Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 07-01-2012 , 2012, and ending 06-30-2013
BCheck if applicable:
CName of organization
JOHNS HOPKINS UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
3910 KESWICK ROAD NO N4327B
 
Room/suite
City or town, state or country, and ZIP + 4
BALTIMORE, MD21211
D Employer identification number

52-0595110
E Telephone number

G Gross receipts $ 7,514,042,088
F Name and address of principal officer:
DANIEL G ENNIS
3910 KESWICK ROAD NO N4327B
BALTIMORE,MD21211
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.JHU.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1876
M State of legal domicile: MD
Part I
Summary
Activities  & Governance 1 Briefly describe the organization’s mission or most significant activities: TO EDUCATE STUDENTS, TO FOSTER INDEPENDENT & ORIGINAL RESEARCH, AND TO SHARE BENEFITS DISCOVERED.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 45
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 39
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 39,673
6 Total number of volunteers (estimate if necessary) ............. 6 0
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 19,489,000
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b -383,089
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 1,561,854,000 1,679,574,000
9 Program service revenue (Part VIII, line 2g) ......... 3,127,262,072 3,288,878,119
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 108,673,000 127,316,000
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 23,589,928 25,754,881
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 4,821,379,000 5,121,523,000
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 667,591,000 750,437,000
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 2,582,761,000 2,750,426,000
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 699,000 777,000
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet69,182,000    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 1,464,775,000 1,527,287,000
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 4,715,826,000 5,028,927,000
19 Revenue less expenses. Subtract line 18 from line 12....... 105,553,000 92,596,000
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 7,815,285,000 8,212,371,000
21 Total liabilities (Part X, line 26)............. 3,462,511,000 3,333,562,000
22 Net assets or fund balances. Subtract line 21 from line 20..... 4,352,774,000 4,878,809,000
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: THE MISSION OF THE JOHNS HOPKINS UNIVERSITY IS TO EDUCATE ITS STUDENTS AND CULTIVATE THEIR CAPACITY FOR LIFE-LONG LEARNING, TO FOSTER INDEPENDENT AND ORIGINAL RESEARCH, AND TO BRING THE BENEFITS OF DISCOVERY TO THE WORLD.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 4,378,895,000 including grants of $ 750,437,000 ) (Revenue $ 3,175,394,119 )
INSTRUCTION, RESEARCH AND CLINICAL PRACTICE:EDUCATION AND RELATED SERVICES (E.G., ROOM AND BOARD) ARE PROVIDED TO OVER 21,000 STUDENTS INCLUDING APPROXIMATELY 13,000 FULL-TIME AND 8,000 PART-TIME STUDENTS. RESEARCH AND RELATED SERVICES (E.G., RESEARCH TRAINING) ARE PROVIDED THROUGH APPROXIMATELY 1,800 GOVERNMENT AND PRIVATE SPONSORS. THE UNIVERSITY REMAINS A LEADER AMONG THE NATION'S RESEARCH UNIVERSITIES. UNIVERSITY RESEARCH HIGHLIGHTS ARE AVAILABLE AT WWW.JHU.EDU. PROFESSIONAL MEDICAL SERVICES ARE PROVIDED BY MEMBERS OF THE UNIVERSITY'S FACULTY TO PATIENTS AT THE JOHNS HOPKINS HOSPITAL AND OTHER HOSPITALS AND OUTPATIENT CARE FACILITIES IN THE BALTIMORE AREA.
4b (Code:   ) (Expenses $ 104,192,000 including grants of $   ) (Revenue $ 93,995,000 )
AUXILIARY ENTERPRISES:INCLUDES SERVICES FURNISHED DIRECTLY OR INDIRECTLY TO STUDENTS, FACULTY AND STAFF AND CHARGES RELATED TO, BUT NOT NECESSARILY EQUAL TO THE COST OF SERVICES. TRADITIONALLY THESE SERVICES INCLUDE; FOOD SERVICES, STUDENT HOUSING AND BOOKSTORES. ALSO REFLECTED IN THIS CATEGORY ARE ACTIVITIES RELATED TO VENDING MACHINES, BUS SERVICE AND ATHLETIC CONCESSIONS. IN ADDITION, THE UNIVERSITY INCLUDES THE ACTIVITIES RELATED TO THE JOHNS HOPKINS UNIVERSITY PRESS FOR PUBLICATION AND DISTRIBUTION OF SCHOLARLY BOOKS, JOURNALS AND ON-LINE COLLECTIONS.
4c (Code:   ) (Expenses $ 94,903,000 including grants of $   ) (Revenue $   )
STUDENT SERVICES:INCLUDES ADMISSIONS AND REGISTAR OFFICES AND THOSE ACTIVITIES WHOSE PRIMARY PURPOSE IS TO CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL-BEING AND TO HIS OR HER INTELLECTUAL, CULTURAL AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF THE FORMAL INSTRUCTION PROGRAM. EXAMPLES INCLUDE: STUDENT SERVICES ADMINISTRATION, SOCIAL AND CULTURAL DEVELOPMENT, COUNSELING AND CAREER GUIDANCE, FINANCIAL AID ADMINISTRATION, STUDENT RECORDS AND STUDENT HEALTH SERVICES.
(Code:   ) (Expenses $ 43,739,000 including grants of $   ) (Revenue $   )
LIBRARIES
4d Other program services (Describe in Schedule O.)
(Expenses $ 43,739,000 including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet4,621,729,000
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part III
Click to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment
...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment
...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IXClick to see attachment............
11d
Yes
 
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part XClick to see attachment.........................
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII Click to see attachment.................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions).... Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
 
No
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?
......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II
.......................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .......................... Click to see attachment
28a
Yes
 
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV
..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I
...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
34,520
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
39,673
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAF , AL , AO , BG , BB , BC , UV , CD , IV , EG , UK , ET , GH , GV , HA , IN , ID , IT , JO , KE , MI , ML , MZ , NP , NI , PK , RS , RW , SF , SU , TZ , TH , TO , UG , VM , ZA , CM , EK , HK , MA , LI , LT , MO , SG , HU , MY , BL , BN
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
 
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note.
See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
 
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
45
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
39
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
Yes
 
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
Yes
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
 
No
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
No
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
AK , MA , MD , MI , MN , NH , NY , OH , OR , PA , SC , WA , CO
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletGREGORY OLER CPA CONTROLLER3910 KESWICK ROAD SUITE N-5112BALTIMOREMD21211 (443) 997-8155
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) FLAHERTY PAMELA P........................................................................
CHAIR, TRUSTEE
3.00
.......................  
X   X       0 0 0
(2) ARMSTRONG C MICHAEL........................................................................
VICE CHAIR, TRUSTEE
3.00
.......................  
X   X       0 0 0
(3) FRARY RICHARD S........................................................................
VICE CHAIR, TRUSTEE
3.00
.......................  
X   X       0 0 0
(4) MCGOVERN GAIL J........................................................................
VICE CHAIR, TRUSTEE
3.00
.......................  
X   X       0 0 0
(5) ARONSON JEFFREY H........................................................................
CHAIR-ELECT, TRUSTEE
3.00
.......................  
X   X       0 0 0
(6) BAILEY JANIE E........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(7) BHASHYAM ABHIRAM R........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(8) BOGGS PAULA E........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(9) CLARVIT CHARLES I........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(10) COLES N ANTHONY........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(11) DEERING ANTHONY W........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(12) DRACOPOULOS ANDREAS C........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(13) DREW INA R........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(14) EISEN HARVEY P........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(15) FAXON ROGER C........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(16) FISHER MARJORIE M........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(17) FORSTER LOUIS J........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title
(B)
Average hours per week (list any hours for related organizations below dotted line)
(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee)
(D)
Reportable compensation from the organization (W- 2/1099-MISC)
(E)
Reportable compensation from related organizations (W- 2/1099-MISC)
(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) HANEX TAYLOR A........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(19) HANKIN MICHAEL D........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(20) HENDLER LEE MEYERHOFF........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(21) HODGSON DAVID C........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(22) HOEHN-SARIC R CHRISTOPHER........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(23) HURLEY FRANK L........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(24) JANNEY III STUART S........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(25) KURZ DONALD A........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(26) LEDER ETHAN D........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(27) LEE CHRISTOPHER H........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(28) LEEDOM-ACKERMAN JOANNE........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(29) LENROW JAY L........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(30) LEVI ALEXANDER H........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(31) LICHTENSTEIN SAMUEL R........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(32) LOUIE CHRISTOPHER E........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(33) MCBRIDE TERRI L........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(34) MOORE WESTLEY WO........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(35) MURREN HEATHER H........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(36) NOLAN DAVID P........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(37) O'HAGAN SARAH B........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(38) ROGERS BRIAN C........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(39) RUBENSTEIN DAVID M........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(40) SALANT MARSHAL L........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(41) SCHARF CHARLES W........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(42) SINGH RAJENDRA........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(43) WARD JR WILLIAM F........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(44) WINTER JAMES L........................................................................
TRUSTEE
3.00
.......................  
X           0 0 0
(45) DANIELS RONALD........................................................................
PRESIDENT
50.00
.......................  
X   X       989,346 0 223,930
(46) BAGGER JONATHAN........................................................................
SR. VP - ACADEMIC AFFAIRS / INTERIM PROVOST
50.00
.......................  
    X       377,001 0 61,398
(47) BIELER GLENN........................................................................
VP - COMMUNICATIONS & PUBL
50.00
.......................  
    X       274,686 0 63,451
(48) CRECELIUS KATHRYN J........................................................................
CHIEF INVESTMENT OFFICER
50.00
.......................  
    X       1,060,461 0 147,909
(49) DUNHAM STEPHEN S........................................................................
VP AND GENERAL COUNSEL
50.00
.......................  
    X       264,558 0 36,009
(50) EICHER MICHAEL C........................................................................
VP - DEVELOPMENT ALUMNI RE
50.00
.......................  
    X       462,156 0 101,291
(51) ENNIS DANIEL G........................................................................
SR. VP - FINANCE & ADMINIS
50.00
.......................  
    X       588,480 0 86,982
(52) FISH ALAN........................................................................
VP - REAL ESTATE & CAMPUS SVCS.
50.00
.......................  
    X       318,153 0 48,189
(53) GRADY HELENE........................................................................
VP - PLANNING & BUDGET
50.00
.......................  
    X       170,926 0 20,920
(54) HAYES CHARLENE........................................................................
VP - HUMAN RESOURCES
50.00
.......................  
    X       326,480 0 62,955
(55) HILL KEITH........................................................................
VP - CORPORATE SECURITY
50.00
.......................  
    X       0 0 0
(56) LEWIS THOMAS........................................................................
VP - GOVT, COMMUN, PUB AFF
50.00
.......................  
    X       271,234 0 41,187
(57) MARSH MAUREEN........................................................................
INTERIM VP - CHIEF OF STAFF & SECRETARY
50.00
.......................  
    X       168,916 0 21,770
(58) MINOR LLOYD........................................................................
PROVOST/VP
50.00
.......................  
    X       491,581 0 88,453
(59) MOK JACQUELINE........................................................................
VP - CHIEF OF STAFF / SECRETARY
50.00
.......................  
    X       307,580 0 25,483
(60) ROTENBERG MARK........................................................................
VP AND GENERAL COUNSEL
50.00
.......................  
    X       0 0 0
(61) ROTHMAN PAUL........................................................................
CEO, DEAN OF MEDICAL FACULTY
50.00
.......................  
    X       709,417 0 102,604
(62) RUM STEVEN........................................................................
VP - DEVELOPMENT ALUMNI RE
50.00
.......................  
    X       538,759 0 76,224
(63) SAVAGE FREDERICK........................................................................
INTERIM VP AND GENERAL COUNSEL
50.00
.......................  
    X       272,654 0 48,518
(64) SCHROEDER III FREDERIC........................................................................
VP - DEVELOPMENT ALUMNI RE
50.00
.......................  
    X       479,754 0 68,359
(65) SEMMEL RALPH........................................................................
DIRECTOR - APL
50.00
.......................  
    X       620,564 0 33,151
(66) SPECTOR PHILLIP........................................................................
VP - STRATEGIC INITIATIVES
50.00
.......................  
    X       118,910 0 16,272
(67) GRINNALDS JOHN........................................................................
DIR. FACILITIES,MEDICINE
50.00
.......................  
      X     293,303 0 47,293
(68) GROSSI RICHARD........................................................................
SR. ASSOCIATE DEAN
50.00
.......................  
      X     876,237 0 95,078
(69) KLAG MICHAEL........................................................................
DEAN - SCHOOL OF PUBLIC HE
50.00
.......................  
      X     543,994 0 85,975
(70) NIMMO RUTH........................................................................
APL DIR. OF FACILITIES
50.00
.......................  
      X     432,101 0 35,169
(71) STARK WALTER J........................................................................
PROFESSOR (SEE SCHED. O)
50.00
.......................  
        X   1,253,488 0 67,157
(72) SPONSELLER PAUL........................................................................
PROFESSOR (SEE SCHED. O)
50.00
.......................  
        X   1,193,437 0 65,896
(73) DOVER GEORGE........................................................................
PROFESSOR (SEE SCHED. O)
50.00
.......................  
        X   1,067,952 0 83,702
(74) BREM HENRY........................................................................
PROFESSOR (SEE SCHED. O)
50.00
.......................  
        X   1,005,976 0 120,014
(75) GOKASLAN ZIYA........................................................................
PROFESSOR (SEE SCHED. O)
50.00
.......................  
        X   932,779 0 60,189
(76) ARMBRISTER CLARENCE........................................................................
SR. VP - CHIEF OF STAFF
50.00
.......................  
          X 375,000 0 0
(77) MILLER JR EDWARD D........................................................................
VP/DEAN - MEDICAL SCHOOL
50.00
.......................  
          X 1,809,793 0 58,880
(78) SCHNYDMAN JEROME D........................................................................
SEC BD/EXEC ASST PRESIDENT
50.00
.......................  
          X 230,582 0 22,537
(79) ZEGER SCOTT........................................................................
FORMER PROVOST/VP
50.00
.......................  
          X 333,907 0 54,283
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 19,160,165 0 2,171,228
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet6,516
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address
(B)
Description of services
(C)
Compensation
WHITING TURNER CONTRACTING COMPANY300 EAST JOPPA RDBALTIMOREMD21286 CONSTRUCTION SERVICES 35,956,369
OAK CONTRACTING LLC1000 CROMWELL BRIDGE RDTOWSONMD21286 CONSTRUCTION SERVICES 15,927,483
BROADWAY SERVICES INC3709 E MONUMENT STREETBALTIMOREMD21205 SECURITY, PARKING, SHUTTLE, FACILITY MGT 14,167,418
ARAMARK SERVICES INC1101 MARKET STREETPHILADELPHIAPA19107 FOOD SERVICE MANAGEMENT 11,995,031
HENRY H LEWIS CONTRACTORS LLC55 GWYNNS MILL COURTOWINGS MILLSMD21117 CONSTRUCTION SERVICES 11,233,113
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet429
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue
(B)
Related or
exempt
function
revenue
(C)
Unrelated
business
revenue
(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a  
b Membership dues....1b  
c Fundraising events....1c 521,324
d Related organizations...1d  
e Government grants (contributions)1e 1,187,432,000
f All other contributions, gifts, grants, and
similar amounts not included above
1f
491,620,676
g Noncash contributions included in lines
1a-1f:$
19,087,405
h Total. Add lines 1a-1f.......MediumBullet 1,679,574,000
 Program Service Revenue Business Code
2a CONTRACT REVENUE 541700 1,367,564,000 1,367,564,000    
b TUITION AND FEES 611310 734,928,000 734,928,000    
c CLINICAL SERVICES 541900 543,125,000 543,125,000    
d REIMB. FROM AFFILIATES 541900 434,067,000 434,067,000    
e SALES - AUXILIARY ENTP 721310 94,093,000 93,995,000 98,000  
f All other program service revenue . 115,101,119 95,710,119 19,391,000  
g Total. Add lines 2a–2f........MediumBullet 3,288,878,119
 Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 56,296,000     56,296,000
4 Income from investment of tax-exempt bond proceeds..MediumBullet        
5 Royalties...........MediumBullet 25,784,000     25,784,000
(i) Real (ii) Personal
6a Gross rents    
b Less: rental expenses    
c Rental income or (loss)    
d Net rental income or (loss).......MediumBullet        
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 2,463,127,000  
b Less: cost or other basis and sales expenses 2,391,558,800 548,200
c Gain or (loss) 71,568,200 -548,200
d Net gain or (loss)..........MediumBullet 71,020,000     71,020,000
8a Gross income from fundraising events (not including
$ 521,324
of contributions reported on line 1c). See Part IV, line 18 ..
a 382,969
b Less: direct expenses ...b 412,088
c Net income or (loss) from fundraising events..MediumBullet -29,119   -29,119
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities...MediumBullet        
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a            
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet  
12 Total revenue. See Instructions......MediumBullet 5,121,523,000 3,269,389,119 19,489,000 153,070,881
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII.
(A)
Total expenses
(B)
Program service expenses
(C)
Management and general expenses
(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 324,982,000 324,982,000
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 304,839,000 304,839,000
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 120,616,000 120,616,000
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 13,455,000 1,120,000 10,751,000 1,584,000
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) ....        
7 Other salaries and wages 2,072,296,000 1,913,511,000 126,305,000 32,480,000
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 204,236,000 192,889,000 9,009,000 2,338,000
9 Other employee benefits ....... 363,828,000 338,625,000 17,578,000 7,625,000
10 Payroll taxes ........... 96,611,000 68,607,000 26,791,000 1,213,000
11 Fees for services (non-employees):        
a Management ...... 38,577,000 31,143,000 6,429,000 1,005,000
b Legal ......... 3,753,000 1,285,000 2,400,000 68,000
c Accounting ........... 1,367,000 454,000 908,000 5,000
d Lobbying ...........        
e Professional fundraising services. See Part IV, line 17 777,000 777,000
f Investment management fees ...... 22,245,000   22,245,000  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 342,993,000 301,205,000 37,456,000 4,332,000
12 Advertising and promotion .... 7,422,000 6,636,000 600,000 186,000
13 Office expenses ....... 171,996,000 153,729,000 11,189,000 7,078,000
14 Information technology ...... 33,262,000 28,814,000 4,276,000 172,000
15 Royalties .. 15,750,000 7,274,000 8,393,000 83,000
16 Occupancy ........... 129,572,000 110,948,000 13,729,000 4,895,000
17 Travel ............ 116,230,000 109,572,000 4,078,000 2,580,000
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ......        
19 Conferences, conventions, and meetings .... 13,676,000 12,800,000 789,000 87,000
20 Interest ........... 53,639,000 50,820,000 1,388,000 1,431,000
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 194,470,000 162,111,000 31,958,000 401,000
23 Insurance .............. 53,741,000 52,833,000 562,000 346,000
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a OTHER MISC. EXPENSES 198,262,000 198,028,000 59,000 175,000
b RESEARCH/LAB EXPENSES 130,332,000 128,888,000 1,123,000 321,000
c
d
e All other expenses        
25 Total functional expenses. Add lines 1 through 24e 5,028,927,000 4,621,729,000 338,016,000 69,182,000
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year
(B)
End of year
Assets 1 Cash—non-interest-bearing ............. 35,247,000 1 37,535,000
2 Savings and temporary cash investments ......... 146,987,000 2 198,342,000
3 Pledges and grants receivable, net ........... 246,484,000 3 202,170,000
4 Accounts receivable, net ............. 521,413,000 4 465,287,000
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
500,000 5 300,000
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
  6  
7 Notes and loans receivable, net .............   7  
8 Inventories for sale or use .............. 2,968,000 8 2,739,000
9 Prepaid expenses and deferred charges .......... 35,707,000 9 43,916,000
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 4,280,288,000
b Less: accumulated depreciation ..... 10b 2,164,251,000 2,103,275,000 10c 2,116,037,000
11 Investments—publicly traded securities .......... 2,160,147,000 11 2,416,766,000
12 Investments—other securities. See Part IV, line 11 ..... 2,153,118,000 12 2,283,552,000
13 Investments—program-related. See Part IV, line 11 ..... 33,109,000 13 33,265,000
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 376,330,000 15 412,462,000
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 7,815,285,000 16 8,212,371,000
Liabilities 17 Accounts payable and accrued expenses ......... 503,999,000 17 487,033,000
18 Grants payable .................   18  
19 Deferred revenue ................ 445,041,000 19 456,395,000
20 Tax-exempt bond liabilities ............. 853,030,000 20 719,917,000
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 480,629,000 21 519,624,000
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..........   22  
23 Secured mortgages and notes payable to unrelated third parties .. 101,415,000 23 95,311,000
24 Unsecured notes and loans payable to unrelated third parties .... 477,603,000 24 622,716,000
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 600,794,000 25 432,566,000
26 Total liabilities. Add lines 17 through 25......... 3,462,511,000 26 3,333,562,000
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 1,899,596,000 27 2,242,101,000
28 Temporarily restricted net assets ........... 998,155,000 28 1,075,232,000
29 Permanently restricted net assets ........... 1,455,023,000 29 1,561,476,000
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 4,352,774,000 33 4,878,809,000
34 Total liabilities and net assets/fund balances ........ 7,815,285,000 34 8,212,371,000
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
5,121,523,000
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
5,028,927,000
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
92,596,000
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
4,352,774,000
5
Net unrealized gains (losses) on investments ...............
5
257,431,000
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
176,008,000
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
4,878,809,000
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
Yes
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors
Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
OMB No. 1545-0047
2012
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ





Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......................... Arrow Bullet   $    
Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 2
Name of organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
     
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
RESTRICTED
RESTRICTED
 

     
RESTRICTED
RESTRICTED  
RESTRICTED, RESTRICTED   RESTRICTED

$RESTRICTED


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
(a)
No.
(b)
Name, address, and ZIP + 4
(c)
Total contributions
(d)
Type of contribution
 
 
 

     
 
   

$  


(Complete Part II if there is a noncash contribution.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 3
Name of organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
     
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
(a) No.
from
Part I
(b)
Description of noncash property given
(c)
FMV (or estimate)
(see instructions)
(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
Page 4
Name of organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part III
Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  

Use duplicate copies of Part III if additional space is needed.
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
(a) No.
from
Part I
(b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
       
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.)
(a) Filing
organization's
totals
(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......    
b Total lobbying expenditures to influence a legislative body (direct lobbying) .......    
c Total lobbying expenditures (add lines 1a and 1b) ...................    
d Other exempt purpose expenditures ........................    
e Total exempt purpose expenditures (add lines 1c and 1d) ...............    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.
   
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) .................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in)
(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total
             
2a Lobbying nontaxable amount          
             
b Lobbying ceiling amount
(150% of line 2a, column(e))
         
             
c Total lobbying expenditures          
             
d Grassroots nontaxable amount          
             
e Grassroots ceiling amount
(150% of line 2d, column (e))
         
             
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2012


Schedule C (Form 990 or 990-EZ) 2012
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
No
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
Yes
 
c
Media advertisements? ....................................
 
No
 
d
Mailings to members, legislators, or the public? .........................
 
No
 
e
Publications, or published or broadcast statements? .......................
 
No
 
f
Grants to other organizations for lobbying purposes? .......................
 
No
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
Yes
 
845,273
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
No
 
i
Other activities? ..........................
 
No
 
j
Total. Add lines 1c through 1i ...............................
845,273
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
No
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Identifier Return Reference Explanation
EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: JOHNS HOPKINS OFFICE OF GOVERNMENT AND COMMUNITY AFFAIRS SERVES AS A RESOURCE FOR POLICY MAKERS AND OTHER JOHNS HOPKINS OFFICIALS AND ADVANCES THE CONGRESSIONAL, STATE AND LOCAL LEGISLATIVE AND REGULATORY INTERESTS OF JOHNS HOPKINS UNIVERSITY. IN FY13, MEMBERS OF THE GOVERNMENT AND COMMUNITY AFFAIRS OFFICE LOBBIED FEDERAL, STATE AND LOCAL GOVERNMENT OFFICIALS ON MATTERS OF BUDGETS AND APPROPRIATIONS, EDUCATION INCLUDING HIGHER EDUCATION, K-12 AND EARLY CHILDHOOD, HEALTH CARE INCLUDING MEDICARE/MEDICAID, SCIENCE AND TECHNOLOGY, TAXATION, LABOR, WORKPLACE AND ANTITRUST, RETIREMENT, AND THE ENVIRONMENT. IN ADDITION, GOVERNMENT AND COMMUNITY AFFAIRS LOBBIED FEDERAL GOVERNMENT OFFICALS ON MATTERS RELATED TO IMMIGRATION AND FIREARMS POLICY AND LOBBIED BALTIMORE CITY GOVERNMENT OFFICIALS ON MATTERS RELATED TO ECONOMIC AND COMMUNITY DEVELOPMENT, TECHNOLOGY TRANSFER, TAXATION OF NONPROFITS, LAND USE, ZONING, AND PLANNING ISSUES, TRANSPORTATION AND STREETSCAPES, PEDESTRIAN SAFETY, PUBLIC SAFETY, K-12 AND HIGHER EDUCATION, CAMPUS POLICIES, STUDENT LIFE, PUBLIC POLICY ON HEALTH MATTERS,AND YOUTH AND RECREATION PROGRAMS.
Schedule C (Form 990 or 990EZ) 2012

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 1 0
2 Aggregate contributions to (during year) ... 255,603 0
3 Aggregate grants from (during year) ..... 150,000 0
4 Aggregate value at end of year ........ 111,917 0
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 2,593,316,000 2,598,467,000 2,226,665,000 1,983,341,000 2,491,261,000
b Contributions ........ 113,100,000 80,019,000 93,620,000 62,949,000 85,943,000
c Net investment earnings, gains, and losses 341,414,000 39,170,000 401,847,000 304,247,000 -467,539,000
d Grants or scholarships ..... 74,759,000 80,374,000 81,779,000 77,486,000 76,822,000
e Other expenditures for facilities
and programs ........
36,708,000 26,349,000 24,354,000 30,054,000 28,851,000
f Administrative expenses .... 17,817,000 17,617,000 17,532,000 16,332,000 20,651,000
g End of year balance ...... 2,918,546,000 2,593,316,000 2,598,467,000 2,226,665,000 1,983,341,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet31.700 %
b
Permanent endowment SchDMd Bullet48.000 %
c
Temporarily restricted endowment SchDMd Bullet20.300 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
Yes
 
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   76,324,000 76,324,000
b Buildings ................   2,780,444,000 1,280,344,000 1,500,100,000
c Leasehold improvements ............   87,028,000 62,003,000 25,025,000
d Equipment ................   896,125,000 650,780,000 245,345,000
e Other .................   440,367,000 171,124,000 269,243,000
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 2,116,037,000
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)
(b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) CASH AND EQUIVALENTS
158,891,000 F

(B) PRIVATE EQUITY AND VENTURE CAPITAL
552,228,000 F

(C) REAL PROPERTY ASSETS
740,030,000 F

(D) ABSOLUTE RETURN FUNDS
744,876,000 F

(E) OTHER
87,527,000 F




Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 2,283,552,000
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1) INVESTMENTS IN AND LOANS TO AFFILIATES 194,560,000
(2) OTHER ASSETS 7,646,000
(3) INTERESTS IN TRUSTS AND ENDOWMENT FUNDS HELD BY OTHERS 105,501,000
(4) MCIC MALPRACTICE INSURANCE RECOVERIES RECEIVABLE 59,291,000
(5) MCIC INVESTMENT 45,464,000




Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet 412,462,000
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
PENSION & POST-RETIREMENT OBLIGATIONS 162,955,000
SWAP - MARKET VALUE ADJUSTMENT 20,123,000
DEFERRED COMPENSATION LIABILITIES 86,114,000
MCIC MEDICAL MALPRACTICE LIABILITY 103,907,000
GOVERNMENT LOAN FUND ADVANCES 29,821,000
OTHER LIABILITIES 29,646,000



Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 432,566,000
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 5,099,382,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 257,431,000
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -257,875,000
e Add lines 2a through 2d ..................... 2e -444,000
3 Subtract line 2e from line 1..................... 3 5,099,826,000
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 22,245,000
b Other (Describe in Part XIII.) ........... 4b -548,000
c Add lines 4a and 4b....................... 4c 21,697,000
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 5,121,523,000
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1 4,573,347,000
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d -175,460,000
e Add lines 2a through 2d...................... 2e -175,460,000
3 Subtract line 2e from line 1..................... 3 4,748,807,000
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 22,245,000
b Other (Describe in Part XIII.) ............ 4b 257,875,000
c Add lines 4a and 4b....................... 4c 280,120,000
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 5,028,927,000
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
  PART III, LINE 1A: CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS HELD AS PART OF COLLECTIONS ARE NOT RECOGNIZED OR CAPITALIZED.
  PART III, LINE 4: AMONG COLLECTIONS HOUSED AT THE MILTON S. EISENHOWER LIBRARY, THE UNIVERSITY'S PRINCIPAL RESEARCH LIBRARY, ARE THE EISENHOWER RARE BOOK COLLECTION, THE FERDINAND HAMBURGER UNIVERSITY ARCHIVES, AN EXTENSIVE HISTORICAL MANUSCRIPTS COLLECTION AND THE LESTER S. LEVY COLLECTION OF SHEET MUSIC. THESE COLLECTIONS INCLUDE ARCHIVES, MAPS, PHOTOGRAPHS, MEDIEVAL AND RENAISSANCE MANUSCRIPT BOOKS, POETRY WORKS AND THOUSANDS OF PIECES OF SHEET MUSIC. THE PEABODY ARCHIVES, THE WILLIAM F. LUCAS & FAMILY PAPERS, THE PHYLLIS BRYN-JULSON COLLECTION, THE ANDREW S. POPE COLLECTION AND THE CHARLIE BYRD COLLECTION ARE ALL HOUSED AT THE PEABODY INSTITUTE OF THE JOHNS HOPKINS UNIVERSITY. THESE COLLECTIONS INCLUDE HISTORICAL WRITINGS, RECORDINGS, RECORD CATALOGUES, CONCERT AND RECITAL PROGRAMS, BOOKS, PICTURES, ORIGINAL MUSIC SCORES, PRINTED MUSIC AND SHEET MUSIC. THE PEABODY CONSERVATORY ALSO MAINTAINS A COLLECTION OF MUSICAL INSTRUMENTS THAT INCLUDE BAROQUE AND RENAISSANCE INSTRUMENTS. THE UNIVERSITY'S EVERGREEN MUSEUM AND LIBRARY CONTAINS COLLECTIONS OF RARE BOOKS, LITERARY WORKS, EARLY MANUSCRIPTS, PAINTINGS, DRAWINGS, ARTIFACTS AND ONE OF THE LARGEST PRIVATE COLLECTIONS OF INCUNABULA IN THE UNITED STATES (BOOKS PRINTED PRIOR TO 1501). THE UNIVERSITY'S HOMEWOOD MUSEUM HOUSES COLLECTIONS OF FINE AND DECORATIVE ART THAT INCLUDE FURNITURE, ENGLISH CERAMICS AND SILVER AS WELL AS RARE BOOKS AND MANUSCRIPTS. THE UNIVERSITY MAINTAINS OTHER SPECIALIZED COLLECTIONS IN MEDICINE, INTERNATIONAL AFFAIRS, MUSIC, AND EARTH AND SPACE SCIENCE THAT ARE LOCATED ACROSS ITS CAMPUSES. THE COLLECTIONS THAT HAVE BEEN DESCRIBED PROVIDE CULTURAL VALUE AND RESOURCES TO BE USED TO FOSTER EDUCATION, INDEPENDENT THINKING AND PROFESSIONAL RESEARCH WITHIN THE JOHNS HOPKINS UNIVERSITY COMMUNITY AS WELL AS ITS SURROUNDING ENVIRONMENT.
  PART IV, LINE 2B: THE UNIVERSITY HAS ENTERED INTO SEPARATE AGREEMENTS WITH THE JOHNS HOPKINS HOSPITAL ENDOWMENT FUND, INC. (JHHEFI),THE EVERGREEN HOUSE FOUNDATION (EHF) AND THE ROBERT GARRETT FUND FOR SURGICAL TREATMENT OF CHILDREN (GARRETT) WHEREBY THOSE ENTITIES TRANSFERRED FUNDS TO THE UNIVERSITY TO INVEST IN THE UNIVERSITY'S ENDOWMENT INVESTMENT POOL (EIP); THE UNIVERSITY MANAGES THESE ASSETS ON THEIR BEHALF. THE FUNDS ARE INVESTED WITH OTHER UNIVERSITY ASSETS IN THE UNVERSITY'S NAME AND TITLE, AND IN ACCORDANCE WITH THE UNIVERSITY'S EIP INVESTMENT POLICIES AND OBJECTIVES. JHHEFI, EHF, AND GARRETT RECEIVE PAYOUTS AND MAY REQUEST WITHDRAWALS AS SPECIFIED IN THE AGREEMENTS. THE ASSETS ARE INCLUDED IN INVESTMENTS ON THE BALANCE SHEET.
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE UNIVERSITY HAS ADOPTED INVESTMENT POLICIES FOR ITS ENDOWMENT, INCLUDING BOARD-DESIGNATED FUNDS, THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING IN SUPPORT OF THE OPERATING BUDGET, WHILE SEEKING TO PRESERVE THE REAL VALUE OF THE ENDOWMENT ASSETS OVER TIME. THE UNIVERSITY RELIES ON A TOTAL RETURN STRATEGY UNDER WHICH INVESTMENT RETURNS ARE ACHIEVED THROUGH BOTH APPRECIATION (REALIZED AND UNREALIZED) AND YIELD (INTEREST AND DIVIDENDS).
PART XI, LINE 2D - OTHER ADJUSTMENTS:   FINANCIAL AID, NETTED IN TUITION -257,875,000.
PART XI, LINE 4B - OTHER ADJUSTMENTS:   LOSS ON DISPOSAL OF OTHER ASSETS -548,000.
PART XII, LINE 2D - OTHER ADJUSTMENTS:   LOSS ON DISPOSAL OF OTHER ASSETS 548,000. NON OPERATING CHANGE IN BENEFIT PLANS -161,670,000. CHANGE IN FAIR VALUE OF SWAP AGREEMENTS -14,338,000.
PART XII, LINE 4B - OTHER ADJUSTMENTS:   FINANCIAL AID, NETTED IN TUITION 257,875,000.
    SCHEDULE D, PART XI, LINE 1: RECONCILIATION OF TOTAL REVENUE PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING REVENUES $4,793,784,000 NON-OPERATING CONTRIBUTIONS 165,165,000 NON-OPERATING INVESTMENT RETURN 217,135,000 ACADEMIC MISSION CONTRIBUTION-NONOP, OTHER 8,779,000 OTHER CONTRIBUTIONS 3,000,000 NET ASSETS RELEASED FROM RESTRICTIONS (88,481,000) -------------- TOTAL REVENUE [PART XII,LINE 1] = $5,099,382,000 SCHEDULE D, PART XII, LINE 1 RECONCILIATION OF TOTAL EXPENSES PER AUDITED FINANCIAL STATEMENTS TOTAL OPERATING EXPENSES $4,698,581,000 NON-OPERATING LOSS ON BOND REFINANCE 45,982,000 OTHER - NON-OPERATING OTHER (208,000) NET UNREALIZED LOSS FROM SWAP - NON-OP OTHER (14,338,000) NON-OPERATING-CAF TAX PAYMENTS 5,000,000 NON-OPERATING CHANGE IN BENEFIT PLANS (161,670,000) -------------- TOTAL EXPENSES [PART XIII, LINE 1] $4,573,347,000 SCHEDULE D, PART X, LINES 1 & 2: THE UNIVERSITY ANNUALLY REVIEWS ITS TAX POSITIONS AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS. NO PROVISION FOR INCOME TAXES WAS REQUIRED FOR FISCAL 2013 OR 2012.
Schedule D (Form 990) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2012
Schedule E (Form 990 or 990EZ) 2012
Page 2
Part II
Supplemental Information. Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE AND WORLDWIDE AND MEETS THE CRITERIA OF SECTION 4.03 2(B) OF REVENUE PROCEDURE 75-50. THE UNIVERSITY FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AND PUBLISHES ITS RACIALLY NONDISCRIMINATORY POLICY ON THE UNIVERSITY WEBSITE, IN EACH SCHOOL'S COURSE CATELOG AND IN UNIVERSITY BROCHURES.
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE JOHNS HOPKINS UNIVERSITY RECEIVES NUMEROUS RESEARCH GRANTS AND CONTRACTS FROM VARIOUS GOVERNMENTAL AGENCIES AS WELL AS FUNDS FOR STUDENT AID.
Schedule E (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
General Information on Activities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside
the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region
(f) Total expenditures
for and investments
in region
CENTRAL AMERICA AND THE CARIBBEAN 4 14 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 979,791
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES CLINICAL SERVICES 15,584
CENTRAL AMERICA AND THE CARIBBEAN     BUSINESS TRAVEL N/A 177,525
CENTRAL AMERICA AND THE CARIBBEAN     INVESTMENTS N/A 776,150,467
EAST ASIA AND THE PACIFIC 21 205 STUDENT LOANS N/A 790,167
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 21,248,040
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 485,065
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES PLANT OPERATIONS & MAINTENANCE 1,627,566
EAST ASIA AND THE PACIFIC     BUSINESS TRAVEL N/A 3,565,566
EAST ASIA AND THE PACIFIC     INVESTMENTS N/A 23,739,711
EUROPE (INCLUDING ICELAND & GREENLAND) 5 68 STUDENT LOANS N/A 52,587
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 11,677,689
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 3,095,189
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES STUDENT SERVICES 897,854
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES LIBRARIES 605,600
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES PLANT OPERATIONS & MAINTENANCE 880,724
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES STUDENT AID 11,058
EUROPE (INCLUDING ICELAND & GREENLAND)     FUNDRAISING GENERAL SERVICES & ADMINISTRATION 281,402
EUROPE (INCLUDING ICELAND & GREENLAND)     BUSINESS TRAVEL N/A 4,499,556
EUROPE (INCLUDING ICELAND & GREENLAND)     INVESTMENTS N/A 37,604,245
MIDDLE EAST & NORTH AFRICA 1 9 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 10,891,610
MIDDLE EAST & NORTH AFRICA     FUNDRAISING N/A 8,647
MIDDLE EAST & NORTH AFRICA     BUSINESS TRAVEL FUNDRAISING 1,065,307
NORTH AMERICA (EXCLUDING U.S.) 0 4 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 2,054,587
NORTH AMERICA (EXCLUDING U.S.)     BUSINESS TRAVEL N/A 459,217
RUSSIA & THE NEWLY INDEPENDENT STATES 0 3 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 1,175,126
RUSSIA & THE NEWLY INDEPENDENT STATES     BUSINESS TRAVEL N/A 281,487
SOUTH AMERICA 4 16 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 3,815,807
SOUTH AMERICA     BUSINESS TRAVEL N/A 981,328
SOUTH ASIA 18 1,471 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 29,912,321
SOUTH ASIA     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 56,901
SOUTH ASIA     BUSINESS TRAVEL N/A 1,502,358
SUB-SAHARAN AFRICA 89 2,474 PROGRAM SERVICES INSTRUCTION & SPONSORED RESEARCH 227,702,649
SUB-SAHARAN AFRICA     PROGRAM SERVICES GENERAL SERVICES & ADMINISTRATION 136,739
SUB-SAHARAN AFRICA     BUSINESS TRAVEL N/A 5,432,818
3a Sub-total ..... 25 219 801,474,205
b Total from continuation sheets to Part I ... 117 4,045 372,388,083
c Totals (add lines 3a and 3b) 142 4,264 1,173,862,288
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)
(c) Region (d) Purpose of
grant
(e) Amount of
cash grant
(f) Manner of
cash
disbursement
(g) Amount of
of non-cash
assistance
(h) Description
of non-cash
assistance
(i) Method of
valuation
(book, FMV,
appraisal, other)
CENTRAL AMERICA & CARRIBEAN SUB-AWARD 362,736 WIRE TRANSFER 0 N/A N/A
CENTRAL AMERICA & CARRIBEAN SUB-AWARD 10,000 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 1,334,323 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 795,842 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 759,276 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 757,485 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 610,881 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 541,269 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 235,591 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 213,916 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 182,188 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 181,888 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 144,529 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 132,903 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 129,060 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 87,233 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 82,486 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 75,000 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 72,894 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 64,612 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 64,273 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 50,700 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 49,970 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 47,388 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 45,000 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 40,000 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 37,315 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 32,929 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 32,160 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 24,404 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 24,308 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 22,645 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 20,029 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 18,558 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 15,707 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 15,000 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 13,500 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 12,000 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 10,000 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 7,740 WIRE TRANSFER 0 N/A N/A
EAST ASIA & PACIFIC SUB-AWARD 5,600 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 1,704,007 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 1,074,965 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 528,356 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 518,552 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 459,381 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 416,745 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 338,326 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 334,320 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 294,589 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 286,853 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 275,250 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 215,746 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 208,831 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 191,111 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 183,928 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 181,580 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 178,409 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 135,000 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 102,652 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 101,247 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 90,157 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 90,069 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 87,892 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 84,682 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 83,756 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 80,000 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 71,770 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 71,754 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 66,319 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 62,500 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 60,877 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 60,000 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 51,842 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 50,821 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 49,816 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 47,611 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 46,432 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 43,600 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 41,761 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 38,130 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 33,676 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 33,626 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 31,978 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 30,055 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 27,860 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 27,860 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 27,633 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 26,212 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 23,500 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 23,054 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 22,735 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 19,580 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 19,387 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 18,999 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 18,382 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 16,392 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 16,188 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 15,524 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 15,384 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 12,940 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 10,000 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 9,000 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 8,580 WIRE TRANSFER 0 N/A N/A
EUROPE (INC. ICELAND & GREENLAND) SUB-AWARD 7,279 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 1,390,727 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 359,908 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 105,232 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 100,750 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 67,714 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 44,472 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 44,354 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 38,800 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 27,000 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 18,980 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 18,384 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 13,027 WIRE TRANSFER 0 N/A N/A
MIDDLE EAST & NORTH AFRICA SUB-AWARD 10,000 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 349,808 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 352,141 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 301,540 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 240,212 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 126,974 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 88,497 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 79,901 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 78,000 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 50,000 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 49,426 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 44,863 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 42,881 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 42,195 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 41,000 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 33,593 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 20,723 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 20,000 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 16,800 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 9,801 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 7,458 WIRE TRANSFER 0 N/A N/A
NORTH AMERICA (EX. US) SUB-AWARD 6,008 WIRE TRANSFER 0 N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 221,216 WIRE TRANSFER 0 N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 74,000 WIRE TRANSFER 0 N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 60,000 WIRE TRANSFER 0 N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 20,595 WIRE TRANSFER 0 N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 19,942 WIRE TRANSFER 0 N/A N/A
RUSSIA & INDEPENDENT STATES SUB-AWARD 11,500 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SUB-AWARD 617,245 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SUB-AWARD 523,389 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SUB-AWARD 493,844 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SUB-AWARD 254,812 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SUB-AWARD 100,023 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SUB-AWARD 89,715 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SUB-AWARD 72,000 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SUB-AWARD 42,702 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SUB-AWARD 25,740 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SUB-AWARD 15,000 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SUB-AWARD 13,220 WIRE TRANSFER 0 N/A N/A
SOUTH AMERICA SUB-AWARD 5,186 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 3,050,849 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 2,257,945 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 1,603,058 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 971,414 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 839,971 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 780,052 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 672,915 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 631,235 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 625,788 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 534,377 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 492,500 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 429,634 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 400,611 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 331,496 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 198,000 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 181,661 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 170,936 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 139,949 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 134,082 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 132,379 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 121,789 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 109,324 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 101,661 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 86,343 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 82,922 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 75,073 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 69,889 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 63,837 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 63,252 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 55,812 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 54,533 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 41,840 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 39,617 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 38,865 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 35,995 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 34,028 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 33,000 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 32,000 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 31,312 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 30,885 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 26,921 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 26,648 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 22,761 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 13,961 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 12,810 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 12,530 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 12,411 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 9,701 WIRE TRANSFER 0 N/A N/A
SOUTH ASIA SUB-AWARD 6,116 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 9,374,200 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 7,346,592 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 5,038,743 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 4,328,879 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 3,946,570 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 3,905,539 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 3,030,489 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 2,489,500 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 2,159,621 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,841,698 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,832,872 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,763,242 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,750,680 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,649,741 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,127,711 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,066,813 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 1,002,688 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 943,661 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 857,025 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 710,120 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 685,262 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 664,187 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 613,645 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 612,915 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 611,406 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 605,572 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 544,306 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 531,875 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 530,391 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 500,571 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 475,451 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 452,519 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 447,741 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 435,170 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 400,122 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 348,843 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 334,898 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 329,141 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 305,443 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 284,398 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 279,085 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 278,463 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 274,514 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 272,277 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 263,410 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 251,891 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 249,997 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 246,553 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 241,480 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 240,741 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 239,804 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 237,952 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 229,768 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 227,585 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 226,801 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 211,689 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 211,608 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 210,232 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 208,956 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 198,049 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 188,670 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 188,618 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 166,248 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 163,445 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 162,075 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 161,623 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 161,564 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 158,904 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 152,544 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 150,756 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 149,733 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 144,533 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 143,773 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 135,370 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 132,298 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 128,786 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 128,760 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 127,841 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 123,188 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 121,086 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 120,105 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 119,824 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 119,139 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 113,351 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 111,307 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 110,922 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 110,022 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 109,073 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 105,508 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 103,711 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 103,561 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 101,802 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 98,458 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 97,981 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 95,156 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 94,321 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 93,681 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 92,511 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 91,562 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 91,336 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 91,246 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 91,113 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 89,981 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 89,316 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 84,956 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 84,824 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 84,550 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 82,362 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 82,033 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 81,555 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 77,022 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 76,517 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 76,062 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 75,141 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 73,830 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 71,614 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 68,360 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 68,254 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 66,559 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 65,259 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 64,447 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 63,358 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 60,872 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 60,640 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 57,786 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 56,964 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 56,671 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 55,842 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 54,117 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 54,097 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 53,431 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 52,346 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 51,950 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 51,584 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 51,390 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 49,909 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 47,776 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 45,710 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 44,729 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 44,411 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 42,975 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 40,565 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 39,950 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 37,500 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 36,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 35,122 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 35,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 34,890 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 33,638 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 32,278 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 32,023 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 31,885 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 31,398 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 30,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 29,942 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 28,860 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 28,512 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 28,512 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 28,512 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 27,130 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 25,489 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 25,412 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 25,172 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 25,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 25,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 25,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 24,352 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 24,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 23,952 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 23,328 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 23,328 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 23,328 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 23,328 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 23,328 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 22,982 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 22,374 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 22,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 21,485 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 21,070 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 20,955 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 20,612 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 19,444 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 19,401 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 19,074 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 18,775 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 18,360 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 18,144 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 17,700 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 16,696 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 16,048 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 15,552 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 15,552 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 14,716 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 14,703 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 13,763 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 13,351 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 12,960 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 12,037 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,312 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 10,000 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 9,500 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 9,500 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 9,185 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 7,890 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 7,470 WIRE TRANSFER 0 N/A N/A
SUB-SAHARAN AFRICA SUB-AWARD 7,143 WIRE TRANSFER 0 N/A N/A
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
 
3
Enter total number of other organizations or entities .......................MediumBullet
418
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant
(e) Manner of cash
disbursement
(f) Amount of
non-cash
assistance
(g) Description
of non-cash
assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
HONORARIA CENTRAL AMERICA & CARIBBEAN 4 8,832 WIRE TRANSFER   N/A N/A
HONORARIA EAST ASIA & PACIFIC 32 42,786 WIRE TRANSFER   N/A N/A
HONORARIA EUROPE (INC. ICELAND & GREENLAND) 72 112,643 WIRE TRANSFER   N/A N/A
HONORARIA NORTH AMERICA (EX. US) 37 50,916 WIRE TRANSFER   N/A N/A
HONORARIA SOUTH AMERICA 9 31,779 WIRE TRANSFER   N/A N/A
HONORARIA SOUTH ASIA 12 37,000 WIRE TRANSFER   N/A N/A
HONORARIA SUB-SAHARAN AFRICA 19 77,050 WIRE TRANSFER   N/A N/A
SUB-AWARD EUROPE (INC. ICELAND & GREENLAND) 1 17,114 WIRE TRANSFER   N/A N/A
ACADEMIC AWARDS EAST ASIA & PACIFIC 1 600 CHECK DISBURSEMENT   N/A N/A
ACADEMIC AWARDS SOUTH ASIA 1 500 WIRE TRANSFER   N/A N/A
ACADEMIC AWARDS SUB-SAHARAN AFRICA 1 500 WIRE TRANSFER   N/A N/A
SCHOLARSHIPS EUROPE (INC. ICELAND & GREENLAND) 1 3,100 CREDIT TO STUDENT A/R   N/A N/A
SCHOLARSHIPS EAST ASIA & PACIFIC 52 445,314 CREDIT TO STUDENT A/R   N/A N/A
HONORARIA MIDDLE EAST AND NORTH AFRICA 8 24,800 WIRE TRANSFER   N/A N/A
               
               
               
               
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If “Yes,”the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If “Yes,” the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
EXPLANATION FOR ESTIMATED NUMBER OF RECIPIENTS:   SCHEDULE F, PART III, COL (C): N/A
  SCHEDULE F, PART I: GENERAL INFORMATION ON ACTIVITIES OUTSIDE THE U.S.: THE UNIVERSITY'S SCHOOL OF ADVANCED INTERNATIONAL STUDIES OFFERS GRADUATE EDUCATION IN 3 PRIMARY LOCATIONS: WASHINGTON, D.C, BOLOGNA, ITALY AND NANJING, CHINA. FOR SCHEDULE F REPORTING, FINANCIAL AID FOR STUDENTS ATTENDING SCHOOL AT THE BOLOGNA OR NANJING LOCATIONS ARE REPORTED BY REGION.
    PART I, LINE 2: DESCRIBE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE U.S. THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS OF GRANTS AWARDED TO THE UNIVERSITY, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROGRESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVING IT FOR PAYMENT. SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS AS PRESCRIBED IN OMB CIRCULARS A-110 AND A-133. SUBRECIPIENTS EXEMPT FROM A-133 AUDIT REQUIREMENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY FEDERAL AGENCIES OR PASS-THRU ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT. PART I, LINE 3, COLUMN (F): DESCRIBE METHOD USED TO ACCOUNT FOR EXPENDITURES ON THE FINANCIAL STATEMENTS. THE FORM 990 IS BASED ON FINANCIAL STATEMENTS THAT ARE PREPARED USING AN ACCRUAL ACCOUNTING METHOD. TO IDENTIFY EXPENDITURES FOR FOREIGN ACTIVITIES, THE UNIVERSITY ADDED NEW REPORTING ATTRIBUTES TO THE COST OBJECTS (OR ACCOUNTS) WHERE EXPENSE ACTIVITY IS RECORDED IN ORDER TO IDENTIFY THE IRS REGION AND ACTIVITY TYPE FOR EACH COST OBJECT. THE EXPENSES REPORTED ARE THE DIRECT EXPENSES FOR ACTIVITIES CONDUCTED IN THE REGION BASED ON THE ACCOUNTING RECORDS INCLUDING TRAVEL DIRECTLY CHARGED TO THE ACTIVITIES. FOR THE 2013 FORM 990, SCHEDULE F, PART I, THE UNIVERSITY IDENTIFIED CERTAIN BUSINESS TRAVEL BETWEEN THE U.S. AND FOREIGN REGIONS. THE AMOUNTS AVAILABLE FROM THE ACCOUNTING RECORDS ARE IDENTIFIED ON LINE 3 AS "BUSINESS TRAVEL" AND INCLUDE EXPENSES FOR EMPLOYEES TO ATTEND AND SPEAK AT SEMINARS AND CONFERENCES IN OTHER COUNTRIES AS WELL AS EXPENSES FOR TRAVEL RELATED TO PROGRAM SERVICE ACTIVITIES. TRAVEL EXPENSES WHICH WERE DIRECT EXPENSES FOR PROGRAM SERVICES OR FUNDRAISING ACTIVITIES CONDUCTED IN REGIONS ARE INCLUDED IN THE AMOUNT REPORTED FOR PROGRAM SERVICE AND FUNDRAISING EXPENDITURES BY REGION.
  PART I: GENERAL INFORMATION ON ACTIVITIES OUTSIDE THE UNITED STATES: TOTAL FOREIGN ACTIVITY REPORTED ON SCHEDULE F, PART I BY ACTIVITY TYPE: PROGRAM SERVICES $ 317,559,948 BUSINESS TRAVEL $ 17,965,163 INVESTMENTS $ 837,494,423 STUDENT LOANS $ 842,754 TOTAL $1,173,862,288
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2012
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser)
(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity
(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i)
(vi) Amount paid to
(or retained by)
organization
Yes No
 
RUFFALOCODY LLC
65 KIRKWOOD NORTH RD SW
 
CEDAR RAPIDS, IA524063018
TELEMARKETING SERVICES FOR ANNUAL GIVING PROGRAMS   No 1,388,154 745,058 643,096
JOHN ROCKEFELLER
PO BOX 50
 
GEYSERVILLE, CA95441
FUNDRAISING CONSULTING SERVICES   No 0 32,080 -32,080
             
             
             
             
             
             
             
             
Total .................right arrow 1,388,154 777,138 611,016
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
MD, AL, AK, AR, AZ, CA, CT, CO, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MS, MO, MA, MI, MN, MT, NE, NV, NH, NM, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY, DC
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

PAUL REED SMITH EVENT
(event type)
(b) Event #2

PONY UP
(event type)
(c) Other events

4
(total number)
(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 413,769 241,150 249,374 904,293
2 Less: Contributions . . 233,913 170,485 116,926 521,324
3 Gross income (line 1
minus line 2) . . .
179,856 70,665 132,448 382,969
VerticalDirectExpenses 4 Cash prizes . . . 0 2,000 0 2,000
5 Noncash prizes . . 0 566 3,339 3,905
6 Rent/facility costs . . 45,200 2,385 16,724 64,309
7 Food and beverages . 39,150 32,729 90,461 162,340
8 Entertainment . . . 0 7,500 16,150 23,650
9 Other direct expenses . 26,466 57,710 71,708 155,884
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 412,088
11 Net income summary. Combine line 3, column (d), and line 10. .......... right arrow -29,119
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo
(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .        
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .        
4 Rent/facility costs . . .        
5 Other direct expenses . .        
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow  
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow  
9
Enter the state(s) in which the organization operates gaming activities:
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
 
b
An outside facility ........................
13b
 
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) RUFFALOCODY, LLC PROVIDES A TELEMARKETING SERVICE TO JHU IN WHICH THERE IS A STATED CONTRACT AMOUNT FOR THE FISCAL YEAR IN WHICH JHU AGREED TO MAKE EVEN QUARTERLY PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES. OTHER FUNDRAISING EXPENSES ARE BILLED SEPARATELY DURING THE MONTH INCURRED. FOR FISCAL YEAR ENDED JUNE 30, 2013, THE UNIVERSITY PAID RUFFALOCODY $745,058 FOR PROFESSIONAL FUNDRAISING SERVICES, AND $35,059 FOR OTHER FUNDRAISING EXPENSES, INCLUDING PRINTING, PAPER, POSTAGE. THE AGREEMENT AND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES AND EXPENSE PAYMENTS OR REIMBURSEMENTS. JOHN ROCKEFELLER PROVIDED FUNDRAISING SERVICES TO JHU IN WHICH THERE IS A STATED CONTRACT AMOUNT FOR THE FISCAL YEAR IN WHICH JHU AGREED TO MAKE PAYMENTS AS INVOICED. OTHER FUNDRAISING EXPENSES ARE BILLED SEPARATELY DURING THE MONTH INCURRED. FOR FISCAL YEAR ENDED JUNE 30, 2013, THE UNIVERSITY PAID JOHN ROCKEFELLER $32,080 FOR PROFESSIONAL FUNDRAISING SERVICES, AND $1,354 FOR OTHER FUNDRAISING EXPENSES, INCLUDING TRAVEL AND MEALS. THE AGREEMENT AND ITEMIZED BILLS DISTINGUISH BETWEEN PAYMENTS FOR PROFESSIONAL FUNDRAISING SERVICES AND EXPENSE PAYMENTS OR REIMBURSEMENTS.
Schedule G (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government
(b) EIN (c) IRC Code section
if applicable
(d) Amount of cash grant (e) Amount of non-cash
assistance
(f) Method of valuation
(book, FMV, appraisal,
other)
(g) Description of
non-cash assistance
(h) Purpose of grant
or assistance
(1) 3D IMAGING DRUG DESIGN AND
8060 COUNTS MASSIE RD
MAUMELLE,AR721136657
20-8888150   25,496 0 N/A N/A SUB-AWARD
(2) 3TEX INC
208 LAUREL HILLS DR
RUTHERFORDTON,NC28139
56-1990412   133,651 0 N/A N/A SUB-AWARD
(3) 99999 CONSULTING LLC
7032 BRADWOOD COURT
SPRINGFIELD,VA22151
45-5428863   192,507 0 N/A N/A SUB-AWARD
(4) AAMVA
PO BOX 79817
BALTIMORE,MD212790817
53-0172317   90,000 0 N/A N/A SUB-AWARD
(5) ABINGTON MEMORIAL HOSPITAL
1200 OLD YORK RD
ABINGTON,PA190013720
23-1352152   16,420 0 N/A N/A SUB-AWARD
(6) ABSL POWER SOLUTIONS INC DBA ABSL SPACE PRODUCTS
1751 S FORDHAM STREET
LONGMONT,CO80503
20-3905678   176,100 0 N/A N/A SUB-AWARD
(7) AC CENTER INC
259 MONROE AVE
ROCHESTER,NY14607
16-1356734   135,034 0 N/A N/A SUB-AWARD
(8) ADCOLE CORPORATION
PO BOX 39
MARLBOROUGH,MA01752
04-2224182   700,000 0 N/A N/A SUB-AWARD
(9) ADKINS STRATEGIES LLC
444 NORTH CAPITOL STREET NW
WASHINGTON,DC20001
20-5497297   30,000 0 N/A N/A SUB-AWARD
(10) ADLER PLANETARIUM
1300 S LAKE SHORE DRIVE
CHICAGO,IL60605
36-6210902   6,000 0 N/A N/A SUB-AWARD
(11) ADVANCED ACOUSTIC CONCEPTS LLC
425 OSER AVENUE
HAUPPAUGE,NY11788
20-4992653   249,242 0 N/A N/A SUB-AWARD
(12) ADVENTIST DEVELOPMENT AND RELIEF AGENCY INC
12501 OLD COLUMBIA PIKE
SILVER SPRING,MD20904
52-1314847   1,025,163 0 N/A N/A SUB-AWARD
(13) AEGIS TECHNOLOGIES GROUP
13062 HIGHWAY 290 WEST
AUSTIN,TX78737
63-0985776   73,733 0 N/A N/A SUB-AWARD
(14) AEROJET-GENERAL CORPORATION
5731 WELLINGTON RD
GAINSVILLE,VA201551699
95-1751500   32,742 0 N/A N/A SUB-AWARD
(15) AEROVIRONMENT INC
181 W HUNTINGTON DRIVE
MONROVIA,CA91016
95-2705790   89,822 0 N/A N/A SUB-AWARD
(16) AETHERCOMM INC
3205 LIONSHEAD AVENUE
CARLSBAD,CA92010
33-0862210   111,833 0 N/A N/A SUB-AWARD
(17) AFRICARE INC
440 R STREET NW
WASHINGTON,DC20001
23-7116952   140,573 0 N/A N/A SUB-AWARD
(18) AKRON GENERAL MEDICAL CENTER
400 WABASH AVE
AKRON,OH44307
34-0714478   21,420 0 N/A N/A SUB-AWARD
(19) ALABAMA DEPT OF EDUCATION
50 N RIPLEY ST
MONTGOMERY,AL361302101
63-6000619   211,710 0 N/A N/A SUB-AWARD
(20) ALAMEDA CO MED CTR
1411 E 31ST ST
OAKLAND,CA94602
94-3302014   28,736 0 N/A N/A SUB-AWARD
(21) ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVE
BRONX,NY10461
13-1624225   18,242 0 N/A N/A SUB-AWARD
(22) ALION SCIENCE & TECHNOLOGY CORPORATION
240 ORAL SCHOOL RD
MYSTIC,CT06355
54-2061691   39,056 0 N/A N/A SUB-AWARD
(23) ALLEGHENY SINGER RESEARCH INSTITUTE
320 E NORTH AVE
PITTSBURGH,PA15212
25-1320493   36,912 0 N/A N/A SUB-AWARD
(24) ALLIANT TECHSYSTEMS OPERATIONS LLC
55 THIOKOI ROAD
ELKTON,MD21921
27-4026908   7,144,928 0 N/A N/A SUB-AWARD
(25) AMERICAN CANCER SOCIETY
250 WILLIAMS ST NW STE 400
ATLANTA,GA303031002
13-1788491   278,241 0 N/A N/A SUB-AWARD
(26) AMERICAN COLLEGE OF NURSE MID WIVES
8403 COLESVILLE RD STE 1550
SILVER SPRING,MD20910
74-1685515   10,980 0 N/A N/A SUB-AWARD
(27) AMERICAN COLLEGE OF OBSTETRICIANS AND GYNECOLOGISTS
409 12TH STREET SW
WASHINGTON,DC20024
36-2217981   6,808 0 N/A N/A SUB-AWARD
(28) AMERICAN COLLEGE OF SURGEONS
633 N ST CLAIRE ST
CHICAGO,IL60611
36-2192800   94,399 0 N/A N/A SUB-AWARD
(29) AMERICAN LUNG ASSOCIATION
14 WALL ST
NEW YORK,NY10005
13-1632524   246,000 0 N/A N/A SUB-AWARD
(30) AMERICAN RED CROSS
15601 CRABBS BRANCH WAY
ROCKVILLE,MD20886
53-0196605   19,135 0 N/A N/A SUB-AWARD
(31) AMERICAN REFUGEE COMMITTEE
615 1ST AVE NE STE 500
MINNEAPOLIS,MN55413
36-3241033   809,616 0 N/A N/A SUB-AWARD
(32) AMERICAN RELIANCE INC
3445 FLETCHER AVENUE
EL MONTE,CA91731
95-4020451   15,200 0 N/A N/A SUB-AWARD
(33) AMETEK SCP INC
52 AIRPORT ROAD
WESTERLY,RI02891
05-0471273   92,659 0 N/A N/A SUB-AWARD
(34) ANDERSON MATRIX CONSULTING
115 EMERALD CHASE CIRCLE
JOHNSON CITY,TN37615
26-2489155   223,495 0 N/A N/A SUB-AWARD
(35) ANIMAL CLINICAL INVESTIGATION LLC
4926 WISCONSIN AVE NW
WASHINGTON,DC20016
52-2774246   15,851 0 N/A N/A SUB-AWARD
(36) ANN AND ROBERT H LURIE CHILDRENS
OFFICE OF SPONSORED PROJECTS
CHICAGO,IL606112605
36-2170833   93,467 0 N/A N/A SUB-AWARD
(37) ANNE ARUNDEL HEALTH SYSTEM INST INC
PO BOX 37181
BALTIMORE,MD212973181
52-1646304   26,379 0 N/A N/A SUB-AWARD
(38) AON CONSULTING INC
310 WEST FORTH ST
WINSTON SALEM,NC27101
22-2232264   91,500 0 N/A N/A SUB-AWARD
(39) AOPTIX TECHNOLOGIES INC
695 CAMPBELL TECHNOLOGY PKWY
CAMPBELL,CA95008
95-4789212   112,490 0 N/A N/A SUB-AWARD
(40) APPLIED COHERENT TECHNOLOGY CORPORATION
112 ELDEN STREET
HERNDON,VA20170
54-1534159   1,244,987 0 N/A N/A SUB-AWARD
(41) APPLIED DEFENSE SOLUTIONS INC
201 EXTON COMMONS
EXTON,PA19341
72-1589356   11,280 0 N/A N/A SUB-AWARD
(42) APPLIED RESEARCH ASSOCIATES
4300 SAN MATEO BLVD NE
ALBUQUERQUE,NM87110
31-1139329   116,931 0 N/A N/A SUB-AWARD
(43) APPLIED RESEARCH ASSOCIATES INC
4300 SAN MATEO BLVD NE
ALBUQUERQUE,NM871101295
85-0276434   77,889 0 N/A N/A SUB-AWARD
(44) APPLIED VISIONS INC
6 BAYVIEW AVENUE
NORTHPORT,NY11768
11-2089203   7,414 0 N/A N/A SUB-AWARD
(45) AR CHILDRENS HOSPITAL RESEARCH INST
1 CHILDRENS WAY FINANCIAL SERVICES
LITTLE ROCK,AR722023591
71-0694931   35,322 0 N/A N/A SUB-AWARD
(46) ARGON ST INC
12701 FAIR LAKES CIRCLE
FAIRFAX,VA22033
38-1873250   97,939 0 N/A N/A SUB-AWARD
(47) ARIZONA BOARD OF REGENTS UNIVERSITY OF ARIZONA
PO BOX 3520
TUCSON,AZ857223520
74-2652689   19,262 0 N/A N/A SUB-AWARD
(48) ARIZONA STATE UNIV
PO BOX 873503
TEMPE,AZ852873503
86-0196696   375,130 0 N/A N/A SUB-AWARD
(49) ARMTEC COUNTERMEASURES COMPANY
PO BOX 849169
LOS ANGELES,CA900849169
48-1266479   99,813 0 N/A N/A SUB-AWARD
(50) ASSURANCE TECHNOLOGY CORPORATION
84 SOUTH ST
CARLISLE,MA017411515
04-2765216   27,003 0 N/A N/A SUB-AWARD
(51) ASTHMATX INC
888 ROSS DR STE 100
SUNNYVALE,CA94089
77-0615671   234,274 0 N/A N/A SUB-AWARD
(52) ASYNCHRONY SOLUTIONS INC
PO BOX 790051
ST LOUIS,MO631790051
43-1889131   55,767 0 N/A N/A SUB-AWARD
(53) ATK SPACE SYSTEMS INC
6033 E BANDINI BLVD
COMMERCE,CA900402904
33-0517898   1,245,325 0 N/A N/A SUB-AWARD
(54) ATMOSPHERIC & SPACE TECHN RES ASSOC LLC
5777 CENTRAL AVENUE
BOULDER,CO803012829
20-2946717   20,400 0 N/A N/A SUB-AWARD
(55) AVID LLC
120 NEWSOME DRIVE
YORKTOWN,VA236925007
16-1637406   113,778 0 N/A N/A SUB-AWARD
(56) BACH RESEARCH CORP
2200 CENTRAL AVENUE
BOULDER,CO80301
41-2080478   25,290 0 N/A N/A SUB-AWARD
(57) BACK NINE ENGINEERING INC
11800 BRISTOLWOOD TERRACE
LAUREL,MD207083182
20-5997219   253,428 0 N/A N/A SUB-AWARD
(58) BAE SYSTEMS IESI
9300 WELLINGTON RD
MANASSAS,VA201104122
52-2268742   268,220 0 N/A N/A SUB-AWARD
(59) BALL AEROSPACE & TECHNOLOGIES CORP
PO BOX 905677
CHARLOTTE,NC282905677
84-1315001   409,598 0 N/A N/A SUB-AWARD
(60) BALTIMORE CITY HEALTH DEPT
1001 E FAYETTE STREET
BALTIMORE,MD21202
52-6000769   52,225 0 N/A N/A SUB-AWARD
(61) BALTIMORE CITY PUBLIC SCHOOLS
200 E NORTH AVE
BALTIMORE,MD21202
52-2064235   212,705 0 N/A N/A SUB-AWARD
(62) BALTIMORE RESEARCH AND EDUCATION
BALTIMORE VA MEDICAL CTR RESEARCH S
BALTIMORE,MD21201
52-1705976   71,700 0 N/A N/A SUB-AWARD
(63) BARBARA ANN KARMANOS CANCER CENTER
4100 JOHN R
DETROIT,MI48201
38-1613280   6,400 0 N/A N/A SUB-AWARD
(64) BATTELLE MEMORIAL INSTITUTE
BATTELLE BLVD
RICHLAND,WA99352
31-4379427   477,552 0 N/A N/A SUB-AWARD
(65) BAYLOR COLLEGE OF MEDICINE
ONE BAYLOR PLAZA BCM505
HOUSTON,TX77030
74-1613878   2,647,474 0 N/A N/A SUB-AWARD
(66) BAYSTATE MEDICAL CENTER INC
759 CHESNUT ST
SPRINGFIELD,MA01199
04-2790311   40,666 0 N/A N/A SUB-AWARD
(67) BBN TECHNOLOGIES CORP
10 MOULTON ST
CAMBRIDGE,MA02138
41-2126829   1,239,047 0 N/A N/A SUB-AWARD
(68) BECK POWELL & PARSONS INC
29 WEST SUSQUEHANNA AVE
TOWSON,MD212045217
52-0957991   61,809 0 N/A N/A SUB-AWARD
(69) BEDFORD VA RESEARCH CORP INC
200 SPRINGS RD MS151 BLDG12 RM B04
BEDFORD,MA01730
04-3512440   13,504 0 N/A N/A SUB-AWARD
(70) BIG BROTHERS BIG SISTERS
3600 CLIPPER MILL RD STE 250
BALTIMORE,MD212111946
52-0631265   10,000 0 N/A N/A SUB-AWARD
(71) BIOFIRE DIAGNOSTICS INC
390 WAKARA WAY
SALT LAKE CITY,UT84108
82-0439851   348,608 0 N/A N/A SUB-AWARD
(72) BIOMEDICAL RESEARCH INSTITUE
12111 PARKLAWN DR
ROCKVILLE,MD20852
36-2229561   95,243 0 N/A N/A SUB-AWARD
(73) BLACK CLOUD INC
318 KENT DRIVE
COCOA BEACH,FL32931
23-2938240   585,485 0 N/A N/A SUB-AWARD
(74) BLOCK MEMS LLC
377 SIMARANO DRIVE
MARLBOROUGH,MA017523096
42-1582318   395,768 0 N/A N/A SUB-AWARD
(75) BNR TECHNOLOGIES LLC
2602 WYNFIELD ROAD
WEST FRIENDSHIP,MD21794
84-1723954   109,586 0 N/A N/A SUB-AWARD
(76) BOSARGE BOATS INC
1703 PASCAGOULA STREET
PASCAGOULA,MS39567
64-0607441   21,667 0 N/A N/A SUB-AWARD
(77) BOSTON MEDICAL CTR
850 HARRISON AVE
BOSTON,MA02118
04-3314093   1,058,585 0 N/A N/A SUB-AWARD
(78) BOSTON PUBLIC SCHOOLS
26 COURT ST
BOSTON,MA021082505
04-3444082   304,377 0 N/A N/A SUB-AWARD
(79) BOSTON UNIVERSITY
85 E CONCORD ST 5TH FL
BOSTON,MA02118
04-2103547   2,020,738 0 N/A N/A SUB-AWARD
(80) BREAKAWAY LTD
10150 YORK RD
HUNT VALLEY,MD21030
52-2080278   155,000 0 N/A N/A SUB-AWARD
(81) BRIGHAM AND WOMENS HOSPITAL INC
75 FRANCIS ST
BOSTON,MA02115
04-2312909   336,304 0 N/A N/A SUB-AWARD
(82) BROADBAND DISCOVERY SYSTEMS INC
100 ENTERPRISE WAY
SCOTTS VALLEY,CA95066
20-5336238   73,728 0 N/A N/A SUB-AWARD
(83) BROWN UNIVERSITY
2 STIMSON AVE BOX G-ST
PROVIDENCE,RI02912
05-0258809   477,217 0 N/A N/A SUB-AWARD
(84) BUCCANEER COMPUTER SYSTEMS AND SERV
6799 KENNEDY RD STE J
WARRENTON,VA20187
54-1977239   429,089 0 N/A N/A SUB-AWARD
(85) BUCKNELL UNIV
MOORE AVE
LEWISBURG,PA17837
24-0772407   5,236 0 N/A N/A SUB-AWARD
(86) CACI TECHNOLOGY INSIGHTS
14370 NEWBROOK DRIVE
CHANTILLY,VA20151
54-1504783   12,264 0 N/A N/A SUB-AWARD
(87) CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA M/C 103-6
PASADENA,CA911250600
95-1643307   1,763,957 0 N/A N/A SUB-AWARD
(88) CALIFORNIA PACIFIC MEDICAL CENTER
475 BRANNAN ST STE 220
SAN FRANCISCO,CA94107
94-0562680   118,058 0 N/A N/A SUB-AWARD
(89) CALLEO GROUP
14712 CARRIAGE MILL DRIVE
WOODBINE,MD21797
27-2171403   169,067 0 N/A N/A SUB-AWARD
(90) CANCER INST OF NEW JERSEY
195 LITTLE ALBANY ST
NEW BRUNSWICK,NJ08901
46-2354111   6,400 0 N/A N/A SUB-AWARD
(91) CARAHSOFT TECHNOLOGY CORP
1890 PRESTON WHITE DR
RESTON,VA20191
52-2189693   19,665 0 N/A N/A SUB-AWARD
(92) CARBON-CARBON ADVANCED TECHNOLOGIES INC
4704 EDEN ROAD
KENNEDALE,TX76140
75-2181484   1,943,901 0 N/A N/A SUB-AWARD
(93) CARNEGIE INST OF WASHINGTON
3520 SAN MARTIN DR
BALTIMORE,MD21218
53-0196523   21,583 0 N/A N/A SUB-AWARD
(94) CARNEGIE MELLON UNIVERSITY
5000 FORBES AVE
PITTSBURGH,PA15213
25-0969449   263,667 0 N/A N/A SUB-AWARD
(95) CAROLINAS MEDICAL CTR
CANNON RESEARCH CTR
CHARLOTTE,NC282601979
56-0554229   382,260 0 N/A N/A SUB-AWARD
(96) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVE SEARS TOWER TG 2
CLEVELAND,OH441067015
34-1018992   460,857 0 N/A N/A SUB-AWARD
(97) CATHOLIC RELIEF SERVICES
228 W LEXINGTON ST
BALTIMORE,MD212013443
13-5563422   104,319 0 N/A N/A SUB-AWARD
(98) CAUSASCI LLC
PO BOX 627
ELLICOTT CITY,MD210410627
20-3263417   194,288 0 N/A N/A SUB-AWARD
(99) CDC FOUNDATION
55 PARK PL
ATLANTA,GA30303
58-2106707   644,471 0 N/A N/A SUB-AWARD
(100) CDI LABORATORIES INC
LA QUINTA INDUSTRIAL SITE
MAYAGUEZ,PR00680
66-0617961   1,987,314 0 N/A N/A SUB-AWARD
(101) CEDARS SINAI MEDICAL CENTER
8700 BEVERLY BLVD
LOS ANGELES,CA90048
95-1644600   77,749 0 N/A N/A SUB-AWARD
(102) CENTENNIAL MEDICAL GROUP
8186 LARK BROWN RD
ELKRIDGE,MD21075
52-2229826   9,000 0 N/A N/A SUB-AWARD
(103) CENTER FOR MEDICAL TECHNOLOGY POLIC
401 E PRATT ST STE 631
BALTIMORE,MD21202
26-1409553   410,451 0 N/A N/A SUB-AWARD
(104) CERNER CORP
2800 ROCKCREEK PKWY
KANSAS CITY,MO64117
43-1196944   14,860 0 N/A N/A SUB-AWARD
(105) CFD RESEARCH CORPORATION
215 WYNN DR NW
HUNTSVILLE,AL35805
63-0944385   262,288 0 N/A N/A SUB-AWARD
(106) CHARLES STARK DRAPER LABORATORY INC
555 TECHNOLOGY SQUARE
CAMBRIDGE,MA021393563
04-2505372   356,320 0 N/A N/A SUB-AWARD
(107) CHATTEN ASSOCIATES INC
1094 NEW DEHAVEN AVENUE
WEST CONSHOHOCKEN,PA194282705
23-1860186   24,181 0 N/A N/A SUB-AWARD
(108) CHILDRENS HOSP OF PHILADELPHIA
34TH ST CIVIC CTR BLVD
PHILADELPHIA,PA19104
23-1352166   165,970 0 N/A N/A SUB-AWARD
(109) CHILDRENS HOSPITAL BOSTON
300 LONGWOOD AVE
BOSTON,MA02115
42-7744411   959,628 0 N/A N/A SUB-AWARD
(110) CHILDRENS HOSPITAL LA
4650 SUNSET BLVD MS 97
LOS ANGELES,CA90027
95-1690977   597,473 0 N/A N/A SUB-AWARD
(111) CHILDRENS HOSPITAL MEDICAL CENTER
ONE PERKINS SQ
AKRON,OH44308
34-0714357   15,400 0 N/A N/A SUB-AWARD
(112) CHILDREN'S RESEARCH INSTITUTE
111 MICHIGAN AVE NW
WASHINGTON,DC20010
52-1654453   56,634 0 N/A N/A SUB-AWARD
(113) CHRISTIANA CARE HEALTH SERVICES
MAP2 STE 3203
NEWARK,DE19713
51-0103684   21,920 0 N/A N/A SUB-AWARD
(114) CINCINNATI CHILDRENS HOSPITAL
3333 BURNET AVE
CINCINNATI,OH452293039
31-0833936   155,101 0 N/A N/A SUB-AWARD
(115) CITY YEAR INC
287 COLUMBUS AVE
BOSTON,MA02116
22-2882549   1,710,336 0 N/A N/A SUB-AWARD
(116) CLEVELAND CLINIC
9500 EUCLID AVE
CLEVELAND,OH44195
34-0714585   601,228 0 N/A N/A SUB-AWARD
(117) CLIMATE CENTRAL INC
1 PALMER SQUARE STE 330
PRINCETON,NJ08542
26-1797336   5,440 0 N/A N/A SUB-AWARD
(118) CLINICAL TRIALS AND SURVEYS CORP
10065 RED RUN BLVD STE 250
OWINGS MILLS,MD21117
52-1632209   65,861 0 N/A N/A SUB-AWARD
(119) CMSOFT INC
566 GLENBROOK DRIVE
PALO ALTO,CA94306
84-1487593   179,168 0 N/A N/A SUB-AWARD
(120) COLD SPRING HARBOR LAB
PO BOX 100 1 BUNGTOWN RD
COLD SPRG HARBOR,NY117242213
11-2013303   77,704 0 N/A N/A SUB-AWARD
(121) COLLEGE SUMMIT
1763 COLUMBIA RD NW 2ND FLOOR
WASHINGTON,DC20009
52-2007028   78,195 0 N/A N/A SUB-AWARD
(122) COLORADO STATE UNIVERSITY
1065 CAMPUS DELIVERY
FORT COLLINS,CO805236015
84-6000545   122,444 0 N/A N/A SUB-AWARD
(123) COLUMBIA UNIVERSITY
1051 RIVERSIDE DR
NEW YORK,NY10032
13-5598093   2,571,199 0 N/A N/A SUB-AWARD
(124) COMMAND CANINE CONSULTING
6072 POLLEY AVENUE
NAPLES,FL34112
45-3787744   587,731 0 N/A N/A SUB-AWARD
(125) COMMUNITIES IN SCHOOLS INC
2345 CRYSTAL DR STE 801
ARLINGTON,VA22202
58-1289174   3,554,937 0 N/A N/A SUB-AWARD
(126) COMMUNITY ANTI DRUG COALITIONS OF
625 SLATERS LN STE 300
ALEXANDRIA,VA22314
54-1610317   12,754 0 N/A N/A SUB-AWARD
(127) COMMUNITY MINISTRIES OF PRINCE
PO BOX 250
UPPER MARLBORO,MD20773
52-0974092   91,563 0 N/A N/A SUB-AWARD
(128) COMMUTER AIR TECHNOLOGY INC
7200 NW 63RD STREET
BETHANY,OK730085002
86-0627073   10,943,214 0 N/A N/A SUB-AWARD
(129) CONTINEO ROBOTICS LLC
7600 MAIN STREET
SYKESVILLE,MD21784
26-4800491   513,896 0 N/A N/A SUB-AWARD
(130) CONTINUUM HEALTH PARTNERS
432 W 58TH ST
NEW YORK,NY10019
13-3939476   209,415 0 N/A N/A SUB-AWARD
(131) CORIELL INSTITUTE FOR MEDICAL RESEARCH
403 HADDON AVENUE
CAMDEN,NJ08103
21-0672684   2,504,636 0 N/A N/A SUB-AWARD
(132) CORNELL UNIV
341 PINE TREE RD
ITHACA,NY148500022
15-0532082   895,286 0 N/A N/A SUB-AWARD
(133) CORNERSTONE EVALUATION ASSOCIATES LLC
205 PEDDLER PLACE
PITTSBURGH,PA152121975
25-1876627   98,394 0 N/A N/A SUB-AWARD
(134) CTR IN THE PARK
5818 GERMANTOWN AVE
PHILADELPHIA,PA19144
23-1919016   51,920 0 N/A N/A SUB-AWARD
(135) CUBRC INC
PO BOX 400
BUFFALO,NY14225
22-2505934   276,920 0 N/A N/A SUB-AWARD
(136) CUSTOM ANALYTICAL ENGINEERING SYS INC
13000 TENSOR LANE NE
FLINTSTONE,MD21530
52-1483418   466,660 0 N/A N/A SUB-AWARD
(137) DANA-FARBER CANCER INSTITUTE
44 BINNEY ST
BOSTON,MA02115
04-2263040   209,973 0 N/A N/A SUB-AWARD
(138) DANYA INTERNATIONAL INC
8737 COLESVILLE ROAD
SILVER SPRING,MD20901
52-2303612   181,625 0 N/A N/A SUB-AWARD
(139) DARTMOUTH COLLEGE
11 ROPE FERRY RD
HANOVER,NH03775
02-0222111   481,461 0 N/A N/A SUB-AWARD
(140) DAVIDSON TECHNOLOGIES INC
530 DISCOVERY DRIVE
HUNTSVILLE,AL358062810
63-1160545   29,818 0 N/A N/A SUB-AWARD
(141) DDL OMNI ENGINEERING LLC
8260 GREENSBORO DRIVE
MCLEAN,VA22102
54-1825099   82,358 0 N/A N/A SUB-AWARD
(142) DECISIVE REALITY SIMULATIONS
7031 BRENTWOOD DR
MARRIOTSVILLE,MD21104
27-2629662   17,727 0 N/A N/A SUB-AWARD
(143) DENVER HEALTH AND HOSPITAL AUTHORITY
777 BANNOCK ST
DENVER,CO80204
84-1343242   7,426 0 N/A N/A SUB-AWARD
(144) DETROIT PUBLIC SCHOOLS
3011 W GRAND BLVD FISHER BLDG 14TH
FL
DETROIT,MI48202
38-6019629   57,513 0 N/A N/A SUB-AWARD
(145) DEWITT & ASSOCIATES INC
55 FIELDS END
REHOBOTH BEACH,DE19971
52-1598042   54,523 0 N/A N/A SUB-AWARD
(146) DOMAIN X TECHNOLOGIES
4229 LAFAYETTE CENTER DRIVE
CHANTILLY,VA201511270
35-2363493   794,867 0 N/A N/A SUB-AWARD
(147) DOMENIX CORPORATION
4229 LAFAYETTE CENTER DRIVE
CHANTILLY,VA20151
04-3633364   103,924 0 N/A N/A SUB-AWARD
(148) DREXEL UNIVERSITY
3141 CHESNUT ST
PHILADELPHIA,PA19104
23-1352630   617,052 0 N/A N/A SUB-AWARD
(149) DRS SIGNAL SOLUTIONS INC
PO BOX 64110
BALTIMORE,MD21264
38-3662361   99,985 0 N/A N/A SUB-AWARD
(150) DUKE UNIV
2424 ERWIN RD
DURHAM,NC27710
56-0532129   1,510,288 0 N/A N/A SUB-AWARD
(151) DUQUESNE UNIV
600 FORBES AVE
PITTSBURGH,PA15282
25-1035663   67,788 0 N/A N/A SUB-AWARD
(152) DYNAMIC AVIATION
1402 AIRPORT ROAD
BRIDGEWATER,VA22812
54-1836461   84,246 0 N/A N/A SUB-AWARD
(153) EAST BATON ROUGE PARISH SCHOOL
1050 SOUTH FOSTER DR
BATON ROUGE,LA70806
72-6000353   47,238 0 N/A N/A SUB-AWARD
(154) EAST-WEST CENTER
1601 EAST-WEST RD JAB 1020
HONOLULU,HI96848
99-0161603   88,677 0 N/A N/A SUB-AWARD
(155) EASTERN SHORE AREA HEALTH
814 CHESAPEAKE DR
CAMBRIDGE,MD21613
52-1987075   20,802 0 N/A N/A SUB-AWARD
(156) EDO WESTERN CORPORATION
2645 SOUTH 300 WEST
SALT LAKE CITY,UT84115
87-0213895   257,768 0 N/A N/A SUB-AWARD
(157) DUPONT HOSPITAL FOR CHILDREN
1600 ROCKLAND RD
WILMINGTON,DE19803
59-0634433   6,790 0 N/A N/A SUB-AWARD
(158) ELIZABETH GLASER PEDIATRIC AIDS
1140 CONNECTICUT AVE STE 200
WASHINGTON,DC20036
95-4191698   78,903 0 N/A N/A SUB-AWARD
(159) EMCORE CORPORATION
PO BOX 203058
DALLAS,TX753203058
22-2746503   6,551,593 0 N/A N/A SUB-AWARD
(160) EMCUBE INC
1900 N BEAUREGARD STREET
ALEXANDRIA,VA22311
54-1685244   64,622 0 N/A N/A SUB-AWARD
(161) EMMES CORP
401N WASHINGTON ST STE 700
ROCKVILLE,MD20850
54-1058268   742,873 0 N/A N/A SUB-AWARD
(162) EMORY UNIV
101 WOODRUFF CIR STE 6107
ATLANTA,GA30322
58-0566256   1,715,208 0 N/A N/A SUB-AWARD
(163) ENGILITY CORPORATION COMMAND & CONTROL SYSTEMS AND SOFTWARE DIVISION
11000 COMMERCE PARKWAY
MOUNT LAUREL,NJ08054
95-2588754   18,400 0 N/A N/A SUB-AWARD
(164) ENTEGRA SYSTEMS
2342 BALLARD WAY
ELLICOTT CITY,MD21042
30-2138166   67,110 0 N/A N/A SUB-AWARD
(165) ERAPSCO
4578 EAST PARK 30 DR
COLUMBIA CITY,IN46725
35-1752474   145,715 0 N/A N/A SUB-AWARD
(166) ERAS INC
525K EAST MARKET STREET
LEESBURG,VA20176
45-3933677   18,501 0 N/A N/A SUB-AWARD
(167) FACILITY DYNAMICS ENGINEERING
6760 ALEXANDER BELL DR
COLUMBIA,MD21046
52-1624823   10,358 0 N/A N/A SUB-AWARD
(168) FAMILY HEALTH INTL
2224 E NC HWY 54
DURHAM,NC27709
23-7413005   1,186,104 0 N/A N/A SUB-AWARD
(169) FANTALGO LLC
7496 MERRYMAKER WAY
ELKRIDGE,MD21075
20-5423099   80,000 0 N/A N/A SUB-AWARD
(170) FAR EAST INDUSTRIES INC
8930 OLD ANNAPOLIS RD SUITE C
COLUMBIA,MD21045
52-1847659   110,967 0 N/A N/A SUB-AWARD
(171) FENWAY COMMUNITY HEALTH CENTER INC
1340 BOYLSTON ST
BOSTON,MA02215
04-2510564   224,746 0 N/A N/A SUB-AWARD
(172) FLORIDA INTERNATIONAL UNIVERSITY
11200 SW 8TH STREET MARC 430
MIAMI,FL331990001
65-0177616   14,445 0 N/A N/A SUB-AWARD
(173) FLORIDA ORTHOPAEDIC INST
5 TAMPA GENERAL CIR STE 710
TAMPA,FL33606
59-2929608   205,616 0 N/A N/A SUB-AWARD
(174) FLORIDA STATE UNIVERSITY
97 S WOODWARD AVE
TALLAHASSEE,FL32306
59-3211153   26,138 0 N/A N/A SUB-AWARD
(175) FLOTRON INC
2630 PROGRESS STREET
VISTA,CA92081
33-0466133   109,676 0 N/A N/A SUB-AWARD
(176) FOCUSED ANALYSIS & RESEARCH
11043 BERRYPICK LANE
COLUMBIA,MD21044
52-2187763   15,850 0 N/A N/A SUB-AWARD
(177) FOX CHASE CANCER CENTER
333 COTTMAN AVE
PHILADEPHIA,PA19111
23-2003072   11,480 0 N/A N/A SUB-AWARD
(178) FRED HUTCHINSON CANCER RESEARCH CTR
1100 FAIRVIEW AVE N PO BOX 19024
SEATTLE,WA981091024
23-7156071   670,591 0 N/A N/A SUB-AWARD
(179) FRIENDS RESEARCH INST
505 BALTIMORE AVE
BALTIMORE,MD21204
52-0701445   196,023 0 N/A N/A SUB-AWARD
(180) FRONTIER SCIENCE AND TECH
4033 MAPLE RD
AMHERST,NY14226
16-1056814   355,017 0 N/A N/A SUB-AWARD
(181) FUNDAMENTAL TECHNOLOGIES LLC
2411 PONDEROSA DRIVE
LAWRENCE,KS660465057
74-2846959   203,971 0 N/A N/A SUB-AWARD
(182) FUTURES GROUP INTL LLC
1000 W MAIN ST SND FL
DURHAM,NC277012098
20-2073325   451,912 0 N/A N/A SUB-AWARD
(183) FUTURES INSTITUTE FOR DEVELOPMENT L
41A NEW LONDON TURNPIKE
GLASTONBURY,CT06033
20-4816286   49,907 0 N/A N/A SUB-AWARD
(184) GAMMA DYNAMICS
435 MARTIN LUTHER KING DRIVE E
CINCINNATI,OH45229
26-4726803   78,451 0 N/A N/A SUB-AWARD
(185) GCI INC
11111 SUNSET HILLS ROAD
RESTON,VA20190
54-1521871   439,209 0 N/A N/A SUB-AWARD
(186) GEISINGER MEDICAL LABS
100 N ACADEMY AVE
DANVILLE,PA178220131
24-0795959   143,540 0 N/A N/A SUB-AWARD
(187) GENERAL HEALTHCARE RESOURCES INC
2250 HICKORY ROAD
PLYMOUTH MEETING,PA19462
23-2720209   52,685 0 N/A N/A SUB-AWARD
(188) GENERAL INTELLIGENCE CORP
PO BOX 7380
BOZEMAN,MT59771
94-2952136   8,396 0 N/A N/A SUB-AWARD
(189) GENEVA FOUNDATION
PO BOX 98687
LAKEWOOD,WA98496
91-1593913   491,104 0 N/A N/A SUB-AWARD
(190) GEOFF HAINES-STILES PRODUCTIONS INC
27 WASHINGTON VALLEY RD
MORRISTOWN,NJ07960
22-3332385   7,500 0 N/A N/A SUB-AWARD
(191) GEORGE MASON UNIVERSITY
4400 UNIVERSITY DR
FAIRFAX,VA220304444
54-0836354   44,497 0 N/A N/A SUB-AWARD
(192) GEORGE WASHINGTON UNIV
2121 EYE ST NW
WASHINGTON,DC20052
53-0196584   97,842 0 N/A N/A SUB-AWARD
(193) GEORGETOWN UNIV
2233 WISCONSIN AVE NW
WASHINGTON,DC20007
53-0196603   768,944 0 N/A N/A SUB-AWARD
(194) GEORGIA INST OF TECH
225 NORTH AVE
ATLANTA,GA303320255
58-6002023   54,913 0 N/A N/A SUB-AWARD
(195) GEORGIA TECH APPLIED RESEARCH CORPORATION
PO BOX 277004
ATLANTA,GA303320420
58-2374837   39,483 0 N/A N/A SUB-AWARD
(196) GEORGIA TECH RESEARCH CORP
505 TENTH ST
ATLANTA,GA303320420
58-0603146   114,588 0 N/A N/A SUB-AWARD
(197) GLENWOOD LIFE CENTER
516 GLENWOOD AVE
BALTIMORE,MD21212
23-7121331   7,414 0 N/A N/A SUB-AWARD
(198) GLOBAL BROADBAND SOLUTIONS LLC
2 CARDINAL PARK DRIVE
LEESBURG,VA20175
54-1871592   122,751 0 N/A N/A SUB-AWARD
(199) GLOBAL COGNITION
1771 SOUTHVIEW DRIVE
YELLOW SPRINGS,OH453871239
27-5432926   69,655 0 N/A N/A SUB-AWARD
(200) GLOBAL SCIENCE AND TECHNOLOGY INC
7855 WALKER DR STE 200
GREENBELT,MD20770
52-1701242   58,257 0 N/A N/A SUB-AWARD
(201) GLOBAL VIRAL FORECASTING
1 SUTTER ST
SAN FRANCISCO,CA94104
26-1379391   162,434 0 N/A N/A SUB-AWARD
(202) GOODRICH CORPORATION
100 WOOSTER HEIGHTS ROAD
DANBURY,CT068107589
34-0252680   442,370 0 N/A N/A SUB-AWARD
(203) GOODWIN BIOTECHNOLOGY INC
1850 NW 69TH AVE
FT LAUDERDALE,FL33313
65-0368262   186,241 0 N/A N/A SUB-AWARD
(204) GRADIENT BIOMODELING LLC
8040 JUNIPER DR
PARK CITY,UT84098
26-4634309   33,000 0 N/A N/A SUB-AWARD
(205) GRAY ROCK PROFESSIONAL ALLIANCE LLC
3612 GRAY ROCK DRIVE
ELLICOTT CITY,MD210423704
49-1290987   963,440 0 N/A N/A SUB-AWARD
(206) GREATER BALTIMORE MEDICAL CENTER
6569 N CHARLES ST PPW 307
BALTIMORE,MD21204
52-6049658   30,675 0 N/A N/A SUB-AWARD
(207) GREEN BUILDING CERTIFICATION INSTITUTE
PO BOX 822964
PHILADELPHIA,PA191822964
26-0893414   7,619 0 N/A N/A SUB-AWARD
(208) GROUP MINISTRIES INC
2808 EDMONSON AVE
BALTIMORE,MD21223
52-2086143   259,446 0 N/A N/A SUB-AWARD
(209) H LEE MOFFITT CANCER CENTER AND
12902 MAGNOLIA DR
TAMPA,FL33612
59-3238634   9,500 0 N/A N/A SUB-AWARD
(210) HAGERSTOWN IMAGING
11236 ROBINWOOD DRIVE
HAGERSTOWN,MD21742
20-3132833   48,800 0 N/A N/A SUB-AWARD
(211) HAMILTON SUNDSTRAND SPACE SYS INT'L INC
PO BOX 360951
PITTSBURGH,PA152516951
06-1388006   7,029,888 0 N/A N/A SUB-AWARD
(212) HAMPTON UNIVERSITY
100 E QUEEN ST
HAMPTON,VA23668
54-1799400   10,191 0 N/A N/A SUB-AWARD
(213) HARBEL COMMUNITY ORGANIZATION INC
5807 HARFORD RD
BALTIMORE,MD21214
52-0905968   21,103 0 N/A N/A SUB-AWARD
(214) HARBOR UCLA REI
1124 WEST CARSON ST
TORRANCE,CA90502
95-2138184   334,250 0 N/A N/A SUB-AWARD
(215) HARRIS INTERACTIVE INC
161 SIXTH AVE 6TH FL
NEW YORK,NY10013
16-1538028   119,600 0 N/A N/A SUB-AWARD
(216) HARVARD UNIV
677 HUNTINGTON AVE
BOSTON,MA021156096
04-2103580   1,001,479 0 N/A N/A SUB-AWARD
(217) HDT ENGINEERING SERVICES INC
641 PRINCE EDWARD ST
FREDERICKSBURG,VA22401
54-1809352   48,531 0 N/A N/A SUB-AWARD
(218) HDT ROBOTICS INC
415 WOLFE STREET
FREDERICKSBURG,VA22401
27-3888162   46,454 0 N/A N/A SUB-AWARD
(219) HEARTLAND ALLIANCE FOR HUMAN NEEDS
208 S LASALLE ST STE 1818
CHICAGO,IL60604
36-1877640   282,627 0 N/A N/A SUB-AWARD
(220) HELIOPHYSICS INC
192 WILLOW RD
NAHANT,MA01908
82-0565028   13,563 0 N/A N/A SUB-AWARD
(221) HELIOS GLOBAL INC
2001 JEFFERSON DAVIS HWY
ARLINGTON,VA22202
26-1142852   531,378 0 N/A N/A SUB-AWARD
(222) HENRY FORD HEALTH SYSTEM
2799 W GRAND BLVD
DETROIT,MI48202
38-1357020   281,516 0 N/A N/A SUB-AWARD
(223) HEREDITARY NEUROLOGICAL DISEASE CEN
9340 E CENTRAL SUITE L
WICHITA,KS67206
74-2827829   10,017 0 N/A N/A SUB-AWARD
(224) HILLIS-CARNES ENGINEERING ASSOC INC
10975 GUILFORD ROAD
ANNAPOLIS JUNCTION,MD20701
52-1629263   159,210 0 N/A N/A SUB-AWARD
(225) HMW GLOBAL SOLUTIONS
10350 SWIFT STREAM PLACE
COLUMBIA,MD21044
45-1482195   212,506 0 N/A N/A SUB-AWARD
(226) HOUSE EAR INST
2100 W THIRD ST
LOS ANGELES,CA90057
95-2127707   129,137 0 N/A N/A SUB-AWARD
(227) HOWARD UNIV
576 W ST NW
WASHINGTON,DC20059
53-0204707   481,578 0 N/A N/A SUB-AWARD
(228) HR INVESTMENT CONSULTANTS INC
305 WEST CHESAPEAKE AVENUE
TOWSON,MD21204
52-1662003   33,413 0 N/A N/A SUB-AWARD
(229) IDAHO STATE UNIVERSITY
BOX 8108
POCATELLO,ID832098108
82-6000924   241,235 0 N/A N/A SUB-AWARD
(230) IDV SOLUTIONS LLC
5913 EXECUTIVE DRIVE
LANSING,MI48911
20-0632334   49,000 0 N/A N/A SUB-AWARD
(231) IHC HEALTH SERVICES INC
8TH AVE AND C ST
SALT LAKE CITY,UT84143
94-2854057   80,776 0 N/A N/A SUB-AWARD
(232) ILC DOVER LP
ONE MOONWALKER RD
FREDERICA,DE19946
51-0281422   631,591 0 N/A N/A SUB-AWARD
(233) IMAGING SYSTEMS TECHNOLOGY
4750 WEST BANCROFT
TOLEDO,OH43615
86-0887739   157,927 0 N/A N/A SUB-AWARD
(234) IMMERSIVETOUCH INC
708 KRISTIN CT
WESTMONT,IL60559
13-4299221   250,422 0 N/A N/A SUB-AWARD
(235) IMPACT TECHNOLOGIES
200 CANAL VIEW BLVD
ROCHESTER,NY146232893
16-1567136   54,596 0 N/A N/A SUB-AWARD
(236) IMPROVEMENT PATH SYSTEMS INC
24843 IVYWOOD DR
FARMINGTON HILLS,MI48336
38-3073532   2,629,737 0 N/A N/A SUB-AWARD
(237) IN SILICO SOLUTIONS
11781 LEE JACKSON MEMORIAL HWY
SUITE 320
FAIRFAX,VA22033
26-0755383   59,222 0 N/A N/A SUB-AWARD
(238) INCLEN INC
1420 WALNUT ST STE 411
PHILADELPHIA,PA19102
23-2504530   20,420 0 N/A N/A SUB-AWARD
(239) INDIANA UNIV
30 E KIRKWOOD AVE
BLOOMINGTON,IN474084003
35-6001673   220,534 0 N/A N/A SUB-AWARD
(240) INDUSTRIAL DIVERS CORPORATION
2901 SW 3RD AVENUE
FORT LAUDERDALE,FL33315
59-2477510   37,267 0 N/A N/A SUB-AWARD
(241) INFORMATION ASSURANCE ANALYTICS INC
4914 HEVERSHAM CT
FAIRFAX,VA220322323
26-0896418   123,424 0 N/A N/A SUB-AWARD
(242) INNOVATIVE CONCEPTS ENGINEERING INC
6411 IVY LANE
GREENBELT,MD20770
20-4498382   114,705 0 N/A N/A SUB-AWARD
(243) INTEGUMENT TECHNOLOGIES INC
72 PEARCE AVENUE
TONAWANDA,NY141506711
16-1480857   63,818 0 N/A N/A SUB-AWARD
(244) INTERNATIONAL FOOD POLICY RESEARCH
2033 K STREET NW
WASHINGTON,DC20006
52-1041632   173,615 0 N/A N/A SUB-AWARD
(245) INTL COUNCIL OF OPHTHALMOLOGY
945 GREEN ST 10
SAN FRANCISCO,CA91433
51-0432540   20,000 0 N/A N/A SUB-AWARD
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122 E 42ND ST 12TH FL
NEW YORK,NY101681289
13-5660870   62,225 0 N/A N/A SUB-AWARD
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6340 QUADRANGLE DR STE 200
CHAPEL HILL,NC27517
55-0825466   41,716 0 N/A N/A SUB-AWARD
(248) IO TECHNOLOGIES INC
17088 DAHLGREN ROAD
DAHLGREN,VA22448
54-1831500   260,205 0 N/A N/A SUB-AWARD
(249) IRIDIUM SATELLLITE LLC
1750 TYSONS BOULEVARD
MCLEAN,VA22102
54-2000237   101,724 0 N/A N/A SUB-AWARD
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2165 WEST PARK COURT
STONE MOUNTAIN,GA30087
58-1428942   169,460 0 N/A N/A SUB-AWARD
(251) JEWISH MUSEUM OF MARYLAND
15 LLOYD ST
BALTIMORE,MD21202
52-6034761   16,657 0 N/A N/A SUB-AWARD
(252) JOHN SNOW INC
44 FARNSWORTH ST
BOSTON,MA02210
04-2578580   10,893,931 0 N/A N/A SUB-AWARD
(253) JOINT RESEARCH AND DEVELOPMENT INC
50 TECH PARKWAY
STAFFORD,VA22556
42-1633797   187,662 0 N/A N/A SUB-AWARD
(254) JOSEPH STOKES JR RESEARCH INST
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PHILADELPHIA,PA191404318
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(255) JOSLIN DIABETES CENTER INC
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BOSTON,MA02215
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(256) JUDGE BAKER CHILDRENS CTR
53 PARKER HILL AVE
BOSTON,MA021203225
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(257) K2 SOLUTIONS INC
PO BOX 690
SOUTHERN PINES,NC28388
76-0741755   105,547 0 N/A N/A SUB-AWARD
(258) KAISER FOUNDATION RESEARCH
1800 HARRISON ST
OAKLAND,CA946123433
94-1105628   490,914 0 N/A N/A SUB-AWARD
(259) KANSAS STATE UNIV
232 ACKERT HALL
MANHATTAN,KS665064901
48-0771751   29,700 0 N/A N/A SUB-AWARD
(260) KENNEDY KRIEGER INST
707 N BROADWAY
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(261) KEYW CORPORATION
7763 OLD TELEGRAPH ROAD
SEVERN,MD21144
26-2620786   737,952 0 N/A N/A SUB-AWARD
(262) KINETX INC
PO BOX 150990
OGDEN,UT84415
77-0326085   576,396 0 N/A N/A SUB-AWARD
(263) KITTERMAN TECHNICAL SERVICES
3611 SCHEEL DRIVE
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52-2326311   217,053 0 N/A N/A SUB-AWARD
(264) KITWARE INC
28 CORPORATE DR
CLIFTON PARK,NY12065
14-1802694   16,242 0 N/A N/A SUB-AWARD
(265) KRATOS DEFENSE ENGINEERING SOLUTIONS INC
2409 PEPPERMILL DRIVE
GLEN BURNIE,MD21061
33-0431023   863,350 0 N/A N/A SUB-AWARD
(266) KRATOS TECHNOLOGY & TRAINING SOLUTIONS INC
5200 PHILADELPHIA WAY
LANHAM,MD20706
95-2467354   134,013 0 N/A N/A SUB-AWARD
(267) L-1 STANDARDS AND TECHNOLOGY INC
PO BOX 729
NEW WINDSOR,MD217760729
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(268) L-3 COMMUNICATIONS
2800 DISCOVERY BLVD
ROCKWALL,TX75032
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(269) L-3 COMMUNICATIONS INTEGRATED OPTICAL SYSTEMS
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WILMINGTON,MA01887
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1001 JACK FINNEY BLVD
GREENVILLE,TX75402
03-0391841   1,012,347 0 N/A N/A SUB-AWARD
(271) L-3 COMMUNICATIONS SSG-TINSLEY INC
65 JONSPIN RD
WILMINGTON,MA01887
04-2625796   66,645 0 N/A N/A SUB-AWARD
(272) L-3 COMMUNICATIONS SYSTEMS WEST
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SALT LAKE CITY,UT84116
13-3937476   166,384 0 N/A N/A SUB-AWARD
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1080 WEST CITY ROAD F MS 5120
SHOREVIEW,MN55126
41-0365145   149,618 0 N/A N/A SUB-AWARD
(276) LATIN HELP SERVICES
5027 SOUTHERN STAR TERRACE
COLUMBIA,MD21044
20-2437554   34,737 0 N/A N/A SUB-AWARD
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744 SOUTH EUCLID AVENUE
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20-5998938   90,928 0 N/A N/A SUB-AWARD
(278) LAWRENCE LIVERMORE NATL
PO BOX 808 L435
LIVERMORE,CA94551
20-3725674   50,000 0 N/A N/A SUB-AWARD
(279) LAWRENCE LIVERMORE NAT'L
PO BOX 5516
LIVERMORE,CA94551
20-5624386   536,785 0 N/A N/A SUB-AWARD
(280) LAYER 8 TECHNOLOGIES INC
3701 FILMORE RD
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(281) LGS INNOVATIONS LLC
15 VREELAND ROAD
FLORHAM PARK,NJ07932
03-0602415   591,319 0 N/A N/A SUB-AWARD
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1329 MOFFETT PARK DRIVE
SUNNYVALE,CA940891134
20-8190286   28,000 0 N/A N/A SUB-AWARD
(283) LOS ALAMOS NATIONAL LABORATORY
PO BOX 462
LOS ALAMOS,NM87544
20-3104541   125,000 0 N/A N/A SUB-AWARD
(284) LOUISIANA STATE UNIV
433 BOLIVAR ST
NEW ORLEANS,LA701122223
72-8000848   245,087 0 N/A N/A SUB-AWARD
(285) LOVELACE RESPIRATORY RESEARCH INST
2425 RIDGECREST SE
ALBUQUERQUE,NM87108
85-0110669   453,722 0 N/A N/A SUB-AWARD
(286) LOYOLA UNIV CHICAGO
2160 S 1ST AVE
MAYWOOD,IL60153
36-4015560   91,356 0 N/A N/A SUB-AWARD
(287) LOYOLA UNIVERSITY MARYLAND
4501 N CHARLES ST ATTN C CYPHERS
BALTIMORE,MD21210
52-0591623   15,164 0 N/A N/A SUB-AWARD
(288) LUDWIG INST FOR CANCER RESEARCH
9500 GILMAN DR
LA JOLLA,CA92093
23-7121131   251,259 0 N/A N/A SUB-AWARD
(289) LYN AEROSPACE LLC
3270 SUNRISE BLVD
MELBOURNE,FL32940
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(290) MACRO INTL INC
15294 COLLECTION CENTER DR
CHICAGO,IL60693
52-9552322   2,757,020 0 N/A N/A SUB-AWARD
(291) MAINE MEDICAL CTR
22 BRAMHALL ST
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01-0238552   25,595 0 N/A N/A SUB-AWARD
(292) MALIN SPACE SCIENCE SYSTEMS INC
5880 PACIFIC CENTER BLVD
SAN DIEGO,CA92121
93-1046372   19,925 0 N/A N/A SUB-AWARD
(293) MAN ALIVE INC
2119 MARYLAND AVE
BALTIMORE,MD21218
56-2530813   8,000 0 N/A N/A SUB-AWARD
(294) MANAGEMENT SCIENCES FOR HEALTH
784 MEMORIAL DR
CAMBRIDGE,MA02139
04-2482188   1,492,805 0 N/A N/A SUB-AWARD
(295) MANDEX INC
4001 N 9TH ST
ARLINGTON,VA22203
95-2902232   666,487 0 N/A N/A SUB-AWARD
(296) MAR INCORPORATED
1803 RESEARCH BLVD
ROCKVILLE,MD208506406
52-2014431   94,263 0 N/A N/A SUB-AWARD
(297) MARINE ACOUSTICS INC
14 PELHAM ST
NEWPORT,RI02840
04-2993452   1,069,487 0 N/A N/A SUB-AWARD
(298) MARYLAND SCIENCE CENTER
601 LIGHT STREET
BALTIMORE,MD21230
52-0668166   11,640 0 N/A N/A SUB-AWARD
(299) MARYLAND TREATMENT CENTER
3800 FREDERICK AVE
BALTIMORE,MD21229
52-1447757   37,500 0 N/A N/A SUB-AWARD
(300) MASSACHUSETTS EYE RESEARCH
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CAMBRIDGE,MA02142
04-2103594   37,600 0 N/A N/A SUB-AWARD
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101 HUNTINGTON AVE STE 300
BOSTON,MA02199
04-2697983   1,137,345 0 N/A N/A SUB-AWARD
(302) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVE
CAMBRIDGE,MA021394307
04-2103594   591,411 0 N/A N/A SUB-AWARD
(303) MATERIALS CHARACTERIZATION CENTER INC
247 FACUNDO BUESA
RIO PIEDRAS,PR009311972
66-0572500   30,000 0 N/A N/A SUB-AWARD
(304) MATERIALS RESEARCH & DESIGN INC
300 E SWEDESFORD RD
WAYNE,PA190871858
23-2839876   59,105 0 N/A N/A SUB-AWARD
(305) MATHEMATICAL ANALYSIS RESEARCH CORP
4239 VIA PADOVA
CLAREMONT,CA91711
91-0929667   119,847 0 N/A N/A SUB-AWARD
(306) MAXCYTE INC
22 FIRSTFIELD RD SUITE 110
GAITHERSBURG,MD20878
52-2210438   38,000 0 N/A N/A SUB-AWARD
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200 FIRST ST SW
ROCHESTER,MN55905
41-6011702   957,732 0 N/A N/A SUB-AWARD
(308) MBL INTL CORP
7 MBL
WOODS HOLE,MA02543
04-3211339   71,840 0 N/A N/A SUB-AWARD
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115 MILL ST
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04-2697981   54,137 0 N/A N/A SUB-AWARD
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23-7379473   1,366,059 0 N/A N/A SUB-AWARD
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184 CRESCENT LN
GLENWOOD SPRINGS,CO81601
52-1659722   1,195,457 0 N/A N/A SUB-AWARD
(312) MEDICAL COLLEGE OF GEORGIA
1120 15TH ST
AUGUSTA,GA30912
56-2477271   258,325 0 N/A N/A SUB-AWARD
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6495 NEW HAMPSHIRE AVE STE 201
HYATTSVILLE,MD20783
52-6056274   244,495 0 N/A N/A SUB-AWARD
(314) MENTAL HEALTH ASSN MARYLAND
711 W 40TH ST STE 460
BALTIMORE,MD21211
52-0591666   28,250 0 N/A N/A SUB-AWARD
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PO BOX 730212
DALLAS,TX753730212
13-2834414   57,492 0 N/A N/A SUB-AWARD
(316) MERCY MEDICAL CENTER INC
227 ST PAUL PL 6TH FLOOR
BALTIMORE,MD21202
52-0591658   22,080 0 N/A N/A SUB-AWARD
(317) MESH INC
114 BARNSLEY ROAD
OXFORD,PA19363
23-2070794   199,255 0 N/A N/A SUB-AWARD
(318) METALWERKS PMD INC
401 STEEL STREET
ALIQUIPPA,PA15001
25-1764615   64,641 0 N/A N/A SUB-AWARD
(319) MICHIGAN DEPT OF COMMUNITY HEALTH
201 TOWNSEND ST
LANSING,MI48912
38-6000134   15,804 0 N/A N/A SUB-AWARD
(320) MICHIGAN STATE UNIV
110 ADMINISTRATION BLDG
EAST LANSING,MI48824
38-6005984   468,585 0 N/A N/A SUB-AWARD
(321) MINNEAPOLIS MEDICAL RESEARCH FDTN
701 PARK AVE
MINNEAPOLIS,MN55415
41-1677920   306,095 0 N/A N/A SUB-AWARD
(322) MIRIAM HOSPITAL LIFESPAN
593 EDDY ST
PROVIDENCE,RI02903
05-6065105   75,168 0 N/A N/A SUB-AWARD
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616 WATER ST STE 225
BALTIMORE,MD21202
52-2283459   60,795 0 N/A N/A SUB-AWARD
(324) MN ASSOCIATES INC
5231 GUNPOWDER RD
FAIRFAX,VA22030
20-1927547   59,382 0 N/A N/A SUB-AWARD
(325) MODERN TECHNOLOGY SOLUTIONS INC
4725B EISENHOWER AVE
ALEXANDRIA,VA22304
54-1670018   89,361 0 N/A N/A SUB-AWARD
(326) MONELL CHEMICAL SENSES CENTER
3500 MARKET ST
PHILADELPHIA,PA191043308
23-2020897   75,230 0 N/A N/A SUB-AWARD
(327) MONTANA STATE UNIVERSITY
309 MONTANA HALL
BOZEMAN,MT59717
81-6010045   49,361 0 N/A N/A SUB-AWARD
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111 E 210TH ST
BRONX,NY10467
13-1740114   284,385 0 N/A N/A SUB-AWARD
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101 MONROE ST 2ND FL
ROCKVILLE,MD20850
52-6000980   29,807 0 N/A N/A SUB-AWARD
(330) MOOG INC
PO BOX 405228
ATLANTA,GA30384
16-0757636   36,059 0 N/A N/A SUB-AWARD
(331) MOREHEAD STATE UNIVERSITY
160 OLD CRANSTON ROAD
MOREHEAD,KY40351
61-1014029   101,375 0 N/A N/A SUB-AWARD
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720 WESTVIEW DR SW 1ST FL
ATLANTA,GA30310
58-1438873   219,766 0 N/A N/A SUB-AWARD
(333) MORGAN FRANKLIN CORPORATION
1753 PINNACLE DRIVE
MCLEAN,VA22102
52-2092032   265,775 0 N/A N/A SUB-AWARD
(334) MORGAN STATE UNIV
1700 E COLD SPRING LN
BALTIMORE,MD21251
23-7089143   60,302 0 N/A N/A SUB-AWARD
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1600 KEN THOMPSON PKWY
SARASOTA,FL34236
59-0756643   8,067 0 N/A N/A SUB-AWARD
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16 SKINNER HALL 50 COLLEGE ST
SOUTH HADLEY,MA01075
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425 VOLKER BLVD
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4258 BRIGHT BAY WAY
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MALVERN,PA19355
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2101 NASA PARKWAY
HOUSTON,TX77058
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500 FIFTH STREET NW
WASHINGTON,DC20001
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401 WYTHE ST
ALEXANDRIA,VA22314
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PO BOX 671
CHEYENNE,WY82003
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LUTHERVILLE,MD21093
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100 EXPLORATION WAY
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GREENBELT,MD20770
39-1274172   6,315 0 N/A N/A SUB-AWARD
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4555 OVERLOOK AVE SW
WASHINGTON,DC203755320
62-1179905   93,000 0 N/A N/A SUB-AWARD
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6703 WEST HIGHWAY 98
PANAMA CITY,FL324077001
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(352) NETHOPE INC
10615 JUDICIAL DR
FAIRFAX,VA22030
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PO BOX 18110
NEWARK,NJ07102
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(354) NEW MEXICO INSTITUTE OF MINING
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SOCORRO,NM87801
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341 E 25TH ST
NEW YORK,NY10010
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182 ENTERPRISE DRIVE
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44965 AVIATION DRIVE
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(361) NORTH CAROLINA STATE UNIV MASS
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SOUTH OYSTER BAY RD
BETHPAGE,NY117143580
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88056 EXPEDITE WAY
CHICAGO,IL60695
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PO BOX 232913
MERRIFIELD,VA221162329
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88056 EXPEDITE WAY
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PO BOX 3027
BELLEVUE,WA98009
91-1291143   86,281 0 N/A N/A SUB-AWARD
(367) NORTHWESTERN UNIVERSITY
750 N LAKE SHORE DR
CHICAGO,IL60611
36-2167817   1,470,693 0 N/A N/A SUB-AWARD
(368) NY EYE AND EAR INFIRMARY
225 E 38TH STREET
NEW YORK,NY10016
13-4154395   31,778 0 N/A N/A SUB-AWARD
(369) OAK RIDGE ASSOCIATED UNIVERSITITES INC
130 BADGER AVE
OAK RIDGE,TN37830
62-0476801   48,149 0 N/A N/A SUB-AWARD
(370) OAK RIDGE NATIONAL LABORATORY
1 BETHEL VALLEY RD
OAK RIDGE,TN37830
62-1788235   56,978 0 N/A N/A SUB-AWARD
(371) OCEANEERING INTL INC
7001 DORSEY RD
HANOVER,MD21076
95-2628227   120,500 0 N/A N/A SUB-AWARD
(372) OGSYSTEMS LLC
14900 CONFERENCE CENTER DRIVE
CHANTILLY,VA20151
84-1655820   200,201 0 N/A N/A SUB-AWARD
(373) OHIO STATE UNIV
INNOVATION CENTRE 2ND FLOOR
COLUMBUS,OH43240
31-6401599   706,828 0 N/A N/A SUB-AWARD
(374) OKLAHOMA MEDICAL
825 NE 13TH ST
OKLAHOMA CITY,OK73104
73-0580274   41,932 0 N/A N/A SUB-AWARD
(375) OLD DOMINION UNIV RESEARCH FOUNDATI
PO BOX 6369
NORFOLK,VA235080369
54-6068198   9,084 0 N/A N/A SUB-AWARD
(376) OPENJAUS LLC
2820 WOOSTER DRIVE
ALLISON PARK,PA15101
27-3228750   15,540 0 N/A N/A SUB-AWARD
(377) OPTIMETRICS INC
3115 PROFESSIONAL DRIVE
ANN ARBOR,MI48104
38-2253815   75,195 0 N/A N/A SUB-AWARD
(378) ORBIS TECHNOLOGIES INC
180 ADMIRAL COCHRANE DR
ANNAPOLIS,MD21401
51-0542116   36,398 0 N/A N/A SUB-AWARD
(379) ORBITAL SCIENCES CORP
NW 7854
MINNEAPOLIS,MN554857854
06-1209561   415,138 0 N/A N/A SUB-AWARD
(380) ORBITAL SCIENCES CORPORATION
1303 W 21ST ST
TEMPE,AZ85282
54-1512926   134,358 0 N/A N/A SUB-AWARD
(381) OREGON HEALTH AND SCIENCE
3181 SW SAMUEL JACKSON
PORTLAND,OR97201
51-0151916   1,025,631 0 N/A N/A SUB-AWARD
(382) OREGON STATE UNIV
PO BOX 1086
CORVALLIS,OR973312140
48-1278540   80,296 0 N/A N/A SUB-AWARD
(383) ORLANDO REGIONAL MEDICAL CTR
1414 KUHL AVE
ORLANDO,FL32806
59-1726273   127,096 0 N/A N/A SUB-AWARD
(384) ORTHOPAEDIC ASSOC OF GRAND RAPIDS
230 MICHIGAN ST NE STE 300
GRAND RAPIDS,MI49503
20-3879278   182,467 0 N/A N/A SUB-AWARD
(385) ORTHOPAEDIC RESEARCH FOUNDATION
8450 NORTHWEST BLVD
INDIANAPOLIS,IN46278
35-1691013   96,452 0 N/A N/A SUB-AWARD
(386) PACIFIC NORTHWEST NATIONAL LAB
PO BOX 84262
SEATTLE,WA981245562
31-4379427   50,000 0 N/A N/A SUB-AWARD
(387) PACIFIC SCIENCE & ENGINEERING GROUP
9180 BROWN DEER ROAD
SAN DIEGO,CA92121
33-0086000   467,258 0 N/A N/A SUB-AWARD
(388) PACT INC
1828 L ST NW STE 300
WASHINGTON,DC20036
13-2702768   302,316 0 N/A N/A SUB-AWARD
(389) PALO ALTO INST FOR RESEARCH AND
3801 MIRANDA AVE 151 P
PALO ALTO,CA943040038
77-0207331   127,447 0 N/A N/A SUB-AWARD
(390) PARK HEIGHTS RENAISSANCE INC
3939 REISTERSTOWN RD
BALTIMORE,MD21215
77-0673126   187,500 0 N/A N/A SUB-AWARD
(391) PARKLAND HEALTH AND HOSPITAL SYST
PO BOX 660599
DALLAS,TX752660599
75-6004221   95,000 0 N/A N/A SUB-AWARD
(392) PATHFINDER INTL
9 GALEN ST
WATERTOWN,MA02472
53-0235320   21,322 0 N/A N/A SUB-AWARD
(393) PENNINGTON BIOMEDICAL RESEARCH CTR
6400 PERKINS RD
BATON ROUGE,LA70808
72-6000848   9,200 0 N/A N/A SUB-AWARD
(394) PENNSYLVANIA STATE UNIV
110 TECHNOLOGY CTR
UNIVERSITY PARK,PA168027000
24-6000376   460,001 0 N/A N/A SUB-AWARD
(395) PENTEK INC
ONE PARK WAY
UPPER SADDLE RIVER,NJ07458
13-3374976   22,400 0 N/A N/A SUB-AWARD
(396) PERSONAL GENOME DIAGNOSTICS INC
2400 BOSTON ST SUITE 102
BALTIMORE,MD21224
27-2268485   125,000 0 N/A N/A SUB-AWARD
(397) PERVALL MEDICAL LLC
2903 ST REGIS WAY
MITCHELLVILLE,MD20721
20-1575785   48,384 0 N/A N/A SUB-AWARD
(398) PHILADELPHIA EDUC FUND
1709 BEN FRANKLIN PKWY
PHILADELPHIA,PA19103
22-2567982   214,047 0 N/A N/A SUB-AWARD
(399) PLAN INTERNATIONAL USA INC
155 PLAN WAY
WARWICK,RI02886
13-5661832   1,539,940 0 N/A N/A SUB-AWARD
(400) PLANETARY SCIENCE INSTITUTE
1700 E FORT LOWELL ROAD
TUCSON,AZ857192395
33-0175263   100,648 0 N/A N/A SUB-AWARD
(401) PLANNING SYSTEMS INC
21294 JOHNSON RD
LONG BEACH,MS39560
61-1493470   46,851 0 N/A N/A SUB-AWARD
(402) POLISHER RESEARCH INSTITUTE
1425 HORSHAM RD
NORTH WALES,PA194541320
23-7281868   25,477 0 N/A N/A SUB-AWARD
(403) PONCE SCHOOL OF MEDICINE
388 ZONA IND REPARADA 2
PONCE,PR007162347
66-0379122   7,164 0 N/A N/A SUB-AWARD
(404) POPULATION ACTION INTL
1300 19TH ST NW STE 200
WASHINGTON,DC20036
52-0812075   198,855 0 N/A N/A SUB-AWARD
(405) POPULATION COUNCIL
1 DAG HAMMARSKJOLD PLAZA
NEW YORK,NY10017
13-1687001   54,177 0 N/A N/A SUB-AWARD
(406) POPULATION SERVICES INTL
1120 19TH ST NW
WASHINGTON,DC20036
56-0942853   1,801,363 0 N/A N/A SUB-AWARD
(407) PREMIER INC
5882 COLLECTIONS CENTER DRIVE
CHICAGO,IL60693
33-0054358   23,596 0 N/A N/A SUB-AWARD
(408) PRIMA PHARM INC
3443 TRIPP COURT
SAN DIEGO,CA92121
33-0504998   124,600 0 N/A N/A SUB-AWARD
(409) PRINCETON UNIV
2 NEW SOUTH
PRINCETON,NJ08544
21-0634501   442,133 0 N/A N/A SUB-AWARD
(410) PROCESS FAB INC
15644 CLANTON CIRCLE
SANTA FE SPRINGS,CA90670
95-3848429   28,460 0 N/A N/A SUB-AWARD
(411) PROGENY SYSTEMS CORPORATION
9500 INNOVATION DRIVE
MANASSAS,VA20110
54-1766108   92,762 0 N/A N/A SUB-AWARD
(412) PROGRAM FOR APPROPRIATE TECHNOLOGY
PO BOX 900922
SEATTLE,WA98109
91-1157127   3,734,869 0 N/A N/A SUB-AWARD
(413) PROTEQ CORPORATION
20325 LINDEN ROAD
DEEPHAVEN,MN55331
54-1799476   184,635 0 N/A N/A SUB-AWARD
(414) PROXEMY RESEARCH INC
20528 FARCROFT LANE
GAITHERSBURG,MD208821222
95-4252036   21,555 0 N/A N/A SUB-AWARD
(415) PUBLIC HEALTH DATA STANDARDS CONSOR
624 N BROADWAY
BALTIMORE,MD21205
20-0474596   19,084 0 N/A N/A SUB-AWARD
(416) PULMONARY AND CRITICAL CARE UNIT OF
400 REDLAND CT STE 208
OWINGS MILLS,MD21117
52-1703696   68,402 0 N/A N/A SUB-AWARD
(417) PURDUE UNIV
610 PURDUE MALL
WEST LAFAYETTE,IN479072040
35-6002041   419,198 0 N/A N/A SUB-AWARD
(418) Q THERAPEUTICS INC
615 ARAPEEN DR SUITE 102
SALT LAKE CITY,UT84108
46-0490491   487,921 0 N/A N/A SUB-AWARD
(419) QINETIQ NORTH AMERICA INC
350 SECOND AVE
WALTHAM,MA02451
61-1493470   581,507 0 N/A N/A SUB-AWARD
(420) RE2 INC
4925 HARRISON STREET
PITTSBURGH,PA152012722
25-1897581   74,067 0 N/A N/A SUB-AWARD
(421) RELIANT GLOBAL SOLUTIONS INC
831 SOUTH VALLEY HIGHWAY
ENGLEWOOD,CO80112
27-0402544   96,615 0 N/A N/A SUB-AWARD
(422) REMOTEC INC
353 JD YARNELL INDUSTRIAL PARKWAY
CLINTON,TN37716
62-1090777   494,667 0 N/A N/A SUB-AWARD
(423) RESEARCH CONSULTING GROUP INC
1411 SARATOGA DR
BEL AIR,MD21014
52-2047439   39,031 0 N/A N/A SUB-AWARD
(424) RESEARCH FOUND FOR MENTAL HYGIENE
150 BROADWAY STE 301
MENANDS,NY12204
14-1410842   87,701 0 N/A N/A SUB-AWARD
(425) RESEARCH FOUNDATION OF SUNY
750 E ADAMS ST
ALBANY,NY122010009
14-1368361   99,490 0 N/A N/A SUB-AWARD
(426) RESEARCH INSTITUTE AT NATIONWIDE
P O BOX 71545
COLUMBUS,OH43215
31-6056230   9,225 0 N/A N/A SUB-AWARD
(427) RESEARCH TRIANGLE INSTITUTE
3040 E CORNWALLIS ROAD
RESEARCH TRIANGLE PARK,NC27709
56-0686338   1,048,516 0 N/A N/A SUB-AWARD
(428) RICE UNIV
OFFICE OF SPONSORED RESEARCH MS 16
HOUSTON,TX770051892
74-1109620   59,646 0 N/A N/A SUB-AWARD
(429) RMF ENGINEERING
5520 RESEARCH PARK DRIVE
BALTIMORE,MD21228
52-1279953   25,851 0 N/A N/A SUB-AWARD
(430) ROLTA INTERNATIONAL INC
333 E BUTTERFIELD ROAD
LOMBARD,IL60148
63-1071132   1,853,210 0 N/A N/A SUB-AWARD
(431) ROSWELL PARK CANCER INSTITUTION
ELM AND CARLTON STS
BUFFALO,NY14263
16-1391608   158,151 0 N/A N/A SUB-AWARD
(432) RST LLC
450 SUNNYSIDE RIDGE ROAD
SANDPOINT,ID83864
27-0434974   239,981 0 N/A N/A SUB-AWARD
(433) RUSH UNIV
1700 VAN BUREN
CHICAGO,IL60612
36-2174823   138,660 0 N/A N/A SUB-AWARD
(434) RUTGERS UNIV
3 RUTGERS PLZ
NEW BRUNSWICK,NJ089018559
22-6002041   460,806 0 N/A N/A SUB-AWARD
(435) SAINT JUDE CHILDRENS RESEARCH HOSP
332 N LAUDERDALE
MEMPHIS,TN38105
62-0646012   247,303 0 N/A N/A SUB-AWARD
(436) SAINT LOUIS UNIV
3556 CAROLINE ST
ST LOUIS,MO63104
43-0654872   156,578 0 N/A N/A SUB-AWARD
(437) SAN DIEGO STATE UNIVERSITY FOUNDATION
5500 CAMPANILE DR
SAN DIEGO,CA921821611
95-6042721   19,130 0 N/A N/A SUB-AWARD
(438) SANDIA NATIONAL LABORATORIES
PO BOX 5800
ALBUQUERQUE,NM87123
85-0097942   190,000 0 N/A N/A SUB-AWARD
(439) SANFORD BURNHAM MEDICAL RESEARCH IN
FINANCE DEPT ACCOUNTS RECEIVABLE
LA JOLLA,CA92037
51-0197108   13,399 0 N/A N/A SUB-AWARD
(440) SANTO DOMINGO TRIBE
PO BOX 99
SANTO DOMINGO PUEBLO,NM87052
85-0194331   30,000 0 N/A N/A SUB-AWARD
(441) SAVANNAH RIVER NUCLEAR SOLUTIONS LLC
SAVANNAH RIVER SITE BLDG 730-1B
AIKEN,SC29808
26-0240191   50,000 0 N/A N/A SUB-AWARD
(442) SAVE THE CHILDREN
54 WILTON RD
WESTPORT,CT06880
06-0726487   28,671,463 0 N/A N/A SUB-AWARD
(443) SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
28 JACOME WAY
MIDDLETOWN,RI02842
95-3630868   1,101,478 0 N/A N/A SUB-AWARD
(444) SCIENCE SYSTEMS & APPLICATIONS INC
10210 GREENBELT ROAD
LANHAM,MD20706
52-1087599   20,541 0 N/A N/A SUB-AWARD
(445) SCRIPPS RESEARCH INST
10550 N TORRY PINES RD
LA JOLLA,CA92037
33-0436954   689,183 0 N/A N/A SUB-AWARD
(446) SEATTLE CHILDRENS RESEARCH INST
4800 SAND POINT WAY NE
SEATTLE,WA98105
91-0564748   759,449 0 N/A N/A SUB-AWARD
(447) SEATTLE INSTITUTE FOR BIOMEDICAL AN
1660 S COLUMBIAN WAY 151F
SEATTLE,WA98108
91-1452438   5,101 0 N/A N/A SUB-AWARD
(448) SEATTLE KING COUNTY DEPT OF PUBLIC
401 5TH AVE STE 1200
SEATTLE,WA98104
91-6001327   40,000 0 N/A N/A SUB-AWARD
(449) SEDNA DIGITAL SOLUTIONS LLC
10611 BALLS FORD ROAD
MANASSAS,VA201092378
11-3722762   28,300 0 N/A N/A SUB-AWARD
(450) SENSING MACHINES LLC
8604 FOWLER AVENUE
BALTIMORE,MD212344229
87-0772190   30,311 0 N/A N/A SUB-AWARD
(451) SHARED SPECTRUM COMPANY
1593 SPRING HILL ROAD
VIENNA,VA221822249
31-1749371   74,943 0 N/A N/A SUB-AWARD
(452) SHEPPARD PRATT HEALTH SYSTEM
PO BOX 6815 6501 N CHARLES ST
TOWSON,MD212856815
52-0591684   196,722 0 N/A N/A SUB-AWARD
(453) SHERLOCK SMITH AND ADAMS
3047 CARTER HILL ROAD
MONTGOMERY,AL36111
63-0374838   11,131 0 N/A N/A SUB-AWARD
(454) SIBTECH INC
115A COMMERCE DR
BROOKFIELD,CT06804
13-3992292   95,750 0 N/A N/A SUB-AWARD
(455) SIERRA NEVADA CORPORATION
18635 JARKEY DR
HAGERSTOWN,MD21742
88-0094415   25,646 0 N/A N/A SUB-AWARD
(456) SIGMA SPACE CORPORATION
4600 FORBES BLVD
LANHAM,MD20706
52-2074422   37,566 0 N/A N/A SUB-AWARD
(457) SIGNAL MOUNTAIN ASSOCIATES INC
PO BOX 2834
LAWTONFORT SILL,OK73502
73-1567900   23,571 0 N/A N/A SUB-AWARD
(458) SIGNAL SYSTEMS CORPORATION
1127 B BENFIELD BOULEVARD
MILLERSVILLE,MD21108
52-1943944   273,015 0 N/A N/A SUB-AWARD
(459) SIGTECH INC
3212 CLEARVIEW DR
AUSTIN,TX787032754
74-2140832   139,621 0 N/A N/A SUB-AWARD
(460) SIMQUEST
1010 WAYNE AVENUE SUITE 940
SILVER SPRING,MD20910
52-2363452   7,887 0 N/A N/A SUB-AWARD
(461) SIMULATION SYSTEMS TECHNOLOGIES INC
703 WHITE HORSE RD
VOORHEES,NJ08043
22-2818966   546,782 0 N/A N/A SUB-AWARD
(462) SIMVENTIONS INC
11905 BOWMAN DRIVE
FREDERICKSBURG,VA224087344
54-1992646   18,848 0 N/A N/A SUB-AWARD
(463) SINAI HOSPTIAL
2401 W BELVEDERE AVE
BALTIMORE,MD21215
52-0486540   10,000 0 N/A N/A SUB-AWARD
(464) SIX3 ADVANCED SYSTEMS INC DBA BIT SYSTEMS INC
45200 BUSINESS COURT
DULLES,VA201666715
54-1935727   7,114 0 N/A N/A SUB-AWARD
(465) SKAION CORPORATION
51 MIDDLESEX ST
NORTH CHELMSFORD,MA018631564
04-3420459   75,184 0 N/A N/A SUB-AWARD
(466) SKYLINE NETWORK ENGINEERING
6200 C GEORGETOWN BLVD
ELDERSBURG,MD21784
37-1494684   113,728 0 N/A N/A SUB-AWARD
(467) SLOAN-KETTERING INST
1275 YORK AVE
NEW YORK,NY10021
13-1624082   506,426 0 N/A N/A SUB-AWARD
(468) SMITH & MARTINSON CONSULTANTS
206 CRAMER AVENUE
WALKERSVILLE,MD217939128
52-1934484   461,265 0 N/A N/A SUB-AWARD
(469) SMITHSONIAN ASTROPHYSICAL OBSERVATORY
60 GARDEN STREET
CAMBRIDGE,MA021381516
53-0206027   6,115,301 0 N/A N/A SUB-AWARD
(470) SMITHSONIAN INSTITUTION
PO BOX 37012
WASHINGTON,DC200137012
53-0206027   36,207 0 N/A N/A SUB-AWARD
(471) SOCIAL AND SCIENTIFIC SYSTEMS INC
8757 GEORGIA AVE 12FL
SILVER SPRING,MD20910
52-1114970   5,899,278 0 N/A N/A SUB-AWARD
(472) SOCIETY OF CADRIOVASCULAR
2209 DICENS RD
RICHMOND,VA23230
26-1275605   98,591 0 N/A N/A SUB-AWARD
(473) SONALYSTS INC
215 PARKWAY NORTH
WATERFORD,CT063850280
06-0902362   1,858,821 0 N/A N/A SUB-AWARD
(474) SOUTH CAROLINA RESEARCH FOUNDATION
901 SUMTER STREET
COLUMBIA,SC29208
57-0967350   98,553 0 N/A N/A SUB-AWARD
(475) SOUTHWEST RESEARCH INSTITUTE
6220 CULEBRA ROAD
SAN ANTONIO,TX78238
74-1070544   3,914,461 0 N/A N/A SUB-AWARD
(476) SPACE POWER ELECTRONICS INC
108 AUDREY WAY
KATHLEEN,GA31047
52-2058211   99,288 0 N/A N/A SUB-AWARD
(477) SPACE SCIENCE INSTITUTE
1234 INNOVATION DRIVE
BOULDER,CO803037814
84-1215290   65,690 0 N/A N/A SUB-AWARD
(478) SPACE TELESCOPE SCIENCE INSTITUTE
3700 SAN MARTIN DR
BALTIMORE,MD21218
86-0138043   113,637 0 N/A N/A SUB-AWARD
(479) SPECIAL AEROSPACE SERVICES LLC
3005 30TH ST STE 593
BOULDER,CO80301
20-5848882   115,660 0 N/A N/A SUB-AWARD
(480) SPECTRAL SCIENCES INC
99 S BEDFORD ST
BURLINGTON,MA018035169
04-2718570   44,746 0 N/A N/A SUB-AWARD
(481) SR TECHNOLOGIES INC
4101 SW 47TH AVENUE
DAVIE,FL333144037
65-0899433   9,500 0 N/A N/A SUB-AWARD
(482) SRA INTERNATIONAL INC
PO BOX 34880
ALEXANDRIA,VA223340880
54-1013306   79,360 0 N/A N/A SUB-AWARD
(483) SRI INTERNATIONAL
333 RAVENSWOOD AVENUE
MENLO PARK,CA94025
94-1160950   78,936 0 N/A N/A SUB-AWARD
(484) ST JOSEPH HOSPITAL AND MEDICAL CTR
CHW ST JOSEPH HOSPITAL AZ
LOS ANGELES,CA90074
95-1675600   21,675 0 N/A N/A SUB-AWARD
(485) ST LUKES HOSPITAL
4401 WORNALL RD 1ST FLOOR
KANSAS CITY,MO64111
44-0545297   19,457 0 N/A N/A SUB-AWARD
(486) ST VINCENT HEALTH WELLCARE INSTITUT
8402 HARCOURT RD
INDIANAPOLIS,IN46202
35-0869066   27,889 0 N/A N/A SUB-AWARD
(487) ST ONGE COMPANY
1400 WILLIAMS ROAD
YORK,PA17402
23-2255227   2,150,889 0 N/A N/A SUB-AWARD
(488) STANDARD TEXTILE CO INC
1 KNOLLCREST DR
CINCINNATI,OH45237
31-0567297   34,205 0 N/A N/A SUB-AWARD
(489) STANFORD UNIVERSITY
651 SERRA ST
STANFORD,CA94305
94-1156365   631,108 0 N/A N/A SUB-AWARD
(490) STARGATES INC
1100 N GLEBE ROAD
ARLINGTON,VA22203
54-1876344   354,233 0 N/A N/A SUB-AWARD
(491) STEARNS CONRAD AND SCHMIDT CONSULTING ENGINEERS INC DBA SCS TRACER
3900 KILROY AIRPORT WAY
LONG BEACH,CA908066816
54-0913440   87,333 0 N/A N/A SUB-AWARD
(492) STONY BROOK UNIVERSITY
100 NICOLLS RD
STONY BROOK,NY11794
11-2558775   146,085 0 N/A N/A SUB-AWARD
(493) SUNRISE MICRO DEVICES INC
9181 GLADES ROAD
BOCA RATON,FL33434
27-0371712   971,281 0 N/A N/A SUB-AWARD
(494) SUNY DOWNSTATE MEDICAL CENTER
450 CLARKSON AVE BOX 49
BROOKLYN,NY12203
13-6143215   9,606 0 N/A N/A SUB-AWARD
(495) SYRACUSE UNIV
113 BOWNE HALE
SYRACUSE,NY132441200
15-0532081   14,899 0 N/A N/A SUB-AWARD
(496) SYSTEMS CONSULTANTS
PO BOX 2040
FALLON,NV894072040
95-4087140   74,268 0 N/A N/A SUB-AWARD
(497) SYSTEMS ENGINEERING ASSOCIATES CORP
62 JOHNNY CAKE HILL
MIDDLETOWN,RI02842
05-0392482   558,462 0 N/A N/A SUB-AWARD
(498) SYSTEMS PLANNING & ANALYSIS INC
2001 NORTH BEAUREGARD STREET
ALEXANDRIA,VA22311
52-0956951   1,744,878 0 N/A N/A SUB-AWARD
(499) SYSTEMS TECHNOLOGIES INC
185 ROUTE 36
WEST LONG BRANCH,NJ077641304
22-3024504   170,190 0 N/A N/A SUB-AWARD
(500) SYSTEMS TECHNOLOGY FORUM LTD
150 RIVERSIDE PKWY
FREDERICKSBURG,VA22406
72-1567974   12,052 0 N/A N/A SUB-AWARD
(501) TASC INC
475 AQUIA TOWNE CENTER DRIVE
STAFFORD,VA22554
04-2393618   260,831 0 N/A N/A SUB-AWARD
(502) TECH-ED SERVICES INC
6121 SEBRING DRIVE
COLUMBIA,MD21044
52-1685650   38,000 0 N/A N/A SUB-AWARD
(503) TECHNOLOGY ASSOCIATES INTL CORP
5930 PRIESTLY DRIVE
CARLSBAD,CA92008
91-1973516   454,529 0 N/A N/A SUB-AWARD
(504) TECHNOLOGY SERVICE CORPORATION
PO BOX 79139
BALTIMORE,MD212790139
45-4399083   277,388 0 N/A N/A SUB-AWARD
(505) TECOLOTE RESEARCH INC
PO BOX 6069
SANTA BARBARA,CA93160
95-2834773   60,128 0 N/A N/A SUB-AWARD
(506) TELCORDIA TECHNOLOGIES INC
ONE TELECORDIA DR
NEW YORK,NY102496334
22-2478398   40,159 0 N/A N/A SUB-AWARD
(507) TELEDYNE BROWN ENGINEERING INC
300 SPARKMAN DR
HUNTSVILLE,AL358077007
52-2195609   116,454 0 N/A N/A SUB-AWARD
(508) TELEPHONICS CORPORATION
PO BOX 64232
BALTIMORE,MD212644232
52-0897556   225,892 0 N/A N/A SUB-AWARD
(509) TEMPLE UNIV
3400 N BROAD ST
PHILADELPHIA,PA19140
23-1365971   449,301 0 N/A N/A SUB-AWARD
(510) TESSELLA INC
51 MONROE ST
ROCKVILLE,MD20850
98-0384254   329,986 0 N/A N/A SUB-AWARD
(511) TETRACORE INC
9901 BELWARD CAMPUS DR
ROCKVILLE,MD20850
52-2112478   516,573 0 N/A N/A SUB-AWARD
(512) TEXAS A AND M RESEARCH FOUNDATION
400 HARVEY PKWY S STE 100
COLLEGE STATION,TX77845
74-2245072   111,352 0 N/A N/A SUB-AWARD
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1775 MASSACHUSETTES AVE NW
WASHINGTON,DC20036
20-5570521   10,000 0 N/A N/A HONORARIUM
(660) SELDY CRAMER ARTISTS INC
3436 SPRINGFIELD RD
LAFAYETTE,CA94549
52-2099334   5,000 0 N/A N/A HONORARIUM
(661) SIMON AND SCHUSTER SPEAKERS BUREAU
437 5TH AVE
NEW YORK,NY10020
13-3092933   20,000 0 N/A N/A HONORARIUM
(662) SOOFCO PRODUCTIONS INC
159 W 53RD ST STE 32C
NEW YORK,NY10023
11-3635933   40,000 0 N/A N/A HONORARIUM
(663) SPEAKERSCOM
130 LUBRANO DRIVE STE 110
ANNAPOLIS,MD21401
52-2276966   13,100 0 N/A N/A HONORARIUM
(664) STEVEN BARCLAY AGENCY
12 WESTERN AVE
PETALUMA,CA94952
68-0439137   10,000 0 N/A N/A HONORARIUM
(665) WASHINGTON SPEAKERS BUREAU INC
1663 PRINCE ST
ALEXANDRIA,VA22314
54-1980995   25,000 0 N/A N/A HONORARIUM
(666) WILLIAM DAVIDSON INSTITUTE
724 E UNIVERSITY AVE
ANN ARBOR,MI48109
38-3048086   10,000 0 N/A N/A HONORARIUM
(667) AMAZING GRACE EVANGELICAL
2424 MCELDERRY STREET
BALTIMORE,MD21205
52-1994645   7,500 0 N/A N/A CONTRIBUTION
(668) AMERICAN HEART ASSOCIATION
PO BOX 4002906
DESMOINES,IA50340
13-5613797   10,000 0 N/A N/A CONTRIBUTION
(669) BALTIMORE CITY FOUNDATION
100 HOLLIDAY ST RM 400
BALTIMORE,MD21202
52-1212473   8,000 0 N/A N/A CONTRIBUTION
(670) BALTIMORE ORIOLES LLP
333 W CAMDEN STREET
BALTIMORE,MD21201
52-1837282   36,000 0 N/A N/A CONTRIBUTION
(671) CHARLES VILLAGE COMMUNITY BENEFITS
2434 ST PAUL STREET
BALTIMORE,MD21218
52-1924284   34,000 0 N/A N/A CONTRIBUTION
(672) CHARLES VILLAGE COMMUNITY FOUNDATION
2434 ST PAUL STREET
BALTIMORE,MD21218
52-1988746   37,000 0 N/A N/A CONTRIBUTION
(673) EASTERN NORTH AMERICAN BIOMETRIC
12100 SUNSET HILLS RD STE 130
RESTON,VA20190
52-1107955   5,000 0 N/A N/A CONTRIBUTION
(674) GREATER HOMEWOOD COMMUNITY
3503 N CHARLES STREET
BALTIMORE,MD21218
52-0897806   140,100 0 N/A N/A CONTRIBUTION
(675) HEALTH CARE FOR THE HOMELESS
421 FALLSWAY
BALTIMORE,MD21202
52-1576404   6,350 0 N/A N/A CONTRIBUTION
(676) HOWARD HOSPITAL FOUNDATION
5755 CEDAR LANE
COLUMBIA,MD21044
52-0892284   12,500 0 N/A N/A CONTRIBUTION
(677) JOHNS HOPKINS HEALTH SYSTEM CORP
3910 KESWICK RD SOUTH BLDG 4TH
FLOOR
BALTIMORE,MD21211
52-1463501   5,000,000 0 N/A N/A CONTRIBUTION
(678) MARYLAND TECHNOLOGY DEVELOPMENT
5565 STERRETT PL STE 214
COLUMBIA,MD21044
52-2177960   200,000 0 N/A N/A CONTRIBUTION
(679) MD CHAMBER OF COMMERCE
60 WEST STREET SUITE 100
ANNAPOLIS,MD21401
52-1784310   8,000 0 N/A N/A CONTRIBUTION
(680) NIGHTINGALE INTIATIVE FOR GLOBAL HE
8004 TREVOR PLACE
VIENNA,VA22182
20-1085630   5,000 0 N/A N/A CONTRIBUTION
(681) ORTHOPAEDIC RESEARCH SOCIETY
6300 N RIVER RD STE 700
ROSEMONT,IL60018
36-3180285   7,500 0 N/A N/A CONTRIBUTION
(682) RESEARCH AMERICA
1101 KING STREET SUITE 520
ALEXANDRIA,VA22314
52-1609875   20,000 0 N/A N/A CONTRIBUTION
(683) THE CENTRAL BALTIMORE PARTNERSHIP I
1800 N CHARLES STREET 810
BALTIMORE,MD21201
26-2842736   30,000 0 N/A N/A CONTRIBUTION
(684) UNIV OF PENNSYLVANIA
125 S 31ST ST
PHILADELPHIA,PA19104
23-1352685   14,750 0 N/A N/A CONTRIBUTION
(685) US ASEAN BUSINESS COUNCIL INC
1101 17TH ST STE 411
WASHINGTON,DC20036
52-2341318   7,500 0 N/A N/A CONTRIBUTION
(686) YMCA OF CENTRAL MARYLAND INC
20 S CHARLES STREET STE 600
BALTIMORE,MD21201
52-0591699   15,000 0 N/A N/A CONTRIBUTION
(687) EAST BALTIMORE DEVELOPMENT CORPORATION
1704 E CHASE STREET
BALTIMORE,MD21213
27-0037508   441,666 0 N/A N/A CONTRIBUTION
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
 
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
687
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients
(c)Amount of
cash grant
(d)Amount of
non-cash assistance
(e)Method of valuation (book,
FMV, appraisal, other)
(f)Description of non-cash assistance
(1) FELLOWSHIPS 2556 43,837,086   N/A N/A
(2) HONORARIA 2196 2,304,143   N/A N/A
(3) ACADEMIC AWARDS 741 1,161,823   N/A N/A
(4) SUB-AWARD 2 109,405   N/A N/A
(5) SCHOLARSHIPS 10578 257,426,586   N/A N/A




Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: DESCRIBE ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN THE U.S. THE UNIVERSITY REQUIRES THAT WHEN APPROVING INVOICE PAYMENTS TO SUBRECIPIENTS, THE VALIDITY OF EXPENSES MUST BE VERIFIED ALONG WITH THE ACHIEVEMENT OF SCIENTIFIC AND TECHNICAL PROGRESS BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE. THIS VERIFICATION INCLUDES SIGN OFF BY THE PRINCIPAL INVESTIGATOR OR HIS/HER DESIGNEE ON THE INVOICE APPROVING IT FOR PAYMENT. SUBRECIPIENT INVOICES SHOULD INCLUDE INFORMATION THAT CONFORMS TO THE ADMINISTRATIVE REQUIREMENTS AS PRESCRIBED IN OMB CIRCULARS A-110 AND A-133. SUBRECIPIENTS EXEMPT FROM A-133 AUDIT REQUIREMENTS ARE REQUIRED TO MAKE THEIR FINANCIAL RECORDS AVAILABLE FOR REVIEW OR AUDIT BY FEDERAL AGENCIES OR PASS-THRU ENTITIES AS REQUESTED, UNDER THE TERMS AND CONDITIONS OF THEIR AGREEMENT.
Schedule I (Form 990) 2012


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
 
No
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits
(E) Total of columns
(B)(i)-(D)
(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)DANIELS RONALDPRESIDENT (i)
(ii)
922,347
0
1,495
0
65,504
0
112,432
0
111,498
0
1,213,276
0
0
0
(2)BAGGER JONATHANSR. VP - ACADEMIC AFFAIRS / INTERIM (i)
(ii)
308,837
0
32,480
0
35,684
0
38,389
0
23,009
0
438,399
0
34,784
0
(3)BIELER GLENNVP - COMMUNICATIONS & PUBL (i)
(ii)
232,239
0
40,000
0
2,447
0
29,200
0
34,251
0
338,137
0
0
0
(4)CRECELIUS KATHRYN JCHIEF INVESTMENT OFFICER (i)
(ii)
581,683
0
403,326
0
75,452
0
131,917
0
15,992
0
1,208,370
0
74,552
0
(5)DUNHAM STEPHEN SVP AND GENERAL COUNSEL (i)
(ii)
224,033
0
40,000
0
525
0
27,228
0
8,781
0
300,567
0
0
0
(6)EICHER MICHAEL CVP - DEVELOPMENT ALUMNI RE (i)
(ii)
390,758
0
55,366
0
16,032
0
80,225
0
21,066
0
563,447
0
0
0
(7)ENNIS DANIEL GSR. VP - FINANCE & ADMINIS (i)
(ii)
518,393
0
60,000
0
10,087
0
63,498
0
23,484
0
675,462
0
0
0
(8)FISH ALANVP - REAL ESTATE & CAMPUS SVCS. (i)
(ii)
317,258
0
0
0
895
0
35,872
0
12,317
0
366,342
0
0
0
(9)GRADY HELENEVP - PLANNING & BUDGET (i)
(ii)
170,026
0
0
0
900
0
20,416
0
504
0
191,846
0
0
0
(10)HAYES CHARLENEVP - HUMAN RESOURCES (i)
(ii)
282,766
0
10,000
0
33,714
0
46,667
0
16,288
0
389,435
0
25,934
0
(11)LEWIS THOMASVP - GOVT, COMMUN, PUB AFF (i)
(ii)
258,523
0
10,000
0
2,711
0
32,070
0
9,117
0
312,421
0
0
0
(12)MARSH MAUREENINTERIM VP - CHIEF OF STAFF & SECRET (i)
(ii)
168,016
0
0
0
900
0
20,292
0
1,478
0
190,686
0
0
0
(13)MINOR LLOYDPROVOST/VP (i)
(ii)
450,981
0
40,000
0
600
0
54,621
0
33,832
0
580,034
0
0
0
(14)MOK JACQUELINEVP - CHIEF OF STAFF / SECRETARY (i)
(ii)
147,333
0
150,000
0
10,247
0
17,500
0
7,983
0
333,063
0
0
0
(15)ROTHMAN PAULCEO, DEAN OF MEDICAL FACULTY (i)
(ii)
597,474
0
74,142
0
37,801
0
72,000
0
30,604
0
812,021
0
0
0
(16)RUM STEVENVP - DEVELOPMENT ALUMNI RE (i)
(ii)
412,614
0
105,625
0
20,520
0
51,016
0
25,208
0
614,983
0
0
0
(17)SAVAGE FREDERICKINTERIM VP AND GENERAL COUNSEL (i)
(ii)
246,062
0
25,692
0
900
0
30,000
0
18,518
0
321,172
0
0
0
(18)SCHROEDER III FREDERICVP - DEVELOPMENT ALUMNI RE (i)
(ii)
392,698
0
49,219
0
37,837
0
48,039
0
20,320
0
548,113
0
36,937
0
(19)SEMMEL RALPHDIRECTOR - APL (i)
(ii)
491,322
0
92,600
0
36,642
0
25,678
0
7,473
0
653,715
0
0
0
(20)GRINNALDS JOHNDIR. FACILITIES,MEDICINE (i)
(ii)
257,903
0
34,500
0
900
0
31,611
0
15,682
0
340,596
0
0
0
(21)GROSSI RICHARDSR. ASSOCIATE DEAN (i)
(ii)
652,037
0
220,205
0
3,995
0
78,891
0
16,187
0
971,315
0
0
0
(22)KLAG MICHAELDEAN - SCHOOL OF PUBLIC HE (i)
(ii)
511,964
0
30,000
0
2,030
0
62,786
0
23,189
0
629,969
0
0
0
(23)NIMMO RUTHAPL DIR. OF FACILITIES (i)
(ii)
359,456
0
51,200
0
21,445
0
24,473
0
10,696
0
467,270
0
0
0
(24)STARK WALTER JPROFESSOR (SEE SCHED. O) (i)
(ii)
352,312
0
859,663
0
41,513
0
43,853
0
23,304
0
1,320,645
0
28,278
0
(25)SPONSELLER PAULPROFESSOR (SEE SCHED. O) (i)
(ii)
358,121
0
761,361
0
73,955
0
44,151
0
21,745
0
1,259,333
0
73,055
0
(26)DOVER GEORGEPROFESSOR (SEE SCHED. O) (i)
(ii)
484,598
0
102,600
0
480,754
0
59,796
0
23,906
0
1,151,654
0
469,216
0
(27)BREM HENRYPROFESSOR (SEE SCHED. O) (i)
(ii)
831,376
0
173,700
0
900
0
100,652
0
19,362
0
1,125,990
0
0
0
(28)GOKASLAN ZIYAPROFESSOR (SEE SCHED. O) (i)
(ii)
343,749
0
587,130
0
1,900
0
42,000
0
18,189
0
992,968
0
0
0
(29)ARMBRISTER CLARENCESR. VP - CHIEF OF STAFF (i)
(ii)
0
0
0
0
375,000
0
0
0
0
0
375,000
0
0
0
(30)MILLER JR EDWARD DVP/DEAN - MEDICAL SCHOOL (i)
(ii)
421,927
0
382,025
0
1,005,841
0
50,937
0
7,943
0
1,868,673
0
371,409
0
(31)SCHNYDMAN JEROME DSEC BD/EXEC ASST PRESIDENT (i)
(ii)
130,132
0
100,000
0
450
0
15,825
0
6,712
0
253,119
0
0
0
(32)ZEGER SCOTTFORMER PROVOST/VP (i)
(ii)
333,007
0
0
0
900
0
40,282
0
14,001
0
388,190
0
0
0
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
  PART I, LINE 1A EXPENSES ARE REVIEWED TO DETERMINE IF THERE IS A BONA FIDE BUSINESS PURPOSE FOR EACH. UNLESS THERE IS A BUSINESS PURPOSE, THE EXPENSE IS TREATED AS TAXABLE COMPENSATION AND INCLUDED ON THE FORM W-2: FIRST CLASS OR CHARTER TRAVEL: JONATHAN BAGGER, HENRY BREM, KATHRYN CRECELIUS, RONALD DANIELS, MICHAEL EICHER, ZIYA GOKASLAN, MICHAEL KLAG, LLOYD MINOR, PAUL ROTHMAN, RALPH SEMMEL, FREDERIC SCHROEDER TRAVEL FOR COMPANIONS: HENRY BREM, RONALD DANIELS, MICHAEL KLAG, EDWARD MILLER,JR., PAUL ROTHMAN GROSS-UP PAYMENTS: MICHAEL EICHER. (PAYMENT WAS TREATED AS TAXABLE COMPENSATION AND INCLUDED ON THE FORM W-2) HOUSING: RONALD DANIELS HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: RICHARD GROSSI, MICHAEL KLAG, EDWARD MILLER, JR., PAUL ROTHMAN, STEVEN RUM PERSONAL SERVICES: RONALD DANIELS. (EXPENSES WERE TREATED AS TAXABLE COMPENSATION AND INCLUDED ON THE FORM W-2.)
  PART I, LINE 1B WRITTEN POLICIES FOR PAYMENT OR REIMBURSEMENT OR PROVISION OF EXPENSES FOR ITEMS CHECKED IN 1A: THE UNIVERSITY HAS ESTABLISHED WRITTEN POLICIES AND PROCEDURES GOVERNING THE TRAVEL AND BUSINESS EXPENSES. THE POLICIES AND PROCEDURES INCLUDE REQUIREMENTS TO MEET THE IRS ACCOUNTABLE PLAN RULES. IT IS THE RESPONSIBILITY OF THE OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES TO COMPLY WITH THE WRITTEN POLICIES AND PROCEDURES AND TO EXERCISE GOOD JUDGEMENT IN DETERMINING THE BUSINESS PURPOSE. TRAVEL AND BUSINESS EXPENSES FOR OFFICERS AND DEANS ARE REVIEWED AND APPROVED BY THE OFFICE OF THE PROVOST AND SENIOR VICE PRESIDENT FOR ACADEMIC AFFAIRS OR THE OFFICE OF THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. THE PRESIDENT'S OFFICE REVIEWS AND APPROVES TRAVEL AND BUSINESS EXPENSES OF THE SENIOR VICE PRESIDENTS AND THE CHAIR OF THE BOARD OF TRUSTEES REVIEWS AND APPROVES THE PRESIDENT'S TRAVEL AND BUSINESS EXPENSES. THERE ARE NO WRITTEN POLICIES FOR THE PROVISION OF THE PRESIDENT'S HOUSING AND RELATED PERSONAL SERVICES; HOWEVER, THE PROVISIONS ARE INCLUDED IN THE EMPLOYMENT AGREEMENT WITH THE PRESIDENT. THE PRESIDENT'S RESIDENCE IS LOCATED ON CAMPUS AND IT IS INCLUDED IN HIS EMPLOYMENT AGREEMENT THAT HE WILL LIVE THERE, SO IT IS EXEMPT FROM TAXATION UNDER INTERNAL REVENUE CODE SECTION 119.
  PART I, LINE 4B PART I, LINE 4B: THE FOLLOWING AMOUNTS REPRESENT EITHER (A) DISTRIBUTIONS MADE TO THE RESPECTIVE INDIVIDUALS FROM A NON-QUALIFIED DEFERRED COMPENSATION PLAN OR (B) AMOUNTS PREVIOUSLY DEFERRED UNDER A NONQUALIFIED PLAN THAT BECAME TAXABLE FOR SOCIAL SECURITY AND MEDICARE TAXES THIS YEAR BECAUSE THERE IS NO LONGER A SUBSTANTIAL RISK OF FORFEITURE FOR THE INDIVIDUAL'S RIGHT TO THE DEFERRED AMOUNT. ALL OF THESE AMOUNTS ARE REPORTED ON THE RESPECTIVE INDIVIDUALS W-2, BOX 11. PAYEE NON-QUALIFIED PLAN ------------------- ------------------ JONATHAN BAGGER $ 34,784 KATHRYN CRECELIUS $ 74,552 GEORGE DOVER $469,216 CHARLENE HAYES $ 25,934 EDWARD D. MILLER, JR. $371,409 FREDERIC SCHROEDER, III $ 36,937 PAUL SPONSELLER $ 73,055 WALTER J. STARK $ 28,278 THE FOLLOWING REPRESENT AMOUNTS CONTRIBUTED TO NON-QUALIFIED 457(F) DEFERRED COMPENSATION PLANS FOR THE RESPECTIVE OFFICERS, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES. PAYEE NON-QUALIFIED PLAN ------------------- ------------------ BAGGER, JONATHAN $ 8,389 BEILER, GLENN $ 1,000 BREM , HENRY $ 70,652 CRECELIUS , KATHRYN $101,917 DANIELS , RONALD $ 82,432 DOVER, GEORGE $ 29,796 DUNHAM , STEPHEN $ 10,328 EICHER , MICHAEL $ 55,225 ENNIS , DANIEL $ 33,498 FISH, ALAN $ 8,372 GOKASLAN , ZIYA $ 12,000 GRINNALDS , JOHN $ 1,611 GROSSI , RICHARD $ 48,891 HAYES , CHARLENE $ 16,667 KLAG , MICHAEL $ 32,786 LEWIS , THOMAS $ 2,070 MILLER , JR. , EDWARD $ 35,937 MINOR , LLOYD $ 34,621 MOK, JACQUELINE $ 5,000 ROTHMAN, PAUL $ 57,000 RUM , STEVEN $ 21,016 SCHNYDMAN , JEROME $ 825 SCHROEDER , III , FREDERIC $ 18,039 SPONSELLER , PAUL $ 14,151 STARK , WALTER $ 13,853 ZEGER , SCOTT $ 10,282
  PART I, LINE 7 DESCRIPTION OF NON-FIXED PAYMENTS: THE SCHOOL OF MEDICINE OFFERS PERFORMANCE SUPPLEMENTS FOR CLINICAL FACULTY, DEPARTMENTAL CHAIRS, AND VICE DEANS. PERFORMANCE SUPPLEMENTS ARE RECOMMENDED BY THE DEAN OF THE SCHOOL OF MEDICINE AND APPROVED BY THE PRESIDENT OF THE UNIVERSITY. PERFORMANCE SUPPLEMENTS ARE FIXED INCENTIVE OPPORTUNITIES TIED TO PERFORMANCE OF DEPARTMENTAL, INSTITUTIONAL AND DISCRETIONARY GOALS. PERFORMANCE INDICATORS MEASURE BUDGETARY, SAFETY, AND SERVICE EXCELLENCE PERFORMANCE. THE UNIVERSITY HAS IMPLEMENTED AN INCENTIVE PROGRAM FOR DEANS AND PRINCIPAL ADMINISTRATIVE OFFICERS WITH THE EXCEPTION OF THE PRESIDENT. (THE PRESIDENT IS NOT ELIGIBLE FOR INCENTIVE-BASED COMPENSATION.) THE INCENTIVES RANGE FROM 0% TO 15% OF BASE SALARY SUCH THAT 5% IS AWARDED TO THOSE WHO MAKE GOOD PROGRESS TOWARD AGREED UPON GOALS, 10% FOR ACHIEVING AGREED UPON GOALS, AND 15% FOR EXTRAORDINARY PERFORMANCE. THE INCENTIVE PROGRAM WAS DEVELOPED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD WITH INPUT TO THE PROGRAM'S STRUCTURE AND ADMINISTRATION PROVIDED TO THE COMMITTEE BY THE PRESIDENT, SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION AND THE VICE PRESIDENT FOR HUMAN RESOURCES. IT IS ADMINISTERED BY THE COMPENSATION COMMITTEE OF THE BOARD. ANNUALLY, THE INCENTIVE AWARDS ARE RECOMMENDED BY THE PRESIDENT AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD. IN ADDITION, THE CHIEF INVESTMENT OFFICER IS ELIGIBLE FOR PERFORMANCE SUPPLEMENTS. THE SUPPLEMENTS ARE FIXED INCENTIVE OPPORTUNITIES. PERFORMANCE SUPPLEMENTS ARE BASED ON PERFORMANCE ON THE QUALITATIVE AND QUANTITATIVE ASPECTS OF THE JOB. PERFORMANCE SUPPLEMENTS ARE RECOMMENDED BY THE INVESTMENT COMMITTEE AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES.
  PART I, LINE 8 THERE WERE SOME OFFICERS AND KEY EMPLOYEES WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS. SECTION 53.4958-4(A)(3). IN EACH INSTANCE, THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS. SECTION 53.4958-6(C).
SUPPLEMENTAL INFORMATION PART III INFORMATIONAL: DR. EDWARD MILLER, JR. IS A TRUSTEE AND OFFICER OF JOHNS HOPKINS HEALTH SYSTEM WHICH IS A SEPARATE, UNRELATED ORGANIZATION. DR. MILLER RECEIVED COMPENSATION OF $731,637 PAID BY JOHNS HOPKINS HEALTH SYSTEM. THIS AMOUNT IS THE AMOUNT REPORTED ON THE 2012 W-2 (BOX #5) AND INCLUDES $245,948 OF DEFERRED COMPENSATION PAID IN 2012.
Schedule J (Form 990) 2012

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2005A BONDS
 
52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA 2008A BONDS
 
52-0936091 5742172K0 08-07-2008 135,928,983 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA CP SERIES A TRANCHE 5
 
52-0936091 57421PAA3 06-05-2003 6,800,000 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA CP SERIES A TRANCHE 7
 
52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 8
 
52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 9
 
52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
 
52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
 
52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
 
52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
 
52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 6
 
52-0936091 57421NAA8 12-06-2004 28,103,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
 
52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
 
52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 9
 
52-0936091 57421NWR7 08-13-2009 10,949,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 10
 
52-0936091 57421NXV7 02-23-2010 9,723,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
 
52-0936091 574218JW4 06-06-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2013B BONDS
 
52-0936091 574218PS6 06-11-2013 99,625,000 SEE SCHEDULE K, PART VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 1,938,000 4,847,000 1,938,000 564,000
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 71,399,299 136,482,944 6,800,000 11,387,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 2,671,827 2,772,524    
6 Proceeds in refunding escrows . . . . . . . . . . . . 108,078,992      
7 Issuance costs from proceeds . . . . . . . . . . . . 826,570 872,271    
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . . 88,150 88,150    
10 Capital expenditures from proceeds . . . . . . . . . . . 67,900,902 83,750,000 6,800,000 11,387,000
11 Other spent proceeds . . . . . . . . . . . . . . 49,000,000 49,000,000   178,727,564
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2007 2010 2003 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0% 0.00000% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0.00000% 0% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X   X  
c No rebate due? . . . . . . . . . .
  X   X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X     X X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
 
 
 
 
 
 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
 
 
 
 
 
 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X X     X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM INFORMATION: ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
    SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/5/2003 COMMERCIAL PAPER SERIES A -TRANCHE 5 -TO FUND MINOR RENOVATION PROJECTS AND INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE). PAID DOWN FULLY JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/11/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS.
    RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN PART II: 2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $135,928,983 INTEREST EARNINGS 2,134,299 553,961 ___________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $136,482,944 ___________ ___________ ___________ ___________
SCHEDULE K, PART II   LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $88,150 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE EARNED PRIMARILY DURING THE TEMPORARY INVESTMENT PERIOD THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2013.
    ADDITIONAL EXPLANATION FOR PART III, PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVESRITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
    ADDITIONAL EXPLANATION FOR PART IV, LINE 6: 2008A BONDS: WORKING CAPITAL EXPENDITURES FROM PROCEEDS WERE INVESTED BELOW THE YIELD ON THE BONDS.
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2005A BONDS
 
52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA 2008A BONDS
 
52-0936091 5742172K0 08-07-2008 135,928,983 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA CP SERIES A TRANCHE 5
 
52-0936091 57421PAA3 06-05-2003 6,800,000 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA CP SERIES A TRANCHE 7
 
52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 8
 
52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 9
 
52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
 
52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
 
52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
 
52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
 
52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 6
 
52-0936091 57421NAA8 12-06-2004 28,103,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
 
52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
 
52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 9
 
52-0936091 57421NWR7 08-13-2009 10,949,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 10
 
52-0936091 57421NXV7 02-23-2010 9,723,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
 
52-0936091 574218JW4 06-06-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2013B BONDS
 
52-0936091 574218PS6 06-11-2013 99,625,000 SEE SCHEDULE K, PART VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 1,938,000 4,847,000 1,938,000 564,000
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 71,399,299 136,482,944 6,800,000 11,387,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 2,671,827 2,772,524    
6 Proceeds in refunding escrows . . . . . . . . . . . . 108,078,992      
7 Issuance costs from proceeds . . . . . . . . . . . . 826,570 872,271    
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . . 88,150 88,150    
10 Capital expenditures from proceeds . . . . . . . . . . . 67,900,902 83,750,000 6,800,000 11,387,000
11 Other spent proceeds . . . . . . . . . . . . . . 49,000,000 49,000,000   178,727,564
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2007 2010 2003 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0% 0.00000% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0.00000% 0% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X   X  
c No rebate due? . . . . . . . . . .
  X   X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X     X X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
 
 
 
 
 
 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
 
 
 
 
 
 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X X     X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM INFORMATION: ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
    SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/5/2003 COMMERCIAL PAPER SERIES A -TRANCHE 5 -TO FUND MINOR RENOVATION PROJECTS AND INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE). PAID DOWN FULLY JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/11/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS.
    RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN PART II: 2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $135,928,983 INTEREST EARNINGS 2,134,299 553,961 ___________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $136,482,944 ___________ ___________ ___________ ___________
SCHEDULE K, PART II   LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $88,150 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE EARNED PRIMARILY DURING THE TEMPORARY INVESTMENT PERIOD THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2013.
    ADDITIONAL EXPLANATION FOR PART III, PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVESRITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
    ADDITIONAL EXPLANATION FOR PART IV, LINE 6: 2008A BONDS: WORKING CAPITAL EXPENDITURES FROM PROCEEDS WERE INVESTED BELOW THE YIELD ON THE BONDS.
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2005A BONDS
 
52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA 2008A BONDS
 
52-0936091 5742172K0 08-07-2008 135,928,983 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA CP SERIES A TRANCHE 5
 
52-0936091 57421PAA3 06-05-2003 6,800,000 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA CP SERIES A TRANCHE 7
 
52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 8
 
52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 9
 
52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
 
52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
 
52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
 
52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
 
52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 6
 
52-0936091 57421NAA8 12-06-2004 28,103,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
 
52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
 
52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 9
 
52-0936091 57421NWR7 08-13-2009 10,949,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 10
 
52-0936091 57421NXV7 02-23-2010 9,723,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
 
52-0936091 574218JW4 06-06-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2013B BONDS
 
52-0936091 574218PS6 06-11-2013 99,625,000 SEE SCHEDULE K, PART VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 1,938,000 4,847,000 1,938,000 564,000
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 71,399,299 136,482,944 6,800,000 11,387,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 2,671,827 2,772,524    
6 Proceeds in refunding escrows . . . . . . . . . . . . 108,078,992      
7 Issuance costs from proceeds . . . . . . . . . . . . 826,570 872,271    
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . . 88,150 88,150    
10 Capital expenditures from proceeds . . . . . . . . . . . 67,900,902 83,750,000 6,800,000 11,387,000
11 Other spent proceeds . . . . . . . . . . . . . . 49,000,000 49,000,000   178,727,564
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2007 2010 2003 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0% 0.00000% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0.00000% 0% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X   X  
c No rebate due? . . . . . . . . . .
  X   X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X     X X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
 
 
 
 
 
 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
 
 
 
 
 
 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X X     X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM INFORMATION: ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
    SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/5/2003 COMMERCIAL PAPER SERIES A -TRANCHE 5 -TO FUND MINOR RENOVATION PROJECTS AND INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE). PAID DOWN FULLY JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/11/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS.
    RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN PART II: 2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $135,928,983 INTEREST EARNINGS 2,134,299 553,961 ___________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $136,482,944 ___________ ___________ ___________ ___________
SCHEDULE K, PART II   LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $88,150 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE EARNED PRIMARILY DURING THE TEMPORARY INVESTMENT PERIOD THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2013.
    ADDITIONAL EXPLANATION FOR PART III, PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVESRITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
    ADDITIONAL EXPLANATION FOR PART IV, LINE 6: 2008A BONDS: WORKING CAPITAL EXPENDITURES FROM PROCEEDS WERE INVESTED BELOW THE YIELD ON THE BONDS.
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2005A BONDS
 
52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA 2008A BONDS
 
52-0936091 5742172K0 08-07-2008 135,928,983 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA CP SERIES A TRANCHE 5
 
52-0936091 57421PAA3 06-05-2003 6,800,000 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA CP SERIES A TRANCHE 7
 
52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 8
 
52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 9
 
52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
 
52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
 
52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
 
52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
 
52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 6
 
52-0936091 57421NAA8 12-06-2004 28,103,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
 
52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
 
52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 9
 
52-0936091 57421NWR7 08-13-2009 10,949,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 10
 
52-0936091 57421NXV7 02-23-2010 9,723,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
 
52-0936091 574218JW4 06-06-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2013B BONDS
 
52-0936091 574218PS6 06-11-2013 99,625,000 SEE SCHEDULE K, PART VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 1,938,000 4,847,000 1,938,000 564,000
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 71,399,299 136,482,944 6,800,000 11,387,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 2,671,827 2,772,524    
6 Proceeds in refunding escrows . . . . . . . . . . . . 108,078,992      
7 Issuance costs from proceeds . . . . . . . . . . . . 826,570 872,271    
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . . 88,150 88,150    
10 Capital expenditures from proceeds . . . . . . . . . . . 67,900,902 83,750,000 6,800,000 11,387,000
11 Other spent proceeds . . . . . . . . . . . . . . 49,000,000 49,000,000   178,727,564
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2007 2010 2003 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0% 0.00000% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0.00000% 0% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X   X  
c No rebate due? . . . . . . . . . .
  X   X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X     X X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
 
 
 
 
 
 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
 
 
 
 
 
 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X X     X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM INFORMATION: ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
    SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/5/2003 COMMERCIAL PAPER SERIES A -TRANCHE 5 -TO FUND MINOR RENOVATION PROJECTS AND INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE). PAID DOWN FULLY JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/11/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS.
    RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN PART II: 2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $135,928,983 INTEREST EARNINGS 2,134,299 553,961 ___________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $136,482,944 ___________ ___________ ___________ ___________
SCHEDULE K, PART II   LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $88,150 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE EARNED PRIMARILY DURING THE TEMPORARY INVESTMENT PERIOD THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2013.
    ADDITIONAL EXPLANATION FOR PART III, PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVESRITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
    ADDITIONAL EXPLANATION FOR PART IV, LINE 6: 2008A BONDS: WORKING CAPITAL EXPENDITURES FROM PROCEEDS WERE INVESTED BELOW THE YIELD ON THE BONDS.
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number
52-0595110
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer
(i) Pool
financing
Yes No Yes No Yes No
A MHHEFA 2005A BONDS
 
52-0936091 574217VC6 03-03-2005 69,265,000 SEE SCHEDULE K, PART VI   X   X   X
B MHHEFA 2008A BONDS
 
52-0936091 5742172K0 08-07-2008 135,928,983 SEE SCHEDULE K, PART VI   X   X   X
C MHHEFA CP SERIES A TRANCHE 5
 
52-0936091 57421PAA3 06-05-2003 6,800,000 SEE SCHEDULE K, PART VI   X   X   X
D MHHEFA CP SERIES A TRANCHE 7
 
52-0936091 57421PAA3 06-20-2005 11,387,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 8
 
52-0936091 57421PAA3 01-26-2006 21,713,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 9
 
52-0936091 57421PAA3 06-22-2006 16,262,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 10
 
52-0936091 57421PAA3 08-21-2007 21,446,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES A TRANCHE 11
 
52-0936091 57421PAA3 02-15-2008 35,506,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 4
 
52-0936091 57421NAA8 06-05-2003 7,342,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 5
 
52-0936091 57421NAA8 01-30-2004 12,732,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 6
 
52-0936091 57421NAA8 12-06-2004 28,103,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 7
 
52-0936091 57421NUT5 11-20-2008 23,777,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 8
 
52-0936091 57421NWE6 05-14-2009 22,643,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 9
 
52-0936091 57421NWR7 08-13-2009 10,949,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA CP SERIES B TRANCHE 10
 
52-0936091 57421NXV7 02-23-2010 9,723,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2012A BONDS
 
52-0936091 574218JW4 06-06-2012 153,150,000 SEE SCHEDULE K, PART VI   X   X   X
MHHEFA 2013B BONDS
 
52-0936091 574218PS6 06-11-2013 99,625,000 SEE SCHEDULE K, PART VI   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . . 1,938,000 4,847,000 1,938,000 564,000
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 71,399,299 136,482,944 6,800,000 11,387,000
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . . 2,671,827 2,772,524    
6 Proceeds in refunding escrows . . . . . . . . . . . . 108,078,992      
7 Issuance costs from proceeds . . . . . . . . . . . . 826,570 872,271    
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . . 88,150 88,150    
10 Capital expenditures from proceeds . . . . . . . . . . . 67,900,902 83,750,000 6,800,000 11,387,000
11 Other spent proceeds . . . . . . . . . . . . . . 49,000,000 49,000,000   178,727,564
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2007 2010 2003 2005
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X X     X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . .   X X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . .   X X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0% 0.00000% 0%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0.00000% 0% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . . X   X   X   X  
c No rebate due? . . . . . . . . . .
  X   X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . . X     X X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
 
 
 
 
 
 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
 
 
 
 
 
 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X X     X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I REPORTING APPROACH FOR THE TAX-EXEMPT COMMERCIAL PAPER PROGRAM INFORMATION: ALL TAX-EXEMPT DEBT IS ISSUED THROUGH MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY (MHHEFA). THE UNIVERSITY USES THE PROCEEDS FROM ISSUANCE OF COMMERCIAL PAPER NOTES TO FUND PURCHASES OF CAPITAL EQUIPMENT, LIBRARY BOOKS AND INFORMATION TECHNOLOGY ASSETS, AND TO FUND MINOR CAPITAL RENOVATIONS. THE NOTES IN EACH SERIES ARE ISSUED IN TRANCHES. EACH TRANCHE IS COMPRISED OF ISSUES WHICH ARE SEGREGATED BY THE AFOREMENTIONED FOUR ASSET TYPES. WEIGHTED AVERAGE LIFE CALCULATIONS ARE PREPARED FOR EACH ISSUE WITHIN A TRANCHE, RESULTING IN UNIQUE MATURITY DATES FOR EACH ISSUE WITHIN A TRANCHE. WHILE A SEPARATE FORM 8038 IS PREPARED FOR EACH ISSUE WITHIN A COMMERCIAL PAPER TRANCHE, SCHEDULE K INSTRUCTIONS PERMIT INFORMATION TO BE COMBINED FOR SERIES THAT ARE ISSUED AT SUBSTANTIALLY THE SAME TIME. SINCE THIS IS THE CASE FOR THE UNIVERSITY'S COMMERCIAL PAPER ISSUANCES THAT ARE ISSUED AS ONE TRANCHE, ALL ISSUES FOR AN INDIVIDUAL TRANCHE ARE COMBINED AND REPORTED AT THE TRANCHE LEVEL FOR PART I OF SCHEDULE K. ISSUE PRICES FOR ALL ISSUES THAT ARE STILL OUTSTANDING WITHIN A TRANCHE ARE COMBINED AND REPORTED IN TOTAL. COMBINED DATA IS ALSO REPORTED IN PARTS II, III AND IV TO SCHEDULE K. THE AGGREGATION OF DATA FOR THE COMMERCIAL PAPER AT THE TRANCHE LEVEL RESULTS IN DIFFERENCES THAT ARE DE MINIMIS FOR SCHEDULE K REPORTING PURPOSES FROM WHAT WOULD RESULT FROM REPORTING AT THE FORM 8038 ISSUE LEVEL. IN ACCORDANCE WITH THE INSTRUCTIONS, ONLY TRANCHES ISSUED AFTER DECEMBER 31, 2002 ARE LISTED ON SCHEDULE K. THE FINANCIAL MARKET APPROACH TO CUSIP NUMBERS FOR COMMERCIAL PAPER NOTES IS DIFFERENT THAN THOSE ISSUED FOR MHHEFA BONDS. AT EACH REMARKETING DATE FOR THE COMMERCIAL PAPER NOTES, A NEW CUSIP NUMBER IS ISSUED FOR THE AMOUNTS REMARKETED. SINCE TRANCHES CAN BE COMBINED AND REMARKETED TOGETHER, AN INDIVIDUAL BOND CUSIP NUMBER CANNOT BE IDENTIFIED BACK TO THE ORIGINAL TRANCHE AND ISSUE. THIS IS DIFFERENT FROM MHHEFA BONDS THAT HAVE CUSIP NUMBERS THAT REMAIN CONSTANT THROUGHOUT THE LIFE OF THE BONDS. IN ACCORDANCE WITH THE INSTRUCTIONS TO SCHEDULE K, THE CUSIP NUMBERS FROM THE FORM 8038S PREPARED AT ISSUANCE ARE USED IN PART I. NO ISSUANCE COSTS ARE PAID FROM COMMERCIAL PAPER NOTES PROCEEDS (AS EVIDENCED ON THE FORM 8038S), ACCORDINGLY, THERE ARE NO AMOUNTS TO BE REPORTED IN PART II FOR BOND ISSUE COSTS.
    SCHEDULE K, PART I, COLUMN (F), DESCRIPTION OF PURPOSE ISSUER: MHHEFA, CUSIP: 574217VC6, DATE: 3/3/2005 2005A - TO FUND CONSTRUCTION OF THE CHARLES COMMONS BUILDING AND THE SOUTH QUADRANGLE PARKING GARAGE, BOTH ON THE HOMEWOOD CAMPUS, AND THE REMOTE SHELVING FACILITY. ISSUER: MHHEFA, CUSIP: 5742172K0, DATE: 8/7/2008 2008A - TO FUND CONSTRUCTION OF THE SOM MEDICAL EDUCATION BUILDING AND FIT-OUT OF THE RANGOS BUILDING (BOTH ON THE EAST BALTIMORE CAMPUS); THE ACQUISITION OF THE BERNSTEIN OFFICE (IN DC); THE SAN MARTIN CENTER FIT-OUT AND THE COGENERATION PROJECT (ON HOMEWOOD CAMPUS); AND THE RENOVATIONS OF THE SCHOOL FOR PUBLIC HEALTH ANIMAL CAGE WASHING FACILITY AND THE HAMPTON HOUSE ELEVATOR TOWER. ALSO, $49 MILLION IN PROCEEDS WERE USED TO REFINANCE TAX-EXEMPT COMMERCIAL PAPER ($32.5 MILLION RELATED TO MT. WASHINGTON SOUTH CAMPUS AND $16.5 MILLION FOR EASTERN HIGH SCHOOL) ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/5/2003 COMMERCIAL PAPER SERIES A -TRANCHE 5 -TO FUND MINOR RENOVATION PROJECTS AND INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE). PAID DOWN FULLY JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/20/2005 COMMERCIAL PAPER SERIES A - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 1/26/2006 CP SERIES A - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 6/22/2006 COMMERCIAL PAPER SERIES A - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 8/21/2007 COMMERCIAL PAPER SERIES A - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED JANUARY 2014. ISSUER: MHHEFA, CUSIP: 57421PAA3, DATE: 2/15/2008 COMMERCIAL PAPER SERIES A - TRANCHE 11 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 6/5/2003 COMMERCIAL PAPER SERIES B - TRANCHE 4 - TO FUND LIBRARY ACQUISITIONS AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 1/30/2004 COMMERCIAL PAPER SERIES B - TRANCHE 5 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NAA8, DATE: 12/6/2004 COMMERCIAL PAPER SERIES B - TRANCHE 6 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE), EQUIPMENT AND A PORTION OF SETON COURT BUILDING ACQUISITION COSTS. ISSUER: MHHEFA, CUSIP: 57421NUT5, DATE: 11/20/2008 COMMERCIAL PAPER SERIES B - TRANCHE 7 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. RENOVATION RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWE6, DATE: 5/14/2009 COMMERCIAL PAPER SERIES B - TRANCHE 8 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. EQUIPMENT RELATED ISSUE RETIRED FEBRUARY 2014. ISSUER: MHHEFA, CUSIP: 57421NWR7, DATE: 8/13/2009 COMMERCIAL PAPER SERIES B - TRANCHE 9 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 57421NXV7, DATE: 2/23/2010 COMMERCIAL PAPER SERIES B - TRANCHE 10 - TO FUND MINOR RENOVATION PROJECTS, LIBRARY ACQUISITIONS, INFORMATION TECHNOLOGY PROJECTS (E.G. INFORMATION SYSTEMS, COMPUTER SOFTWARE, INFRASTRUCTURE) AND EQUIPMENT. ISSUER: MHHEFA, CUSIP: 574218JW4, DATE: 6/6/2012 2012A - TO REFINANCE A PORTION OF THE 2001B BONDS AND THE 2002A BONDS ISSUER: MHHEFA, CUSIP: 574218PS6, DATE: 6/11/13 2013B: TO REFINANCE THE 2001B AND 2004A BONDS.
    RECONCILIATION OF ISSUE FOR BONDS IN PART I COMPARED TO TOTAL PROCEEDS IN PART II: 2005 BONDS 2008A BONDS TOTAL ISSUE PRICE - PART I (E) $69,265,000 $135,928,983 INTEREST EARNINGS 2,134,299 553,961 ___________ ___________ TOTAL PROCEEDS OF ISSUE - PART II LINE 3 $71,399,299 $136,482,944 ___________ ___________ ___________ ___________
SCHEDULE K, PART II   LINE 9, WORKING CAPITAL EXPENDITURES FROM PROCEEDS - FOR THE 2008A BONDS, THE REPORTED AMOUNT OF $88,150 REPRESENTS INTEREST EARNED ON THE CONSTRUCTION ACCOUNTS HELD BY THE TRUSTEE EARNED PRIMARILY DURING THE TEMPORARY INVESTMENT PERIOD THAT WAS TRANSFERRED BY THE TRUSTEE TO THE DEBT SERVICE INTEREST ACCOUNT DURING FY2013.
    ADDITIONAL EXPLANATION FOR PART III, PRIVATE BUSINESS USE, QUESTIONS 3(B) (MANAGEMENT AND SERVICE CONTRACTS) AND 3(D) (RESEARCH AGREEMENTS): PURSUANT TO THE UNIVERSITY'S POLICIES CONCERNING POST-ISSUANCE TAX COMPLIANCE FOR TAX-EXEMPT FINANCING, RESPONSIBILITY FOR MONITORING THE USE OF TAX-EXEMPT DEBT FINANCED ASSETS IS VESTED WITH THE UNIVERSITY'S CONTROLLER. THE UNIVERSITY MONITORS FOR PRIVATE BUSINESS USE RESULTING FROM MANAGEMENT AND SERVICE CONTRACTS, CLINICAL TRIALS AND OTHER TYPES OF SPONSORED RESEARCH AGREEMENTS BY USING PERIODIC SURVEYS OF SPACE FINANCED BY TAX-EXEMPT DEBT TO ASCERTAIN USAGE. BETWEEN SURVEYS THE UNIVERSITY MONITORS FOR NEW RESEARCH GRANTS USING ITS ACCOUNTING SYSTEM TO IDENTIFY SPONSORED RESEARCH AGREEMENTS THAT COULD GIVE RISE TO PRIVATE BUSINESS USE OF TAX-EXEMPT FINANCED FACILITIES. UNIVERSITY STAFF WITH RESPONSIBILITY FOR LEASES, MANAGEMENT CONTRACTS, PROFESSIONAL SERVICE CONTRACTS, RESEARCH SPONSORSHIPS AND SIMILAR AGREEMENTS HAVE BEEN DIRECTED TO PROVIDE THE CONTROLLER WITH COPIES OF EACH SUCH AGREEMENT AND OTHERWISE TO ASSIST THE CONTROLLER IN REMAINING CURRENT AS TO THE USAGE AND CHANGES IN THE USAGE OF FINANCED FACILITIES. PART III, LINE 3(B) AS NECESSARY AND APPROPRIATE IN CONNECTION WITH SUCH MONITORING, THE UNIVERSITY'S MANAGEMENT AND INTERNAL COUNSEL CONSULTED WITH OUTSIDE COUNSEL (INCLUDING BOTH THE UNIVERSITY'S OWN TAX-EXEMPT FINANCE COUNSEL AND WITH THE ISSUER'S BOND COUNSEL) SO AS TO ASSURE THE PROPER EVALUATION OF WHETHER SUCH CONTRACTS MAY RESULT IN PRIVATE BUSINESS USE OF BOND-FINANCED PROPERTY AND THE ACCURATE MEASUREMENT AND REPORTING OF ANY RESULTING PRIVATE BUSINESS USE IN CONNECTION WITH ALL SUCH FORMS OF THIRD-PARTY AGREEMENTS. PART III, LINE 3(D) THE UNIVERSITY SCORES ALL RESEARCH RELATED ACTIVITIES SPONSORED BY PRIVATE FOR-PROFIT ENTITIES, INCLUDING MOST APPLIED RESEARCH, AS PRIVATE USE. THEREFORE, THE UNIVESRITY DOES NOT ROUTINELY ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL TO REVIEW ALL RESEARCH AGREEMENTS, BUT DOES ENGAGE BOND COUNSEL OR OTHER OUTSIDE COUNSEL ON AN AS-NEEDED BASIS.
    ADDITIONAL EXPLANATION FOR PART IV, LINE 6: 2008A BONDS: WORKING CAPITAL EXPENDITURES FROM PROCEEDS WERE INVESTED BELOW THE YIELD ON THE BONDS.
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
(1) DANIEL G ENNIS   PURCHASE RESIDENCE   X 150,000 150,000   No Yes   Yes  
(2) GLENN M BIELER   PURCHASE RESIDENCE   X 150,000 150,000   No Yes   Yes  
Total ......Small Bullet $ 300,000
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2012
Schedule L (Form 990 or 990-EZ) 2012
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) DAVID C HODGSON TRUSTEE (TR) OF JHU 1,937,800 EDUCATION AN EDUCATIONAL PROGRAM WAS ESTABLISHED TO PROVIDE FULL-TIME, HOME-BASED, EDUCATIONAL SERVICES TO THE AUTISTIC CHILD OF A TRUSTEE. UNDER THIS PROGRAM THE UNIVERSITY PROVIDES EDUCATIONAL SERVICES THROUGH THE SCHOOL OF MEDICINE'S DEPARTMENT OF NEUROLOGY. THE FAMILY REIMBURSES THE UNIVERSITY FOR ALL THE EXPENSES ASSOCIATED WITH THIS EDUCATIONAL PROGRAM. THE CURRICULUM HAS FOCUSED ON SPEECH/COMMUNICATION SKILLS, ATTENDING SKILLS, IMITATION SKILLS, RECEPTIVE AND EXPRESSIVE LANGUAGE SKILLS, PRE-ACADEMIC SKILLS, SELF-HELP SKILLS, SOCIAL SKILLS/PEER INTERACTIONS, AND COMMUNITY INVOLVEMENT. THE CURRICULUM INCLUDES TRANSITION SERVICES SUCH AS ACTIVITIES OF DAILY LIVING, VOLUNTEERING, RIDING PUBLIC TRANSPORTATION, EATING IN RESTAURANTS, DEVELOPING LEISURE SKILLS, SAFETY SKILLS, AND SHOPPING IN AN ATTEMPT TO FOSTER INDEPENDENCE AND TO PREPARE THE STUDENT FOR A RESIDENTIAL TYPE SETTING.   No
(2) JOHN P WATERHOUSE FAM MBR OF FMR TR OF JHU 93,944 EMPLOYMENT JOHN P. WATERHOUSE IS A FAMILY MEMBER OF DONALD J. SHEPARD, FORMER TRUSTEE. HE IS A COMMUNICATIONS ASSOCIATE FOR THE DEVELOPMENT OFFICE.   No
(3) NATALIE HENDLER FAM MBR OF TRUSTEE OF JHU 166,181 EMPLOYMENT NATALIE HENDLER IS A FAMILY MEMBER OF LEE MEYERHOFF HENDLER, TRUSTEE. SHE IS A SENIOR PROGRAM OFFICER FOR JHPIEGO.   No
(4) FLOYD HAYES III FAM MBR OF OFFICER OF JHU 87,372 EMPLOYMENT FLOYD HAYES III IS A FAMILY MEMBER OF CHARLENE HAYES, OFFICER. HE IS A SENIOR LECTURER FOR THE KRIEGER SCHOOL OF ARTS AND SCIENCES.   No
(5) JOANNE KATZ FAM MBR OF FMR OFC OF JHU 206,205 EMPLOYMENT JOANNE KATZ IS A FAMILY MEMBER OF SCOTT ZEGER, FORMER OFFICER. SHE IS A PROFESSOR AND ASSOCIATE CHAIR, INTERNATIONAL HEALTH, FOR THE BLOOMBERG SCHOOL OF PUBLIC HEALTH, AND HOLDS JOINT APPOINTMENTS IN EPIDEMIOLOGY, BIOSTATISTICS AND OPTHALMOLOGY.   No
(6) JEFFREY GROSSI FAM MBR OF KEY EMPLOYEE OF JHU 86,134 EMPLOYMENT JEFFREY GROSSI IS A FAMILY MEMBER OF RICHARD GROSSI, KEY EMPLOYEE. HE IS ASSISTANT DIRECTOR, GOVERNMENT AFFAIRS.   No
(7) LUCY A MEONI FAM MBR OF KEY EMPLOYEE OF JHU 113,535 EMPLOYMENT LUCY MEONI IS A FAMILY MEMBER OF MICHAEL KLAG, KEY EMPLOYEE. SHE IS A JOINT FACULTY MEMBER: AN ASSOCIATE SCIENTIST AT THE BLOOMBERG SCHOOL OF PUBLIC HEALTH, AS WELL AS A RESEARCH ASSOCIATE AT THE SCHOOL OF MEDICINE.   No
(8) STEVEN R DAVID FAM MBR OF FMR TR OF JHU 193,236 EMPLOYMENT STEVEN DAVID IS A FAMILY MEMBER OF SARAH DAVID, FORMER TRUSTEE. HE IS A VICE DEAN FOR UNDERGRADUATE EDUCATION AT THE ZANVYL KRIEGER SCHOOL OF ARTS AND SCIENCES, AND A PROFESSOR OF POLITICAL SCIENCE.   No
(9)  
 
        No
(10) CENTERBRIDGE PARTNERS LP & AFFILIATED ENTITIES
 
OWNER IS TR OF JHU (GREATER THAN 35% OWNER IS TRUSTEE OF JHU) 16,969,631 INVESTMENT - NET INVESTMENT RETURN   No
(11) CERBERUS CAPITAL MANAGEMENT LP
 
OFFICER IS TRUSTEE OF JHU 5,002,225 INVESTMENT - NET INVESTMENT RETURN   No
(12) RUBENSTEIN PROPERTIES FUND LP
 
OFFICER IS A FORMER TRUSTEE OF JHU 419,843 INVESTMENT - NET INVESTMENT RETURN   No
(13) CASSIDY TURLEY
 
CHAIRMAN IS A FORMER TRUSTEE OF JHU 1,388,201 PROPERTY MANAGEMENT SERVICES   No
(14) BANK OF AMERICA
 
OFFICER IS FORMER TRUSTEE OF JHU 220,173 BANKING FEES   No
(15) MELISSA BRESLIN FAM MBR OF KEY EMPLOYEE OF JHU 54,064 EMPLOYMENT MELISSA BRESLIN IS A FAMILY MEMBER OF RICHARD GROSSI, KEY EMPLOYEE. SHE IS A DEVELOPMENT OFFICER FOR THE SCHOOL OF MEDICINE.   No
(16) JOANNE D ROSEN FAM MBR OF TRUSTEE/OFFICER OF JHU 126,536 EMPLOYMENT JOANNE D. ROSEN IS A FAMILY MEMBER OF RONALD DANIELS, PRESIDENT AND TRUSTEE. SHE IS AN ASSOCIATE LECTURER AT THE BLOOMBERG SCHOOL OF PUBLIC HEALTH.   No
(17) THE CARLYLE GROUP
 
OFFICER IS TRUSTEE OF JHU 4,266,690 INVESTMENT - NET INVESTMENT RETURN   No
(18) CHRISTOPHER J ABULARRAGE FAM MBR OF OFFICER OF JHU 238,259 EMPLOYMENT CHRISTOPHER J. ABULARRAGE IS A FAMILY MEMBER OF MAUREEN S. MARSH, SECRETARY. HE IS AN ASSISTANT PROFESSOR OF SURGERY AT THE SCHOOL OF MEDICINE.   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)


Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Types of Property
(a)
Check if applicable
(b)
Number of contributions or items contributed
(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g
(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 8 146,416 INDEPENDENT APPRAISAL
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 344,256 INDEPENDENT APPRAISAL
5 Clothing and household
goods .......
X 31,450 RETAIL VALUE
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 522 16,224,035 AVG. OF HIGH/LOW @ TRANS
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests ....
X 1 250,000 INDEPENDENT APPRAISAL
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures .....
       
14 Qualified conservation
contribution—Other ...
       
15 Real estate—Residential .        
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 6 39,700 INDEPENDENT APPRAISAL
19 Food inventory ... X 9 1,525 INVOICE PRICE
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts .... X 1 1,770,000 INDEPENDENT APPRAISAL
23 Scientific specimens .. X 1 4,999 DONOR ESTIMATE
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( COMPUTER EQUIPMENT ) X 73 83,219 LIST PRICE
26 Other Right pointing arrow large image ( MUSIC EQUIP. ) X 8 66,204 INDEPENDENT APPRAISAL
27 Other Right pointing arrow large image ( OTHER EQUIP. ) X 2 78,444 INVOICE PRICE
28 Other Right pointing arrow large image ( OTHER ) X 12 47,157 INVOICE PRICE & INDEPENDENT APPRAISAL
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
...
29
8
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2012)
Schedule M (Form 990) (2012)
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN COLUMN (B) OF PART I.
THIRD PARTY USE: PART I, LINE 32B: THE JOHNS HOPKINS UNIVERSITY UTILIZES BROKERAGE FIRMS TO LIQUIDATE OUTRIGHT GIFTS OF SECURITIES; REALTORS TO LIQUIDATE REAL ESTATE; APPRAISERS FOR GIFTS-IN-KIND AND REAL ESTATE AS NECESSARY; AND AN OUTSIDE FIRM THAT MANAGES ALL PLANNED GIFT ASSETS, PAYMENTS AND TAX REPORTING TO LIFE INCOME DONORS.
Schedule M (Form 990) (2012)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Identifier Return Reference Explanation
  FORM 990, PART VI, SECTION A, LINE 1 THE BOARD OF TRUSTEES BY-LAWS PROVIDED THAT BETWEEN MEETINGS OF THE BOARD, THE EXECUTIVE COMMITTEE MAY EXERCISE "ALL OF THE POWERS OF THE BOARD OF TRUSTEES NOT HEREIN SPECIFICALLY RESERVED TO THE BOARD." THE EXECUTIVE COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD AT ITS NEXT MEETING. THE EXECUTIVE COMMITTEE MAY NOT REVERSE ANY ACTION OF THE BOARD. THE EXECUTIVE COMMITTEE SHALL HAVE NO FEWER THAN ELEVEN MEMBERS, INCLUDING THE PRESIDENT OF THE UNIVERSITY AND THE CHAIR AND VICE CHAIRS OF THE BOARD OF TRUSTEES, WHO ARE MEMBERS EX OFFICIO. THE CHAIRS OF THE STANDING COMMITTEE ARE MEMBERS OF THE EXECUTIVE COMMITTEE. ALL OF THE EXECUTIVE COMMITTEE MEMBERS ARE MEMBERS OF THE BOARD OF TRUSTEES.
  FORM 990, PART VI, SECTION A, LINE 2 FAMILY OR BUSINESS RELATIONSHIPS RAYMOND W. SNOW AND HARVEY P. EISEN - BUSINESS RELATIONSHIP DAVID P. NOLAN AND JAMES L. WINTER - BUSINESS RELATIONSHIP GAIL J. MCGOVERN AND PAULA E. BOGGS - BUSINESS RELATIONSHIP R. CHRISTOPHER HOEHN-SARIC AND PAULA E. BOGGS - BUSINESS RELATIONSHIP BRIAN C. ROGERS AND ANTHONY W. DEERING - BUSINESS RELATIONSHIP MICHAEL D. HANKIN AND WALTER D. PINKARD, JR. - BUSINESS RELATIONSHIP
  FORM 990, PART VI, SECTION A, LINE 5 JOHNS HOPKINS UNIVERSITY (JHU) EXECUTED AN AWARD WITH A COMMUNITY BASED NON-PROFIT ORGANIZATION (NPO) REGISTERED WITH THE DEPARTMENT OF WELFARE IN SOUTH AFRICA AS ONE OF OVER 25 AWARDS UNDER A COOPERATIVE AGREEMENT. THE NPO WAS TO PROMOTE HIV AND AIDS HEALTH EDUCATION AND SERVICES IN THE SISONKE DISTRICT OF KWAZULU-NATAL PROVINCE OF SOUTH AFRICA AND PROGRAM REPORTS SHOW THAT THE WORK WAS CONDUCTED. DURING FY2013, THE UNIVERSITY FOUND CERTAIN FINANCIAL IRREGULARITIES DURING A ROUTINE AUDIT OF THE NPO IN ACCORDANCE WITH THE OFFICE OF INSPECTOR GENERAL GUIDELINES FOR FINANCIAL AUDITS CONTRACTED BY FOREIGN RECIPIENTS. THE AUDIT WAS CONDUCTED FOR THE PERIOD APRIL 01, 2010 TO MARCH 31, 2011 BY AUDITORS ENGAGED IN SOUTH AFRICA. JHU AND THE AUDITORS NOTIFIED THE OFFICE OF REGIONAL INSPECTOR GENERAL AND USAID OF SUSPECTED FRAUD, AND THEN A FORENSIC AUDIT WAS CONDUCTED BY THE JHU. THE JHU FORENSIC AUDIT REVEALED THAT THE EXECUTIVE DIRECTOR OF THE NPO AND CERTAIN OTHER EMPLOYEES OF THE NPO FAILED TO CARRY OUT THEIR DUTIES WITH DUE CARE AND DILIGENCE AND MAY HAVE PERPETUATED FRAUD AND OTHER IRREGULAR TRANSACTIONS. THEREAFTER, THE USAID'S REGIONAL INSPECTOR GENERAL (RIG)'S OFFICE UNDERTOOK ITS OWN FORENSIC AUDIT OF THE ENTIRE PERIOD OF THE SUB-AGREEMENT, NAMELY JANUARY 1, 2009 TO DECEMBER 31, 2012. AS A RESULT OF THE AUDIT BY RIG, USAID SOUTHERN AFRICA ISSUED A DEMAND LETTER ON OCTOBER 4, 2013 REQUESTING A PAYMENT OF APPROXIMATELY $550,000 USD (5,127,816 RAND) BY NOVEMBER 4, 2013. THE UNIVERSITY ISSUED A DISPUTE LETTER ON MARCH 30, 2013 TO USAID OFFERING TO PAY A PORTION OF THE REQUESTED FUNDS. ON MARCH 17, 2014, USAID SOUTHERN AFRICA WITHDREW THE DEMAND LETTER.
  FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY THE UNIVERSITY'S TAX OFFICE IN CONJUNCTION WITH VARIOUS OFFICES INCLUDING GENERAL ACCOUNTING, INVESTMENT MANAGEMENT, DEVELOPMENT, ACCOUNTS PAYABLE, AND PAYROLL. THE FORM 990 WAS REVIEWED BY THE CONTROLLER, THE SENIOR VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, THE VICE PRESIDENT FOR DEVELOPMENT AND THE GENERAL COUNSEL AS WELL AS THE EXTERNAL AUDITS SUB-COMMITTEE OF THE BOARD OF TRUSTEES. A FULL COPY OF THE FORM 990 WAS PROVIDED TO THE BOARD OF TRUSTEES BEFORE IT WAS FILED.
  FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS A POLICY OF THE BOARD OF TRUSTEES OF THE JOHNS HOPKINS UNIVERSITY REGARDING CONFLICTS OF INTEREST THAT APPLIES TO ALL BOARD MEMBERS, INCLUDING THE FINANCIAL INTERESTS OF A FAMILY MEMBER. THE POLICY REQUIRES DISCLOSURE OF ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICABLE TIME. IF A BOARD MEMBER IS UNCERTAIN AS TO WHETHER A CONFLICT EXISTS, THE DETERMINATION IS MADE BY THE BOARD OF TRUSTEES. BOARD MEMBERS ARE PROHIBITED FROM VOTING ON ANY MATTER IN WHICH SUCH MEMBER HAS A POSSIBLE CONFLICT OF INTEREST, AND THE BOARD MEMBER IS NOT COUNTED IN DETERMINING A QUORUM. THE DISCLOSURE AND ABSTENTION ARE REFLECTED IN THE MINUTES. THE UNIVERSITY HAS A POLICY ON CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT THAT APPLIES TO ALL EMPLOYEES OF THE UNIVERSITY, INCLUDING OFFICERS AND KEY EMPLOYEES AND IN SOME INSTANCES TO FINANCIAL INTERESTS OF A FAMILY MEMBER. THE POLICY REQUIRES EVERY EMPLOYEE TO SUBMIT A WRITTEN REPORT TO HIS OR HER SUPERVISOR WHENEVER A POSSIBLE CONFLICT OF INTEREST ARISES FROM A PROPOSED ACTIVITY OF THE EMPLOYEE. THE EMPLOYEE MAY NOT UNDERTAKE THE ACTIVITY UNLESS AND UNTIL APPROVED BY THE SUPERVISOR. IF THE ACTIVITY IS APPROVED, THERE MAY BE CONDITIONS OR RESTRICTIONS IMPOSED. THE UNIVERSITY HAS A POLICY ON INSTITUTIONAL CONFLICT OF INTEREST THAT APPLIES TO CERTAIN FINANCIAL INTERESTS OF INSTITUTIONAL OFFICIALS AND THEIR FAMILY MEMBERS. INSTITUTIONAL OFFICIALS MAKE AN ANNUAL DISCLOSURE OF FINANCIAL INTERESTS AS DEFINED IN THE POLICY. THE UNIVERSITY HAS A STATEMENT OF ETHICAL STANDARDS THAT REQUIRES FACULTY AND STAFF TO ABIDE BY ITS CONFLICT OF INTEREST POLICIES. THIS STATEMENT ALSO PROHIBITS ACCEPTANCE OF GIFTS AND ENTERTAINMENT IN CERTAIN INSTANCES. THE UNIVERSITY HAS AN INTERMEDIATE SANCTIONS POLICY THAT APPLIES TO MEMBERS OF THE BOARD OF TRUSTEES AND INSTITUTIONAL OFFICIALS AND FINANCIAL INTERESTS OF FAMILY MEMBERS. TRUSTEES AND OFFICIALS MAKE AN ANNUAL DISCLOSURE OF CERTAIN INTERESTS. IF A POSSIBLE CONFLICT OF INTEREST IS IDENTIFIED, THE INTEREST IS REVIEWED BY THE INTERMEDIATE SANCTIONS COMMITTEE OF THE BOARD. THE UNIVERSITY HAS CONFLICT OF INTEREST POLICIES IN SPECIFIC AREAS. FOR EXAMPLE, THE UNIVERSITY HAS AN ETHICS STATEMENT RELATING TO PURCHASING THAT PROHIBITS EMPLOYEES FROM HAVING PERSONAL INTERESTS IN SUGGESTING OR SPECIFYING VENDORS. THE UNIVERSITY ALSO HAS A POLICY THAT REQUIRES FINANCIAL AID OFFICERS ANNUALLY TO DISCLOSE CERTAIN FINANCIAL INTERESTS. THE SCHOOL OF MEDICINE HAS A POLICY ON INTERACTION WITH INDUSTRY THAT APPLIES TO CERTAIN FINANCIAL RELATIONSHIPS WITH THE MEDICAL INDUSTRY. VARIOUS DIVISIONS OF THE UNIVERSITY HAVE CONFLICT OF INTEREST POLICIES THAT IMPOSE ADDITIONAL RESTRICTIONS. FOR EXAMPLE, THERE ARE DIVISIONAL CONFLICT OF INTEREST POLICIES RELATING TO RESEARCH. POSSIBLE CONFLICTS IDENTIFIED UNDER THESE POLICIES MAY BE REVIEWED BY A COMMITTEE WHICH MAKES RECOMMENDATIONS TO A DEAN. CONFLICTS ARE MANAGED IN VARIOUS WAYS, WHICH MAY INCLUDE PROHIBITION OF THE RESEARCH, PUBLIC DISCLOSURE OF THE INTEREST, DIVESTITURE OF FINANCIAL INTERESTS AND OTHER RESTRICTIONS AND CONDITIONS.
  FORM 990, PART VI, SECTION B, LINE 15 THE UNIVERSITY'S BOARD OF TRUSTEES HAS A COMPENSATION COMMITTEE THAT REVIEWS COMPENSATION FOR OFFICERS AND DEANS, WITH THE EXCEPTION OF THE DIRECTOR OF THE APPLIED PHYSICS LABORATORY (APL). THE COMMITTEE IS ADVISED BY A COMPENSATION SURVEY PERFORMED EACH YEAR BY AN INDEPENDENT CONSULTING COMPANY WHICH GATHERS COMPARABLE DATA FROM A GROUP OF PEER INSTITUTIONS. MINUTES OF THE COMPENSATION COMMITTEE PROVIDE SUBSTANTIATION OF THE DECISIONS. THE COMPENSATION COMMITTEE REPORTS ITS ACTIONS TO THE FULL BOARD. THE APL BOARD OF MANAGERS APPROVES THE COMPENSATION FOR THE DIRECTOR AND ITS DIRECTOR OF FACILITIES (A KEY EMPLOYEE). THE APL BOARD OF MANAGERS IS APPOINTED BY THE UNIVERSITY'S TRUSTEE COMMITTEE ON THE APPLIED PHYSICS LABORATORY. THE SALARY FOR OTHER KEY EMPLOYEES IS RECOMMENDED BY THEIR SUPERVISORS AND APPROVED BY MANAGEMENT ONE AND TWO LEVELS UP. COMPARABLE DATA IS USED FOR POSITIONS WITH SIMILAR RESPONSIBILITIES AT PEER INSTITUTIONS.
  FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEBSITE AND UPON REQUEST. CERTAIN GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE AVAILABLE TO THE PUBLIC ON REQUEST OR, IN SOME CASES, ON THE WEBSITE.
** WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY ** FORM 990, PART VI, SECTION B, LINE 14: THE UNIVERSITY HAS VARIOUS WRITTEN POLICIES FOR DOCUMENT RETENTION AND DESTRUCTION. HOWEVER, DUE TO A CHANGE IN THE INSTRUCTIONS STARTING WITH THE 2010 FORM 990, THE QUESTION MUST BE ANSWERED "NO" BECAUSE THESE POLICIES AND PROCEDURES HAVE NOT BEEN APPROVED BY THE BOARD.
** WRITTEN DOCUMENT POLICY OR PROCEDURES FOR JOINT VENTURE AGREEMENTS ** FORM 990, PART VI, SECTION B, LINE 16B: THE UNIVERSITY HAS WRITTEN POLICIES AND PROCEDURES FOR JOINT VENTURE AGREEMENTS. HOWEVER, DUE TO A CHANGE IN THE INSTRUCTION STARTING WITH THE 2010 FORM 990, THE QUESTION MUST BE ANSWERED WITH "NO" BECAUSE THESE POLICIES AND PROCEDURES HAVE NOT BEEN APPROVED BY THE BOARD.
  FORM 990, PART VII, SECTION A, COLUMN A: THE FOLLOWING INDIVIDUALS HAVE ADDITIONAL APPOINTMENTS WHICH IMPACT THEIR COMPENSATION: HENRY BREM HARVEY CUSHING PROFESSOR OF NEUROSURGERY PROFESSOR OF NEUROSURGERY PROFESSOR OF ONCOLOGY, OPHTHALMOLOGY AND BIOMEDICAL ENGINEERING DIRECTOR OF THE DEPARTMENT OF NEUROSURGERY GEORGE DOVER GIVEN PROFESSOR OF PEDIATRICS PROFESSOR OF PEDIATRICS, MEDICINE AND ONCOLOGY PROFESSOR OF PEDIATRICS - DEPARTMENT OF MATERNAL AND CHILD HEALTH AND DEPARTMENT OF POPULATION FAMILY AND REPRODUCTIVE HEALTH DIRECTOR OF THE DEPARTMENT OF PEDIATRICS PEDIATRICIAN-IN-CHIEF: BLOOMBERG CHILDREN'S CENTER ZIYA GOKASLAN DONLIN M. LONG PROFESSOR OF NEUROSURGERY PROFESSOR OF NEUROSURGERY, ONCOLOGY, AND ORTHOPAEDIC SURGERY VICE-CHAIRMAN OF NEUROSURGERY PAUL SPONSELLER PAUL D. SPONSELLER PROFESSORSHIP IN PEDIATRIC ORTHOPAEDIC SURGERY PROFESSOR OF ORTHOPAEDIC SURGERY AND UROLOGY DIVISION CHIEF OF PEDIATRIC ORTHOPAEDIC SURGERY WALTER STARK BOONE PICKENS PROFESSOR OF OPHTHALMOLOGY DIRECTOR OF THE DIVISION OF CORNEA AND ANTERIOR SEGMENT WALTER J. STARK PROFESSORSHIP IN OPHTHALMOLOGY PROFESSOR OF OPHTHALMOLOGY
CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: NET UNREALIZED GAINS FROM SWAPS - MARK TO MARKET 14,338,000. CHANGE IN BENEFIT PLAN FUNDED STATUS 161,670,000.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
JOHNS HOPKINS UNIVERSITY
 
Employer identification number

52-0595110
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Total income


(e)
End-of-year assets


(f)
Direct controlling
entity

(1) MT WASHINGTON NORTH BUSINESS TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
41-6517144
BUSINESS TRUST - REAL ESTATE AND RELATED SERVICES MD 7,289,013 39,381,089 JOHNS HOPKINS UNIVERSITY
 
(2) MT WASHINGTON SOUTH BUSINESS TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
51-6539776
BUSINESS TRUST - REAL ESTATE AND RELATED SERVICES MD 8,971,550 27,616,509 JOHNS HOPKINS UNIVERSITY
 
(3) APPLIED PHYSICS LABORATORY LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595111
RESEARCH MD 1,140,656,118 763,793,744 JOHNS HOPKINS UNIVERSITY
 
(4) CHARLES & BLACKSTONE APARTMENTS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1990969
HOLDS TITLE TO REAL ESTATE MD 2,389,790 27,293,369 JOHNS HOPKINS UNIVERSITY
 
(5) JHU-CHARLES COMMONS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
HOLDS TITLE TO REAL ESTATE MD 848,490 9,046,439 JOHNS HOPKINS UNIVERSITY
 
(6) STAFFORD APARTMENTS LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
HOLDS TITLE TO REAL ESTATE MD 0 0 JOHNS HOPKINS UNIVERSITY
 
(7) 11101 JOHNS HOPKINS ROAD TRUST
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
HOLDS TITLE TO REAL ESTATE MD 0 72,552,437 JOHNS HOPKINS UNIVERSITY
 
(8) 2733 NORTH CHARLES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
HOLDS TITLE TO REAL ESTATE MD 58,032 595,000 JOHNS HOPKINS UNIVERSITY
 
(9) JHU CLINICAL BILLING LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
BILLING SERVICES MD 126,678 0 JOHNS HOPKINS UNIVERSITY
 
(10) FREDERICK NEONATAL SERVICES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
CLINICAL SERVICES MD 1,804,938 660,417 JOHNS HOPKINS UNIVERSITY
 
(11) JOHNS HOPKINS SETON PROPERTIES LLC
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
HOLDS TITLE TO REAL ESTATE MD 0 7,793,554 JOHNS HOPKINS UNIVERSITY
 
(12) THE JOHNS HOPKINS UNIVERSITY (USA) FOUNDATION LIMITED
3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-0595110
PROMOTES EDUCATION UK 749,164 141,368 JOHNS HOPKINS UNIVERSITY
 
Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


(c)
Legal domicile (state
or foreign country)

(d)
Exempt Code section


(e)
Public charity status
(if section 501(c)(3))

(f)
Direct controlling
entity

(g)
Section 512(b)(13) controlled entity?
Yes No
(1) JOHNS HOPKINS UNIVERSITY RETIREE MEDICAL BENEFITS TRUST

C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
52-6644093
INVESTMENT TRUST MD 501(C)(3) 509(A)(3), TYPE I N/A
Yes
 
(2) EVERGREEN HOUSE FOUNDATION INC

4545 NORTH CHARLES STREET

BALTIMORE,MD212102693
52-0627782
SUPPORT CULTURAL/EDUC FACILITY MD 501(C)(3) 509(A)(3), III-FI N/A
 
No
(3) JOHNS HOPKINS PEDIATRICS AT HOME INC

5901 HOLABIRD AVE STE A

BALTIMORE,MD21224
52-1803773
HOME HEALTH SERVICES MD 501(C)(3) 509(A)(2) JOHNS HOPKINS UNIVERSITY
 
Yes
 
(4) JOHNS HOPKINS PEDIATRICS AT HOME INC

5901 HOLABIRD AVE STE A

BALTIMORE,MD21224
52-1803773
HOME HEALTH SERVICES MD 501(C)(3) 509(A)(2) JOHNS HOPKINS HOME HEALTH CARE GROUP INC
 
Yes
 
(5) JOHNS HOPKINS HEALTH AND EDUCATION IN SOUTH AFRICA

C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH SF FOREIGN EXEMPT ENTIT N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(6) JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE

C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
COMMUNICATIONS PROGRAMS FOR PUBLIC HEALTH NI   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(7) JOHNS HOPKINS UNIVERSITY HONG KONG LTD

C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
EDUCATION HK   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(8) JOHNS HOPKINS BANGLADESH LIMITED

C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
RESEARCH BG   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
(9) JH UNIVERSITY CENTER FOR COMMUNICATIONS PROGRAMS - TANZANIA COMPANY

C/O 3910 KESWICK ROAD N4327-B

BALTIMORE,MD21211
SOCIAL AWARENESS AND COMMUNICATIONS FOR PUBLIC HEALTH TZ   N/A JOHNS HOPKINS UNIVERSITY
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



(b)
Primary activity




(c)
Legal
domicile
(state or foreign
country)


(d)
Direct controlling
entity



(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




(g)
Share of end-of-year
assets



(h)
Disproprtionate allocations?




(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
(j)
General or
managing
partner?



(k)
Percentage
ownership


Yes No Yes No
(1) ASTHMA CENTER LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1542228
REAL ESTATE RENTAL TO UNIV. MD N/A
RELATED 3,140 124,231   No   Yes   1.000 %
(2) ASTHMA CENTER LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1542228
REAL ESTATE RENTAL TO UNIV. MD N/A
RELATED 232,394 9,193,130   No     No 74.000 %
(3) BAYVIEW HOLDING COMPANY LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
38-3711488
REAL ESTATE RENTAL MD N/A
RELATED -1,956,500 96,162,755   No   Yes   50.000 %
(4) 550 BROADWAY LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1794353
REAL ESTATE RENTAL MD 550 BROADWAY INC
 
RELATED 3,656 79,877   No   Yes   0.500 %
(5) 550 BROADWAY LP

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1794353
REAL ESTATE RENTAL MD BROADWAY SERVICES INC
 
RELATED 361,915 7,907,813   No     No 49.500 %
(6) JHMI UTILITIES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-2814243
UTILITIES SERVICES TO MEMBERS MD N/A
RELATED 3,112,660 123,469,587   No 1,298 Yes   50.000 %
(7) JOHNS HOPKINS HEALTHCARE LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-1899357
MEDICAL SERVICES MD N/A
RELATED 8,016,015 68,623,653   No 1,693,025 Yes   50.000 %
(8) JOHNS HOPKINS MEDICINE INTL LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2144849
INTERNATIONAL HEALTH CARE, EDUCATION MD N/A
RELATED 7,454,049 25,691,565   No 2,716,734 Yes   50.000 %
(9) HOWARD COUNTY NEONATAL SERVICES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2239402
CLINICAL SERVICES MD N/A
RELATED -32,364 124,038   No   Yes   50.000 %
(10) JH BROADWAY ACQUIS & DEVELOP LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
52-2284576
LAND HOLDING AND DEVELOPMENT MD N/A
RELATED 287,987 10,231,939   No   Yes   50.000 %
(11) JOHNS HOPKINS MEDICINE ALLIANCE FOR PATIENTS LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
46-2866692
MEDICAL SERVICES MD N/A
RELATED       No   Yes   50.000 %
(12) WHITE MARSH SURGERY CENTER SERIES LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8707724
CLINICAL SERVICES MD N/A
RELATED 17,831 792,819   No   Yes   50.000 %
(13) MEDBIQUITOUS CONSORTIUM LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8924480
INTERNET PUBLISHING MD N/A
RELATED 11,788 4,530   No   Yes   50.000 %
(14) NEPHROLOGY INVESTMENTS OF ABERDEEN LLC

3910 KESWICK ROAD N4327-B
BALTIMORE,MD21211
20-8645333
INVESTMENT HOLDING MD N/A
INVESTMENT 177,471 605,142   No 179,340 Yes   60.190 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of
related organization
(b)
Primary activity
(c)
Legal
domicile
(state or foreign
country)
(d)
Direct controlling
entity
(e)
Type of entity
(C corp, S corp,
or trust)
(f)
Share of total income
(g)
Share of end-of-year
assets
(h)
Percentage
ownership
(i)
Section 512(b)(13) controlled entity?
Yes No
(1) ASK CONSULT LLC - EGYPT COMPANY WITH SHAREHOLDERS

C/O 3910 KESWICK ROAD
BALTIMORE,MD21211
MARKETING AND COMMUNICATIONS FOR PHARMACIES EG N/A
C 173,350 62,835 80.000 %   No
(2) CHARITABLE REMAINDER TRUSTS (99 TRUSTS)

C/O 3910 KESWICK ROAD
BALTIMORE,MD21211
INVESTMENTS MD N/A
T   33,786,589     No










Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
 
No
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
 
No
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
 
No
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
Yes
 
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization
(b)
Transaction
type (a-s)
(c)
Amount involved
(d)
Method of determining amount involved
(1) ASTHMA CENTER LP

K 314,046 LEASE AGREEMENT
(2) JHU RETIREE MEDICAL BENEFITS TRUST

R 4,262,000 FUNDING PER FAS 106
(3) NEPHROLOGY INV OF ABERDEEN INC

C 336,391 PARTNERSHIP DISTRIBUTION
(4) JH HEALTH AND EDUCATION IN SOUTH AFRICA

B 12,153,323 COST REIMBURSEMENT
(5) JHPIEGO CORPORATION

O 64,561,455 COST REIMBURSEMENT
(6) JHPIEGO CORPORATION

S 5,434,925 COST REIMBURSEMENT
(7) JH UNIVERSITY CENTER FOR COMMUNICATIONS PROGRAMS

B 2,875,646 COST REIMBURSEMENT
(8) JOHNS HOPKINS PUBLIC HEALTH IN NIGERIA INITIATIVE

B 4,339,429 COST REIMBURSEMENT
(9) JOHNS HOPKINS UNIVERSITY HONG KONG LIMITED

B 211,795 COST REIMBURSEMENT
(10) ASK CONSULT LLC

M 143,400 COST REIMBURSEMENT
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity
(b)
Primary activity
(c)
Legal domicile
(state or foreign
country)
(d)
Predominant income (related, unrelated, excluded from tax under section 512-514)

(e)
Are all partners
section
501(c)(3)
organizations?
(f)
Share of total income




(g)
Share of
end-of-year
assets
(h)
Disproprtionate allocations?
(i)
Code V—UBI
amount in box 20
of Schedule K-1
(Form 1065)
(j)
General or
managing
partner?
(k)
Percentage
ownership


Yes No Yes No Yes No






























Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
  RELATED TAX-EXEMPT ENTITIES LIST OF ENTITIES INCLUDED IN THE UNIVERSITY'S GROUP EXEMPTION: * JHPIEGO CORPORATION [EIN: 23-7424444] * PEABODY INSTITUTE OF THE CITY OF BALTIMORE [EIN: 52-0591627] * FUND FOR JOHNS HOPKINS MEDICINE [EIN: 52-6054078]

Additional Data


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