EACH OFFICER, DIRECTOR AND KEY EMPLOYEE IS REQUIRED TO COMPLETE AND SIGN A CONFLICT OF INTEREST STATEMENT. THE STATEMENTS ARE REVIEWED BY THE SECRETARY OF THE BOARD OF TRUSTEES. ANY CONFLICTS ARE BROUGHT TO THE ATTENTION OF AN APPROPRIATE OFFICER, DIRECTOR OR SENIOR MANAGER TO DETERMINE THE APPROPRIATE COURSE OF ACTION IN RESOLVING THE CONFLICT. IF A CONFLICT IS FOUND TO EXIST, THE CONFLICTED INDIVIDUAL IS PROHIBITED FROM PARTICIPATING IN ANY DECISIONS RELATIVE TO THE SOURCE OF CONFLICT.
FORM 990, PART VI, SECTION B, LINE 15	COMPENSATION FOR THE EXECUTIVE DIRECTOR, OFFICERS AND KEY EMPLOYEES IS SUBJECT TO ANNUAL REVIEW AND APPROVAL BY THE COMPENSATION COMMITTEE AND BY THE FULL BOARD OF TRUSTEES. COMPARATIVE DATA FROM OTHER NONPROFIT ORGANIZATIONS IN THE GEOGRAPHIC VICINITY AND THE MUSEUM SECTOR NATIONWIDE IS GATHERED BY THE DIRECTOR OF HUMAN RESOURCES AND SERVES AS THE BASIS FOR APPROVING REASONABLE COMPENSATION LEVELS. PERIODICALLY, THE SERVICES OF AN INDEPENDENT COMPENSATION CONSULTANT ARE UTILIZED TO PROVIDE AN OPINION ON THE REASONABLENESS OF COMPENSATION LEVELS.
FORM 990, PART VI, SECTION C, LINE 19	THE ORGANIZATION'S FINANCIAL STATEMENTS ARE INCLUDED IN ITS ANNUAL REPORT, WHICH IS POSTED ON ITS WEBSITE. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE IN HARD COPY OR ELECTRONICALLY UPON REQUEST. THE FORM 990 IS AVAILABLE VIA THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITE AND WWW.GUIDESTAR.ORG.
FORM 990, PART XI, LINE 9:	CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 634,922.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2013

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: THE MISSION OF THE PEABODY ESSEX MUSEUM IS TO CELEBRATE OUTSTANDING ARTISTIC AND CULTURAL CREATIVITY BY COLLECTING, STEWARDING AND INTERPRETING OBJECTS OF ART AND CULTURE IN WAYS THAT INCREASE KNOWLEDGE, ENRICH THE SPIRIT, ENGAGE THE MIND AND STIMULATE THE SENSES. THROUGH ITS EXHIBITIONS, PROGRAMS, PUBLICATIONS, MEDIA AND RELATED ACTIVITIES, PEM STRIVES TO CREATE EXPERIENCES THAT TRANSFORM PEOPLE'S LIVES BY BROADENING THEIR PERSPECTIVES, ATTITUDES, AND KNOWLEDGE OF THEMSELVES AND THE WIDER WORLD.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	21
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	21
5	Total number of individuals employed in calendar year 2013 (Part V, line 2a) ......	5	306
6	Total number of volunteers (estimate if necessary) .............	6	135
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	126,508
b	Net unrelated business taxable income from Form 990-T, line 34 .........	7b	-92,476

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	76,862,150	35,881,722
9	Program service revenue (Part VIII, line 2g) .........	2,192,101	2,112,277
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	4,018,957	22,445,149
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	1,045,535	972,618
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)...................	84,118,743	61,411,766
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	0	0
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	10,826,413	10,968,350
16a	Professional fundraising fees (Part IX, column (A), line 11e).....	0	0
b	Total fundraising expenses (Part IX, column (D), line 25) 2,864,078
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	25,129,489	21,502,674
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	35,955,902	32,471,024
19	Revenue less expenses. Subtract line 18 from line 12.......	48,162,841	28,940,742
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	463,527,376	503,244,465
21	Total liabilities (Part X, line 26).............	40,518,853	39,962,662
22	Net assets or fund balances. Subtract line 21 from line 20.....	423,008,523	463,281,803

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ 6,228,605 including grants of $ ) (Revenue $ 1,681,565 )
	EXHIBITIONS AND PUBLICATIONS: SEE SCHEDULE O.

4b	(Code: ) (Expenses $ 5,042,162 including grants of $ ) (Revenue $ 10,251 )
	CURATORIAL AND COLLECTIONS: SEE SCHEDULE O.

4c	(Code: ) (Expenses $ 2,328,598 including grants of $ ) (Revenue $ 204,463 )
	EDUCATION: SEE SCHEDULE O.

	(Code: ) (Expenses $ 1,518,685 including grants of $ ) (Revenue $ )
	MEMBERSHIP AND GUEST SERVICES

	(Code: ) (Expenses $ 2,878,007 including grants of $ ) (Revenue $ )
	PUBLIC INFORMATION & CREATIVE SERVICES

	(Code: ) (Expenses $ 844,815 including grants of $ ) (Revenue $ )
	MEDIA SERVICES

	(Code: ) (Expenses $ 363,902 including grants of $ ) (Revenue $ )
	ACQUISITIONS

	(Code: ) (Expenses $ 1,197,087 including grants of $ ) (Revenue $ 903,707 )
	ENTERPRISES

	(Code: ) (Expenses $ 4,122,711 including grants of $ ) (Revenue $ )
	EXPANSION PROJECT

4d	Other program services (Describe in Schedule O.)
	(Expenses $ 10,925,207 including grants of $ ) (Revenue $ 903,707 )
4e	Total program service expenses24,524,572

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)............	2,616,125	0	281,133

				(A) Total revenue	(B) Related or exempt function revenue	(C) Unrelated business revenue	(D) Revenue excluded from tax under sections 512-514
1a	Federated campaigns..1a
b	Membership dues....1b		838,483
c	Fundraising events....1c		188,256
d	Related organizations...1d
e	Government grants (contributions)1e		410,889

f	All other contributions, gifts, grants, and similar amounts not included above1f		34,444,094

g	Noncash contributions included in lines 1a-1f:$		2,267,701
h	Total. Add lines 1a-1f.......			35,881,722
			Business Code
2a	ADMISSIONS		900099	1,375,804	1,375,804
b	FUNCTIONS		900099	215,998	215,998
c	EDUCATION PROGRAM REV.		900099	204,463	204,463
d	TRAVELING EXHIBITIONS		900099	186,226	186,226
e	OTHER PROGRAM REVENUE		900099	129,786	129,786
f	All other program service revenue .
g	Total. Add lines 2a–2f........			2,112,277
3	Investment income (including dividends, interest, and other similar amounts).......			2,685,083		-58,043	2,743,126
4	Income from investment of tax-exempt bond proceeds..
5	Royalties...........			2,334			2,334
		(i) Real	(ii) Personal
6a	Gross rents	73,300
b	Less: rental expenses	30,128
c	Rental income or (loss)	43,172
d	Net rental income or (loss).......			43,172			43,172
		(i) Securities	(ii) Other
7a	Gross amount from sales of assets other than inventory	159,970,596
b	Less: cost or other basis and sales expenses	140,210,530
c	Gain or (loss)	19,760,066
d	Net gain or (loss)..........			19,760,066			19,760,066
8a	Gross income from fundraising events (not including $ 188,256 of contributions reported on line 1c). See Part IV, line 18 ..
	a		32,680
b	Less: direct expenses ...b		201,320
c	Net income or (loss) from fundraising events..			-168,640			-168,640
9a	Gross income from gaming activities. See Part IV, line 19 ...
	a
b	Less: direct expenses ...b
c	Net income or (loss) from gaming activities...
10a	Gross sales of inventory, less returns and allowances .
	a		1,510,939
b	Less: cost of goods sold ..b		807,242
c	Net income or (loss) from sales of inventory..			703,697	519,146	184,551
Miscellaneous Revenue			Business Code
11a	MISC INVESTMENT INCOME		900099	222,412			222,412
b	TRAVEL PROGRAM REVENUE		900099	111,527	111,527
c	INSURANCE RECOVERIES		900099	1,080			1,080
d	All other revenue ....			57,036	57,036
e	Total. Add lines 11a–11d ......			392,055
12	Total revenue. See Instructions......			61,411,766	2,799,986	126,508	22,603,550


				(A) Beginning of year		(B) End of year
1	Cash–non-interest-bearing .............			46,495	1	42,103
2	Savings and temporary cash investments .........			1,797,856	2	14,532,530
3	Pledges and grants receivable, net ...........			6,854,225	3	4,705,461
4	Accounts receivable, net .............			79,208	4	261,721
5	Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L ..................
				256,064	5	1,228,344
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
					6
7	Notes and loans receivable, net .............				7
8	Inventories for sale or use ..............			694,669	8	811,081
9	Prepaid expenses and deferred charges ..........			856,637	9	1,140,649
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	173,405,984
b	Less: accumulated depreciation .....	10b	53,386,733	85,683,497	10c	120,019,251
11	Investments—publicly traded securities ..........			333,134,550	11	306,128,794
12	Investments—other securities. See Part IV, line 11 .....			26,728,068	12	46,280,744
13	Investments—program-related. See Part IV, line 11 .....				13
14	Intangible assets ...............				14
15	Other assets. See Part IV, line 11 ...........			7,396,107	15	8,093,787
16	Total assets. Add lines 1 through 15 (must equal line 34)......			463,527,376	16	503,244,465
17	Accounts payable and accrued expenses .........			6,363,782	17	7,033,857
18	Grants payable .................				18
19	Deferred revenue ................			454,578	19	301,383
20	Tax-exempt bond liabilities .............			29,160,000	20	28,188,000
21	Escrow or custodial account liability. Complete Part IV of Schedule D..				21
22	Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
	persons. Complete Part II of Schedule L..........				22
23	Secured mortgages and notes payable to unrelated third parties ..			3,230,240	23	3,010,899
24	Unsecured notes and loans payable to unrelated third parties ....				24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D....................			1,310,253	25	1,428,523
26	Total liabilities. Add lines 17 through 25.........			40,518,853	26	39,962,662
	Organizations that follow SFAS 117 (ASC 958), check here and complete lines 27 through 29, and lines 33 and 34.
27	Unrestricted net assets ..............			93,126,942	27	130,483,058
28	Temporarily restricted net assets ...........			116,346,533	28	110,839,189
29	Permanently restricted net assets ...........			213,535,048	29	221,959,556
	Organizations that do not follow SFAS 117 (ASC 958), check here and complete lines 30 through 34.
30	Capital stock or trust principal, or current funds ........				30
31	Paid-in or capital surplus, or land, building or equipment fund .....				31
32	Retained earnings, endowment, accumulated income, or other funds				32
33	Total net assets or fund balances ...........			423,008,523	33	463,281,803
34	Total liabilities and net assets/fund balances ........			463,527,376	34	503,244,465

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)...............................................	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................	Yes	No