Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
AL BIRD EST UNIVERSITY OF MAINE ETAL CO
 

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1297 CHURCH ST STATION   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10008
A Employer identification number

13-6579662
B Telephone number (see instructions)

(212) 454-3785
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,701,401J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 99,528 99,528  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 147,681
b Gross sales price for all assets on line 6a 1,447,483
7 Capital gain net income (from Part IV, line 2)... 147,681
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 47 47  
12 Total. Add lines 1 through 11........ 247,256 247,256  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 48,758 24,379   24,379
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions) Click to see attachment 7,047 873   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 286      
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 56,091 25,252 0 24,379
25 Contributions, gifts, grants paid........ 216,185 216,185
26 Total expenses and disbursements. Add lines 24 and 25 272,276 25,252 0 240,564
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -25,020
b Net investment income (if negative, enter -0-) 222,004
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 39,990 137,350 137,350
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 149,923    
b Investments—corporate stock (attach schedule)........ 1,905,955 Click to see attachment2,161,347 3,168,128
c Investments—corporate bonds (attach schedule)........ 1,327,339 Click to see attachment1,333,037 1,315,272
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 296,746 Click to see attachment81,596 80,651
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,719,953 3,713,330 4,701,401
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 3,719,953 3,713,330
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 3,719,953 3,713,330
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 3,719,953 3,713,330
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 3,719,953
2 Enter amount from Part I, line 27a..................... 2 -25,020
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 30,828
4 Add lines 1, 2, and 3.......................... 4 3,725,761
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 12,431
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 3,713,330
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 15. AMERICAN TOWER CORP CL A REIT   2007-12-07 2013-03-06
b 59. AMERICAN TOWER CORP CL A REIT   2007-12-07 2013-06-28
c 57. AMERICAN TOWER CORP CL A REIT   2007-12-07 2013-07-01
d 39. AMERICAN TOWER CORP CL A REIT   2007-12-07 2013-07-02
e 40. AMERICAN TOWER CORP CL A REIT   2008-09-03 2013-07-03
10. AMERICAN TOWER CORP CL A REIT   2008-09-03 2013-07-05
15. ANADARKO PETE CORP COM   2009-05-01 2013-01-14
39. ANADARKO PETE CORP COM   2009-05-01 2013-10-11
25. ANADARKO PETE CORP COM   2009-05-01 2013-10-14
34. ANADARKO PETE CORP COM   2009-05-01 2013-10-15
12. ANADARKO PETE CORP COM   2009-05-01 2013-10-16
8. APPLE COMPUTER INC COM   2006-05-18 2013-01-14
5. APPLE COMPUTER INC COM   2006-05-18 2013-01-15
22. APPLE COMPUTER INC COM   2006-05-18 2013-06-26
23. APPLE COMPUTER INC COM   2006-05-18 2013-06-27
12. APPLE COMPUTER INC COM   2006-05-18 2013-07-23
15010. ARTIO GLOBAL HIGH INCOME FUND   2010-06-04 2013-03-06
820. IPATH DOW JONES UBS COMMODITY INDEX TOTAL RETURN ETN   2012-02-23 2013-03-06
255. IPATH DOW JONES UBS COMMODITY INDEX TOTAL RETURN ETN   2012-07-18 2013-03-06
1755. IPATH DOW JONES UBS COMMODITY INDEX TOTAL RETURN ETN   2010-03-19 2013-07-08
320. IPATH DOW JONES UBS COMMODITY INDEX TOTAL RETURN ETN   2012-07-18 2013-07-08
525. IPATH DOW JONES UBS COMMODITY INDEX TOTAL RETURN ETN   2009-09-30 2013-08-09
20. BEAM INC COM   2012-06-27 2013-03-06
190. BED BATH & BEYOND INC COM   2011-07-18 2013-04-17
1575. BLACKROCK INFLATION PROTECTED BOND PORTFOLIO   2012-05-18 2013-12-27
55. BROADCOM CORP CL A   2013-07-10 2013-12-16
6. BROADCOM CORP CL A   2013-07-10 2013-12-17
10. BROADCOM CORP CL A   2013-07-10 2013-12-17
31. BROADCOM CORP CL A   2013-07-10 2013-12-17
63. BROADCOM CORP CL A   2013-02-21 2013-12-17
53. BROADCOM CORP CL A   2012-07-17 2013-12-17
52. BROADCOM CORP CL A   2012-07-17 2013-12-18
215. CAMERON INTL CORP COM   2013-10-14 2013-10-30
20. CAREFUSION CORP COM   2011-05-11 2013-03-06
23. CAREFUSION CORP COM   2011-05-11 2013-06-17
27. CAREFUSION CORP COM   2011-05-11 2013-06-18
30. CELGENE CORP   2006-05-18 2013-03-12
35. CELGENE CORP   2006-05-18 2013-06-27
10. CELGENE CORP   2006-05-18 2013-09-11
20. CELGENE CORP   2013-07-08 2013-09-11
15. CELGENE CORP   2006-05-18 2013-10-18
20. CELGENE CORP   2006-05-18 2013-12-05
15. CEPHEID   2012-06-27 2013-03-06
45. CITRIX SYS INC COM   2012-06-27 2013-03-21
15. COACH INC COM   2012-05-29 2013-03-06
56. COACH INC COM   2011-10-31 2013-05-08
10. COACH INC COM   2012-05-29 2013-05-08
129. COACH INC COM   2011-11-30 2013-05-08
10. CONCHO RESOURCES INC COM   2012-02-16 2013-03-06
47. CONCHO RESOURCES INC COM   2012-02-16 2013-12-10
17. CONCHO RESOURCES INC COM   2013-05-17 2013-12-11
8. CONCHO RESOURCES INC COM   2011-11-03 2013-12-11
8. CONCHO RESOURCES INC COM   2013-05-17 2013-12-12
35. COSTCO WHOLESALE CORP NEW COM   2011-05-24 2013-03-12
35. COSTCO WHOLESALE CORP NEW COM   2011-05-24 2013-03-20
20. DISCOVER FINANCIAL SERVICES COM   2011-07-18 2013-03-06
15. DOVER CORP COM   2011-07-18 2013-03-06
310. E M C CORP MASS   2007-07-12 2013-06-26
55. E M C CORP MASS   2007-07-12 2013-09-27
65. E M C CORP MASS   2013-07-08 2013-09-27
380. E M C CORP MASS   2007-07-12 2013-09-30
165. E M C CORP MASS   2007-07-12 2013-11-04
275. E M C CORP MASS   2010-06-21 2013-11-05
15. EOG RES INC COM   2010-07-08 2013-01-14
25. EOG RES INC COM   2011-01-19 2013-01-30
55. EOG RES INC COM   2011-01-19 2013-05-17
2300. EATON VANCE STRUCTURED EMERGING MKTS   2011-03-21 2013-03-06
5100. EATON VANCE STRUCTURED EMERGING MKTS   2011-03-21 2013-08-09
15. ECOLAB INC COM   2011-11-03 2013-03-06
35. EXPRESS SCRIPTS HLDG CO COM   2007-06-13 2013-09-11
90. FREEPORT MCMORAN COPPER & GOLD INC CL B   2010-07-14 2013-02-21
341. GENERAL ELEC CO COM   2012-01-09 2013-06-27
264. GENERAL ELEC CO COM   2012-01-09 2013-06-28
65. GILEAD SCIENCES INC COM   2013-07-08 2013-09-11
25. GILEAD SCIENCES INC COM   2013-06-27 2013-10-18
57. HILLSHIRE BRANDS CO COM   2013-02-25 2013-09-10
28. HILLSHIRE BRANDS CO COM   2013-02-22 2013-09-11
10. INTERNATIONAL BUSINESS MACHINES CORP COM   2009-03-26 2013-03-06
95. INTERNATIONAL BUSINESS MACHINES CORP COM   2009-03-26 2013-11-06
135. INTERNATIONAL PAPER COMPANY COM   2013-09-11 2013-10-30
30. INTUIT INC COM   2013-09-27 2013-12-18
3795. ISHARES GOLD TRUST   2012-10-12 2013-05-14
10. KRAFT FOODS GROUP INC COM   2012-02-21 2013-03-06
25. KRAFT FOODS GROUP INC COM   2011-09-27 2013-03-12
60. KRAFT FOODS GROUP INC COM   2011-09-27 2013-10-08
65. KRAFT FOODS GROUP INC COM   2013-04-29 2013-10-08
65. KRAFT FOODS GROUP INC COM   2012-02-21 2013-10-09
4250. MFS EMERGING MARKETS DEBT FUND CL I   2013-08-09 2013-09-11
10. MCDONALDS CORP COM   2008-09-03 2013-03-06
60. MCDONALDS CORP COM   2008-10-28 2013-05-08
65. MCDONALDS CORP COM   2008-10-28 2013-05-10
34. MEAD JOHNSON NUTRITION COMPANY COM   2012-07-19 2013-04-29
11. MEAD JOHNSON NUTRITION COMPANY COM   2012-07-19 2013-04-30
19. MEDIVATION INC COM   2012-12-03 2013-11-06
26. MEDIVATION INC COM   2012-12-05 2013-11-07
400. MICROSOFT CORP COM   1998-05-26 2013-03-12
25. MONDELEZ INTERNATIONAL INC COM   2012-02-21 2013-03-06
25. MONSANTO CO NEW COM   2013-01-30 2013-09-10
.5 NEWS CORP/ NEW CL A W/ I COM   2012-01-18 2013-07-01
125. NEWS CORP/ NEW CL A W/ I COM   2012-01-18 2013-07-23
7. NEWS CORP/ NEW CL A W/ I COM   2012-01-18 2013-07-24
30. NIKE INC CL B   2012-06-29 2013-03-06
15. NORFOLK SOUTHERN CORP COM   2009-11-04 2013-03-06
50. ORACLE CORP COM   2013-03-12 2013-09-19
105. ORACLE CORP COM   2013-03-12 2013-10-10
3. ORACLE CORP COM   2007-12-07 2013-10-30
145. ORACLE CORP COM   2013-07-08 2013-10-30
67. ORACLE CORP COM   2007-12-07 2013-10-31
415. ORACLE CORP COM   2007-12-07 2013-11-06
1445. PIMCO EMERGING LOCAL BOND FUND   2012-09-14 2013-07-08
725. PIMCO EMERGING LOCAL BOND FUND   2011-10-26 2013-07-08
17709. PIMCO EMERGING LOCAL BOND FUND   2011-10-26 2013-08-09
25. PRICE T ROWE GROUP INC COM   2008-09-03 2013-03-06
32. PRICE T ROWE GROUP INC COM   2008-09-03 2013-05-20
14. PRICE T ROWE GROUP INC COM   2008-09-03 2013-05-21
19. PRICE T ROWE GROUP INC COM   2008-09-03 2013-05-22
23. PRICE T ROWE GROUP INC COM   2008-09-03 2013-05-23
13. PRICE T ROWE GROUP INC COM   2008-09-03 2013-05-24
32. PRICE T ROWE GROUP INC COM   2008-09-03 2013-05-28
25. PRICE T ROWE GROUP INC COM   2008-09-03 2013-05-29
19. PRICE T ROWE GROUP INC COM   2008-09-03 2013-05-30
14. PRICE T ROWE GROUP INC COM   2008-09-03 2013-05-31
25. PRICE T ROWE GROUP INC COM   2010-09-30 2013-06-03
36. PRICE T ROWE GROUP INC COM   2010-09-30 2013-06-04
26. PRICE T ROWE GROUP INC COM   2010-09-30 2013-06-05
12. PRICE T ROWE GROUP INC COM   2010-09-30 2013-06-06
145. QUALCOMM INC COM   2011-09-13 2013-06-26
100. QUALCOMM INC COM   2011-09-13 2013-06-27
195. QUALCOMM INC COM   2007-12-07 2013-07-10
25. QUALCOMM INC COM   2013-07-08 2013-07-10
15. QUALCOMM INC COM   2007-12-07 2013-07-11
10. REGAL BELOIT CORP COM   2012-03-19 2013-03-06
10. ROPER INDS INC COM   2009-09-11 2013-03-06
10. SPX CORP COM   2011-02-14 2013-03-06
15. ST JUDE MED INC COM   2011-07-18 2013-03-06
24.99552 ST JUDE MED INC COM   2011-07-18 2013-06-17
15.00448 ST JUDE MED INC COM   2011-07-18 2013-06-17
50. ST JUDE MED INC COM   2011-07-18 2013-06-26
25. ST JUDE MED INC COM   2011-07-18 2013-06-27
9. SALLY BEAUTY HLDGS INC COM   2012-02-07 2013-02-22
30. SALLY BEAUTY HLDGS INC COM   2012-07-18 2013-02-22
67. SALLY BEAUTY HLDGS INC COM   2012-02-07 2013-02-25
254. SALLY BEAUTY HLDGS INC COM   2012-02-07 2013-02-26
20. SCHLUMBERGER LTD COM   2013-10-30 2013-11-14
69. SCHLUMBERGER LTD COM   2008-09-16 2013-11-14
61. SCHLUMBERGER LTD COM   2011-01-10 2013-11-15
195. SKYWORKS SOLUTIONS INC COM   2011-06-14 2013-04-29
25. SOLERA HOLDINGS INC COM   2010-01-20 2013-03-06
80. TEXAS INSTRS INC COM   2012-02-02 2013-02-21
225. TEXAS INSTRS INC COM   2012-03-16 2013-02-21
15. THERMO ELECTRON CORP COM   2011-03-30 2013-03-06
35. THERMO ELECTRON CORP COM   2011-03-30 2013-06-26
30. TRANSDIGM GROUP INC COM   2009-11-17 2013-01-29
14. TRANSDIGM GROUP INC COM   2009-11-17 2013-10-08
10000. US T BILLS DTD 5/3/2012 5/2/2013   2012-11-28 2013-01-14
15000. US T BILLS DTD 5/3/2012 5/2/2013   2012-11-28 2013-03-06
125000. US T BILLS DTD 5/3/2012 5/2/2013   2012-11-28 2013-05-02
135. WAL MART STORES INC COM   2009-07-07 2013-02-21
15. WHOLE FOODS MKT INC COM   2011-08-31 2013-03-06
80. WHOLE FOODS MKT INC COM   2013-07-08 2013-09-10
50. WYNN RESORTS LTD COM   2011-11-30 2013-06-26
330. DBTC US SMALL CAPITALIZATION FUND   2008-09-30 2013-02-28
35. ACCENTURE PLC CL A   2011-03-30 2013-02-21
70. ACCENTURE PLC CL A   2011-03-30 2013-03-21
14. CHECK POINT SOFTWARE TECH LTD COM SHS   2009-10-20 2013-02-21
15. CHECK POINT SOFTWARE TECH LTD COM SHS   2012-10-24 2013-02-21
21. CHECK POINT SOFTWARE TECH LTD COM SHS   2009-10-20 2013-02-22
11. CHECK POINT SOFTWARE TECH LTD COM SHS   2009-10-20 2013-11-04
19. CHECK POINT SOFTWARE TECH LTD COM SHS   2009-10-20 2013-11-05
29. CHECK POINT SOFTWARE TECH LTD COM SHS   2009-10-19 2013-11-06
6. CHECK POINT SOFTWARE TECH LTD COM SHS   2009-10-19 2013-11-07
14. CHECK POINT SOFTWARE TECH LTD COM SHS   2009-10-19 2013-12-05
15. CHECK POINT SOFTWARE TECH LTD COM SHS   2009-10-19 2013-12-06
17. CHECK POINT SOFTWARE TECH LTD COM SHS   2009-10-19 2013-12-09
10. CHECK POINT SOFTWARE TECH LTD COM SHS   2009-10-19 2013-12-10
4. CHECK POINT SOFTWARE TECH LTD COM SHS   2009-10-19 2013-12-11
15. STRATASYS LTD COM   2013-07-08 2013-11-15
5. STRATASYS LTD COM   2013-07-08 2013-11-18
25. AVAGO TECHNOLOGIES LTD ORD   2013-10-01 2013-12-18
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 1,174   646 528
b 4,324   2,542 1,782
c 4,127   2,456 1,671
d 2,818   1,681 1,137
e 2,867   1,632 1,235
712   400 312
1,164   681 483
3,710   1,770 1,940
2,382   1,135 1,247
3,265   1,543 1,722
1,164   545 619
4,021   520 3,501
2,490   325 2,165
8,822   1,431 7,391
9,120   1,496 7,624
5,070   780 4,290
151,151   151,985 -834
32,882   38,481 -5,599
10,226   10,853 -627
65,259   69,647 -4,388
11,899   13,619 -1,720
19,292   19,871 -579
1,224   1,235 -11
12,434   11,172 1,262
16,963   18,979 -2,016
1,562   1,859 -297
171   203 -32
284   338 -54
886   1,045 -159
1,793   2,114 -321
1,508   1,559 -51
1,468   1,530 -62
11,929   12,296 -367
668   596 72
870   685 185
1,025   804 221
3,373   1,178 2,195
4,149   1,375 2,774
1,481   393 1,088
2,962   2,430 532
2,390   589 1,801
3,300   786 2,514
555   672 -117
3,234   3,621 -387
746   1,048 -302
3,219   3,715 -496
575   699 -124
7,435   8,374 -939
880   1,149 -269
4,727   4,797 -70
1,684   1,398 286
793   768 25
795   658 137
3,658   2,866 792
3,596   2,866 730
824   511 313
1,099   982 117
7,425   6,051 1,374
1,433   1,074 359
1,694   1,585 109
9,746   7,418 2,328
3,889   3,221 668
6,449   5,061 1,388
1,868   1,572 296
3,192   2,565 627
7,410   5,614 1,796
34,868   35,351 -483
73,746   78,378 -4,632
1,167   823 344
2,306   863 1,443
2,865   2,875 -10
7,950   6,418 1,532
6,129   4,969 1,160
4,062   3,405 657
1,668   1,279 389
1,805   1,879 -74
885   914 -29
2,075   989 1,086
17,029   9,396 7,633
6,005   6,682 -677
2,234   2,007 227
52,574   62,679 -10,105
492   397 95
1,249   916 333
3,182   2,162 1,020
3,447   3,361 86
3,389   2,293 1,096
60,988   62,858 -1,870
966   615 351
6,140   3,346 2,794
6,482   3,439 3,043
2,700   2,515 185
881   814 67
1,192   1,019 173
1,573   1,380 193
11,067   8,519 2,548
713   627 86
2,559   2,579 -20
8   5 3
1,961   1,146 815
110   64 46
1,657   1,296 361
1,117   744 373
1,677   1,772 -95
3,417   3,694 -277
101   64 37
4,870   4,934 -64
2,250   1,419 831
14,139   8,790 5,349
13,959   15,808 -1,849
7,004   7,598 -594
174,788   185,590 -10,802
1,854   1,480 374
2,510   1,894 616
1,104   829 275
1,489   1,125 364
1,763   1,362 401
995   770 225
2,495   1,894 601
1,932   1,480 452
1,478   1,125 353
1,074   829 245
1,889   1,338 551
2,720   1,811 909
1,918   1,308 610
877   604 273
9,035   7,754 1,281
6,093   4,609 1,484
11,728   8,291 3,437
1,504   1,499 5
917   604 313
784   687 97
1,253   507 746
809   857 -48
627   698 -71
1,143   1,163 -20
686   698 -12
2,252   2,327 -75
1,137   1,164 -27
246   190 56
821   758 63
1,827   1,411 416
6,817   5,262 1,555
1,861   1,885 -24
6,419   5,628 791
5,671   4,949 722
4,289   4,858 -569
1,439   904 535
2,600   2,653 -53
7,313   7,437 -124
1,148   825 323
2,914   1,924 990
4,135   1,257 2,878
1,957   300 1,657
9,995   9,995  
14,992   14,992  
124,936   124,936  
9,493   6,541 2,952
1,278   987 291
4,422   3,650 772
6,400   5,755 645
32,914   28,399 4,515
2,583   1,917 666
5,216   3,834 1,382
718   422 296
770   659 111
1,089   634 455
645   332 313
1,119   570 549
1,741   867 874
363   179 184
857   419 438
922   449 473
1,037   508 529
607   299 308
241   120 121
1,879   1,382 497
633   461 172
1,308   1,084 224
      4,808
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       528
b       1,782
c       1,671
d       1,137
e       1,235
      312
      483
      1,940
      1,247
      1,722
      619
      3,501
      2,165
      7,391
      7,624
      4,290
      -834
      -5,599
      -627
      -4,388
      -1,720
      -579
      -11
      1,262
      -2,016
      -297
      -32
      -54
      -159
      -321
      -51
      -62
      -367
      72
      185
      221
      2,195
      2,774
      1,088
      532
      1,801
      2,514
      -117
      -387
      -302
      -496
      -124
      -939
      -269
      -70
      286
      25
      137
      792
      730
      313
      117
      1,374
      359
      109
      2,328
      668
      1,388
      296
      627
      1,796
      -483
      -4,632
      344
      1,443
      -10
      1,532
      1,160
      657
      389
      -74
      -29
      1,086
      7,633
      -677
      227
      -10,105
      95
      333
      1,020
      86
      1,096
      -1,870
      351
      2,794
      3,043
      185
      67
      173
      193
      2,548
      86
      -20
      3
      815
      46
      361
      373
      -95
      -277
      37
      -64
      831
      5,349
      -1,849
      -594
      -10,802
      374
      616
      275
      364
      401
      225
      601
      452
      353
      245
      551
      909
      610
      273
      1,281
      1,484
      3,437
      5
      313
      97
      746
      -48
      -71
      -20
      -12
      -75
      -27
      56
      63
      416
      1,555
      -24
      791
      722
      -569
      535
      -53
      -124
      323
      990
      2,878
      1,657
       
       
       
      2,952
      291
      772
      645
      4,515
      666
      1,382
      296
      111
      455
      313
      549
      874
      184
      438
      473
      529
      308
      121
      497
      172
      224
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 147,681
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 238,146 4,244,471 0.056107
2011 236,396 4,410,449 0.053599
2010 251,849 4,228,947 0.059554
2009 269,762 3,848,622 0.070093
2008 271,458 4,855,184 0.055911
2 Total of line 1, column (d) ...................... 2 0.295264
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.059053
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 4,396,770
5 Multiply line 4 by line 3....................... 5 259,642
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,220
7 Add lines 5 and 6......................... 7 261,862
8 Enter qualifying distributions from Part XII, line 4.............. 8 240,564
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 4,440
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 4,440
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,440
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 5,000
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,000
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 560
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet560 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletME
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletDEUTSCHE BANK TRUST CO NA
    JANICE SMITH     Telephone no.bullet (212) 454-3785
    Located atbullet345 PARK AVENUENEW YORKNY ZIP+4bullet10154
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
    No
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    DEUTSCHE BANK TRUST COMPANY NA TRUSTEE
    11     		48,758    
    345 PARK AVENUE
    NEW YORK,NY10154
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    219,839
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    4,440
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,440
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    215,399
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    215,399
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    215,399
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 215,399
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:2011, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 30,653
    b From 2009....... 78,713
    c From 2010....... 46,283
    d From 2011....... 19,662
    e From 2012....... 30,908
    fTotal of lines 3a through e......... 206,219
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 240,564
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 215,399
    e Remaining amount distributed out of corpus 25,165
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 231,384
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		30,653
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		200,731
    10 Analysis of line 9:
    a Excess from 2009.... 78,713
    b Excess from 2010.... 46,283
    c Excess from 2011.... 19,662
    d Excess from 2012.... 30,908
    e Excess from 2013.... 25,165
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    UNIVERSITY OF MAINE
    TWO ALUMNI PLACE
    ORONO,ME04469     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 108,092
    COLBY COLLEGE
    4341 MAY FLOWER HILL
    WATERVILLE,ME04901     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 36,031
    BOWDOIN COLLEGE
    3530 COLLEGE STATION
    BRUNSWICK,ME04011     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 36,031
    BATES COLLEGE
    220 COLLEGE STREET
    LEWISTON,ME04240     		NONE PUBLIC CHARITY ORGANIZATIONS GENERAL 36,031
    Total .................................bullet 3a 216,185
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 99,528  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 147,681  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aTYCO CLASS ACTION     14 47  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   247,256  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13247,256
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Name of Bond End of Year Book Value End of Year Fair Market Value
    DBTCO TAXABLE INCOME FD 725,490 719,138
    PIMCO DEV LOCAL MKTS FD    
    ARTIO GLOBAL HIGH INCOME FUND    
    BLACKROCK INFLA PROTEC BOND 170,910 160,676
    PIMCO EMERGING LOCAL BOND FUND    
    PIMCO FDS PAC INV MGMT BD FD 152,319 149,384
    DWS FLOATING RATE PLUS FUND 88,164 88,071
    ABERDEEN GLOBAL HIGH INCOME I 83,980 87,867
    MFS EMERG MARKETS DEBT FD CL I 112,174 110,136

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Name of Stock End of Year Book Value End of Year Fair Market Value
    MCDONALDS CORP COM    
    NIKE INC CL B 21,590 47,577
    PEPSICO INC COM 25,138 32,347
    WAL MART STORES INC COM    
    EOG RES INC COM    
    EXXON MOBIL CORP COM    
    OCCIDENTAL PETE CORP COM    
    SCHLUMBERGER LTD COM COM 11,832 14,418
    CELGENE CORP COM 9,624 41,397
    EDWARDS LIFESCIENCES CORP COM    
    EXPRESS SCRIPTS INC COM 10,605 30,203
    GILEAD SCIENCES INC COM 10,283 48,064
    ST JUDE MED INC COM 7,695 10,532
    AMETEK INC NEW COM 6,832 25,808
    STERICYCLE INC COM 4,571 12,198
    UNITED TECHNOLOGIES CORP COM    
    APPLE INC COM 7,089 61,151
    E M C CORP MASS COM    
    GOOGLE INC CL A 35,721 66,122
    INTEL CORP COM    
    MICROSOFT CORP COM 42,729 49,755
    ORACLE CORP COM 9,213 16,643
    QUALCOMM INC COM 9,341 17,820
    ACCENTURE LTD CL A 10,772 23,433
    AMERICAN TOWER CORP CL A    
    EATON VANCE STRUCT EMG MKTS    
    DBTCO INTERNATIONAL FD 821,731 1,170,960
    DBTCO US SMALL CAP FD 141,408 181,624
    LIMITED BRANDS INC    
    ANADARKO PETE CORP 2,890 5,156
    NORFOLK SOUTHERN CORP 8,692 19,494
    PARKER HANNIFIN CORP 11,923 32,160
    ROPER INDS INC 7,341 20,109
    TRANSDIGM GROUP INC 3,223 12,399
    INT'L BUS MACHS CORP    
    CHECK POINT SOLFTWARE TECH LTD 1,794 3,870
    MOSAIC CO    
    BORG WARNER INC 4,926 13,418
    DICKS SPORTING GOODS INC 10,902 18,883
    NATIONAL - OILWELL VARGO INC    
    MCKESSON HBOC INC 9,342 25,824
    NAVISTAR INTL CORP    
    SOLERA HLDGS INC 4,474 8,137
    VERIFONE SYSTEMS INC    
    FREEPORT-MCMORAN COPPER & GOLD    
    BED BATH & BEYOND INC    
    COACH INC    
    STARWOOD HOTELS & RESORTS COM 13,725 18,274
    WYNN RESORTS LTD    
    COSTCO WHSL CORP 17,603 26,184
    KELLOGG CO    
    KRAFT FOODS INC    
    WHOLE FOODS MKT INC 16,170 29,493
    CONCHO RESOURCES INC    
    HALLIBURTON CO 24,223 22,330
    OIL STS INTL INC    
    PLAINS EXPL & PRODTN CO    
    AMERIPRISE FIN INC 8,048 14,381
    DISCOVER FIN SVCS 8,564 18,743
    PRICE T ROWE GROUP INC    
    CAREFUSION CORP 10,401 14,733
    THERMO FISHER SCIENTIFIC INC 10,947 21,713
    DOVER CORP 13,200 19,791
    SPX CORP 10,196 12,949
    SKYWORKS SOLUTIONS INC    
    ECOLAB INC 10,855 22,418
    WALTER ENERGY INC    
    AMERICAN WATER WORKS 2,958 4,437
    AMAZON COM INC 17,788 26,719
    COMCAST CORP NEW CL A 19,152 30,659
    GNC HOLDINGS INC COM CL A 6,054 9,937
    NEWS CORP INC CL A    
    SALLY BEAUTY HLDGS INC COM    
    BEAM INC COM 14,855 17,015
    HILLSHIRE BRANDS CO COM 11,012 13,042
    MEAD JOHNSON NUTRITION COMPANY 10,289 12,145
    MONDELEZ INTERNATIONAL INC 16,618 23,475
    CAMERON INTL CORP COM    
    CEPHEID COM 10,819 12,135
    MEDIVATION INC COM 9,052 12,764
    GENERAL ELEC CO COM 11,688 17,098
    REGAL BELOIT CORP COM 5,371 5,898
    BROADCOM CORP CL A    
    CITRIX SYS INC COM 20,349 18,975
    EBAY INC COM 11,463 12,070
    TEXAS INSTRS INC COM    
    LYONDELLBASELL IND NV ORD CL A 10,801 14,852
    MONSANTO CO NEW COM 16,595 22,145
    BRINKER INTL INC COM 10,273 11,817
    DOLLAR GENERAL CORP COM 11,889 16,286
    EXPEDIA INC COM 6,738 7,314
    HOME DEPOT INC COM 27,162 31,701
    L BRANDS INC COM 6,341 22,575
    LAS VEGAS SANDS CORP COM 13,082 20,112
    NORWEGIAN CRUISE LINE HOLD LTD 3,136 3,724
    TWENTY FIRST CENTURY FOX INC 9,009 18,640
    V F CORP COM 12,648 17,455
    ANTERO RESOURCES CORP COM 7,427 8,564
    PIONEER NAT RES CO COM 13,483 15,278
    AFFILIATED MANAGERS GROUP INC 22,217 29,279
    SCHWAB CHARLES CORP NEW COM 15,281 18,460
    NPS PHARMACEUTICALS INC COM 9,397 10,626
    BOEING CO COM 13,762 18,017
    AVAGO TECHNOLOGIES LTD ORD 5,808 7,139
    FIREEYE INC COM 3,619 4,143
    GUIDEWIRE SOFTWARE INC COM 4,374 4,662
    INTUIT INC COM 12,925 14,882
    LINKEDIN CORP COM CL A 14,605 14,094
    SALESFORCE COM INC 7,868 8,279
    SPLUNK INC COM 3,236 4,464
    STRATASYS LTD COM 4,741 7,409
    VISA INC CL A COM 28,286 36,742
    VMWARE INC COM 13,837 15,251
    BALL CORP COM 7,060 7,491
    CROWN CASTLE INTL CORP COM 13,047 13,217
    PARAMETRIC EMERG MARKETS FD I 269,619 296,630

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    US Government Securities - End of Year Book Value:

     
    US Government Securities - End of Year Fair Market Value:

     
    State & Local Government Securities - End of Year Book Value:


     
    State & Local Government Securities - End of Year Fair Market Value:


     


    TY 2013 InvestmentsOtherSchedule2
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    IPATH D J AIG COMM INDEX TOT      
    VACANT 20' WIDE STRIP OF LAND AT COST 36,000 36,000
    ISHARES GOLD TRUST      
    IPATH DJ UBS COMM IND TOT RET AT COST 45,596 44,651

    TY 2013 OtherDecreasesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Description Amount
    ADJ FOR 2013 CTF GAIN AND LOSS DIST POSTING IN 2014 6,484
    ADJ FOR 2013 CTF CASH DISTRIBUTIONS POSTING IN 2014 4,730
    DIVIDENDS TAXABLE 2013 POSTING IN 2014 1,217


    TY 2013 OtherExpensesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LIABILITY INSURANCE 286 0   0


    TY 2013 OtherIncomeSchedule2
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    TYCO CLASS ACTION LIT 47 47  


    TY 2013 OtherIncreasesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Description Amount
    ADJUSTMENT FOR ROC 1,848
    WASH SALE ADJUSTMENT 13
    BOOK VALUE ADJUSTMENT 28,967


    TY 2013 TaxesSchedule
    Name:
    AL BIRD EST UNIVERSITY OF MAINE ETAL CO
    EIN: 13-6579662
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 21 21   0
    FEDERAL TAX PAYMENT - PRIOR YE 1,174 0   0
    FEDERAL ESTIMATES - PRINCIPAL 5,000 0   0
    FOREIGN TAXES ON QUALIFIED FOR 793 793   0
    FOREIGN TAXES ON NONQUALIFIED 59 59   0