Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0052
2012
Open to Public Inspection
For calendar year 2012, or tax year beginning 07-01-2012 , and ending 06-30-2013
Name of foundation
SURDNA FOUNDATION INC
ATT MARC DE VENOGE
% SURDNA FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)330 MADISON AVENUE 30TH FLOORSuiteRoom/suite
City or town, state, and ZIP code
NEW YORK, NY100175001
A Employer identification number

13-6108163
B Telephone number (see instructions)

(212) 557-0010
C bullet
G Check all that apply:

D 1. bullet
2. bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$929,596,379J Accounting method:
 
(Part I, column (d) must be on cash basis.)
E bullet
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 62,365,048
2 Check bullet
3 Interest on savings and temporary cash investments 151 151  
4 Dividends and interest from securities...... 16,283,767 29,918,971  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 11,983,952
b Gross sales price for all assets on line 6a 174,112,093
7 Capital gain net income (from Part IV, line 2)... 59,634,201
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 5,617,981 2,657,510  
12 Total. Add lines 1 through 11........ 96,250,899 92,210,833  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,709,831     1,709,831
14 Other employee salaries and wages...... 1,310,021     1,310,021
15 Pension plans, employee benefits....... 949,672     949,672
16a Legal fees (attach schedule)......... Click to see attachment 36,636 0 0 36,636
b Accounting fees (attach schedule)....... Click to see attachment 55,879 0 0 55,879
c Other professional fees (attach schedule).... Click to see attachment 2,964,138 2,209,945   754,193
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 860,000 602,028   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 149,355    
20 Occupancy.............. 930,182     930,182
21 Travel, conferences, and meetings....... 454,835     454,835
22 Printing and publications.......... 47,862     47,862
23 Other expenses (attach schedule)....... Click to see attachment 654,794 15,192,476   654,794
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 10,123,205 18,004,449 0 6,903,905
25 Contributions, gifts, grants paid........ 33,399,650 34,643,450
26 Total expenses and disbursements. Add lines 24 and 25 43,522,855 18,004,449 0 41,547,355
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 52,728,044
b Net investment income (if negative, enter -0-) 74,206,384
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2012)
Form 990-PF (2012)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 19,001,187 2,869,731 2,869,731
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see page 15 of the
instructions)....................      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 18,330,612 Click to see attachment18,671,845 18,671,845
b Investments—corporate stock (attach schedule)........ 131,749,111 Click to see attachment22,101,150 22,101,150
c Investments—corporate bonds (attach schedule)........ 44,546,634 Click to see attachment3,653,455 3,653,455
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 589,295,971 Click to see attachment868,552,430 868,552,430
14 Land, buildings, and equipment: basis bullet1,780,862
Less: accumulated depreciation (attach schedule) bullet937,660 984,962 Click to see attachment843,202 843,202
15 Other assets (describe bullet) Click to see attachment10,946,965 Click to see attachment12,904,566 Click to see attachment12,904,566
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 814,855,442 929,596,379 929,596,379
Liabilities 17 Accounts payable and accrued expenses.......... 983,141 764,206
18 Grants payable................... 16,483,250 15,239,450
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment9,942,067 Click to see attachment11,795,875
23 Total liabilities (add lines 17 through 22).......... 27,408,458 27,799,531
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 787,446,984 901,796,848
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 787,446,984 901,796,848
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 814,855,442 929,596,379
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 787,446,984
2 Enter amount from Part I, line 27a..................... 2 52,728,044
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 61,621,820
4 Add lines 1, 2, and 3.......................... 4 901,796,848
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 901,796,848
Form 990-PF (2012)
Form 990-PF (2012)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a SALE OF PUBLICLY TRADED SECURITIES      
b NET CAPITAL GAIN FROM PARTNERSHIPS      
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 156,150,355   114,477,892 41,672,463
b 17,961,738     17,961,738
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       41,672,463
b       17,961,738
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 59,634,201
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If “Yes,” the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2011 43,775,695 798,039,355 0.054854
2010 44,549,863 796,727,524 0.055916
2009 40,373,154 750,471,060 0.053797
2008 44,224,764 771,385,197 0.057332
2007 43,234,341 958,541,591 0.045104
2 Total of line 1, column (d) ...................... 2 0.267003
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.053401
4 Enter the net value of noncharitable-use assets for 2012 from Part X, line 5..... 4 840,389,978
5 Multiply line 4 by line 3....................... 5 44,877,665
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 742,064
7 Add lines 5 and 6......................... 7 45,619,729
8 Enter qualifying distributions from Part XII, line 4.............. 8 41,554,950
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2012)
Form 990-PF (2012)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A” on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 1,484,128
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 1,484,128
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,484,128
6 Credits/Payments:
a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 1,695,883
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,695,883
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 211,755
11 Enter the amount of line 10 to be: Credited to 2013 estimated taxBullet211,755 Refunded Bullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? Click to see attachment....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is “Yes” to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If “Yes,” attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If “Yes,” attach a conformed copy of the changesClick to see attachment....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If “Yes,” has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If “Yes,” attach the statement required by General Instruction T.Click to see attachment
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If “Yes,” complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCA, NY
    b
    If the answer is “Yes” to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If “No,” attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)?
    If “Yes,” complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If “Yes,” attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.SURDNA.ORG
    14
    The books are in care ofbulletSURDNA FOUNDATION INC Telephone no.bullet (212) 557-0010
    Located atbullet330 MADISON AVENUENEW YORKNY ZIP+4bullet10017
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16
    At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over
    a bank, securities, or other financial account in a foreign country? .................
    16
     
    No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the foreign country bullet  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the “Yes” column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check “No”
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is “Yes” to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2012?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2012, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2012?...............
    If “Yes,” list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer “No” and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If “Yes,” did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2012.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2012?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is “Yes” to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
    No
    .........bullet
    c
    If the answer is “Yes” to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If “Yes,” attach the statement required by Regulations section 53.4945–5(d). Click to see attachment
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If “Yes” to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    PHILLIP HENDERSON PRESIDENT
    40.0     		438,848 81,800 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    MARC DE VENOGE CFO AND ASSISTANT TREASURER
    40.0     		393,537 89,334 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    STEVEN KELBAN EXECUTIVE DIRECTOR THRU 1/13
    40.0     		119,617 16,867 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    SHARON ALPERT SR. DIR. OF PROGRAM STRATEGIES
    40.0     		200,322 56,788 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    SHAWN ESCOFFERY PROGRAM DIRECTOR - SLE
    40.0     		166,038 34,975 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    MICHELLE KNAPIK PROGRAM DIR. SUSTAIN. ENVIRON.
    40.0     		156,050 45,885 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    LETICIA PEGUERO EXECUTIVE DIRECTOR FROM 2/13
    40.0     		69,019 4,561 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    JUDILIEE REED PROGRAM DIR -THRIVING CULTURES
    40.0     		166,400 34,017 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    JOSEPHINE B LOWMAN CHAIRPERSON
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    PETER B BENEDICT II VICE CHAIRPERSON
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    MICHAEL S SPENSLEY DVM TREASURER/SECRETARY
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    BRUCE ABERNETHY DIRECTOR
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    ELIZABETH H ANDRUS DIRECTOR
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    JUDY BELK DIRECTOR
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    THOMAS H CASTRO DIRECTOR
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    CARRA COTE-ACKAH DIRECTOR
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    JOCELYN DOWNIE DIRECTOR
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    LAWRENCE SC GRIFFITH MD DIRECTOR
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    JOHN F HAWKINS DIRECTOR
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    KELLY D NOWLIN DIRECTOR
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    GWEN WALDEN DIRECTOR
    2.0     		0 0 0
    330 MADISON AVENUE 30TH FLOOR
    NEW YORK,NY100175001
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE.”
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    JON GOLDBERG DIR. GRANTS MGMT/MIS
    40.0     		182,179 49,273 0
    330 MADISION AVENUE 30TH FL
    NEW YORK,NY10017
    HELEN CHIN PRGM OFF.-SUS. ENVI.
    40.0     		103,119 43,861 0
    330 MADISION AVENUE 30TH FL
    NEW YORK,NY10017
    AMY MORRIS PROGRAM OFFICER
    40.0     		91,218 24,025 0
    330 MADISION AVENUE 30TH FL
    NEW YORK,NY10017
    JUSTINE KOCH ASSISTANT CONTROLLER
    40.0     		75,333 39,408 0
    330 MADISION AVENUE 30TH FL
    NEW YORK,NY10017
    ROSECARMEL EDOUARD HR & ADMIN. MANAGER
    40.0     		70,575 30,953 0
    330 MADISION AVENUE 30TH FL
    NEW YORK,NY10017
    Total number of other employees paid over $50,000...................bullet 6
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    CAMBRIDGE ASSOCIATES INVEST. CONSULTING 1,527,044
    100 SUMMER STREET
    BOSTON,MA02110
    SPITFIRE STRATEGIES CONSULTING 280,000
    1800 M STREET
    WASHINGTON,DC20036
    THE NORTHERN TRUST COMPANY CUSTODIAL BANK 273,990
    50 S LASALLE STREET
    CHICAGO,IL60675
    FSG CONSULTING 219,354
    500 BOYLSTON STREET
    BOSTON,MA02116
    L GUMBS CONSULTING 197,181
    129 CAMBRIDGE
    BROOKLYN,NY11238
    Total number of others receiving over $50,000 for professional services.............bullet2
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3..........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    284,287,835
    b
    Average of monthly cash balances.......................
    1b
    14,485,306
    c
    Fair market value of all other assets (see instructions)................
    1c
    554,414,654
    d
    Total (add lines 1a, b, and c).........................
    1d
    853,187,795
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    853,187,795
    4
    Cash deemed held for charitable activities. Enter 1 1⁄2% of line 3 (for greater amount, see
    instructions) .............................
    4
    12,797,817
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    840,389,978
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    42,019,499
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    42,019,499
    2a
    Tax on investment income for 2012 from Part VI, line 5......
    2a
    1,484,128
    b
    Income tax for 2012. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,484,128
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    40,535,371
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    40,535,371
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    40,535,371
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    41,547,355
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    7,595
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    41,554,950
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    41,554,950
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2011     		(c)
    2011     		(d)
    2012
    1 Distributable amount for 2012 from Part XI, line 7 40,535,371
    2 Undistributed income, if any, as of the end of 2012:
    a Enter amount for 2011 only....... 0
    b Total for prior years:2010, 2009, 2008 0
    3 Excess distributions carryover, if any, to 2012:
    a From 2007.......  
    b From 2008....... 6,129,864
    c From 2009....... 3,050,907
    d From 2010....... 5,255,185
    e From 2011....... 4,564,051
    fTotal of lines 3a through e......... 19,000,007
    4Qualifying distributions for 2012 from Part
    XII, line 4: bullet$ 41,554,950
    a Applied to 2011, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2012 distributable amount..... 40,535,371
    e Remaining amount distributed out of corpus 1,019,579
    5 Excess distributions carryover applied to 2012.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 20,019,586
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2011. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2012. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2013 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2007 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2013.
    Subtract lines 7 and 8 from line 6a ......     		20,019,586
    10 Analysis of line 9:
    a Excess from 2008.... 6,129,864
    b Excess from 2009.... 3,050,907
    c Excess from 2010.... 5,255,185
    d Excess from 2011.... 4,564,051
    e Excess from 2012.... 1,019,579
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2012, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2012 (b) 2011 (c) 2010 (d) 2009
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ....     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets” alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment” alternative test— enter 2⁄3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support” alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail of the person to whom applications should be addressed:
    SURDNA FOUNDATION INC
    330 MADISON AVENUE
    NEW YORK,NY10017
    (212) 557-0010
    bThe form in which applications should be submitted and information and materials they should include:
    SURDNA GENERALLY FOLLOWS A TWO-STAGE APPLICATION PROCESS - LETTER OF INQUIRY, AND FULL PROPOSAL. BECAUSE OF THE LARGE NUMBER OF REQUESTS SURDNA RECEIVES AND THE AMOUNT OF TIME IT TAKES FOR AN APPLICANT TO DEVELOP A FULL GRANT PROPOSAL, APPLICANTS ARE ASKED TO SEND FULL PROPOSALS ONLY WHEN REQUESTED BY A FOUNDATION STAFF MEMBER. THE FIRST STEP FOR MOST APPLICANTS, THEREFORE, IS SENDING SURDNA A LETTER OF INQUIRY.
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE SURDNA FOUNDATION MAKES GRANTS TO NONPROFIT ORGANIZATION IN THE AREAS OF ENVIRONMENT, COMMUNITY REVITALIZATION, EFFECTIVE CITIZENRY, THE ARTS, AND THE NONPROFIT SECTOR.
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    52nd Street Project
    789 Tenth Avenue
    New York,NY10019     		No Relationship PUBLIC General Support 25,000
    Adoption & Foster Care Mentoring
    727 Atlantic Ave 3rd Floor
    Boston,MA02111     		No Relationship PUBLIC General Support 97,000
    Advocates for Human Rights
    330 Second Avenue South Suite 800
    Minneapolis,MN55401     		No Relationship PUBLIC General Support 48,000
    Alliance for a Just Society
    3518 S Edmunds St
    Seattle,WA98118     		No Relationship PUBLIC General Support 75,000
    Alliance For Justice
    Eleven Dupont Circle NW 2ND FL
    Washington,DC20036     		No Relationship PUBLIC General Support 25,000
    Alonzo King's LINES Ballet
    26 Seventh Street
    San Francisco,CA94103     		No Relationship PUBLIC General Support 75,000
    Alternate ROOTS
    1083 Austin Avenue
    Atlanta,GA30307     		No Relationship PUBLIC General Support 50,000
    American Association of Equine Practitioners Found
    4075 Iron Works Parkway
    Lexington,KY40511     		No Relationship PUBLIC General Support 2,500
    American Council for an Energy-Efficient Economy
    529 14th St NW STE 600
    Washington,DC20045     		No Relationship PUBLIC General Support 100,000
    American Humane Association
    1400 16th Street NW Suite 360
    Washington,DC20036     		No Relationship PUBLIC General Support 5,000
    American Prospect
    1710 Rhode Island Ave NW 12th Fl
    Washington,DC20036     		No Relationship PUBLIC General Support 5,000
    American Rivers
    1101 14th Street NW Ste 1400
    Washington,DC20005     		No Relationship PUBLIC General Support 100,000
    American Veterinary Medical Foundation
    1931 N Meacham Rd Ste 100
    Schaumburg,IL60173     		No Relationship PUBLIC General Support 5,000
    Americans for the Arts
    1000 Vermont Ave NW 6TH FL
    Washington,DC20005     		No Relationship PUBLIC General Support 50,000
    Anchorage Museum
    625 C Street
    Anchorage,AK99501     		No Relationship PUBLIC General Support 30,000
    Architecture for Humanity
    848 Folsom Street Ste 201
    San Francisco,CA94107     		No Relationship PUBLIC General Support 15,000
    Ardsley-Secor Volunteer Ambulance Corps
    PO Box 133
    Ardsley,NY10502     		No Relationship PUBLIC General Support 100
    Arizona State University Foundation
    PO Box 2260
    Tempe,AZ85280     		No Relationship PUBLIC General Support 50,000
    Art Center College of Design
    1700 Lida Street
    Pasadena,CA91103     		No Relationship PUBLIC General Support 75,000
    Artists for Humanity
    100 West 2ND Street
    Boston,MA02127     		No Relationship PUBLIC General Support 140,000
    Arts Teachers Fellowship Program
    330 MADISON AVENUE
    New York,NY10017     		No Relationship PUBLIC General Support 5,500
    AS 220
    95 Mathewson St 204
    Providence,RI02903     		No Relationship PUBLIC General Support 75,000
    Asian Arts Initiative
    1219 Vine Street
    Philadelphia,PA19107     		No Relationship PUBLIC General Support 75,000
    Aspen Institute
    One Dupont Circle NW STE 700
    Washington,DC20036     		No Relationship PUBLIC General Support 50,000
    Aspiranet
    400 Oyster Point Blvd Suite 501
    South San Francisco,CA94080     		No Relationship PUBLIC General Support 158,250
    Associated Black Charities Inc
    1114 Cathedral Street
    Baltimore,MD21201     		No Relationship PUBLIC General Support 100,000
    Assoc of Baltimore Area Grantmakers
    2 E Read Street 2nd Floor
    Baltimore,MD21202     		No Relationship PUBLIC General Support 100,000
    Atlantic Center for the Arts Inc
    1414 Art Center Avenue
    New Smyrna Beach,FL32168     		No Relationship PUBLIC General Support 50,000
    AVPA Foundation
    PO Box 3530
    Culver City,CA90231     		No Relationship PUBLIC General Support 25,000
    B Lab Company
    155 East Lancaster Ave
    Wayne,PA19087     		No Relationship PUBLIC General Support 125,000
    Baltimore School for the Arts
    712 Cathedral Street
    Baltimore,MD21210     		No Relationship PUBLIC General Support 160,000
    Baltimore's Safe and Sound Campaign
    2 East Read St 3RD FL
    Baltimore,MD21202     		No Relationship PUBLIC General Support 185,000
    BART Foundation
    PO Box 185
    Adams,MD01220     		No Relationship PUBLIC General Support 1,000
    Bates Dance Festival
    21 N Park St STe 6401
    Madison,WI53715     		No Relationship PUBLIC General Support 75,000
    Bedford Stuyvesant Restoration Corporation
    1368 Fulton St
    NEW YORK,NY11216     		No Relationship PUBLIC General Support 150,000
    Beloved Community Center of Greensboro
    417 Arlington Street
    Greensboro,NC27462     		No Relationship PUBLIC General Support 40,000
    Bend Science Station
    1027 NW Trenton Avenue
    Bend,OR97701     		No Relationship PUBLIC General Support 10,000
    Bend the Arc -Funders' Collaborative on Youth Org
    330 Seventh Avenue 19th Floor
    New York,NY10001     		No Relationship PUBLIC General Support 10,000
    Bend's Community Center
    1036 NE 5th Street
    Bend,OR97701     		No Relationship PUBLIC General Support 15,000
    Beth Chayim Chadashim
    6090 W Pico Blvd
    Los Angeles,CA90035     		No Relationship PUBLIC General Support 20,000
    Blue Green Alliance Foundation
    2828 University Ave SE Suite 200
    Minneapolis,MN55414     		No Relationship PUBLIC General Support 425,000
    Board of Regents of the University of Wisconsin
    21 N Park Street Suite 6401
    Madison,WI53715     		No Relationship PUBLIC General Support 200,000
    BoardSource
    750 9th Street NW Suite 650
    Washington,DC20001     		No Relationship PUBLIC General Support 50,000
    Boston Arts Academy Foundation
    174 Ipswich Street
    Boston,MA02215     		No Relationship PUBLIC General Support 335,000
    Boston Children's Chorus
    112 Shawmut Ave Suite 5B
    Boston,MA02118     		No Relationship PUBLIC General Support 80,000
    Boston College
    140 Commonwealth Ave
    Chestnut Hill,MA02467     		No Relationship PUBLIC General Support 2,000
    Boston University Tanglewood Institute
    855 Commonwealth Avenue
    Boston,MA02215     		No Relationship PUBLIC General Support 80,000
    Boston Youth Symphony Orchestras
    855 Commonwealth Avenue
    Boston,MA02215     		No Relationship PUBLIC General Support 75,000
    Boys and Girls Club of Martin County Indiantown
    PO Box 910
    Hobe Sound,FL33475     		No Relationship PUBLIC General Support 1,000
    Breast Cancer Fund
    1388 Sutter Street Suite 400
    San Francisco,CA94109     		No Relationship PUBLIC General Support 3,000
    Breezy Point Disaster Relief Fund
    2175 Flatbush Avenue
    Brooklyn,NY11234     		No Relationship PUBLIC General Support 1,500
    Brevard Music Center
    349 Andante Lane
    Brevard,NC28712     		No Relationship PUBLIC General Support 50,000
    Brightline Defense Project
    1028A Howard Street
    San Francisco,CA94103     		No Relationship PUBLIC General Support 85,000
    Brookings Institution
    1775 Massachusetts Ave NW
    Washington,DC20036     		No Relationship PUBLIC General Support 400,000
    Brooklyn Academy of Music
    30 Lafayette Avenue
    Brooklyn,NY11217     		No Relationship PUBLIC General Support 50,000
    Business Alliance for Local Living Economies
    PO Box 4199
    Bellingham,WA98227     		No Relationship PUBLIC General Support 100,000
    California Institute of the Arts
    24700 McBean Parkway
    Valencia,CA91355     		No Relationship PUBLIC General Support 35,000
    California Partnership for Safe Communities
    469 9th Street suite 210
    Oakland,CA94607     		No Relationship PUBLIC General Support 100,000
    California State Summer School for the Arts Found
    39 East Walnut Street 8
    Pasadena,CA91103     		No Relationship PUBLIC General Support 30,000
    Carolina Youth Development Center
    5055 Lackawanna Blvd
    North Charleston,SC29405     		No Relationship PUBLIC General Support 157,000
    Casa Valentina Inc
    2990 SW 35th Ave Ste 2
    Miami,FL33133     		No Relationship PUBLIC General Support 45,000
    CBNO-MAC Foundation
    4902 Canal Street Suite 300
    New Orleans,LA70119     		No Relationship PUBLIC General Support 60,000
    Center for Clean Air Policy
    750 First Street NE Suite 940
    Washington,DC20002     		No Relationship PUBLIC General Support 125,000
    Center for Community Progress
    421 Garland Street STE A
    Flint,MI48503     		No Relationship PUBLIC General Support 100,000
    Center for Cultural Innovation
    244 S San Pedro St Suite 401
    Los Angeles,CA90012     		No Relationship PUBLIC General Support 40,000
    Center for Earth Energy and Democracy
    216 Cecil Street SE
    Minneapolis,MN55414     		No Relationship PUBLIC General Support 102,000
    Center for Effective Philanthropy
    675 Massachusetts Ave 7th Fl
    Cambridge,MA02139     		No Relationship PUBLIC General Support 25,000
    Center for Environmental Health
    2201 Broadway Suite 302
    Oakland,CA94612     		No Relationship PUBLIC General Support 1,500
    Center for Neighborhood Technology
    2125 W North Avenue
    Chicago,IL60647     		No Relationship PUBLIC General Support 265,000
    Center for Popular Democracy
    800 Kent Avenue
    Brooklyn,NY11205     		No Relationship PUBLIC General Support 160,000
    Center for Working Families
    1133 Broadway Suite 332
    New York,NY10010     		No Relationship PUBLIC General Support 155,000
    Center of Creative Arts (COCA)
    524 Trinity Avenue
    St Louis,MO63130     		No Relationship PUBLIC General Support 75,000
    Central Oregon Community College Foundation
    2600 NW College Way
    BEND,OR97701     		No Relationship PUBLIC General Support 2,000
    Ceres Inc
    99 Chauncy St 6th Floor
    BOSTON,MA02111     		No Relationship PUBLIC General Support 150,000
    Chesapeake Climate Action Network
    PO Box 11138
    Takoma Park,MD20912     		No Relationship PUBLIC General Support 50,000
    Chewonki Foundation Inc
    485 Chewonki Neck Road
    Wiscasset,ME04578     		No Relationship PUBLIC General Support 2,500
    Chicago Children's Choir
    78 East Washington 5TH FL
    Chicago,IL60602     		No Relationship PUBLIC General Support 75,000
    Children's Institute
    711 S New Hampshire Avenue
    Los Angeles,CA90005     		No Relationship PUBLIC General Support 2,500
    Christ Church Lake Forest
    100 North Waukegan Road
    Lake Forest,IL60045     		No Relationship PUBLIC General Support 1,000
    Citizen Engagement Lab Education Fund
    2150 Allston Way Suite 360
    Berkeley,CA94704     		No Relationship PUBLIC General Support 75,000
    CitySquare
    511 N Akard Suite 302
    Dallas,TX75201     		No Relationship PUBLIC General Support 65,500
    Clean Energy Group
    50 State Street Suite 1
    Montpelier,VT05602     		No Relationship PUBLIC General Support 250,000
    Coalition to Restore Coastal Louisiana
    6160 Perkins Road Suite 225
    Baton Rouge,LA70808     		No Relationship PUBLIC General Support 235,000
    Coleman Advocates for Children and Youth
    459 Vienna Street
    San Francisco,CA94112     		No Relationship PUBLIC General Support 75,000
    College for Creative Studies
    201 East Kirby
    Detroit,MI48202     		No Relationship PUBLIC General Support 100,000
    Common Counsel Foundation
    405 Fourteenth St Suite 809
    Oakland,CA94612     		No Relationship PUBLIC General Support 15,000
    Common Market Philadelphia Inc
    428 E Erie Avenue
    Philadelphia,PA19134     		No Relationship PUBLIC General Support 150,000
    Community Design Collaborative of AIA Philadelphia
    1216 Arch Street First Floor
    Philadelphia,PA19107     		No Relationship PUBLIC General Support 40,000
    Community Food Security Coalition
    3830 SE Division
    Portland,OR97202     		No Relationship PUBLIC General Support 3,500
    Community Foundation of New Jersey
    35 Knox Hill Road
    Morristown,NJ07963     		No Relationship PUBLIC General Support 1,000
    Community Initiatives (Active Voice)
    354 Pine Street Suite 700
    San Francisco,CA94104     		No Relationship PUBLIC General Support 15,000
    Community Labor United
    6 Beacon Street Suite 910
    Boston,MA02108     		No Relationship PUBLIC General Support 75,000
    Community Law Center
    3355 Keswick Road Suite 200
    Baltimore,MD21211     		No Relationship PUBLIC General Support 10,000
    Community LIFT
    301 Washington Ave STE 303
    Memphis,TN38103     		No Relationship PUBLIC General Support 15,000
    Community MusicWorks
    1392 Westminster Street
    Providence,RI02909     		No Relationship PUBLIC General Support 75,000
    Community Partnership for Arts and Culture
    1900 Superior Ave Ste 130
    Cleveland,OH44114     		No Relationship PUBLIC General Support 40,000
    COMPAS
    75 Fifth Street West STE 304
    St Paul,MN55102     		No Relationship PUBLIC General Support 35,000
    Consultative Group on Biological Diversity
    PO Box 29361
    San Francisco,CA94129     		No Relationship PUBLIC General Support 40,000
    Cooper Union for the Advancement of Science & Art
    30 Cooper Square 8th Floor
    New York,NY10003     		No Relationship PUBLIC General Support 50,000
    Coro New York Leadership Center
    42 Broadway Suite 182735
    New York,NY10004     		No Relationship PUBLIC General Support 100,000
    Corporation for Enterprise Development
    1200 G Street NW STE 400
    Washington,DC20005     		No Relationship PUBLIC General Support 100,000
    Cowles Center for Dance and the Performing Arts
    528 Hennepin Ave
    Minneapolis,MN55403     		No Relationship PUBLIC General Support 1,000
    Creative Time
    59 East 4th Street 6th Fl
    New York,NY10003     		No Relationship PUBLIC General Support 50,000
    Culver Educational Foundation
    1300 Academy Road 153
    Culver,IN46511     		No Relationship PUBLIC General Support 2,000
    Cumberland Region Tomorrow
    511 Union Street Ste 1600
    Nashville,TN37219     		No Relationship PUBLIC General Support 150,000
    Dance Institute of Washington
    3400 14th Street NW
    Washington,DC20010     		No Relationship PUBLIC General Support 50,000
    Dance Theatre of Harlem
    466 West 152nd Street
    New York,NY10031     		No Relationship PUBLIC General Support 75,000
    Dancewave Inc
    45 Fourth Avenue
    Brooklyn,NY11217     		No Relationship PUBLIC General Support 30,000
    Dayton Ohio Habitat for Humanity
    115 W Riverview Drive
    Dayton,OH45405     		No Relationship PUBLIC General Support 1,000
    Deep Center
    PO Box 5582
    Savannah,GA31414     		No Relationship PUBLIC General Support 1,000
    Demos A Network for Ideas & Actions
    220 Fifth Ave 2nd Floor
    NEW YORK,NY10001     		No Relationship PUBLIC General Support 200,000
    Deschutes United Way
    PO Box 5969
    Bend,OR97708     		No Relationship PUBLIC General Support 3,000
    Design Corps
    2243 The Circle
    Raleigh,NC27608     		No Relationship PUBLIC General Support 80,000
    Discover Your Northwest
    164 S Jackson Street
    Seattle,WA98104     		No Relationship PUBLIC General Support 3,000
    DiscoverU - Emerge Fellowship
    PO Box 4059
    Houston,TX77210     		No Relationship PUBLIC General Support 1,500
    Discovery Green Conservancy
    1500 McKinney
    Houston,TX77010     		No Relationship PUBLIC General Support 2,500
    Downtown Dayton Partnership Corp
    10 W Second St Suite 611
    Dayton,OH45402     		No Relationship PUBLIC General Support 5,000
    DreamYard Project
    1085 Washington Ave Ground Fl
    Bronx,NY10456     		No Relationship PUBLIC General Support 75,000
    Dreyfoos School of the Arts
    501 S Sapodilla Avenue
    West Palm Beach,FL33401     		No Relationship PUBLIC General Support 60,000
    Duchesne Academy
    10202 Memorial Drive
    Houston,TX77024     		No Relationship PUBLIC General Support 2,000
    Duke University
    2200 West Main Street Ste 710
    Durham,NC27705     		No Relationship PUBLIC General Support 93,000
    East Bay Alliance for a Sustainable Economy
    1814 Franklin Street Suite 325
    Oakland,CA94612     		No Relationship PUBLIC General Support 100,000
    Eastside Arts Alliance
    PO Box 17008
    Oakland,CA94601     		No Relationship PUBLIC General Support 75,000
    Educational Resources - The Miami Valley School
    5151 Denise Drive
    Dayton,OH45429     		No Relationship PUBLIC General Support 25,000
    Ella Baker Center for Human Rights
    1970 Broadway Suite 450
    Oakland,CA94612     		No Relationship PUBLIC General Support 100,000
    Emerald Cities Collaborative Inc
    1140 Connecticut Ave NW
    Washington,DC20036     		No Relationship PUBLIC General Support 506,500
    Energy Coordinating Agency of Philadelphia
    1924 Arch Street
    Philadelphia,PA19103     		No Relationship PUBLIC General Support 125,000
    Energy Programs Consortium
    1232 31St NW
    Washington,DC20007     		No Relationship PUBLIC General Support 125,000
    Eno Center for Transportation
    1710 Rhode Island Ave NW Ste 500
    Washington,DC20036     		No Relationship PUBLIC General Support 75,000
    Environmental and Energy Study Institute
    1112 16th St NW Suite 300
    Washington,DC20036     		No Relationship PUBLIC General Support 112,500
    Episcopal Academy
    1785 Bishop White Drive
    Newtown Square,PA19073     		No Relationship PUBLIC General Support 10,000
    Equine Partners Inc
    112 E Main Street
    Hopkinton,MA01748     		No Relationship PUBLIC General Support 2,000
    Everglades Foundation
    18001 Old Cutler Rd 625
    Palmetto Bay,FL33157     		No Relationship PUBLIC General Support 1,000
    Fair Food
    1315 Walnut St Ste 532
    Philadelphia,PA19107     		No Relationship PUBLIC General Support 90,000
    Family Alternatives
    1089 SE 10th Ave
    Minneapolis,MN55414     		No Relationship PUBLIC General Support 143,000
    Family Values Work A Multi-State Consortium
    207 E Buffalo St STe 211
    Milwaukee,WI53202     		No Relationship PUBLIC General Support 100,000
    Fay-Penn Economic Development Corporation
    1040 Eberly Way Suite 200
    Lemont Furnace,PA15456     		No Relationship PUBLIC General Support 75,000
    FIERCE
    147 W 24th St 6th Floor
    New York,NY10011     		No Relationship PUBLIC General Support 100
    First Peoples Fund
    PO Box 2977
    Rapid City,SD57709     		No Relationship PUBLIC General Support 50,000
    Foundation Center
    79 Fifth Ave
    New York,NY10003     		No Relationship PUBLIC General Support 35,000
    Foundation for Louisiana
    4354 S Sherwood Forest Blvd
    Baton Rouge,LA70816     		No Relationship PUBLIC General Support 155,000
    Foundation for National ProgressMother Jones
    222 Sutter St 6th floor
    San Francisco,CA94108     		No Relationship PUBLIC General Support 100,000
    Friends of A Studio in the Woods
    13401 Patterson Road
    NEW ORLEANS,LA70131     		No Relationship PUBLIC General Support 100,000
    Friends of Alta
    P O Box 8126
    ALTA,UT84092     		No Relationship PUBLIC General Support 1,500
    Friends of Children Inc
    245 Russell Street 22
    Hadley,MA01035     		No Relationship PUBLIC General Support 6,500
    Fund for Our Economic Future
    1360 East Ninth St Suite 210
    Cleveland,OH44114     		No Relationship PUBLIC General Support 200,000
    Funders' Network for Smart Growth and Livable Comm
    1500 San Remo AvE Suite 249
    Coral Gables,FL33146     		No Relationship PUBLIC General Support 460,000
    Gamaliel Foundation (Transportation Equity Network
    221 N LaSalle 1320
    Chicago,IL60601     		No Relationship PUBLIC General Support 150,000
    German Marshall Fund of the United States
    1744 R St NW
    Washington,DC20009     		No Relationship PUBLIC General Support 200,000
    Girls on the Run of Howard County
    5520 Cedar Lane Suite A
    Columbia,MD21044     		No Relationship PUBLIC General Support 750
    Global Action Project Inc
    130 West 25th St 2C
    New York,NY10001     		No Relationship PUBLIC General Support 50,000
    Global Green USA
    2218 Main St 2ND FLOOR
    Santa Monica,CA90405     		No Relationship PUBLIC General Support 100,000
    Global Philanthropy Partnership
    1916 N Mohawk Street 7
    New York,NY10001     		No Relationship PUBLIC General Support 400,000
    Good Shepherd ServicesFoster Pride
    305 7th Avenue
    New York,NY10001     		No Relationship PUBLIC General Support 15,000
    Good Work Network
    2028 Oretha Castle Haley Blvd
    NEW ORLEANS,LA70113     		No Relationship PUBLIC General Support 85,000
    Grantmakers for Effective Organizations
    1725 DeSales St NW 404
    Washington,DC20036     		No Relationship PUBLIC General Support 20,000
    Grants Managers Network
    1101 14th Street NW
    Washington,DC20005     		No Relationship PUBLIC General Support 25,100
    Greater Baltimore Cultural Alliance
    1800 N Charles Street Ste 810
    Baltimore,MD21201     		No Relationship PUBLIC General Support 50,000
    Greater New Orleans Development Foundation
    365 Canal St Ste 2300
    NEW ORLEANS,LA70130     		No Relationship PUBLIC General Support 10,000
    Greater New Orleans Foundation
    1055 Saint Charles Ave Ste 100
    NEW ORLEANS,LA70130     		No Relationship PUBLIC General Support 100,000
    Greater Ohio Policy Center
    399 E Main Street Suite 140
    Columbus,OH43215     		No Relationship PUBLIC General Support 75,000
    Greater Twin Cities United Way
    404 South Eighth Street
    Minneapolis,MN55404     		No Relationship PUBLIC General Support 10,000
    Green For All
    1611 Telegraph Avenue Ste 600
    Oakland,CA94612     		No Relationship PUBLIC General Support 255,000
    Grist Magazine
    710 Second Ave Ste 860
    Seattle,WA98104     		No Relationship PUBLIC General Support 200,000
    Groundswell
    1850 M Street Suite 1150
    Washington,DC20036     		No Relationship PUBLIC General Support 30,000
    Groundswell Community Mural Project
    540 President Street Suite 1A
    Brooklyn,NY11215     		No Relationship PUBLIC General Support 40,000
    Harbor Conservatory for the Performing Arts
    One East 104th Street
    New York,NY10029     		No Relationship PUBLIC General Support 75,000
    Harlem School of the Arts Inc
    645 Saint Nicholas Avenue
    New York,NY10030     		No Relationship PUBLIC General Support 75,000
    Heart of Los Angeles Youth Inc
    2701 Wilshire Blvd Suite 100
    Los Angeles,CA90057     		No Relationship PUBLIC General Support 45,000
    Hedgebrook Foundation
    POB 1231
    Freeland,WA98249     		No Relationship PUBLIC General Support 5,000
    Hester Street Collaborative
    113 Hester Street
    New York,NY10002     		No Relationship PUBLIC General Support 115,000
    Highlander Research And Education Center
    1959 Highlander Way
    New Market,TN37820     		No Relationship PUBLIC General Support 75,000
    Hispanics In Philanthropy
    414 13th Street STE 200
    Oakland,CA94612     		No Relationship PUBLIC General Support 25,000
    Hopkinton Community Endowment
    77 Main St
    Hopkinton,MA01748     		No Relationship PUBLIC General Support 3,300
    Hopkinton Education Foundation
    PO Box 109
    Hopkinton,MA01748     		No Relationship PUBLIC General Support 4,200
    Hopkinton High School Athletics Boosters Club
    41 Blueberry Lane
    Hopkinton,MA01748     		No Relationship PUBLIC General Support 1,000
    Hopkinton Music Association
    PO Box 242
    Hopkinton,MA01748     		No Relationship PUBLIC General Support 1,000
    Housing Virginia Campaign Inc
    PO Box 4658
    Richmond,VA23220     		No Relationship PUBLIC General Support 75,000
    Human Rights Campaign Foundation
    1640 Rhode Island Ave NW
    Washington,DC20036     		No Relationship PUBLIC General Support 2,500
    Independent Sector
    1602 L Street NW
    Washington,DC20036     		No Relationship PUBLIC General Support 25,000
    Initiative for a Competitive Inner City
    184 Dudley St
    Roxbury,MA02119     		No Relationship PUBLIC General Support 76,000
    Inner City Advisors
    283 4th Street Suite 101
    Oakland,CA94607     		No Relationship PUBLIC General Support 125,000
    Inner-City Scholarship Fund
    1011 First Avenue STE 1400
    New York,NY11022     		No Relationship PUBLIC General Support 12,500
    Innovative Services NW
    9414 NE Fourth Plain Road
    Vancouver,WA98662     		No Relationship PUBLIC General Support 35,000
    Institute for Community Peace
    410 4th ST NE
    Washington,DC20002     		No Relationship PUBLIC General Support 94,000
    Institute for Sustainable Communities
    535 Stone Cutters Way
    Montpelier,VT05602     		No Relationship PUBLIC General Support 150,000
    Institute of Contemporary Art
    100 Northern Avenue
    Boston,MA02210     		No Relationship PUBLIC General Support 75,000
    Interise
    197 Portland Street
    Boston,MA02114     		No Relationship PUBLIC General Support 125,000
    International Center of Photography
    1114 Avenue of the Americas
    New York,NY10036     		No Relationship PUBLIC General Support 75,000
    International Community Foundation
    2505 N Avenue
    National City,CA91950     		No Relationship PUBLIC General Support 5,000
    ioby
    540 President Street 3rd Floor
    Brooklyn,NY11215     		No Relationship PUBLIC General Support 500
    ISAIAH
    2356 University Ave W Ste 405
    St Paul,MN55114     		No Relationship PUBLIC General Support 125,000
    Isidore Newman School
    1903 Jefferson Avenue
    NEW ORLEANS,LA70115     		No Relationship PUBLIC General Support 25,000
    Island Press
    2000 M Street NW Ste 650
    Washington,DC20036     		No Relationship PUBLIC General Support 25,000
    Jacob Burns Film Center
    405 Manville Road
    Pleasantville,NY10570     		No Relationship PUBLIC General Support 200
    Job Opportunities Task Force
    111 Water St Ste 201
    Baltimore,MD21202     		No Relationship PUBLIC General Support 110,000
    Jobs For The Future
    88 Broad St 8th Floor
    Boston,MA02110     		No Relationship PUBLIC General Support 225,000
    Jobs with Justice Education FundUnity
    1616 P Street NW
    Washington,DC20036     		No Relationship PUBLIC General Support 225,000
    John E Andrus Memorial Inc
    185 Old Broadway
    HastingsonHudson,NY10706     		No Relationship PUBLIC General Support 800,000
    Johns Hopkins University
    600 North Wolfe Street
    Baltimore,MD21287     		No Relationship PUBLIC General Support 40,000
    Joy Outdoor Education Center Foundation
    PO Box 157
    Clarksville,OH45113     		No Relationship PUBLIC General Support 5,000
    Julia Dyckman Andrus Memorial
    1156 North Broadway
    Yonkers,NY10701     		No Relationship PUBLIC General Support 802,500
    Juma Ventures
    131 Steuart Street Ste 201
    San Francisco,CA94105     		No Relationship PUBLIC General Support 215,000
    Just Communities Central Coast
    1528 Chapala Street Suite 308
    Santa Barbara,CA93101     		No Relationship PUBLIC General Support 100,000
    Just Detention International
    3325 Wilshire Blvd Suite 340
    Los Angeles,CA90010     		No Relationship PUBLIC General Support 5,000
    Juvenile Justice Project of Louisiana
    1600 Oretha Castle Haley Blvd
    NEW ORLEANS,LA70113     		No Relationship PUBLIC General Support 150,000
    Juxtaposition Arts
    2007 Emerson Avenue North
    Minneapolis,MN55411     		No Relationship PUBLIC General Support 50,000
    Kentucky Center Governor's School for the Arts
    501 West Main Street
    Louisville,KY40202     		No Relationship PUBLIC General Support 40,000
    Kenyon Review
    102 W Wiggin St
    Gambier,OH43050     		No Relationship PUBLIC General Support 50,000
    Kidsave International
    100 Corporate Pointe
    Culver City,CA90230     		No Relationship PUBLIC General Support 45,000
    Knotts Family Agency
    1505 W Highland Ave
    San Bernardino,CA92411     		No Relationship PUBLIC General Support 101,750
    LA Gay & Lesbian Center
    1625 N Schrader Blvd
    Los Angeles,CA90028     		No Relationship PUBLIC General Support 130,000
    La Pine Park and Recreation Foundation
    PO Box 664
    La Pine,OR97739     		No Relationship PUBLIC General Support 5,000
    Latino Donor Collaborative
    11380 Prosperity Farms Rd Ste 22
    Palm Beach Gardens,FL33410     		No Relationship PUBLIC General Support 12,500
    Leadership Center for the Common Good
    11 Dupont Circle Suite 240
    Washington,DC20036     		No Relationship PUBLIC General Support 75,000
    Legal Aid Justice Center -- Immigrant Advocacy
    1000 Preston Ave Suite A
    Charlottesville,VA22903     		No Relationship PUBLIC General Support 95,000
    Let's Get Ready
    89 South Street Suite 401
    Boston,MA02111     		No Relationship PUBLIC General Support 2,500
    Literacy Volunteers of Lake County
    128 N County St
    Waukegan,IL60085     		No Relationship PUBLIC General Support 1,000
    Livable Communities Coalition of Metro Atlanta
    10 Peachtree Place
    Atlanta,GA30309     		No Relationship PUBLIC General Support 150,000
    Living Cities
    1040 Avenue of the Americas Fl 17
    New York,NY10018     		No Relationship PUBLIC General Support 210,000
    Local Initiatives Supp Corp National Headqtrs
    501 7th Avenue 7th Floor
    New York,NY10018     		No Relationship PUBLIC General Support 150,000
    Los Angeles Alliance for a New Economy
    464 Lucas Ave Suite 202
    Los Angeles,CA90017     		No Relationship PUBLIC General Support 400,000
    Los Cenzontles Mexican Arts Center
    13108 San Pablo Avenue
    San Pablo,CA94805     		No Relationship PUBLIC General Support 50,000
    Lower Manhattan Cultural Council
    125 Maiden Lane
    New York,NY10038     		No Relationship PUBLIC General Support 115,000
    Maine Indian Tribal-State Commission
    PO Box 241
    Stillwater,ME04489     		No Relationship PUBLIC General Support 231,500
    Make the Road New York
    301 Grove Street
    Brooklyn,NY11237     		No Relationship PUBLIC General Support 319,500
    Manchester Craftsmen's Guild
    1815 Metropolitan Street
    Pittsburgh,PA15233     		No Relationship PUBLIC General Support 80,000
    Manufacturing Renaissance
    3411 West Diversey Ave Ste 10
    Chicago,IL60647     		No Relationship PUBLIC General Support 150,000
    MAPP International Productions Inc
    140 Second Avenue
    New York,NY10003     		No Relationship PUBLIC General Support 50,000
    Marlborough School
    250 South Rossmore Ave
    Los Angeles,CA90004     		No Relationship PUBLIC General Support 15,000
    Marwen Foundation
    833 N Orleans Street
    Chicago,IL60610     		No Relationship PUBLIC General Support 125,000
    Maryland Institute College of Art
    1300 W Mt Royal Avenue
    Baltimore,MD21217     		No Relationship PUBLIC General Support 270,000
    Massachusetts Audubon Society
    208 South Great Road
    Lincoln,MA01773     		No Relationship PUBLIC General Support 1,000
    Massachusetts College of Art and Design
    621 Huntington Avenue
    Boston,MA02115     		No Relationship PUBLIC General Support 75,000
    Massachusetts Institute of Technology
    77 Massachusetts Ave
    Cambridge,MA02139     		No Relationship PUBLIC General Support 15,000
    Mayor's Fund to Advance New York City
    253 Broadway 14th Floor
    New York,NY10007     		No Relationship PUBLIC General Support 75,000
    McColl Center for Visual Art
    721 N Tryon Street
    Charlotte,NC28202     		No Relationship PUBLIC General Support 50,000
    Meridian Institute
    105 Village Place
    Dillon,CO80435     		No Relationship PUBLIC General Support 125,000
    Metropolitan Development Foundation of Central NY
    109 South Warren Street
    Syracuse,NY13202     		No Relationship PUBLIC General Support 100,000
    Michael Carter Lisnow Respite Center
    112 Main Street
    Hopkinton,MA01748     		No Relationship PUBLIC General Support 5,000
    Michigan Roundtable for Diversity and Inclusion
    3031 W Grand Boulevard
    Detroit,MI48202     		No Relationship PUBLIC General Support 133,000
    Michigan State University
    784 Wilson Rd Rm F130
    East Lansing,MI48824     		No Relationship PUBLIC General Support 5,000
    Mid-South Peace & Justice Center
    3573 Southern Ave
    Memphis,TN38111     		No Relationship PUBLIC General Support 95,000
    Mill Street Loft
    45 Pershing Ave
    Poughkeepsie,NY12601     		No Relationship PUBLIC General Support 40,000
    Minneapolis Institute of Arts
    2400 Third Avenue South
    Minneapolis,MN55404     		No Relationship PUBLIC General Support 12,000
    Minority and Women Educational Labor Agency
    3445 Butler Street
    Pittsburgh,PA15201     		No Relationship PUBLIC General Support 100,000
    Monterey Jazz Festival
    PO Box JAZZ
    Monterey,CA93942     		No Relationship PUBLIC General Support 112,500
    Morris Animal Foundation
    10200 East Girard Ave B430
    Denver,CO80231     		No Relationship PUBLIC General Support 4,000
    Mountain Association for Community Economic Deve
    433 Chestnut Street
    Berea,KY40403     		No Relationship PUBLIC General Support 150,000
    Movement Strategy Center
    436 14th St 5th floor
    Oakland,CA94612     		No Relationship PUBLIC General Support 25,000
    Musical Arts Association-Cleveland Orchestra
    11001 Euclid Avenue
    Cleveland,OH44106     		No Relationship PUBLIC General Support 50,000
    National Association for Latino Community Asset
    1313 Guadalupe Street Ste 203
    San Antonio,TX78207     		No Relationship PUBLIC General Support 100,000
    National Association of Latino Arts & Culture
    1208 Buena Vista
    San Antonio,TX78207     		No Relationship PUBLIC General Support 50,000
    National Audubon Society (Audubon Vermont)
    700 Broadway
    New York,NY10003     		No Relationship PUBLIC General Support 5,000
    National Center for Family Philanthropy
    1818 N Street NW Suite 300
    Washington,DC20036     		No Relationship PUBLIC General Support 1,000
    National Committee for Responsive Philanthropy
    1331 H Street NW Suite 200
    Washington,DC20036     		No Relationship PUBLIC General Support 50,000
    National Council Of La Raza
    1126 16th Street NW
    Washington,DC20036     		No Relationship PUBLIC General Support 1,000
    National Domestic Workers Alliance
    330 Seventh Ave
    New York,NY10001     		No Relationship PUBLIC General Support 235,000
    National Employment Law Project
    75 Maiden Lane Suite 601
    New York,NY10038     		No Relationship PUBLIC General Support 150,000
    National Housing Institute
    60 South Fullerton Ave Ste 202
    Montclair,NJ07042     		No Relationship PUBLIC General Support 15,000
    National Multiple Sclerosis Society
    PO Box 845945
    Boston,MA02284     		No Relationship PUBLIC General Support 1,000
    National Parks Conservation Association
    777 6th Street NW Ste 700
    Washington,DC20001     		No Relationship PUBLIC General Support 8,000
    National Skills Coalition
    1730 Rhode Island Ave NW Ste 712
    Washington,DC20036     		No Relationship PUBLIC General Support 200,000
    Natural Resources Defense Council
    40 West 20th Street
    New York,NY10011     		No Relationship PUBLIC General Support 250,000
    Nature Conservancy - Minnesota Chapter
    1101 West River PKWy Ste 200
    Minneapolis,NY55414     		No Relationship PUBLIC General Support 1,000
    Neighborhood Funders Group
    1201 Connecticut Ave NW
    Washington,DC20036     		No Relationship PUBLIC General Support 20,000
    Neighborhoods Partnership Network
    4902 Canal St Suite 301
    New Orleans,LA70119     		No Relationship PUBLIC General Support 100,000
    NeighborImpact (One Night Shelter Count)
    2303 SW 1st Street
    Redmond,OR97756     		No Relationship PUBLIC General Support 2,000
    New England Foundation for the Arts Inc
    145 Tremont Street 7th floor
    Boston,MA02111     		No Relationship PUBLIC General Support 15,000
    New Orleans Business Alliance
    935 Gravier Street Ste 2020
    New Orleans,LA70112     		No Relationship PUBLIC General Support 100,000
    New Orleans Workers' Center for Racial Justice
    217 North Prieur Street
    New Orleans,LA70112     		No Relationship PUBLIC General Support 125,000
    New Transitions Inc
    698 Cheyenne Blvd
    Nashville,TN37115     		No Relationship PUBLIC General Support 35,000
    New Venture Fund
    1201 Connecticut Ave NW Ste 300
    Washington,DC20036     		No Relationship PUBLIC General Support 200,000
    New York City Energy Efficiency Corporation
    110 William Street
    New York,NY10038     		No Relationship PUBLIC General Support 50,000
    New York Community Trust
    909 Third Avenue 22nd Fl
    New York,NY10022     		No Relationship PUBLIC General Support 175,000
    New York Immigration Coalition
    137139 West 25th St 12th Fl
    New York,NY10001     		No Relationship PUBLIC General Support 100
    NYU - Robert Wagner Graduate School of Public Serv
    295 Lafayette Street 2nd Fl
    New York,NY10012     		No Relationship PUBLIC General Support 3,000
    New York Youth Symphony
    110 W 40th Street Ste 1503
    New York,NY10018     		No Relationship PUBLIC General Support 60,000
    Next City
    1315 Walnut Street Suite 926
    Philadelphia,PA19107     		No Relationship PUBLIC General Support 150,000
    Nexus Community Partners
    2314 University Ave Suite 18
    St Paul,MN55114     		No Relationship PUBLIC General Support 100,000
    NOCCA Institute
    2800 Chartres Street
    New Orleans,LA70117     		No Relationship PUBLIC General Support 100,000
    Nonprofit Finance Fund (ArtPlace)
    70 West 36th Street Fl 11
    New York,NY10018     		No Relationship PUBLIC General Support 500,000
    North Shore Animal League
    25 Davis Avenue
    Port Washington,NY11050     		No Relationship PUBLIC General Support 100
    North Star Fund
    520 Eighth Avenue Ste 2203
    New York,NY10018     		No Relationship PUBLIC General Support 15,000
    Northwest Atlantic Marine Alliance
    PO Box 7066
    Gloucester,MA01930     		No Relationship PUBLIC General Support 84,250
    Northwestern University
    2020 Ridge Avenue 4th Fl
    Evanston,IL60208     		No Relationship PUBLIC General Support 10,000
    Oakland Baptist Church
    3408 King Street
    Alexandria,VA22302     		No Relationship PUBLIC General Support 2,500
    Oberlin Dance Collective
    351 Shotwell St
    San Francisco,CA94110     		No Relationship PUBLIC General Support 35,000
    On The Move
    780 Lincoln Avenue
    Napa,CA94558     		No Relationship PUBLIC General Support 69,500
    One Economy Corporation
    1220 19th Street NW
    Washington,DC20036     		No Relationship PUBLIC General Support 64,500
    One Fund Boston Inc
    18 Tremont St Suite 330
    Boston,MA02108     		No Relationship PUBLIC General Support 1,000
    Opa-locka Community Development Corporation Inc
    490 Opalocka Boulevard Ste 20
    Opalocka,FL33054     		No Relationship PUBLIC General Support 100,000
    Orion Society
    187 Main Street
    Great Barrington,MA01230     		No Relationship PUBLIC General Support 72,750
    Partnership for Working Families
    1825 K Street NW Ste 210
    Washington,DC20006     		No Relationship PUBLIC General Support 200,000
    Passage Theatre Company Inc
    PO Box 967
    Trenton,NJ08505     		No Relationship PUBLIC General Support 10,000
    Penumbra Theatre Company
    270 North Kent Street
    Saint Paul,MD55102     		No Relationship PUBLIC General Support 60,000
    People Animals Love
    4900 Massachusetts Ave NW Ste 330
    Washington,DC20016     		No Relationship PUBLIC General Support 1,000
    People United for Sustainable Housing Inc
    271 Grant Street
    Buffalo,NY14213     		No Relationship PUBLIC General Support 22,000
    PERI Support Fund Inc
    418 N Pleasant Street
    Amherst,MA01002     		No Relationship PUBLIC General Support 15,000
    Philadelphia Mural Arts Advocates
    172729 Mt Vernon Street
    Philadelphia,PA19130     		No Relationship PUBLIC General Support 160,000
    Philanthropy New York
    79 Fifth Avenue
    New York,NY10003     		No Relationship PUBLIC General Support 23,000
    Planned Parenthood of Minnesota ND SD
    671 Vandalia St
    Saint Paul,MN55114     		No Relationship PUBLIC General Support 5,000
    Planned Parenthood of Northern New England
    128 Lakeside Avenue Ste 301
    Burlington,VT05401     		No Relationship PUBLIC General Support 10,000
    PolicyLink
    1438 Webster St
    Oakland,CA94612     		No Relationship PUBLIC General Support 150,000
    Portland Sustainability Institute
    1223 SW Washington Street
    Portland,OR97205     		No Relationship PUBLIC General Support 25,000
    Positive Futures Network (YES)
    284 Madrona Way NE Ste 116
    Bainbridge Island,WA98110     		No Relationship PUBLIC General Support 75,000
    Possibility Project
    104 W 27th Street
    New York,NY10001     		No Relationship PUBLIC General Support 100,000
    Pratt Institute
    200 Willoughby Avenue
    Brooklyn,NY11205     		No Relationship PUBLIC General Support 115,000
    Progressive Technology Project
    PO Box 303190
    Austin,TX78703     		No Relationship PUBLIC General Support 25,000
    PTA Texas Congress (Harvard Elementary PTA)
    810 Harvard Street
    Houston,TX77007     		No Relationship PUBLIC General Support 1,500
    Public Advocates
    131 Steuart Street Ste 300
    San Francisco,CA94105     		No Relationship PUBLIC General Support 130,000
    Public Health Solutions
    40 Worth Street 5th Floor
    New York,NY10013     		No Relationship PUBLIC General Support 150,000
    Queens Council on the Arts
    3711 35th Avenue
    Astoria,NY11101     		No Relationship PUBLIC General Support 40,000
    Queens Museum of Art
    Flushing Meadows Corona Park
    Queens,NY11368     		No Relationship PUBLIC General Support 150,000
    Rebuild Foundation
    6918 South Dorchester Ave
    Chicago,IL60637     		No Relationship PUBLIC General Support 115,000
    Reconnecting America
    1707 L St NW
    Washington,DC20036     		No Relationship PUBLIC General Support 677,500
    Rector & Visitors of the University of Virginia
    PO Box 400807
    Charlottesville,VA22904     		No Relationship PUBLIC General Support 35,000
    Reel Works Teen Filmmaking
    540 President Street Ste 2F
    Brooklyn,NY11215     		No Relationship PUBLIC General Support 40,000
    Regeneration Project
    369 Pine St Suite 700
    San Francisco,CA94104     		No Relationship PUBLIC General Support 100,000
    Regents of the University of California
    2028 Academic Surge
    Davis,CA95616     		No Relationship PUBLIC General Support 16,500
    Regis School of the Sacred Heart
    7330 Westview Dr
    Houston,TX77055     		No Relationship PUBLIC General Support 1,000
    Research Foundation of the City University of NY
    230 West 41st St
    New York,NY10036     		No Relationship PUBLIC General Support 34,000
    Restaurant Opportunities Center of New York
    275 Seventh Avenue Ste 1703
    New York,NY10001     		No Relationship PUBLIC General Support 75,000
    Restaurant Opportunities Centers United
    350 Seventh Ave Suite 1504
    New York,NY10001     		No Relationship PUBLIC General Support 125,000
    Rhode Island School of Design
    2 College Street
    Providence,RI02903     		No Relationship PUBLIC General Support 80,000
    Rising Tide Capital
    334 Martin Luther King Dr
    Jersey City,NJ07305     		No Relationship PUBLIC General Support 125,000
    Roberts Enterprise Development Fund
    221 Main Street Suite 1550
    San Francisco,CA94105     		No Relationship PUBLIC General Support 100,000
    Rockefeller Family Fund (RE-AMP)
    475 Riverside Drive Ste 900
    New York,NY10115     		No Relationship PUBLIC General Support 200,000
    Rockefeller Philanthropy Advisors
    6 W 48th St 10th Floor
    New York,NY10036     		No Relationship PUBLIC General Support 125,000
    Rockwood Leadership Program
    426 17th Street Ste 400
    Oakland,CA94612     		No Relationship PUBLIC General Support 75,000
    Ruth Ellis Center
    77 Victor Street
    Highland Park,MI48203     		No Relationship PUBLIC General Support 20,000
    Saint John's Health Center Foundation
    2121 Santa Monica Blvd
    Santa Monica,CA90404     		No Relationship PUBLIC General Support 10,000
    Saint Paul Foundation
    101 Fifth Street East Ste 2400
    Saint Paul,MN55101     		No Relationship PUBLIC General Support 100,000
    San Diego State University Research Foundation
    5250 Campanile Drive
    San Francisco,CA92182     		No Relationship PUBLIC General Support 60,000
    San Francisco Foundation
    225 Bush Street Suite 500
    San Francisco,CA94014     		No Relationship PUBLIC General Support 200,000
    San Francisco Jazz Organization
    201 Franklin Street
    San Francisco,CA94102     		No Relationship PUBLIC General Support 25,000
    San Francisco Symphony
    Davies Symphony Hall
    San Francisco,CA94102     		No Relationship PUBLIC General Support 50,000
    SAY Si (San Antonio Youth Yes)
    1518 S Alamo
    San Antonio,TX78204     		No Relationship PUBLIC General Support 30,000
    SCO Family of Services (Center for Family Life)
    1 Alexander Place
    Glen Cove,NY11542     		No Relationship PUBLIC General Support 75,000
    Si Se Puede Foundation
    PO BOX 1929
    Chandler,AZ85244     		No Relationship PUBLIC General Support 1,000
    Ski Gull Inc
    PO Box 612
    Nisswa,MN56468     		No Relationship PUBLIC General Support 1,000
    Smart Growth America
    1707 L Street NW
    Washington,DC20036     		No Relationship PUBLIC General Support 435,000
    Smart Growth America's Leadership Institute
    1707 L St NW Suite 1050
    Washington,DC20036     		No Relationship PUBLIC General Support 150,000
    Smithsonian Institution
    PO Box 37012
    Washington,DC20013     		No Relationship PUBLIC General Support 5,000
    Social Enterprise Alliance
    4737 County Road 101 311
    Minnetonka,MN55345     		No Relationship PUBLIC General Support 140,000
    Society of the Four Arts
    2 Four Arts Plaza
    Palm Beach,FL33480     		No Relationship PUBLIC General Support 500
    Solar Richmond
    2730 Maine Avenue
    Richmond,CA94804     		No Relationship PUBLIC General Support 85,000
    Southern Environmental Law Center
    201 West Main Street Ste 14
    Charlottesville,VA22902     		No Relationship PUBLIC General Support 100,000
    Spectrum Designs Foundation
    416 Main Street
    Port Washington,NY11050     		No Relationship PUBLIC General Support 750
    Sphinx Organization
    400 Renaissance Center
    Detroit,MI48243     		No Relationship PUBLIC General Support 90,000
    Spitfire Strategies
    1800 M Street NW Ste 300 North
    Washington,DC20036     		No Relationship Non-charity General Support 280,000
    Springboard for the Arts
    308 Prince St Suite 270
    Saint Paul,MN55101     		No Relationship PUBLIC General Support 180,000
    St Mary's RC Church
    1300 Northern Boulevard
    Manhasset,NY11030     		No Relationship PUBLIC General Support 17,500
    Station North Arts & Entertainment Inc
    1800 N Charles Street
    Baltimore,MD21201     		No Relationship PUBLIC General Support 25,000
    STREB Inc
    51 North 1st Street
    Brooklyn,NY11211     		No Relationship PUBLIC General Support 75,000
    Studio Museum in Harlem
    144 West 125th Street
    New York,NY10027     		No Relationship PUBLIC General Support 50,000
    Sustainable Business Education Initiative Inc
    1617 JFK Blvd Suite 1855
    Philadelphia,PA19103     		No Relationship PUBLIC General Support 150,000
    Sustainable Community Development Group
    PO Box 15395
    Washington,DC20018     		No Relationship PUBLIC General Support 40,000
    Taxpayers for Common Sense
    651 Pennsylvania Ave SE
    Washington,DC20003     		No Relationship PUBLIC General Support 100,000
    Teach for America
    315 W 36th Street 7th Floor
    New York,NY10018     		No Relationship PUBLIC General Support 15,000
    Teach for America Houston
    2 Greenway Plaza Suite 500
    Houston,TX77046     		No Relationship PUBLIC General Support 1,000
    Texas Civic Engagement Table
    503A Walsh Street
    Austin,TX78703     		No Relationship PUBLIC General Support 2,500
    Texas Organizing Project Education Fund
    PO Box 120296
    San Antonio,TX78212     		No Relationship PUBLIC General Support 2,500
    The Attic Youth Center
    255 South 16th Street
    Philadelphia,PA19102     		No Relationship PUBLIC General Support 30,000
    The College of New Jersey Foundation
    PO Box 7718
    Ewing,NJ08628     		No Relationship PUBLIC General Support 325,000
    The Foundry Theatre
    140142 Second Ave Ste 405
    New York,NY10003     		No Relationship PUBLIC General Support 70,000
    The Lens
    1025 S Jefferson Davis PKWY
    New Orleans,LA70125     		No Relationship PUBLIC General Support 75,000
    The Mockingbird Society
    2100 24th Ave S Suite 240
    Seattle,WA98144     		No Relationship PUBLIC General Support 60,000
    The New School
    66 West 12th Street
    New York,NY10011     		No Relationship PUBLIC General Support 50,000
    The Praxis Project
    7731 Alaska Avenue NW
    Washington,DC20012     		No Relationship PUBLIC General Support 75,000
    The Reinvestment Fund
    1700 Market Street
    Philadelphia,PA19103     		No Relationship PUBLIC General Support 200,000
    The University of Chicago
    5801 S Ellis Ave Ste 109
    Chicago,IL60637     		No Relationship PUBLIC General Support 100,000
    The Wooden Floor
    1810 North Main Street
    Santa Ana,CA92706     		No Relationship PUBLIC General Support 100,000
    Thelonious Monk Institute of Jazz
    5225 Wisconsin Avenue NW
    Washington,DC20015     		No Relationship PUBLIC General Support 75,000
    Tides Center-Opportunity Agenda
    1014 Torney Avenue
    San Francisco,CA94129     		No Relationship PUBLIC General Support 145,000
    Tides Foundation
    PO Box 29903
    San Francisco,CA94129     		No Relationship PUBLIC General Support 40,000
    TransForm
    436 14th Street Suite 600
    Oakland,CA94612     		No Relationship PUBLIC General Support 125,000
    Transnational Institute for Grassroots Research
    900 Alice Street 400
    Oakland,CA94607     		No Relationship PUBLIC General Support 75,000
    Trevor Project
    9056 Santa Monica Blvd Ste 208
    West Hollywood,CA90069     		No Relationship PUBLIC General Support 500
    Trinity Play Group
    2212 Spruce Street
    Philadelphia,PA19103     		No Relationship PUBLIC General Support 1,000
    Trustees of the University of Pennsylvania
    3620 Locust Walk
    Philadelphia,PA19104     		No Relationship PUBLIC General Support 6,000
    Tulane University (Tulane City Center)
    6823 St Charles Avenue
    New Orleans,LA70118     		No Relationship PUBLIC General Support 120,000
    Turn 2 Foundation
    215 Park Avenue South Ste 1905
    New York,NY10003     		No Relationship PUBLIC General Support 5,000
    Union of Minority Neighborhoods
    42 Seaverns Ave
    Boston,MA02130     		No Relationship PUBLIC General Support 130,000
    United Church of Strafford
    PO Box 124
    Strafford,VT05072     		No Relationship PUBLIC General Support 10,000
    University of California at Berkeley
    F602 Haas School 6105
    Berkeley,CA94720     		No Relationship PUBLIC General Support 15,000
    University of Detroit Mercy
    4001 W McNichols Rd
    Detroit,MI48221     		No Relationship PUBLIC General Support 50,000
    University of Maine System
    96 Falmouth Street Box 9300
    Portland,ME04104     		No Relationship PUBLIC General Support 151,000
    University of Maryland Foundation
    3300 Metzerott Road
    Adelphi,MD20783     		No Relationship PUBLIC General Support 200,000
    University of Minnesota Foundation
    1985 Buford Avenue
    Saint Paul,MN55108     		No Relationship PUBLIC General Support 15,000
    University of New Mexico School of Architecture
    1 University of New Mexico
    Albuquerque,NM87131     		No Relationship PUBLIC General Support 70,000
    University of North Carolina at Greensboro
    PO Box 26170
    Greensboro,NC27402     		No Relationship PUBLIC General Support 2,500
    University of Southern California
    950 W Jefferson Blvd JEF 102
    Los Angeles,CA90089     		No Relationship PUBLIC General Support 15,000
    University of St Thomas
    2115 Summit Avenue
    Saint Paul,MN55105     		No Relationship PUBLIC General Support 51,000
    University of the Arts
    320 S Broad Street
    Philadelphia,PA19102     		No Relationship PUBLIC General Support 120,000
    Urban Habitat
    1212 Broadway Suite 500
    Oakland,CA94612     		No Relationship PUBLIC General Support 125,000
    Urban Homesteading Assistance Board
    120 Wall Street 20th Floor
    New York,NY10005     		No Relationship PUBLIC General Support 50,000
    Urban Innovation21
    1901 Centre Avenue Ste 300
    Pittsburgh,PA15219     		No Relationship PUBLIC General Support 100,000
    Urban Justice Center
    123 William Street
    New York,NY10038     		No Relationship PUBLIC General Support 71,000
    Urban Ventures Leadership Foundation
    3041 Fourth Avenue South
    Minneapolis,MN55408     		No Relationship PUBLIC General Support 750
    Vera Institute of Justice
    233 Broadway
    New York,NY10279     		No Relationship PUBLIC General Support 300
    Verde
    6899 NE Columbia Blvd Ste A
    Portland,OR97218     		No Relationship PUBLIC General Support 200,000
    Vermont Community Foundation
    PO Box 30
    Middlebury,VT05753     		No Relationship PUBLIC General Support 2,500
    Vermont Public Radio
    365 Troy Avenue
    Colchester,VT05446     		No Relationship PUBLIC General Support 5,000
    Virginia Arts Festival Inc
    440 Bank Street
    Norfolk,VA23510     		No Relationship PUBLIC General Support 50,000
    Walden Family Services Foundation Inc
    6150 Mission Gorge Rd Ste 210
    San Diego,CA92120     		No Relationship PUBLIC General Support 30,000
    Walker Art Center
    1750 Hennepin Avenue
    Minneapolis,MN55403     		No Relationship PUBLIC General Support 125,000
    Westside Family Health Center
    1711 Ocean Park Boulevard
    Santa Monica,CA90405     		No Relationship PUBLIC General Support 1,500
    WFUV - Fordham University
    Membership Dept
    Bronx,NY10458     		No Relationship PUBLIC General Support 100
    Whitney Museum of American Art
    945 Madison Avenue
    New York,NY10021     		No Relationship PUBLIC General Support 40,000
    Winrock International
    2101 River Front Drive
    Little Rock,AR72202     		No Relationship PUBLIC General Support 192,500
    Women's Foundation of California
    340 Pine Street Ste 302
    San Francisco,CA94104     		No Relationship PUBLIC General Support 15,000
    Women's Voices for the Earth
    PO Box 8743
    Missoula,MT59807     		No Relationship PUBLIC General Support 100
    Woodland Park Zoological Society
    601 North 59th Street
    Seattle,WA98103     		No Relationship PUBLIC General Support 40,000
    Working Classroom
    423 Atlantic SW
    Albuquerque,NM87102     		No Relationship PUBLIC General Support 50,000
    Yale University
    PO Box 208047
    New Haven,CT06520     		No Relationship PUBLIC General Support 75,000
    Yerba Buena Center for the Arts
    701 Mission Street
    San Francisco,CA94103     		No Relationship PUBLIC General Support 50,000
    YMCA of Ashland
    540 YMCA Way
    Ashland,OR97520     		No Relationship PUBLIC General Support 1,500
    YMCA of Metropolitan Minneapolis
    30 S Ninth Street
    Minneapolis,MN55402     		No Relationship PUBLIC General Support 100,000
    Young Nation
    9232 Falcon
    Detroit,MI48209     		No Relationship PUBLIC General Support 20,000
    Youth Business Initiative
    1420 N Street NW Ste 102
    Washington,DC20005     		No Relationship PUBLIC General Support 85,000
    Youth Speaks
    1663 Mission Street Ste 604
    San Francisco,CA94103     		No Relationship PUBLIC General Support 75,000
    Zumix
    260 Sumner Street
    East Boston,MA02128     		No Relationship PUBLIC General Support 80,000
    Total .................................bullet 3a 34,643,450
    bApproved for future payment
    African Development Center of Minnesota
    1931 S 5th St
    Minneapolis,MN55454     		No Relationship PUBLIC General Support 100,000
    Alliance for a Greater New York
    50 Broadway
    New York,NY10004     		No Relationship PUBLIC General Support 100,000
    American Council for an Energy-Efficient Economy
    529 14th St NW STE 600
    Washington,DC20045     		No Relationship PUBLIC General Support 100,000
    American Rivers
    1101 14th Street NW Ste 1400
    Washington,DC20005     		No Relationship PUBLIC General Support 100,000
    Anchorage Museum
    625 C Street
    Anchorage,AK99501     		No Relationship PUBLIC General Support 30,000
    Asian American Writers' Workshop
    110-112 W 27 St Ste 600
    New York,NY10001     		No Relationship PUBLIC General Support 50,000
    Aspiranet
    400 Oyster Point Blvd Suite 501
    South San Francisco,CA94080     		No Relationship PUBLIC General Support 160,000
    Assoc of Baltimore Area Grantmakers
    2 E Read Street 2nd Floor
    Baltimore,MD21202     		No Relationship PUBLIC General Support 100,000
    B Lab Company
    155 East Lancaster Ave
    Wayne,PA19087     		No Relationship PUBLIC General Support 145,000
    Bates Dance Festival
    21 N Park St STe 6401
    Madison,WI53715     		No Relationship PUBLIC General Support 75,000
    Beloved Community Center of Greensboro
    417 Arlington Street
    Greensboro,NC27462     		No Relationship PUBLIC General Support 195,000
    Board of Regents of the Uni of Wisconsin
    21 N Park Street Suite 6401
    Madison,WI53715     		No Relationship PUBLIC General Support 200,000
    Boston Arts Academy Foundation
    174 Ipswich Street
    Boston,MA02215     		No Relationship PUBLIC General Support 330,000
    Boston Center for the Arts
    539 Tremont St
    Boston,MA02116     		No Relationship PUBLIC General Support 15,000
    Brevard Music Center
    349 Andante Lane
    Brevard,NC28712     		No Relationship PUBLIC General Support 50,000
    Brightline Defense Project
    1028A Howard Street
    San Francisco,CA94103     		No Relationship PUBLIC General Support 100,000
    Brookings Institution
    1775 Massachusetts Ave NW
    Washington,DC20036     		No Relationship PUBLIC General Support 800,000
    California Partnership for Safe Communities
    469 9th Street suite 210
    Oakland,CA94607     		No Relationship PUBLIC General Support 100,000
    California State Summer School for the Arts
    39 East Walnut Street 8
    Pasadena,CA91103     		No Relationship PUBLIC General Support 30,000
    Capitol Region Education Council Foundation
    111 Charter Oak Ave
    HARTFORD,CT06106     		No Relationship PUBLIC General Support 75,000
    Carolina Youth Development Center
    5055 Lackawanna Blvd
    North Charleston,SC29405     		No Relationship PUBLIC General Support 60,000
    Center for Neighborhood Technology
    2125 W North Avenue
    Chicago,IL60647     		No Relationship PUBLIC General Support 250,000
    Chicago Children's Choir
    78 East Washington 5TH FL
    Chicago,IL60602     		No Relationship PUBLIC General Support 75,000
    Chicago Youth Symphony Orchestras
    410 S Michigan Avenue Suite 833
    Chicago,IL60605     		No Relationship PUBLIC General Support 80,000
    Citizen Engagement Lab Education Fund
    2150 Allston Way Suite 360
    Berkeley,CA94704     		No Relationship PUBLIC General Support 50,000
    CitySquare
    511 N Akard Suite 302
    Dallas,TX75201     		No Relationship PUBLIC General Support 32,700
    Clean Energy Group
    50 State Street Suite 1
    Montpelier,VT05602     		No Relationship PUBLIC General Support 100,000
    Common Market Philadelphia Inc
    428 E Erie Avenue
    Philadelphia,PA19134     		No Relationship PUBLIC General Support 150,000
    Cooper Union for the Adv of Science & Arts
    30 Cooper Square 8th Floor
    New York,NY10003     		No Relationship PUBLIC General Support 50,000
    Corporation for Enterprise Development
    1200 G Street NW STE 400
    Washington,DC20005     		No Relationship PUBLIC General Support 200,000
    Council on CompetitivenessFutureWorks
    1500 K Street NW Ste 850
    Washington,DC20005     		No Relationship PUBLIC General Support 100,000
    Dance Institute of Washington
    3400 14th Street NW
    Washington,DC20010     		No Relationship PUBLIC General Support 50,000
    Dancewave Inc
    45 Fourth Avenue
    Brooklyn,NY11217     		No Relationship PUBLIC General Support 30,000
    DreamYard Project
    1085 Washington Ave Ground Fl
    Bronx,NY10456     		No Relationship PUBLIC General Support 75,000
    Dreyfoos School of the Arts
    501 S Sapodilla Avenue
    West Palm Beach,FL33401     		No Relationship PUBLIC General Support 60,000
    Duke University
    2200 West Main Street Ste 710
    Durham,NC27705     		No Relationship PUBLIC General Support 85,000
    Efforts of Grace Inc
    1712 Oretha Castle Haley Blvd
    NEW ORLEANS,LA70113     		No Relationship PUBLIC General Support 100,000
    Ellington FundDuke Ellington School
    3500 R Street NW
    Washington,DC20007     		No Relationship PUBLIC General Support 75,000
    Emerald Cities Collaborative Inc
    1140 Connecticut Ave NW
    Washington,DC20036     		No Relationship PUBLIC General Support 505,000
    Energy Coordinating Agency of Philadelphia
    1924 Arch Street
    Philadelphia,PA19103     		No Relationship PUBLIC General Support 125,000
    Eno Center for Transportation
    1710 Rhode Island Ave NW Ste 500
    Washington,DC20036     		No Relationship PUBLIC General Support 90,000
    Enterprise Community Partners-New York
    50 Hurt Plaza SE 980
    Atlanta,GA30303     		No Relationship PUBLIC General Support 25,000
    Environmental Law & Policy Ctr of the Midwest
    35 EAST WACKER DRIVE SUITE 1600
    Chicago,IL60601     		No Relationship PUBLIC General Support 100,000
    Family Alternatives
    1089 SE 10th Ave
    Minneapolis,MN55414     		No Relationship PUBLIC General Support 140,000
    Foundation for Louisiana
    4354 S Sherwood Forest Blvd
    Baton Rouge,LA70816     		No Relationship PUBLIC General Support 125,000
    Funders' Network for Smart Growth and Livable Comm
    1500 San Remo AvE Suite 249
    Coral Gables,FL33146     		No Relationship PUBLIC General Support 460,000
    Georgetown University
    37th O Streets NW
    Washington,DC20057     		No Relationship PUBLIC General Support 300,000
    Good Jobs First
    1616 P Street NW Suite 210
    Washington,DC20036     		No Relationship PUBLIC General Support 150,000
    Good Work Network
    2028 Oretha Castle Haley Blvd
    NEW ORLEANS,LA70113     		No Relationship PUBLIC General Support 85,000
    Grantmakers for Effective Organizations
    1725 DeSales St NW 404
    Washington,DC20036     		No Relationship PUBLIC General Support 25,000
    Grantmakers in the Arts
    4055 21st Ave West Suite 100
    Seattle,WA98199     		No Relationship PUBLIC General Support 10,000
    Green For All
    1611 Telegraph Avenue Ste 600
    Oakland,CA94612     		No Relationship PUBLIC General Support 250,000
    Greenlining Institute
    1918 University Ave 2nd fl
    Berkeley,CA94704     		No Relationship PUBLIC General Support 125,000
    Independent Sector
    1602 L Street NW
    Washington,DC20036     		No Relationship PUBLIC General Support 25,000
    Institute for Community Peace
    410 4th ST NE
    Washington,DC20002     		No Relationship PUBLIC General Support 50,000
    Institute for Sustainable Communities
    535 Stone Cutters Way
    Montpelier,VT05602     		No Relationship PUBLIC General Support 150,000
    International Center of Photography
    1114 Avenue of the Americas
    New York,NY10036     		No Relationship PUBLIC General Support 75,000
    ISAIAH
    2356 University Ave W Ste 405
    St Paul,MN55114     		No Relationship PUBLIC General Support 75,000
    Jobs For The Future
    88 Broad St 8th Floor
    Boston,MA02110     		No Relationship PUBLIC General Support 125,000
    Jobs with Justice Education FundUnity
    1616 P Street NW
    Washington,DC20036     		No Relationship PUBLIC General Support 100,000
    Just Communities Central Coast
    1528 Chapala Street Suite 308
    Santa Barbara,CA93101     		No Relationship PUBLIC General Support 49,000
    Kidsave International
    100 Corporate Pointe
    Culver City,CA90230     		No Relationship PUBLIC General Support 46,000
    Legal Aid Justice Center-Immigrant Advocacy
    1000 Preston Ave Suite A
    Charlottesville,VA22903     		No Relationship PUBLIC General Support 60,000
    Los Angeles Alliance for a New Economy
    464 Lucas Ave Suite 202
    Los Angeles,CA90017     		No Relationship PUBLIC General Support 400,000
    Make the Road New York
    301 Grove Street
    Brooklyn,NY11237     		No Relationship PUBLIC General Support 50,000
    Marwen Foundation
    833 N Orleans Street
    Chicago,IL60610     		No Relationship PUBLIC General Support 120,000
    Massachusetts College of Art and Design
    621 Huntington Avenue
    Boston,MA02115     		No Relationship PUBLIC General Support 75,000
    Mayor's Fund to Advance New York City
    253 Broadway 14th Floor
    New York,NY10007     		No Relationship PUBLIC General Support 25,000
    Meridian Institute
    105 Village Place
    Dillon,CO80435     		No Relationship PUBLIC General Support 125,000
    Michigan Roundtable for Diversity & Inclusion
    3031 W Grand Boulevard
    Detroit,MI48202     		No Relationship PUBLIC General Support 157,000
    Movement Strategy Center
    436 14th St 5th floor
    Oakland,CA94612     		No Relationship PUBLIC General Support 15,000
    National Assoc for Latino Community Asset
    1313 Guadalupe Street Ste 203
    San Antonio,TX78207     		No Relationship PUBLIC General Support 200,000
    National Employment Law Project
    75 Maiden Lane Suite 601
    New York,NY10038     		No Relationship PUBLIC General Support 150,000
    National Skills Coalition
    1730 Rhode Island Ave NW Ste 712
    Washington,DC20036     		No Relationship PUBLIC General Support 200,000
    Natural Resources Defense Council
    40 West 20th Street
    New York,NY10011     		No Relationship PUBLIC General Support 5,000
    New Orleans Ballet Association
    935 Gravier Street
    New Orleans,LA70112     		No Relationship PUBLIC General Support 112,500
    New Orleans Business Alliance
    935 Gravier Street Ste 2020
    New Orleans,LA70112     		No Relationship PUBLIC General Support 100,000
    New Transitions Inc
    698 Cheyenne Blvd
    Nashville,TN37115     		No Relationship PUBLIC General Support 125,000
    New York City Energy Efficiency Corporation
    110 William Street
    New York,NY10038     		No Relationship PUBLIC General Support 150,000
    New York Youth Symphony
    110 W 40th Street Ste 1503
    New York,NY10018     		No Relationship PUBLIC General Support 60,000
    Nexus Community Partners
    2314 University Ave Suite 18
    St Paul,MN55114     		No Relationship PUBLIC General Support 100,000
    Northwest Atlantic Marine Alliance
    PO Box 7066
    Gloucester,MA01930     		No Relationship PUBLIC General Support 55,000
    On The Move
    780 Lincoln Avenue
    Napa,CA94558     		No Relationship PUBLIC General Support 17,500
    One Economy Corporation
    1220 19th Street NW
    Washington,DC20036     		No Relationship PUBLIC General Support 58,000
    Orion Society
    187 Main Street
    Great Barrington,MA01230     		No Relationship PUBLIC General Support 47,750
    Otis College of Art and Design
    9045 Lincoln Blve
    Los Angeles,CA90045     		No Relationship PUBLIC General Support 90,000
    Paraprofessional Healthcare Institute Inc
    400 East Fordham Rd
    Bronx,NY10458     		No Relationship PUBLIC General Support 150,000
    Partnership for Southern Equity
    536 Martin Street
    Atlanta,GA30312     		No Relationship PUBLIC General Support 75,000
    Partnership for Working Families
    1825 K Street NW Ste 210
    Washington,DC20006     		No Relationship PUBLIC General Support 305,000
    Peabody Institute of the Johns Hopkins University
    1 E Mt Vernon Place
    Baltimore,MD21202     		No Relationship PUBLIC General Support 30,000
    People United for Sustainable Housing Inc
    271 Grant Street
    Buffalo,NY14213     		No Relationship PUBLIC General Support 150,000
    Philadelphia Mural Arts Advocates
    172729 Mt Vernon Street
    Philadelphia,PA19130     		No Relationship PUBLIC General Support 110,000
    Positive Futures Network (YES)
    284 Madrona Way NE Ste 116
    Bainbridge Island,WA98110     		No Relationship PUBLIC General Support 75,000
    Possibility Project
    104 W 27th Street
    New York,NY10001     		No Relationship PUBLIC General Support 25,000
    President and Fellows of Harvard College
    Harvard University
    Cambridge,MA02138     		No Relationship PUBLIC General Support 15,000
    Progressive Technology Project
    PO Box 303190
    Austin,TX78703     		No Relationship PUBLIC General Support 25,000
    Public Advocates
    131 Steuart Street Ste 300
    San Francisco,CA94105     		No Relationship PUBLIC General Support 130,000
    Queens Museum of Art
    Flushing Meadows Corona Park
    Queens,NY11368     		No Relationship PUBLIC General Support 225,000
    Reconnecting America
    1707 L St NW
    Washington,DC20036     		No Relationship PUBLIC General Support 350,000
    Rector & Visitors of the University of Virginia
    PO Box 400807
    Charlottesville,VA22904     		No Relationship PUBLIC General Support 113,000
    Reel Works Teen Filmmaking
    540 President Street Ste 2F
    Brooklyn,NY11215     		No Relationship PUBLIC General Support 40,000
    Restaurant Opportunities Center of New York
    275 Seventh Avenue Ste 1703
    New York,NY10001     		No Relationship PUBLIC General Support 50,000
    Restaurant Opportunities Centers United
    350 Seventh Ave Suite 1504
    New York,NY10001     		No Relationship PUBLIC General Support 100,000
    Rising Tide Capital
    334 Martin Luther King Dr
    Jersey City,NJ07305     		No Relationship PUBLIC General Support 125,000
    Roberts Enterprise Development Fund
    221 Main Street Suite 1550
    San Francisco,CA94105     		No Relationship PUBLIC General Support 150,000
    Ruth Ellis Center
    77 Victor Street
    Highland Park,MI48203     		No Relationship PUBLIC General Support 25,000
    San Diego State University Research Foundation
    5250 Campanile Drive
    San Francisco,CA92182     		No Relationship PUBLIC General Support 40,000
    San Francisco Jazz Organization
    201 Franklin Street
    San Francisco,CA94102     		No Relationship PUBLIC General Support 25,000
    San Francisco Symphony
    Davies Symphony Hall
    San Francisco,CA94102     		No Relationship PUBLIC General Support 50,000
    SCO Family of Srvs (Center for Family Life)
    1 Alexander Place
    Glen Cove,NY11542     		No Relationship PUBLIC General Support 200,000
    Social Enterprise Alliance
    4737 County Road 101 311
    Minnetonka,MN55345     		No Relationship PUBLIC General Support 160,000
    Solar Richmond
    2730 Maine Avenue
    Richmond,CA94804     		No Relationship PUBLIC General Support 85,000
    Sustainable Business Education Initiative Inc
    1617 JFK Blvd Suite 1855
    Philadelphia,PA19103     		No Relationship PUBLIC General Support 300,000
    The Attic Youth Center
    255 South 16th Street
    Philadelphia,PA19102     		No Relationship PUBLIC General Support 40,000
    The Century Foundation
    One Whitehall Street
    New York,NY10004     		No Relationship PUBLIC General Support 35,000
    The Loft Literary Center
    1011 S Washington Avenue
    Minneapolis,MN55415     		No Relationship PUBLIC General Support 75,000
    The Mockingbird Society
    2100 24th Ave S Suite 240
    Seattle,WA98144     		No Relationship PUBLIC General Support 161,000
    The New School
    66 West 12th Street
    New York,NY10011     		No Relationship PUBLIC General Support 50,000
    The Wooden Floor
    1810 North Main Street
    Santa Ana,CA92706     		No Relationship PUBLIC General Support 200,000
    Thelonious Monk Institute of Jazz
    5225 Wisconsin Avenue NW
    Washington,DC20015     		No Relationship PUBLIC General Support 75,000
    Tides Center-Opportunity Agenda
    1014 Torney Avenue
    San Francisco,CA94129     		No Relationship PUBLIC General Support 70,000
    Trustees of Indiana University
    3451 Walnut St
    Philadelphia,PA19104     		No Relationship PUBLIC General Support 500,000
    University of Maryland Foundation
    3300 Metzerott Road
    Adelphi,MD20783     		No Relationship PUBLIC General Support 150,000
    University of St Thomas
    2115 Summit Avenue
    Saint Paul,MN55105     		No Relationship PUBLIC General Support 51,000
    Urban Homesteading Assistance Board
    120 Wall Street 20th Floor
    New York,NY10005     		No Relationship PUBLIC General Support 45,000
    Urban Innovation21
    1901 Centre Avenue Ste 300
    Pittsburgh,PA15219     		No Relationship PUBLIC General Support 150,000
    Urban Word NYC
    242 West 27th Street
    New York,NY10001     		No Relationship PUBLIC General Support 40,000
    Verde
    6899 NE Columbia Blvd Ste A
    Portland,OR97218     		No Relationship PUBLIC General Support 125,000
    Walden Family Services Foundation Inc
    6150 Mission Gorge Rd Ste 210
    San Diego,CA92120     		No Relationship PUBLIC General Support 95,000
    YMCA of Metropolitan Minneapolis
    30 S Ninth Street
    Minneapolis,MN55402     		No Relationship PUBLIC General Support 99,000
    RETURNED GRANT FUNDS (PREVIOUS YEARS)
    330 MADISON AVENUE
    NEW YORK,NY10017     		NO RELATIONSHIP PUBLIC GENERAL SUPPORT -35,000
    Total .................................bullet 3b 15,239,450
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3Interest on savings and temporary cash investments     14 151  
    4 Dividends and interest from securities....     14 16,283,767  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8Gain or (loss) from sales of assets other than inventory     18 11,983,952  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aPARTNERSHIP INC. 525990 -188,208 18 5,806,189  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. -188,208 34,074,059  
    13Total. Add line 12, columns (b), (d), and (e)..................
    1333,885,851
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1 N/A
    Form 990-PF (2012)
    Form 990-PF (2012)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section
    Yes
    No
    501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is “Yes,” complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If “Yes,” complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2012)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    OMB No. 1545-0047
    2012
    Name of the organization
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    Employer identification number

    13-6108163
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet   $    
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2 of its Form 990; or check the box on line H of its
    Form 990-EZ or on Part I, line 2 of its Form 990-PF, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 2
    Name of organization
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE         		Employer identification number

    13-6108163
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    		     
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    TRUST UA JOHN E ANDRUS RESIDUARY    
    TRUSTEE US TRUST CO 45 WALL ST
       
    NEW YORK, NY   10005

    		$62,365,048


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

         
     
       

    		$  


    (Complete Part II if there is a noncash contribution.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 3
    Name of organization
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE         		Employer identification number

    13-6108163
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    		     
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 PUBLICLY TRADED SECURITIES   $62,365,048  
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)
    Page 4
    Name of organization
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE         		Employer identification number

    13-6108163
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
           
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2012 AccountingFeesSchedule
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    AUDIT & TAX PREP 55,879     55,879

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2012 DepreciationSchedule
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included
    FURNITURE &FIXT. 2009-01-01 129,109 72,438 SL 5 18,734      
    LEASEHOLD IMPRV. 2009-01-01 1,331,830 516,914 SL 11 89,490      
    COMPUTER EQUIP. 2009-01-01 235,522 146,532 SL 5 28,654      
    ART WORK 2009-01-01 84,401 52,421 SL 5 12,477      

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2012 ExpenditureResponsibilityStmt
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification
    SPITFIRE STRATEGIES
          		1800 M STREET NW SUITE 300 NORTH
    WASHINGTON,DC20036     		2012-08-15 280,000 CONTINUED EFFORTS TO "STRENGTHEN THE CONVERSATION AROUND THE GREEN ECONOMY". 280,000 NO 8/22/2012, 2/8/2013 AND 8/28/2013   THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE.

    TY 2012 InvestmentsCorpBondsSchedule
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Name of Bond End of Year Book Value End of Year Fair Market Value
    SMALL BUSINESS 3.88000011444% 85,312 85,312
    SMALL BUSINESS ADMIN GTD DEV P 95,223 95,223
    FHLMC PREASSIGN 00066 2.5 05-2 177,464 177,464
    SMALL BUSINESS SER 2011-20H CL 213,105 213,105
    PRIVATE EXPT FDG 1.375 2-15-17 302,720 302,720
    FEDERAL HOME LN MTG CORP 1 DUE 391,456 391,456
    SMALL BUSINESS 5.07000017166% 457,238 457,238
    FEDERAL HOME LN MTG CORP 458,468 458,468
    TENNESSEE VALLEY AUTH 2011 GLO 475,792 475,792
    BANQUE CENTRALE DE TUNISIE 1.6 484,235 484,235
    SMALL BUSINESS ADMIN GTD DEV P 512,442 512,442

    TY 2012 InvestmentsCorpStockSchedule
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Name of Stock End of Year Book Value End of Year Fair Market Value
    NORTHWEST NAT GAS CO COM 4,248 4,248
    ENDEAVOUR SILVER CORP 4,288 4,288
    TEXAS ROADHOUSE INC COMMON STO 5,004 5,004
    NEXSTAR BROADCASTING GROUP INC 5,319 5,319
    AMERICAN STS WTR CO COM 5,367 5,367
    DARLING INTL INC COM 5,598 5,598
    WATSCO INC COM 8,396 8,396
    NORTH WEST CO INC COM 8,989 8,989
    INTREPID POTASH INC COM 9,525 9,525
    LANDAUER INC COM 9,662 9,662
    #REORG/VOLTERRA SEMICONDUCTOR 9,884 9,884
    B & G FOODS INC COMMON STOCK 10,215 10,215
    ALTISOURCE ASSET MGMT CORP COM 10,800 10,800
    LSB INDS INC COM 12,164 12,164
    FRANKLIN ELEC INC COM 13,460 13,460
    ADVENT SOFTWARE INC COM STK 14,024 14,024
    NJ RES CORP COM 16,612 16,612
    PATTERSON COS INC COM 16,920 16,920
    WGL HLDGS INC COM 17,288 17,288
    VIRTUSA CORP COM 17,728 17,728
    SYNTEL INC COM 18,861 18,861
    TEAM INC COM STK 18,925 18,925
    COMMUNITY BK SYS INC COM 20,053 20,053
    CONCHO RES INC COM STK 20,930 20,930
    BANK OF THE OZARKS INC COM 21,665 21,665
    LITTELFUSE INC COM 22,383 22,383
    UNIFIRST CORP MASS COM 22,813 22,813
    F N B CORP PA COM 22,952 22,952
    DOUGLAS DYNAMICS INC COM 23,364 23,364
    HAWKINS INC COM 23,634 23,634
    NORTHWESTERN CORP COM NEW COM 23,940 23,940
    KODIAK OIL & GAS CORP COM 24,003 24,003
    CVB FINL CORP COM 24,108 24,108
    MONOTYPE IMAGING HLDGS INC COM 24,140 24,140
    LEONS FURNITURE LTD COM STK 29,148 29,148
    BLACKBAUD INC COM 29,313 29,313
    PACWEST BANCORP DEL COM 30,650 30,650
    RITCHIE BROS AUCTIONEERS INC 31,713 31,713
    DIME CMNTY BANCSHARES INC COM 32,172 32,172
    TRIMBLE NAV LTD COM 32,513 32,513
    DENTSPLY INTL INC NEW COM 32,768 32,768
    TENNANT CO COM 33,789 33,789
    LINCOLN ELEC HLDGS INC COM 34,362 34,362
    GENTEX CORP COM 34,575 34,575
    GORMAN RUPP CO COM 35,024 35,024
    MISTRAS GROUP INC COM 36,039 36,039
    CHES UTILS CORP COM 36,043 36,043
    NATURAL GAS SVCS GROUP INC COM 37,584 37,584
    HYSTER-YALE MATLS HANDLING INC 37,674 37,674
    GRACO INC COM 37,926 37,926
    FORWARD AIR CORP COM 38,280 38,280
    THERMON GROUP HLDGS INC 38,760 38,760
    PAPA JOHNS INTL INC COM 39,222 39,222
    CULLEN / FROST BANKERS INC COM 40,062 40,062
    ALAMOS GOLD INC COM 41,072 41,072
    CHEESECAKE FACTORY INC COM 41,890 41,890
    WOLVERINE WORLD WIDE INC COM 43,688 43,688
    LINDSAY CORPORATION COM 44,988 44,988
    BK HAW CORP COM 45,288 45,288
    AMSURG CORP COM 45,630 45,630
    CHART INDS INC COM PAR $0.01 47,045 47,045
    PRIMORIS SVCS CORP COM 47,328 47,328
    FLOWERS FOODS INC COM 48,510 48,510
    BROOKLINE BANCORP INC DEL COM 51,212 51,212
    MERIDIAN BIOSCIENCE INC COM 51,600 51,600
    NETGEAR INC COM 51,918 51,918
    ABAXIS INC COM 52,261 52,261
    BADGER METER INC COM 53,460 53,460
    BALCHEM CORP COM 53,700 53,700
    TORO CO COM 54,492 54,492
    LANCASTER COLONY CORP COM 54,593 54,593
    WESTAMERICA BANCORPORATION COM 54,828 54,828
    SAPIENT CORP COM 56,158 56,158
    AAON INC COM PAR $0.004 COM PA 56,236 56,236
    JACK HENRY & ASSOC INC COM 56,556 56,556
    BEACON ROOFING SUPPLY INC COM 56,820 56,820
    TYLER TECHNOLOGIES INC COM STK 58,268 58,268
    INNOPHOS HLDGS INC COM STK 58,963 58,963
    RAVEN INDS INC COM STK 59,960 59,960
    POWER INTEGRATIONS INC COM 60,840 60,840
    FACTSET RESH SYS INC COM STK 61,164 61,164
    STEPAN CO COM 61,171 61,171
    MANHATTAN ASSOCS INC COM 61,728 61,728
    PASON SYS INC COM STK 62,968 62,968
    VIEWPOINT FINL GROUP INC MD CO 63,262 63,262
    FEI CO COM 65,691 65,691
    J & J SNACK FOODS CORP COM STK 66,130 66,130
    CARBO CERAMICS INC COM 67,430 67,430
    GENESEE & WYO INC CL A CL A 67,872 67,872
    PAREXEL INTL CORP COM 68,910 68,910
    HEALTHCARE SVCS GROUP INC COM 69,269 69,269
    DONALDSON INC COM 69,537 69,537
    GULFPORT ENERGY CORP COM NEW 70,605 70,605
    VALMONT INDS INC COM 71,545 71,545
    SOUTH JERSEY INDS INC COM 74,633 74,633
    COMPUTER MODELLING GROUP LTD 75,400 75,400
    BOSTON BEER INC CL A CL A 76,788 76,788
    SIRONA DENTAL SYS INC COM STK 79,056 79,056
    APPLIED INDL TECHNOLOGIES INC 79,745 79,745
    HOME LOAN SERVICING SOLUTIONS 80,300 80,300
    UTD STATIONERS INC COM 80,520 80,520
    SAFETY INS GROUP INC COM 82,467 82,467
    HITTITE MICROWAVE CORP COM STK 87,000 87,000
    ZEBRA TECHNOLOGIES CORP CL A 87,966 87,966
    BALLY TECHNOLOGIES INC COM STK 90,272 90,272
    ICON PLC COM 90,347 90,347
    SENSIENT TECHNOLOGIES CORP COM 91,058 91,058
    RLI CORP COM 91,692 91,692
    TRACTOR SUPPLY CO COM 94,088 94,088
    SALLY BEAUTY HLDGS INC COM STK 94,855 94,855
    SCHEIN HENRY INC COM 95,750 95,750
    HIBBETT SPORTS INC COM STK 97,125 97,125
    ROLLINS INC COM 97,773 97,773
    BRINKER INTL INC COM 98,575 98,575
    IDEXX LABS INC 98,758 98,758
    MICROS SYS INC COM 99,245 99,245
    FIRST FINL BANKSHARES INC COM 102,971 102,971
    WEST PHARMACEUTICAL SVCS INC 105,390 105,390
    NORDSON CORP COM 107,431 107,431
    POOL CORP COM STK 110,061 110,061
    ALTISOURCE PORTFOLIO COM USD1. 112,896 112,896
    POLARIS INDS INC COM 114,000 114,000
    MWI VETERINARY SUPPLY INC COM 123,240 123,240
    HAEMONETICS CORP MASS COM 124,050 124,050
    EXPONENT INC COM STK 124,131 124,131
    SOLERA HLDGS INC COM 127,995 127,995
    HARRIS TEETER SUPERMARKETS INC 128,865 128,865
    CLARCOR INC COM 135,746 135,746
    APTARGROUP INC COM 160,109 160,109
    WABTEC CORP COM 160,290 160,290
    COMPASS MINERALS INTL INC COM 160,607 160,607
    ATHENAHEALTH INC COM MON STOCK 160,968 160,968
    F5 NETWORKS INC COM STK 172,688 172,688
    OCEANEERING INTL INC COM 180,500 180,500
    CHURCH & DWIGHT INC COM 185,130 185,130
    SPLUNK INC COMSTK COM USD0.001 213,256 213,256
    BIOMARIN PHARMACEUTICAL INC CO 245,476 245,476
    INTUITIVE SURGICAL INC COM NEW 291,284 291,284
    NATIONAL OILWELL VARCO COM STK 323,830 323,830
    ADR ARM HLDS PLC SPONSORED ISI 350,946 350,946
    ALLERGAN INC COM 358,020 358,020
    ADR BAIDU INC SPONSORED ADR 360,443 360,443
    LAS VEGAS SANDS CORP COM STK 370,510 370,510
    SOUTHWESTERN ENERGY CO COM 372,606 372,606
    FMC TECHNOLOGIES INC COM 378,624 378,624
    REGENERON PHARMACEUTICALS INC 399,162 399,162
    FACEBOOK INC CL A CL A 400,246 400,246
    PRAXAIR INC COM 403,060 403,060
    ULTA SALON COSMETICS & FRAGRAN 418,669 418,669
    STARBUCKS CORP COM 419,136 419,136
    ALEXION PHARMACEUTICALS INC CO 433,528 433,528
    CERNER CORP COM 461,232 461,232
    BIOGEN IDEC INC COM STK 473,440 473,440
    SCHLUMBERGER LTD COM COM 508,786 508,786
    ADR ASML HLDG NV NY REG 2012 552,355 552,355
    CHIPOTLE MEXICAN GRILL INC COM 582,960 582,960
    NIKE INC CL B 592,224 592,224
    PRICELINE COM INC COM NEW STK 682,382 682,382
    SALESFORCE COM INC COM STK 851,414 851,414
    AMAZON COM INC COM 1,138,529 1,138,529
    GOOGLE INC CL A CL A 1,228,116 1,228,116
    VISA INC COM CL A STK 1,260,970 1,260,970

    TY 2012 InvestmentsGovtObligationsSch
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    US Government Securities - End of Year Book Value:

    18,671,845
    US Government Securities - End of Year Fair Market Value:

    18,671,845
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2012 InvestmentsOtherSchedule2
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MFO GMO TR FLEXIBLE EQUITIES F FMV 1,256,621 1,256,621
    MFO GMO TR U S CORE EQUITY FD FMV 1,954,200 1,954,200
    MFO GMO TR U S SMALL/MID CAP F FMV 2,178,214 2,178,214
    NTGI-QM COMMON DAILY S&P 500 E FMV 3,033,208 3,033,208
    MFO GMO CURRENCY HEDGE INTL EQ FMV 5,573,628 5,573,628
    MFO GMO TR INTL GROWTH EQUITY FMV 5,884,544 5,884,544
    MFO GMO EMERGING MARKETS FD- I FMV 10,390,733 10,390,733
    MFB NTGI-QM COMMON DIVERSIFIED FMV 10,757,632 10,757,632
    MFO HARDING LOEVNER FDS INC IN FMV 12,161,992 12,161,992
    MFO GMO QUAL FD III FMV 13,319,727 13,319,727
    CF GRYPHON INTL EAFE GROWTH FD FMV 13,766,366 13,766,366
    MFO E I I RLTY SECS TR GLOBAL FMV 13,913,140 13,913,140
    MFO MORGAN STANLEY INSTL FD IN FMV 14,599,660 14,599,660
    MFO GMO EMERGING MARKETS FD- I FMV 15,282,357 15,282,357
    MFO DFA EMERGING MARKETS VALUE FMV 17,470,386 17,470,386
    MFO VANGUARD EMERGING MARKETS FMV 24,308,994 24,308,994
    MFO GMO INTL INSTRINSIC VALUE FMV 25,519,162 25,519,162
    MFO PRUDENTIAL JENNISON NATURA FMV 28,079,751 28,079,751
    MFO GMO TR US FMV 37,250,144 37,250,144
    MFO PIMCO FDS PAC INVT MGMT SE FMV 56,954,773 56,954,773
    4D GLOBAL ENERGY INVESTMENTS P FMV 1,233,303 1,233,303
    ABRY SENIOR EQUITY IV FMV 525,512 525,512
    ABRY PARTNERS VII LP FMV 2,246,012 2,246,012
    ABRY SENIOR EQUITY III FMV 2,863,335 2,863,335
    ADAGE CAPITAL PARTNERS, LP FMV 38,133,957 38,133,957
    APOLLO EUROPEAN PRINCIPAL FINA FMV 461,875 461,875
    ARCLIGHT ENERGY PARTNERS FUND FMV 2,347,466 2,347,466
    ARTIMAN VENTURES SPECIAL OPPOR FMV 1,086,548 1,086,548
    CF ABSOLUTE RETURN CAYMAN LTD FMV 11,118,367 11,118,367
    BAIN CAPITAL ASIA FUND, LP FMV 2,475,192 2,475,192
    BAIN CAPITAL IX COINVESTMENT FMV 3,096,039 3,096,039
    BAIN CAPITAL FUND X LP FMV 13,297,637 13,297,637
    BAIN CAPITAL FUND IX, LP FMV 15,146,759 15,146,759
    SANKATY CREDIT OPPORTUNITIES FMV 2,085,956 2,085,956
    SANKATY CREDIT OPPORTUNITIES FMV 5,032,485 5,032,485
    BAUPOST VALUE PARTNERS IV, LP FMV 36,624,675 36,624,675
    CF BENNETT OFFSHORE RESTRUCTUR FMV 9,643,655 9,643,655
    BERKSHIRE MULTIFAMILY VALUE FU FMV 5,683,686 5,683,686
    BPG INVESTMENT PARTNERSHIP VII FMV 2,343,966 2,343,966
    BROOKSIDE CAYMAN, LTD FMV 6,395,091 6,395,091
    CHARLESBANK EQUITY FUND VII FMV 1,886,396 1,886,396
    CF COATUE OFFSHORE LTD CL A D FMV 13,480,783 13,480,783
    COMMONFUND CAPITAL INTL PARTNE FMV 1,205,910 1,205,910
    COMMONFUND CAPITAL VENTURE PTR FMV 1,450,238 1,450,238
    ENDOWMENT PRIVATE EQUITY PARTN FMV 2,063,819 2,063,819
    COMMONFUND CAP PRIVATE EQUITY FMV 3,036,761 3,036,761
    ENDOWMENT VENTURE PARTNERS V, FMV 3,188,676 3,188,676
    COMMONFD CAPITAL INTL PARTNERS FMV 3,466,513 3,466,513
    COMMONFUND CAPITAL VENTRUE PTR FMV 3,660,148 3,660,148
    COMMONFUND CAP PRIVATE EQUITY FMV 5,471,193 5,471,193
    COMMONFUND CAPITAL NATURAL RES FMV 8,660,118 8,660,118
    CF CONTRARIAN C1A CL A SER 1 FMV 9,851,209 9,851,209
    CONVEXITY CAPITAL OFFSHORE FMV 17,742,517 17,742,517
    DAVIDSON KEMPNER INST PTRS FMV 16,832,329 16,832,329
    DOVER STREET VII CAYMAN FUND FMV 4,794,626 4,794,626
    ENCAP FLATROCK MIDSTREAM FUND FMV 456,438 456,438
    ENCAP ENERGY CAPITAL FUND VI-B FMV 1,026,682 1,026,682
    ENCAP ENERGY CAPITAL FUND VII FMV 1,530,782 1,530,782
    ENERVEST ENERGY INSTITUTIONAL FMV 51,818 51,818
    ENERVEST ENERGY INSTITUTIONAL FMV 3,121,981 3,121,981
    ENERVEST ENERGY INSTITUTIONAL FMV 6,933,341 6,933,341
    CF ESG CROSS BORDER EQUITY OFF FMV 12,638,817 12,638,817
    FARALLON CAPITAL INSTITUTIONAL FMV 3,704,401 3,704,401
    FORTRESS INVESTMENT FUND V FMV 2,527,366 2,527,366
    FORTRESS INVESTMENT FUND V B FMV 4,912,138 4,912,138
    FRONTIER SMALL CAP GROWTH FUND FMV 7,632,354 7,632,354
    GENERAL CATALYST GROUP VI FMV 797,637 797,637
    GMO MULTI-STRATEGY (OFFSHORE) FMV 2,738,882 2,738,882
    GREENFIELD ACQUISITION PARTNER FMV 7,341,358 7,341,358
    CF HHR ATLAS LTD CL C SER 1 FD FMV 13,531,000 13,531,000
    HIGHFIELDS CAPITAL IV, LP FMV 18,115,200 18,115,200
    HIGHLAND CAPITAL PARTNERS VIII FMV 2,429,713 2,429,713
    CF HIGHLINE CAPITAL INTERNATIO FMV 9,941,374 9,941,374
    INDUS ASIA PACIFIC FUND LTD FMV 5,405,596 5,405,596
    INTERWEST PARTNERS X, LP FMV 1,938,053 1,938,053
    HSH CAYMAN PARTNERS LP FMV 1,426 1,426
    JCF HRE II AIV TE TRUST FMV 3,633 3,633
    JC FLOWERS II, LP FMV 1,415,651 1,415,651
    KAYNE ANDERSON ENERGY FUND VI FMV 152,954 152,954
    KAYNE ANDERSON ENERGY FUND V FMV 4,256,770 4,256,770
    LONE STAR FUND IV (US), LP FMV 493,137 493,137
    LONE STAR REAL ESTATE FUND (US FMV 1,214,391 1,214,391
    LONE STAR FUND VII (US) LP FMV 1,836,472 1,836,472
    LONE STAR FUND VI (US), LP FMV 6,956,239 6,956,239
    LONE STAR FUND V (US), LP FMV 8,023,206 8,023,206
    MADISON DEARBORN CAPITAL PARTN FMV 550,730 550,730
    MADISON DEARBORN CAPITAL PTRS FMV 3,827,830 3,827,830
    MADISON INTERNATIONAL RE LIQUI FMV 708,528 708,528
    MADISON INTERNATIONAL REAL EST FMV 2,668,958 2,668,958
    MADISON INTERNATIONAL RE LIQUI FMV 5,157,178 5,157,178
    CF MASON CAPITAL LTD CL F SER FMV 2,169,235 2,169,235
    CF MASON CAPITAL LTD - F INITI FMV 14,679,663 14,679,663
    INTERPUBLIC GROUP COMPANIES IN FMV 323 323
    ROCKEFELLER ESCROW CASH FMV 2,405 2,405
    GUANGDONG INVT LTD COM FMV 78,002 78,002
    GENERAL MOTORS CORP CONT NOTE FMV 74,283 74,283
    MORGENTHALER VENTURE PARTNERS FMV 4,754,977 4,754,977
    NCD PARTNERS V, LP FMV 4,453,719 4,453,719
    NORTHGATE VENTURE PARTNERS III FMV 8,669,230 8,669,230
    NORTHGATE PRIVATE EQUITY FMV 14,549,991 14,549,991
    OZ OVERSEAS FUND, LTD FMV 1,786,150 1,786,150
    PARK STREET CAPITAL NATURAL RE FMV 5,016,789 5,016,789
    PERRY PARTNERS INTERNATIONAL FMV 34,298 34,298
    PHOENIX ASIA REAL ESTATE INVES FMV 2,526,592 2,526,592
    PROSPECT HARBOR CREDIT PARTNER FMV 474,133 474,133
    RIVERSIDE CAPITAL APPRECIATION FMV 3,790,915 3,790,915
    RMS OPPORTUNITY FUND I LP FMV 12,234,474 12,234,474
    CF SILCHESTER INTL VALUE EQTY FMV 17,937,012 17,937,012
    CF SIRIOS OVERSEAS FD A/1E FMV 9,924,917 9,924,917
    SOUTHERN CROSS LATIN AMERICA FMV 1,364,070 1,364,070
    SHORENSTEIN REALTY INVESTORS FMV 2,163,240 2,163,240
    SUMMIT PARTNERS VENTURE CAPITA FMV 297,886 297,886
    SUMMIT PARTNERS GROWTH EQUITY FMV 396,925 396,925
    CF TACONIC OFFSHORE 1.5 LTD CL FMV 1,305 1,305
    CF TACONIC OFFSHORE 1.5 LTD CL FMV 8,916,824 8,916,824
    TIFF PARTNERS III, LLC FMV 1,593,971 1,593,971
    TPG ENDOWMENT FUND V, L.P. FMV 3,471,718 3,471,718
    TPG ENDOWMENT FUND VI, LP FMV 3,799,513 3,799,513
    VENROCK ASSOCIATES VI FMV 1,242,563 1,242,563
    CF VIKING GLOBAL EQ III LTD CL FMV 14,044,432 14,044,432
    CF WELLINGTON SPINDRIFT CL S S FMV 20,366 20,366
    CF WELLINGTON SPINDRIFT CL S S FMV 62,736 62,736
    CF WELLINGTON SPINDRIFT CL S S FMV 143,915 143,915
    CF WELLINGTON SPINDRIFT CL S S FMV 224,745 224,745
    CF WELLINGTON SPINDRIFT CL S S FMV 261,664 261,664
    CF WELLINGTON SPINDRIFT CL S S FMV 269,379 269,379
    WESTBROOK RE FUND IX FMV 317,898 317,898
    ARSENAL CAPITAL PARTNERS III FMV 714,218 714,218
    ASIA ALTERNATIVES DELAWARE III FMV 24,349 24,349
    ASIA ALTERNATIVES CAPITAL PTRS FMV 995,375 995,375
    BAIN CAPITAL EUROPE FUND III FMV 2,780,112 2,780,112
    EUROPA FUND III FMV 3,397,539 3,397,539
    PATRON CAPITAL LP IV FMV 879,265 879,265
    PATRON CAPITAL LP III FMV 1,681,296 1,681,296

    TY 2012 LandEtcSchedule2
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value
    FURNITURE &FIXT. 129,109 91,172 37,937  
    LEASEHOLD IMPRV. 1,331,830 606,404 725,426  
    COMPUTER EQUIP. 235,522 175,186 60,336  
    ART WORK 84,401 64,898 19,503  


    TY 2012 LegalFeesSchedule
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    VARIOUS LEGAL 36,636     36,636


    TY 2012 OtherAssetsSchedule
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Description Beginning of Year - Book Value End of Year - Book Value End of Year - Fair Market Value
    DIVIDENDS RECEIVABLE 329,898 293,691 293,691
    COLLATERAL RECEIVED UNDER      
    SECURITY LENDING AGREEMENT 9,942,067 11,795,875 11,795,875
    PREPAID EXCISE TAX 675,000 815,000 815,000


    TY 2012 OtherExpensesSchedule
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BOOKS & SUBSCRIPTIONS 6,349     6,349
    CONFERENCE/REGISTRATION 43,073     43,073
    INSURANCE 38,176     38,176
    INTERNET/SOFTWARE 45,448     45,448
    MEMBERSHIPS 118,918     118,918
    MISCELLANEOUS 90,864     90,864
    OFFICE SUPPLIES 109,979     109,979
    PARTNERSHIP EXP   15,192,476    
    PER DIEM SALARIES 100,916     100,916
    POSTAGE 18,201     18,201
    SERVICE CONTRACTS 819     819
    TELEPHONE 59,174     59,174
    ANNUAL REPORT 2,005     2,005
    NEW ORLEANS INITIATIVE 20,872     20,872


    TY 2012 OtherIncomeSchedule2
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    PARTNERSHIP INCOME - OTHER PORTFOLIO      
    INCOME 5,617,981 2,657,510  


    TY 2012 OtherIncreasesSchedule
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Description Amount
    NET UNREALIZED GAIN ON INVESTMENTS 1,206,732
    NET UNREALIZED GAIN FROM PARTNERSHIPS 60,415,088


    TY 2012 OtherLiabilitiesSchedule
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Description Beginning of Year - Book Value End of Year - Book Value
    COLLATERAL PAYABLE UNDER 0 0
    SECURITIES LENDING 0 0
    AGREEMENT 9,942,067 11,795,875


    TY 2012 OtherProfessionalFeesSchedule
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    GRANT PROGRAM CONSULTANTS 583,416     583,416
    EXECUTIVE SEARCH FEES 170,777     170,777
    INVESTMENT MANAGEMENT 2,209,945 2,209,945    


    TY 2012 TaxesSchedule
    Name:
    SURDNA FOUNDATION INC
    ATT MARC DE VENOGE
    EIN: 13-6108163
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    EXCISE TAX ON NET INVEST. INC. 860,000     0
    FOREIGN TAXES PAID   602,028