Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 08-01-2013 , and ending 07-31-2014
Name of foundation
RALPH HAUGSE MEMORIAL TRUST 50255000
 

Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 3168   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PORTLAND, OR97208
A Employer identification number

27-6400625
B Telephone number (see instructions)

(503) 464-3580
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$6,356,834J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 156,059 156,059  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 300,028
b Gross sales price for all assets on line 6a 1,541,661
7 Capital gain net income (from Part IV, line 2)... 300,028
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 456,087 456,087  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 41,563 37,407   4,156
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 413 0 0 413
b Accounting fees (attach schedule)....... Click to see attachment 1,500 0 0 1,500
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 5,028 875   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 18     18
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 48,522 38,282 0 6,087
25 Contributions, gifts, grants paid........ 319,000 319,000
26 Total expenses and disbursements. Add lines 24 and 25 367,522 38,282 0 325,087
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 88,565
b Net investment income (if negative, enter -0-) 417,805
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 32,914 78,950 78,950
3 Accounts receivable bullet1,442
Less: allowance for doubtful accounts bullet     1,442 1,442
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 278,737 Click to see attachment149,879 146,203
b Investments—corporate stock (attach schedule)........ 3,426,912 Click to see attachment2,406,860 3,473,784
c Investments—corporate bonds (attach schedule)........ 1,304,128 Click to see attachment2,494,122 2,656,455
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 5,042,691 5,131,253 6,356,834
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 5,042,691 5,131,253
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 5,042,691 5,131,253
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 5,042,691 5,131,253
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 5,042,691
2 Enter amount from Part I, line 27a..................... 2 88,565
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 5,131,256
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 3
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 5,131,253
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 260. MOTOROLA SOLUTIONS INC   2013-05-29 2013-08-30
b 34. MALLINCKRODT PLC     2013-08-30
c 555. D R HORTON INC   2013-05-13 2013-09-24
d 295. GLAXO SMITHKLINE P L C A D R   2013-05-13 2013-09-24
e 200. MIDCAP SPDR TRUST SERIES I E T F   2011-04-28 2013-09-24
610. TYSON FOODS INC CL A   2013-05-13 2013-09-24
5. AMAZON COM INC   2013-05-13 2013-09-26
1863.829 AMERICAN CENTY INTL BOND FD INSTL     2013-09-26
110. APACHE CORP   2009-08-11 2013-09-26
2. APPLE COMPUTER INC   2010-06-30 2013-09-26
20. APPLE COMPUTER INC   2010-11-15 2013-09-26
30. CVS CORP COM   2012-06-04 2013-09-26
305. DISNEY WALT CO   2011-02-07 2013-09-26
155. ECOLAB INC   2011-02-07 2013-09-26
685. GENERAL ELEC CO   2009-08-11 2013-09-26
20. GILEAD SCIENCES INC   2011-04-12 2013-09-26
30. GOLDMAN SACHS GROUP INC   2010-06-03 2013-09-26
25. ISHARES RUSSELL 2000 INDEX ETF   2009-08-11 2013-09-26
395. ISHARES S P U S PREFERRED STOCK ETF   2010-04-21 2013-09-26
70. JOHNSON & JOHNSON   2010-08-02 2013-09-26
5. MASTERCARD INC   2011-01-26 2013-09-26
223. MC DONALD'S CORP     2013-09-26
356.953 NUVEEN REAL ESTATE SECS I   2009-08-11 2013-09-26
1075. ORACLE CORPORATION   2009-08-11 2013-09-26
215. PEPSICO INC   2009-08-11 2013-09-26
65. PFIZER INC COMMON STOCK   2009-08-11 2013-09-26
45. PRAXAIR INC   2009-08-11 2013-09-26
55. PROCTER & GAMBLE CO   2009-08-11 2013-09-26
185. QUALCOMM INC   2009-08-11 2013-09-26
1. TARGET CORP   2009-08-11 2013-09-26
70. TARGET CORP   2010-06-17 2013-09-26
40. 3M CO   2009-08-11 2013-09-26
195. UNITED TECHNOLOGIES CORP   2009-08-11 2013-09-26
475. VERIZON COMMUNICATIONS   2009-08-11 2013-09-26
165. WAL MART STORES INC   2011-02-01 2013-09-26
. ENRON CORP     2013-10-15
20. AMAZON COM INC   2013-05-13 2013-11-21
15. APACHE CORP   2009-08-11 2013-11-21
35. CVS CORP COM   2012-06-04 2013-11-21
219. DISNEY WALT CO     2013-11-21
145. ECOLAB INC   2011-02-07 2013-11-21
215. GILEAD SCIENCES INC   2011-04-12 2013-11-21
5. GOLDMAN SACHS GROUP INC   2010-06-03 2013-11-21
160. JOHNSON & JOHNSON     2013-11-21
5. MC DONALD'S CORP   2010-06-17 2013-11-21
20. ORACLE CORPORATION   2009-08-11 2013-11-21
20. PEPSICO INC   2009-08-11 2013-11-21
465. PFIZER INC COMMON STOCK   2009-08-11 2013-11-21
10. PRAXAIR INC   2009-08-11 2013-11-21
25. PROCTER & GAMBLE CO   2009-08-11 2013-11-21
10. QUALCOMM INC   2009-08-11 2013-11-21
15. TARGET CORP   2010-06-17 2013-11-21
10. 3M CO   2009-08-11 2013-11-21
140. UNITED TECHNOLOGIES CORP   2009-08-11 2013-11-21
254. VERIZON COMMUNICATIONS   2009-08-11 2013-11-21
45. VERIZON COMMUNICATIONS   2010-06-17 2013-11-21
20. WAL MART STORES INC   2011-02-01 2013-11-21
325. IPATH DOW JONES UBS COMMODITY   2013-05-29 2014-01-14
50. ISHARES RUSSELL 2000 INDEX ETF   2011-04-28 2014-01-14
200. IPATH DOW JONES UBS COMMODITY   2013-05-29 2014-02-11
25. INTERNATIONAL BUSINESS MACHS CORP   2013-05-13 2014-02-11
15. ISHARES RUSSELL 2000 INDEX ETF   2011-04-28 2014-02-11
25. NATIONAL OILWELL INC COM   2011-02-07 2014-02-11
25. P G E CORP   2011-04-28 2014-02-11
400. SPDR DOW JONES INTERNATIONAL ETF     2014-02-11
50. INTERNATIONAL BUSINESS MACHS CORP   2013-05-13 2014-03-06
35. AMAZON COM INC   2013-05-13 2014-03-25
149. CATERPILLAR INC   2011-03-16 2014-03-25
400. EXELON CORP   2010-06-30 2014-03-25
68. J P MORGAN CHASE & CO   2009-08-11 2014-03-25
465. MAXIM INTEGRATED PRODS INC   2013-05-13 2014-03-25
50. ORACLE CORPORATION   2010-06-30 2014-03-25
660. SYMANTEC CORP   2013-05-29 2014-03-25
5. CISCO SYS INC   2013-09-26 2014-03-26
300. EXELON CORP   2010-06-30 2014-03-26
100. INTEL CORP   2009-08-11 2014-03-26
25. WAL MART STORES INC   2011-02-01 2014-03-26
15. WYNN RESORTS LTD   2013-05-13 2014-03-26
603.286 AMERICAN CENTY INTL BOND FD INSTL     2014-04-21
6283.249 AMERICAN CENTY INTL BOND FD INSTL     2014-04-21
250. IPATH DOW JONES UBS COMMODITY   2010-11-02 2014-04-21
20. EDISON INTL   2013-05-13 2014-04-21
75. GENERAL MILLS INC   2011-01-26 2014-04-21
500. MFC ISHARES TR MSCI EAFE INDEX FD     2014-04-21
1387.604 P I M C O FDS TOTAL RETURN FD   2013-05-29 2014-04-21
100. SLM CORP   2013-05-13 2014-04-21
800. SPDR DOW JONES INTERNATIONAL ETF     2014-04-21
285. CHEVRONTEXACO CORP   2009-08-11 2014-04-23
25. ALLERGAN INC   2014-04-21 2014-05-02
25. APACHE CORP   2009-08-11 2014-06-02
1000. BANK OF AMERICA CORP   2013-05-29 2014-06-02
400. IPATH DOW JONES UBS COMMODITY     2014-06-02
100. EXPRESS SCRIPTS HLDGS C   2011-03-16 2014-06-02
25000. F F C B DEB 2.380% 5/15/23   2013-05-08 2014-06-02
200. MFC ISHARES TR MSCI EAFE INDEX FD   2011-02-07 2014-06-02
150. ISHARES RUSSELL 2000 INDEX ETF     2014-06-02
50. MASTERCARD INC   2011-01-26 2014-06-02
22. NATIONAL OILWELL INC COM   2011-02-07 2014-06-02
610. NAVIENT CORP W D   2013-05-13 2014-06-02
610. SLM CORP   2013-05-13 2014-06-02
300. SPDR DOW JONES INTERNATIONAL ETF     2014-06-02
50. MIDCAP SPDR TRUST SERIES I E T F   2011-04-28 2014-06-02
26. WAL MART STORES INC   2011-02-01 2014-06-02
25. WYNN RESORTS LTD   2013-05-13 2014-06-02
200. NIELSEN NV   2013-05-29 2014-06-02
200. IPATH DOW JONES UBS COMMODITY     2014-06-12
150. ISHARES BARCLAYS TIPS BOND ETF   2011-07-01 2014-06-12
350. SPDR DOW JONES INTERNATIONAL ETF     2014-06-12
86. COVIDIEN PLC   2012-05-30 2014-06-19
25000. BMO 2YR EEM TW MTN 6/26/14   2012-06-21 2014-06-26
50. COVIDIEN PLC   2012-05-30 2014-06-26
10. ALLERGAN INC   2014-04-21 2014-07-01
186. EXPRESS SCRIPTS HLDGS C   2011-03-16 2014-07-08
182. GENERAL MILLS INC   2011-01-26 2014-07-08
300. ISHARES RUSSELL 2000 INDEX ETF     2014-07-08
250. MIDCAP SPDR TRUST SERIES I E T F     2014-07-08
300. IPATH DOW JONES UBS COMMODITY   2010-11-15 2014-07-16
25000. F F C B DEB 2.330% 5/01/23   2013-04-23 2014-07-16
25000. F N M A M T N 2.400% 3/28/23   2013-03-07 2014-07-16
500. FIFTH THIRD BANCORP   2013-09-26 2014-07-16
300. MFC ISHARES TR MSCI EAFE INDEX FD   2011-02-07 2014-07-16
150. ISHARES RUSSELL 2000 INDEX ETF   2011-02-01 2014-07-16
25. NATIONAL OILWELL INC COM   2011-02-07 2014-07-16
427.899 NUVEEN REAL ESTATE SECS I   2011-11-07 2014-07-16
160. SPDR DOW JONES INTERNATIONAL ETF   2011-11-07 2014-07-16
75. MIDCAP SPDR TRUST SERIES I E T F   2011-04-12 2014-07-16
40. UNITED HEALTH GROUP INC   2011-02-07 2014-07-16
25. BOEING CO   2012-02-23 2014-07-23
782.473 E I I INTL PPTY I   2014-04-21 2014-07-23
100. E M C CORP MASS   2011-03-16 2014-07-23
325. FIFTH THIRD BANCORP   2013-09-26 2014-07-23
25. INTEL CORP   2009-08-11 2014-07-23
50. MERCK AND CO INC   2013-05-13 2014-07-23
100. MICROSOFT CORP   2009-08-11 2014-07-23
125. NATIONAL OILWELL INC COM     2014-07-23
20. POLARIS INDS INC   2013-05-29 2014-07-23
25000. RBC 36MO SPX 0.00001% 7/31/14   2011-07-26 2014-07-31
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 14,555   15,140 -585
b 1,491   1,238 253
c 11,228   15,090 -3,862
d 15,086   15,241 -155
e 45,236   36,728 8,508
18,050   15,012 3,038
1,592   1,324 268
25,945   26,805 -860
9,497   9,570 -73
969   512 457
9,691   6,142 3,549
1,742   1,318 424
19,850   12,548 7,302
15,304   7,835 7,469
16,460   9,712 6,748
1,258   411 847
4,852   4,313 539
2,672   1,413 1,259
14,996   15,337 -341
6,084   4,119 1,965
3,388   1,201 2,187
21,880   15,618 6,262
7,753   4,291 3,462
36,334   22,812 13,522
17,264   12,302 4,962
1,849   1,030 819
5,404   3,447 1,957
4,276   2,866 1,410
12,767   8,466 4,301
63   42 21
4,442   3,749 693
4,815   2,837 1,978
21,379   10,867 10,512
22,548   13,706 8,842
12,296   9,278 3,018
13     13
7,340   5,294 2,046
1,411   1,305 106
2,306   1,538 768
15,260   9,031 6,229
15,581   7,330 8,251
15,357   4,420 10,937
835   719 116
15,224   9,923 5,301
489   352 137
694   424 270
1,708   1,144 564
14,914   7,370 7,544
1,253   766 487
2,115   1,303 812
709   458 251
959   803 156
1,300   709 591
15,320   7,802 7,518
12,819   7,329 5,490
2,271   1,221 1,050
1,574   1,125 449
11,807   12,633 -826
5,747   4,287 1,460
7,526   7,774 -248
4,487   5,075 -588
1,677   1,286 391
1,877   1,943 -66
1,055   1,155 -100
16,244   16,019 225
9,410   10,151 -741
12,422   9,265 3,157
14,704   15,168 -464
13,158   15,331 -2,173
4,144   2,837 1,307
15,113   15,029 84
1,910   1,092 818
12,593   14,896 -2,303
111   120 -9
9,723   11,498 -1,775
2,539   1,879 660
1,911   1,406 505
3,232   2,085 1,147
8,597   8,500 97
89,536   90,549 -1,013
10,027   11,220 -1,193
1,133   995 138
3,913   2,678 1,235
33,734   31,748 1,986
15,000   15,416 -416
2,577   2,111 466
33,808   31,401 2,407
35,540   19,491 16,049
4,229   3,439 790
2,320   2,175 145
15,090   13,490 1,600
15,648   17,940 -2,292
6,946   5,199 1,747
23,631   25,000 -1,369
13,894   12,206 1,688
16,842   12,668 4,174
3,837   1,201 2,636
1,627   1,537 90
9,650   8,254 1,396
5,283   4,623 660
13,261   11,364 1,897
12,563   9,182 3,381
1,998   1,462 536
5,408   3,475 1,933
9,584   6,890 2,694
7,824   8,954 -1,130
17,065   16,478 587
15,442   12,142 3,300
7,879   4,118 3,761
28,865   25,000 3,865
4,549   2,394 2,155
1,695   1,375 320
12,566   9,670 2,896
9,680   6,497 3,183
34,748   24,054 10,694
64,305   44,154 20,151
11,349   13,422 -2,073
23,438   25,000 -1,562
23,625   25,000 -1,375
10,760   9,060 1,700
20,466   18,309 2,157
17,133   11,897 5,236
2,124   1,747 377
10,030   8,083 1,947
7,137   5,522 1,615
19,197   13,212 5,985
3,340   1,685 1,655
3,168   1,896 1,272
15,994   15,000 994
2,875   2,579 296
6,714   5,889 825
860   470 390
2,912   2,303 609
4,492   2,323 2,169
10,771   8,734 2,037
2,944   1,837 1,107
38,115   25,000 13,115
      10,065
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -585
b       253
c       -3,862
d       -155
e       8,508
      3,038
      268
      -860
      -73
      457
      3,549
      424
      7,302
      7,469
      6,748
      847
      539
      1,259
      -341
      1,965
      2,187
      6,262
      3,462
      13,522
      4,962
      819
      1,957
      1,410
      4,301
      21
      693
      1,978
      10,512
      8,842
      3,018
      13
      2,046
      106
      768
      6,229
      8,251
      10,937
      116
      5,301
      137
      270
      564
      7,544
      487
      812
      251
      156
      591
      7,518
      5,490
      1,050
      449
      -826
      1,460
      -248
      -588
      391
      -66
      -100
      225
      -741
      3,157
      -464
      -2,173
      1,307
      84
      818
      -2,303
      -9
      -1,775
      660
      505
      1,147
      97
      -1,013
      -1,193
      138
      1,235
      1,986
      -416
      466
      2,407
      16,049
      790
      145
      1,600
      -2,292
      1,747
      -1,369
      1,688
      4,174
      2,636
      90
      1,396
      660
      1,897
      3,381
      536
      1,933
      2,694
      -1,130
      587
      3,300
      3,761
      3,865
      2,155
      320
      2,896
      3,183
      10,694
      20,151
      -2,073
      -1,562
      -1,375
      1,700
      2,157
      5,236
      377
      1,947
      1,615
      5,985
      1,655
      1,272
      994
      296
      825
      390
      609
      2,169
      2,037
      1,107
      13,115
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 300,028
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 318,241 5,852,726 0.054375
2011 284,624 5,552,758 0.051258
2010 251,964 5,766,364 0.043695
2009 4,386 5,203,150 0.000843
2008      
2 Total of line 1, column (d) ...................... 2 0.150171
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.037543
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 6,294,739
5 Multiply line 4 by line 3....................... 5 236,323
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 4,178
7 Add lines 5 and 6......................... 7 240,501
8 Enter qualifying distributions from Part XII, line 4.............. 8 325,087
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 4,178
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 4,178
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,178
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 2,660
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,660
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 1,518
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletUS BANK Telephone no.bullet (503) 464-3580
    Located atbullet555 SW OAKPORTLANDOR ZIP+4bullet97208
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    US BANK TRUSTEE
    1     		43,063    
    PO BOX 3168
    PORTLAND,OR97208
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    314,737
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    4,178
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,178
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    310,559
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    310,559
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    310,559
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 310,559
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 240,426
    b Total for prior years:2011, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 0
    b From 2009....... 0
    c From 2010....... 0
    d From 2011....... 0
    e From 2012....... 0
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 325,087
    a Applied to 2012, but not more than line 2a 240,426
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 84,661
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		225,898
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009.... 0
    b Excess from 2010.... 0
    c Excess from 2011.... 0
    d Excess from 2012.... 0
    e Excess from 2013.... 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    REBEKAH FINK -US BANK PCG
    302 N LAST CHANCE GULCH
    HELENA,MT59601
    (503) 464-4909
    bThe form in which applications should be submitted and information and materials they should include:
    CONTACT REBEKAH FINK
    cAny submission deadlines:
    CONTACT REBEKAH FINK
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SCHOLARSHIPS FOR GRADUATES OF GREAT FALLS, MT HIGH SCHOOLS
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CARROLL COLLEGE
    1601 N BENTON AVENUE
    HELENA,MT59625     		NONE COLLEGE SCHOLARSHIPS 22,000
    COLORADO SCHOOL OF MINES
    1600 MAPLE STREET
    GOLDEN,CO80401     		NONE SCHOOL SCHOLARSHIPS 11,000
    MONTANA STATE UNIVERSITY
    135 STRAND UNION BLDG
    PO BOX 172000
    BOZEMAN,MT59717     		NONE UNIVERSITY SCHOLARSHIPS 143,000
    UNIVERSITY OF GREAT FALLS
    1301 20TH ST SOUTH
    GREAT FALLS,MT59405     		NONE UNIVERSITY SCHOLARSHIPS 22,000
    UNIVERSITY OF MARY
    7500 UNIVERSITY DRIVE
    BISMARCK,ND58504     		NONE UNIVERSITY SCHOLARSHIPS 11,000
    UNIVERSITY OF MONTANA
    LOMMASSON CTR-RM #218
    32 CAMPUS DRIVE
    MISSOULA,MT59812     		NONE UNIVERSITY SCHOLARSHIPS 77,000
    UNIV OF MONTANA-WESTERN
    710 SOUTH ATLANTIC ST
    DILLON,MT59725     		NONE UNIVERSITY SCHOLARSHIPS 11,000
    ROCKHURST UNIVERSITY
    1100 ROCKHURST UNIVERSITY
    KANSAS CITY,MO64110     		NONE UNIVERSITY SCHOLARSHIPS 11,000
    MONTANA STATE UNIVERSITY-
    NORTHERN
    300 13TH STREET WEST
    HAVRE,MT59501     		NONE UNIVERSITY SCHOLARSHIPS 11,000
    Total .................................bullet 3a 319,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 156,059  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 300,028  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   456,087  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13456,087
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    RALPH HAUGSE MEMORIAL TRUST 50255000
    EIN: 27-6400625
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE (NON-ALLOC 1,500     1,500

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    RALPH HAUGSE MEMORIAL TRUST 50255000
    EIN: 27-6400625
    Name of Bond End of Year Book Value End of Year Fair Market Value
    NUVEEN HIGH INCOME BND FD 140,675 196,580
    AMERICAN CENTY INTL BD FD    
    ISHARES BARCLAYS TIPS BD ETF 104,585 130,839
    ISHARES JP MORGAN EM BD FD 72,965 78,144
    ROYAL BK CDA VAR 7/31/14    
    NOVARTIS CAPITAL CORP 2.900 100,698 101,896
    TARGET CORP 3.875 7/15/20 78,419 80,335
    BARCLAYS BANK PLC 3.90 4/7/15 50,717 51,152
    PROCTER GAMBLE CO 1.45% 2016 24,970 25,353
    BANK OF MONTREAL ZERO COUPON    
    STATOIL ASA 3.125 8/17/17 26,412 26,296
    INTEL CORP 2.70% 12/15/22 49,844 48,353
    ISHARES SPUS PREF STK INDX ETF 175,239 182,036
    LOOMIS SAYLES STRAT ALPHA FND 150,910 196,709
    OPPENHEIMER SR FLOAT RATE FND    
    PIMCO TOTAL RET FND #35 7,500 7,489
    MONTANA ST DEPT TRANSN REV GRA 53,858 54,793
    BAIRD AGGREGATE BOND FUND INST 60,000 60,156
    BLACKROCK EMERGING MKTS L S EQ 10,000 10,127
    EATON VANCE GLOBAL MACRO FD CL 30,000 50,053
    FEDERATED INST HI YLD BD FD 65,000 63,905
    GOLDMAN SACHS COMM STRAT INS 41,000 52,557
    IPATH DOW JONES UBS COMMODITY 110,383 95,283
    ISHARES MSCI EAFE ETF 668,414 668,414
    LS OPPORTUNITY 36,000 36,344
    OPPENHEIMER SR FLOATING RATE I 126,880 130,215
    PIMCO TOTAL RETURN FUND INST 130,580 130,276
    SPDR S&P 500 ETF TRUST 9,073 9,655
    T ROWE PRICE INTL BD FUND #76 105,000 104,837
    T ROWE PRICE INTL GR&INC FD 37,500 37,458
    TCW EMERGING MARKETS INCOME FD 27,500 27,200

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    RALPH HAUGSE MEMORIAL TRUST 50255000
    EIN: 27-6400625
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AMERICAN ELECTRIC POWER CO INC 6,544 10,398
    APACHE CORP 24,273 28,642
    APPLE INC 41,155 85,658
    CHEVRON CORPORATION    
    EMERSON ELEC CO 35,821 39,781
    EXELON CORPORATION    
    EXXON MOBIL CORP 29,992 43,138
    GENERAL ELECTRIC CO 19,571 32,720
    GOLDMAN SACHS GROUP INC 24,235 28,524
    GOOGLE INC 22,489 55,255
    INTEL CORP 18,991 34,263
    J P MORGAN CHASE CO 37,553 51,903
    JOHNSON & JOHNSON 12,692 20,018
    MCDONALDS CORP 21,244 28,368
    MICROSOFT CORP 31,238 58,050
    ORACLE CORPORATION 16,237 30,494
    PEPSICO INC 20,885 32,157
    PFIZER INC 19,987 36,191
    PRAXAIR INC 27,436 39,723
    PROCTER & GAMBLE CO 17,195 25,516
    QUALCOMM INC 20,592 33,174
    TARGET CORPORATION 21,312 24,730
    UNITED PARCEL SERVICE INC 13,831 20,874
    UNITED TECHNOLOGIES CORP 16,050 30,283
    VERIZON COMMUNICATIONS INC 26,932 35,294
    WELLS FARGO CO 32,215 59,400
    3M CO 16,030 31,841
    SCHLUMBERGER LTD 27,555 56,363
    NUVEEN REAL ESTATE SECURITIES 140,623 177,505
    I SHARES MSCI EAFE INDEX    
    I SHARES RUSSELL 2000 INDX ETF 175,114 292,430
    MIDCAP SPDR TRUST SER IETF 280,313 504,488
    BOEING CO 16,428 26,988
    CATERPILLAR INC    
    CITIGROUP INC 21,694 26,460
    DISNEY WALT CO 10,500 21,814
    E M C CORP 12,328 14,005
    ECOLAB INC 18,647 27,350
    EXPRESS SCRIPTS HLDGS INC    
    GENERAL MILLS INC 5,712 8,024
    GILEAD SCIENCES INC 9,149 40,740
    MASTERCARD INC 15,375 47,456
    MCKESSON CORP 6,497 19,186
    NATIONAL OILWELL VARCO INC    
    P G E CORP 13,860 13,401
    PRUDENTIAL FINANCIAL INC 14,870 21,743
    STARBUCKS CORP 11,964 33,791
    UNITED HEALTH GROUP INC 13,226 25,450
    WAL MART STORES INC 16,839 22,074
    ACE LTD 15,009 22,623
    SPDR DJ WILSHIRE INTERNATIONAL 41,353 52,776
    BAXTER INTL INC 7,519 11,204
    CVS CAREMARK CORP 24,669 33,217
    STATE STR CORP 12,428 25,358
    ACCENTURE PLC CL A 15,287 18,631
    COVIDIEN PLC 13,824 20,676
    IPATH DOW JONES UBS COMMODITY    
    AMAZON COM    
    ANADARKO PETROLEUM CORP 29,366 35,795
    BANK OF AMERICA CORP 16,723 18,148
    BORG WARNER INC 15,133 23,033
    CIGNA CORP 15,041 19,809
    D R HORTON INC    
    EDISON INTL    
    INTL BUSINESS MACHINES INC    
    JARDEN CORP 15,286 17,888
    LOWES COS INC 25,091 27,275
    MAXIM INTEGRATED PRODS INC    
    MERCK AND CO INC 15,200 18,724
    MONSANTO CO 15,067 15,833
    MOTOROLA SOLUTIONS INC    
    OCCIDENTAL PETROLEUM CORP 27,246 27,457
    POLARIS INDS INC 15,153 24,344
    ROCKWELL AUTOMATION INC 15,051 18,982
    SLM CORP    
    SYMANTEC CORP    
    TYSON FOODS INC CL A    
    WYNN RESORTS LTD 9,729 14,924
    GLAXO SMITHKLINE PLC ADR    
    MALLINCKKRODT PLC W I    
    NIELSEN HLDGS N V 7,924 10,605
    ROYAL CARIBBEAN CRUISES LTD 15,011 25,351
    ABERDEEN FDS EMRGNG MRKT #5840 311,591 317,469
    ROBECO BP LNG SHRT RES INS 133,909 151,488
    ALLERGAN 9,312 12,440
    AMERICAN TOWER CORP 15,151 18,406
    AT&T 16,931 16,798
    HEWLETT PACKARD CO 17,448 20,013
    LINCOLN NATL CORP IND 15,379 18,860
    MARATHON OIL CORPORATION 35,602 37,626
    MOHAWK INDS INC 13,223 12,477
    MORGAN STANLEY 8,155 8,085
    NOW INC DE W I 1,351 1,384
    NRG ENERGY INC 12,898 12,972
    SOUTHWEST AIRLINES CO 17,304 20,814
    STRYKER CORP 25,962 25,526
    INVESCO LTD 20,340 21,110

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    RALPH HAUGSE MEMORIAL TRUST 50255000
    EIN: 27-6400625
    US Government Securities - End of Year Book Value:

    149,879
    US Government Securities - End of Year Fair Market Value:

    146,203
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 LegalFeesSchedule
    Name:
    RALPH HAUGSE MEMORIAL TRUST 50255000
    EIN: 27-6400625
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    NON-ALLOCABLE LEGAL FEES 413     413


    TY 2013 OtherDecreasesSchedule
    Name:
    RALPH HAUGSE MEMORIAL TRUST 50255000
    EIN: 27-6400625
    Description Amount
    ROUNDING ADJ 3


    TY 2013 OtherExpensesSchedule
    Name:
    RALPH HAUGSE MEMORIAL TRUST 50255000
    EIN: 27-6400625
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER NONALLOCABLE EXPENSES - 18 0   18


    TY 2013 TaxesSchedule
    Name:
    RALPH HAUGSE MEMORIAL TRUST 50255000
    EIN: 27-6400625
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 4 4   0
    FEDERAL TAX PAYMENT - PRIOR YE 1,493 0   0
    FEDERAL ESTIMATES - PRINCIPAL 2,660 0   0
    FOREIGN TAXES ON QUALIFIED FOR 660 660   0
    FOREIGN TAXES ON NONQUALIFIED 211 211   0