Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE CASSELS FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)420 DAVEGA ROAD   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LEXINGTON, SC29073
A Employer identification number

57-1029022
B Telephone number (see instructions)

(803) 939-3373
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$22,254,942J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 4,094,338
2 Check bullet
3 Interest on savings and temporary cash investments 9,388 9,388  
4 Dividends and interest from securities...... 345,813 344,834  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,366,598
b Gross sales price for all assets on line 6a 8,391,552
7 Capital gain net income (from Part IV, line 2)... 1,366,598
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 87 0  
12 Total. Add lines 1 through 11........ 5,816,224 1,720,820  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 1,290 1,290   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 2,828 2,828   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 75,503 59,883   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 79,621 64,001   0
25 Contributions, gifts, grants paid........ 4,472,242 4,472,242
26 Total expenses and disbursements. Add lines 24 and 25 4,551,863 64,001   4,472,242
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 1,264,361
b Net investment income (if negative, enter -0-) 1,656,819
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 1,743,151 7,544,488 7,544,488
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule) 2,982,580 Click to see attachment3,020,514 3,042,504
b Investments—corporate stock (attach schedule)........ 11,777,369 Click to see attachment7,032,911 11,667,950
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 16,503,100 17,597,913 22,254,942
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 0 0
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds 16,503,100 17,597,913
30 Total net assets or fund balances (see page 17 of the
instructions).................... 16,503,100 17,597,913
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 16,503,100 17,597,913
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 16,503,100
2 Enter amount from Part I, line 27a..................... 2 1,264,361
3 Other increases not included in line 2 (itemize) bulletClick to see attachment 3 3,418
4 Add lines 1, 2, and 3.......................... 4 17,770,879
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 172,966
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 17,597,913
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a ENERGEN CORP P 2012-04-20 2013-01-02
b NATIONAL FUEL GAS CO P 2012-04-20 2013-01-02
c NEW JERSEY RESOURCES COR P 2012-06-26 2013-01-02
d NORTHEAST UTILITIES P 2012-04-20 2013-01-02
e NORTHEAST UTILITIES P 2012-06-26 2013-01-02
SCANA CORP P 2012-04-20 2013-01-02
WISCONSIN ENERGY CORP. P 2012-06-26 2013-01-02
COMMERCE BANCSHARES INC P 2012-04-20 2013-01-04
CONOCOPHILLIPS P 2012-04-20 2013-01-04
CONOCOPHILLIPS P 2012-06-26 2013-01-04
NORFOLK SOUTHERN CORP P 2012-04-20 2013-01-04
NORFOLK SOUTHERN CORP P 2012-06-26 2013-01-04
PIEDMONT NATURAL GAS CO P 2012-04-20 2013-01-04
SOUTHERN COMPANY P 2012-04-20 2013-01-04
SOUTHERN COMPANY P 2012-06-26 2013-01-04
V F CORP P 2012-04-20 2013-01-04
V F CORP P 2012-06-26 2013-01-04
BAXTER INTERNATIONAL INC P 2012-04-20 2013-01-07
BAXTER INTERNATIONAL INC P 2012-06-26 2013-01-07
CHUBB CORP P 2012-04-20 2013-01-07
CHUBB CORP P 2012-06-26 2013-01-07
KELLOGG CO P 2012-04-20 2013-01-07
KELLOGG CO P 2012-06-26 2013-01-07
NEXTERA ENERGY INC P 2012-04-20 2013-01-07
NEXTERA ENERGY INC P 2012-06-26 2013-01-07
NORDSTROM INC P 2012-04-20 2013-01-07
NORDSTROM INC P 2012-06-26 2013-01-07
PHILLIPS 66 P 2012-04-20 2013-01-07
AIR PRODUCTS & CHEMICALS INC P 2012-04-20 2013-01-15
AIR PRODUCTS & CHEMICALS INC P 2012-06-26 2013-01-15
BECTON DICKINSON & CO P 2012-04-20 2013-01-15
BECTON DICKINSON & CO P 2012-06-26 2013-01-15
FACTSET RESEARCH SYSTEMS P 2012-04-20 2013-01-15
FACTSET RESEARCH SYSTEMS P 2012-06-26 2013-01-15
JOHNSON CTLS INC P 2012-04-20 2013-01-15
JOHNSON CTLS INC P 2012-06-26 2013-01-15
BROWN-FORMAN CORP CL B P 2012-04-20 2013-01-18
HARRIS CORP DELAWARE P 2012-04-20 2013-01-18
HARRIS CORP DELAWARE P 2012-06-26 2013-01-18
SYSCO CORP P 2012-04-20 2013-01-18
SYSCO CORP P 2012-06-26 2013-01-18
NOVARTIS AG SPONSORED ADR P 2012-04-20 2013-03-06
NOVARTIS AG SPONSORED ADR P 2012-06-26 2013-03-06
AFLAC INC P 2012-04-20 2013-03-27
AFLAC INC P 2012-06-26 2013-03-27
AT&T INC P 2012-04-20 2013-03-27
AT&T INC P 2012-06-26 2013-03-27
CLOROX CO DEL P 2012-04-20 2013-03-27
CLOROX CO DEL P 2012-06-26 2013-03-27
EATON VANCE CORP P 2012-04-20 2013-03-27
EATON VANCE CORP P 2012-06-26 2013-03-27
GENERAL DYNAMICS CORP P 2012-04-20 2013-03-27
GENERAL DYNAMICS CORP P 2012-06-26 2013-03-27
ILLINOIS TOOL WORKS INC P 2012-04-20 2013-03-27
ILLINOIS TOOL WORKS INC P 2012-06-26 2013-03-27
JM SMUCKER CO P 2012-04-20 2013-03-27
JM SMUCKER CO P 2012-06-26 2013-03-27
PAYCHEX INC P 2012-04-20 2013-03-27
PAYCHEX INC P 2012-06-26 2013-03-27
POLARIS INDUSTRIES INC P 2012-04-20 2013-03-27
POLARIS INDUSTRIES INC P 2012-06-26 2013-03-27
SIGMA ALDRICH CORP P 2012-04-20 2013-03-27
SIGMA ALDRICH CORP P 2012-06-26 2013-03-27
TARGET CORP P 2012-04-20 2013-03-27
TARGET CORP P 2012-06-26 2013-03-27
WAL-MART STORES INC P 2012-04-20 2013-03-27
WAL-MART STORES INC P 2012-06-26 2013-03-27
W W GRAINGER INC P 2012-04-20 2013-03-27
W W GRAINGER INC P 2012-06-26 2013-03-27
ANALOG DEVICES P 2012-07-24 2013-07-02
ENERGEN CORP P 2011-06-13 2013-01-02
ENERGEN CORP P 2011-07-12 2013-01-02
ENERGEN CORP P 2011-08-25 2013-01-02
ENERGEN CORP P 2010-10-05 2013-01-02
ENERGEN CORP P 2011-10-24 2013-01-02
ENERGEN CORP P 2011-12-15 2013-01-02
NATIONAL FUEL GAS CO P 2011-10-24 2013-01-02
NATIONAL FUEL GAS CO P 2011-12-15 2013-01-02
NEW JERSEY RESOURCES COR P 2012-04-20 2013-01-02
NEW JERSEY RESOURCES COR P 2011-06-13 2013-01-02
NEW JERSEY RESOURCES COR P 2011-07-12 2013-01-02
NEW JERSEY RESOURCES COR P 2011-08-25 2013-01-02
NEW JERSEY RESOURCES COR P 2010-10-05 2013-01-02
NEW JERSEY RESOURCES COR P 2011-10-24 2013-01-02
NEW JERSEY RESOURCES COR P 2011-12-15 2013-01-02
NORTHEAST UTILITIES P 2011-10-24 2013-01-02
NORTHEAST UTILITIES P 2011-12-15 2013-01-02
SCANA CORP P 2011-06-13 2013-01-02
SCANA CORP P 2011-07-12 2013-01-02
SCANA CORP P 2011-08-25 2013-01-02
SCANA CORP P 2010-10-05 2013-01-02
SCANA CORP P 2011-10-24 2013-01-02
SCANA CORP P 2011-12-15 2013-01-02
TEVA PHARMACEUTICAL ADR P 2011-06-13 2013-01-02
TEVA PHARMACEUTICAL ADR P 2011-07-12 2013-01-02
TEVA PHARMACEUTICAL ADR P 2011-08-25 2013-01-02
TEVA PHARMACEUTICAL ADR P 2011-10-24 2013-01-02
TEVA PHARMACEUTICAL ADR P 2011-12-15 2013-01-02
COMMERCE BANCSHARES INC P 2011-06-13 2013-01-04
COMMERCE BANCSHARES INC P 2011-07-12 2013-01-04
COMMERCE BANCSHARES INC P 2011-08-25 2013-01-04
COMMERCE BANCSHARES INC P 2010-10-05 2013-01-04
COMMERCE BANCSHARES INC P 2011-10-24 2013-01-04
COMMERCE BANCSHARES INC P 2011-12-15 2013-01-04
CONOCOPHILLIPS P 2011-06-13 2013-01-04
CONOCOPHILLIPS P 2011-07-12 2013-01-04
CONOCOPHILLIPS P 2011-08-25 2013-01-04
CONOCOPHILLIPS P 2010-10-05 2013-01-04
CONOCOPHILLIPS P 2011-10-24 2013-01-04
CONOCOPHILLIPS P 2011-12-15 2013-01-04
NORFOLK SOUTHERN CORP P 2011-06-13 2013-01-04
NORFOLK SOUTHERN CORP P 2011-07-12 2013-01-04
NORFOLK SOUTHERN CORP P 2011-08-25 2013-01-04
NORFOLK SOUTHERN CORP P 2010-10-05 2013-01-04
NORFOLK SOUTHERN CORP P 2011-10-24 2013-01-04
NORFOLK SOUTHERN CORP P 2011-12-15 2013-01-04
PIEDMONT NATURAL GAS CO P 2011-06-13 2013-01-04
PIEDMONT NATURAL GAS CO P 2011-07-12 2013-01-04
PIEDMONT NATURAL GAS CO P 2011-08-25 2013-01-04
PIEDMONT NATURAL GAS CO P 2010-10-05 2013-01-04
PIEDMONT NATURAL GAS CO P 2011-10-24 2013-01-04
PIEDMONT NATURAL GAS CO P 2011-12-15 2013-01-04
SOUTHERN COMPANY P 2011-08-25 2013-01-04
SOUTHERN COMPANY P 2011-10-24 2013-01-04
SOUTHERN COMPANY P 2011-12-15 2013-01-04
SPDR GOLD SHARES FD P 2008-12-31 2013-01-04
SPDR GOLD SHARES FD P 2001-01-01 2013-01-07
V F CORP P 2011-10-24 2013-01-04
V F CORP P 2011-12-15 2013-01-04
NEXTERA ENERGY INC P 2011-06-13 2013-01-07
NEXTERA ENERGY INC P 2011-07-12 2013-01-07
NEXTERA ENERGY INC P 2011-08-25 2013-01-07
NEXTERA ENERGY INC P 2010-10-05 2013-01-07
NEXTERA ENERGY INC P 2011-10-24 2013-01-07
NEXTERA ENERGY INC P 2011-12-15 2013-01-07
NORDSTROM INC P 2011-06-13 2013-01-07
NORDSTROM INC P 2011-07-12 2013-01-07
NORDSTROM INC P 2011-08-25 2013-01-07
NORDSTROM INC P 2010-10-05 2013-01-07
NORDSTROM INC P 2011-10-24 2013-01-07
NORDSTROM INC P 2011-12-15 2013-01-07
PHILLIPS 66 P 2011-06-13 2013-01-07
PHILLIPS 66 P 2011-07-12 2013-01-07
PHILLIPS 66 P 2011-08-25 2013-01-07
PHILLIPS 66 P 2010-10-05 2013-01-07
PHILLIPS 66 P 2011-10-24 2013-01-07
PHILLIPS 66 P 2011-12-15 2013-01-07
AIR PRODUCTS & CHEMICALS INC P 2011-06-13 2013-01-15
AIR PRODUCTS & CHEMICALS INC P 2011-07-12 2013-01-15
AIR PRODUCTS & CHEMICALS INC P 2011-08-25 2013-01-15
AIR PRODUCTS & CHEMICALS INC P 2010-10-05 2013-01-15
AIR PRODUCTS & CHEMICALS INC P 2011-10-24 2013-01-15
AIR PRODUCTS & CHEMICALS INC P 2011-12-15 2013-01-15
BECTON DICKINSON & CO P 2011-06-13 2013-01-15
BECTON DICKINSON & CO P 2011-07-12 2013-01-15
BECTON DICKINSON & CO P 2011-08-25 2013-01-15
BECTON DICKINSON & CO P 2010-10-05 2013-01-15
BECTON DICKINSON & CO P 2011-10-24 2013-01-15
BECTON DICKINSON & CO P 2011-12-15 2013-01-15
FACTSET RESEARCH SYSTEMS P 2011-06-13 2013-01-15
FACTSET RESEARCH SYSTEMS P 2011-07-12 2013-01-15
FACTSET RESEARCH SYSTEMS P 2011-08-25 2013-01-15
FACTSET RESEARCH SYSTEMS P 2010-10-05 2013-01-15
FACTSET RESEARCH SYSTEMS P 2011-10-24 2013-01-15
FACTSET RESEARCH SYSTEMS P 2011-12-15 2013-01-15
JOHNSON CTLS INC P 2011-06-13 2013-01-15
JOHNSON CTLS INC P 2011-07-12 2013-01-15
JOHNSON CTLS INC P 2011-08-25 2013-01-15
JOHNSON CTLS INC P 2010-10-05 2013-01-15
JOHNSON CTLS INC P 2011-10-24 2013-01-15
JOHNSON CTLS INC P 2011-12-15 2013-01-15
BROWN-FORMAN CORP CL B P 2011-06-13 2013-01-18
BROWN-FORMAN CORP CL B P 2011-07-12 2013-01-18
BROWN-FORMAN CORP CL B P 2011-08-25 2013-01-18
BROWN-FORMAN CORP CL B P 2010-10-05 2013-01-18
BROWN-FORMAN CORP CL B P 2011-10-24 2013-01-18
BROWN-FORMAN CORP CL B P 2011-12-15 2013-01-18
HARRIS CORP DELAWARE P 2011-06-13 2013-01-18
HARRIS CORP DELAWARE P 2011-07-12 2013-01-18
HARRIS CORP DELAWARE P 2011-08-25 2013-01-18
HARRIS CORP DELAWARE P 2010-10-05 2013-01-18
HARRIS CORP DELAWARE P 2011-10-24 2013-01-18
HARRIS CORP DELAWARE P 2011-12-15 2013-01-18
SYSCO CORP P 2011-06-13 2013-01-18
SYSCO CORP P 2011-07-12 2013-01-18
SYSCO CORP P 2011-08-25 2013-01-18
SYSCO CORP P 2010-10-05 2013-01-18
SYSCO CORP P 2011-10-24 2013-01-18
SYSCO CORP P 2011-12-15 2013-01-18
NOVARTIS AG SPONSORED ADR P 2011-06-13 2013-03-06
NOVARTIS AG SPONSORED ADR P 2011-07-12 2013-03-06
NOVARTIS AG SPONSORED ADR P 2011-08-25 2013-03-06
NOVARTIS AG SPONSORED ADR P 2010-10-05 2013-03-06
NOVARTIS AG SPONSORED ADR P 2011-10-24 2013-03-06
NOVARTIS AG SPONSORED ADR P 2011-12-15 2013-03-06
AFLAC INC P 2011-06-13 2013-03-27
AFLAC INC P 2011-07-12 2013-03-27
AFLAC INC P 2011-08-25 2013-03-27
AFLAC INC P 2010-10-05 2013-03-27
AFLAC INC P 2011-10-24 2013-03-27
AFLAC INC P 2011-12-15 2013-03-27
AT&T INC P 2011-06-13 2013-03-27
AT&T INC P 2011-07-12 2013-03-27
AT&T INC P 2011-08-25 2013-03-27
AT&T INC P 2010-10-05 2013-03-27
AT&T INC P 2011-10-24 2013-03-27
AT&T INC P 2011-12-15 2013-03-27
CLOROX CO DEL P 2011-06-13 2013-03-27
CLOROX CO DEL P 2011-07-12 2013-03-27
CLOROX CO DEL P 2011-08-25 2013-03-27
CLOROX CO DEL P 2010-10-05 2013-03-27
CLOROX CO DEL P 2011-10-24 2013-03-27
CLOROX CO DEL P 2011-12-15 2013-03-27
EATON VANCE CORP P 2011-06-13 2013-03-27
EATON VANCE CORP P 2011-07-12 2013-03-27
EATON VANCE CORP P 2011-08-25 2013-03-27
EATON VANCE CORP P 2010-10-05 2013-03-27
EATON VANCE CORP P 2011-10-24 2013-03-27
EATON VANCE CORP P 2011-12-15 2013-03-27
GENERAL DYNAMICS CORP P 2011-06-13 2013-03-27
GENERAL DYNAMICS CORP P 2011-07-12 2013-03-27
GENERAL DYNAMICS CORP P 2011-08-25 2013-03-27
GENERAL DYNAMICS CORP P 2010-10-05 2013-03-27
GENERAL DYNAMICS CORP P 2011-10-24 2013-03-27
GENERAL DYNAMICS CORP P 2011-12-15 2013-03-27
ILLINOIS TOOL WORKS INC P 2011-06-13 2013-03-27
ILLINOIS TOOL WORKS INC P 2011-07-12 2013-03-27
ILLINOIS TOOL WORKS INC P 2011-08-25 2013-03-27
ILLINOIS TOOL WORKS INC P 2010-10-05 2013-03-27
ILLINOIS TOOL WORKS INC P 2011-10-24 2013-03-27
ILLINOIS TOOL WORKS INC P 2011-12-15 2013-03-27
JM SMUCKER CO P 2011-06-13 2013-03-27
JM SMUCKER CO P 2011-07-12 2013-03-27
JM SMUCKER CO P 2011-08-25 2013-03-27
JM SMUCKER CO P 2010-10-05 2013-03-27
JM SMUCKER CO P 2011-10-24 2013-03-27
JM SMUCKER CO P 2011-12-15 2013-03-27
PAYCHEX INC P 2011-06-13 2013-03-27
PAYCHEX INC P 2011-07-12 2013-03-27
PAYCHEX INC P 2011-08-25 2013-03-27
PAYCHEX INC P 2010-10-05 2013-03-27
PAYCHEX INC P 2011-10-24 2013-03-27
PAYCHEX INC P 2011-12-15 2013-03-27
POLARIS INDUSTRIES INC P 2011-06-13 2013-03-27
POLARIS INDUSTRIES INC P 2011-07-12 2013-03-27
POLARIS INDUSTRIES INC P 2011-08-25 2013-03-27
POLARIS INDUSTRIES INC P 2010-10-05 2013-03-27
POLARIS INDUSTRIES INC P 2011-10-24 2013-03-27
POLARIS INDUSTRIES INC P 2011-12-15 2013-03-27
SIGMA ALDRICH CORP P 2011-06-13 2013-03-27
SIGMA ALDRICH CORP P 2011-07-12 2013-03-27
SIGMA ALDRICH CORP P 2011-08-25 2013-03-27
SIGMA ALDRICH CORP P 2010-10-05 2013-03-27
SIGMA ALDRICH CORP P 2011-10-24 2013-03-27
SIGMA ALDRICH CORP P 2011-12-15 2013-03-27
TARGET CORP P 2011-06-13 2013-03-27
TARGET CORP P 2011-07-12 2013-03-27
TARGET CORP P 2011-08-25 2013-03-27
TARGET CORP P 2010-10-05 2013-03-27
TARGET CORP P 2011-10-24 2013-03-27
TARGET CORP P 2011-12-15 2013-03-27
WAL-MART STORES INC P 2011-06-13 2013-03-27
WAL-MART STORES INC P 2011-07-12 2013-03-27
WAL-MART STORES INC P 2011-08-25 2013-03-27
WAL-MART STORES INC P 2010-10-05 2013-03-27
WAL-MART STORES INC P 2011-10-24 2013-03-27
WAL-MART STORES INC P 2011-12-15 2013-03-27
W W GRAINGER INC P 2011-06-13 2013-03-27
W W GRAINGER INC P 2011-07-12 2013-03-27
W W GRAINGER INC P 2011-08-25 2013-03-27
W W GRAINGER INC P 2010-10-05 2013-03-27
W W GRAINGER INC P 2011-10-24 2013-03-27
W W GRAINGER INC P 2011-12-15 2013-03-27
UNIV MA BLDG AUTH SR SER2 P 2006-10-16 2013-05-01
EXPEDITORS INTL WASH INC P 2011-02-07 2013-06-07
EXPEDITORS INTL WASH INC P 2011-08-09 2013-06-07
EXPEDITORS INTL WASH INC P 2010-10-27 2013-06-07
ANALOG DEVICES P 2012-04-20 2013-07-02
ANALOG DEVICES P 2011-06-13 2013-07-02
ANALOG DEVICES P 2012-06-26 2013-07-02
ANALOG DEVICES P 2011-07-12 2013-07-02
ANALOG DEVICES P 2011-10-24 2013-07-02
ANALOG DEVICES P 2010-10-27 2013-07-02
ANALOG DEVICES P 2011-12-15 2013-07-02
SCHLUMBERGER LTD P 2011-02-07 2013-07-09
BAKER HUGHES INC P 2010-06-08 2013-07-17
BAKER HUGHES INC P 2010-08-05 2013-07-17
BAKER HUGHES INC P 2010-10-27 2013-07-17
SCHLUMBERGER LTD P 2010-08-05 2013-07-18
SCHLUMBERGER LTD P 2010-10-27 2013-07-18
PENDLETON CO SCH DIST BLD AMERICA P 2009-06-25 2013-07-23
MEADE CO KY SD FIN COR TXBL BAB P 2009-07-02 2013-08-01
3M CO P 2011-06-13 2013-08-06
3M CO P 2011-07-12 2013-08-06
3M CO P 2012-07-24 2013-08-06
3M CO P 2010-10-05 2013-08-06
3M CO P 2010-10-15 2013-08-06
3M CO P 2010-10-27 2013-08-06
AMAZON COM INC P 2011-02-07 2013-08-06
ANALOG DEVICES P 2011-08-25 2013-08-06
ANALOG DEVICES P 2010-10-05 2013-08-06
ANALOG DEVICES P 2010-10-27 2013-08-06
APPLE INC P 2012-01-04 2013-08-06
AUTOMATIC DATA PROCESSING P 2011-02-07 2013-08-06
AUTOMATIC DATA PROCESSING P 2012-04-20 2013-08-06
AUTOMATIC DATA PROCESSING P 2011-06-13 2013-08-06
AUTOMATIC DATA PROCESSING P 2012-06-26 2013-08-06
AUTOMATIC DATA PROCESSING P 2011-07-12 2013-08-06
AUTOMATIC DATA PROCESSING P 2011-08-25 2013-08-06
AUTOMATIC DATA PROCESSING P 2010-10-05 2013-08-06
AUTOMATIC DATA PROCESSING P 2011-10-24 2013-08-06
AUTOMATIC DATA PROCESSING P 2010-10-27 2013-08-06
AUTOMATIC DATA PROCESSING P 2011-12-15 2013-08-06
BROADCOM CORP-CL A P 2012-07-24 2013-08-06
BROADCOM CORP-CL A P 2011-12-29 2013-08-06
CHEVRON CORP P 2011-02-07 2013-08-06
CHEVRON CORP P 2012-04-20 2013-08-06
CHEVRON CORP P 2011-06-13 2013-08-06
CHEVRON CORP P 2012-06-26 2013-08-06
CHEVRON CORP P 2011-07-12 2013-08-06
CHEVRON CORP P 2011-08-25 2013-08-06
CHEVRON CORP P 2010-10-05 2013-08-06
CHEVRON CORP P 2010-10-15 2013-08-06
CHEVRON CORP P 2011-10-24 2013-08-06
CHEVRON CORP P 2010-10-27 2013-08-06
CHEVRON CORP P 2011-12-15 2013-08-06
COLGATE PALMOLIVE P 2012-04-20 2013-08-06
COLGATE PALMOLIVE P 2011-06-13 2013-08-06
COLGATE PALMOLIVE P 2012-06-26 2013-08-06
COLGATE PALMOLIVE P 2011-07-12 2013-08-06
COLGATE PALMOLIVE P 2012-07-24 2013-08-06
COLGATE PALMOLIVE P 2011-08-09 2013-08-06
COLGATE PALMOLIVE P 2011-08-25 2013-08-06
COLGATE PALMOLIVE P 2011-10-24 2013-08-06
COLGATE PALMOLIVE P 2011-12-15 2013-08-06
EMERSON ELECTRIC CO P 2011-02-07 2013-08-06
EMERSON ELECTRIC CO P 2012-04-20 2013-08-06
EMERSON ELECTRIC CO P 2011-06-13 2013-08-06
EMERSON ELECTRIC CO P 2011-07-12 2013-08-06
EMERSON ELECTRIC CO P 2012-07-24 2013-08-06
EMERSON ELECTRIC CO P 2010-10-05 2013-08-06
EMERSON ELECTRIC CO P 2011-10-24 2013-08-06
EMERSON ELECTRIC CO P 2010-10-27 2013-08-06
EMERSON ELECTRIC CO P 2011-12-15 2013-08-06
EXXON MOBIL CORPORATION P 2011-02-07 2013-08-06
EXXON MOBIL CORPORATION P 2012-04-20 2013-08-06
EXXON MOBIL CORPORATION P 2011-06-13 2013-08-06
EXXON MOBIL CORPORATION P 2012-06-26 2013-08-06
EXXON MOBIL CORPORATION P 2011-07-12 2013-08-06
EXXON MOBIL CORPORATION P 2011-08-25 2013-08-06
EXXON MOBIL CORPORATION P 2011-10-24 2013-08-06
EXXON MOBIL CORPORATION P 2010-10-27 2013-08-06
EXXON MOBIL CORPORATION P 2011-12-15 2013-08-06
GENERAL MILLS INC P 2012-04-20 2013-08-06
GENERAL MILLS INC P 2011-06-13 2013-08-06
GENERAL MILLS INC P 2012-06-26 2013-08-06
GENERAL MILLS INC P 2012-07-24 2013-08-06
GENERAL MILLS INC P 2010-10-05 2013-08-06
GENERAL MILLS INC P 2010-10-15 2013-08-06
GENERAL MILLS INC P 2011-10-24 2013-08-06
GENERAL MILLS INC P 2011-12-15 2013-08-06
GILEAD SCIENCES INC P 2012-07-24 2013-08-06
INTL BUSINESS MACHINES P 2012-04-20 2013-08-06
INTL BUSINESS MACHINES P 2011-06-13 2013-08-06
INTL BUSINESS MACHINES P 2012-06-26 2013-08-06
INTL BUSINESS MACHINES P 2011-07-12 2013-08-06
INTL BUSINESS MACHINES P 2011-08-25 2013-08-06
INTL BUSINESS MACHINES P 2010-10-05 2013-08-06
INTL BUSINESS MACHINES P 2011-10-24 2013-08-06
INTL BUSINESS MACHINES P 2011-12-15 2013-08-06
JOHNSON & JOHNSON P 2011-06-13 2013-08-06
JOHNSON & JOHNSON P 2012-06-26 2013-08-06
JOHNSON & JOHNSON P 2011-07-12 2013-08-06
JOHNSON & JOHNSON P 2012-07-24 2013-08-06
JOHNSON & JOHNSON P 2011-10-24 2013-08-06
JUNIPER NETWORKS INC P 2012-03-15 2013-08-06
KOHLS CORP P 2010-06-08 2013-08-06
KOHLS CORP P 2010-10-27 2013-08-06
MASTERCARD INC-CL A P 2011-06-15 2013-08-06
MCDONALDS CORP P 2012-04-20 2013-08-06
MCDONALDS CORP P 2012-06-26 2013-08-06
MCDONALDS CORP P 2012-07-24 2013-08-06
MCDONALDS CORP P 2011-08-25 2013-08-06
MCDONALDS CORP P 2011-10-24 2013-08-06
MCDONALDS CORP P 2011-12-15 2013-08-06
NORTHERN TRUST CORP P 2010-06-08 2013-08-06
OMNICOM GROUP P 2011-02-07 2013-08-06
OMNICOM GROUP P 2012-07-24 2013-08-06
UNION PACIFIC CORP P 2011-06-15 2013-08-06
UNITED TECHNOLOGIES P 2011-02-07 2013-08-06
UNITED TECHNOLOGIES P 2012-04-20 2013-08-06
UNITED TECHNOLOGIES P 2011-06-13 2013-08-06
UNITED TECHNOLOGIES P 2012-06-26 2013-08-06
UNITED TECHNOLOGIES P 2011-07-12 2013-08-06
UNITED TECHNOLOGIES P 2011-10-24 2013-08-06
UNITED TECHNOLOGIES P 2010-10-27 2013-08-06
WALT DISNEY CO P 2011-02-07 2013-08-06
WALT DISNEY CO P 2011-08-09 2013-08-06
WALT DISNEY CO P 2010-10-27 2013-08-06
XILINX INC P 2011-02-14 2013-08-06
3M CO P 2012-04-20 2013-08-15
3M CO P 2012-06-26 2013-08-15
3M CO P 2012-07-24 2013-08-15
AMAZON COM INC P 2010-10-27 2013-08-15
AMERICAN EXPRESS P 2011-02-07 2013-08-15
AMERICAN TOWER CORP P 2010-06-08 2013-08-15
AMERICAN TOWER CORP P 2012-07-24 2013-08-15
AMGEN INC P 2010-10-15 2013-08-15
AMGEN INC P 2010-10-27 2013-08-15
ANALOG DEVICES P 2010-10-05 2013-08-15
AON PLC P 2010-06-08 2013-08-15
APPLE INC P 2012-01-04 2013-08-15
AUTOMATIC DATA PROCESSING P 2010-10-05 2013-08-15
CHEVRON CORP P 2010-08-05 2013-08-15
CHEVRON CORP P 2010-10-05 2013-08-15
COCA COLA COMPANY P 2011-02-07 2013-08-15
COCA COLA COMPANY P 2010-10-27 2013-08-15
COLGATE PALMOLIVE P 2011-08-09 2013-08-15
CVS CAREMARK CORP P 2010-06-08 2013-08-15
CVS CAREMARK CORP P 2012-07-24 2013-08-15
DANAHER CORP P 2011-02-07 2013-08-15
DANAHER CORP P 2010-10-27 2013-08-15
EMERSON ELECTRIC CO P 2010-06-08 2013-08-15
EMERSON ELECTRIC CO P 2012-07-24 2013-08-15
EMERSON ELECTRIC CO P 2011-08-25 2013-08-15
EXPRESS SCRIPTS HOLDING CO P 2012-01-27 2013-08-15
EXXON MOBIL CORPORATION P 2010-10-05 2013-08-15
EXXON MOBIL CORPORATION P 2010-10-27 2013-08-15
FRANKLIN RESOURCES INC P 2011-08-09 2013-08-15
FRANKLIN RESOURCES INC P 2010-10-15 2013-08-15
FRANKLIN RESOURCES INC P 2010-10-27 2013-08-15
GENERAL MILLS INC P 2010-10-05 2013-08-15
GILEAD SCIENCES INC P 2012-07-24 2013-08-15
GILEAD SCIENCES INC P 2010-08-05 2013-08-15
GOOGLE INC CL A P 2012-07-24 2013-08-15
GOOGLE INC CL A P 2010-10-15 2013-08-15
GOOGLE INC CL A P 2010-10-27 2013-08-15
INTL BUSINESS MACHINES P 2010-06-08 2013-08-15
INTL BUSINESS MACHINES P 2010-10-05 2013-08-15
JOHNSON & JOHNSON P 2012-04-20 2013-08-15
JOHNSON & JOHNSON P 2011-08-25 2013-08-15
JOHNSON & JOHNSON P 2011-10-24 2013-08-15
JOHNSON & JOHNSON P 2011-12-15 2013-08-15
JP MORGAN CHASE & CO P 2011-01-21 2013-08-15
JP MORGAN CHASE & CO P 2011-02-07 2013-08-15
JP MORGAN CHASE & CO P 2010-06-08 2013-08-15
JP MORGAN CHASE & CO P 2010-08-05 2013-08-15
KOHLS CORP P 2010-06-08 2013-08-15
MARRIOTT INTL INC NEW CL A P 2010-06-08 2013-08-15
MARRIOTT INTL INC NEW CL A P 2010-08-05 2013-08-15
MEDTRONIC INC P 2011-01-21 2013-08-15
MEDTRONIC INC P 2011-02-07 2013-08-15
MEDTRONIC INC P 2012-04-20 2013-08-15
MEDTRONIC INC P 2010-08-05 2013-08-15
MICROSOFT CORP P 2011-02-07 2013-08-15
MICROSOFT CORP P 2012-04-20 2013-08-15
MICROSOFT CORP P 2012-06-26 2013-08-15
MONSANTO CO NEW P 2011-02-07 2013-08-15
MONSANTO CO NEW P 2010-08-05 2013-08-15
NORTHERN TRUST CORP P 2010-06-08 2013-08-15
NORTHERN TRUST CORP P 2010-08-05 2013-08-15
OMNICOM GROUP P 2011-02-07 2013-08-15
OMNICOM GROUP P 2010-08-05 2013-08-15
OMNICOM GROUP P 2010-10-27 2013-08-15
PEPSICO INC P 2011-01-21 2013-08-15
PEPSICO INC P 2012-04-20 2013-08-15
PEPSICO INC P 2011-06-13 2013-08-15
PEPSICO INC P 2012-06-26 2013-08-15
PEPSICO INC P 2011-07-12 2013-08-15
PEPSICO INC P 2012-07-24 2013-08-15
PEPSICO INC P 2010-08-05 2013-08-15
PEPSICO INC P 2010-10-05 2013-08-15
PEPSICO INC P 2010-10-15 2013-08-15
PEPSICO INC P 2011-12-15 2013-08-15
PFIZER INC P 2012-03-23 2013-08-15
PRAXAIR INC P 2011-02-07 2013-08-15
PRAXAIR INC P 2012-04-20 2013-08-15
PRAXAIR INC P 2011-06-13 2013-08-15
PRAXAIR INC P 2012-06-26 2013-08-15
PRAXAIR INC P 2011-07-12 2013-08-15
PRAXAIR INC P 2011-08-25 2013-08-15
PRAXAIR INC P 2010-10-05 2013-08-15
PRAXAIR INC P 2011-10-24 2013-08-15
PRAXAIR INC P 2010-10-27 2013-08-15
PRAXAIR INC P 2011-12-15 2013-08-15
PROCTER & GAMBLE P 2011-02-07 2013-08-15
PROCTER & GAMBLE P 2012-04-20 2013-08-15
PROCTER & GAMBLE P 2010-06-08 2013-08-15
PROCTER & GAMBLE P 2011-06-13 2013-08-15
PROCTER & GAMBLE P 2011-07-12 2013-08-15
PROCTER & GAMBLE P 2012-07-24 2013-08-15
PROCTER & GAMBLE P 2011-08-25 2013-08-15
PROCTER & GAMBLE P 2011-10-24 2013-08-15
PROCTER & GAMBLE P 2010-10-27 2013-08-15
PROCTER & GAMBLE P 2011-12-15 2013-08-15
STARBUCKS CORP P 2012-07-24 2013-08-15
STRYKER CORP P 2011-02-07 2013-08-15
STRYKER CORP P 2010-10-27 2013-08-15
UNION PACIFIC CORP P 2011-06-15 2013-08-15
UNITED PARCEL SERVICE CL B P 2011-02-07 2013-08-15
UNITED PARCEL SERVICE CL B P 2012-07-24 2013-08-15
UNITED TECHNOLOGIES P 2012-06-26 2013-08-15
UNITED TECHNOLOGIES P 2010-10-05 2013-08-15
UNITED TECHNOLOGIES P 2011-12-15 2013-08-15
WELLPOINT INC P 2011-01-05 2013-08-15
WELLPOINT INC P 2012-07-24 2013-08-15
WELLS FARGO COMPANY P 2011-02-07 2013-08-15
WELLS FARGO COMPANY P 2010-06-08 2013-08-15
XILINX INC P 2011-02-14 2013-08-15
XILINX INC P 2012-07-24 2013-08-15
XILINX INC P 2010-08-05 2013-08-15
NY HFA PERS INC ECON DEV HSG B P 2009-01-06 2013-09-15
BROADCOM CORP-CL A P 2011-12-29 2013-09-18
KOHLS CORP P 2010-06-08 2013-11-13
MERCER CO NJ TXBL P 2006-10-30 2013-12-01
TRP EMERGING MARKETS BOND FUND P 2013-01-11 2013-04-01
TRP EMERGING MARKETS BOND FUND P 2013-01-11 2013-08-15
TRP EMERGING MARKETS BOND FUND P 2013-01-11 2013-08-06
TRP NEW INCOME FUND P 2013-01-11 2013-04-01
TRP NEW INCOME FUND P 2012-07-24 2013-04-01
TRP NEW INCOME FUND P 2013-01-04 2013-08-15
TRP NEW INCOME FUND P 2013-01-11 2013-08-15
TRP NEW INCOME FUND P 2013-01-11 2013-08-06
TRP NEW HORIZONS FUND P 2013-03-27 2013-08-06
TRP SPECTRUM INTL FUND P 2013-01-18 2013-04-01
TRP SPECTRUM INTL FUND P 2013-01-15 2013-08-15
TRP SPECTRUM INTL FUND P 2013-01-18 2013-08-15
TRP HIGH YIELD FUND P 2013-01-11 2013-08-06
TRP MID-CAP GROWTH FUND P 2013-03-27 2013-08-06
TRP MID-CAP VALUE FUND P 2013-03-27 2013-08-06
TRP SMALL-CAP VALUE FUND P 2013-03-27 2013-08-06
TRP EMERGING MARKETS BOND FUND P 2012-07-24 2013-08-15
TRP EMERGING MARKETS BOND FUND P 2011-07-29 2013-08-15
TRP HIGH YIELD FUND P 2011-01-31 2013-08-15
TRP HIGH YIELD FUND P 2011-02-07 2013-08-15
TRP HIGH YIELD FUND P 2011-03-31 2013-08-15
TRP HIGH YIELD FUND P 2011-06-30 2013-08-15
TRP HIGH YIELD FUND P 2011-07-29 2013-08-15
TRP HIGH YIELD FUND P 2010-10-27 2013-08-15
TRP HIGH YIELD FUND P 2010-10-29 2013-08-15
TRP HIGH YIELD FUND P 2011-02-07 2013-08-06
TRP MID-CAP GROWTH FUND P 2012-07-24 2013-08-15
TRP MID-CAP GROWTH FUND P 2010-08-05 2013-08-15
TRP MID-CAP GROWTH FUND P 2010-10-15 2013-08-15
TRP MID-CAP GROWTH FUND P 2012-07-24 2013-08-06
TRP MID-CAP GROWTH FUND P 2010-10-27 2013-08-06
TRP MID-CAP VALUE FUND P 2012-07-24 2013-08-15
TRP MID-CAP VALUE FUND P 2010-10-27 2013-08-15
TRP MID-CAP VALUE FUND P 2010-12-14 2013-08-15
TRP MID-CAP VALUE FUND P 2011-02-07 2013-08-06
TRP MID-CAP VALUE FUND P 2010-12-14 2013-08-06
TRP NEW HORIZONS FUND P 2012-07-24 2013-08-15
TRP NEW HORIZONS FUND P 2010-08-05 2013-08-15
TRP NEW HORIZONS FUND P 2010-10-15 2013-08-15
TRP NEW HORIZONS FUND P 2012-07-24 2013-08-06
TRP NEW HORIZONS FUND P 2011-12-15 2013-08-15
TRP SMALL-CAP VALUE FUND P 2012-07-24 2013-08-15
TRP SMALL-CAP VALUE FUND P 2010-08-05 2013-08-15
TRP SMALL-CAP VALUE FUND P 2010-10-27 2013-08-15
TRP SMALL-CAP VALUE FUND P 2010-12-14 2013-08-15
TRP SMALL-CAP VALUE FUND P 2011-12-14 2013-08-15
TRP SMALL-CAP VALUE FUND P 2012-07-24 2013-08-06
TRP SPECTRUM INTL FUND P 2011-01-21 2013-08-15
TRP SPECTRUM INTL FUND P 2011-02-07 2013-08-15
TRP SPECTRUM INTL FUND P 2011-08-09 2013-08-15
TRP SPECTRUM INTL FUND P 2010-10-27 2013-08-15
TRP SPECTRUM INTL FUND P 2010-12-21 2013-08-15
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 7,453   7,662 -209
b 8,607   7,787 820
c 7,168   7,831 -663
d 8,506   7,814 692
e 6,567   6,326 241
8,193   8,019 174
6,181   6,448 -267
7,618   7,855 -237
6,342   5,979 363
5,206   4,671 535
7,467   7,909 -442
6,091   6,464 -373
8,536   7,862 674
7,665   7,982 -317
5,947   6,272 -325
8,301   8,143 158
6,917   6,258 659
9,431   7,455 1,976
8,885   6,675 2,210
8,638   8,061 577
6,864   6,246 618
8,359   7,994 365
7,343   6,309 1,034
8,947   8,069 878
6,622   6,321 301
7,714   7,880 -166
7,013   6,350 663
2,712   1,777 935
7,884   8,117 -233
7,095   6,266 829
8,593   7,947 646
7,189   6,344 845
7,099   8,094 -995
6,189   6,196 -7
8,099   8,207 -108
7,209   6,074 1,135
8,918   7,825 1,093
9,089   8,049 1,040
7,740   6,352 1,388
8,611   8,044 567
6,889   6,325 564
9,820   8,065 1,755
8,172   6,485 1,687
9,430   7,649 1,781
7,876   6,134 1,742
9,503   8,055 1,448
6,579   6,314 265
10,092   8,172 1,920
7,656   6,276 1,380
11,932   7,660 4,272
10,410   6,477 3,933
7,913   7,888 25
6,933   6,152 781
8,694   8,049 645
7,185   6,187 998
9,589   7,926 1,663
8,136   6,200 1,936
8,868   7,876 992
6,955   6,361 594
9,088   7,960 1,128
8,270   6,302 1,968
8,582   8,094 488
6,819   6,380 439
9,580   7,879 1,701
7,567   6,308 1,259
9,573   7,971 1,602
7,030   6,456 574
7,944   7,928 16
7,723   6,427 1,296
9,034   7,296 1,738
5,258   6,495 -1,237
5,487   6,860 -1,373
6,904   6,798 106
20,346   20,444 -98
6,172   6,673 -501
5,944   6,081 -137
5,569   6,566 -997
5,569   6,097 -528
5,097   6,072 -975
5,973   6,557 -584
3,982   4,573 -591
1,991   2,289 -298
20,309   20,283 26
5,973   6,794 -821
4,978   5,933 -955
7,714   6,627 1,087
6,923   6,086 837
7,681   6,458 1,223
8,147   6,887 1,260
8,147   6,836 1,311
23,276   20,360 2,916
7,215   6,596 619
6,517   6,026 491
4,826   6,412 -1,586
5,197   6,900 -1,703
6,496   6,781 -285
5,754   6,119 -365
5,345   6,115 -770
6,529   6,528 1
6,529   6,910 -381
7,345   6,786 559
22,689   20,466 2,223
6,733   6,411 322
6,413   6,084 329
5,385   4,904 481
5,505   5,313 192
6,223   5,243 980
20,643   15,635 5,008
5,385   5,017 368
5,325   4,692 633
5,895   6,384 -489
6,222   7,077 -855
6,943   6,826 117
22,597   20,388 2,209
6,091   6,554 -463
5,698   6,076 -378
7,248   6,625 623
7,248   6,883 365
7,377   6,799 578
22,226   20,422 1,804
6,120   6,145 -25
5,798   6,070 -272
40,528   37,719 2,809
6,388   6,288 100
5,947   6,035 -88
39,274   21,293 17,981
13     13
6,917   6,170 747
7,225   6,120 1,105
8,101   6,434 1,667
8,454   6,912 1,542
8,665   6,794 1,871
26,418   20,342 6,076
8,101   6,433 1,668
7,397   6,092 1,305
8,362   6,595 1,767
7,552   6,997 555
9,117   6,794 2,323
29,131   20,340 8,791
6,743   6,571 172
6,905   6,063 842
2,303   1,457 846
2,354   1,579 775
2,661   1,558 1,103
8,826   4,647 4,179
2,303   1,491 812
2,277   1,394 883
6,132   6,442 -310
6,482   7,023 -541
7,621   6,784 837
21,461   20,549 912
6,570   6,240 330
6,482   6,087 395
6,197   6,391 -194
6,445   6,873 -428
7,189   6,824 365
22,722   20,456 2,266
7,023   6,649 374
7,023   6,056 967
5,734   6,586 -852
6,371   6,929 -558
7,554   6,855 699
22,753   20,468 2,285
6,007   6,513 -506
6,371   6,146 225
5,717   6,510 -793
5,240   6,830 -1,590
7,241   6,809 432
20,484   20,412 72
6,352   6,655 -303
6,606   6,044 562
8,724   6,325 2,399
8,724   6,738 1,986
9,208   6,769 2,439
31,987   20,460 11,527
8,239   6,406 1,833
7,561   6,135 1,426
7,241   6,563 678
7,990   6,923 1,067
9,239   6,786 2,453
22,722   20,359 2,363
8,739   6,642 2,097
8,889   6,064 2,825
6,732   6,574 158
6,889   6,889 0
7,922   6,815 1,107
22,232   20,346 1,886
7,672   6,621 1,051
6,576   6,087 489
7,211   6,424 787
7,554   6,772 782
8,310   6,789 1,521
24,379   20,493 3,886
7,554   6,474 1,080
7,417   6,068 1,349
7,513   6,537 976
7,772   6,781 991
9,948   6,792 3,156
20,208   20,477 -269
7,772   6,493 1,279
7,617   6,098 1,519
7,858   6,588 1,270
8,223   6,972 1,251
8,516   6,781 1,735
25,584   20,465 5,119
8,223   6,491 1,732
7,748   6,100 1,648
8,265   6,364 1,901
8,700   7,054 1,646
8,961   6,802 2,159
26,535   20,348 6,187
8,265   6,441 1,824
8,091   6,076 2,015
9,258   6,533 2,725
9,875   6,992 2,883
12,344   6,788 5,556
28,185   20,308 7,877
10,698   6,518 4,180
10,945   6,088 4,857
6,442   6,425 17
6,652   6,970 -318
7,913   6,802 1,111
22,758   20,378 2,380
7,003   6,576 427
6,722   6,074 648
7,245   6,588 657
7,245   6,951 294
9,298   6,774 2,524
25,660   20,284 5,376
8,151   6,512 1,639
8,030   6,100 1,930
8,233   6,554 1,679
8,717   6,931 1,786
9,686   6,808 2,878
31,963   20,252 11,711
8,136   6,474 1,662
7,652   6,060 1,592
7,651   6,595 1,056
7,651   6,839 812
9,146   6,808 2,338
25,734   20,443 5,291
7,651   6,444 1,207
7,199   6,093 1,106
11,814   6,459 5,355
10,905   6,985 3,920
12,359   6,768 5,591
56,343   20,526 35,817
9,996   6,555 3,441
9,542   6,075 3,467
7,432   6,524 908
7,279   7,037 242
8,582   6,783 1,799
25,285   20,516 4,769
7,279   6,620 659
7,509   6,103 1,406
9,719   6,493 3,226
9,372   6,905 2,467
9,372   6,797 2,575
26,033   20,339 5,694
7,983   6,308 1,675
7,983   5,986 1,997
9,349   6,582 2,767
8,975   6,492 2,483
11,219   7,913 3,306
28,420   20,518 7,902
8,526   6,477 2,049
7,853   6,084 1,769
9,930   6,449 3,481
9,488   6,858 2,630
10,812   6,822 3,990
37,511   20,620 16,891
8,164   6,375 1,789
7,502   6,077 1,425
30,000   30,000 0
3,839   5,137 -1,298
11,518   12,912 -1,394
3,839   4,909 -1,070
9,486   7,973 1,513
7,905   6,564 1,341
7,815   6,344 1,471
8,583   6,946 1,637
8,131   6,499 1,632
7,137   5,149 1,988
8,086   6,107 1,979
7,660   9,013 -1,353
68,449   53,455 14,994
4,889   4,267 622
7,334   6,959 375
7,857   6,297 1,560
11,786   10,322 1,464
75,000   75,975 -975
75,000   75,000 0
8,214   6,409 1,805
8,214   6,721 1,493
6,806   5,093 1,713
26,989   20,319 6,670
11,735   8,921 2,814
5,867   4,489 1,378
15,002   8,828 6,174
10,550   6,811 3,739
12,135   7,727 4,408
2,080   1,369 711
46,548   41,339 5,209
10,806   7,418 3,388
10,446   7,997 2,449
9,005   6,592 2,413
8,357   6,266 2,091
9,005   6,746 2,259
10,158   6,797 3,361
13,328   7,804 5,524
9,005   6,598 2,407
7,204   4,447 2,757
8,573   6,103 2,470
5,357   6,054 -697
13,393   14,611 -1,218
6,175   4,893 1,282
9,509   7,903 1,606
8,027   6,412 1,615
7,533   6,166 1,367
8,027   6,849 1,178
8,645   6,797 1,848
5,557   3,730 1,827
6,175   4,174 2,001
7,533   6,510 1,023
18,525   12,576 5,949
7,533   6,080 1,453
9,994   8,098 1,896
9,141   6,412 2,729
7,678   6,329 1,349
9,141   6,654 2,487
12,188   10,184 2,004
9,141   6,157 2,984
9,506   6,802 2,704
8,531   6,423 2,108
8,166   6,080 2,086
6,169   6,083 86
9,748   7,981 1,767
8,020   6,665 1,355
7,712   7,043 669
5,491   4,019 1,472
23,444   20,386 3,058
8,329   6,419 1,910
12,339   10,846 1,493
7,650   6,069 1,581
9,148   8,390 758
8,599   8,025 574
7,501   6,497 1,004
10,520   9,500 1,020
7,501   6,799 702
8,507   6,754 1,753
7,318   6,409 909
6,861   4,908 1,953
6,861   6,007 854
10,899   8,072 2,827
8,951   6,493 2,458
8,740   6,349 2,391
26,326   18,917 7,409
790   558 232
10,530   7,466 3,064
8,635   6,448 2,187
8,003   6,075 1,928
23,995   10,251 13,744
7,468   7,776 -308
7,659   6,533 1,126
6,510   6,544 -34
7,659   7,012 647
7,851   6,817 1,034
19,148   13,727 5,421
6,702   6,413 289
6,127   6,006 121
8,906   6,347 2,559
9,094   6,456 2,638
9,375   6,764 2,611
18,750   13,408 5,342
4,500   3,101 1,399
10,918   10,658 260
5,162   4,951 211
5,162   5,164 -2
32,461   13,591 18,870
7,992   7,822 170
7,006   6,343 663
72,030   64,208 7,822
7,598   6,837 761
6,907   6,438 469
6,118   6,086 32
23,368   19,625 3,743
3,191   2,393 798
9,574   7,248 2,326
16,086   9,974 6,112
10,526   8,368 2,158
10,316   7,951 2,365
8,421   6,636 1,785
6,210   4,350 1,860
7,368   6,228 1,140
8,947   6,511 2,436
10,526   7,414 3,112
6,643   4,101 2,542
13,286   6,688 6,598
13,286   7,148 6,138
18,405   13,515 4,890
10,548   7,960 2,588
7,766   5,786 1,980
4,868   3,688 1,180
28,634   16,731 11,903
14,981   8,984 5,997
10,410   6,338 4,072
10,410   10,343 67
10,681   5,673 5,008
21,363   11,330 10,033
19,141   12,616 6,525
20,382   14,724 5,658
37,351   31,004 6,347
21,423   12,656 8,767
6,008   3,945 2,063
24,032   16,579 7,453
7,820   6,250 1,570
11,730   9,118 2,612
41,888   28,731 13,157
11,723   6,224 5,499
11,723   8,892 2,831
13,346   9,839 3,507
13,346   8,556 4,790
8,319   6,061 2,258
668   497 171
9,230   6,793 2,437
25,608   20,571 5,037
24,260   17,324 6,936
2,205   1,636 569
9,494   7,427 2,067
7,121   5,810 1,311
7,121   5,782 1,339
25,298   18,613 6,685
11,376   5,125 6,251
22,752   7,214 15,538
21,531   15,162 6,369
21,531   15,015 6,516
43,062   30,782 12,280
9,314   6,186 3,128
9,314   6,863 2,451
4,310   3,058 1,252
9,428   6,765 2,663
4,669   3,359 1,310
8,530   6,089 2,441
10,620   9,040 1,580
5,310   4,552 758
5,310   3,778 1,532
5,310   4,112 1,198
15,950   14,854 1,096
12,243   9,100 3,143
8,162   6,672 1,490
10,843   7,725 3,118
5,421   3,955 1,466
7,048   4,900 2,148
13,554   9,468 4,086
7,522   6,697 825
7,713   7,950 -237
10,157   9,622 535
9,711   7,555 2,156
9,711   6,160 3,551
16,920   14,719 2,201
5,640   4,901 739
6,029   4,786 1,243
6,029   3,886 2,143
6,029   4,353 1,676
4,064   3,290 774
9,427   7,738 1,689
7,721   6,576 1,145
7,477   6,354 1,123
8,127   6,930 1,197
12,191   10,290 1,901
8,127   6,534 1,593
24,381   20,267 4,114
12,191   10,006 2,185
4,470   3,576 894
23,132   17,490 5,642
11,797   9,512 2,285
8,258   7,985 273
7,668   6,551 1,117
7,196   6,381 815
7,668   7,032 636
8,730   6,854 1,876
26,543   20,410 6,133
7,550   6,625 925
2,123   1,626 497
6,842   6,001 841
8,055   6,453 1,602
9,505   7,967 1,538
19,090   14,728 4,362
8,055   6,517 1,538
8,458   6,819 1,639
24,165   19,201 4,964
8,699   6,766 1,933
7,894   6,387 1,507
8,055   6,298 1,757
7,491   6,056 1,435
21,160   15,082 6,078
6,885   5,953 932
13,771   10,126 3,645
31,366   19,947 11,419
8,586   7,425 1,161
8,586   7,420 1,166
2,778   1,991 787
19,548   13,764 5,784
8,539   6,099 2,440
17,081   11,612 5,469
8,541   6,121 2,420
8,576   6,665 1,911
17,152   11,105 6,047
4,396   3,379 1,017
8,791   6,101 2,690
8,791   5,584 3,207
55,000   55,000 0
68,901   72,778 -3,877
23,120   19,805 3,315
35,000   34,819 181
30,000   30,759 -759
8,885   9,928 -1,043
40,000   44,313 -4,313
8,926   8,963 -37
266,074   269,875 -3,801
82,530   86,767 -4,237
67,470   71,006 -3,536
225,000   235,032 -10,032
57,960   50,000 7,960
115,000   114,694 306
291,510   275,000 16,510
116,200   110,306 5,894
74,788   75,000 -212
55,551   50,000 5,551
53,694   50,000 3,694
53,491   50,000 3,491
10,420   11,134 -714
695   744 -49
2,322   2,289 33
3,329   3,295 34
2,539   2,510 29
2,644   2,583 61
2,635   2,582 53
14,282   13,935 347
2,251   2,199 52
15,212   14,953 259
60,896   48,363 12,533
33,215   24,721 8,494
5,890   4,671 1,219
2,099   1,636 463
22,351   17,660 4,691
61,674   50,000 11,674
38,180   36,920 1,260
146   119 27
13,301   11,378 1,923
8,005   6,447 1,558
21,433   16,860 4,573
88,199   57,336 30,863
6,757   4,747 2,010
17,040   13,139 3,901
33,613   23,743 9,870
16,870   13,341 3,529
63,169   43,413 19,756
41,224   30,000 11,224
6,412   5,001 1,411
22,327   16,203 6,124
21,509   16,658 4,851
23,273   21,344 1,929
27,301   25,477 1,824
89,129   76,094 13,035
224,478   200,000 24,478
28,110   25,258 2,852
92,784     92,784
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       -209
b       820
c       -663
d       692
e       241
      174
      -267
      -237
      363
      535
      -442
      -373
      674
      -317
      -325
      158
      659
      1,976
      2,210
      577
      618
      365
      1,034
      878
      301
      -166
      663
      935
      -233
      829
      646
      845
      -995
      -7
      -108
      1,135
      1,093
      1,040
      1,388
      567
      564
      1,755
      1,687
      1,781
      1,742
      1,448
      265
      1,920
      1,380
      4,272
      3,933
      25
      781
      645
      998
      1,663
      1,936
      992
      594
      1,128
      1,968
      488
      439
      1,701
      1,259
      1,602
      574
      16
      1,296
      1,738
      -1,237
      -1,373
      106
      -98
      -501
      -137
      -997
      -528
      -975
      -584
      -591
      -298
      26
      -821
      -955
      1,087
      837
      1,223
      1,260
      1,311
      2,916
      619
      491
      -1,586
      -1,703
      -285
      -365
      -770
      1
      -381
      559
      2,223
      322
      329
      481
      192
      980
      5,008
      368
      633
      -489
      -855
      117
      2,209
      -463
      -378
      623
      365
      578
      1,804
      -25
      -272
      2,809
      100
      -88
      17,981
      13
      747
      1,105
      1,667
      1,542
      1,871
      6,076
      1,668
      1,305
      1,767
      555
      2,323
      8,791
      172
      842
      846
      775
      1,103
      4,179
      812
      883
      -310
      -541
      837
      912
      330
      395
      -194
      -428
      365
      2,266
      374
      967
      -852
      -558
      699
      2,285
      -506
      225
      -793
      -1,590
      432
      72
      -303
      562
      2,399
      1,986
      2,439
      11,527
      1,833
      1,426
      678
      1,067
      2,453
      2,363
      2,097
      2,825
      158
      0
      1,107
      1,886
      1,051
      489
      787
      782
      1,521
      3,886
      1,080
      1,349
      976
      991
      3,156
      -269
      1,279
      1,519
      1,270
      1,251
      1,735
      5,119
      1,732
      1,648
      1,901
      1,646
      2,159
      6,187
      1,824
      2,015
      2,725
      2,883
      5,556
      7,877
      4,180
      4,857
      17
      -318
      1,111
      2,380
      427
      648
      657
      294
      2,524
      5,376
      1,639
      1,930
      1,679
      1,786
      2,878
      11,711
      1,662
      1,592
      1,056
      812
      2,338
      5,291
      1,207
      1,106
      5,355
      3,920
      5,591
      35,817
      3,441
      3,467
      908
      242
      1,799
      4,769
      659
      1,406
      3,226
      2,467
      2,575
      5,694
      1,675
      1,997
      2,767
      2,483
      3,306
      7,902
      2,049
      1,769
      3,481
      2,630
      3,990
      16,891
      1,789
      1,425
      0
      -1,298
      -1,394
      -1,070
      1,513
      1,341
      1,471
      1,637
      1,632
      1,988
      1,979
      -1,353
      14,994
      622
      375
      1,560
      1,464
      -975
      0
      1,805
      1,493
      1,713
      6,670
      2,814
      1,378
      6,174
      3,739
      4,408
      711
      5,209
      3,388
      2,449
      2,413
      2,091
      2,259
      3,361
      5,524
      2,407
      2,757
      2,470
      -697
      -1,218
      1,282
      1,606
      1,615
      1,367
      1,178
      1,848
      1,827
      2,001
      1,023
      5,949
      1,453
      1,896
      2,729
      1,349
      2,487
      2,004
      2,984
      2,704
      2,108
      2,086
      86
      1,767
      1,355
      669
      1,472
      3,058
      1,910
      1,493
      1,581
      758
      574
      1,004
      1,020
      702
      1,753
      909
      1,953
      854
      2,827
      2,458
      2,391
      7,409
      232
      3,064
      2,187
      1,928
      13,744
      -308
      1,126
      -34
      647
      1,034
      5,421
      289
      121
      2,559
      2,638
      2,611
      5,342
      1,399
      260
      211
      -2
      18,870
      170
      663
      7,822
      761
      469
      32
      3,743
      798
      2,326
      6,112
      2,158
      2,365
      1,785
      1,860
      1,140
      2,436
      3,112
      2,542
      6,598
      6,138
      4,890
      2,588
      1,980
      1,180
      11,903
      5,997
      4,072
      67
      5,008
      10,033
      6,525
      5,658
      6,347
      8,767
      2,063
      7,453
      1,570
      2,612
      13,157
      5,499
      2,831
      3,507
      4,790
      2,258
      171
      2,437
      5,037
      6,936
      569
      2,067
      1,311
      1,339
      6,685
      6,251
      15,538
      6,369
      6,516
      12,280
      3,128
      2,451
      1,252
      2,663
      1,310
      2,441
      1,580
      758
      1,532
      1,198
      1,096
      3,143
      1,490
      3,118
      1,466
      2,148
      4,086
      825
      -237
      535
      2,156
      3,551
      2,201
      739
      1,243
      2,143
      1,676
      774
      1,689
      1,145
      1,123
      1,197
      1,901
      1,593
      4,114
      2,185
      894
      5,642
      2,285
      273
      1,117
      815
      636
      1,876
      6,133
      925
      497
      841
      1,602
      1,538
      4,362
      1,538
      1,639
      4,964
      1,933
      1,507
      1,757
      1,435
      6,078
      932
      3,645
      11,419
      1,161
      1,166
      787
      5,784
      2,440
      5,469
      2,420
      1,911
      6,047
      1,017
      2,690
      3,207
      0
      -3,877
      3,315
      181
      -759
      -1,043
      -4,313
      -37
      -3,801
      -4,237
      -3,536
      -10,032
      7,960
      306
      16,510
      5,894
      -212
      5,551
      3,694
      3,491
      -714
      -49
      33
      34
      29
      61
      53
      347
      52
      259
      12,533
      8,494
      1,219
      463
      4,691
      11,674
      1,260
      27
      1,923
      1,558
      4,573
      30,863
      2,010
      3,901
      9,870
      3,529
      19,756
      11,224
      1,411
      6,124
      4,851
      1,929
      1,824
      13,035
      24,478
      2,852
      92,784
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,366,598
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 1,557,551 14,156,394 0.110025
2011 3,187,500 12,328,505 0.258547
2010 1,065,500 11,882,343 0.089671
2009 2,303,223 9,410,677 0.244746
2008 3,485,568 10,394,123 0.335340
2 Total of line 1, column (d) ...................... 2 1.038329
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.207666
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 19,457,715
5 Multiply line 4 by line 3....................... 5 4,040,706
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 16,568
7 Add lines 5 and 6......................... 7 4,057,274
8 Enter qualifying distributions from Part XII, line 4.............. 8 4,472,242
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 16,568
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 16,568
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 16,568
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 9,080
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 9,080
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8 1
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 7,489
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletSC
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .Click to see attachment
    8b
     
    No
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletWT CASSELS JR Telephone no.bullet (803) 939-3373
    Located atbullet420 DEVEGA ROADLEXINGTONSC ZIP+4bullet29073
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    WILLIAM T CASSELS JR DIRECTOR
    0.00     		0 0 0
    420 DEVEGA ROAD
    LEXINGTON,SC29073
    CHARLOTTE CASSELS DIRECTOR
    0.00     		0 0 0
    420 DEVEGA ROAD
    LEXINGTON,SC29073
    KATHERINE CASSELS WOLFE DIRECTOR
    0.00     		0 0 0
    420 DEVEGA ROAD
    LEXINGTON,SC29073
    WTOBIN CASSELS III DIRECTOR
    0.00     		0 0 0
    420 DEVEGA ROAD
    LEXINGTON,SC29073
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    972,886
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    16,568
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    16,568
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    956,318
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    956,318
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    956,318
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 956,318
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 2,967,840
    b From 2009....... 1,834,313
    c From 2010....... 484,560
    d From 2011....... 2,574,524
    e From 2012....... 858,811
    fTotal of lines 3a through e......... 8,720,048
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 4,472,242
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 956,318
    e Remaining amount distributed out of corpus 3,515,924
    5 Excess distributions carryover applied to 2013. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 12,235,972
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		2,967,840
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		9,268,132
    10 Analysis of line 9:
    a Excess from 2009.... 1,834,313
    b Excess from 2010.... 484,560
    c Excess from 2011.... 2,574,524
    d Excess from 2012.... 858,811
    e Excess from 2013.... 3,515,924
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    WILLIAM T CASSELS JR
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    COLUMBIA INTERNATIONAL UNIVERSITY
    7435 MONTICELLO ROAD
    COLUMBIA,SC29230     		NONE PUBLIC EDUCATIONAL 4,075,000
    CROSSOVER COMMUNICATIONS
    POST OFFICE BOX 211755
    COLUMBIA,SC29221     		NONE RELIGIOUS GENERAL USE 10,000
    FAMILY SHELTER
    2411 TWO NOTCH ROAD
    COLUMBIA,SC29202     		NONE PUBLIC GENERAL USE 1,000
    GLENFOREST SCHOOL
    1041 HARBOR DRIVE
    WEST COLUMBIA,SC29169     		NONE EDUCATION GENERAL USE 5,000
    HEARTWORKS AT CRESCENT HILL
    POST OFFICE BOX 4476
    COLUMBIA,SC29240     		NONE RELIGIOUS GENERAL USE 50,000
    KINGDOM BUILDING MINISTRIES
    14485 E EVANS AVENUE
    AURORA,CA80014     		NONE PUBLIC RELIGIOUS 30,000
    MIDLANDS HOUSING ALLIANCE
    1901 MAIN STREET STE 250
    COLUMBIA,SC29201     		NONE PUBLIC GENERAL USE 200,000
    THE COOPERATIVE MINISTRY
    3821 WEST BELTLINE BOULEVARD
    COLUMBIA,SC29204     		NONE PUBLIC GENERAL USE 4,242
    ONE-LIFE MINISTRIES
    143 KILLIAN POINT CIRCLE
    CHAPIN,SC29036     		NONE RELIGIOUS GENERAL USE 30,000
    NEW DIRECTIONS
    POST OFFICE BOX 2347
    BURLINGTON,NC27216     		NONE RELIGIOUS GENERAL USE 5,000
    MIRACLE HILLS MINISTRY
    POST OFFICE BOX 2546
    GREENVILLE,SC29602     		NONE RELIGIOUS GENERAL USE 10,000
    THE SALVATION ARMY
    POST OFFICE BOX 2786
    COLUMBIA,SC29202     		NONE RELIGIOUS DEVELOPMENT DIRECTOR 20,000
    MIDTOWN FELLOWSHIP
    POST OFFICE BOX 505
    COLUMBIA,SC29202     		NONE RELIGIOUS GENERAL USE 31,000
    EPWORTH CHILDREN'S HOME
    POST OFFICE BOX 50466
    COLUMBIA,SC29250     		NONE PUBLIC GENERAL USE 1,000
    Total .................................bullet 3a 4,472,242
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		    14 9,388  
    4 Dividends and interest from securities....     14 345,813  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 1,366,598  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aCLASS ACTION SETTLEMENT     01 87  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 1,721,886 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    131,721,886
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    11A THIS WAS MONEY RECEIVED FROM A CLASS ACTION LAWSUIT INVOLVING
    11A SECURITIES HELD FOR EXEMPT PURPOSES.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE CASSELS FOUNDATION
     
    Employer identification number

    57-1029022
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE CASSELS FOUNDATION
          		Employer identification number

    57-1029022
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    ROSALIE O CASSELS CLAT #1
     

       
    420 DAVEGA ROAD
     
    LEXINGTON, SC29073

    		$1,219,961


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    2
    ROSALIE O CASSELS CLAT #2
     

       
    420 DAVEGA ROAD
     
    LEXINGTON, SC29073

    		$1,219,961


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    3
     
     

    CHARLOTTE R CASSELS  
    420 DAVEGA ROAD
     
    LEXINGTON, SC29073

    		$649,719


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    4
     
     

    CHARLOTTE R CASSELS  
    420 DAVEGA ROAD
     
    LEXINGTON, SC29073

    		$1,004,697


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE CASSELS FOUNDATION
          		Employer identification number

    57-1029022
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    3
    		 SECURITIES $649,719 2013-12-26
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE CASSELS FOUNDATION
          		Employer identification number

    57-1029022
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 ExplnOfNonFilingWithAGStmt
    Name:
    THE CASSELS FOUNDATION
    EIN: 57-1029022
    Statement:
    SOUTH CAROLINA NO LONGER REQUIRES A COPY OF FORM 990-PF TO BE FILED WITH THE STATE ATTORNEY GENERAL'S OFFICE.

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE CASSELS FOUNDATION
    EIN: 57-1029022
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCKS 4,634,477 8,093,772
    MUTUAL FUNDS 2,398,434 3,574,178

    TY 2013 InvestmentsGovtObligationsSch
    Name:
    THE CASSELS FOUNDATION
    EIN: 57-1029022
    US Government Securities - End of Year Book Value:

    3,020,514
    US Government Securities - End of Year Fair Market Value:

    3,042,504
    State & Local Government Securities - End of Year Book Value:


    0
    State & Local Government Securities - End of Year Fair Market Value:


    0


    TY 2013 OtherDecreasesSchedule
    Name:
    THE CASSELS FOUNDATION
    EIN: 57-1029022
    Description Amount
    CURRENT YEAR FAIR MARKET VALUE CHANGE 172,768
    ORIGINAL ISSUE DISCOUNT 198


    TY 2013 OtherExpensesSchedule
    Name:
    THE CASSELS FOUNDATION
    EIN: 57-1029022
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES - BNY MELLON 6 6   0
    MANAGEMENT FEES - BNY MELLON 59,139 59,139   0
    INVESTMENT FEES - BNY MELLON 13 13   0
    MEMBERSHIP FEES 725 725   0
    FEDERAL TAXES 6,540 0   0
    FEDERAL ESTIMATES PAID 9,080 0   0


    TY 2013 OtherIncomeSchedule2
    Name:
    THE CASSELS FOUNDATION
    EIN: 57-1029022
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    CLASS ACTION SETTLEMENT 87   87


    TY 2013 OtherIncreasesSchedule
    Name:
    THE CASSELS FOUNDATION
    EIN: 57-1029022
    Description Amount
    AMORTIZATION OF PREMIUM 3,406
    INVESTMENT FEES 12


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    THE CASSELS FOUNDATION
    EIN: 57-1029022
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PROFESSIONAL FEES 1,290 1,290   0


    TY 2013 TaxesSchedule
    Name:
    THE CASSELS FOUNDATION
    EIN: 57-1029022
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES BNYM 426 426   0
    FOREIGN TAXES TRP 2,402 2,402   0