TY 2013 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bullet

Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2013

Open to Public Inspection

For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013

Name of foundation
Alvin Goldfarb Foundation

Number and street (or P.O. box number if mail is not delivered to street address)6349 Clayton Rd Room/suite

City or town, state or province, country, and ZIP or foreign postal code
St Louis, MO63117

A Employer identification number

43-1621937

B Telephone number (see instructions)

(314) 725-7765

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$269,678,654J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	2,104		2,104
4	Dividends and interest from securities......	2,176,735		2,176,735
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		3,397,946
b	Gross sales price for all assets on line 6a 26,622,504
7	Capital gain net income (from Part IV, line 2)...			3,397,946
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		919	767
12	Total. Add lines 1 through 11........	5,577,704		5,577,552
13	Compensation of officers, directors, trustees, etc.	165,000		1,434	163,566
14	Other employee salaries and wages......	34,362			34,362
15	Pension plans, employee benefits.......	32,839		215	32,624
16a	Legal fees (attach schedule).........		33,021		33,021
b	Accounting fees (attach schedule).......		97,906	5,029	92,877
c	Other professional fees (attach schedule)....		1,437,154	1,436,154	1,000
17	Interest...............
18	Taxes (attach schedule) (see instructions)		82,311	66,251
19	Depreciation (attach schedule) and depletion...		2,439
20	Occupancy..............	603			603
21	Travel, conferences, and meetings.......	463			463
22	Printing and publications..........	299			299
23	Other expenses (attach schedule).......		1,443		1,443
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	1,887,840		1,509,083	360,258
25	Contributions, gifts, grants paid........	8,328,196			8,328,196
26	Total expenses and disbursements. Add lines 24 and 25	10,216,036		1,509,083	8,688,454
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-4,638,332
b	Net investment income (if negative, enter -0-)			4,068,469
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2013)

Form 990-PF (2013)

Page 2

Part II		Balance Sheets	Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions.)	Beginning of year	End of year
Part II		Balance Sheets		(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............		166,363	214,440	214,440
	2	Savings and temporary cash investments..........		27,176,169	40,553,185	40,553,185
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)		13,499,706
	b	Investments—corporate stock (attach schedule)........		109,454,663	104,857,475	228,859,247
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........
	14	Land, buildings, and equipment: basis 22,788
		Less: accumulated depreciation (attach schedule) 3,171		838	19,617	19,617
	15	Other assets (describe )		11,057	32,165	32,165
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)		150,308,796	145,676,882	269,678,654
		17	Accounts payable and accrued expenses..........		4,329	10,747
18		Grants payable...................		1,956,956	1,759,978
19		Deferred revenue..................
20		Loans from officers, directors, trustees, and other disqualified persons
21		Mortgages and other notes payable (attach schedule)......
22		Other liabilities (describe )
23		Total liabilities (add lines 17 through 22)..........		1,961,285	1,770,725
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........		148,347,511	143,906,157
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................		148,347,511	143,906,157
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................		150,308,796	145,676,882

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	148,347,511
2	Enter amount from Part I, line 27a.....................	2	-4,638,332
3	Other increases not included in line 2 (itemize)	3	196,978
4	Add lines 1, 2, and 3..........................	4	143,906,157
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	143,906,157

Form 990-PF (2013)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation
1 a	Publicly Traded Securities	P
b
c
d
e

(e) Gross sales price		(f) Depreciation allowed (or allowable)	(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	26,622,504	0	23,224,558	3,397,946
b
c
d
e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69				(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69		(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a	0	0	0	3,397,946
b
c
d
e

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	3,397,946
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2012	5,939,797	166,527,971	0.035668
2011	5,272,470	121,435,900	0.043418
2010	1,797,152	102,677,857	0.017503
2009	4,512,878	85,805,008	0.052595
2008	745,229	36,910,571	0.020190

2	Total of line 1, column (d) ......................	2	0.169374
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.033875
4	Enter the net value of noncharitable-use assets for 2013 from Part X, line 5.....	4	237,267,343
5	Multiply line 4 by line 3.......................	5	8,037,431
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	40,685
7	Add lines 5 and 6.........................	7	8,078,116
8	Enter qualifying distributions from Part XII, line 4..............	8	8,688,454
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2013)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	40,685
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2............................	3	40,685
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	40,685
6	Credits/Payments:

a	2013 estimated tax payments and 2012 overpayment credited to 2013	6a	16,060
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	16,060
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	24,625
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2014 estimated tax0	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

Jean M Cody CPA Telephone no. bullet

(314) 725-7765

Located at bullet

6349 Clayton RdSt LouisMO ZIP+4 bullet

63117

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the

foreign country bullet

Form 990-PF (2013)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2013?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2013, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2013?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2013.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2013)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
ROBERT GOLDFARB	Trustee 1.00	0	0	0
9 West 57th St Suite 5000 New York,NY10019	Trustee 1.00	0	0	0
JEAN M CODY CPA	Manager 22.00	165,000	15,290	0
6349 Clayton Road St Louis,MO63117	Manager 22.00	165,000	15,290	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
Jean M Cody CPA PC	Grant Management,Accounting and TaxServices	97,907
6349 Clayton Road St Louis,MO63117	Grant Management,Accounting and TaxServices	97,907

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2013)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

Minimum investment return. Enter 5% of line 5..................

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

11,863,367

Tax on investment income for 2013 from Part VI, line 5......

40,685

Income tax for 2013. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

40,685

Distributable amount before adjustments. Subtract line 2c from line 1............

11,822,682

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

11,822,682

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

11,822,682

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2013)

Page 8

Part XIII

Undistributed Income (see instructions)

	(c) 2012	(d) 2013
1 Distributable amount for 2013 from Part XI, line 7		11,822,682
2 Undistributed income, if any, as of the end of 2013:
a Enter amount for 2012 only.......	8,237,012
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2013:
a From 2008.......
b From 2009.......
c From 2010.......
d From 2011.......
e From 2012.......
fTotal of lines 3a through e.........
4Qualifying distributions for 2013 from Part
XII, line 4: $ 8,688,454
a Applied to 2012, but not more than line 2a	8,237,012
b Applied to undistributed income of prior years (Election required—see instructions)......
c Treated as distributions out of corpus (Election required—see instructions).........
d Applied to 2013 distributable amount.....		451,442
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2013.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 ..........		11,371,240
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............
8Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2009....
b Excess from 2010....
c Excess from 2011....
d Excess from 2012....
e Excess from 2013....

Form 990-PF (2013)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2013, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2013	(b) 2012	(c) 2011	(d) 2010	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2013)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
Beyond Housing 4156 Manchester Ave St Louis,MO63110		Public	Pagedale Family Support CtrCommunity Building	250,000
Beyond Housing Inc 4156 Manchester Ave St Louis,MO63110		Public	Community Building24:1Intitiative	600,000
United 4 Children 4236 Lindell Blvd Suite 300 St Louis,MO63108		Public	Childhood ProgramsU4C Early	294,183
241 Community Land Trust 4156 Manchester Avenue St Louis,MO63110		Public	Community Building24:1Initiative	5,825,000
Big Brothers Big Sisters 501 North Grand Suite 100 St Louis,MO63103		Public	Childhood Programs	181,065
Maternal Child & Family Health 539 N Grand Blvd Ste 403 St Louis,MO63103		Public	for ChildrenHealth Care	28,671
Nurses for Newborns 7259 Lansdowne Ave Suite 100 St Louis,MO63119		Public	for InfantsHealthy Start	155,577
Normandy School District 3855 Lucas and Hunt Road St Louis,MO63121		Public	for SchoolsParent Liason	200,016
Normandy School District 3855 Lucas and Hunt Road St Louis,MO63121		Public	FundingTransportation	35,000
Beyond Housing 4156 Manchester Ave St Louis,MO63110		Public	ContributionsMOST 529 Plan	158,500
Wyman Center Inc 600 Kiwanis Drive Eureka,MO63025		Public	Outreach ProgramWyman Teen	270,184
Beyond Housing 4156 Manchester Ave St Louis,MO63110		Public	Management, AccountingAcquisition Rehab,& Development Support	315,000
First Children's Finance 212 Third Ave North Ste 310 Minneapolis,MN55401		Public	Assistance toBusiness DevelopmentChild Care Centers	15,000
Total ................................. 3a				8,328,196

bApproved for future payment

Total ................................. 3b

Form 990-PF (2013)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............			14	2,104
4 Dividends and interest from securities....			14	2,176,735
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory .............			18	3,397,946
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				5,576,785

13Total. Add line 12, columns (b), (d), and (e)..................

135,576,785

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2013)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2013)

Additional Data

Software ID:
Software Version:
Part VI Line 7 - Tax Paid Original Return:	16060

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2013 AccountingFeesSchedule

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Category	Amount	Net Investment Income	Disbursements for Charitable Purposes
Jean M. Cody, CPA PC Investment Accounting	5,029	5,029
Jean M. Cody, CPA PC Bookkeeping and Accounting	5,696		5,696
Jean M. Cody, CPA PC Income Tax Preparation	1,650		1,650
Jean M. Cody, CPA PC Grant Management	85,531		85,531

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2013 DepreciationSchedule

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense
Computer	2010-07-08	892	635	200DB	5.00	103
4 Drawer File Cabinet	2012-01-11	678	97	200DB	7.00	166
Vertical 2 Drawer File	2013-09-16	989		200DB	7.00	141
Vertical 4 Drawer File	2013-09-16	1,066		200DB	7.00	152
Lateral 3 Drawer File	2013-09-16	1,163		200DB	7.00	166
Cabinets	2013-07-25	1,646		200DB	7.00	235
Countertop	2013-09-12	723		200DB	7.00	103
Dell Latitude E5530	2013-07-29	1,131		200DB	5.00	226
Rugs	2013-08-21	748		200DB	7.00	107
Table	2013-08-10	299		200DB	7.00	43
Office Chair	2013-07-17	802		200DB	7.00	115
Cabinet Shelves	2013-09-25	218		200DB	7.00	31
MP301SPF Lanier Copier	2013-07-31	3,253		200DB	5.00	651
Phone system	2013-10-01	800		200DB	7.00	114
LsBullseyer Rug	2013-12-12	302		200DB	7.00	43
Leasehold Improvements	2013-10-10	8,078		SL	39.00	43

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2013 GainLossSaleOtherAssetsSch

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Name	Date Acquired	How Acquired	Date Sold	Purchaser Name	Gross Sales Price	Basis	Basis Method	Sales Expenses	Total (net)	Accumulated Depreciation
Publicly Traded Securities		Purchased			26,622,504	23,224,558			3,397,946

- TIN:

TY 2013 InvestmentsCorpStockSchedule

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Name of Stock	End of Year Book Value	End of Year Fair Market Value
17,747 shs Advance Auto Parts	689,712	1,964,238
68,952 shs Altria Group	1,393,520	2,647,067
57,361 shs American Express Co	1,855,631	5,204,364
3,000 shs Berkshire Hathaway B	244,392	355,680
126 shs Berkshire Hathaway A	12,965,835	22,415,400
46,454 shs Brown & Brown Inc	1,244,476	1,458,191
4,400 shs Coca Cola	108,338	181,764
3,846 shs Concur Technologies	245,050	396,830
20,918 shs Corby Distilleries	259,154	375,786
8,500 shs Costco Wholesale Corp	348,968	1,011,670
1,348 shs Crimson Wine Group	13,778	11,916
55,087 shs Croda Intl	1,401,990	2,241,914
14,551 shs Disney Walt	438,931	1,111,696
28,241 shs Emcor Group Inc	764,052	1,198,548
15,248 shs Exor SPA	505,800	606,973
5,248 shs Farmer Bros	125,856	122,068
239,444 shs Fastenal	4,755,139	11,375,984
104,067 shs Fifth Third Bancorp	1,512,614	2,188,529
5,595 shs General Electric	52,907	156,828
18,218 shs Goldman Sachs	2,668,517	3,229,323
5,376 shs Google Inc	2,711,372	6,024,937
100,904 shs Heartland Express	1,542,822	1,979,736
232,252 shs Hiscox Ltd	1,326,908	2,673,680
39 shs Homefed Corp	634	1,427
20,047 shs IBM	2,671,860	3,760,216
58,542 shs Idexx Labs	2,398,345	6,227,113
400 shs Illinois Tool Works Inc	13,940	33,632
101,279 shs IMI PLC Ord	1,489,372	2,558,308
1,325 shs International Speedway	23,737	47,037
23,233 shs Jacobs Engineering Group Inc	903,134	1,463,447
15,904 shs Kraft Foods	536,155	857,385
13,489 shs Leucadia Nat'l	467,482	382,278
42,068 shs McDonalds Corp	3,811,037	4,081,858
21,006 shs Mohawk Industries	692,464	3,127,793
47,716 shs Mondelez International	991,866	1,684,375
8 shs MSGI Security Solutions	1
67,806 shs Novozymes B Shares	1,803,458	2,882,310
21,064 shs O'Reilly Automotive	1,410,172	2,711,147
21,600 shs Perrigo Company	3,355,335	3,314,736
68,952 shs Philip Morris	3,532,756	6,007,788
395,293 shs Pirelli & Co SPA	4,590,697	6,847,127
24,343 shs Praxair	2,136,329	3,165,320
32,977 shs Precision Castparts	2,399,606	8,880,706
12,480 shs Proctor and Gamble	854,693	1,015,997
829,520 shs Qinetiq Group PLC London	2,005,707	2,981,610
372 shs Remy Cointreau SA	41,061	31,241
52,963 shs Ritchie Bros	948,006	1,214,442
72,782 shs Rolls Royce	384,911	1,537,090
35,000 shs Sirona Dental Sys	1,659,983	2,457,000
30,906 shs Suntrust Banks Inc	738,081	1,137,650
27,151 shs Tiffany & Co	1,625,940	2,519,070
376,150 shs TJX Companies	6,972,586	23,972,040
42,604 shs Trimble Nav Ltd	835,099	1,478,359
1,809 shs US Bancorp-Del	57,707	73,084
452,114 shs Valeant Pharmaceuticals	11,579,310	53,078,184
16,875 shs Visa	1,491,453	3,757,725
7,470 shs Wal-Mart Stores	396,894	587,814
27,322 shs Waters Corp	2,063,767	2,732,200
76,891 shs World Fuel Svcs Corp	2,798,135	3,318,616

- TIN:

TY 2013 LandEtcSchedule2

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value
Computer	892	738	154
4 Drawer File Cabinet	678	263	415
Vertical 2 Drawer File	989	141	848
Vertical 4 Drawer File	1,066	152	914
Lateral 3 Drawer File	1,163	166	997
Cabinets	1,646	235	1,411
Countertop	723	103	620
Dell Latitude E5530	1,131	226	905
Rugs	748	107	641
Table	299	43	256
Office Chair	802	115	687
Cabinet Shelves	218	31	187
MP301SPF Lanier Copier	3,253	651	2,602
Phone System	800	114	686
LsBullseyer Rug	302	43	259
Leasehold Improvements	8,078	43	8,035

- TIN:

TY 2013 LegalFeesSchedule

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
Shulamith Simon Legal	33,021			33,021

- TIN:

TY 2013 OtherAssetsSchedule

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
Prepaid Federal Excise Tax	11,057	16,060	16,060
Prepaid Expense		16,105	16,105
Prepaid Federal Excise Tax	11,057	16,060	16,060
Prepaid Expense		16,105	16,105
Prepaid Federal Excise Tax	11,057	16,060	16,060
Prepaid Expense		16,105	16,105

- TIN:

TY 2013 OtherAssetsSchedule

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
Prepaid Federal Excise Tax	11,057	16,060	16,060
Prepaid Expense		16,105	16,105
Prepaid Federal Excise Tax	11,057	16,060	16,060
Prepaid Expense		16,105	16,105
Prepaid Federal Excise Tax	11,057	16,060	16,060
Prepaid Expense		16,105	16,105

- TIN:

TY 2013 OtherAssetsSchedule

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
Prepaid Federal Excise Tax	11,057	16,060	16,060
Prepaid Expense		16,105	16,105
Prepaid Federal Excise Tax	11,057	16,060	16,060
Prepaid Expense		16,105	16,105
Prepaid Federal Excise Tax	11,057	16,060	16,060
Prepaid Expense		16,105	16,105

- TIN:

TY 2013 OtherExpensesSchedule

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Description	Revenue and Expenses per Books	Disbursements for Charitable Purposes
Bank Charges	7	7
Supplies	1,421	1,421
Payroll Fees	15	15

- TIN:

TY 2013 OtherIncomeSchedule2

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
Missouri Withholding Discount	152
Foreign Tax Refund	767	767

- TIN:

TY 2013 OtherIncreasesSchedule

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Description	Amount
Grants Paid in 2013	196,978

- TIN:

TY 2013 OtherProfessionalFeesSchedule

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Category	Amount	Net Investment Income	Disbursements for Charitable Purposes
Ruane, Cunniff & Goldfarb Investment Advisory	1,431,309	1,431,309
Pershing Foreign Customer Fees	153	153
UMB Trust Investment Fees	4,692	4,692
Colarelli, Meyer & Assoc. Employee Assessment	1,000		1,000

- TIN:

TY 2013 TaxesSchedule

Name:

Alvin Goldfarb Foundation

EIN: 43-1621937

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
Federal Excise Tax	16,060
Foreign Taxes	66,251	66,251