Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
SMBC GLOBAL FOUNDATION INC
 

Number and street (or P.O. box number if mail is not delivered to street address)277 PARK AVENUE 5TH FLOOR   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10172
A Employer identification number

13-3766226
B Telephone number (see instructions)

(212) 224-4440
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$15,013,089J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 320,926 320,926  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 354,623
b Gross sales price for all assets on line 6a 946,697
7 Capital gain net income (from Part IV, line 2)... 354,623
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 675,549 675,549  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 25,500 2,550   22,950
c Other professional fees (attach schedule).... Click to see attachment 252,486 67,276   185,210
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 6,289 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 2,150 0   2,150
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 286,425 69,826   210,310
25 Contributions, gifts, grants paid........ 495,501 515,001
26 Total expenses and disbursements. Add lines 24 and 25 781,926 69,826   725,311
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -106,377
b Net investment income (if negative, enter -0-) 605,723
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 127,979 268,523 268,523
2 Savings and temporary cash investments..........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges........... 1,106 1,031 1,031
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 6,897,549 Click to see attachment8,039,055 8,039,055
c Investments—corporate bonds (attach schedule)........ 6,734,564 Click to see attachment6,704,480 6,704,480
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 13,761,198 15,013,089 15,013,089
Liabilities 17 Accounts payable and accrued expenses.......... 21,300 22,000
18 Grants payable................... 60,000 35,000
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 81,300 57,000
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted.................... 13,679,898 14,956,089
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 13,679,898 14,956,089
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 13,761,198 15,013,089
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 13,679,898
2 Enter amount from Part I, line 27a..................... 2 -106,377
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 1,382,568
4 Add lines 1, 2, and 3.......................... 4 14,956,089
5 Decreases not included in line 2 (itemize) bullet 5 0
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 14,956,089
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
b CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
c CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
d CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
e CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY EQUITY FUND P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
CFI MULTI-STRATEGY BOND FUND, LLC P 2005-09-30 2013-12-30
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 2,276   1,598 678
b 2,067   1,441 626
c 2,357   1,588 769
d 2,301   1,519 782
e 2,424   1,563 861
2,303   1,523 780
2,462   1,565 897
2,356   1,501 855
2,351   1,446 905
2,493   1,473 1,020
2,412   1,365 1,047
2,473   1,324 1,149
50,000   33,681 16,319
250,000   158,906 91,094
50,000   30,752 19,248
200,000   118,180 81,820
300,000   169,824 130,176
1,570   1,436 134
1,421   1,295 126
1,577   1,443 134
1,533   1,384 149
1,568   1,435 133
1,499   1,407 92
1,552   1,454 98
1,548   1,455 93
1,507   1,417 90
1,567   1,461 106
1,516   1,414 102
1,564   1,475 89
50,000   45,749 4,251
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       678
b       626
c       769
d       782
e       861
      780
      897
      855
      905
      1,020
      1,047
      1,149
      16,319
      91,094
      19,248
      81,820
      130,176
      134
      126
      134
      149
      133
      92
      98
      93
      90
      106
      102
      89
      4,251
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 354,623
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 546,047 13,319,903 0.040995
2011 651,249 13,196,095 0.049352
2010 604,568 12,654,697 0.047774
2009 691,325 11,209,733 0.061672
2008 533,564 12,855,745 0.041504
2 Total of line 1, column (d) ...................... 2 0.241297
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.048259
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 14,230,674
5 Multiply line 4 by line 3....................... 5 686,758
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 6,057
7 Add lines 5 and 6......................... 7 692,815
8 Enter qualifying distributions from Part XII, line 4.............. 8 725,311
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 6,057
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 6,057
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 6,057
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 7,320
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 7,320
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,263
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet1,263 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY, DE
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.SMBCGROUP.COM
    14
    The books are in care ofbulletMR KEI UEDA Telephone no.bullet (212) 224-4915
    Located atbulletSMBC 277 PARK AVENUENYNY ZIP+4bullet10172
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
    No
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    MAKOTO TAKASHIMA DIRECTOR/PRESIDENT
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    NAOYA MIYAGAKI DIRECTOR
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    WILLIAM HANEY DIRECTOR
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    D SCARBOROUGH SMITH III DIRECTOR
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    OSAMU YOSHIDA ASSISTANT TREASURER
    0.50     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    KEI UEDA TREASURER
    1.00     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    JANE HUTTA SECRETARY
    1.00     		0 0 0
    C/O SUMITOMO MITSUI BANKING CORP
    277 PARK AVENUE
    NEW YORK,NY10172
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 IN ORDER TO ACHIEVE MORE COST EFFECTIVENESS OF ADMINISTRATION FOR THE FOUNDATION'S ASIAN SCHOLARSHIP PROGRAM, IN JUNE 2004, THE FOUNDATION SIGNED AN AGREEMENT WITH THE INSTITUTE OF OF INTERNATIONAL EDUCATION ("IIE") TO ADMINISTER THE SCHOLARSHIP PROGRAM UNDER THE NAME OF "SMBC GLOBAL FOUNDATION SCHOLARSHIP PROGRAM. " IIE IS A U.S. BASED 501(C)(3) TAX-EXEMPT ORGANIZATION WITH OVER 50 YEARS OF EXPERIENCE IN THE FIELD OF INTERNATIONAL SCHOLARSHIP PROGRAMS. THE SUBSTANCE OF THE SCHOLARSHIP PROGRAM HAS NOT BEEN AFFECTED BY THIS OUTSOURCING. THE FOUNDATION NO LONGER MAKES DISBURSEMENTS DIRECTLY TO INDIVIDUALS IN ASIA AFTER THE AGREEMENT WITH IIE. 79,210
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    711,534
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    6,057
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    6,057
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    705,477
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    705,477
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    705,477
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 705,477
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 67,923
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e......... 0
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 725,311
    a Applied to 2012, but not more than line 2a 67,923
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 657,388
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		48,089
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PRESIDENT SMBC GLOBAL FOUNDATIONINC
    277 PARK AVENUE
    NEW YORK,NY10172
    (212) 224-4440
    bThe form in which applications should be submitted and information and materials they should include:
    THERE IS NO REQUIRED FORM IN WHICH APPLICATIONS FOR SUCH GRANTS SHOULD BE SUBMITTED. GRANT REQUESTS SHOULD INCLUDE THE FOLLOWING INFORMATION: A DESCRIPTION OF THE ORGANIZATION, ITS HISTORY AND OVERALL PURPOSES; THE SPECIFIC PURPOSE FOR THE GRANT REQUEST, EXPLANATION OF NEED AND AMOUNT OF CASH REQUESTED; CURRENT FINANCIAL STATEMENTS, AND A DETAILED BUDGET SHOWING HOW THE GRANT WOULD BE USED; SOURCES AND STATUS OF OTHER FUNDING; LISTS OF KEY PERSONNEL AND QUALIFICATIONS OF THE ORGANIZATION'S STAFF; AND EVIDENCE OF THE ORGANIZATION'S TAX-EXEMPT STATUS
    cAny submission deadlines:
    THERE ARE NO SUBMISSION DEADLINES
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    SMBC GLOBAL FOUNDATION, INC. DOES NOT RESTRICT GRANTS BY GEOGRAPHICAL AREAS. THE FOUNDATION ONLY GIVES TO INSTITUTIONS WITHIN THE UNITED STATES WHICH ARE TAX-EXEMPT UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE, AND ONLY FOR 501(C)(3) PURPOSES OUTSIDE THE UNITED STATES. IT PROVIDES GRANTS TO PROGRAMS THAT PROVIDE SCHOLARSHIPS AND OTHER EDUCATIONAL ASSISTANCE TO AID DESERVING INDIVIDUALS IN FURTHERING THEIR EDUCATIONAL GOALS; TO PROVIDE FINANCIAL ASSISTANCE TO SCHOOLS, COLLEGES, UNIVERSITIES AND OTHER EDUCATIONAL ORGANIZATIONS; TO ASSIST THEM IN CARRYING OUT THEIR EDUCATIONAL ACTIVITIES; TO AID COMMUNITIES IN MEETING CREDIT NEEDS; TO ASSIST ORGANIZATIONS DEDICATED TO PUBLIC HEALTH; TO ASSIST ORGANIZATIONS COMMITTED TO COMMUNITY SERVICE AND TO THE PROVISION OF SOCIAL SERVICES TO THOSE IN NEED, AND TO ENCOURAGE INDIVIDUALS TO SERVE THEIR COMMUNITY; AND TO PROMOTE THE ARTS BY PROVIDING FINANCIAL ASSISTANCE TO ORGANIZATIONS DEDICATED TO ADVANCING CULTURE AND THE ARTS.
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    PRESIDENT SMBC GLOBAL FOUNDATIONINC
    277 PARK AVENUE
    NEW YORK,NY10172
    (212) 224-4440
    bThe form in which applications should be submitted and information and materials they should include:
    A REGISTRATION FORM IS REQUIRED. THERE ARE TWO PARTS TO THE REGISTRATION FORM. THE FIRST PART IS COMPLETED BY THE EMPLOYEE NOTIFYING THE FOUNDATION OF THE AMOUNT OF THE DONATION, THE NAME OF THE 501(C)(3) CHARITABLE ORGANIZATION AND THE TAX DEDUCTIBLE PORTION OF THE DONATION. THE FORM IS THEN MAILED TO THE ORGANIZATION. THE SECOND PART IS COMPLETED BY CHARITABLE ORGANIZATION THAT RECEIVED THE DONATION. THE CHARITABLE ORGANIZATION CONFIRMS THAT IT RECEIVED THE EMPLOYEE'S DONATION AND RETURNS IT TO THE FOUNDATION. THE RECIPIENT CHARITY MUST HAVE TAX-EXEMPT STATUS AS RECOGNIZED BY THE IRC SECTION 501(C)(3) IN ORDER TO BE ELIGIBLE TO RECEIVE A MATCHING DONATION AND MUST PROVIDE PROOF OF TAX-EXEMPT STATUS.
    cAny submission deadlines:
    THE SUBMISSION DEADLINE SET ANNUALLY IN DECEMBER TO ALLOW SUFFICIENT TIME FOR PROCESSING.
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    THE MAXIMUM AMOUNT DONATED PER EMPLOYEE PER YEAR IS LIMITED TO $1,000, AND THE MINIMUM FOR MATCHING FUNDS IS $25. IN 2013, THE FOUNDATION MADE DONATIONS TOTALING $40,000 RELATING TO THIS PROGRAM. THE FOUNDATION RESERVES THE RIGHT TO REFUSE TO MATCH EMPLOYEE DONATIONS GIVEN TO A NON 501(C)(3) TAX-EXEMPT CHARITIES, ADVOCACY, RELIGIOUS AND POLITICAL GROUPS, OR ORGANIZATIONS THAT SUPPORT BIASED OR DISCRIMINATORY POLICIES. PAYMENTS TO AN ORGANIZATION OR INSTITUTION THAT ARE MADE IN CONSEQUENCE OF, OR LEAD TO, A DIRECT MATERIAL BENEFIT (SUCH AS GOODS AND SERVICES OF MORE THAN A NOMINAL VALUE) TO THE DONOR OR A MEMBER OF HIS OR HER FAMILY, OR AN INDIVIDUAL DESIGNATED BY THE DONOR, ARE NOT ELIGIBLE TO BE MATCHED BY GRANTS FROM THE FOUNDATION. THE FOUNDATION WILL ONLY MATCH THE PORTION OF AN EMPLOYEE'S TOTAL CONTRIBUTION THAT IS FULLY TAX-DEDUCTIBLE UNDER U.S. LAW.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    IMMACULATE CONCEPTION SCHOOL
    21-63 29TH STREET
    ASTORIA,NY11105     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    AMERICAN CANCER SOCIETY INC
    250 WILLAMS STREET NW
    ATLANTA,GA30303     		NONE PC IN SUPPORT OF THE ORGANIZATION'S CANCER RESEARCH, PUBLIC EDUCATION, AND SERVICES FOR CANCER PATIENTS 100
    BABSON COLLEGE
    231 FOREST STREET
    BABSON PARK,MA024570310     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 200
    CULTURAL ASSOCIATION OF BRAZILIAN ARTS
    241 E MAIN STREET 3G
    BERGENFIELD,NJ07621     		NONE PC IN SUPPORT OF THE ORGANIZATION'S CULTURAL AND EDUCATIONAL ACTIVITIES. 1,000
    MONSIGNOR SCANLAN HIGH SCHOOL
    915 HUTCHINSON RIVER PARKWAY
    BRONX,NY10465     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 100
    PROVIDENCE REST
    3304 WATERBURY AVENUE
    BRONX,NY10465     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RENDERING INPATINET MEDICAL CARE TO THE AGED. 100
    MONSIGNOR SCANLAN HIGH SCHOOL
    915 HUTCHINSON RIVER PARKWAY
    BRONX,NY10465     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 100
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVENUE
    BROOKLYN,NY11208     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR REVITALIZING THE CYPRESS HILLS COMMUNITY THROUGH HOUSIN 150
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVENUE
    BROOKLYN,NY11208     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR REVITALIZING THE CYPRESS HILLS COMMUNITY THROUGH HOUSIN 50
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVENUE
    BROOKLYN,NY11208     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR REVITALIZING THE CYPRESS HILLS COMMUNITY THROUGH HOUSIN 74
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVENUE
    BROOKLYN,NY11208     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR REVITALIZING THE CYPRESS HILLS COMMUNITY THROUGH HOUSIN 62
    COLEL CHABAD
    806 EASTERN PARKWAY
    BROOKLYN,NY11213     		NONE PC IN SUPPORT OF THE ORGANIZATION'S CHARITABLE ACTIVITIES OF HELPING THOSE WHO ARE IN NEED DUE TO THEIR 500
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVENUE
    BROOKLYN,NY11208     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR REVITALIZING THE CYPRESS HILLS COMMUNITY THROUGH HOUSIN 200
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVENUE
    BROOKLYN,NY11208     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR REVITALIZING THE CYPRESS HILLS COMMUNITY THROUGH HOUSIN 100
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVENUE
    BROOKLYN,NY11208     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR REVITALIZING THE CYPRESS HILLS COMMUNITY THROUGH HOUSIN 62
    LE ZION B'RINA INC
    1436 42ND STREET
    BROOKLYN,NY11219     		NONE PC IN SUPPORT OF THE ORGANIZATION'S ACTIVITIES IN PROVIDING EDUCATIONAL ASSISTANCE. 500
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVENUE
    BROOKLYN,NY11208     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR REVITALIZING THE CYPRESS HILLS COMMUNITY THROUGH HOUSIN 100
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVENUE
    BROOKLYN,NY11208     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR REVITALIZING THE CYPRESS HILLS COMMUNITY THROUGH HOUSIN 148
    CYPRESS HILLS LOCAL DEVELOPMENT CORPORATION
    625 JAMAICA AVENUE
    BROOKLYN,NY11208     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR REVITALIZING THE CYPRESS HILLS COMMUNITY THROUGH HOUSIN 200
    JASON GEORGE MEMORIAL FOUNDATION
    383 MAIN ST STE 202
    CHATHAM,NJ079282100     		NONE PC IN SUPPORT OF THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 100
    CLEAR LAKE YACHT CLUB SAILING SCHOOL INC
    PO BOX 29
    CLEAR LAKE,IA504280029     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    USC (UNIVERSITY OF SOUTH CAROLINA) FILM RESTORATION
    1027 BARNWELL STREET
    COLUMBIA,SC29208     		NONE PC IN SUPPORT OF ITS JAPANESE FILM RESTORATION PROJECT 20,250
    HENDRIX COLLEGE
    1600 WASHINGTON AVE
    CONWAY,AR72032     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    AMERICAN HEART ASSOCIATION
    7272 GREENVILLE AVE
    DALLAS,TX75231     		NONE PC IN SUPPORT OF THE VOLUNTARY HEALTH ORGANIZATION'S ACTIVITIES IN FIGHTING HEART DISEASE AND STROKE. 500
    AMERICAN HEART ASSOCIATION
    7272 GREENVILLE AVE
    DALLAS,TX75231     		NONE PC IN SUPPORT OF THE VOLUNTARY HEALTH ORGANIZATION'S ACTIVITIES IN FIGHTING HEART DISEASE AND STROKE. 25
    DARIEN LIBRARY
    1441 POST ROAD
    DARIEN,CT068205419     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 500
    GETTYSBURG COLLEGE
    300 N WASHINGTON ST BOS 426
    GETTYSBURG,PA17325     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    THUNDERBIRD SCHOOL OF GLOBAL MANAGEMENT
    1 GLOBAL PLACE
    GLENDALE,AZ853066000     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 100
    THE LEUKEMIA & LYMPHOMA SOCIETY INC
    1324 MOTOR PARKWAY
    HAUPPAUGE,NY11749     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RESEARCHING THE CURE FOR LEUKEMIA& LYMPHOMA, HODGKIN'S 100
    THE LEUKEMIA & LYMPHOMA SOCIETY INC
    1324 MOTOR PARKWAY
    HAUPPAUGE,NY11749     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RESEARCHING THE CURE FOR LEUKEMIA& LYMPHOMA, HODGKIN'S 50
    THE LEUKEMIA & LYMPHOMA SOCIETY INC
    1324 MOTOR PARKWAY
    HAUPPAUGE,NY11749     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RESEARCHING THE CURE FOR LEUKEMIA& LYMPHOMA, HODGKIN'S 20
    THE LEUKEMIA & LYMPHOMA SOCIETY INC
    1324 MOTOR PARKWAY
    HAUPPAUGE,NY11749     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RESEARCHING THE CURE FOR LEUKEMIA& LYMPHOMA, HODGKIN'S 100
    THE LEUKEMIA & LYMPHOMA SOCIETY INC
    1324 MOTOR PARKWAY
    HAUPPAUGE,NY11749     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RESEARCHING THE CURE FOR LEUKEMIA& LYMPHOMA, HODGKIN'S 25
    THE LEUKEMIA & LYMPHOMA SOCIETY INC
    1324 MOTOR PARKWAY
    HAUPPAUGE,NY11749     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RESEARCHING THE CURE FOR LEUKEMIA& LYMPHOMA, HODGKIN'S 100
    THE LEUKEMIA & LYMPHOMA SOCIETY INC
    1324 MOTOR PARKWAY
    HAUPPAUGE,NY11749     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RESEARCHING THE CURE FOR LEUKEMIA& LYMPHOMA, HODGKIN'S 100
    HOFSTRA UNIVERSITY
    101 HOFSTRA UNIVERSITY HOFSTRA HALL
    RM 102
    HEMPSTEAD,NY115491010     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    FRIENDS OF THE ELYSIAN CHARTER SCHOOL OF HOBOKEN INC
    301 GARDEN STREET
    HOBOKEN,NJ07030     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    LA ESPERANZA THE HOPE OF THE PIONEER VALLEY INC
    602 DWIGHT STREET
    HOLYOKE,MA01040     		NONE PC IN SUPPORT OF THE ORGANIZATION'S COMMUNITY ACTIVITIES IN PROVIDING PREVENTION/EARLY DETECTION EDUCAT 1,000
    HOUSTON HUMANE SOCIETY
    PO BOX 450528
    HOUSTON,TX77245     		NONE PC GRANT IN SUPPORT OF ELIMINATING CRUELTY, ABUSE AND THE OVERPOPULATION OF ANIMALS WHILE PROTECTING TH 100
    UNIVERSITY OF HOUSTON SYSTEM
    TAX DEPT 5000 GULF FWY BLDG 1 RM
    109
    HOUSTON,TX772040907     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 100
    CORNELL UNIVERSITY
    130 E SENECA STREET STE 400
    ITHACA,NY14850     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    ST JOHN'S UNIV
    8000 UTOPIA PARKWAY
    JAMAICA,NY11439     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 50
    SAINT DOMINIC ACADEMY
    2572 KENNEDY BLVD
    JERSEY CITY,NJ07304     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 500
    FRANKLIN & MARSHALL COLLEGE
    PO BOX 3003
    LANCASTER,PA176043003     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 25
    NEW JERSEY CONFERENCE OF SEVENTH-DAY ADVENTISTS INC DBA WALDWICK ADVENTIST
    2303 BRUNSWICK AVENUE
    LAWRENCEWILLE,NJ08648     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 300
    BAL JAGAT-CHILDREN'S WORLD INC
    5199 E PACIFIC COAST HIGHWAY STE
    204
    LONG BEACH,CA90804     		NONE PC IN SUPPORT OF THE ORGANIZATION'S ACTIVITIES IN PROVIDING ADOPTION ASSISTANCE. 100
    SAINT FRANCIS UNIVERSITY
    PO BOX 600
    LORETTO,PA15940     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 475
    SOUTH EAST CONSORTIUM FOR SPECIAL SERVICES INC
    740 WEST BOSTON POST ROAD STE 310
    MAMARONECK,NY10543     		NONE PC IN SUPPORT OF THE ORGANIZATIONS' ACTIVITIES IN PROVIDING RECREATIONS FOR DEVELOPMENTALLY DISABLED RE 100
    ST JUDE CHILDREN'S RESEARCH HOSPITAL
    501 ST JUDE PLACE
    MEMPHIS,TN38105     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RESEARCHING THE TREATMENT FOR PEDIATRIC CATASTROPHIC D 50
    CHAMINADE DEVELOPMENT FUND INC
    340 JACKSON AVENUE
    MINEOLA,NY11501     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    SPRING HILL COLLEGE
    4000 DAUPHIN ST
    MOBILE,AL36608     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    CONNECTICUT FOOD BANK INC
    PO BOX 8686
    NEW HAVEN,CT06531     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR FIGHTING POVERTY BY THE DISTRIBUTION OF FOOD AND GROCER 50
    CONNECTICUT COLLEGE
    270 MOHEGAN AVENUE
    NEW LONDON,CT06320     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 50
    FDA (FREDERICK DOUGLASS ACADEMY)
    2581 ADAM CLAYTON POWELL JR BLVD
    NEW YORK,NY10039     		NONE PC JAPAN TRIP PROGRAM FOR JAPANESE LANGUAGE STUDENTS AND CHAPERONES AT FDA. 35,000
    THE DALTON SCHOOL
    108 EAST 89TH STREET
    NEW YORK,NY10128     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    EAST SIDE MIDDLE SCHOOL PARENT TEACHER ASSOCIATION INC
    331 EAST 91ST STREET
    NEW YORK,NY10128     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 500
    JAPAN SOCIETY
    333 EAST 47TH STREET
    NEW YORK,NY10017     		BOARD OF DIRECTOR: MR. MAKOTO TAKASHIMA PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR HELPING VICTIMS OF TOHOKU EARTHQUAKE IN JAPAN. 50
    JUVENILE DIABETES RESEARCH FOUNDATION INTERNATIONAL AKA JDRF
    26 BROADWAY
    NEW YORK,NY10004     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S RESEARCH FOR A CURE FOR TYPE 1 DIABETES AND ITS COMPLICATIONS. 250
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    1275 YORK AVENUE
    NEW YORK,NY10065     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR PREVENTING AND RESEARCHING THE CURE FOR CANCER 250
    NEW YORK CARES
    116 E 16TH STREET 6TH FL
    NEW YORK,NY100032112     		NONE PC IN SUPPORT OF RELIEF EFFORTS AND PROGRAMS IN 2013 25,000
    IIE (INSTITUTE OF INTERNATIONAL EDUCATION)
    809 UNITED NATIONS PLAZA
    NEW YORK,NY10017     		NONE PC TO ADMINISTER SMBC GLOBAL FOUNDATION INC'S ASIAN SCHOLARSHIP PROGRAM 79,210
    NATIONAL CENTER FOR LEARNING DISABILITIES INC
    381 PARK AVENUE SOUTH STE 1401
    NEW YORK,NY10016     		DIRECTOR : MR. WILLIAM HANEY PC IN SUPPORT OF THE ORGANIZATION'S SERVICES TO IMPROVE THE LIVES OF ALL INDIVIDUALS WITH LEARNING DISA 1,000
    NATIONAL MULTIPLE SCLEROSIS SOCIETY - NYC CHAPTER
    733 THIRD AVENUE 3RD FL
    NEW YORK,NY10017     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RESEARCHING THE CURE FOR MULTIPLE SCLEROSIS. 125
    THE ALS ASSOCIATION GREATER NEW YORK CHAPTER
    42 BROADWAY STE 1742
    NEW YORK,NY10004     		NONE PC GRANT IN SUPPORT OF RESEARCH TO TREAT AND CURE ALS AND LOU GEHRIG'S DISEASE. 250
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    1275 YORK AVENUE
    NEW YORK,NY10065     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR PREVENTING AND RESEARCHING THE CURE FOR CANCER 500
    ASPCA
    424 EAST 92ND STREET
    NEW YORK,NY10128     		NONE PC GRANT IN SUPPORT OF PREVENTING OF CRUELTY TO ANIMALS WHILE PROVIDING A TOTAL SERVICES PROGRAM WHICH 100
    NEW YORK UNIVERSITY
    25 WEST 4TH STREET
    NEW YORK,NY10012     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    1276 YORK AVENUE
    NEW YORK,NY10065     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR PREVENTING AND RESEARCHING THE CURE FOR CANCER 100
    JOHN CARDINAL O'CONNOR SCHOOL
    1011FIRST AVENUE
    NEW YORK,NY10022     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 50
    THE TRUSTEES OF CULUMBIA UNIVERSITY IN THE CITY OF NEW YORK
    622 W 113 STREET
    NEW YORK,NY10025     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    YOUNG MENS CHRISTIAN ASSOCIATION OF GREATER NEW YORK
    5 WEST 63RD STREET
    NEW YORK,NY100237162     		NONE PC IN SUPPORT OF THE ORGANIZATION'S CTIVITIES IN ORGANIZING AND PROVIDING COMMUNITY RECREATIONAL PROGRA 30
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    1275 YORK AVENUE
    NEW YORK,NY10065     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR PREVENTING AND RESEARCHING THE CURE FOR CANCER 500
    USO OF METROPOLITAN NEW YORK
    625 EIGHTH AVE NORTH WING 2ND FL
    NEW YORK,NY10018     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR LIFTING THE SPRITS OF AMERICA'S TROOPS AND THEIR FAMILI 30
    BARNARD COLLEGE
    3009 BROADWAY BOX AS
    NEW YORK,NY10027     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 50
    PTA OF MS 54 INC
    103 WEST 107TH STREET
    NEW YORK,NY10025     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    UNITED STATES FUND FOR UNICEF
    125 MAIDEN LANE
    NEW YORK,NY10038     		NONE PC IN SUPPORT OF THE ORGANIZATION'S GENERAL OPERATION 35
    PROJECT HARMONY INC
    216 W 122ND ST
    NEW YORK,NY100275408     		NONE PC IN SUPPORT OF THE ORGANIZATIONS' ACTIVITIES OF COMMUNITY SERVICES IN SELF-HELP PROGRAMS, ECONOMIC DE 525
    THE CHAPIN SCHOOL LTD
    100 EAST END AVENUE
    NEW YORK,NY10028     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 450
    ST BERNARD'S SCHOOL INC
    4 EAST 98TH STREET
    NEW YORK,NY10029     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 300
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    1278 YORK AVENUE
    NEW YORK,NY10065     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR PREVENTING AND RESEARCHING THE CURE FOR CANCER 35
    NATIONAL MULTIPLE SCLEROSIS SOCIETY - NYC CHAPTER
    733 THIRD AVENUE 3RD FL
    NEW YORK,NY10017     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RESEARCHING THE CURE FOR MULTIPLE SCLEROSIS. 450
    NEW YORK PRESBYTERIAN FUND INC
    525 EAST 68TH STREET
    NEW YORK,NY10065     		NONE PC IN SUPPORT OF THE ORGANIZATION'S ACTIVITIES IN PROVIDING WORLD CLASS PATIENT CARE, TEACHING, RESEARC 500
    JAPAN DAY INC
    399 PARK AVENUE
    NEW YORK,NY10022     		PRESIDENT: MR. MAKOTO TAKASHIMA, VICE PRESIDENT: MR. K PC IN SUPPORT OF ITS CULTURAL ACTIVITIES 50,000
    MEMORIAL SLOAN-KETTERING CANCER CENTER
    1277 YORK AVENUE
    NEW YORK,NY10065     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR PREVENTING AND RESEARCHING THE CURE FOR CANCER 150
    PARENT AND TEACHERS ASSOCIATION OF PS 116 INC
    210 EAST 33RD STREET
    NEW YORK,NY100164802     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    FFDA (FRIENDS OF THE FREDERICK DOUGLASS ACADEMY)
    2581 ADAM CLAYTON POWELL JR BLVD
    NEW YORK,NY10039     		NONE PC JAPAN TRIP PROGRAM FOR JAPANESE LANGUAGE STUDENTS AND CHAPERONES AT FDA 35,000
    MTC (MANHATTAN THEATER CLUB) WINTER BENEFIT
    311 WEST 43RD ST 8 FL
    NEW YORK,NY10036     		BOARD OF DIRECTOR : MR. MAKOTO TAKASHIMA PC IN SUPPORT OF MTC'S 2013 BENEFIT FUNDRAISER 25,000
    MTC (MANHATTAN THEATER CLUB) SPRING GALA
    311 WEST 43RD ST 8 FL
    NEW YORK,NY10036     		BOARD OF DIRECTOR : MR. MAKOTO TAKASHIMA PC IN SUPPORT OF MTC'S 2013 BENEFIT FUNDRAISER 50,000
    THE TRUSTEES OF CULUMBIA UNIVERSITY IN THE CITY OF NEW YORK
    3022 BROADWAY
    NEW YORK,NY10027     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 100
    CARLETON COLLEGE
    ONE N COLLEGE STREET
    NORTHFIELD,MN55057     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 400
    NORTHERN NEW JERSEY COUNCIL-BOY SCOUTS OF AMERICA INC
    25 RAMAPO VALLEY ROAD
    OAKLAND,NJ07436     		NONE PC IN SUPPORT OF THE ORGANIZATION'S ACTIVITIES TO PREPARE YOUNG PEOPLE TO MAKE ETHICAL CHOICES OVER THE 500
    NORTHERN NEW JERSEY COUNCIL-BOY SCOUTS OF AMERICA INC
    25 RAMAPO VALLEY ROAD
    OAKLAND,NJ07436     		NONE PC IN SUPPORT OF THE ORGANIZATION'S ACTIVITIES TO PREPARE YOUNG PEOPLE TO MAKE ETHICAL CHOICES OVER THE 500
    GREEN VALE SCHOOL
    250 VALENTINES LANE
    OLD BROOKVILLE,NY11545     		NONE PC IN SUPPORT OF THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    BRIDGES TO COMMUNITY INC
    95 CROTON AVENUE
    OSSINING,NY10562     		NONE PC IN SUPPORT OF THE ORGANIZATION'S ACTIVITIES IN PROMOTING COMMUNITY AND PERSONAL TRANSFORMATION, CROS 1,000
    FOLDS OF HONOR FOUNDATION
    5800 NORTH PATRIOT DRIVE
    OWASSO,OK74055     		NONE PC IN SUPPORT OF THE ORGANIZATION'S ACTIVITIES IN PROVIDING FINANCIAL ASSISTANCE FOR THE EDUCATION OF S 500
    IUC (INTER-UNIVERSITY CENTER FOR JAPANESE STUDIES - STANFORD UNIVERSITY)
    3145 PORTER DRIVE
    PALO ALTO,CA94304     		NONE PC IN SUPPORT OF THE ACTIVITIES OF INTER-UNIVERSITY CENTER FOR JAPANESE LANGUAGE STUDIES. 20,000
    CARNEGIE MELLON UNIVERSITY
    5000 FORBES AVENUE
    PITTSBURGH,PA15213     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    THE HUN SCHOOL OF PRINCETON
    176 EDGERSTOUNE RD
    PRINCETON,NJ08540     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 100
    AUTISM SPEAKS INC
    1060 STATE ROAD 2ND FLOOR
    PRINCETON,NJ08540     		NONE PC GRANT IN SUPPORT OF RESEARCH TO TREAT AND CURE FOR AUTISM. 150
    BROWN UNIVERSITY
    CONTROLLERS OFFICE BOX J
    PROVIDENCE,RI02912     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 50
    BOSTON HIGASHI SCHOOL INC
    800 NORTH MAIN ST
    RANDOLPH,MA02368     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    JEI (JAPANESE EDUCATIONAL INSTITUTION)
    150 PURCHASE STREET SUITE 11R
    RYE,NY10580     		BOARD OF DIRECTOR : MR. MAKOTO TAKASHIMA PC IN SUPPORT OF MAINTAINING THE QUALITY OF JAPANESE EDUCATION 10,000
    JEI (JAPANESE EDUCATIONAL INSTITUTION)
    150 PURCHASE STREET SUITE 11R
    RYE,NY10580     		BOARD OF DIRECTOR : MR. MAKOTO TAKASHIMA PC IN SUPPORT OF THE SCHOLARSHIP PROGRAM FOR THE BENEFIT OF INDIVIDUALS ATTENDING THE WEEKEND PROGRAMS 10,000
    SAN MARINO SCHOOLS FOUNDATION
    1665 WEST DR
    SAN MARINO,CA91108     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S ACTIVITY TO RAISE MONEY ON BEHALF OF THE SAN MARINO UNIFIED SCHOOL 1,000
    ST MARK'S SCHOOL OF SOUTHBOROUGH INC
    25 MARLBORO ROAD
    SOUTHBOROUGH,MA01772     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 150
    WASHINGTON UNIVERSITY
    700 ROSEDALE AVE
    ST LOUIS,MO63112     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 25
    CAMP AMERIKIDS INC
    88 HAMILTON AVENUE
    STAMFORD,CT06902     		NONE PC IN SUPPORT OF THE ORGANIZATION'S ACTIVITIES IN PROVIDING INNER-CITY CHILDREN AND TEENS LIVING WITH H 500
    CAMP AMERIKIDS INC
    88 HAMILTON AVENUE
    STAMFORD,CT06902     		NONE PC IN SUPPORT OF THE ORGANIZATION'S ACTIVITIES IN PROVIDING INNER-CITY CHILDREN AND TEENS LIVING WITH H 500
    CAMP AMERIKIDS INC
    88 HAMILTON AVENUE
    STAMFORD,CT06902     		NONE PC IN SUPPORT OF THE ORGANIZATION'S ACTIVITIES IN PROVIDING INNER-CITY CHILDREN AND TEENS LIVING WITH H 250
    TENAFLY EDUCATIONAL FOUNDATION
    PO BOX 384
    TENAFLY,NJ07670     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 500
    VALPARAISO UNIVERSITY
    1700 CAMPUS DRIVE
    VALPARAISO,IN46383     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 1,000
    MOVEMBER FOUNDATION
    1518 ABBOT KINNEY BLVD
    VENICE,CA90291     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S ACTIVITIES IN RAISING AWARENESS FOR MEN'S HEALTH ISSUES, SPECIFICA 25
    MOVEMBER FOUNDATION
    1518 ABBOT KINNEY BLVD
    VENICE,CA90291     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S ACTIVITIES IN RAISING AWARENESS FOR MEN'S HEALTH ISSUES, SPECIFICA 30
    MOVEMBER FOUNDATION
    1518 ABBOT KINNEY BLVD
    VENICE,CA90291     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S ACTIVITIES IN RAISING AWARENESS FOR MEN'S HEALTH ISSUES, SPECIFICA 160
    MOVEMBER FOUNDATION
    1518 ABBOT KINNEY BLVD
    VENICE,CA90291     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S ACTIVITIES IN RAISING AWARENESS FOR MEN'S HEALTH ISSUES, SPECIFICA 25
    MOVEMBER FOUNDATION
    1518 ABBOT KINNEY BLVD
    VENICE,CA90291     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S ACTIVITIES IN RAISING AWARENESS FOR MEN'S HEALTH ISSUES, SPECIFICA 50
    MOVEMBER FOUNDATION
    1518 ABBOT KINNEY BLVD
    VENICE,CA90291     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S ACTIVITIES IN RAISING AWARENESS FOR MEN'S HEALTH ISSUES, SPECIFICA 30
    AMERICAN HEART ASSOCIATION
    PO BOX 5022 5 BROOKSIDE DRIVE
    WALLINGFORD,CT06492     		NONE PC IN SUPPORT OF THE VOLUNTARY HEALTH ORGANIZATION'S ACTIVITIES IN FIGHTING HEART DISEASE AND STROKE. 25
    GEORGETOWN UNIVERSITY
    37TH AND O STREETS NW
    WASHINGTON,DC20057     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 250
    GEORGETOWN UNIVERSITY
    3700 O STREET NW
    WASHINGTON,DC20057     		NONE PC IN SUPPORT FOR THE ORGANIZATION'S EDUCATIONAL ACTIVITIES 50
    WORLD WILDLIFE FUND INC
    1250 24TH STREET NW
    WASHINGTON,DC20037     		NONE PC GRANT IN SUPPORT OF PROTECTING NATURAL AREAS AND WILD POPULATIONS OF PLANTS AND ANIMALS, INCLUDING E 100
    THE HUMANE SOCIETY OF THE UNITED STATES
    2100 L STREET NW
    WASHINGTON,DC200371525     		NONE PC GRANT IN SUPPORT OF ELIMINATING CRUELTY, ABUSE AND THE OVERPOPULATION OF ANIMALS WHILE PROTECTING TH 100
    OCEAN CONSERVANCY
    1300 19TH STREET NW
    WASHINGTON,DC20036     		NONE PC IN SUPPORT OF ITS EFFORTS TO CLEAN UP DEBRIS PRODUCED BY THE MARCH 2011 TSUNAMI 60,000
    AMERICAN NATIONAL RED CROSS
    2025 E ST NW
    WASHINGTON,DC20006     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR HELPING VICTIMS OF THE PACIFIC TYPHOON IN THE PHILIPPIN 150
    AMERICAN NATIONAL RED CROSS
    2025 E ST NW
    WASHINGTON,DC20006     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR HELPING VICTIMS OF THE PACIFIC TYPHOON IN THE PHILIPPIN 200
    AMERICAN NATIONAL RED CROSS
    2025 E ST NW
    WASHINGTON,DC20006     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR HELPING VICTIMS OF THE PACIFIC TYPHOON IN THE PHILIPPIN 50
    AMERICAN NATIONAL RED CROSS
    2025 E ST NW
    WASHINGTON,DC20006     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR HELPING VICTIMS OF THE PACIFIC TYPHOON IN THE PHILIPPIN 150
    AMERICAN NATIONAL RED CROSS
    2025 E ST NW
    WASHINGTON,DC20006     		NONE PC IN SUPPORT OF COMMUNITY SERVICE ACTIVITIES, WHICH IS GOVERNED BY VOLUNTEERS WHO PROVIDE RELIEF TO VI 600
    SAVE THE CHILDREN FEDERATION INC
    54 WILTON ROAD
    WESTPORT,CT06880     		NONE PC IN SUPPORT OF THE ORGANIZATION'S GENERAL OPERATION 100
    SAVE THE CHILDREN FEDERATION INC
    54 WILTON ROAD
    WESTPORT,CT06880     		NONE PC IN SUPPORT OF THE ORGANIZATION'S GENERAL OPERATION 300
    THE LEUKEMIA & LYMPHOMA SOCIETY INC
    1311 MAMARONECK AVENUE
    WHITE PLAINS,NY10605     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR RESEARCHING THE CURE FOR LEUKEMIA& LYMPHOMA, HODGKIN'S 25
    ADHIKAAR FOR HUMAN RIGHTS AND SOCIAL JUSTICE
    71-07 WOODSIDE AVENUE 1ST FLOOR
    WOODSIDE,NY11377     		NONE PC IN SUPPORT OF THE NEW YORK-BASED NONPROFIT ORGANIZATION'S ACTIVITIES IN WORKING WITH NEPALI-SPEAKING 250
    GUIDING EYES FOR THE BLIND
    611 GRANITE SPRINGS ROAD
    YORKTOWN HEIGHTS,NY10598     		NONE PC IN SUPPORT OF THE ORGANIZATION'S SERVICE FOR ENRICHING THE LIVES OF BLIND AND VISUALLY IMPAIRED MEN 50
    Total .................................bullet 3a 455,001
    bApproved for future payment
    JAPAN SOCIETY INC
    333 EAST 47TH STREET
    NEW YORK,NY10017     		NONEBOARD OF DIRECTOR : MR. MAKOTO TAKASHIMA PC IN SUPPORT OF ITS PERFORMING ARTS PROGRAM AND THE CELEBRATION OF ITS 60TH ANNIVERSARY SEASON 10,000
    COLUMBIA UNIVERSITY
    615 WEST 131ST ST MC 8741
    NEW YORK,NY100277922     		NONE PC IN SUPPORT OF THE EDUCATIONAL AND CULTURAL ACTIVITIES OF THE CENTER ON JAPANESE ECONOMY AND BUSINESS 25,000
    Total .................................bullet 3b 35,000
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 320,926  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 354,623  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 675,549 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13675,549
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 25,500 2,550   22,950

    TY 2013 GeneralExplanationAttachment
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Identifier Return Reference Explanation
      FORM 990 PF, PART VIIB, LINE 1(A)3: AS A SUBSTANTIAL CONTRIBUTOR, SUMITOMO MISUI BANKING CORPORATION IS A DISQUALIFIED PERSON WITH RESPECT TO THE SMBC GLOBAL FOUNDATION, INC. (THE FOUNDATION) WITHIN THE MEANING OF IRC SECTION 4946(A)(1)(A).SUMITOMO MITSUI BANKING CORPORATION PROVIDES NOMINAL OFFICE SPACE, OFFICE SUPPLIES, AND FURNISHINGS FOR THE USE OF THE FOUNDATION WHOLLY WITHOUT CHARGE TO THE FOUNDATION. THIS ACTIVITY IS A PERMISSIBLE ACTIVITY IN ACCORDANCE WITH TREASURY REGULATION SECTION 53.4941(D)-2(D)(3).SUMITOMO MITSUI BANKING CORPORATION AND ITS WHOLLY-OWNED SUBSIDIARIES ALSO PROVIDE GENERAL BANKING FUNCTIONS TO THE FOUNDATION. THE ACTIVITY IS A PERMISSIBLE ACTIVITY IN ACCORDANCE WITH TREASURY REGULATION SECTION 53.4941(D)-2(C)(4).
      FORM 990 PF, PART VIIB, LINE 1(A)4: AS A SUBSTANTIAL CONTRIBUTOR, SUMITOMO MITSUI BANKING CORPORATION IS A DISQUALIFIED PERSON WITH RESPECT TO THE SMBC GLOBAL FOUNDATION, INC. (THE FOUNDATION) WITHIN THE MEANING OF IRC SECTION 4946(A)(1)(A).SUMITOMO MITSUI BANKING CORPORATION PROVIDES, OR ALTERNATIVELY, ENGAGES INDEPENDENT THIRD PARTIES TO PROVIDE, CERTAIN ACCOUNTING, BOOKKEEPING, RECORDKEEPING AND OTHER PERSONAL SERVICES TO THE FOUNDATION, ALL OF WHICH ARE REASONABLE AND NECESSARY TO CARRY OUT THE EXEMPT PURPOSE OF THE FOUNDATION. THE FOUNDATION REIMBURSES SUMITOMO MITSUI BANKING CORPORATION FOR ITS REASONABLE AND CUSTOMARY EXPENSES INCURRED IN PROVIDING THESE SERVICES. THE ACTIVITY IS A PERMISSIBLE ACTIVITY IN ACCORDANCE WITH TREASURY REGULATION 53.4941(D)-3(C).
      FORM 990 PF, PART XV: ON DECEMBER 12, 2013 THE ORGANIZATION RECIEVED A PRIVATE LETTER RULING FROM THE IRS STATING THAT THE IRS HAS APPROVED THE PROCEEDURES THAT THE ORGANIZATION HAS IN PLACE FOR ITS SCHOLARSHIP PROGRAM, AND DETERMINED THAT SUCH EXPENDITURES WILL BE NOT BE CONSIDERED TAXABLE EXPENDITURES.AWARDS MADE UNDER THESE PROCEDURES ARE SCHOLARSHIP OR FELLOWSHIP GRANTS, AND ARE NOT TAXABLE TO THE RECIPIENT IF THEY ARE USED FOR QUALIFIED TUITION AND RELATED EXPENSES.

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Name of Bond End of Year Book Value End of Year Fair Market Value
    COMMONFUND - BONDS 6,704,480 6,704,480

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Name of Stock End of Year Book Value End of Year Fair Market Value
    COMMONFUND - EQUITY 8,039,055 8,039,055

    TY 2013 OtherExpensesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    REGISTRATION 1,990 0   1,990
    BOOKS, NEWSPAPERS AND MAGAZINES 135 0   135
    BANK FEES 25 0   25


    TY 2013 OtherIncreasesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Description Amount
    UNREALIZED GAIN ON INVESTMENTS 1,382,568


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ADMINISTRATIVE EXPENSES 205,789 20,579   185,210
    MANAGEMENT SERVICE FEE 46,697 46,697   0


    TY 2013 TaxesSchedule
    Name:
    SMBC GLOBAL FOUNDATION INC
    EIN: 13-3766226
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL TAX 6,289 0   0