TY 2013 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
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Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2013

Open to Public Inspection

For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013

Name of foundation
JAMES AND AUNE NELSON FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 5146 Room/suite

City or town, state or province, country, and ZIP or foreign postal code
GODFREY, IL62035

A Employer identification number

37-1371840

B Telephone number (see instructions)

(618) 463-0700

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$20,826,211J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	19		19	19
4	Dividends and interest from securities......	385,344		385,344	385,344
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		271,919
b	Gross sales price for all assets on line 6a 16,408,973
7	Capital gain net income (from Part IV, line 2)...			271,919
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		600	600	600
12	Total. Add lines 1 through 11........	657,882		657,882	385,963
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......	5,945				5,945
15	Pension plans, employee benefits.......	455				455
16a	Legal fees (attach schedule).........		252			252
b	Accounting fees (attach schedule).......		4,528	3,660	3,660	868
c	Other professional fees (attach schedule)....		160,331	160,331	160,331
17	Interest...............
18	Taxes (attach schedule) (see instructions)		29,580	20,094	20,094	10
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......	1,377				1,377
22	Printing and publications..........	45				45
23	Other expenses (attach schedule).......		4,774			4,728
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	207,287		184,085	184,085	13,680
25	Contributions, gifts, grants paid........	680,820				680,820
26	Total expenses and disbursements. Add lines 24 and 25	888,107		184,085	184,085	694,500
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-230,225
b	Net investment income (if negative, enter -0-)			473,797
c	Adjusted net income (if negative, enter -0-)...				201,878

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2013)

Form 990-PF (2013)

Page 2

Part II		Balance Sheets	Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions.)	Beginning of year	End of year
Part II		Balance Sheets		(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........		554,269	433,029	433,029
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........		1,400	2,971	2,971
	10a	Investments—U.S. and state government obligations (attach schedule)		3,924,957	4,277,275	4,204,538
	b	Investments—corporate stock (attach schedule)........		8,657,121	9,926,116	13,054,538
	c	Investments—corporate bonds (attach schedule)........		4,898,058	3,162,765	3,131,135
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)		18,035,805	17,802,156	20,826,211
		17	Accounts payable and accrued expenses..........		3,727	303
18		Grants payable...................
19		Deferred revenue..................
20		Loans from officers, directors, trustees, and other disqualified persons
21		Mortgages and other notes payable (attach schedule)......
22		Other liabilities (describe )
23		Total liabilities (add lines 17 through 22)..........		3,727	303
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds		18,032,078	17,801,853
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................		18,032,078	17,801,853
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................		18,035,805	17,802,156

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	18,032,078
2	Enter amount from Part I, line 27a.....................	2	-230,225
3	Other increases not included in line 2 (itemize)	3
4	Add lines 1, 2, and 3..........................	4	17,801,853
5	Decreases not included in line 2 (itemize)	5
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	17,801,853

Form 990-PF (2013)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	0-FNCL 3.5 TBA 01/14 01-01-44(FMF350	P	2012-12-03	2013-01-07
b	164790.7852-FNCL 3.5 AB5665 HLTV 07-	P	2012-06-28	2013-01-25
c	30000-CITIZENS PPTY INS CORP FL12A1	P	2012-06-13	2013-02-20
d	1000-CHINA SHENHUA ENERGY(1088.HK)	P	2012-09-10	2013-03-25
e	10000-COMCAST CORP SR UNSEC3.125% 07	P	2012-06-26	2013-04-11
	0-FNCL 3.5 TBA 05/14 05-01-44(FMF391	P	2013-04-01	2013-05-06
	0-G2SF 3.5 TBA 06/13 06-20-43(FMG277	P	2013-06-04	2013-06-04
	17590.35-US TREASURY I/L FRN 2.0%01-	P	2013-06-06	2013-06-19
	0-FNCI 2.5 TBA 07/13 07-01-28(FMF520	P	2013-06-13	2013-07-10
	0-FNCL 3.5 TBA 09/13 09-01-43(FMF462	P	2013-08-07	2013-08-15
	31000-FNCL 4.5 TBA 09/13 09-01-43(FM	P	2013-08-15	2013-09-06
	30000-MORGAN STANLEY SR UNSEC2.125%	P	2013-04-22	2013-10-16
	46886.8622-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2013-11-18
	46827.5092-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2013-12-17
	375-ENCANA CORP C (ECA.CN)	P	2011-06-17	2013-01-14
	100-OI SA PN ADR (OIBR)	P	2011-06-17	2013-01-23
	500-DIAGEO PLC (DGE.LN)	P	2011-06-17	2013-02-11
	71-FUGRO NV (FUR.NA)	P	2011-08-12	2013-02-22
	140-LVMH MOET HENNESSYLOUIS VUITTON	P		2013-03-14
	1000-PREMIER FARNELL PLC(PFL.LN)	P	2011-06-20	2013-04-03
	221-NOVARTIS AG NAMEN(NOVN1)	P	2012-01-19	2013-04-05
	800-PREMIER FARNELL PLC(PFL.LN)	P		2013-04-11
	4000-HITACHI (6501.JP)	P	2012-03-30	2013-05-01
	100-NATIONAL INSTRUMENTSCORP (NATI)	P	2012-02-22	2013-05-14
	36-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-05-30
	100-BG GROUP PLC (BG1)	P	2011-06-17	2013-06-18
	400-OI SA ON ADR (OIBR C)	P	2011-06-17	2013-07-01
	30-GILEAD SCIENCES INC (GILD)	P	2012-02-16	2013-07-05
	0-US TREASURY I/L FRN 1.875%07/15/13	P	2011-08-18	2013-07-15
	64561.3515-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2013-07-25
	30000-ECOLAB INC SR UNSEC2.375% 12/0	P	2011-12-05	2013-08-14
	3000-HONG KONG/CHINA GAS(0003)	P	2011-06-17	2013-09-05
	35000-TIME WARNER CABLE 3.5%02/01/15	P	2011-06-28	2013-09-25
	175-EMERSON ELECTRIC CO(EMR)	P	2011-06-17	2013-10-22
	200-BRISTOL-MYERS SQUIBB CO(BMY)	P	2012-01-10	2013-11-20
	15000-BNP PARIBAS FR UNSEC3.31315% 1	P	2012-02-23	2013-12-05
	100-CENOVUS ENERGY INC US(CVE)	P	2011-06-17	2013-12-17
	50000-FNCI 2.5 TBA 01/14 01-01-29(FM	P	2012-12-10	2013-01-08
	900-PENGROWTH ENERGY CORPC (PGF.CN)	P	2012-12-20	2013-01-25
	50000-FNCI 2.5 TBA 03/13 03-01-28(FM	P	2013-02-06	2013-02-20
	218939.7893-FNCI 2.5 AB7084 85K MAX	P		2013-03-25
	5000-FHLMC 1.75% 05/30/19(FDF823)	P	2012-04-12	2013-04-11
	5000-CITIGROUP INC SR UNSEC1.75% 05-	P	2013-04-24	2013-05-08
	30000-BANK OF AMERICA CORP SRUNSEC 2	P	2013-01-09	2013-06-05
	0-FNCL 3.5 TBA 07/14 07-01-44(FMF456	P	2013-06-21	2013-06-21
	46-SCHNEIDER ELECTRIC SA(SCHN1)	P	2013-06-10	2013-07-15
	30000-GENERAL ELEC CORP SRUNSEC 2.7%	P	2012-10-01	2013-08-15
	0-FNCL 4.5 TBA 09/13 09-01-43(FMF316	P	2013-08-15	2013-09-10
	10000-PETROBRAS SR UNSEC 3.0%01-15-1	P	2013-05-13	2013-10-16
	25252.7937-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2013-11-18
	25242.4611-LBUBS 07-C2 A1A 5.387% 02	P	2013-10-25	2013-12-17
	500-ENCANA CORP C (ECA.CN)	P	2011-06-17	2013-01-15
	900-OI SA PN ADR (OIBR)	P	2011-06-17	2013-01-24
	400-GENPACT LTD (G)	P		2013-02-11
	71018.0217-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2013-02-25
	100-AFLAC INC (AFL)	P	2011-11-22	2013-03-15
	558-NEWCREST MINING NPV(NCM)	P	2011-06-17	2013-04-04
	600-ORACLE CORP (ORCL)	P	2011-06-17	2013-04-05
	0.35-FIRST QUANTUM MINERALSLTD C (F	P	2012-02-03	2013-04-12
	125-INTERNATIONAL BUSINESSMACHINES C	P	1997-12-17	2013-05-01
	200-NATIONAL INSTRUMENTSCORP (NATI)	P	2012-02-22	2013-05-15
	1-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-05-31
	10000-US TREASURY NOTE 2.625%02/29/1	P	2011-08-10	2013-06-18
	300-OI SA PN ADR (OIBR)	P	2011-06-17	2013-07-01
	1500-OI SA PN ADR (OIBR)	P	2011-06-17	2013-07-05
	16-SCHNEIDER ELECTRIC SA(SCHN1)	P	2011-06-17	2013-07-16
	100-ICICI BANK LTD SPON ADR(IBN)	P	2011-06-17	2013-07-25
	300-CARNIVAL CORP COMMONPAIRED STOCK	P	2012-01-20	2013-08-19
	3000-HONG KONG/CHINA GAS(0003)	P	2011-06-17	2013-09-11
	25000-DISNEY WALT CO SR UNSEC4.5% 12	P	2011-06-28	2013-10-01
	100-KLA-TENCOR CORP (KLAC)	P	2011-08-23	2013-10-22
	900-DIAGEO PLC (DGE.LN)	P		2013-11-20
	100-CENOVUS ENERGY INC C(CVE.CN)	P	2011-06-17	2013-12-11
	10000-AETNA INC SR UNSEC 2.75%11-15-	P	2012-11-02	2013-12-18
	0-FNCL 3.0 TBA 01/13 01-01-43(FMF507	P	2012-12-04	2013-01-08
	700-PENGROWTH ENERGY CORPC (PGF.CN)	P	2012-12-20	2013-01-28
	220340.2725-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2013-02-25
	161539.6406-FNCL 3.5 AB5665 HLTV 07-	P	2012-06-28	2013-03-25
	10000-AIG GROUP SR UNSEC 4.875%06-01	P	2012-05-21	2013-04-15
	20000-CITIGROUP INC SR UNSEC1.75% 05	P	2013-04-24	2013-05-08
	120000-FNCI 2.5 TBA 06/13 06-01-28(F	P		2013-06-06
	0-FNCL 3.5 TBA 07/14 07-01-44(FMF456	P	2013-06-21	2013-06-21
	60-SCHNEIDER ELECTRIC SA(SCHN1)	P	2013-06-10	2013-07-16
	47757.9964-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2013-08-16
	0-FNCI 2.5 TBA 09/13 09-01-28(FMF462	P	2013-09-11	2013-09-11
	54-SAP AG (SAPG1)	P	2013-05-21	2013-10-17
	1000-DBS GROUP HOLDINGS LTD(DBS.SP)	P		2013-11-20
	0-FNCL 3.5 TBA 01/14 01-01-44(FMF350	P	2013-12-19	2013-12-19
	48-SONOVA HOLDING AG(SOON.VX)	P	2011-06-17	2013-01-15
	400-OI SA PN ADR (OIBR)	P	2011-06-17	2013-01-24
	400-GENPACT LTD (G)	P		2013-02-11
	125-FUGRO NV (FUR.NA)	P		2013-02-25
	800-PREMIER FARNELL PLC(PFL.LN)	P	2011-06-17	2013-03-15
	4200-AIA GROUP LTD (1299.HK)	P	2011-06-17	2013-04-05
	600-PROGRESSIVE CORP OHIO(PGR)	P	2011-06-17	2013-04-05
	200-PREMIER FARNELL PLC(PFL.LN)	P	2011-06-20	2013-04-17
	100-SEATTLE GENETICS INC(SGEN)	P	2011-07-06	2013-05-01
	709-HENNES & MAURITZ AB(HMB.SS)	P	2011-06-17	2013-05-16
	3-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-05-31
	53-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-06-21
	250-ECOLAB INC (ECL)	P	2011-06-17	2013-07-02
	500-ICICI BANK LTD SPON ADR(IBN)	P	2011-06-17	2013-07-08
	340000-US TREASURY NOTE 2.625%02/29/	P		2013-07-16
	200-ICICI BANK LTD SPON ADR(IBN)	P	2011-06-17	2013-07-25
	225-CARNIVAL CORP COMMONPAIRED STOCK	P		2013-08-20
	3000-HONG KONG/CHINA GAS(0003)	P	2011-06-17	2013-09-12
	25000-ANADARKO PETROLEUMCORP SR UNSE	P	2011-06-28	2013-10-16
	1300-CAE INC C (CAE.CN)	P		2013-10-23
	15-GOOGLE INC CL A (GOOGL)	P	2011-06-17	2013-11-20
	100-CENOVUS ENERGY INC C(CVE.CN)	P	2011-06-17	2013-12-11
	170000-FNCL 3.5 AB5665 HLTV 07-01-42	P		2013-12-19
	30000-BANK OF AMERICA CORP3.875% 03-	P	2012-04-09	2013-01-09
	0-G2SF 3.0 TBA 02/13 02-20-43(FMG291	P	2013-01-16	2013-01-31
	162443.4235-FNCL 3.5 AB5665 HLTV 07-	P	2012-06-28	2013-02-25
	2000-CHINA SHENHUA ENERGY(1088.HK)	P		2013-03-27
	15000-US TREASURY NOTE 2.625%02/29/1	P	2012-06-01	2013-04-17
	25000-US TREASURY NOTE 2.625%02/29/1	P	2012-06-01	2013-05-10
	123905.5863-FNCN 2.5 MA1431 05-01-23	P		2013-06-06
	65000-US TREASURY NOTE 1.0% 05-31-18	P	2013-06-20	2013-06-24
	47808.2261-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2013-07-17
	25000-CARDINAL HEALTH INC SRUNSEC 3.	P		2013-08-26
	0-FNCI 2.5 TBA 09/13 09-01-28(FMF462	P	2013-08-08	2013-09-11
	46936.3319-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2013-10-18
	40000-US TREASURY BOND 1.75%05-15-23	P	2013-08-26	2013-11-21
	5000-APACHE CORP SR UNSEC 2.625%	P	2013-08-21	2013-12-20
	44-SONOVA HOLDING AG(SOON.VX)	P	2011-06-17	2013-01-15
	74617.5483-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2013-01-25
	400-JACK HENRY & ASSOC INC(JKHY)	P	2011-06-17	2013-02-11
	81-FUGRO NV (FUR.NA)	P		2013-02-26
	100-AFLAC INC (AFL)	P	2011-11-22	2013-03-18
	198-BAYER AG (BAYN.GR)	P	2011-06-17	2013-04-05
	52-SAMSUNG ELEC GDS N/V PF(0593Q1)	P	2011-06-17	2013-04-05
	20000-US TREASURY BOND 4.0%02/15/201	P	2011-10-14	2013-04-18
	200-SYSMEX CORP (6869.JP)	P	2011-06-17	2013-05-01
	215-HENNES & MAURITZ AB(HMB.SS)	P	2011-06-17	2013-05-16
	5-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-05-31
	66697.8795-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2013-06-25
	300-GILEAD SCIENCES INC (GILD)	P	2012-02-16	2013-07-02
	188-OI SA PN ADR (OIBR)	P	2011-06-17	2013-07-08
	47-SCHNEIDER ELECTRIC SA(SCHN1)	P	2011-06-17	2013-07-17
	100-DRIL-QUIP INC (DRQ)	P	2011-09-06	2013-07-26
	200-CARNIVAL CORP COMMONPAIRED STOCK	P	2012-01-20	2013-08-20
	220-HONG KONG/CHINA GAS(0003)	P	2011-06-17	2013-09-13
	700-REPUBLIC SERVICES INC(RSG)	P	2011-06-17	2013-10-16
	700-CAE INC C (CAE.CN)	P		2013-10-23
	200-HOME DEPOT INC (HD)	P	2011-09-20	2013-11-20
	15000-MODELEZ INTL INC UNSEC 5.375%	P	2012-09-04	2013-12-11
	298812.0498-FNCL 3.5 AB5665 HLTV 07-	P		2013-12-25
	0-FNCI 2.5 TBA 01/14 01-01-29(FMF508	P		2013-01-10
	35000-PNC FINL SVCS SR UNSECVAR 11-0	P		2013-01-31
	97929.01-FNCI 2.5 AB7084 85K MAX 11-	P	2012-11-15	2013-02-28
	1000-CHINA SHENHUA ENERGY(1088.HK)	P		2013-03-28
	0-FNCL 4.0 TBA 05/13 05-01-43(FMF389	P	2013-04-18	2013-04-18
	0-FNCI 3.5 TBA 05/13 05/01/28(FMF452	P	2013-04-08	2013-05-13
	25303.25-US TREASURY I/L FRN 0.125%0	P	2012-12-05	2013-06-06
	118010.535-FNCI 2.5 AB7084 85K MAX 1	P	2012-11-15	2013-06-25
	124199.51-G2SF 3.5 MA1012 05-20-43(F	P	2013-06-03	2013-07-22
	115941.41-FNCI 2.5 AB7084 85K MAX 11	P	2012-11-15	2013-08-26
	15000-AT&T CORP SR UNSEC 0.9%02-12-1	P	2013-02-07	2013-09-16
	0-FNCL 4.0 TBA 11/13 11-01-43(FMF323	P	2013-10-21	2013-10-21
	1959.77-FNCI 2.5 AB7084 85K MAX 11-0	P	2012-11-15	2013-11-25
	0-FNCL 3.5 TBA 01/14 01-01-44(FMF350	P	2013-12-23	2013-12-23
	125000-US TREASURY NOTE 1.375%01/15/	P	2011-06-17	2013-01-15
	200-PENGROWTH ENERGY CORPC (PGF.CN)	P	2012-01-23	2013-01-28
	100-JACK HENRY & ASSOC INC(JKHY)	P	2011-06-17	2013-02-11
	79-FUGRO NV (FUR.NA)	P		2013-02-26
	200-AFLAC INC (AFL)	P		2013-03-18
	200-CERNER CORP (CERN)	P	2011-06-17	2013-04-05
	212-SCHNEIDER ELECTRIC SA(SCHN1)	P	2011-06-17	2013-04-05
	35000-MURRAY ST INV TRUST I (H)03/09	P		2013-04-22
	1000-HITACHI (6501.JP)	P	2012-03-30	2013-05-02
	100-NATIONAL INSTRUMENTSCORP (NATI)	P	2012-02-22	2013-05-17
	100-ALLERGAN INC (AGN)	P	2011-06-17	2013-06-03
	100-AGILENT TECHNOLOGIES INC(A)	P	2012-02-07	2013-06-26
	100-ICICI BANK LTD SPON ADR(IBN)	P	2011-06-17	2013-07-02
	100-DRIL-QUIP INC (DRQ)	P	2011-09-07	2013-07-10
	60-LINDE AG (LIN.GR)	P	2011-06-17	2013-07-18
	200-ICICI BANK LTD SPON ADR(IBN)	P		2013-07-26
	25000-CONSUMERS ENERGY CO5.65% 09/15	P	2011-06-28	2013-08-21
	100-ROYAL DUTCH SHELL CL AADR (RDS A	P	2011-06-17	2013-09-13
	2341-HSBC HOLDINGS PLC UKP(HSBA.LN)	P	2011-06-17	2013-10-17
	800-CAE INC C (CAE.CN)	P		2013-10-24
	1058-HSBC HOLDINGS PLC UKP(HSBA.LN)	P	2011-06-17	2013-11-20
	30000-NEWS AMERICA SR UNSEC5.3% 12/1	P	2011-06-28	2013-12-11
	110614.79-FNCI 2.5 AB7084 85K MAX 11	P	2012-11-15	2013-12-26
	200-ENCANA CORP C (ECA.CN)	P	2012-02-03	2013-01-11
	0-FNCL 3.5 TBA 02/13 02-01-43(FMF361	P	2013-01-07	2013-02-04
	0-FNCL 3.5 TBA 03/13 03-01-43(FMF370	P		2013-02-28
	0-FNCL 3.5 TBA 04/13 04-01-43(FMF450	P	2013-02-28	2013-04-01
	0-FNCL 4.0 TBA 05/13 05-01-43(FMF389	P	2013-04-18	2013-04-18
	40000-US TREASURY NOTE 2.625%02/29/1	P	2012-06-01	2013-05-14
	120000-FNCI 2.5 TBA 06/13 06-01-28(F	P		2013-06-07
	156426.9433-FNCL 3.5 AB5665 HLTV 07-	P	2012-06-28	2013-06-25
	0.777-DBS GROUP HOLDINGS LTD(DBS.SP)	P	2013-06-27	2013-07-23
	20000-TOTAL CAPITAL INTL SRUNSEC 2.7	P	2012-09-18	2013-08-26
	47690.684-CSMC 06-C4 A3 5.467% 09-15	P	2013-04-02	2013-09-17
	0.851-MEGGITT PLC (MGGT.LN)	P	2013-07-11	2013-10-22
	124195.6657-FNMA POOL AU6677 2.50%0	P	2013-09-11	2013-11-25
	0-FNCL 4.5 TBA 01/14 01-01-44(FMF246	P	2013-12-23	2013-12-23
	300-ENCANA CORP C (ECA.CN)	P		2013-01-16
	1500-PENGROWTH ENERGY CORPC (PGF.CN	P		2013-01-29
	75-STANLEY BLACK & DECKERINC (SWK)	P	2011-06-17	2013-02-11
	144-FUGRO NV (FUR.NA)	P		2013-02-27
	800-BARRICK GOLD CORP C(ABX.CN)	P		2013-03-18
	100-COMCAST CORP CL A (NEW)(CMCSA)	P	2000-11-15	2013-04-05
	1200-SCHWAB CHARLES NEW(SCHW)	P	2011-06-17	2013-04-05
	44-ANDRITZ AG (ANDR.AV)	P		2013-04-24
	100-SEATTLE GENETICS INC(SGEN)	P	2011-07-06	2013-05-02
	100-NOBLE ENERGY INC (NBL)	P	2011-06-17	2013-05-20
	15000-PROLOGIS 7.625% 8/15/2014(FCP6	P	2011-08-17	2013-06-03
	200-AGILENT TECHNOLOGIES INC(A)	P	2012-02-07	2013-06-27
	100-MONSANTO CO NEW COM(MON)	P	2011-06-17	2013-07-02
	100-INTERNATIONAL BUSINESSMACHINES C	D	1997-12-17	2013-07-10
	17-SWISSCOM AG REG(SCMN.VX)	P	2011-06-17	2013-07-18
	100-ICICI BANK LTD SPON ADR(IBN)	P	2012-01-19	2013-07-29
	15000-ENTERPRISE PRODUCTS SRUNSEC 6.	P	2012-04-25	2013-08-21
	100-ROYAL DUTCH SHELL CL AADR (RDS A	P	2011-06-17	2013-09-16
	704-HSBC HOLDINGS PLC UKP(HSBA.LN)	P	2011-06-17	2013-10-17
	151346.7313-FNCL 3.5 AB5665 HLTV 07-	P	2012-06-28	2013-10-25
	200-JPMORGAN CHASE & CO(JPM)	P	1997-12-17	2013-11-20
	200-CENOVUS ENERGY INC C(CVE.CN)	P	2011-06-17	2013-12-12
	62183.6865-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2013-12-26
	0-FNCI 3.5 TBA 01/14 01-01-29(FMF345	P	2012-12-13	2013-01-11
	0-FNCL 3.5 TBA 02/13 02-01-43(FMF361	P	2013-01-07	2013-02-04
	0-FNCL 4.0 TBA 03/13 03-01-43(FMF365	P		2013-03-05
	100000-FNCL 4.0 TBA 04/13 04-01-43(F	P	2013-03-05	2013-04-02
	0-FNCL 4.0 TBA 05/13 05-01-43(FMF389	P		2013-04-18
	0-G2SF 3.5 TBA 05/13 05-20-43(FMG276	P	2013-04-09	2013-05-15
	100000-FNCL 3.5 TBA 06/14 06-01-44(F	P	2013-05-06	2013-06-07
	662547.141-FNCN 2.5 MA1431 05-01-23(	P		2013-06-25
	117221.3875-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2013-07-25
	0-FNCI 3.5 TBA 09/13 09-01-28(FMF315	P	2013-08-06	2013-08-27
	0-FNCL 4.0 TBA 11/13 11-01-43(FMF323	P	2013-09-04	2013-09-18
	15000-PROLOGIS INC SR UNSEC2.75% 02-	P	2013-08-08	2013-10-22
	10000-ERP OPERATING LP SRUNSEC 3.0%	P	2013-04-03	2013-12-02
	123423.3645-FNMA POOL AU6677 2.50%0	P	2013-09-11	2013-12-26
	15-SONOVA HOLDING AG(SOON.VX)	P		2013-01-16
	100-CERNER CORP (CERN)	P	2011-06-17	2013-02-07
	400-DENSO CORP (6902.JP)	P	2012-02-09	2013-02-12
	30000-BIOGEN IDEC INC 6% 03/01/13(FC	P	2011-06-28	2013-03-01
	100-AFLAC INC (AFL)	P	2011-11-23	2013-03-19
	200-COMCAST CORP CL A (NEW)(CMCSA)	P	2011-08-03	2013-04-05
	600-SEATTLE GENETICS INC(SGEN)	P		2013-04-05
	20000-CITIGROUP INC SR UNSEC4.45% 01	P		2013-04-24
	200-SYSMEX CORP (6869.JP)	P	2011-06-17	2013-05-02
	100-ROYAL DUTCH SHELL CL AADR (RDS A	P	2011-06-17	2013-05-20
	1-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-06-03
	51-ANDRITZ AG (ANDR.AV)	P	2011-08-18	2013-06-27
	289-OI SA ON ADR (OIBR C)	P	2011-06-17	2013-07-02
	18-LINDE AG (LIN.GR)	P	2011-06-17	2013-07-10
	100-DRIL-QUIP INC (DRQ)	P	2011-09-02	2013-07-19
	26-LINDE AG (LIN.GR)	P	2011-06-17	2013-07-31
	375-GILEAD SCIENCES INC (GILD)	P	2012-02-16	2013-08-23
	15000-ANHEUSER-BUSCH COS INCSR UNSEC	P	2012-07-11	2013-09-17
	300-RECKITT BENCKISER GROUPPLC (RB.L	P	2011-06-17	2013-10-17
	62357.1894-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2013-10-25
	800-NATIONAL GRID PLC (NG1)	P		2013-11-20
	200-CENOVUS ENERGY INC C(CVE.CN)	P		2013-12-12
	100-ENCANA CORP C (ECA.CN)	P	2012-02-03	2013-01-14
	0-FNCI 3.5 TBA 02/13 02-01-28(FMF359	P	2013-01-11	2013-02-05
	0-FNCL 4.0 TBA 03/13 03-01-43(FMF365	P	2013-01-31	2013-03-05
	1000-CHINA SHENHUA ENERGY(1088.HK)	P	2012-09-06	2013-04-03
	15000-US TREASURY NOTE 2.375%05-31-1	P	2012-10-04	2013-04-19
	48325.08-CSMC 06-C4 A3 5.467% 09-15-	P	2013-04-02	2013-05-17
	0-FNCL 3.5 TBA 06/14 06-01-44(FMF394	P	2013-06-06	2013-06-10
	300-AGILENT TECHNOLOGIES INC(A)	P		2013-06-26
	20000-GOLDMAN SACHS GROUP SRUNSEC 2.	P	2013-01-16	2013-07-30
	100-BG GROUP PLC (BG1)	P	2013-02-11	2013-08-29
	20000-CITIGROUP INC SR UNSEC1.7% 07-	P	2013-07-18	2013-09-19
	200-CAE INC C (CAE.CN)	P	2013-02-08	2013-10-24
	0-FNCL 4.5 TBA 12/13 12-01-43(FMF326	P	2013-11-05	2013-12-05
	200-ALLERGAN INC (AGN)	P	2011-06-17	2013-01-08
	6-SONOVA HOLDING AG(SOON.VX)	P	2011-06-17	2013-01-16
	6000-HONG KONG/CHINA GAS(0003)	P	2011-06-17	2013-02-07
	500-SOFTBANK CORP (9984)	P	2011-06-17	2013-02-12
	4-FUGRO NV (FUR.NA)	P	2011-09-22	2013-03-01
	100-RIO TINTO PLC REG (RIO1)	P	2011-06-17	2013-03-21
	1000-DBS GROUP HOLDINGS LTD(DBS.SP)	P	2011-06-17	2013-04-05
	100-SMC CORP (6273)	P	2011-06-17	2013-04-05
	25-STANLEY BLACK & DECKERINC (SWK)	P	2011-06-17	2013-04-24
	100-SEATTLE GENETICS INC(SGEN)	P	2011-07-11	2013-05-03
	2000-AJINOMOTO CO INC (2802.JP)	P		2013-05-21
	125-ALLERGAN INC (AGN)	P	2011-06-17	2013-06-06
	5-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-06-27
	1500-OI SA PN ADR (OIBR)	P	2011-06-17	2013-07-02
	53-LINDE AG (LIN.GR)	P	2011-06-17	2013-07-10
	1888-HSBC HOLDINGS PLC UKP(HSBA.LN)	P	2011-06-17	2013-07-19
	100-NOBLE ENERGY INC (NBL)	P	2011-06-17	2013-07-31
	100-TIFFANY & CO NEW (TIF)	P	2011-06-17	2013-08-23
	300-ROYAL DUTCH SHELL CL AADR (RDS A	P		2013-09-17
	125-REPUBLIC SERVICES INC(RSG)	P	2011-06-17	2013-10-17
	700-CENOVUS ENERGY INC C(CVE.CN)	P		2013-10-28
	400-NEWELL RUBBERMAID INC(NWL)	P		2013-11-20
	25000-NATIONAL GRID GROUP PLC6.3% 08	P	2011-06-28	2013-12-12
	0-G2SF 3.0 TBA 01/13 01-20-43(FMG290	P	2012-12-17	2013-01-16
	0-G2SF 3.0 TBA 02/13 02-20-43(FMG291	P	2013-02-05	2013-02-05
	0-FNCL 3.0 TBA 03/14 03-01-44(FMF449	P	2013-02-07	2013-03-06
	0-FNCL 3.0 TBA 04/14 04-01-44(FMF450	P	2013-03-06	2013-04-03
	50000-FNCI 2.5 TBA 05/13 05-01-28(FM	P	2013-04-24	2013-04-24
	45000-US TREASURY BOND 1.75%05-15-23	P	2013-05-16	2013-05-17
	0-FNCI 2.5 TBA 06/13 06-01-28(FMF518	P		2013-06-13
	0-FNCI 3.0 TBA 07/13 07-01-28(FMF399	P	2013-06-13	2013-07-03
	0-FNCI 3.5 TBA 08/13 08-01-28(FMF313	P	2013-07-09	2013-08-06
	0-FNCI 3.5 TBA 09/13 09-01-28(FMF315	P	2013-08-29	2013-08-29
	114642.6625-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2013-09-25
	700-CAE INC C (CAE.CN)	P		2013-10-24
	0-FNCL 4.5 TBA 12/13 12-01-43(FMF326	P	2013-12-05	2013-12-05
	700-ENCANA CORP C (ECA.CN)	P	2011-06-17	2013-01-08
	400-ENCANA CORP C (ECA.CN)	P		2013-01-17
	26079-US TREASURY I/L FRN 0.125%04/1	P	2012-01-06	2013-02-07
	367-HENNES & MAURITZ AB(HMB.SS)	P		2013-02-13
	10-FUGRO NV (FUR.NA)	P	2011-09-22	2013-03-01
	300-RIO TINTO PLC REG (RIO1)	P	2011-06-17	2013-03-21
	20000-DUPONT EI NEMOUR FRN SRUNSEC (	P	2011-06-28	2013-04-05
	500-SOFTBANK CORP (9984)	P	2011-06-17	2013-04-05
	66894.7959-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2013-04-25
	300-SEATTLE GENETICS INC(SGEN)	P	2011-07-11	2013-05-06
	100-NOBLE ENERGY INC (NBL)	P	2011-06-17	2013-05-21
	400-BG GROUP PLC (BG1)	P	2011-06-17	2013-06-07
	700-CARNIVAL CORP COMMONPAIRED STOCK	P		2013-07-01
	3-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-07-02
	300-INTERNATIONAL BUSINESSMACHINES C	D	1997-12-17	2013-07-11
	25-LINDE AG (LIN.GR)	P	2011-06-17	2013-07-19
	23-LINDE AG (LIN.GR)	P		2013-08-01
	200-TIFFANY & CO NEW (TIF)	P	2011-06-17	2013-08-23
	150-ROYAL DUTCH SHELL CL AADR (RDS A	P	2011-06-17	2013-09-18
	325-SAP AG (SAPG1)	P	2011-06-17	2013-10-17
	15000-US TREASURY NOTE 2.125%08/15/2	P	2011-11-16	2013-10-28
	200-PHILIP MORRISINTERNATIONAL INC (	P	2011-06-17	2013-11-20
	200-CENOVUS ENERGY INC C(CVE.CN)	P	2011-06-17	2013-12-13
	0-G2SF 3.5 TBA 01/13 01-20-43(FMG270	P	2012-12-17	2013-01-16
	0-FNCI 2.5 TBA 02/13 02/01/28(FMF513	P		2013-02-06
	0-FNCL 3.0 TBA 03/14 03-01-44(FMF449	P	2013-03-06	2013-03-06
	0-FNCL 3.0 TBA 04/14 04-01-44(FMF450	P	2013-04-04	2013-04-04
	50000-FNCI 2.5 TBA 05/13 05-01-28(FM	P	2013-03-19	2013-04-24
	50000-US TREASURY NOTE 2.375%05-31-1	P		2013-05-17
	0-FNCI 2.5 TBA 06/13 06-01-28(FMF518	P	2013-06-13	2013-06-13
	0-FNCI 3.0 TBA 07/13 07-01-28(FMF399	P	2013-07-08	2013-07-08
	0-FNCL 3.5 TBA 08/13 08-01-43(FMF411	P	2013-07-09	2013-08-07
	200-BG GROUP PLC (BG1)	P	2013-02-11	2013-08-30
	0-FNCL 4.5 TBA 10/13 10-01-43(FMF234	P		2013-10-04
	113377.87-FNCI 2.5 AB7084 85K MAX 11	P	2012-11-15	2013-10-25
	0-FNCL 4.5 TBA 01/14 01-01-44(FMF246	P	2013-12-05	2013-12-12
	600-ORACLE CORP (ORCL)	P	2011-06-17	2013-01-08
	2-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-01-17
	19000-BANK OF CHINA LTD H(3988.HK)	P	2011-06-17	2013-02-08
	176-HENNES & MAURITZ AB(HMB.SS)	P	2011-10-27	2013-02-14
	18-FUGRO NV (FUR.NA)	P		2013-03-04
	100-RIO TINTO PLC REG (RIO1)	P	2011-06-17	2013-03-22
	99-ESSILOR INTL (ESSI1)	P	2011-06-17	2013-04-05
	125-UNITED TECHNOLOGIESCORP (UTX)	P	2011-06-17	2013-04-05
	100-STANLEY BLACK & DECKERINC (SWK)	P	2011-10-04	2013-04-25
	200-TIME WARNER CABLE INC(TWC)	P	2011-06-17	2013-05-06
	25-ROYAL DUTCH SHELL CL AADR (RDS A)	P	2011-06-17	2013-05-21
	200-BG GROUP PLC (BG1)	P	2011-06-17	2013-06-10
	200-ECOLAB INC (ECL)	P	2011-06-17	2013-07-01
	200-ICICI BANK LTD SPON ADR(IBN)	P	2011-06-17	2013-07-03
	100-BG GROUP PLC (BG1)	P	2011-06-17	2013-07-12
	31-SAMSUNG ELEC GDS N/V PF(0593Q1)	P	2011-06-17	2013-07-19
	75-NOBLE ENERGY INC (NBL)	P	2011-06-17	2013-08-01
	20000-ALTRIA GROUP INC SR UNSEC2.85%	P	2012-08-22	2013-08-26
	35000-US TREASURY NOTE 2.125%08/15/2	P	2011-11-16	2013-09-20
	21-HSBC HOLDINGS PLC UKP(HSBA.LN)	P	2011-06-17	2013-10-18
	625-BROADCOM CORP (BRCM)	P		2013-11-04
	200-SCHLUMBERGER LTD (SLB)	P	2011-06-17	2013-11-20
	100-CENOVUS ENERGY INC US(CVE)	P	2011-06-17	2013-12-13
	275-ENCANA CORP C (ECA.CN)	P	2012-02-01	2013-01-23
	0-FNCI 2.5 TBA 02/13 02/01/28(FMF513	P	2013-01-10	2013-02-06
	0-FNCI 2.5 TBA 03/13 03-01-28(FMF514	P	2013-02-06	2013-03-07
	0-FNCL 4.0 TBA 04/13 04-01-43(FMF371	P	2013-03-05	2013-04-05
	120216.7238-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2013-04-25
	100-ENSCO PLC-CL A (ESV)	P	2013-02-19	2013-05-21
	0-FNCI 3.0 TBA 06/13 06-01-28(FMF453	P	2013-05-31	2013-06-13
	10000-APPLE INC SR UNSEC 2.4%05-03-2	P	2013-04-30	2013-07-09
	0-FNCL 4.0 TBA 08/13 08-01-43(FMF460	P	2013-07-09	2013-08-07
	100-BG GROUP PLC (BG1)	P	2013-02-11	2013-09-02
	0-FNCL 4.5 TBA 10/13 10-01-43(FMF234	P		2013-10-04
	115000-FHLMC 1.375% 05-01-20(FDF868)	P	2013-04-03	2013-10-29
	8000-LI & FUNG LTD (494.HK)	P	2013-09-27	2013-12-12
	3900-PREMIER FARNELL PLC(PFL.LN)	P		2013-01-08
	300-ENCANA CORP C (ECA.CN)	P	2011-09-02	2013-01-18
	8000-HONG KONG/CHINA GAS(0003)	P	2011-06-17	2013-02-08
	435-SEADRILL LTD (SDRL.NO)	P		2013-02-14
	59-FUGRO NV (FUR.NA)	P		2013-03-05
	69525.0189-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2013-03-25
	1000-GENERAL ELECTRIC CO (USD)(GE)	P	1997-12-17	2013-04-05
	1000-MITSUBISHI CORP (8058)	P	2011-06-17	2013-04-09
	100-SYSMEX CORP (6869.JP)	P	2011-06-17	2013-04-26
	4000-HITACHI (6501.JP)	P	2011-06-17	2013-05-07
	42-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-05-21
	300-RIO TINTO PLC REG (RIO1)	P	2011-06-17	2013-06-11
	100-ICICI BANK LTD SPON ADR(IBN)	P	2011-06-17	2013-07-01
	800-OI SA PN ADR (OIBR)	P	2011-06-17	2013-07-03
	1400-GENERAL ELECTRIC CO (USD)(GE)	D	1997-12-17	2013-07-12
	30-SWISSCOM AG REG(SCMN.VX)	P	2011-06-17	2013-07-19
	500-ICICI BANK LTD SPON ADR(IBN)	P		2013-08-02
	152749.9249-FNCL 3.5 AB5665 HLTV 07-	P	2012-06-28	2013-08-26
	100-ALLERGAN INC (AGN)	P	2011-06-17	2013-09-25
	600-CAE INC C (CAE.CN)	P		2013-10-21
	30000-KIMCO RLTY CORP 5.584%11/23/15	P	2011-08-16	2013-11-12
	200-SIGNET JEWELERS LTD (SIG)	P		2013-11-20
	10000-AETNA INC SR UNSEC 2.75%11-15-	P	2012-11-02	2013-12-16
	1200-OI SA PN ADR (OIBR)	P		2013-01-23
	15000-AT&T CORP SR UNSEC 1.4%12-01-1	P	2012-12-06	2013-02-07
	0-FNCI 3.5 TBA 03/13 03-01-28(FMF369	P	2013-02-05	2013-03-07
	61077.5-US TREASURY I/L FRN 2.375%01	P	2012-12-05	2013-04-05
	160205.9447-FNCL 3.5 AB5665 HLTV 07-	P	2012-06-28	2013-04-25
	118894.8075-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2013-05-28
	0-FNCI 3.5 AL1831 05-01-27(FMF5265)	P	2013-05-13	2013-06-13
	0-FNCI 3.5 TBA 07/12 07-01-27(FMF314	P	2013-06-13	2013-07-09
	30000-BERKSHIRE HATHAWAY SRUNSEC 0.8	P	2013-01-29	2013-08-08
	0-FNCL 4.0 TBA 09/13 09-01-43(FMF318	P	2013-08-07	2013-09-04
	15000-BANK OF AMERICA CORP SRUNSEC 3	P	2013-06-05	2013-10-16
	45000-US TREASURY NOTE 1.0% 05-31-18	P	2013-06-20	2013-10-30
	400-MOSAIC CO/THE (MOS)	P		2013-12-12
	200-ROYAL DUTCH SHELL CL AADR (RDS A	P	2011-06-17	2013-01-08
	200-ENCANA CORP C (ECA.CN)	P	2011-09-02	2013-01-22
	124-LVMH MOET HENNESSYLOUIS VUITTON	P		2013-02-08
	59-FUGRO NV (FUR.NA)	P	2011-08-12	2013-02-15
	25000-VERIZON WIRELESS CAP LLCSR UNS	P	2011-06-28	2013-03-06
	900-PREMIER FARNELL PLC(PFL.LN)	P		2013-03-25
	25-GOOGLE INC CL A (GOOGL)	P	2011-06-17	2013-04-05
	100-STANLEY BLACK & DECKERINC (SWK)	P	2011-06-17	2013-04-09
	40-ANDRITZ AG (ANDR.AV)	P	2011-08-18	2013-04-30
	200-SEATTLE GENETICS INC(SGEN)	P	2011-07-11	2013-05-07
	381-BHP BILLITON LTD (AUD)(BHP1)	P	2011-06-17	2013-05-27
	200-BG GROUP PLC (BG1)	P	2011-06-17	2013-06-12
	500-JPMORGAN CHASE & CO(JPM)	P	1997-12-17	2013-07-01
	4-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-07-03
	135-INTERNATIONAL BUSINESSMACHINES C	D	1997-12-17	2013-07-12
	29-SAMSUNG ELEC GDS N/V PF(0593Q1)	P	2011-06-17	2013-07-22
	100-ICICI BANK LTD SPON ADR(IBN)	P	2012-01-18	2013-08-05
	64473.2352-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2013-08-26
	25000-BURLINGTON NORTH SANTAFE CORP	P	2011-06-28	2013-09-25
	200-EMERSON ELECTRIC CO(EMR)	P	2011-06-17	2013-10-21
	25000-TECO FINANCE INC 4.0%03/15/16	P	2011-06-29	2013-11-12
	150389.2437-FNCL 3.5 AB5665 HLTV 07-	P	2012-06-28	2013-11-25
	200-CENOVUS ENERGY INC C(CVE.CN)	P	2011-06-17	2013-12-16
	125-ENCANA CORP C (ECA.CN)	P	2012-02-01	2013-01-24
	0-FNCL 3.0 TBA 02/13 02-01-43(FMF513	P	2013-01-08	2013-02-07
	0-G2SF 3.5 TBA 03/13 03-20-43(FMG272	P	2013-02-11	2013-03-11
	1000-CHINA SHENHUA ENERGY(1088.HK)	P	2012-09-06	2013-04-08
	35000-APPLE INC SR UNSEC 2.4%05-03-2	P	2013-04-30	2013-05-01
	159504.3768-FNCL 3.5 AB5665 HLTV 07-	P	2012-06-28	2013-05-28
	48062.1602-CSMC 06-C4 A3 5.467% 09-1	P	2013-04-02	2013-06-17
	0-FNCL 4.0 TBA 07/11 07-01-42(FMF395	P	2013-07-03	2013-07-09
	0-FNCI 2.5 TBA 08/13 08-01-28(FMF520	P	2013-07-10	2013-08-08
	25000-VERIZON WIRELESS CAP LLCSR UNS	P	2013-03-06	2013-09-05
	5000-BAXTER INTERNATIONAL INCSR UNSE	P	2013-06-06	2013-10-16
	11600-SWIRE PROPERTIES LTD(1972.HK)	P		2013-11-01
	275-MOSAIC CO/THE (MOS)	P		2013-12-13
	200-TIME WARNER CABLE INC(TWC)	P	2011-06-17	2013-01-08
	25-ENCANA CORP C (ECA.CN)	P	2011-09-02	2013-01-23
	200-QUALCOMM INC (QCOM)	P	2011-06-17	2013-02-08
	31-HENNES & MAURITZ AB(HMB.SS)	P	2011-10-27	2013-02-15
	300-MURATA MANUFACTURING COLTD (6981	P	2011-06-17	2013-03-08
	177-RICHEMONT CIE FIN	P	2011-10-31	2013-03-25
	709-HENNES & MAURITZ AB(HMB.SS)	P		2013-04-05
	83-ANDRITZ AG (ANDR.AV)	P	2011-08-16	2013-04-10
	1000-GILEAD SCIENCES INC (GILD)	P	2012-02-16	2013-04-30
	100-TIME WARNER CABLE INC(TWC)	P	2011-06-17	2013-05-07
	66787.479-FNCL 5.0 AI8229 MHA 08/01/	P	2011-08-12	2013-05-28
	3-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-06-13
	100-MONSANTO CO NEW COM(MON)	P	2011-06-17	2013-07-01
	900-OI SA PN ADR (OIBR)	P	2011-06-17	2013-07-04
	100-BG GROUP PLC (BG1)	P	2011-06-17	2013-07-15
	22-LINDE AG (LIN.GR)	P	2011-06-17	2013-07-23
	55-LINDE AG (LIN.GR)	P		2013-08-06
	125-TIFFANY & CO NEW (TIF)	P	2011-06-17	2013-08-26
	152042.6212-FNCL 3.5 AB5665 HLTV 07-	P	2012-06-28	2013-09-25
	200-KLA-TENCOR CORP (KLAC)	P		2013-10-21
	200-BEAM INC (BEAM)	P		2013-11-20
	62270.1522-FNCL 5.0 AI8229 MHA 08/01	P	2011-08-12	2013-11-25
	5000-US TREASURY NOTE 3.5%05/15/20 (	P	2011-07-21	2013-12-16
	900-PENGROWTH ENERGY CORPC (PGF.CN)	P	2012-01-24	2013-01-24
	0-G2SF 3.5 TBA 02/13 02-20-43(FMG271	P	2013-01-16	2013-02-11
	10000-TRANSOCEAN INC SR UNSEC6.375%	P	2012-05-11	2013-03-14
	0-FNCI 3.5 TBA 04/13 04-01-28(FMF378	P	2013-03-07	2013-04-08
	0-FNCI 2.5 TBA 05/13 05-01-28(FMF515	P		2013-05-01
	99124.469-FNCN 2.5 MA1431 05-01-23(F	P	2013-04-18	2013-05-31
	0-FNCL 3.5 TBA 07/14 07-01-44(FMF456	P		2013-06-19
	124674.4338-G2SF 3.5 MA1012 05-20-43	P	2013-06-03	2013-07-09
	5000-TOTAL CAPITAL CANADA SRUNSEC 2.	P	2013-01-10	2013-08-08
	30000-AMERICAN TOWER SR UNSEC3.4% 02	P	2013-08-14	2013-09-06
	20000-CATERPILLAR FIN SR UNSEC2.45%	P	2013-09-03	2013-10-16
	0-FNCL 4.5 TBA 11/13 11-01-43(FMF323	P	2013-10-04	2013-11-05
	25152.75-US TREASURY I/L FRN 0.375%0	P	2013-09-19	2013-12-16
	100-AIR PRODUCTS & CHEMICALSINC (APD	P	2011-06-17	2013-01-11
	100-OI SA ON ADR (OIBR C)	P	2011-06-17	2013-01-23
	150-UNION PACIFIC CORP (UNP)	P	2011-06-17	2013-02-08
	105-HENNES & MAURITZ AB(HMB.SS)	P	2011-10-27	2013-02-15
	100-TELUS CORP C (T.CN)	P	2011-06-17	2013-03-08
	377-NEWCREST MINING NPV(NCM)	P	2011-06-17	2013-04-02
	400-KLA-TENCOR CORP (KLAC)	P		2013-04-05
	222-ANDRITZ AG (ANDR.AV)	P		2013-04-10
	100-SEATTLE GENETICS INC(SGEN)	P	2011-07-06	2013-04-30
	300-MURATA MANUFACTURING COLTD (6981	P	2011-06-17	2013-05-08
	13-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-05-28
	200-BG GROUP PLC (BG1)	P	2011-06-17	2013-06-14
	100-MONSANTO CO NEW COM(MON)	P	2011-06-17	2013-07-01
	300-RIO TINTO PLC REG (RIO1)	P	2011-06-17	2013-07-04
	100-DRIL-QUIP INC (DRQ)	P	2011-09-08	2013-07-15
	100-ICICI BANK LTD SPON ADR(IBN)	P	2011-06-17	2013-07-24
	375-BARRICK GOLD CORP C(ABX.CN)	P	2011-06-17	2013-08-07
	300-BG GROUP PLC (BG1)	P	2011-06-17	2013-08-29
	62460.819-FNCL 5.0 AI8229 MHA 08/01/	P	2011-08-12	2013-09-25
	400-CAE INC C (CAE.CN)	P		2013-10-22
	100-BMW AG (BMWG1)	P	2011-06-17	2013-11-20
	25000-COCA COLA CO 3.625%03/15/2014	P	2011-06-28	2013-12-02
	5000-AETNA INC SR UNSEC 2.75%11-15-2	P	2012-11-02	2013-12-17
	221752.9845-FNCI 2.5 AB7084 85K MAX	P	2012-11-15	2013-01-25
	15000-GENERAL ELEC CAP CORP SRUNSEC	P	2012-11-14	2013-02-12
	0-FNCI 2.5 TBA 04/14 04-01-29(FMF515	P	2013-03-07	2013-03-19
	0-G2SF 3.5 TBA 04/13 04-20-43(FMG274	P	2013-03-11	2013-04-09
	0-FNCI 2.5 TBA 05/13 05-01-28(FMF515	P	2013-05-02	2013-05-02
	0-G2SF 3.5 TBA 06/13 06-20-43(FMG277	P	2013-05-15	2013-06-03
	70000-US TREASURY BOND 1.75%05-15-23	P	2013-05-16	2013-06-19
	0-FNCI 2.5 TBA 07/13 07-01-28(FMF520	P	2013-07-10	2013-07-10
	0-FNCI 2.5 TBA 08/13 08-01-28(FMF520	P	2013-08-09	2013-08-09
	100000-FNCL 4.5 TBA 09/13 09-01-43(F	P	2013-08-27	2013-09-06
	25000-CHEVRON CORP SR UNSEC1.718% 06	P	2013-06-17	2013-10-16
	850-KINDER MORGAN INC (KMI)	P		2013-11-12
	235000-US TREASURY NOTE 1.0% 05-31-1	P		2013-12-16
	25-AIR PRODUCTS & CHEMICALSINC (APD)	P	2011-06-17	2013-01-14
	1500-OI SA PN ADR (OIBR)	P	2011-06-17	2013-01-23
	35000-BERKSHIRE HATHAWAY FRN02/11/13	P	2011-06-28	2013-02-11
	1000-JGC CORP (1963.JP)	P	2011-06-17	2013-02-18
	100-TELUS CORP C (T.CN)	P	2011-06-17	2013-03-12
	900-PREMIER FARNELL PLC(PFL.LN)	P	2011-06-20	2013-04-02
	347-NESTLE SA REG (NESN1)	P	2011-06-17	2013-04-05
	100-STANLEY BLACK & DECKERINC (SWK)	P	2011-06-17	2013-04-10
	200-SYSMEX CORP (6869.JP)	P	2011-06-17	2013-04-30
	200-NATIONAL INSTRUMENTSCORP (NATI)	P	2012-02-22	2013-05-13
	39-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-05-29
	10-SONOVA HOLDING AG(SOON.VX)	P	2011-08-03	2013-06-17
	155-NOVARTIS AG NAMEN(NOVN1)	P		2013-07-01
	3-SONOVA HOLDING AG(SOON.VX)	P		2013-07-04
	24-LINDE AG (LIN.GR)	P	2011-06-17	2013-07-15
	153908.8489-FNCL 3.5 AB5665 HLTV 07-	P	2012-06-28	2013-07-25
	34-LINDE AG (LIN.GR)	P		2013-08-08
	2000-HONG KONG/CHINA GAS(0003)	P	2011-06-17	2013-09-03
	15000-MCKESSON CORP SR UNSEC3.25% 03	P	2011-06-28	2013-09-25
	800-CAE INC C (CAE.CN)	P		2013-10-22
	3000-BOC HONG KONG HOLDINGSLTD (2388	P	2011-06-17	2013-11-20
	7000-GENTING SINGAPORE PLC(GENS.SP)	P	2012-04-13	2013-12-04
	300-CENOVUS ENERGY INC C(CVE.CN)	P	2011-06-17	2013-12-17

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	106,172	106,562	-390
b	1,640	1,730	-90
c	35,471	32,933	2,538
d	3,710	3,760	-50
e	10,420	9,991	429
	106,172	105,344	828
	130,732	130,732
	20,585	21,413	-828
	123,652	127,090	-3,438
	124,424	125,625	-1,201
	32,535	32,727	-192
	29,435	29,979	-544
	49	56	-7
	59	67	-8
	7,306	11,532	-4,226
	403	706	-303
	14,803	10,164	4,639
	3,341	3,950	-609
	24,747	20,899	3,848
	3,320	4,027	-707
	15,453	12,792	2,661
	2,604	3,218	-614
	25,114	25,867	-753
	2,849	2,705	144
	3,938	3,211	727
	1,840	2,153	-313
	702	3,839	-3,137
	1,572	825	747
	69,689	73,342	-3,653
	2,137	2,327	-190
	30,613	29,982	631
	7,105	5,564	1,541
	36,073	36,691	-618
	11,616	9,154	2,462
	10,348	6,926	3,422
	15,403	14,982	421
	2,776	3,393	-617
	52,209	52,203	6
	4,175	4,596	-421
	51,715	51,766	-51
	1,400	817	583
	5,165	4,999	166
	5,004	4,996	8
	29,573	29,989	-416
	110,584	110,584
	3,317	3,668	-351
	28,100	29,929	-1,829
	25,273	25,337	-64
	9,495	9,935	-440
	9	10	-1
	10	12	-2
	9,657	15,375	-5,718
	3,577	6,354	-2,777
	6,683	6,326	357
	3,600	3,921	-321
	5,098	4,099	999
	10,802	21,761	-10,959
	19,074	18,952	122
	7	7
	25,185	6,480	18,705
	5,704	5,410	294
	111	89	22
	10,593	10,819	-226
	487	2,118	-1,631
	2,305	10,590	-8,285
	1,157	1,251	-94
	3,498	4,600	-1,102
	10,794	9,428	1,366
	6,979	5,564	1,415
	25,204	27,122	-1,918
	6,479	3,532	2,947
	29,112	24,014	5,098
	2,872	3,403	-531
	9,299	9,831	-532
	125,283	126,037	-754
	3,218	3,574	-356
	1,413	1,483	-70
	904	953	-49
	11,474	9,916	1,558
	20,010	19,986	24
	122,630	125,161	-2,531
	100,500	100,500
	4,341	4,784	-443
	50	56	-6
	122,876	122,695	181
	3,964	4,315	-351
	13,662	13,807	-145
	147,883	148,069	-186
	5,488	4,766	722
	1,583	2,824	-1,241
	6,697	6,276	421
	6,071	6,954	-883
	2,661	3,222	-561
	18,256	13,912	4,344
	15,048	12,069	2,979
	626	791	-165
	3,567	2,068	1,499
	24,927	23,679	1,248
	333	268	65
	5,947	4,728	1,219
	21,555	13,632	7,923
	18,323	22,998	-4,675
	358,860	362,751	-3,891
	6,993	9,199	-2,206
	8,115	6,942	1,173
	6,993	5,564	1,429
	29,166	28,693	473
	14,167	17,189	-3,022
	15,448	7,487	7,961
	2,897	3,403	-506
	148,542	158,590	-10,048
	32,553	29,743	2,810
	46,921	47,440	-519
	2,347	2,475	-128
	7,369	7,497	-128
	15,988	16,189	-201
	26,601	26,983	-382
	126,950	129,965	-3,015
	63,344	64,089	-745
	254	285	-31
	23,017	25,055	-2,038
	122,695	124,795	-2,100
	754	847	-93
	36,550	36,416	134
	4,507	4,474	33
	5,027	4,369	658
	96	104	-8
	17,402	11,608	5,794
	3,845	4,506	-661
	5,045	4,099	946
	20,468	16,147	4,321
	20,384	14,040	6,344
	21,367	22,225	-858
	12,645	7,395	5,250
	7,513	7,181	332
	558	446	112
	90	98	-8
	15,606	8,247	7,359
	293	1,327	-1,034
	3,402	3,675	-273
	9,150	6,095	3,055
	7,212	6,286	926
	520	408	112
	23,140	21,324	1,816
	7,708	9,141	-1,433
	16,104	6,991	9,113
	16,763	18,027	-1,264
	983		983
	78,226	78,258	-32
	34,465	35,643	-1,178
	101,305	102,825	-1,520
	3,617	3,619	-2
	106,953	106,953
	132,527	132,617	-90
	26,065	27,907	-1,842
	884	928	-44
	475		475
	1,280	1,344	-64
	14,891	14,990	-99
	105,023	105,023
	1,960	2,058	-98
	148,709	148,709
	125,000	127,066	-2,066
	919	2,125	-1,206
	4,350	2,902	1,448
	3,720	4,104	-384
	10,071	8,049	2,022
	18,278	11,784	6,494
	15,408	16,576	-1,168
	38,430	35,359	3,071
	6,152	6,467	-315
	2,870	2,705	165
	9,838	8,107	1,731
	4,261	4,467	-206
	3,905	4,600	-695
	9,561	6,406	3,155
	11,414	9,876	1,538
	6,867	7,553	-686
	29,419	28,428	991
	6,545	6,839	-294
	25,615	23,034	2,581
	8,800	10,563	-1,763
	11,810	10,410	1,400
	31,398	33,467	-2,069
	803	843	-40
	3,973	3,969	4
	56,014	56,163	-149
	105,738	105,438	300
	105,598	105,500	98
	133,691	133,691
	42,537	43,172	-635
	122,194	122,506	-312
	3,077	3,245	-168
	10	11	-1
	18,359	19,957	-1,598
	67	76	-9
	7	7
	804	789	15
	164,397	164,397
	5,804	9,225	-3,421
	6,597	15,811	-9,214
	5,703	5,155	548
	6,751	7,378	-627
	23,215	37,909	-14,694
	4,141	1,922	2,219
	19,668	19,279	389
	2,802	2,011	791
	3,637	2,068	1,569
	12,252	8,410	3,842
	16,254	16,857	-603
	8,557	8,934	-377
	9,808	6,644	3,164
	19,224	5,184	14,040
	7,519	7,738	-219
	3,437	3,289	148
	17,274	17,969	-695
	6,523	6,839	-316
	7,680	6,927	753
	696	734	-38
	11,278	6,556	4,722
	5,632	6,805	-1,173
	86	94	-8
	132,568	132,617	-49
	49,673	49,805	-132
	133,252	133,148	104
	106,715	106,516	199
	240,653	240,329	324
	133,833	134,727	-894
	103,301	105,937	-2,636
	2,181		2,181
	789	829	-40
	130,713	130,508	205
	103,613	102,063	1,550
	15,193	14,995	198
	9,239	9,911	-672
	772	758	14
	1,703	1,439	264
	8,631	5,892	2,739
	15,700	12,573	3,127
	30,000	32,153	-2,153
	5,003	3,988	1,015
	8,282	4,561	3,721
	20,328	12,428	7,900
	22,137	20,830	1,307
	12,396	7,395	5,001
	6,794	6,839	-45
	110	89	21
	2,641	2,309	332
	476	2,773	-2,297
	3,388	2,963	425
	9,480	6,192	3,288
	5,005	4,280	725
	22,351	10,309	12,042
	14,893	14,957	-64
	21,029	16,366	4,663
	104	113	-9
	9,993	8,084	1,909
	5,642	6,805	-1,163
	487	496	-9
	132,358	132,500	-142
	106,609	106,172	437
	3,623	3,501	122
	16,242	16,345	-103
	395	443	-48
	113,523	114,056	-533
	12,782	13,473	-691
	19,782	19,992	-210
	1,946	1,751	195
	20,084	19,991	93
	2,200	2,174	26
	164,688	165,317	-629
	19,596	16,215	3,381
	682	596	86
	16,655	12,241	4,414
	19,140	18,242	898
	186	204	-18
	4,785	6,603	-1,818
	12,796	11,528	1,268
	19,216	16,616	2,600
	1,943	1,718	225
	3,658	2,066	1,592
	28,957	23,603	5,354
	12,317	10,134	2,183
	529	446	83
	2,357	10,590	-8,233
	9,960	8,724	1,236
	21,122	18,577	2,545
	6,253	4,205	2,048
	8,155	7,353	802
	19,586	20,516	-930
	4,137	3,808	329
	20,566	23,818	-3,252
	11,924	8,324	3,600
	28,220	29,039	-819
	47,529	47,668	-139
	46,905	46,905
	123,900	123,937	-37
	124,003	123,609	394
	52,167	52,164	3
	44,388	44,475	-87
	127,393	127,294	99
	102,961	103,672	-711
	130,908	129,805	1,103
	130,547	130,547
	1,299	1,364	-65
	7,718	7,606	112
	164,760	164,760
	14,176	21,526	-7,350
	7,725	10,152	-2,427
	27,701	27,284	417
	13,395	12,879	516
	466	511	-45
	14,284	19,808	-5,524
	20,082	20,110	-28
	24,232	18,242	5,990
	2,630	2,865	-235
	10,928	6,198	4,730
	12,231	8,410	3,821
	7,250	8,612	-1,362
	24,253	22,698	1,555
	321	268	53
	57,981	15,553	42,428
	4,814	4,115	699
	4,429	3,786	643
	16,316	14,706	1,610
	9,794	10,258	-464
	23,859	19,443	4,416
	15,022	15,178	-156
	18,324	13,735	4,589
	5,629	6,805	-1,176
	135,303	135,547	-244
	77,798	78,156	-358
	123,853	123,853
	124,378	124,378
	52,164	51,797	367
	53,890	54,277	-387
	127,617	127,617
	101,938	101,937	1
	125,972	125,000	972
	3,803	3,503	300
	165,723	163,649	2,074
	1,265	1,328	-63
	164,566	164,155	411
	20,490	18,952	1,538
	226	178	48
	9,121	9,327	-206
	6,327	6,176	151
	835	919	-84
	4,721	6,603	-1,882
	10,637	7,669	2,968
	11,497	10,598	899
	7,605	4,996	2,609
	19,250	14,962	4,288
	1,703	1,710	-7
	3,652	4,306	-654
	17,282	10,906	6,376
	7,458	9,199	-1,741
	1,780	2,153	-373
	11,093	8,370	2,723
	4,775	3,154	1,621
	17,969	19,767	-1,798
	34,359	35,414	-1,055
	229	207	22
	16,596	20,043	-3,447
	18,346	16,476	1,870
	2,812	3,393	-581
	5,276	5,237	39
	51,865	52,062	-197
	77,757	77,648	109
	133,877	133,135	742
	1,416	1,487	-71
	6,341	6,542	-201
	103,852	103,945	-93
	9,199	9,987	-788
	104,066	103,031	1,035
	1,916	1,751	165
	58,824	57,593	1,231
	110,229	114,345	-4,116
	9,974	11,779	-1,805
	12,441	15,734	-3,293
	5,791	7,435	-1,644
	22,082	16,321	5,761
	16,317	14,961	1,356
	2,773	2,971	-198
	1,493	1,626	-133
	22,789	25,104	-2,315
	17,568	24,053	-6,485
	6,522	3,698	2,824
	25,479	22,823	2,656
	4,402	3,746	656
	12,630	19,808	-7,178
	3,900	4,600	-700
	1,235	5,648	-4,413
	33,045	35,146	-2,101
	13,286	13,655	-369
	15,990	16,033	-43
	1,159	1,222	-63
	9,151	8,107	1,044
	6,503	8,087	-1,584
	32,698	33,243	-545
	15,460	9,175	6,285
	9,277	9,831	-554
	4,842	6,035	-1,193
	14,931	14,999	-68
	132,422	132,227	195
	83,551	84,207	-656
	1,334	1,406	-72
	1,322	1,388	-66
	131,377	132,460	-1,083
	129,995	131,270	-1,275
	30,022	29,997	25
	102,723	103,781	-1,058
	14,249	14,430	-181
	44,743	44,369	374
	17,603	23,458	-5,855
	13,760	13,678	82
	3,826	4,957	-1,131
	21,657	18,850	2,807
	2,953	3,282	-329
	26,140	28,472	-2,332
	3,046	3,624	-578
	19,660	12,479	7,181
	7,826	6,873	953
	2,571	1,811	760
	7,162	4,132	3,030
	12,517	17,110	-4,593
	3,695	4,306	-611
	26,267	16,389	9,878
	420	357	63
	25,985	6,999	18,986
	10,368	7,830	2,538
	3,205	3,117	88
	88	96	-8
	25,541	28,527	-2,986
	13,142	10,462	2,680
	26,594	26,277	317
	957	1,010	-53
	5,647	6,805	-1,158
	2,427	2,380	47
	124,270	124,987	-717
	132,876	133,633	-757
	3,464	3,501	-37
	35,102	34,953	149
	702	740	-38
	263	295	-32
	103,293	104,031	-738
	125,073	123,437	1,636
	25,466	26,042	-576
	4,990	5,020	-30
	31,681	38,675	-6,994
	12,088	15,883	-3,795
	19,258	14,962	4,296
	480	620	-140
	13,408	10,766	2,642
	1,116	1,088	28
	19,936	19,702	234
	13,699	10,216	3,483
	25,470	23,769	1,701
	5,639	3,837	1,802
	50,646	27,490	23,156
	9,670	7,481	2,189
	107	117	-10
	339	268	71
	9,742	6,644	3,098
	1,377	6,354	-4,977
	1,793	2,153	-360
	4,180	3,621	559
	10,570	9,053	1,517
	10,256	9,191	1,065
	707	746	-39
	12,856	7,079	5,777
	13,520	10,981	2,539
	87	95	-8
	5,448	5,274	174
	4,255	9,449	-5,194
	133,916	135,078	-1,162
	11,576	11,653	-77
	132,744	132,305	439
	78,459	77,398	1,061
	101,575	103,972	-2,397
	214,832	216,197	-1,365
	125,917	130,937	-5,020
	4,664	4,991	-327
	29,183	29,973	-790
	20,373	19,991	382
	165,680	165,269	411
	24,424	24,819	-395
	8,830	9,143	-313
	445	960	-515
	19,921	14,950	4,971
	3,777	3,685	92
	6,858	5,061	1,797
	7,923	14,702	-6,779
	20,316	14,477	5,839
	15,022	10,254	4,768
	3,696	2,068	1,628
	24,534	19,702	4,832
	1,427	1,160	267
	3,712	4,306	-594
	9,757	6,644	3,113
	12,020	19,808	-7,788
	9,450	6,397	3,053
	3,469	4,600	-1,131
	5,914	16,222	-10,308
	5,839	6,459	-620
	2,012	2,192	-180
	4,362	5,378	-1,016
	11,172	9,039	2,133
	25,231	26,733	-1,502
	4,653	4,915	-262
	1,757	1,845	-88
	15,017	14,981	36
	77,852	77,602	250
	135,083	132,617	2,466
	78,434	78,434
	131,250	133,555	-2,305
	66,454	69,184	-2,730
	123,696	123,652	44
	125,107	125,107
	105,016	105,813	-797
	24,897	25,000	-103
	29,387	28,824	563
	231,392	231,629	-237
	2,195	2,286	-91
	6,052	10,590	-4,538
	35,000	35,220	-220
	24,182	26,315	-2,133
	6,820	5,061	1,759
	3,006	3,624	-618
	24,982	21,415	3,567
	7,892	6,873	1,019
	12,966	7,395	5,571
	5,694	5,410	284
	4,307	3,479	828
	1,169	892	277
	10,967	8,988	1,979
	317	268	49
	4,597	3,950	647
	2,518	2,655	-137
	6,475	5,596	879
	4,739	3,709	1,030
	15,802	15,566	236
	8,726	10,706	-1,980
	10,027	8,809	1,218
	8,364	9,564	-1,200
	8,337	10,208	-1,871

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-390
b			-90
c			2,538
d			-50
e			429
			828

			-828
			-3,438
			-1,201
			-192
			-544
			-7
			-8
			-4,226
			-303
			4,639
			-609
			3,848
			-707
			2,661
			-614
			-753
			144
			727
			-313
			-3,137
			747
			-3,653
			-190
			631
			1,541
			-618
			2,462
			3,422
			421
			-617
			6
			-421
			-51
			583
			166
			8
			-416

			-351
			-1,829
			-64
			-440
			-1
			-2
			-5,718
			-2,777
			357
			-321
			999
			-10,959
			122

			18,705
			294
			22
			-226
			-1,631
			-8,285
			-94
			-1,102
			1,366
			1,415
			-1,918
			2,947
			5,098
			-531
			-532
			-754
			-356
			-70
			-49
			1,558
			24
			-2,531

			-443
			-6
			181
			-351
			-145
			-186
			722
			-1,241
			421
			-883
			-561
			4,344
			2,979
			-165
			1,499
			1,248
			65
			1,219
			7,923
			-4,675
			-3,891
			-2,206
			1,173
			1,429
			473
			-3,022
			7,961
			-506
			-10,048
			2,810
			-519
			-128
			-128
			-201
			-382
			-3,015
			-745
			-31
			-2,038
			-2,100
			-93
			134
			33
			658
			-8
			5,794
			-661
			946
			4,321
			6,344
			-858
			5,250
			332
			112
			-8
			7,359
			-1,034
			-273
			3,055
			926
			112
			1,816
			-1,433
			9,113
			-1,264
			983
			-32
			-1,178
			-1,520
			-2

			-90
			-1,842
			-44
			475
			-64
			-99

			-98

			-2,066
			-1,206
			1,448
			-384
			2,022
			6,494
			-1,168
			3,071
			-315
			165
			1,731
			-206
			-695
			3,155
			1,538
			-686
			991
			-294
			2,581
			-1,763
			1,400
			-2,069
			-40
			4
			-149
			300
			98

			-635
			-312
			-168
			-1
			-1,598
			-9

			15

			-3,421
			-9,214
			548
			-627
			-14,694
			2,219
			389
			791
			1,569
			3,842
			-603
			-377
			3,164
			14,040
			-219
			148
			-695
			-316
			753
			-38
			4,722
			-1,173
			-8
			-49
			-132
			104
			199
			324
			-894
			-2,636
			2,181
			-40
			205
			1,550
			198
			-672
			14
			264
			2,739
			3,127
			-2,153
			1,015
			3,721
			7,900
			1,307
			5,001
			-45
			21
			332
			-2,297
			425
			3,288
			725
			12,042
			-64
			4,663
			-9
			1,909
			-1,163
			-9
			-142
			437
			122
			-103
			-48
			-533
			-691
			-210
			195
			93
			26
			-629
			3,381
			86
			4,414
			898
			-18
			-1,818
			1,268
			2,600
			225
			1,592
			5,354
			2,183
			83
			-8,233
			1,236
			2,545
			2,048
			802
			-930
			329
			-3,252
			3,600
			-819
			-139

			-37
			394
			3
			-87
			99
			-711
			1,103

			-65
			112

			-7,350
			-2,427
			417
			516
			-45
			-5,524
			-28
			5,990
			-235
			4,730
			3,821
			-1,362
			1,555
			53
			42,428
			699
			643
			1,610
			-464
			4,416
			-156
			4,589
			-1,176
			-244
			-358


			367
			-387

			1
			972
			300
			2,074
			-63
			411
			1,538
			48
			-206
			151
			-84
			-1,882
			2,968
			899
			2,609
			4,288
			-7
			-654
			6,376
			-1,741
			-373
			2,723
			1,621
			-1,798
			-1,055
			22
			-3,447
			1,870
			-581
			39
			-197
			109
			742
			-71
			-201
			-93
			-788
			1,035
			165
			1,231
			-4,116
			-1,805
			-3,293
			-1,644
			5,761
			1,356
			-198
			-133
			-2,315
			-6,485
			2,824
			2,656
			656
			-7,178
			-700
			-4,413
			-2,101
			-369
			-43
			-63
			1,044
			-1,584
			-545
			6,285
			-554
			-1,193
			-68
			195
			-656
			-72
			-66
			-1,083
			-1,275
			25
			-1,058
			-181
			374
			-5,855
			82
			-1,131
			2,807
			-329
			-2,332
			-578
			7,181
			953
			760
			3,030
			-4,593
			-611
			9,878
			63
			18,986
			2,538
			88
			-8
			-2,986
			2,680
			317
			-53
			-1,158
			47
			-717
			-757
			-37
			149
			-38
			-32
			-738
			1,636
			-576
			-30
			-6,994
			-3,795
			4,296
			-140
			2,642
			28
			234
			3,483
			1,701
			1,802
			23,156
			2,189
			-10
			71
			3,098
			-4,977
			-360
			559
			1,517
			1,065
			-39
			5,777
			2,539
			-8
			174
			-5,194
			-1,162
			-77
			439
			1,061
			-2,397
			-1,365
			-5,020
			-327
			-790
			382
			411
			-395
			-313
			-515
			4,971
			92
			1,797
			-6,779
			5,839
			4,768
			1,628
			4,832
			267
			-594
			3,113
			-7,788
			3,053
			-1,131
			-10,308
			-620
			-180
			-1,016
			2,133
			-1,502
			-262
			-88
			36
			250
			2,466

			-2,305
			-2,730
			44

			-797
			-103
			563
			-237
			-91
			-4,538
			-220
			-2,133
			1,759
			-618
			3,567
			1,019
			5,571
			284
			828
			277
			1,979
			49
			647
			-137
			879
			1,030
			236
			-1,980
			1,218
			-1,200
			-1,871

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	271,919
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3	-63,720

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2012	672,670	18,446,982	0.036465
2011	1,496,112	18,711,157	0.079958
2010	928,569	18,248,693	0.050884
2009	1,403,265	17,416,011	0.080573
2008	2,111,919	20,532,733	0.102856

2	Total of line 1, column (d) ......................	2	0.350736
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.070147
4	Enter the net value of noncharitable-use assets for 2013 from Part X, line 5.....	4	19,531,149
5	Multiply line 4 by line 3.......................	5	1,370,052
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	4,738
7	Add lines 5 and 6.........................	7	1,374,790
8	Enter qualifying distributions from Part XII, line 4..............	8	694,500
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2013)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	9,476
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2............................	3	9,476
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	9,476
6	Credits/Payments:

a	2013 estimated tax payments and 2012 overpayment credited to 2013	6a	11,047
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	11,047
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	1,571
11	Enter the amount of line 10 to be: Credited to 2014 estimated tax1,571	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

LOIS MANDRELL Telephone no. bullet

(618) 463-0700

Located at bullet

PO BOX 5146GODFREYIL ZIP+4 bullet

62035

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the

foreign country bullet

Form 990-PF (2013)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2013?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2013, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2013?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2013.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2013)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
JUDY HOFFMAN	PRESIDENT 1.00	0	0	0
7 ALBY STREET ALTON,IL62002	PRESIDENT 1.00	0	0	0
RICHARD KEATING	VICE PRESIDE 1.00	0	0	0
PO BOX 13 EDWARDSVILLE,IL62025	VICE PRESIDE 1.00	0	0	0
LAURA ASHER	DIRECTOR 0.50	0	0	0
1406 LIBERTY STREET ALTON,IL62002	DIRECTOR 0.50	0	0	0
ROBERT MCCLELLAN	TREASURER 2.00	0	0	0
7645 SHERRY CREEK ROAD WORDEN,IL62097	TREASURER 2.00	0	0	0
ANITA COOPER	DIRECTOR 0.50	0	0	0
4012 STONELEDGE DRIVE GODFREY,IL62035	DIRECTOR 0.50	0	0	0
MARK MAGGOS	DIRECTOR 0.50	0	0	0
4546 LEVIS LANE GODFREY,IL62035	DIRECTOR 0.50	0	0	0
KAREN ECKERT	DIRECTOR 0.50	0	0	0
1348 RUSTICVIEW DRIVE BALLWIN,MO63011	DIRECTOR 0.50	0	0	0
JOHN WILLIAMS	DIRECTOR 0.50	0	0	0
304 E EXCHANGE STREET JERSEYVILLE,IL62052	DIRECTOR 0.50	0	0	0
JEFF WEBER	DIRECTOR 0.50	0	0	0
69 DANFORTH ROAD ALTON,IL62002	DIRECTOR 0.50	0	0	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
CAPITAL GROUP COMPANIES	INVESTMENTS	160,331
6455 IRVINE CENTER DR IRVINE,CA92618	INVESTMENTS	160,331

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2013)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1	N/A
2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

Minimum investment return. Enter 5% of line 5..................

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

976,557

Tax on investment income for 2013 from Part VI, line 5......

9,476

Income tax for 2013. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

9,476

Distributable amount before adjustments. Subtract line 2c from line 1............

967,081

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

967,081

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

967,081

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2013)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(d) 2013
1 Distributable amount for 2013 from Part XI, line 7			967,081
2 Undistributed income, if any, as of the end of 2013:
a Enter amount for 2012 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2013:
a From 2008.......	887,852
b From 2009.......	544,422
c From 2010.......	26,282
d From 2011.......	606,330
e From 2012.......
fTotal of lines 3a through e.........		2,064,886
4Qualifying distributions for 2013 from Part
XII, line 4: $ 694,500
a Applied to 2012, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions)......
c Treated as distributions out of corpus (Election required—see instructions).........
d Applied to 2013 distributable amount.....			694,500
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2013.		272,581	272,581
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		1,792,305
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 ..........			0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............
8Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) ...		615,271
9Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ......		1,177,034
10 Analysis of line 9:
a Excess from 2009....	544,422
b Excess from 2010....	26,282
c Excess from 2011....	606,330
d Excess from 2012....
e Excess from 2013....

Form 990-PF (2013)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2013, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2013	(b) 2012	(c) 2011	(d) 2010	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2013)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
GREAT RIVERS LAND TRUST PO BOX 821 ALTON,IL62002	N/A		PIASA HARBOR ACQUISITION	100,000
THE NATRUE INSTITUTE 2213 S LEVIS LANE GODFREY,IL62035	N/A		GENERAL OPERATIONS	294,500
SIERRA CLUB FOUNDATION 85 SECOND STREET STE 750 SAN FRANCISCO,CA94105	N/A		GENERAL OPERATIONS	111,320
TREEHOUSE WILDLIFE CENTER 1825 FOSTERBURG ROAD BRIGHTON,IL62012	N/A		DOW PROPERTY ACQUISITION	100,000
GREAT RIVERS LAND TRUST PO BOX 821 ALTON,IL62002	N/A		CAPACITY BUILDING	30,000
GREAT RIVERS LAND TRUST PO BOX 821 ALTON,IL62002	N/A		MEMORIAL GROUNDS	10,000
THE NATURE INSTITUTE 2213 S LEVIS LANE GODFREY,IL62035	N/A		TALAHIE LODGE KITCHEN PROJECT	10,000
THE NATURE INSTITUTE 2213 S LEVIS LANE GODFREY,IL62035	N/A		CABIN RESTORATION PROJECT	5,000
LEWIS & CLARK COLLEGE FOUNDATION 5800 GODFREY ROAD GODFREY,IL62035	N/A		OPERATING GRANT	5,000
WATERSHED NATURE CENTER 1591 TOWER AVE EDWARDSVILLE,IL62025	N/A		OPERATING GRANT	5,000
TREEHOUSE WILDLIFE CENTER 23956 GREEN ACRES ROAD DOW,IL62022	N/A		OPERATING GRANT	3,000
SIERRA CLUB FOUNDATION 85 SECOND STREET STE 750 SAN FRANCISCO,CA94105	N/A		PIASA PALISADE CHAPTER GRANT	3,000
CENTER FOR AMERICAN ARCHEOLOGY PO BOX 366 KAMPSVILLE,IL62053	N/A		OPERATING GRANT	2,000
BEVERLY FARM 6301 HUMBERT ROAD GODFREY,IL62035	N/A		EQUESTRIAN CENTER PROJECT	2,000
Total ................................. 3a				680,820

bApproved for future payment

Total ................................. 3b

Form 990-PF (2013)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............			14	19
4 Dividends and interest from securities....			14	385,344
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....			14	600
8 Gain or (loss) from sales of assets other than inventory .............			18	271,919
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				657,882

13Total. Add line 12, columns (b), (d), and (e)..................

13657,882

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2013)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2013)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Name of Bond	End of Year Book Value	End of Year Fair Market Value
CORPORATE BONDS	1,260,994	1,251,818
MUTUAL FUNDS	1,901,771	1,879,317

Name of Stock	End of Year Book Value	End of Year Fair Market Value
COMMON STOCK	8,098,305	11,336,325
MUTUAL FUNDS	1,827,811	1,718,213

Description	Revenue and Expenses per Books	Disbursements for Charitable Purposes
EXPENSES
BANK CHARGES	62	62
COMPUTER EXPENSES	973	973
DUES AND SUBSCRIPTIONS	290	290
INSURANCE	2,800	2,800
MISCELLANEOUS	75	75
OFFICE SUPPLIES	236	236
PENALTIES	46
POSTAGE	105	105
TRAVEL REIMBURSEMENT	187	187

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
LICENSES	10			10
FEDERAL EXCISE TAX	9,476
FOREIGN TAX	20,094	20,094	20,094