TY 2013 Form 990PF

- TIN:

Form990-PF
Click to see list of attachments

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
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Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2013

Open to Public Inspection

For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013

Name of foundation
THE CALDWELL FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 4280 Room/suite

City or town, state or province, country, and ZIP or foreign postal code
TYLER, TX75712

A Employer identification number

75-6004080

B Telephone number (see instructions)

(903) 592-8191

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$117,283,734J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)		(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)		2,328
2	Check
3	Interest on savings and temporary cash investments		994		994	994
4	Dividends and interest from securities......		1,923,387		1,923,387	1,923,387
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10			5,444,204
b	Gross sales price for all assets on line 6a 28,821,500
7	Capital gain net income (from Part IV, line 2)...				5,444,204
8	Net short-term capital gain.........					669,243
9	Income modifications...........
10a	Gross sales less returns and allowances	1,104,973
b	Less: Cost of goods sold....	423,161
c	Gross profit or (loss) (attach schedule).....			681,812		681,812
11	Other income (attach schedule).......			3,336,866	1,288,487	3,336,866
12	Total. Add lines 1 through 11........		11,389,591		8,657,072	6,612,302
13	Compensation of officers, directors, trustees, etc.		527,914		187,014	187,014	340,900
14	Other employee salaries and wages......		2,844,529		95,918	95,918	2,748,611
15	Pension plans, employee benefits.......		973,586		39,990	39,990	933,596
16a	Legal fees (attach schedule).........			43,850	22,081	22,081	21,769
b	Accounting fees (attach schedule).......			28,000	18,900	18,900	9,100
c	Other professional fees (attach schedule)....			415,790	382,683	382,683	33,107
17	Interest...............
18	Taxes (attach schedule) (see instructions)			204,887	94,887	94,887
19	Depreciation (attach schedule) and depletion...			608,933	19,994	19,994
20	Occupancy..............		467,704		27,112	27,112	440,592
21	Travel, conferences, and meetings.......		33,986		8,008	8,008	25,978
22	Printing and publications..........		8,476				8,476
23	Other expenses (attach schedule).......			1,602,698	43,124	955,100	647,598
24	Total operating and administrative expenses.
	Add lines 13 through 23..........		7,760,353		939,711	1,851,687	5,209,727
25	Contributions, gifts, grants paid........		5,000				5,000
26	Total expenses and disbursements. Add lines 24 and 25		7,765,353		939,711	1,851,687	5,214,727
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements		3,624,238
b	Net investment income (if negative, enter -0-)				7,717,361
c	Adjusted net income (if negative, enter -0-)...					4,760,615

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2013)

Form 990-PF (2013)

Page 2

Part II		Balance Sheets	Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions.)	Beginning of year	End of year
Part II		Balance Sheets		(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............		7,625	7,625	7,625
	2	Savings and temporary cash investments..........		2,117,408	11,024,911	11,024,911
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............		164,518	192,554	192,554
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........
	c	Investments—corporate bonds (attach schedule)........
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........		82,679,016	77,798,808	96,381,082
	14	Land, buildings, and equipment: basis 22,431,613
		Less: accumulated depreciation (attach schedule) 16,659,718		6,246,410	5,771,895	5,771,895
	15	Other assets (describe )		20,064	63,213	3,905,667
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)		91,235,041	94,859,006	117,283,734
		17	Accounts payable and accrued expenses..........
18		Grants payable...................
19		Deferred revenue..................
20		Loans from officers, directors, trustees, and other disqualified persons
21		Mortgages and other notes payable (attach schedule)......
22		Other liabilities (describe )		1,463	1,190
23		Total liabilities (add lines 17 through 22)..........		1,463	1,190
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................		91,233,578	94,857,816
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................		91,233,578	94,857,816
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................		91,235,041	94,859,006

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	91,233,578
2	Enter amount from Part I, line 27a.....................	2	3,624,238
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	94,857,816
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	94,857,816

Form 990-PF (2013)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	SHORT TERM SALES - SEE SCHEDULE	P	2013-01-01	2013-12-31
b	LONG TERM SALES-SEE SCHEDULE	P	2010-01-01	2013-12-31
c	ST FOREIGN CURRENCY CONTRACTS-SEE SCHED	P	2013-01-01	2013-12-31
d	LT FOREIGN CURRENCY CONTRACTS-SEE SCHED	P	2010-01-01	2013-12-31
e	OTHER CURRENCY GAINS/LOSSES	P	2013-01-01	2013-12-31
	DFA-ALLOCATED SHORT TERM GAINS	P	2013-01-01	2013-12-31
	DFA-ALLOCATED LONG TERM GAINS	P	2010-01-01	2010-12-31
	VANGUARD-ALLOCATED SHORT TERM GAINS	P	2013-01-01	2013-12-31
	VANGUARD-ALLOCATED LONG TERM GAINS	P	2010-01-01	2013-12-31
	ATLANTIC TRUST-ALLOCATED SHORT TERM GAIN	P	2013-01-01	2013-12-31
	ATLANTIC TRUST-ALLOCATED LONG TERM GAINS	P	2010-01-01	2013-12-31
	WESTWOOD-ALLOCATED SHORT TERM GAINS	P	2013-01-01	2013-12-31
	WESTWOOD-ALLOCATED LONG TERM GAINS	P	2010-01-01	2013-12-31
	GMO-ALLOCATED SHORT TERM GAINS	P	2013-01-01	2013-12-31
	GMO-ALLOCATED SHORT TERM GAINS	P	2010-01-01	2013-12-31
	SSGA S&P 500 EQUAL WEIGHTED INDEX CTF	P	2013-01-01	2013-12-31
	SSGA S&P 500 EQUAL WEIGHTED INDEX CTF	P	2010-01-01	2013-12-31
	SSGA S&P 500 EQUAL WEIGHTED INDEX CTF	P	2013-01-01	2013-12-31
	SSGA S&P 500 EQUAL WEIGHTED INDEX CTF	P	2010-01-01	2013-12-31

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	2,419,882	2,118,799	301,083
b	15,273,520	11,738,418	3,535,102
c	5,490,974	5,509,548	-18,574
d	3,970,958	3,975,272	-4,314
e	4,426		4,426
	13,540		13,540
	207,055		207,055
	60,741		60,741
	275,235		275,235
	959		959
	23,745		23,745
		32,937	-32,937
	136,543		136,543
	88,861		88,861
	72,040		72,040
	34,980		34,980
	725,269		725,269
	9,109		9,109
	13,663		13,663

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			301,083
b			3,535,102
c			-18,574
d			-4,314
e			4,426
			13,540
			207,055
			60,741
			275,235
			959
			23,745
			-32,937
			136,543
			88,861
			72,040
			34,980
			725,269
			9,109
			13,663

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	5,444,204
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3	669,243

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2012	5,297,710	91,650,063	0.05780
2011	4,935,855	90,704,924	0.05442
2010	5,059,814	84,160,666	0.06012
2009	4,891,717	75,723,125	0.06460
2008	5,300,346	86,359,130	0.06138

2	Total of line 1, column (d) ......................	2	0.29832
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.05966
4	Enter the net value of noncharitable-use assets for 2013 from Part X, line 5.....	4	103,742,909
5	Multiply line 4 by line 3.......................	5	6,189,717
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	77,174
7	Add lines 5 and 6.........................	7	6,266,891
8	Enter qualifying distributions from Part XII, line 4..............	8	5,384,309
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2013)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	154,347
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	154,347
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	154,347
6	Credits/Payments:

a	2013 estimated tax payments and 2012 overpayment credited to 2013	6a	147,702
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	147,702
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8	321
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	6,966
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2014 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Yes

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

www.caldwellzoo.org

The books are in care of bullet

OUIJAN VINSON Telephone no. bullet

(903) 592-8191

Located at bullet

PO BOX 4280TYLERTX ZIP+4 bullet

75712

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the

foreign country bullet

Form 990-PF (2013)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2013?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2013, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2013?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2013.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2013)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
MS MCARTHUR	Chairman 40.00	215,700	12,678
PO BOX 4280 TYLER,TX75712	Chairman 40.00	215,700	12,678
EH CALDWELL	Exec DIRECTOR 40.00	165,233	13,764
PO BOX 4785 TYLER,TX75712	Exec DIRECTOR 40.00	165,233	13,764
HS MCARTHUR	EXEC V-PRES 40.00	116,981	9,646
PO BOX 4280 TYLER,TX75712	EXEC V-PRES 40.00	116,981	9,646
PEYTON M LAKE	BOARD MEMBER 3.00	15,000
PO BOX 179 TYLER,TX75710	BOARD MEMBER 3.00	15,000
DEE DEE BUFE	BOARD MEMBER 3.00	15,000
3513 FRY AVE TYLER,TX75701	BOARD MEMBER 3.00	15,000

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
LS MADDOX	ASST DIRECTOR 40.00	104,981	13,555
PO BOX 4785 TYLER,TX75712	ASST DIRECTOR 40.00	104,981	13,555
O R VINSON	ACCOUNTING MGR 32.00	71,440	10,115
PO BOX 4785 TYLER,TX75712	ACCOUNTING MGR 32.00	71,440	10,115
MD TUCKER	DIR VISITOR SVC 40.00	69,053	9,618
PO BOX 4785 TYLER,TX75712	DIR VISITOR SVC 40.00	69,053	9,618
T G CARTER	BLDG MAINT SUPV 40.00	68,300	12,123
PO BOX 4785 TYLER,TX75712	BLDG MAINT SUPV 40.00	68,300	12,123
M BOYD	CONTROLLER 40.00	67,524	12,089
PO BOX 4785 TYLER,TX75712	CONTROLLER 40.00	67,524	12,089
Total number of other employees paid over $50,000...................				7

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
GLENWOOD ANIMAL HOSPITAL	VETERINARY	141,950
221 N GLENWOOD TYLER,TX75702	VETERINARY	141,950
MILLIMAN	INVESTMENT CONSULTNG	69,306
10000 N CENTRAL EXPRESSWAYSTE 1500 DALLAS,TX75231	INVESTMENT CONSULTNG	69,306
RAYCOM TV BROADCASTING INC	ADVERTISING	69,070
105 WEST FERGUSON ST TYLER,TX75702	ADVERTISING	69,070
PATRICK ADVISORS LLC	INVESTMENT CONSULTNG	50,259
5610 URSULA LANE DALLAS,TX75229	INVESTMENT CONSULTNG	50,259
TWEEDY BROWNE CO LLC	INVESTMENT MGMT	131,716
350 PARK AVE 9TH FLOOR NEW YORK,NY10022	INVESTMENT MGMT	131,716

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1	THE CALDWELL FOUNDATION WAS FORMED TO SUPPORT CHARITABLE AND EDUCATIONAL PROGRAMS THROUGH MAINTAINING AND OPERATING THE CALDWELL ZOO AND OTHER EDUCATIONAL EXHIBITS. APPROXIMATELY 281,000 PEOPLE VISITED THE ZOO IN 2013.	5,379,309
2


3


4

Form 990-PF (2013)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

Minimum investment return. Enter 5% of line 5..................

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

Tax on investment income for 2013 from Part VI, line 5......

Income tax for 2013. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

Distributable amount before adjustments. Subtract line 2c from line 1............

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2013)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2012	(c) 2012	(d) 2013
1 Distributable amount for 2013 from Part XI, line 7
2 Undistributed income, if any, as of the end of 2013:
a Enter amount for 2012 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2013:
a From 2008.......
b From 2009.......
c From 2010.......
d From 2011.......
e From 2012.......
fTotal of lines 3a through e.........
4Qualifying distributions for 2013 from Part
XII, line 4: $
a Applied to 2012, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions)......
c Treated as distributions out of corpus (Election required—see instructions).........
d Applied to 2013 distributable amount.....
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2013.
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 ..........
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............
8Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2009....
b Excess from 2010....
c Excess from 2011....
d Excess from 2012....
e Excess from 2013....

Form 990-PF (2013)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2013, enter the date of the ruling....... bullet

1998-07-01

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2013	(b) 2012	(c) 2011	(d) 2010	(e) Total
	4,760,615	4,198,878	4,535,246	3,611,615	17,106,354
b 85% of line 2a .........	4,046,523	3,569,046	3,854,959	3,069,873	14,540,401
c Qualifying distributions from Part XII, line 4 for each year listed .....	5,384,309	5,360,008	4,935,855	5,059,814	20,739,986
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........	5,000	5,000	2,800	66,718	79,518
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....	5,379,309	5,355,008	4,933,055	4,993,096	20,660,468
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...	3,458,096	3,055,002	3,023,497	2,805,355	12,341,950
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2013)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
THE NATIONAL ELEPHANT CENTER 8225 N WICKHAM RD MELBOURNE,FL32940	UNRELATED	PUBLIC	CONSERVATION	5,000
Total ................................. 3a				5,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2013)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
aADMISSION INCOME					1,872,419
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............			14	994
4 Dividends and interest from securities....			14	1,923,387
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....			15	1,288,487
8 Gain or (loss) from sales of assets other than inventory .............			18	5,446,526	-2,322
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..			3	369,584	312,228
11 Other revenue: aANIMAL SALES					18,500
bAVIARY SEED STICK INCOME					63,032
cFISH FEEDER INCOME					26,546
dOTHER MISC. INCOME					67,882
e
12 Subtotal. Add columns (b), (d), and (e)..				9,028,978	2,358,285

13Total. Add line 12, columns (b), (d), and (e)..................

1311,387,263

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
1A	FEE FOR CALDWELL ZOO ADMISSION
11A	SALES OF ANIMALS TO OTHER ZOOS/NORMAL IN COURSE OF ZOO OPERATIONS
11B	SALES OF FEED FOR BIRDS AND ANIMALS TO ZOO VISITORS/NORMAL IN COURSE OF ZOO OPERATIONS
11C	SALES OF FEED FOR FISH AND ANIMALS TO ZOO VISITORS/NORMAL IN COURSE OF ZOO OPERATIONS
11D	MISC. INCOME FROM STROLLER RENTAL, EDUCATIONAL CLASSES AND OTHER INCOME RELATED TO ZOO
8	LOSS ON DISPOSALS OF NON-INVENTORY ASSETS USED IN ZOO OPERATIONS
10	THE ZOO OPERATES A GIFT SHOP IN ORDER TO MAKE AVAILABLE FOR PURCHASE ITEMS WHICH WILL ENHANCE ZOO VISITORS' KNOWLEDGE AND ENJOYMENT OF ANIMALS AND NATURE.

Form 990-PF (2013)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2013)

Additional Data

Software ID:	13000170
Software Version:	2013v3.1

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2013 AccountingFeesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:13000170

Software Version:2013v3.1

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ACCOUNTING/AUDITING FEES	28,000	18,900	18,900	9,100

- TIN:

TY 2013 ContractorCompensationExpln

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:13000170

Software Version:2013v3.1

Contractor	Explanation
GLENWOOD ANIMAL HOSPITAL
MILLIMAN
PATRICK ADVISORS LLC
RAYCOM TV BROADCASTING INC
TWEEDY BROWNE CO LLC

- TIN:

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2013 DepreciationSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:13000170

Software Version:2013v3.1

Description of Property	Date Acquired	Cost or Other Basis	Prior Years' Depreciation	Computation Method	Rate / Life (# of years)	Current Year's Depreciation Expense
AFRICAN THEME PHASE II	1992-07-01	3,132,302	1,918,869	91	31.5000	98,453
MAINTENANCE BLDG	1992-10-31	225,480	138,445	91	31.5000	7,794
PERIMETER FENCE	1993-04-30	33,796	20,281	91	31.5000	1,073
MAINTENANCE GARAGE	1994-07-01	369,334	174,814	91	39.0000	9,470
ADM OFFICE BLDG	1989-05-01	644,430	470,103	87	3.18 %	22,254
PURCHASING BLDG	1990-02-01	637,047	529,387	85	3.64 %	23,495
3037 W GENTRY	1993-07-31	59,309	44,104	85	3.64 %	2,156
3043 W GENTRY	1993-07-31	58,479	43,495	85	3.64 %	2,126
3025 W GENTRY	1994-07-01	19,138	12,847	85	3.64 %	696
GENERAL BLDG & IMPROVEMEN	1997-07-01	11,500	5,658	91	31.5000	365
PERIMETER FENCE	2000-10-31	2,822	2,335	91	15.0000	188
FENCING - ZONE C	2001-10-01	20,193	15,143	91	15.0000	1,346
RESTROOM - ZONE C	2001-10-01	321,865	120,700	91	30.0000	10,729
FLAMINGO HOLDING	2002-04-01	322,837	114,785	91	30.0000	10,761
MAMMAL HOLDING	2002-04-01	201,184	71,531	91	30.0000	6,706
HORTICULTURE BLDG	2002-04-01	325,356	115,681	91	30.0000	10,845
ZONE D - FENCING	2002-06-01	21,284	14,899	91	15.0000	1,419
ZONE A - ANIMAL HEALTH	2002-06-01	664,832	232,689	91	30.0000	22,161
BOX CULVERT	2003-03-01	255,030	250,779	91	10.0000	4,251
BUS PARKING SIDEWALKS	2003-04-24	5,281	5,104	91	10.0000	177
BUS PARKING FENCING	2003-06-15	4,818	3,076	91	15.0000	321
BUS PARKING HANDICAP	2003-08-15	3,500	3,296	91	10.0000	204
WASH STATION - TRASH	2003-09-01	4,927	4,600	91	10.0000	327
MAIN ENTRY - RESTROOM	2003-10-31	110,000	33,613	91	30.0000	3,667
MAIN ENTRY - VISITOR SVCS	2003-10-31	207,561	63,421	91	30.0000	6,919
MAIN ENTRY - GATE/PANELS	2003-10-31	15,835	14,517	91	10.0000	1,318
MAIN ENTRY - SITE WORK	2003-10-31	1,516,515	1,390,142	91	10.0000	126,373
MAIN ENTRY-DESGN/ARCH/ENG	2003-10-31	224,162	205,473	91	10.0000	18,689
LEMUR EXHIBIT - PUMPHOUSE	2003-10-31	45,000	41,250	91	10.0000	3,750
LEMUR EXHBT-LEMUR BLDG	2003-10-31	51,000	46,750	91	10.0000	4,250
LEMUR EXHBT-FLAMINGO BLD	2003-10-31	46,000	42,167	91	10.0000	3,833
GIFT SHOP #2	2003-10-31	171,220	52,317	91	30.0000	5,707
BUS PARKING TICKET BOOTH	2003-10-31	17,778	16,298	91	10.0000	1,480
CHILDREN'S ZOO	2003-10-31	15,097	13,841	91	10.0000	1,256
AVIARY-WILDBIRD WALKABOUT	2005-07-31	15,179	11,258	91	10.0000	1,518
UPPER BOX CULVERT	2005-08-01	298,442	221,343	91	10.0000	29,844
OZONE SYSTEM-PENGUIN EXHB	2006-04-01	14,795	14,073	91	7.0000	705
EDUCATION HUTS PROJECT	2006-05-01	33,032	21,674	91	10.0000	3,169
MAIN ENTRY/PLAZA UPGRADE	2006-06-01	370,617	240,903	91	10.0000	37,062
GREENHOUSE	2006-08-01	49,827	31,559	91	10.0000	4,983
CONC FREEZER	2007-12-01	5,105	3,645	91	7.0000	729
JD GATOR - GROUNDS	2008-03-27	8,350	7,933	91	5.0000	417
GATE OPENERS-SVC ENTRANCE	2008-03-27	9,200	6,242	91	7.0000	1,314
EGG INCUBATOR	2008-05-22	2,655	2,434	91	5.0000	221
LARGE ANIMAL SCALES	2008-05-08	4,130	3,786	91	5.0000	344
HI TEMP DISHWASHER (COMM)	2008-07-31	6,228	3,931	91	7.0000	890
WATERFOWL BREEDING LINE	2008-05-01	11,232	5,147	91	10.0000	1,123
ANIMAL HOLDING/QUARANTINE	2008-12-31	187,821	25,044	91	31.5000	6,261
CONC #3 A/C REPLACEMENT	2009-04-09	9,415	6,904	91	5.0000	1,883
TEXAS REPTILE ROOF	2009-03-06	21,725	8,148	91	10.0000	2,173
PRAIRIE CHICKEN EXHIBIT	2009-04-16	2,540	931	91	10.0000	254
RHINO HOUSE BOILER	2009-12-31	13,840	5,931	91	7.0000	1,977
AIR CONDITIONER	2010-08-25	11,850	3,950	91	7.0000	1,693
C&K SYSTEMS-GS INV SOFTWR	2010-02-01	14,812	10,800	91	4.0000	3,703
POS EQUIPMENT REPLACEMENT	2010-04-01	19,389	13,329	91	4.0000	4,847
AFRICAN HS BARN - HEATER	2010-05-01	8,985	3,423	91	7.0000	1,284
REPEATER-RADIO COMMUNICAT	2010-05-27	2,951	1,524	91	5.0000	590
C&K SYSTEMS-GS INV SOFTWA	2010-07-15	2,425	1,465	91	4.0000	606
COPIER-ANIMAL SERVIES	2010-11-18	5,260	2,192	91	5.0000	1,052
2009 GMC VAN	2010-02-18	19,999	11,333	91	5.0000	4,000
TX HOOFSTOCK BARN-OUTDR	2010-05-06	6,344	1,638	91	10.0000	634
GYNA'S COMPUTER	2011-05-19	1,983	785	91	4.0000	496
VS-A/C UNIT REPLACEMENT	2011-05-26	10,150	3,214	91	5.0000	2,030
GS-A/C UNIT REPLACEMENT	2011-05-30	10,560	3,344	91	5.0000	2,112
TEXAS TANK - FILTER SYSTE	2011-06-02	4,135	886	91	7.0000	591
OPTICON WITH SOFTWARE	2011-07-28	2,067	732	91	4.0000	517
ADP - TIMECOCK	2011-07-15	4,463	1,268	91	5.0000	893
RHINO HOUSE WATER HEATER	2011-08-11	4,139	1,104	91	5.0000	828
ALLIGATOR POND REPAIR	2011-05-01	38,283	6,061	91	10.0000	3,828
SOUTH AMERICA SEWER LINE	2011-06-01	1,852	278	91	10.0000	185
BEAR EXHIBIT	2011-06-01	165,600	24,840	91	10.0000	16,560
TORTOISE HOLDING	2011-07-01	6,051	857	91	10.0000	605
SERVER	2012-06-01	5,925	741	91	4.0000	1,481
MAS90 UPGRADE	2012-07-01	3,383	470	91	3.0000	1,127
TORO WORKMAN - GROUNDS	2012-01-19	21,171	3,881	91	5.0000	4,234
CAT HOLDING - HEAT & A/C	2012-02-08	22,930	2,730	91	7.0000	3,276
VIS SVCX COPIER	2012-02-08	3,995	665	91	5.0000	799
PHOTOPASS PRINTER	2012-02-08	2,223	370	91	5.0000	445
TX HOOFSTOCK WELL PUMP	2012-03-08	2,000	214	91	7.0000	286
ENTRY RESTROOM A/C	2012-03-22	12,295	1,317	91	7.0000	1,756
KUBOTO MOWER	2012-07-12	10,845	904	91	5.0000	2,169
ZOO ADMIN A/C	2012-07-26	11,750	979	91	5.0000	2,350
CONC #3 A/C UNIT (12 TON)	2012-09-06	16,952	807	91	7.0000	2,422
GRAPHICS (ANIMAL SIGN)	2012-09-20	4,942	329	91	5.0000	988
ZOO ADMIN A/C CONTROLS	2012-10-04	24,070	1,146	91	7.0000	3,439
CAT HOLDING ROOF	2012-02-08	20,812	1,734	91	10.0000	2,081
TIGER EXHIBIT RENO	2012-03-15	40,478	3,036	91	10.0000	4,048
TX RESTROOM MODIFICATIONS	2012-04-19	6,915	461	91	10.0000	692
SO AMERICA BEAUTIFICATION	2012-04-26	52,731	3,515	91	10.0000	5,273
OVERLOOK TRELLIS	2012-05-03	20,339	1,186	91	10.0000	2,034
CULVERT UNDER SVC RD REPA	2012-05-31	7,485	437	91	10.0000	749
EDUC HUTS ROOF - THATCH	2012-07-26	3,354	373	91	3.0000	1,118
COPIER	2013-01-23	12,020		91	5.0000	2,204
TRACTOR	2013-02-21	38,175		91	10.0000	3,181
ISIS - ZIMS ANIMAL SOFTWR	2013-03-04	15,000		91	4.0000	2,812
TEXAS REPTILE AIR PUMP	2013-06-13	5,467		91	7.0000	390
KUBOTA CART - GARAGE	2013-06-20	12,200		91	5.0000	1,220
COMMISSARY REFRIGERATION	2013-09-19	29,679		91	7.0000	1,060
ICE MACHINE - BLDG MAINT	2013-10-17	2,690		91	7.0000	64
CRANE HLDG BARN & PENS	2013-06-27	14,504		91	10.0000	725
PRAIRIE CHICKEN PEN EXT	2013-11-14	3,494		91	10.0000	29

- TIN:

TY 2013 LandEtcSchedule2

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:13000170

Software Version:2013v3.1

Category / Item	Cost / Other Basis	Accumulated Depreciation	Book Value	End of Year Fair Market Value
Auto./Transportation Equip.	107,941	103,276	4,665	4,665
Furniture and Fixtures	1,067,286	812,048	255,238	255,238
Buildings	19,506,437	15,744,394	3,762,043	3,762,043
Land	1,749,949		1,749,949	1,749,949

- TIN:

TY 2013 LegalFeesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:13000170

Software Version:2013v3.1

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
LEGAL	43,850	22,081	22,081	21,769

- TIN:

TY 2013 OtherAssetsSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:13000170

Software Version:2013v3.1

Description	Beginning of Year - Book Value	End of Year - Book Value	End of Year - Fair Market Value
CONSTRUCTION IN PROGRESS		43,213	43,213
Net Intangible Assets	20,000	20,000	3,862,454

- TIN:

TY 2013 OtherExpensesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:13000170

Software Version:2013v3.1

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
ANIMAL EXPENSE	529,690			529,690
COMMUNICATIONS	38,204	7,352	7,352	30,852
CONTRACT LABOR	249,423			249,423
MAINTENANCE & REPAIR	268,882	6,515	6,515	262,367
OTHER EMPLOYEE EXPENSES	73,303	12,262	12,262	61,041
OTHER EXPENSES	217,654	7,595	7,595	210,059
PUBLIC RELATIONS	88			88
SUPPLIES	164,621	9,400	9,400	155,221
VEHICLE EXPENSE	60,833			60,833
X-EXPENSES ALLOC TO CHARITABLE INCOME			911,976	-911,976

- TIN:

TY 2013 OtherIncomeSchedule2

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:13000170

Software Version:2013v3.1

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
ADMISSION INCOME	1,872,419		1,872,419
ANIMAL SALES	18,500		18,500
AVIARY SEED STICK INCOME	63,032		63,032
FISH FEEDER INCOME	26,546		26,546
Other Investment Income	1,288,487	1,288,487	1,288,487
OTHER MISC. INCOME	67,882		67,882

- TIN:

TY 2013 OtherLiabilitiesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:13000170

Software Version:2013v3.1

Description	Beginning of Year - Book Value	End of Year - Book Value
SALES TAX PAYABLE	1,463	1,190

- TIN:

TY 2013 OtherProfessionalFeesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:13000170

Software Version:2013v3.1

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
CONSULTING FEES	174,393	141,286	141,286	33,107
INVESTMENT MGMT FEES	241,397	241,397	241,397	0

- TIN:

TY 2013 SalesOfInventoryList

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:13000170

Software Version:2013v3.1

Category	Gross Sales	Cost of Goods Sold	Net (Gross Sales Minus Cost of Goods Sold)
GIFT SHOP SALES	616,317	304,089	312,228
CONCESSION SALES	488,656	119,072	369,584

- TIN:

TY 2013 TaxesSchedule

Name:

THE CALDWELL FOUNDATION

EIN: 75-6004080

Software ID:13000170

Software Version:2013v3.1

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
AD VALOREM TAXES	94,887	94,887	94,887
EXCISE TAX	110,000