Form990
Click to see attachment
Department of the Treasury
Internal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation)

MediumBullet The organization may have to use a copy of this return to satisfy state reporting requirements.
OMB No. 1545-0047
2012
Open to Public Inspection
A For the 2012 calendar year, or tax year beginning 07-01-2012 , 2012, and ending 06-30-2013
BCheck if applicable:
CName of organization
YALE UNIVERSITY
 
Doing Business As
 
 
Number and street (or P.O. box if mail is not delivered to street address)
PO BOX 208239
 
Room/suite
City or town, state or country, and ZIP + 4
NEW HAVEN, CT065208239
D Employer identification number

06-0646973
E Telephone number

G Gross receipts $ 7,943,643,646
F Name and address of principal officer:
PETER SALOVEY
PO BOX 208229
NEW HAVEN,CT065208229
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.YALE.EDU
H(a)
Is this a group return for
affiliates?
H(b)
Are all affiliates included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:
 
L Year of formation: 1701
M State of legal domicile: CT
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: TO CREATE, PRESERVE, AND DISSEMINATE KNOWLEDGE
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 19
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 15
5 Total number of individuals employed in calendar year 2011 (Part V, line 2a) ...... 5 27,824
6 Total number of volunteers (estimate if necessary) ............. 6 7,400
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a -85,265,284
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b -87,900,146
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 863,987,731 846,509,395
9 Program service revenue (Part VIII, line 2g) ......... 1,249,450,501 1,347,807,723
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 1,435,830,296 1,425,586,657
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 77,755,209 68,567,410
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)................... 3,627,023,737 3,688,471,185
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 395,914,925 393,953,304
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 1,752,054,113 1,900,267,485
16a Professional fundraising fees (Part IX, column (A), line 11e)..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet38,318,736    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 962,509,661 1,024,201,482
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 3,110,478,699 3,318,422,271
19 Revenue less expenses. Subtract line 18 from line 12....... 516,545,038 370,048,914
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 28,321,347,357 28,911,175,542
21 Total liabilities (Part X, line 26)............. 8,255,409,586 6,973,893,909
22 Net assets or fund balances. Subtract line 21 from line 20..... 20,065,937,771 21,937,281,633
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
 
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ............
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y
Form 990 (2012)
Form 990 (2012)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response to any question in this Part III ...............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ......................
If “Yes,” describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program services? ............................
If “Yes,” describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 1,401,535,352 including grants of $ 957,772 ) (Revenue $ 1,126,067,723 )
INSTRUCTION: THE PROGRAM SERVICE COSTS INCLUDE SALARIES, FRINGE BENEFITS AND SUPPLIES OF TEACHING APPROXIMATELY 11,900 STUDENTS INCLUDING 5,379 UNDERGRADUATES, 2,823 GRADUATE STUDENTS AND 3,678 PROFESSIONAL SCHOOL STUDENTS. A FACULTY OF MORE THAN 4,100 TEACH AND ADMINISTER PROGRAMS ACROSS A RANGE OF DISCIPLINES IN THE SCIENCES AND ENGINEERING, THE SOCIAL SCIENCES, THE HUMANITIES, AND THE VARIOUS LEARNED PROFESSIONS. MORE THAN 80 MAJORS ARE AVAILABLE IN THE UNDERGRADUATE COLLEGE AND 38 DIFFERENT DEGREE PROGRAMS ARE OFFERED BY THE UNIVERSITY. -- CONTINUED ON SCHEDULE O.IN ADDITION TO THE GRADUATE SCHOOL OF ARTS AND SCIENCES, THE UNIVERSITY HAS PROFESSIONAL SCHOOLS INCLUDING ARCHITECTURE, ART, DIVINITY, DRAMA, ENGINEERING AND APPLIED SCIENCE, FORESTRY AND ENVIRONMENTAL STUDIES, LAW, MANAGEMENT, MEDICINE, MUSIC, NURSING AND PUBLIC HEALTH.
4b (Code:   ) (Expenses $ 489,029,000 including grants of $ 53,045,371 ) (Revenue $ 57,871,515 )
RESEARCH: THE UNIVERSITY ENGAGES IN EXTENSIVE RESEARCH IN MEDICINE, THE PHYSICAL SCIENCES, THE SOCIAL SCIENCES AND HUMANITIES. THE UNIVERSITY'S RESEARCH ACTIVITIES ARE AIMED AT THE ADVANCEMENT OF KNOWLEDGE AS WELL AS TRAINING STUDENTS IN THE RESEARCH PROCESS. INCLUDED AMONG THE UNIVERSITY'S OUTSTANDING RESEARCH FACILITIES ARE LABORATORIES AND OTHER FACILITIES DEVOTED TO RESEARCH IN GEOLOGY, CHEMISTRY, BIOLOGY, ENGINEERING AND APPLIED SCIENCE, ANTHROPOLOGY, PALEONTOLOGY, MOLECULAR AND STRUCTURAL BIOLOGY, NUCLEAR STRUCTURE, CHILD DEVELOPMENT, SOCIAL POLICY, BIOSPHERIC STUDIES AND NUMEROUS BIOMEDICAL SCIENCES, TO NAME BUT A FEW.
4c (Code:   ) (Expenses $ 622,433,165 including grants of $ 334,738,928 ) (Revenue $ 72,236,251 )
STUDENT AID AND SERVICES: YALE COLLEGE ADMITS STUDENTS FOR THEIR ACADEMIC AND PERSONAL PROMISE WITHOUT REGARD TO THEIR ABILITY TO PAY. YALE IS COMMITTED TO A NEED-BLIND ADMISSIONS POLICY AND MEETS 100% OF DEMONSTRATED NEED FOR ALL STUDENTS REGARDLESS OF CITIZENSHIP. BY COMMITTING TO AN ADMISSIONS POLICY THAT DOES NOT CONSIDER A STUDENT'S ABILITY TO PAY, AND BY MEETING THE FULL FINANCIAL NEED OF ALL ADMITTED STUDENTS, YALE ENSURES THAT IT IS ACCESSIBLE TO THE MOST TALENTED STUDENTS FROM AROUND THE WORLD, REGARDLESS OF THEIR FAMILY'S INCOME. WITH THIS POLICY, YALE STRIVES TO CREATE A LEARNING ENVIRONMENT THAT INCORPORATES THE WIDEST POSSIBLE RANGE OF STUDENT BACKGROUNDS. -- CONTINUED ON SCHEDULE O.IN FY2013, 2,953 OR 55%, OF UNDERGRADUATES RECEIVED NEED-BASED SCHOLARSHIPS OR GRANTS FROM YALE SOURCES OF $40,465 ON AVERAGE. THIS CATEGORY OF EXPENDITURES ALSO INCLUDES: THE OPERATION OF DINING HALLS THAT PROVIDED 2,775,441 MEALS TO STUDENTS, FACULTY AND STAFF; MAINTENANCE OF DORMITORIES HOUSING 4,704 UNDERGRADUATES AND 1,048 GRADUATE AND PROFESSIONAL SCHOOL STUDENTS; OPERATION AND MAINTENANCE OF ATHLETIC FACILITIES, FOR THE 35 INTERCOLLEGIATE SPORTS, OVER 35 INTRAMURAL SPORTS AND 50 CLUB SPORT TEAMS OFFERED AT YALE AS WELL AS MORE THAN 75 SECTIONS OF PHYSICAL EDUCATION INSTRUCTION, PARKING FACILITIES, LAUNDRY FACILITIES, STUDENT CENTERS AND OTHER FACILITIES AND PROGRAMS (INCLUDING EXTRACURRICULAR ACTIVITIES AND STUDENT HEALTH SERVICES) THAT PROVIDE SUPPORT, SERVICES AND ACADEMIC/CULTURAL ENRICHMENT TO THE UNIVERSITY'S STUDENTS.FORM 990, PART III, LINE 4D, OTHER PROGRAM SERVICES:OTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE AND OTHER INSTITUTIONAL SUPPORT.
(Code:   ) (Expenses $ 436,433,026 including grants of $ 5,211,233 ) (Revenue $ 119,557,296 )
4d Other program services (Describe in Schedule O.)
(Expenses $ 436,433,026 including grants of $ 5,211,233 ) (Revenue $ 119,557,296 )
4e Total program service expensesMediumBullet2,949,430,543
Form 990 (2012)
Form 990 (2012)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If “Yes,” complete Schedule AClick to see attachment........................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? ...
2
 
No
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If “Yes,” complete Schedule C, Part IClick to see attachment..........
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If “Yes,” complete Schedule C, Part IIClick to see attachment........
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If “Yes,” complete Schedule C,
Part IIIClick to see attachment............................
5
 
No
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If “Yes,” complete Schedule D, Part IClick to see attachment........................
6
Yes
 
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If “Yes,” complete Schedule D, Part IIClick to see attachment...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If “Yes,” complete Schedule D, Part III Click to see attachment....................
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If “Yes,” complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If “Yes,” complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If “Yes,” complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If “Yes,” complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If “Yes,” complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If “Yes,” complete Schedule D, Part XClick to see attachment.........................
11f
 
No
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If “Yes,” complete Schedule D, Parts XI and XII Click to see attachment.................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If “Yes,” and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If “Yes,” complete Schedule EClick to see attachment....
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States?.....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If “Yes,” complete Schedule F, Parts I and IV......... Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization or entity located outside the United States? If “Yes,” complete Schedule F, Parts II and IVClick to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals located outside the United States? If “Yes,” complete Schedule F, Parts III and IV... Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If “Yes,” complete Schedule G, Part I (see instructions).... Click to see attachment
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If “Yes,” complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If “Yes,” complete Schedule G, Part III................... Click to see attachment
19
Yes
 
20a
Did the organization operate one or more hospital facilities? If “Yes,” complete Schedule H....
20a
 
No
b
If “Yes” to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
Form 990 (2012)
Form 990 (2012)
Page 4
Part IV
Checklist of Required Schedules (continued)
21
Did the organization report more than $5,000 of grants and other assistance to any government or organization in the United States on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II... Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment
22
Yes
 
23
Did the organization answer “Yes” to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If “Yes,” complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25................ Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds?......................
24c
 
No
d
Did the organization act as an “on behalf of” issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If “Yes,” complete Schedule L, Part I........ Click to see attachment
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If “Yes,” complete Schedule L, Part I................... Click to see attachment
25b
 
No
26
Was a loan to or by a current or former officer, director, trustee, key employee, highest compensated employee, or disqualified person outstanding as of the end of the organization’s tax year? If “Yes,” complete Schedule L,
Part II.......................... Click to see attachment
26
Yes
 
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If “Yes,” complete Schedule L, Part III......... Click to see attachment
27
Yes
 
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If “Yes,” complete Schedule L, Part IV .......................... Click to see attachment
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If “Yes,”
complete Schedule L, Part IV..................... Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If “Yes,” complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If “Yes,” complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If “Yes,” complete Schedule M............. Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If “Yes,” complete Schedule N,
Part I...........................
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If “Yes,” complete Schedule N, Part II......................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If “Yes,” complete Schedule R, Part I........ Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If “Yes,” complete Schedule R, Part II, III, or IV, and Part V, line 1........................ Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If “Yes,” complete Schedule R, Part V, line 2... Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If “Yes,” complete Schedule R, Part V, line 2............. Click to see attachment
36
 
No
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If “Yes,” complete Schedule R, Part VIClick to see attachment
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Form 990 (2012)
Form 990 (2012)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response to any question in this Part V ...............
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
24,649
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
27,824
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No,” provide an explanation in Schedule O.....
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)?..........................
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletAS , BK , BR , CA , CJ , CH , CO , DA , EG , FR , GR , HK , IN , EI , IS , JA , LU , MY , MP , MX , MO , NL , NZ , PL , KS , SN , SW , SZ , TW , TH , TU , AE , UK
See instructions for filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts.
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If “Yes,” to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions?...
6a
 
No
b
If “Yes,” did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible?........................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?....................
7a
Yes
 
b
If “Yes,” did the organization notify the donor of the value of the goods or services provided?.....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282?...........................
7c
 
No
d
If “Yes,” indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?............................
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?............................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?..........................
7h
Yes
 
8
Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?............
8
 
No
9
Sponsoring organizations maintaining donor advised funds.
a
Did the organization make any taxable distributions under section 4966?..........
9a
 
No
b
Did the organization make a distribution to a donor, donor advisor, or related person?.......
9b
 
No
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If “Yes,” enter the amount of tax-exempt interest received or accrued during the year. ....................
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If “No,” provide an explanation in Schedule O..
14b
 
No
Form 990 (2012)
Form 990 (2012)
Page 6
Part VI
Governance, Management, and Disclosure For each “Yes” response to lines 2 through 7b below, and for a “No” response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response to any question in this Part VI ...............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year .....................
1a
19
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent ...................
1b
15
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ...........................
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .........................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If “Yes,” provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If “Yes,” did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If “No,” go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If “Yes,” describe in Schedule O how this was done.......................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
Yes
 
b
If “Yes,” did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
Yes
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization:
MediumBulletSHAUNA R KING VP FINANCE BUS O25 SCIENCE PARK 150 MUNSON STREETNEW HAVENCT06511 (203) 432-1096
Form 990 (2012)
Form 990 (2012)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response to any question in this Part VII ...............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(1) RICHARD C LEVIN........................................................................
TRUSTEE AND PRESIDENT
 50.00
.......................2.20 		X   X       1,356,767 0 483,517
(2) BYRON G AUGUSTE........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(3) EDWARD P BASS........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(4) JEFFREY L BEWKES........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(5) MAUREEN C CHIQUET........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(6) FRANCISCO G CIGARROA........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(7) PETER B DERVAN........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(8) DONNA L DUBINSKY........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(9) MIMI GARDNER GATES........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(10) CHARLES W GOODYEAR IV........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(11) PAUL L JOSKOW........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(12) NEAL L KENY-GUYER........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(13) DANNEL P MALLOY........................................................................
TRUSTEE (EX-OFFICIO)
 0.00
.......................0.00 		X           0 0 0
(14) MARGARET H MARSHALL........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(15) INDRA NOOYI........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(16) E JOHN RICE JR........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(17) KEVIN P RYAN........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
Form 990 (2012)
Form 990 (2012)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; Officer; Key Employee; Highest compensated employee; Former;
(18) DOUGLAS A WARNER III........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(19) NANCY WYMAN........................................................................
TRUSTEE (EX-OFFICIO)
 0.00
.......................0.00 		X           0 0 0
(20) FAREED ZAKARIA........................................................................
TRUSTEE
 5.00
.......................0.00 		X           0 0 0
(21) PETER SALOVEY........................................................................
PROVOST (UNTIL 1/14/13), PRES-ELECT
 50.00
........................20 		    X       600,976 0 42,341
(22) BENJAMIN POLAK........................................................................
PROVOST (EFFECTIVE 1/14/13)
 50.00
........................20 		    X       286,796 0 32,697
(23) BRUCE D ALEXANDER........................................................................
VP FOR NEW HAVEN & STATE AFFAIRS
 50.00
.......................0.00 		    X       512,890 0 41,460
(24) KIMBERLY M GOFF-CREWS........................................................................
SECRETARY AND VP FOR STUDENT LIFE
 50.00
.......................1.00 		    X       241,735 0 17,821
(25) SHAUNA R KING........................................................................
VP FOR FINANCE & BUSINESS OPERATIONS
 50.00
.......................1.20 		    X       551,849 0 36,120
(26) LINDA K LORIMER........................................................................
VP OF THE UNIVERSITY
 50.00
.......................2.00 		    X       1,694,044 0 54,723
(27) JOAN E O'NEILL........................................................................
VP FOR DEVELOPMENT
 50.00
........................40 		    X       343,743 0 96,086
(28) MICHAEL A PEEL........................................................................
VP FOR HR & ADMINISTRATION
 50.00
.......................0.00 		    X       535,729 0 47,716
(29) DOROTHY K ROBINSON........................................................................
VP & GENERAL COUNSEL
 50.00
........................20 		    X       1,627,768 0 38,407
(30) ROBERT J ALPERN........................................................................
DEAN SCHOOL OF MEDICINE
 50.00
.......................0.00 		      X     792,733 0 31,547
(31) JOHN H BOLLIER........................................................................
AVP FOR FACILITIES
 50.00
.......................0.00 		      X     341,977 0 64,202
(32) SCOTT A STROBEL........................................................................
VP WEST CAMPUS PLAN. & PROG. DEVEL.
 50.00
.......................0.00 		      X     365,256 0 52,235
(33) DAVID F SWENSEN........................................................................
CHIEF INVESTMENT OFFICER
 50.00
.......................3.40 		      X     2,633,535 0 463,843
(34) DEAN J TAKAHASHI........................................................................
SR DIRECTOR INVESTMENTS
 50.00
.......................2.00 		      X     1,972,231 0 234,097
(35) KHALID M ABBED........................................................................
CHIEF, YALE SPINE INSTITUTE
 50.00
.......................0.00 		        X   1,087,843 0 57,564
(36) DAVID J LEFFELL........................................................................
DAVID P. SMITH PROF. OF DERMATOLOGY
 50.00
.......................0.00 		        X   1,395,877 0 58,996
(37) THOMAS J LYNCH........................................................................
DIRECTOR, YALE CANCER CENTER
 50.00
.......................0.00 		        X   1,016,198 0 57,936
(38) THOMAS J RUTHERFORD........................................................................
PROFESSOR, OB/GYN
 50.00
.......................0.00 		        X   1,320,221 0 39,596
(39) DAVID D YUH........................................................................
PROFESSOR OF CARDIAC SURGERY
 50.00
.......................0.00 		        X   999,175 0 58,009
(40) INGEBORG T REICHENBACH........................................................................
FORMER VP FOR DEVELOPMENT
 50.00
.......................0.00 		          X 411,610 0 4,769
(41) MICHAEL J DONOGHUE........................................................................
FORMER VP W. CAMPUS PLAN. & PROG.
 50.00
.......................0.00 		          X 292,480 0 48,090
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)............MediumBullet 20,381,433 0 2,061,772
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationMediumBullet2,874
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If “Yes,” complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If “Yes,” complete Schedule J for such individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If “Yes,” complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
DIMEO CONSTRUCTION CO75 CHAPMAN STREETPROVIDENCERI02905 CONSTRUCTION & RELATED SERVICES 81,133,785
STANDARD BUILDERS INC52 HOLMES ROADNEWINGTONCT06111 CONSTRUCTION & RELATED SERVICES 33,509,055
THE WHITING-TURNER CONTRACTING COMPANY300 EAST JOPPA ROADBALTIMOREMD21286 CONSTRUCTION & RELATED SERVICES 30,867,949
TURNER CONSTRUCTION COMPANY50 WATERVIEW DRIVESHELTONCT06484 CONSTRUCTION & RELATED SERVICES 21,806,728
BABBIDGE FACILITIES CONSTRUCTION COMPANY205 WHITNEY AVENUENEW HAVENCT06511 CONSTRUCTION & RELATED SERVICES 12,432,307
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet414
Form 990 (2012)
Form 990 (2012)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response to any question in this Part VIII ..............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512, 513, or 514
Contributions, Gifts, Grants and Other Similar Amounts 1a Federated campaigns..1a 379,279
b Membership dues....1b  
c Fundraising events....1c 198,971
d Related organizations...1d 2,083,995
e Government grants (contributions)1e 480,456,490
f All other contributions, gifts, grants, and
similar amounts not included above1f 		363,390,660
g Noncash contributions included in lines
1a-1f:$ 		79,818,924
h Total. Add lines 1a-1f.......MediumBullet 846,509,395
Program Service Revenue Business Code
2a MEDICAL SERVICE INCOME 541900 615,610,734 613,759,739 1,850,995  
b STUDENT INCOME 611310 518,780,926 518,780,926    
c CONTRACT INCOME-GOV'T 541700 83,643,610 83,643,610    
d CONTRACT INC-NON-GOV'T 541700 39,991,214 39,991,214    
e PUBLICATIONS INCOME 511130 31,423,057 31,423,057    
f All other program service revenue . 58,358,182 56,531,137 1,827,045  
g Total. Add lines 2a–2f........MediumBullet 1,347,807,723
Other Revenue 3 Investment income (including dividends, interest, and other similar amounts).......MediumBullet 449,498,112   -85,193,138 534,691,250
4 Income from investment of tax-exempt bond proceeds..MediumBullet 1,756     1,756
5 Royalties...........MediumBullet 8,189,160     8,189,160
(i) Real (ii) Personal
6a Gross rents 15,358,959  
b Less: rental expenses 10,989,313  
c Rental income or (loss) 4,369,646  
d Net rental income or (loss).......MediumBullet 4,369,646     4,369,646
(i) Securities (ii) Other
7a Gross amount from sales of assets other than inventory 1,812,451,148 3,407,562,616
b Less: cost or other basis and sales expenses 1,802,754,146 2,441,172,829
c Gain or (loss) 9,697,002 966,389,787
d Net gain or (loss)..........MediumBullet 976,086,789   -3,758,505 979,845,294
8a Gross income from fundraising events (not including
$ 198,971
of contributions reported on line 1c). See Part IV, line 18 ..
a 301,853
b Less: direct expenses ...b 250,567
c Net income or (loss) from fundraising events..MediumBullet 51,286   51,286
9a Gross income from gaming activities.
See Part IV, line 19 ...
a 19,023
b Less: direct expenses ...b 5,606
c Net income or (loss) from gaming activities...MediumBullet 13,417     13,417
10a Gross sales of inventory, less
returns and allowances .
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Miscellaneous Revenue Business Code
11a EDUCATIONAL SUPPORT 611710 31,603,102 31,603,102    
b UTILITIES 221000 10,859,829     10,859,829
c PARKING 812930 10,465,735     10,465,735
d All other revenue .... 3,015,235   8,319 3,006,916
e Total. Add lines 11a–11d ...... MediumBullet 55,943,901
12 Total revenue. See Instructions......MediumBullet 3,688,471,185 1,375,732,785 -85,265,284 1,551,494,289
Form 990 (2012)
Form 990 (2012)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response to any question in this Part IX ...............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to governments and organizations in the United States. See Part IV, line 21 50,514,774 50,514,774
2 Grants and other assistance to individuals in the United States. See Part IV, line 22 326,038,146 326,038,146
3 Grants and other assistance to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 17,400,384 17,400,384
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 14,932,309 1,321,914 13,089,709 520,686
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 12,251,056 9,705,303 2,362,424 183,329
7 Other salaries and wages 1,378,757,926 1,277,117,331 83,386,318 18,254,277
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 112,743,382 102,435,333 8,666,968 1,641,081
9 Other employee benefits ....... 299,172,321 268,623,035 26,758,443 3,790,843
10 Payroll taxes ........... 82,410,491 74,511,109 6,680,980 1,218,402
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 4,631,713   4,631,713  
c Accounting ........... 2,053,341 47,734 2,005,607  
d Lobbying ........... 113,370 113,370    
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ...... 97,372,515   97,372,515  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) ........ 66,629,057 56,333,439 9,968,519 327,099
12 Advertising and promotion .... 3,043,582 2,808,702 116,967 117,913
13 Office expenses ....... 22,214,816 13,546,324 7,588,293 1,080,199
14 Information technology ...... 38,849,183 28,694,566 9,678,836 475,781
15 Royalties .. 69,205 69,205    
16 Occupancy ........... 80,498,963 76,417,556 1,825,975 2,255,432
17 Travel ............ 48,880,264 45,086,474 2,734,094 1,059,696
18 Payments of travel or entertainment expenses for any federal, state, or local public officials ...... 7,890 7,890    
19 Conferences, conventions, and meetings .... 4,454,882 4,248,497 193,207 13,178
20 Interest ........... 91,402,180 86,513,560 4,140,168 748,452
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization ..... 237,960,859 221,907,194 13,595,834 2,457,831
23 Insurance .............. 16,413,287 15,237,966 1,175,321  
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a SUPPLIES-MED & RESEARCH 70,429,285 69,913,817 515,468  
b SUPPLIES-OTHER 39,234,177 37,381,798 1,711,637 140,742
c BOOKS, PERIODICALS, ETC 38,042,136 37,789,517 191,182 61,437
d SUBSIDIES AND COMMUNITY 14,147,467 12,468,782 1,676,185 2,500
e All other expenses 147,753,310 113,176,823 30,606,629 3,969,858
25 Total functional expenses. Add lines 1 through 24e 3,318,422,271 2,949,430,543 330,672,992 38,318,736
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2012)
Form 990 (2012)
Page 11
Part X Balance Sheet Check if Schedule O contains a response to any question in this Part X ...............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash—non-interest-bearing ............. 8,687,540 1 15,460,156
2 Savings and temporary cash investments ......... 524,314,065 2 273,641,928
3 Pledges and grants receivable, net ........... 513,632,221 3 474,584,945
4 Accounts receivable, net ............. 105,515,925 4 127,247,294
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of
Schedule L ..................
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L
720,569 6 125,235
7 Notes and loans receivable, net ............. 145,008,101 7 148,778,187
8 Inventories for sale or use .............. 16,518,402 8 16,317,745
9 Prepaid expenses and deferred charges .......... 41,230,004 9 21,152,539
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 6,404,009,542
b Less: accumulated depreciation ..... 10b 2,143,545,652 4,163,149,318 10c 4,260,463,890
11 Investments—publicly traded securities .......... 4,426,630,424 11 3,954,966,616
12 Investments—other securities. See Part IV, line 11 ..... 17,999,374,610 12 19,248,317,889
13 Investments—program-related. See Part IV, line 11 ..... 23,498,738 13 27,505,800
14 Intangible assets ............... 0 14 0
15 Other assets. See Part IV, line 11 ........... 353,067,440 15 342,613,318
16 Total assets. Add lines 1 through 15 (must equal line 34)...... 28,321,347,357 16 28,911,175,542
Liabilities 17 Accounts payable and accrued expenses ......... 314,503,535 17 361,715,777
18 Grants payable ................. 3,733,782 18 3,599,640
19 Deferred revenue ................ 83,300,576 19 87,681,883
20 Tax-exempt bond liabilities ............. 2,665,369,875 20 2,657,127,658
21 Escrow or custodial account liability. Complete Part IV of Schedule D.. 1,960,994 21 1,659,869
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L.......... 0 22 0
23 Secured mortgages and notes payable to unrelated third parties .. 0 23 0
24 Unsecured notes and loans payable to unrelated third parties .... 1,308,004,207 24 808,416,119
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24). Complete Part X of Schedule D.................... 3,878,536,617 25 3,053,692,963
26 Total liabilities. Add lines 17 through 25......... 8,255,409,586 26 6,973,893,909
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets .............. 2,961,469,627 27 3,624,985,807
28 Temporarily restricted net assets ........... 14,057,703,557 28 15,117,189,673
29 Permanently restricted net assets ........... 3,046,764,587 29 3,195,106,153
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds ........   30  
31 Paid-in or capital surplus, or land, building or equipment fund .....   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 20,065,937,771 33 21,937,281,633
34 Total liabilities and net assets/fund balances ........ 28,321,347,357 34 28,911,175,542
Form 990 (2012)
Form 990 (2012)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response to any question in this Part XI ...............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
3,688,471,185
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
3,318,422,271
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
370,048,914
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
20,065,937,771
5
Net unrealized gains (losses) on investments ...............
5
1,199,365,009
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
301,929,939
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
21,937,281,633
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response to any question in this Part XII ..............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If “Yes,” to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If “Yes,” did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits
3b
Yes
 
Form 990 (2012)
Form 990, Special Condition Description:
Special Condition Description
Additional Data


Software ID:  
Software Version:  
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ. right arrow See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1
2
3
4
5
section 170(b)(1)(A)(iv). (Complete Part II.)
6
7
8
9
receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of
its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses
acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)
10
11
e
f
g
(i) A person who directly or indirectly controls, either alone or together with persons described in (ii)
Yes
No
and (iii) below, the governing body of the supported organization? ................
11g(i)
 
 
(ii) A family member of a person described in (i) above? ......................
11g(ii)
 
 
(iii) A 35% controlled entity of a person described in (i) or (ii) above? ................
11g(iii)
 
 
h
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 9 above or IRC section (see instructions)) (iv) Is the organization in col. (i) listed in your governing document? (v) Did you notify the organization in col. (i) of your support? (vi) Is the organization in col. (i) organized in the U.S.? (vii) Amount of monetary support
Yes No Yes No Yes No
Total                  

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") ....            
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf.......            
3 The value of services or facilities furnished by a governmental unit to the organization without charge..            
4 Total. Add lines 1 through 3            
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..            
6 Public support. Subtract line 5 from line 4.            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
7 Amounts from line 4..            
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...            
9 Net income from unrelated business activities, whether or not the business is regularly carried on..            
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.)..            
11 Total support (Add lines 7 through 10).            
12
12
 
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
 
15
15
 
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose......            
3 Gross receipts from activities that are not an unrelated trade or business under section 513..            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge..            
6 Total. Add lines 1 through 5.            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons...            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support (Subtract line 7c from line 6.)            
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2008 (b) 2009 (c) 2010 (d) 2011 (e) 2012 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part IV.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2012
Schedule A (Form 990 or 990-EZ) 2012
Page 4
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part II, line 10; Part II, line 17a or 17b; and Part III, line 12. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Explanation
 
 
 
 
Schedule A (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527
SchCMd Bullet Complete if the organization is described below.SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
If the organization answered “Yes” to Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered “Yes” to Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered “Yes” to Form 990, Part IV, Line 5 (Proxy Tax) or Form 990-EZ, Part V, line 35c (Proxy Tax), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV.
2
Political expenditures ....................................SchCMd Bullet
$  
3
Volunteer hours ........................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 .........SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 ......SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? ..............
4a
Was a correction made? .........................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ...................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b..SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ..........................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.










For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2012

Schedule C (Form 990 or 990-EZ) 2012
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).Click to see attachment
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group
totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...... 18,971 18,971
b Total lobbying expenditures to influence a legislative body (direct lobbying) ....... 588,000 588,000
c Total lobbying expenditures (add lines 1a and 1b) ................... 606,971 606,971
d Other exempt purpose expenditures ........................ 3,153,105,551 3,219,756,345
e Total exempt purpose expenditures (add lines 1c and 1d) ............... 3,153,712,522 3,220,363,316
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000 1,000,000
  If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:    
  Not over $500,00020% of the amount on line 1e.    
  Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.    
  Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.    
  Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.    
  Over $17,000,000$1,000,000.    
       
g Grassroots nontaxable amount (enter 25% of line 1f) ................. 250,000 250,000
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................ 0 0
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................ 0 0
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ......................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the instructions for lines 2a through 2f on page 4.)
Lobbying Expenditures During 4-Year Averaging Period
  Calendar year (or fiscal year
beginning in) 		(a) 2009 (b) 2010 (c) 2011 (d) 2012 (e) Total
             
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
             
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		        6,000,000
             
c Total lobbying expenditures 651,670 609,960 521,672 606,971 2,390,273
             
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
             
e Grassroots ceiling amount
(150% of line 2d, column (e))		         1,500,000
             
f Grassroots lobbying expenditures 22,348 15,670 21,232 18,971 78,221
Schedule C (Form 990 or 990-EZ) 2012


Schedule C (Form 990 or 990-EZ) 2012
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each “Yes” response to lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? .........................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ....
 
 
c
Media advertisements? ....................................
 
 
 
d
Mailings to members, legislators, or the public? .........................
 
 
 
e
Publications, or published or broadcast statements? .......................
 
 
 
f
Grants to other organizations for lobbying purposes? .......................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? ........
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ......
 
 
 
i
Other activities? ..........................
 
 
 
j
Total. Add lines 1c through 1i ...............................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 .................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 .....
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? .......
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? ..........
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered “No” OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members .....................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a
Current year .........................................
2a
 
b
Carryover from last year ....................................
2b
 
c
Total ............................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) ..............
5
 
Part IV
Supplemental Information
Complete this part to provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, line 2; and Part ll-B, line 1. Also, complete this part for any additional information.
Identifier Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2012

Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," to Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b
SchDMd Bullet Attach to Form 990. SchDMd Bullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" to Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year ......... 10  
2 Aggregate contributions to (during year) ... 4,000,000  
3 Aggregate grants from (during year) ..... 5,616,521  
4 Aggregate value at end of year ........ 37,472,010  
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised
funds are the organization's property, subject to the organization's exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be
used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ....................... 2a  
b Total acreage restricted by conservation easements .................. 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure listed in the National Register .................... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during
the tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and
enforcement of the conservation easements it holds? .............................
6
Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .......................................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" to Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenues included in Form 990, Part VIII, line 1 ........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ..............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenues included in Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?........
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990,
Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b
If "Yes," explain the arrangement in Part XIII and complete the following table:
Amount
c Beginning balance ................................. 1c  
d Additions during the year .............................. 1d  
e Distributions during the year ............................. 1e  
f Ending balance ................................... 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21? .....................
b
If “Yes,” explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ........
Part V
Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10.
(a)Current year (b)Prior year b (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 19,606,479,000 19,630,896,000 16,863,612,000 16,493,386,000 22,980,906,000
b Contributions ........ 147,031,000 137,655,000 303,444,000 84,878,000 166,058,000
c Net investment earnings, gains, and losses 2,294,825,000 877,883,000 3,465,103,000 1,370,842,000 -5,533,211,000
d Grants or scholarships ..... 157,718,000 152,900,000 146,778,000 163,872,000 174,611,000
e Other expenditures for facilities
and programs ........ 		824,778,000 819,118,000 788,353,000 853,772,000 886,584,000
f Administrative expenses .... 72,255,000 67,937,000 66,132,000 67,850,000 59,172,000
g End of year balance ...... 20,993,584,000 19,606,479,000 19,630,896,000 16,863,612,000 16,493,386,000
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet15.860 %
b
Permanent endowment SchDMd Bullet15.090 %
c
Temporarily restricted endowment SchDMd Bullet69.050 %
The percentages in lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations ........................
3a(i)
 
No
(ii) related organizations ........................
3a(ii)
 
No
b
If "Yes" to 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis (investment) (b)Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .................   128,882,981 128,882,981
b Buildings ................ 54,805,371 5,681,727,061 1,762,425,976 3,974,106,456
c Leasehold improvements ............   523,359 387,068 136,291
d Equipment ................   538,070,770 380,732,608 157,338,162
e Other .................        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).).......SchDMdBullet 4,260,463,890
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 3
Part VII
Investments—Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b)Book value (c) Method of valuation:
Cost or end-of-year market value
(1)Financial derivatives    
(2)Closely-held equity interests    
(3)Other
(A) COMMON STOCK 		116,611,552 F

(B) EQUITY INVESTMENTS 		18,929,691,375 F

(C) OTHER INVESTMENTS 		202,014,962 F






Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 19,248,317,889
Part VIII
Investments—Program Related. See Form 990, Part X, line 13.
(a) Description of investment type (b) Book value (c) Method of valuation:
Cost or end-of-year market value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. See Form 990, Part X, line 15.
(a) Description (b) Book value








Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
Federal income taxes  
EMPLOYEE BENEFIT OBLIGATIONS 775,893,162
COMPENSATED ABSENCES 66,929,644
FINANCIAL AID GRANT OBLIGATIONS 44,650,000
ASSET RETIREMENT OBLIGATIONS 36,800,000
CAPITAL LEASE OBLIGATIONS 56,547,975
LIABILITIES UNDER SPLIT-INTEREST AGREEMENTS 101,696,651
ADVANCES FROM FEDERAL GOV'T FOR STUDENT LOANS 32,674,227
SECURITIES SOLD NOT YET PURCHASED 564,985,515
DUE TO INSTITUTIONS 1,085,665,260
OTHER LIABILITIES 287,850,529
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 3,053,692,963
2. Fin 48 (ASC 740) Footnote. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII .....................................................
Schedule D (Form 990) 2012

Schedule D (Form 990) 2012
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return
1 Total revenue, gains, and other support per audited financial statements ....... 1 4,941,338,000
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .......... 2a 1,199,365,009
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d 412,538,561
e Add lines 2a through 2d ..................... 2e 1,611,903,570
3 Subtract line 2e from line 1..................... 3 3,329,434,430
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a 122,504,076
b Other (Describe in Part XIII.) ........... 4b 236,532,679
c Add lines 4a and 4b....................... 4c 359,036,755
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 3,688,471,185
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return
1 Total expenses and losses per audited financial statements ........... 1 2,976,132,000
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities .......... 2a  
b Prior year adjustments .............. 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 16,746,482
e Add lines 2a through 2d...................... 2e 16,746,482
3 Subtract line 2e from line 1..................... 3 2,959,385,518
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a 122,504,076
b Other (Describe in Part XIII.) ............ 4b 236,532,677
c Add lines 4a and 4b....................... 4c 359,036,753
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 3,318,422,271
Part XIII
Supplemental Information
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b;
Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Identifier Return Reference Explanation
  PART III, LINE 1A: PART III, LINE 1A: YALE UNIVERSITY FINANCIAL STATEMENTS - COLLECTIONS FOOTNOTE: COLLECTIONS AT YALE INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S MUSEUMS AND LIBRARIES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. COLLECTIONS ARE NOT CAPITALIZED; PURCHASES OF COLLECTION ITEMS ARE RECORDED AS OPERATING EXPENSES IN THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS IN THE PERIOD IN WHICH THE ITEMS ARE ACQUIRED.
  PART III, LINE 4: PART III, LINE 4: TEACHING AND RESEARCH ARE SUPPORTED BY THE UNIVERSITY'S EXTENSIVE COLLECTIONS-THE YALE UNIVERSITY ART GALLERY, THE YALE CENTER FOR BRITISH ART, THE PEABODY MUSEUM OF NATURAL HISTORY, AND THE COLLECTION OF MUSICAL INSTRUMENTS. ALL THE COLLECTIONS ARE OPEN TO THE PUBLIC. THE YALE UNIVERSITY ART GALLERY: THE YALE UNIVERSITY ART GALLERY, FOUNDED IN 1832, HOUSES A COLLECTION THAT RANKS WITH THOSE OF THE MAJOR PUBLIC ART MUSEUMS IN THE UNITED STATES. ITS BUILDINGS HOUSE ANCIENT, MEDIEVAL, AND RENAISSANCE ART, NEAR AND FAR EASTERN ART, ARCHAEOLOGICAL MATERIAL, PRE-COLUMBIAN AND AFRICAN ART, WORKS OF EUROPEAN AND AMERICAN MASTERS FROM VIRTUALLY EVERY PERIOD, AND A RICH COLLECTION OF MODERN ART. THE MISSION OF THE YALE UNIVERSITY ART GALLERY IS TO ENCOURAGE APPRECIATION AND UNDERSTANDING OF ART AND ITS ROLE IN SOCIETY THROUGH DIRECT ENGAGEMENT WITH ORIGINAL WORKS OF ART. THE GALLERY STIMULATES ACTIVE LEARNING ABOUT ART AND THE CREATIVE PROCESS THROUGH RESEARCH, TEACHING, AND DIALOGUE AMONG COMMUNITIES OF YALE STUDENTS, FACULTY, ARTISTS, SCHOLARS, ALUMNI, AND THE WIDER PUBLIC. THE GALLERY ORGANIZES EXHIBITIONS AND EDUCATIONAL PROGRAMS TO OFFER ENJOYMENT AND ENCOURAGE INQUIRY, WHILE BUILDING AND MAINTAINING ITS COLLECTIONS IN TRUST FOR FUTURE GENERATIONS. THE YALE CENTER FOR BRITISH ART: THE YALE CENTER FOR BRITISH ART IS A PUBLIC ART MUSEUM AND RESEARCH INSTITUTE FOR THE STUDY OF BRITISH ART AND CULTURE. THE YALE CENTER FOR BRITISH ART, WHICH OPENED IN 1977, HOUSES THE LARGEST COLLECTION OF BRITISH ART OUTSIDE THE UNITED KINGDOM. THE COLLECTION OF PAINTINGS, SCULPTURE, PRINTS, DRAWINGS, RARE BOOKS, AND MANUSCRIPTS REFLECTS THE DEVELOPMENT OF BRITISH ART AND LIFE FROM THE ELIZABETHAN PERIOD ONWARD. THE CENTER OFFERS A YEAR-ROUND SCHEDULE OF EXHIBITIONS AND PROGRAMS, INCLUDING FILMS, CONCERTS, LECTURES, TOURS, AND SPECIAL EVENTS. THE YALE CENTER FOR BRITISH ART OVERSEES AN ACTIVE RESEARCH PROGRAM THROUGH WHICH IT PROMOTES AND FOSTERS THE SCHOLARSHIP OF ALL ASPECTS OF BRITISH ART AND MATERIAL CULTURE. ACADEMIC RESOURCES OF THE CENTER INCLUDE THE REFERENCE LIBRARY AND ARCHIVE, CONSERVATION LABORATORIES, A STUDY ROOM FOR EXAMINING WORKS ON PAPER AS WELL AS RARE BOOKS AND MANUSCRIPTS FROM THE COLLECTION, AND AN ONLINE CATALOGUE OF THE COLLECTIONS. PEABODY MUSEUM: YALE'S PEABODY MUSEUM OF NATURAL HISTORY, FOUNDED IN 1866, CONTAINS ONE OF THE GREAT SCIENTIFIC COLLECTIONS IN NORTH AMERICA (NUMBERING OVER 13 MILLION SPECIMENS). AMONG ITS HOLDINGS ARE THE UNIVERSITY'S COMPREHENSIVE MINERALOGICAL AND ORNITHOLOGICAL COLLECTIONS, THE SECOND-LARGEST REPOSITORY OF DINOSAUR ARTIFACTS IN THE UNITED STATES, AND THE LARGEST INTACT APATOSAURUS (BRONTOSAURUS) IN THE WORLD. THE PEABODY IS A WORKING MUSEUM, WHERE PUBLIC EXHIBITION, RESEARCH, CONSERVATION, TEACHING, AND LEARNING INTERSECT. ITS MISSION IS TO SERVE THE UNIVERSITY BY ADVANCING OUR UNDERSTANDING OF EARTH'S HISTORY THROUGH GEOLOGICAL, BIOLOGICAL, AND ANTHROPOLOGICAL RESEARCH, AND BY COMMUNICATING THE RESULTS OF THIS RESEARCH TO THE WIDEST POSSIBLE AUDIENCE THROUGH PUBLICATION, EXHIBITION, AND EDUCATIONAL PROGRAMS. FUNDAMENTAL TO THIS MISSION IS STEWARDSHIP OF THE MUSEUM'S RICH COLLECTIONS, WHICH PROVIDE A REMARKABLE RECORD OF THE HISTORY OF THE EARTH, ITS LIFE, AND ITS CULTURES. CONSERVATION, AUGMENTATION AND USE OF THESE COLLECTIONS ARE INCREASINGLY URGENT AS MODERN THREATS TO THE DIVERSITY OF LIFE AND CULTURE CONTINUE TO INTENSIFY. ITS COLLECTIONS ARE AVAILABLE TO LEGITIMATE RESEARCHERS AT ESTABLISHED INSTITUTIONS FOR SCHOLARLY USE. COLLECTION OF MUSICAL INSTRUMENTS: ESTABLISHED IN 1900, THE COLLECTION TODAY COMPRISES NEARLY ONE THOUSAND INSTRUMENTS, THE MAJORITY DOCUMENTING THE HISTORY OF WESTERN ART MUSIC. IT IS COMMITTED TO FOSTERING THE UNDERSTANDING AND APPRECIATION OF MUSICAL INSTRUMENTS FROM ALL CULTURES. ONE OF THE FOREMOST INSTITUTIONS OF ITS KIND, THE COLLECTION ACQUIRES, PRESERVES, AND EXHIBITS MUSICAL INSTRUMENTS FROM ANTIQUITY TO THE PRESENT, FEATURING RESTORED EXAMPLES IN DEMONSTRATION AND LIVE PERFORMANCE. IT PROVIDES ACCESS TO AND DISSEMINATES INFORMATION ABOUT ITS HOLDINGS TO YALE STUDENTS, FACULTY, AND STAFF; TO SCHOLARS, MUSICIANS, AND INSTRUMENT MAKERS; AND TO THE BROADER PUBLIC. AN IMPORTANT RESOURCE FOR THE MUSIC CURRICULA OF THE UNIVERSITY, THE COLLECTION SERVES AS A LABORATORY FOR COURSES IN THE HISTORY OF MUSICAL INSTRUMENTS AND AS A SUPPLEMENTAL ARCHIVE FOR COURSES TAUGHT IN THE ARTS AND SCIENCES. THE COLLECTION MAINTAINS REGULAR PUBLIC VISITING HOURS AND PRESENTS AN ANNUAL SERIES OF CONCERTS AS WELL AS LECTURES, DEMONSTRATIONS, GALLERY TALKS, AND OTHER SPECIAL EVENTS. EXHIBITIONS ARE ALSO FREQUENTLY MOUNTED AT THE FOLLOWING VENUES ON CAMPUS: ART & ARCHITECTURE GALLERY (SCHOOL OF ARCHITECTURE), BEINECKE RARE BOOK AND MANUSCRIPT LIBRARY, GREEN HALL GALLERY (SCHOOL OF ART), AND STERLING MEMORIAL LIBRARY, AS WELL AS AT OTHER NON-YALE LOCATIONS AND INSTITUTIONS THROUGH UNIVERSITY LOAN OR EXCHANGE PROGRAMS. YALE UNIVERSITY LIBRARY: IN ADDITION TO ITS MUSEUMS, THE YALE UNIVERSITY LIBRARY SUPPORTS AND ENHANCES RESEARCH, TEACHING, AND LEARNING AT YALE AND FOR THE WORLD-WIDE SCHOLARLY COMMUNITY THROUGH ITS EXPERTISE, COLLECTIONS, FACILITIES AND SERVICES. THE COLLECTION OF NEARLY 15 MILLION PRINT AND ELECTRONIC VOLUMES IS HOUSED IN 15 LIBRARIES, INCLUDING STERLING MEMORIAL, BEINECKE, AND BASS LIBRARIES, THE CENTER FOR SCIENCE AND SOCIAL SCIENCE INFORMATION (CSSSI), AS WELL AS MANY OTHER SCHOOL AND DEPARTMENTAL LIBRARIES. COLLECTIONS RANGE FROM ANCIENT PAPYRI AND EARLY PRINTED BOOKS TO DIGITAL COLLECTIONS AND ELECTRONIC DATABASES; AND THEY TRANSCEND A WIDE ARRAY OF FORMATS INCLUDING TEXT, PHOTOGRAPHS, VIDEO, AUDIO, DATA, MAPS, AND EPHEMERA. IN BUILDING THE COLLECTIONS OVER THE LAST THREE CENTURIES, YALE MADE A STEWARDSHIP COMMITMENT TO ASSIST IN THE PRESERVATION OF HUMAN KNOWLEDGE AND ALSO HAS A RESPONSIBILITY TO BRING DIGITAL RESOURCES TO THE YALE COMMUNITY.
  PART IV, LINE 2B: PART IV, LINE 2B: THE AMOUNT REPORTED ON FORM 990, PART X, LINE 21, ESCROW ACCOUNT LIABILITY, REPRESENTS SECURITY DEPOSITS RELATED TO LEASE AGREEMENTS. PART V, LINE 1: ENDOWMENT FUNDS INCLUDE THE VALUE OF THE ENDOWMENT AND UNEXPENDED ENDOWMENT INCOME AT JUNE 30, 2013.
DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: PART V, LINE 4: THE ENDOWMENT PROVIDES THE LARGEST SOURCE OF OPERATING REVENUE FOR THE UNIVERSITY. ENDOWMENT DISTRIBUTIONS TO THE OPERATING BUDGET GREW DURING THE LAST DECADE FROM $470 MILLION TO $1.02 BILLION, AN ANNUAL GROWTH RATE OF APPROXIMATELY 8%. YALE'S SPENDING AND INVESTMENT POLICIES PROVIDED SUBSTANTIAL LEVELS OF CASH FLOW TO THE OPERATING BUDGET FOR CURRENT SCHOLARS WHILE PRESERVING ENDOWMENT PURCHASING POWER FOR FUTURE GENERATIONS. THE YALE ENDOWMENT CONTAINS THOUSANDS OF FUNDS WITH A VARIETY OF DESIGNATED PURPOSES AND RESTRICTIONS. APPROXIMATELY 85% OF FUNDS CONSTITUTE TRUE ENDOWMENT, GIFTS RESTRICTED BY DONORS TO PROVIDE LONG-TERM FUNDING FOR DESIGNATED PURPOSES. THE REMAINING FUNDS REPRESENT QUASI-ENDOWMENT, MONIES THAT THE YALE CORPORATION CHOOSES TO INVEST AND TREAT AS ENDOWMENT. DONORS FREQUENTLY SPECIFY A PARTICULAR PURPOSE FOR GIFTS, CREATING ENDOWMENTS TO FUND PROFESSORSHIPS, TEACHING, AND LECTURESHIPS (24%), SCHOLARSHIPS, FELLOWSHIPS, AND PRIZES (17%), MAINTENANCE (4%), BOOKS (3%), AND MISCELLANEOUS SPECIFIC PURPOSES (27%). TWENTY-FIVE PERCENT OF FUNDS ARE UNRESTRICTED. TWENTY-TWO PERCENT OF THE ENDOWMENT BENEFITS THE OVERALL UNIVERSITY, WITH REMAINING FUNDS FOCUSED ON SPECIFIC UNITS, INCLUDING THE FACULTY OF ARTS AND SCIENCES (37%), THE PROFESSIONAL SCHOOLS (26%), THE LIBRARY (7%), AND OTHER ENTITIES (7%). PART X, LINE 2: THE UNIVERSITY WAS NOT REQUIRED TO INCLUDE A FIN 48 (ASC 740), ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, FOOTNOTE IN ITS FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2013.
    PART XI, LINE 2D - OTHER ADJUSTMENTS: AFFILIATED ORGANIZATION INCOME(LOSS)*: 36,671,838 CHANGE IN FUNDING STATUS OF DEFINED BENEFIT PLANS: 306,850,114 ACTUARIAL ADJUSTMENT FOR SPLIT INTEREST LIABILITY: (4,919,455) NON-CONTROLLING INTEREST: 73,937,000 ROUNDING: (936) TOTAL: 412,538,561 PART XI, LINE 4B - OTHER ADJUSTMENTS: EXPENSES ON THE AUDITED FINANCIAL STATEMENTS THAT ARE RECLASSIFIED FOR FORM 990 PURPOSES AND REPORTED ON PART VIII, LINES 6B, 8B, AND 9B PURSUANT TO FORM INSTRUCTIONS: (11,245,486) TUITION DISCOUNTS WHICH WERE NETTED WITH STUDENT INCOME ON THE AUDITED FINANCIAL STATEMENTS: 247,778,165 TOTAL: 236,532,679 PART XII, LINE 2D: AFFILIATED ORGANIZATION EXPENSE*: 16,746,482 * THIS AMOUNT IS REPORTED (IF REQUIRED) ON THE FORMS 990 OF THE AFFILIATED ORGANIZATIONS. PART XII, LINE 4B - OTHER ADJUSTMENTS: EXPENSES ON THE AUDITED FINANCIAL STATEMENTS THAT ARE RECLASSIFIED FOR FORM 990 PURPOSES AND REPORTED ON PART VIII, LINES 6B, 8B, AND 9B PURSUANT TO FORM INSTRUCTIONS: (11,245,486) TUITION DISCOUNTS WHICH WERE NETTED WITH STUDENT INCOME ON THE AUDITED FINANCIAL STATEMENTS: 247,778,165 ROUNDING (2) TOTAL: 236,532,677
Schedule D (Form 990) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE E(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Schools
Right pointing arrow large imageComplete if the organization answered "Yes" to Form 990, Part IV, line 13,or Form 990-EZ, Part VI, line 48.Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? ......................
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? ......................................
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. .............................
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? ..........
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? ...............................................
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? ...........................
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? ..............
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? .....................................
5a
 
No
b
Admissions policies? .........................................
5b
 
No
c
Employment of faculty or administrative staff? ..............................
5c
 
No
d
Scholarships or other financial assistance? ................................
5d
 
No
e
Educational policies? .........................................
5e
 
No
f
Use of facilities? ...........................................
5f
 
No
g
Athletic programs? ..........................................
5g
 
No
h
Other extracurricular activities? .....................................
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? ...........
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? ...................
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II.
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) 2012
Schedule E (Form 990 or 990EZ) 2012
Page 2
Part II
Supplemental Information. Complete this part to provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also complete this part to provide any other additional information (see instructions).
Identifier Return Reference Explanation
EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 SEE SCHEDULE E PAGE 2
EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY HAS RECEIVED AND CONTINUES TO RECEIVE STUDENT FINANCIAL AID AND GRANTS FROM GOVERNMENTAL AGENCIES.
  SCHEDULE E, LINE 3 YALE UNIVERSITY'S EQUAL OPPORTUNITY STATEMENT: THE UNIVERSITY IS COMMITTED TO BASING JUDGMENTS CONCERNING THE ADMISSION, EDUCATION, AND EMPLOYMENT OF INDIVIDUALS UPON THEIR QUALIFICATIONS AND ABILITIES AND AFFIRMATIVELY SEEKS TO ATTRACT TO ITS FACULTY, STAFF, AND STUDENT BODY QUALIFIED PERSONS OF DIVERSE BACKGROUNDS. IN ACCORDANCE WITH THIS POLICY AND AS DELINEATED BY FEDERAL AND CONNECTICUT LAW, YALE DOES NOT DISCRIMINATE IN ADMISSIONS, EDUCATIONAL PROGRAMS, OR EMPLOYMENT AGAINST ANY INDIVIDUAL ON ACCOUNT OF THAT INDIVIDUAL'S SEX, RACE, COLOR, RELIGION, AGE, DISABILITY, STATUS AS A SPECIAL DISABLED VETERAN, VETERAN OF THE VIETNAM ERA OR OTHER COVERED VETERAN, OR NATIONAL OR ETHNIC ORIGIN; NOR DOES YALE DISCRIMINATE ON THE BASIS OF SEXUAL ORIENTATION OR GENDER IDENTITY OR EXPRESSION. UNIVERSITY POLICY IS COMMITTED TO AFFIRMATIVE ACTION UNDER LAW IN EMPLOYMENT OF WOMEN, MINORITY GROUP MEMBERS, INDIVIDUALS WITH DISABILITIES, SPECIAL DISABLED VETERANS, VETERANS OF THE VIETNAM ERA, AND OTHER COVERED VETERANS. THE UNIVERSITY'S EQUAL OPPORTUNITY STATEMENT IS MADE KNOWN TO ALL SEGMENTS OF THE GENERAL COMMUNITY SERVICED BY THE UNIVERSITY. IT IS INCLUDED IN CATALOGUES AND BROCHURES DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS OF THE UNIVERSITY AS WELL AS ON ITS WEBSITE WHICH ARE ALL AVAILABLE TO THE GENERAL PUBLIC.
Schedule E (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990,Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990. Right pointing arrow large image See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
General Information on Activities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of the grants or
assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used to award
the grants or assistance? ...................................
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of grant funds outside
the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES ACADEMIC COLLABORATIONS 12,886
CENTRAL AMERICA AND THE CARIBBEAN   1 PROGRAM SERVICES ALUMNI RELATIONS 18,486
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 48,085
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES CULTURAL EXCHANGE 1,938
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES INSTRUCTION/ TEACHING 40,723
CENTRAL AMERICA AND THE CARIBBEAN   1 PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 58,434
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES RESEARCH 144,753
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 99,550
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES STUDENT RECRUITMENT 2,941
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 71,464
CENTRAL AMERICA AND THE CARIBBEAN     PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 39,552
CENTRAL AMERICA AND THE CARIBBEAN     GRANTMAKING   336,595
CENTRAL AMERICA AND THE CARIBBEAN     INVESTMENTS   1,617,146,200
EAST ASIA AND THE PACIFIC 1 10 PROGRAM SERVICES ACADEMIC COLLABORATIONS 2,524,008
EAST ASIA AND THE PACIFIC   1 PROGRAM SERVICES ALUMNI RELATIONS 26,144
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 402,413
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES CULTURAL EXCHANGE 68,690
EAST ASIA AND THE PACIFIC   7 PROGRAM SERVICES INSTRUCTION/ TEACHING 229,595
EAST ASIA AND THE PACIFIC 2 5 PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 709,704
EAST ASIA AND THE PACIFIC   18 PROGRAM SERVICES RESEARCH 1,016,959
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 898,886
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES STUDENT RECRUITMENT 91,913
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 245,630
EAST ASIA AND THE PACIFIC     PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 92,045
EAST ASIA AND THE PACIFIC     FUNDRAISING   115,486
EAST ASIA AND THE PACIFIC   1 GRANTMAKING   4,535,185
EAST ASIA AND THE PACIFIC     INVESTMENTS   111,669
EUROPE (INCLUDING ICELAND & GREENLAND)   13 PROGRAM SERVICES ACADEMIC COLLABORATIONS 930,799
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES ALUMNI RELATIONS 98,838
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 1,016,299
EUROPE (INCLUDING ICELAND & GREENLAND)   1 PROGRAM SERVICES CULTURAL EXCHANGE 157,575
EUROPE (INCLUDING ICELAND & GREENLAND)   1 PROGRAM SERVICES INSTRUCTION/ TEACHING 123,721
EUROPE (INCLUDING ICELAND & GREENLAND)   34 PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 7,370,879
EUROPE (INCLUDING ICELAND & GREENLAND)   34 PROGRAM SERVICES RESEARCH 2,215,836
EUROPE (INCLUDING ICELAND & GREENLAND)   1 PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 2,044,593
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES STUDENT RECRUITMENT 51,129
EUROPE (INCLUDING ICELAND & GREENLAND)   3 PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 1,216,654
EUROPE (INCLUDING ICELAND & GREENLAND)     PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 25,760
EUROPE (INCLUDING ICELAND & GREENLAND)     FUNDRAISING   191,550
EUROPE (INCLUDING ICELAND & GREENLAND)   1 GRANTMAKING   6,821,936
EUROPE (INCLUDING ICELAND & GREENLAND)     INVESTMENTS   235,261,023
MIDDLE EAST AND NORTH AFRICA   2 PROGRAM SERVICES ACADEMIC COLLABORATIONS 36,139
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES ALUMNI RELATIONS 17,396
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 54,916
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES CULTURAL EXCHANGE 5,643
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES INSTRUCTION/ TEACHING 31,983
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 19,483
MIDDLE EAST AND NORTH AFRICA 1 9 PROGRAM SERVICES RESEARCH 402,198
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 281,304
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES STUDENT RECRUITMENT 9,385
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 46,433
MIDDLE EAST AND NORTH AFRICA     PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 6,301
MIDDLE EAST AND NORTH AFRICA     FUNDRAISING   6,219
MIDDLE EAST AND NORTH AFRICA     GRANTMAKING   577,158
NORTH AMERICA   1 PROGRAM SERVICES ACADEMIC COLLABORATIONS 34,276
NORTH AMERICA     PROGRAM SERVICES ALUMNI RELATIONS 39,153
NORTH AMERICA     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 292,673
NORTH AMERICA     PROGRAM SERVICES CULTURAL EXCHANGE 19,759
NORTH AMERICA   1 PROGRAM SERVICES INSTRUCTION/ TEACHING 12,038
NORTH AMERICA   5 PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 69,726
NORTH AMERICA   5 PROGRAM SERVICES RESEARCH 61,194
NORTH AMERICA     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 327,358
NORTH AMERICA     PROGRAM SERVICES STUDENT RECRUITMENT 35,254
NORTH AMERICA     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 20,912
NORTH AMERICA     PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 1,930
NORTH AMERICA     FUNDRAISING   3,190
NORTH AMERICA     GRANTMAKING   961,013
NORTH AMERICA     INVESTMENTS   25,652,597
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES ACADEMIC COLLABORATIONS 34,587
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 2,430
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES CULTURAL EXCHANGE 19,704
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES INSTRUCTION/ TEACHING 350
RUSSIA AND THE NEWLY INDEPENDENT STATES   1 PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 22,919
RUSSIA AND THE NEWLY INDEPENDENT STATES   5 PROGRAM SERVICES RESEARCH 367,089
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 23,643
RUSSIA AND THE NEWLY INDEPENDENT STATES     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 69,854
RUSSIA AND THE NEWLY INDEPENDENT STATES     GRANTMAKING   874,367
SOUTH AMERICA   1 PROGRAM SERVICES ACADEMIC COLLABORATIONS 51,953
SOUTH AMERICA     PROGRAM SERVICES ALUMNI RELATIONS 9,980
SOUTH AMERICA     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 76,740
SOUTH AMERICA     PROGRAM SERVICES CULTURAL EXCHANGE 16,328
SOUTH AMERICA   1 PROGRAM SERVICES INSTRUCTION/ TEACHING 29,021
SOUTH AMERICA   1 PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 61,911
SOUTH AMERICA   5 PROGRAM SERVICES RESEARCH 783,897
SOUTH AMERICA     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 368,498
SOUTH AMERICA     PROGRAM SERVICES STUDENT RECRUITMENT 19,699
SOUTH AMERICA     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 409,038
SOUTH AMERICA     PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 20,602
SOUTH AMERICA     GRANTMAKING   1,604,166
SOUTH AMERICA     INVESTMENTS   1,051,335
SOUTH ASIA     PROGRAM SERVICES ACADEMIC COLLABORATIONS 41,942
SOUTH ASIA     PROGRAM SERVICES ALUMNI RELATIONS 57,208
SOUTH ASIA     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 63,760
SOUTH ASIA   1 PROGRAM SERVICES CULTURAL EXCHANGE 14,519
SOUTH ASIA     PROGRAM SERVICES INSTRUCTION/ TEACHING 8,982
SOUTH ASIA   1 PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 166,392
SOUTH ASIA     PROGRAM SERVICES RESEARCH 188,705
SOUTH ASIA     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 140,988
SOUTH ASIA     PROGRAM SERVICES STUDENT RECRUITMENT 35,528
SOUTH ASIA     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 19,989
SOUTH ASIA     FUNDRAISING   12,945
SOUTH ASIA     GRANTMAKING   474,645
SOUTH ASIA     INVESTMENTS   10,668
SUB-SAHARAN AFRICA   6 PROGRAM SERVICES ACADEMIC COLLABORATIONS 97,789
SUB-SAHARAN AFRICA     PROGRAM SERVICES ALUMNI RELATIONS 85,993
SUB-SAHARAN AFRICA     PROGRAM SERVICES ATTENDING CONFERENCES & SEMINARS 46,793
SUB-SAHARAN AFRICA   1 PROGRAM SERVICES CULTURAL EXCHANGE 10,405
SUB-SAHARAN AFRICA     PROGRAM SERVICES INSTRUCTION/ TEACHING 94,303
SUB-SAHARAN AFRICA   1 PROGRAM SERVICES OTHER MISSION RELATED ACTIVITIES 22,940
SUB-SAHARAN AFRICA   9 PROGRAM SERVICES RESEARCH 902,426
SUB-SAHARAN AFRICA     PROGRAM SERVICES SPEAKING AT SEMINARS & CONFERENCES 81,718
SUB-SAHARAN AFRICA     PROGRAM SERVICES STUDY ABROAD & OTHER EDUCATIONAL PROGRAMS 48,943
SUB-SAHARAN AFRICA   1 PROGRAM SERVICES TRAINING & CLINICAL PRACTICE 226,874
SUB-SAHARAN AFRICA     FUNDRAISING   9,307
SUB-SAHARAN AFRICA     GRANTMAKING   1,159,465
SUB-SAHARAN AFRICA     INVESTMENTS   45,325,967
3a Sub-total ..... 0 2 424,855
b Total from continuation sheets to Part I ... 4 187 1,970,484,607
c Totals (add lines 3a and 3b) 4 189 1,970,909,462
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered “Yes” to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount of
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
CENTRAL AMERICA AND THE CARIBBEAN SUBAWARD - SPONSORED RESEARCH 194,901 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 78,619 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 6,000 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 36,005 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 23,728 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 134,161 CHECK, WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 54,590 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 10,662 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 15,000 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 20,229 CHECK, WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 269,061 CHECK, WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 17,351 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 15,506 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 8,216 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 37,559 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 21,539 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 200,771 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 105,736 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 185,295 CHECK      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 211,900 WIRE      
EAST ASIA AND THE PACIFIC SUBAWARD - SPONSORED RESEARCH 80,298 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 112,302 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 17,944 CHECK, WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 5,521 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 6,400 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 44,638 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 10,952 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 10,211 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 8,193 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 19,011 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 5,032 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 44,718 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 20,575 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 10,250 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 56,198 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 7,870 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 10,395 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 11,398 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 24,063 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 106,973 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 24,509 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 6,366 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 24,986 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 11,392 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 19,976 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 77,021 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 41,307 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 47,136 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 16,930 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 7,335 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 8,424 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 8,920 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 28,368 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 16,194 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 7,592 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 38,500 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 21,156 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 6,634 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 19,557 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 20,200 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 19,505 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 13,301 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 27,539 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 155,825 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 117,841 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 27,758 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 267,419 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 16,838 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 33,331 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 92,720 CHECK      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 12,831 WIRE      
EUROPE (INCL. ICELAND AND GREENLAND) SUBAWARD - SPONSORED RESEARCH 131,577 WIRE      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 25,580 WIRE      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 23,171 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 44,239 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 38,953 CHECK      
MIDDLE EAST AND NORTH AFRICA SUBAWARD - SPONSORED RESEARCH 23,209 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 102,472 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 46,704 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 24,005 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 70,765 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 6,646 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 101,882 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 10,839 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 170,000 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 128,579 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 36,709 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 34,750 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 55,702 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 7,375 CHECK      
NORTH AMERICA SUBAWARD - SPONSORED RESEARCH 40,118 CHECK      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 217,862 CHECK, WIRE      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 68,153 CHECK      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 256,796 CHECK, WIRE      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 85,000 CHECK, WIRE      
RUSSIA AND THE NEWLY INDEPENDENT STATES SUBAWARD - SPONSORED RESEARCH 36,578 WIRE      
SOUTH AMERICA SUBAWARD - SPONSORED RESEARCH 367,715 CHECK, WIRE      
SOUTH AMERICA SUBAWARD - SPONSORED RESEARCH 75,854 CHECK      
SOUTH AMERICA SUBAWARD - SPONSORED RESEARCH 293,444 CHECK      
SOUTH ASIA SUBAWARD - SPONSORED RESEARCH 85,712 CHECK      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 76,237 CHECK      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 23,760 WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 79,106 CHECK, WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 29,160 CHECK      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 51,585 WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 28,318 WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 35,631 WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 35,804 WIRE      
SUB-SAHARAN AFRICA SUBAWARD - SPONSORED RESEARCH 96,424 CHECK      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ....MediumBullet
91
3
Enter total number of other organizations or entities .......................MediumBullet
18
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
FELLOWSHIPS CENTRAL AMERICA AND THE CARIBBEAN 16 36,940 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS EAST ASIA AND THE PACIFIC 233 2,102,387 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 138 452,690 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS MIDDLE EAST AND NORTH AFRICA 37 112,359 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS NORTH AMERICA 46 121,968 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS RUSSIA AND THE NEWLY INDEPENDENT STATES 10 35,767 CHECK      
FELLOWSHIPS SOUTH AMERICA 57 165,860 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS SOUTH ASIA 26 81,700 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
FELLOWSHIPS SUB-SAHARAN AFRICA 60 190,241 CHECK, ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS CENTRAL AMERICA AND THE CARIBBEAN 12 46,212 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS EAST ASIA AND THE PACIFIC 31 372,673 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS EUROPE (INCLUDING ICELAND AND GREENLAND) 70 1,222,732 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS MIDDLE EAST AND NORTH AFRICA 5 79,585 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS RUSSIA AND THE NEWLY INDEPENDENT STATES 8 101,330 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS SOUTH AMERICA 22 185,825 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS SOUTH ASIA 13 189,158 ELECTRONIC FUND OR WIRE TRANSFER      
STUDENT STIPENDS SUB-SAHARAN AFRICA 33 368,124 ELECTRONIC FUND OR WIRE TRANSFER      
SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 6 46,987 CHECK      
SCHOLARSHIPS EAST ASIA AND THE PACIFIC 57 428,678 CHECK      
SCHOLARSHIPS EUROPE (INCLUDING ICELAND AND GREENLAND) 326 3,100,246 CHECK      
SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 30 222,302 CHECK      
SCHOLARSHIPS NORTH AMERICA 1 2,500 CHECK      
SCHOLARSHIPS RUSSIA AND THE NEWLY INDEPENDENT STATES 6 55,323 CHECK      
SCHOLARSHIPS SOUTH AMERICA 53 494,838 CHECK      
SCHOLARSHIPS SOUTH ASIA 11 95,335 CHECK      
SCHOLARSHIPS SUB-SAHARAN AFRICA 12 121,427 CHECK      
GRANTS - OTHER BENEFITS CENTRAL AMERICA AND THE CARIBBEAN 5 11,555 CHECK      
GRANTS - OTHER BENEFITS EAST ASIA AND THE PACIFIC 52 99,220 CHECK      
GRANTS - OTHER BENEFITS EUROPE (INCLUDING ICELAND AND GREENLAND) 42 144,634 CHECK      
GRANTS - OTHER BENEFITS MIDDLE EAST AND NORTH AFRICA 3 7,761 CHECK      
GRANTS - OTHER BENEFITS RUSSIA AND THE NEWLY INDEPENDENT STATES 5 17,558 CHECK      
GRANTS - OTHER BENEFITS SOUTH AMERICA 7 20,629 CHECK      
GRANTS - OTHER BENEFITS SOUTH ASIA 9 22,740 CHECK      
GRANTS - OTHER BENEFITS SUB-SAHARAN AFRICA 8 23,650 CHECK      
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If “Yes,”the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926)......................................
2 Did the organization have an interest in a foreign trust during the tax year? If “Yes,” the organizationmay be required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A).......................................
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471)..............................
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621, Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621)
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships. (see Instructions for Form 8865)....................................
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to file Form 5713, International Boycott Report (see Instructions for Form 5713)................................................
Schedule F (Form 990) 2012
Schedule F (Form 990) 2012
Page 5
Part V
Supplemental Information
Complete this part to provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
Identifier ReturnReference Explanation
PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.:   SCHEDULE F, PART I, LINE 2: WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICIES AND PROCEDURES FOR MONITORING GRANTS ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND ENSURE THAT THE UNIVERSITY AND ITS SPONSORS RECEIVE VALUE FOR FUNDS EXPENDED. THE PROCEDURES INCLUDE A FORMAL APPROVAL PROCESS FOR SUBAWARDS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, AND REQUIRED DISCLOSURE OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, BILLINGS AND SCIENTIFIC PROGRESS OF AN ACTIVE SUBAWARD AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. THESE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE. THE UNIVERSITY PROVIDES STUDENTS WITH MANY FELLOWSHIP OPPORTUNITIES TO FUND RESEARCH, INDEPENDENT PROJECTS, INTERNSHIPS, VOLUNTEER WORK, COMMUNITY SERVICE, AND STUDY ABROAD. RECIPIENTS ARE SELECTED BASED ON AN APPLICATION, INCLUDING A PROPOSAL, ESSAYS, BUDGET, ACADEMIC RECORD, AND INTERVIEW, AS APPLICABLE. IN MOST CASES, THE TERMS OF THE AWARD REQUIRE THAT THE RECIPIENT PREPARE AND PRESENT A REPORT OF THE FELLOWSHIP ACTIVITY. FURTHER, CERTAIN FELLOWSHIP RECIPIENTS ARE REQUIRED TO DOCUMENT EXPENSES TO VERIFY THAT THE FELLOWSHIP WAS USED FOR THE PURPOSE INTENDED. SUCH DOCUMENTATION MAY INCLUDE COPIES OF PLANE TICKETS AND BOARDING PASSES, COPIES OF VISAS, RECEIPTS FOR TUITION, LETTERS FROM ORGANIZATIONS VERIFYING THE INTERNSHIP AND DATES, ETC., AS APPROPRIATE. SCHEDULE F, PART I, LINE 3: PURSUANT TO THE FORM INSTRUCTIONS, THE FOLLOWING IS A BREAKOUT OF AMOUNTS PROVIDED AS INVESTMENTS: INVESTMENTS EXPENDITURES CENTRAL AMERICA AND THE CARIBBEAN 1,614,138,820 3,007,380 EAST ASIA AND THE PACIFIC 0 111,669 EUROPE (INCLUDING ICELAND & GREENLAND) 234,999,631 261,392 NORTH AMERICA 25,648,636 3,961 SOUTH AMERICA 0 1,051,335 SOUTH ASIA 0 10,669 SUB-SAHARAN AFRICA 45,325,967 0 SCHEDULE F, PART II, LINE 2: THE TOTAL NUMBER REPORTED ON LINE 2 INCLUDES THE NUMBER OF TAX EXEMPT ORGANIZATIONS AND PUBLIC INSTITUTIONS. MOST OF THE SUBAWARD RECIPIENTS ARE UNIVERSITIES, HOSPITALS, AND RESEARCH INSTITUTIONS. SCHEDULE F, PART II A SUBAWARD IS AN AWARD FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT.
EXPLANATION FOR ESTIMATED NUMBER OF RECIPIENTS:   SCHEDULE F, PART III, COL (C): (D): THE AMOUNTS REPORTED IN COLUMNS (C) AND (D) REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2013 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2013.
    SCHEDULE F, PART IV, LINE 6: THE UNIVERSITY DOES NOT BELIEVE THAT IT HAS "OPERATIONS" IN OR RELATED TO BOYCOTTING COUNTRIES, HOWEVER, AS A PROTECTIVE MEASURE, THE UNIVERSITY DOES FILE FORM 5713.
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
     
Schedule F (Form 990) 2012
Additional Data


Software ID:  
Software Version:  



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. Form 990-EZ filers are not required to complete this part. right arrowAttach to Form 990 or Form 990-EZ. right arrowSee separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Fundraising Activities. Complete if the organization answered "Yes" to Form 990, Part IV, line 17.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If “Yes,” list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.
(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
             
             
             
             
             
             
             
             
             
             
Total .................right arrow      
3
List all states in which the organization is registered or licensed to solicit funds or has been notified it is exempt from registration or licensing.
For Paperwork Reduction Act Notice, see the Instructions for Form 990or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1

GOLF OUTING
(event type) 		(b) Event #2

GOLF OUTING
(event type) 		(c) Other events

17
(total number) 		(d) Total events
(add col. (a) through col. (c))
VerticalRevenue 1 Gross receipts . . . 66,859 73,299 360,666 500,824
2 Less: Contributions . . 34,695 42,475 121,801 198,971
3 Gross income (line 1
minus line 2) . . . 		32,164 30,824 238,865 301,853
VerticalDirectExpenses 4 Cash prizes . . .        
5 Noncash prizes . . 3,208 23,999 8,209 35,416
6 Rent/facility costs . . 6,687 4,952 5,166 16,805
7 Food and beverages .        
8 Entertainment . . .        
9 Other direct expenses . 18,160 26,678 153,508 198,346
10 Direct expense summary. Add lines 4 through 9 in column (d) ........... right arrow 250,567
11 Net income summary. Combine line 3, column (d), and line 10. .......... right arrow 51,286
Part III
Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue (a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))
1 Gross revenue . . . .     19,023 19,023
VerticalDirectExpenses 2 Cash prizes . . . .        
3 Non-cash prizes . . .     5,300 5,300
4 Rent/facility costs . . .        
5 Other direct expenses . .     306 306
6 Volunteer labor . . .
 
 
 
7 Direct expense summary. Add lines 2 through 5 in column (d) ........... right arrow 5,606
8 Net gaming income summary. Combine lines 1 and 7 in column (d) .......... right arrow 13,417
9
Enter the state(s) in which the organization operates gaming activities: CT
a
Is the organization licensed to operate gaming activities in each of these states? ............
b
If "No," explain:
THE UNIVERSITY CONDUCTED OCCASIONAL RAFFLES FOR WHICH A CONNECTICUT LICENSE WAS NOT REQUIRED.
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? .....
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2012
Schedule G (Form 990 or 990-EZ) 2012
Page 3
11
Does the organization operate gaming activities with nonmembers? .................
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? ..........................
13
Indicate the percentage of gaming activity operated in:
a
The organization's facility ......................
13a
100.000 %
b
An outside facility ........................
13b
 
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
SENIOR ASSOCIATE ATHLETICS DIRECTOR
Address right arrow
PO BOX 208216
NEW HAVEN,CT065208216
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? ......................................
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
NA
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ............................
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
Identifier Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2012
Additional Data


Software ID:  
Software Version:  
Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number
06-0646973
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ....................................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to
Form 990, Part IV, line 21, for any recipient that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC Code section
if applicable		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
non-cash assistance		 (h) Purpose of grant
or assistance
(1) ABT SRBI INC
275 SEVENTH AVE STE 2700
NEW YORK,NY10001 		13-3077900   418,739       SUBAWARD - SPONSORED RESEARCH
(2) ADVANCED NEUROLOGY SPECIALISTS
400 15TH AVE SOUTH STE 206
GREAT FALLS,MT59405 		20-1821484   27,836       SUBAWARD - SPONSORED RESEARCH
(3) AGILENT TECHNOLOGIES INC
4187 COLLECTIONS CENTER DR
CHICAGO,IL60693 		77-0518772   66,664       SUBAWARD - SPONSORED RESEARCH
(4) AIDS PROJECT NEW HAVEN INC
1302 CHAPEL ST
NEW HAVEN,CT06511 		22-2506184 501(C )(3) 354,564       SUBAWARD - SPONSORED RESEARCH
(5) ALERE WELLBEING INC
999 THIRD AVENUE
SEATTLE,WA98104 		20-0231080   54,017       SUBAWARD - SPONSORED RESEARCH
(6) ALLEGHENY-SINGER RESEARCH INSTITUTE
2 ALLEGHENY CENTER 11TH FLR
PITTSBURGH,PA152124746 		25-1320493 501(C )(3) 56,312       SUBAWARD - SPONSORED RESEARCH
(7) ALLIANCE OF CHICAGO COMMUNITY HEALTH SERVICES L3C
215 W OHIO 4TH FLR
CHICAGO,IL60654 		36-4444309   17,601       SUBAWARD - SPONSORED RESEARCH
(8) ALTRU HEALTH SYSTEM
RESEARCH DEPARTMENT 860 SOUTH
COLUMBIA RD
GRAND FORKS,ND58201 		45-0310462 501(C )(3) 12,246       SUBAWARD - SPONSORED RESEARCH
(9) AMERICAN ACADEMY OF OTOLARYNGOLOGY HEAD & NECK SURGERY FOUNDATION
1650 DIAGONAL RD
ALEXANDRIA,VA223142857 		52-1219434 501( C)(3) 32,877       SUBAWARD - SPONSORED RESEARCH
(10) AMERICAN ACADEMY OF PEDIATRICS
35927 EAGLE WAY
CHICAGO,IL606781359 		36-2275597 501(C )(3) 20,334       SUBAWARD - SPONSORED RESEARCH
(11) AMERICAN COLLEGE OF CARDIOLOGY FOUNDATION
PO BOX 79231
BALTIMORE,MD212790231 		13-5641985 501(C )(3) 54,419       SUBAWARD - SPONSORED RESEARCH
(12) AMERICAN RED CROSS
600 A FOREST POINT CIRCLE
CHARLOTTE,NC28273 		53-0196605 501(C )(3) 491,786       SUBAWARD - SPONSORED RESEARCH
(13) APT FOUNDATION INC
ONE LONG WHARF STE 321
NEW HAVEN,CT06511 		23-7061218 501(C )(3) 791,141       SUBAWARD - SPONSORED RESEARCH
(14) ARIZONA STATE UNIVERSITY
PO BOX 876011
TEMPE,AZ852876011 		86-0196696 STATE OF AZ 32,543       SUBAWARD - SPONSORED RESEARCH
(15) ARKANSAS CHILDREN'S HOSPITAL
800 MARSHALL ST
LITTLE ROCK,AR722023591 		71-0236857 501(C )(3) 32,408       SUBAWARD - SPONSORED RESEARCH
(16) ATLANTA RESEARCH & EDUCATION FOUNDATION INC
1670 CLAIRMONT RD
DECATUR,GA30033 		58-1857346 501(C )(3) 72,998       SUBAWARD - SPONSORED RESEARCH
(17) BALTIMORE RESEARCH & EDUCATION FOUNDATION INC
10 NORTH GREENE ST
BALTIMORE,MD21201 		52-1705976 501(C )(3) 63,325       SUBAWARD - SPONSORED RESEARCH
(18) BAYLOR COLLEGE OF MEDICINE
PO BOX 201361
HOUSTON,TX772161361 		74-1613878 501(C )(3) 269,968       SUBAWARD - SPONSORED RESEARCH
(19) BAYSTATE MEDICAL CENTER INC
280 CHESTNUT STREET
SPRINGFIELD,MA01199 		04-2790311 501( C)(3) 275,384       SUBAWARD - SPONSORED RESEARCH
(20) BEDFORD VA RESEARCH CORP INC
200 SPRINGS RD MS151 BLDG 12
BEDFORD,MA01730 		04-3512440 501(C )(3) 237,597       SUBAWARD - SPONSORED RESEARCH
(21) BOARD OF REGENTS NEVADA SYSTEM OF HIGHER EDUCATION
BOX 451055
LAS VEGAS,NV89154 		88-6000024 STATE OF NV 36,651       SUBAWARD - SPONSORED RESEARCH
(22) BOARD OF REGENTS OF THE UNIV OF WI SYSTEM
750 HIGHLAND AVE
MADISON,WI53705 		39-1805963 STATE OF WI 40,306       SUBAWARD - SPONSORED RESEARCH
(23) BOISE STATE UNIVERSITY
1910 UNIVERSITY DR
BOISE,ID837251248 		82-0290701 STATE OF ID 6,402       SUBAWARD - SPONSORED RESEARCH
(24) BOSTON MEDICAL CENTER
660 HARRISON AVE
BOSTON,MA02118 		04-3314093 501(C )(3) 17,695       SUBAWARD - SPONSORED RESEARCH
(25) BOSTON UNIVERSITY
25 BUICK ST 2ND FLR
BOSTON,MA02215 		04-2103547 501(C )(3) 952,225       SUBAWARD - SPONSORED RESEARCH
(26) BOSTON VA RESEARCH INSTITUTE INC
150 S HUNTINGTON AVE 151 B
BOSTON,MA02130 		04-3081524 501(C )(3) 11,732       SUBAWARD - SPONSORED RESEARCH
(27) BOYCE THOMPSON INSTITUTE FOR PLANT RESEARCH INC
TOWER RD
ITHACA,NY14853 		13-1739923 501(C )(3) 45,117       SUBAWARD - SPONSORED RESEARCH
(28) BRENTWOOD BIOMEDICAL RESEARCH INSTITUTE
PO BOX 25027
LOS ANGELES,CA90025 		95-4183712 501(C )(3) 113,590       SUBAWARD - SPONSORED RESEARCH
(29) BRIDGEPORT BOARD OF EDUCATION
45 LYON TERRACE ROOM 302
BRIDGEPORT,CT06604 		06-6001865 CITY-BRIDGEPORT 586,404       SUBAWARD - SPONSORED RESEARCH
(30) BRIDGEPORT HOSPITAL
267 GRANT ST 10TH FLOOR
BRIDGEPORT,CT06610 		06-0646554 501(C )(3) 101,446       SUBAWARD - SPONSORED RESEARCH
(31) BRIGHAM YOUNG UNIVERSITY
760 TANNER BLDG
PROVO,UT84602 		87-0217280 501(C )(3) 67,637       SUBAWARD - SPONSORED RESEARCH
(32) BROWN UNIVERSITY
PO BOX 1911
PROVIDENCE,RI02908 		05-0258809 501(C )(3) 177,252       SUBAWARD - SPONSORED RESEARCH
(33) CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVE
CLEVELAND,OH441064909 		34-1018992 501(C )(3) 34,664       SUBAWARD - SPONSORED RESEARCH
(34) CENTRAL CONNECTICUT STATE UNIVERSITY
1615 STANLEY ST
NEW BRITAIN,CT060532439 		06-1303381 STATE OF CT 89,407       SUBAWARD - SPONSORED RESEARCH
(35) CHILDREN'S HOSPITAL CORPORATION
PO BOX 414413
BOSTON,MA022414413 		04-2774441 501(C )(3) 74,098       SUBAWARD - SPONSORED RESEARCH
(36) CHILDREN'S HOSPITAL LOS ANGELES
4650 SUNSET BLVD MAIL STOP 97
LOS ANGELES,CA90027 		95-1690977 501(C )(3) 70,000       SUBAWARD - SPONSORED RESEARCH
(37) CHILDREN'S HOSPITAL MEDICAL CENTER
3333 BURNET AVE MLC 3008
CINCINNATI,OH45229 		31-0833936 501(C )(3) 73,347       SUBAWARD - SPONSORED RESEARCH
(38) CHILDREN'S HOSPITAL OF PHILADELPHIA
RESEARCH INSTITUTE LOCKBOX 1457 PO
BOX 8500
PHILADELPHIA,PA191781457 		23-1352166 501(C )(3) 349,578       SUBAWARD - SPONSORED RESEARCH
(39) CHILDREN'S RESEARCH INSTITUTE
111 MICHIGAN AVE NW
WASHINGTON,DC200102970 		52-1654453 501(C )(3) 194,139       SUBAWARD - SPONSORED RESEARCH
(40) CITY OF NEW HAVEN
54 MEADOW ST
NEW HAVEN,CT06519 		06-6001876 CITY-NEW HAVEN 182,155       SUBAWARD - SPONSORED RESEARCH
(41) CLEVELAND CLINIC FOUNDATION
PO BOX 931562
CLEVELAND,OH441935012 		34-0714585 501(C )(3) 10,944       SUBAWARD - SPONSORED RESEARCH
(42) CLIFFORD W BEERS GUIDANCE CLINIC INC
93 EDWARDS ST
NEW HAVEN,CT06511 		06-0646757 501(C )(3) 87,134       SUBAWARD - SPONSORED RESEARCH
(43) COLD SPRING HARBOR LABORATORY
1 BUNGTOWN RD
COLD SPRING HARBOR,NY11724 		11-2013303 501(C )(3) 410,058       SUBAWARD - SPONSORED RESEARCH
(44) COLORADO STATE UNIVERSITY
601 SOUTH HOWES ROOM 408
FORT COLLINS,CO805232002 		84-6000545 STATE OF CO 118,032       SUBAWARD - SPONSORED RESEARCH
(45) COLUMBIA UNIVERSITY
PO BOX 29789
NEW YORK,NY100879789 		13-5598093 501(C )(3) 285,429       SUBAWARD - SPONSORED RESEARCH
(46) COMMUNITY HEALTH PROJECT INC
356 WEST 18TH ST
NEW YORK,NY10011 		13-3409680 501(C )(3) 48,571       SUBAWARD - SPONSORED RESEARCH
(47) COOPER HEALTH SYSTEM
ONE COOPER PLAZA
CAMDEN,NJ08103 		21-0634462 501(C )(3) 7,725       SUBAWARD - SPONSORED RESEARCH
(48) CORNELL SCOTT-HILL HEALTH CORPORATION
400 COLUMBUS AVENUE
NEW HAVEN,CT06519 		06-0870990 501(C )(3) 214,355       SUBAWARD - SPONSORED RESEARCH
(49) CORNELL UNIVERSITY
PO BOX 22
ITHACA,NY148510022 		15-0532082 501(C )(3) 846,880       SUBAWARD - SPONSORED RESEARCH
(50) DAEMEN COLLEGE
4380 MAIN ST
AMHERST,NY14226 		16-0759798 501(C )(3) 13,552       SUBAWARD - SPONSORED RESEARCH
(51) DALLAS VA RESEARCH CORPORATION
PO BOX 516
LANCASTER,TX75146 		75-2329831 501(C )(3) 62,066       SUBAWARD - SPONSORED RESEARCH
(52) DANA-FARBER CANCER INSTITUTE INC
450 BROOKLINE AVE
BOSTON,MA02115 		04-2263040 501(C )(3) 93,985       SUBAWARD - SPONSORED RESEARCH
(53) DARTMOUTH COLLEGE
11 ROPE FERRY ROAD 6210
HANOVER,NH037551404 		02-0222111 501(C )(3) 266,141       SUBAWARD - SPONSORED RESEARCH
(54) DAVID H MURDOCK RESEARCH INSTITUTE
150 RESEARCH CAMPUS DRIVE
KANNAPOLIS,NC28081 		20-8730759 501(C )(3) 334,470       SUBAWARD - SPONSORED RESEARCH
(55) DECISION SCIENCE RESEARCH INSTITUTE INC
1201 OAK ST STE 200
EUGENE,OR97401 		93-0927305 501(C )(3) 33,600       SUBAWARD - SPONSORED RESEARCH
(56) DONALD DANFORTH PLANT SCIENCE CENTER
975 NORTH WARSON ROAD
ST LOUIS,MO63132 		31-1584621 501(C )(3) 635,696       SUBAWARD - SPONSORED RESEARCH
(57) DUKE UNIVERSITY
PO BOX 602651
CHARLOTTE,NC282602651 		56-0532129 501(C )(3) 162,716       SUBAWARD - SPONSORED RESEARCH
(58) EAST CAROLINA UNIVERSITY
2200 S CHARLES BLVD
GREENVILLE,NC278584353 		56-6000403 STATE OF NC 100,603       SUBAWARD - SPONSORED RESEARCH
(59) EMERGENCY CARE RESEARCH INSTITUTE
5200 BUTLER PIKE
PLYMOUTH MEETING,PA19462 		23-1662091 501(C )(3) 75,028       SUBAWARD - SPONSORED RESEARCH
(60) EMORY UNIVERSITY
1599 CLIFTON RD NE
ATLANTA,GA30322 		58-0566256 501(C )(3) 253,966       SUBAWARD - SPONSORED RESEARCH
(61) FAIR HAVEN COMMUNITY HEALTH CLINIC INC
374 GRAND AVE
NEW HAVEN,CT06513 		06-0883545 501(C )(3) 437,855       SUBAWARD - SPONSORED RESEARCH
(62) FAMILY LIFE EDUCATION INC
30 ARBOR ST FIRST FLR SOUTH BLDG
HARTFORD,CT06106 		06-1262848 501(C )(3) 12,500       SUBAWARD - SPONSORED RESEARCH
(63) FISHER BIOSERVICES INC
PO BOX 418395
BOSTON,MA022418395 		54-1348241   65,426       SUBAWARD - SPONSORED RESEARCH
(64) FLORIDA INTERNATIONAL UNIVERSITY
11200 SW 8TH ST
MIAMI,FL33199 		65-0177616 501(C )(3) 34,187       SUBAWARD - SPONSORED RESEARCH
(65) FOUNDATION FOR APPLIED MOLECULAR EVOLUTION INC
PO BOX 13174
GAINESVILLE,FL32604 		59-3471957 501(C )(3) 103,374       SUBAWARD - SPONSORED RESEARCH
(66) FRED HUTCHINSON CANCER RESEARCH CENTER
1100 FAIR VIEW AVE
SEATTLE,WA981091024 		23-7156071 501(C )(3) 62,727       SUBAWARD - SPONSORED RESEARCH
(67) GEISINGER CLINIC
100 N ACADEMY AVE
DANVILLE,PA178222602 		23-6291113 501(C )(3) 90,720       SUBAWARD - SPONSORED RESEARCH
(68) GEORGE MASON UNIVERSITY
4400 UNIVERSITY DRIVE
FAIRFAX,VA22030 		54-0836354 STATE OF VA 525,168       SUBAWARD - SPONSORED RESEARCH
(69) GRIFFIN HOSPITAL
130 DIVISION ST
DERBY,CT06418 		06-0647014 501(C )(3) 370,245       SUBAWARD - SPONSORED RESEARCH
(70) GUILFORD NEUROLOGIC ASSOCIATES INC
912 THIRD ST STE 101
GREENSBORO,NC27405 		56-0963466   177,128       SUBAWARD - SPONSORED RESEARCH
(71) HAMILL ASSOCIATES INC
700 CANAL ST HARBOUR SQUARE
STAMFORD,CT06902 		13-3804354   79,150       SUBAWARD - SPONSORED RESEARCH
(72) HARTFORD HOSPITAL
80 SEYMOUR ST PO BOX 5037
HARTFORD,CT061025037 		06-0646668 501(C )(3) 1,462,272       SUBAWARD - SPONSORED RESEARCH
(73) HASKINS LABORATORIES INC
300 GEORGE ST SUITE 900
NEW HAVEN,CT06511 		13-1628174 501(C )(3) 12,296       SUBAWARD - SPONSORED RESEARCH
(74) HEALTH RESEARCH INC
PO BOX 2966
BUFFALO,NY142402966 		14-1402155 501(C )(3) 154,747       SUBAWARD - SPONSORED RESEARCH
(75) HENRY M JACKSON FOUNDATION FOR THE ADVANCEMENT OF MILITARY MEDICINE
6720A ROCKLEDGE DRIVE SUITE 100
BETHESDA,MD20817 		52-1317896 501(C )(3) 10,811       SUBAWARD - SPONSORED RESEARCH
(76) HISPANIC HEALTH COUNCIL INC
175 MAIN ST
HARTFORD,CT06106 		06-1018979 501(C )(3) 160,778       SUBAWARD - SPONSORED RESEARCH
(77) HISPANOS UNIDOS INC
116 SHERMAN AVE
NEW HAVEN,CT06511 		06-1222584 501(C )(3) 105,078       SUBAWARD - SPONSORED RESEARCH
(78) HOSPITAL OF ST RAPHAEL
1450 CHAPEL ST
NEW HAVEN,CT06511 		06-0653171 501(C )(3) 83,293       SUBAWARD - SPONSORED RESEARCH
(79) HOWARD UNIVERSITY
525 BRYANT ST NW STE 100
WASHINGTON,DC20059 		53-0204707 501(C )(3) 236,731       SUBAWARD - SPONSORED RESEARCH
(80) INDIANA MEDICAL RESEARCH LLC
303 SOUTH NAPPANEE ST
ELKHART,IN46514 		26-0303059   25,152       SUBAWARD - SPONSORED RESEARCH
(81) INDIANA UNIVERSITY
PO BOX 66057
INDIANAPOLIS,IN462666057 		35-6001673 501(C )(3) 221,018       SUBAWARD - SPONSORED RESEARCH
(82) INNOVATIONS FOR POVERTY ACTION
101 WHITNEY AVE 2ND FLR
NEW HAVEN,CT06510 		06-1660068 501(C )(3) 1,485,964       SUBAWARD - SPONSORED RESEARCH
(83) INSTITUTE FOR CLINICAL RESEARCH INC
PO BOX 29545
WASHINGTON,DC200170745 		52-1336656 501(C )(3) 68,828       SUBAWARD - SPONSORED RESEARCH
(84) INSTITUTE FOR COMMUNITY RESEARCH INC
2 HARTFORD SQ W STE 100
HARTFORD,CT061065128 		06-0653116 501(C )(3) 71,349       SUBAWARD - SPONSORED RESEARCH
(85) IOWA NEUROLOGY RESEARCH INC
PO BOX 65433
WEST DES MOINES,IA50265 		92-0179923   10,694       SUBAWARD - SPONSORED RESEARCH
(86) IOWA STATE UNIVERSITY OF SCIENCE AND TECHNOLOGY
3609 ADMINISTRATIVE SVCS BLDG
AMES,IA500113609 		42-6004224 501(C )(3) 97,459       SUBAWARD - SPONSORED RESEARCH
(87) JOHNS HOPKINS UNIVERSITY
3910 KESWICK ROAD NO N4327B
BALTIMORE,MD21211 		52-0595110 501(C )(3) 433,637       SUBAWARD - SPONSORED RESEARCH
(88) JUNTA FOR PROGRESSIVE ACTION INC
169 GRAND AVE
NEW HAVEN,CT06513 		23-7066862 501(C )(3) 25,039       SUBAWARD - SPONSORED RESEARCH
(89) KENNEDY KRIEGER INSTITUTE INC
707 NORTH BROADWAY
BALTIMORE,MD21205 		52-1524965 501(C )(3) 62,920       SUBAWARD - SPONSORED RESEARCH
(90) KESSLER FOUNDATION INC
300 EXECUTIVE DRIVE SUITE 70
WEST ORANGE,NJ070521424 		31-1562134 501(C )(3) 63,317       SUBAWARD - SPONSORED RESEARCH
(91) L2 DIAGNOSTICS LLC
PO BOX 8175
NEW HAVEN,CT065300175 		06-1509946   192,538       SUBAWARD - SPONSORED RESEARCH
(92) LANKENAU INSTITUTE FOR MEDICAL RESEARCH
100 LANCASTER AVE
WYNNEWOOD,PA19096 		23-2175659 501(C )(3) 24,773       SUBAWARD - SPONSORED RESEARCH
(93) LEARNINGTIMES LLC
450 7TH AVENUE SUITE 1106
NEW YORK,NY10123 		61-1431195   20,750       SUBAWARD - SPONSORED RESEARCH
(94) LIBERTY COMMUNITY SERVICES INC
254 COLLEGE ST 2ND FLR
NEW HAVEN,CT06510 		22-2849124 501(C )(3) 78,545       SUBAWARD - SPONSORED RESEARCH
(95) LINGUISTIC SOCIETY OF AMERICA
1325 18TH ST NW STE 211
WASHINGTON,DC200366051 		74-6043371 501(C )(3) 7,532       SUBAWARD - SPONSORED RESEARCH
(96) LOUISIANA STATE UNIVERSITY AND AGRICULTURAL & MECHANICAL COLLEGE
PO BOX 33932
SHREVEPORT,LA711603932 		72-6000848 501(C )(3) 9,925       SUBAWARD - SPONSORED RESEARCH
(97) LOYOLA UNIVERSITY CHICAGO
2160 FIRST AVE
MAYWOOD,IL60153 		36-1408475 501(C )(3) 26,307       SUBAWARD - SPONSORED RESEARCH
(98) MACROCYCLICS INC
1309 RECORD CROSSING RD
DALLAS,TX75235 		75-2628442   54,683       SUBAWARD - SPONSORED RESEARCH
(99) MARQUETTE UNIVERSITY
PO BOX 1881
MILWAUKEE,WI532011881 		39-0806251 501(C )(3) 30,056       SUBAWARD - SPONSORED RESEARCH
(100) MASSACHUSETTS INSTITUTE OF TECHNOLOGY
77 MASSACHUSETTS AVE
CAMBRIDGE,MA021394307 		04-2103594 501(C )(3) 326,349       SUBAWARD - SPONSORED RESEARCH
(101) MAYO CLINIC
PO BOX 4008
ROCHESTER,MN559034008 		41-6011702 501(C )(3) 8,741       SUBAWARD - SPONSORED RESEARCH
(102) MELBOURNE INTERNAL MEDICINE ASSOCIATES (MIMA)
1223 GATEWAY DR
MELBOURNE,FL32901 		59-1224281   8,891       SUBAWARD - SPONSORED RESEARCH
(103) METROHEALTH SYSTEM
PO BOX 73308
CLEVELAND,OH44193 		34-6004382 CUYAHOGA COUNTY 24,706       SUBAWARD - SPONSORED RESEARCH
(104) MICHIGAN STATE UNIVERSITY
648 N SHAW LANE RM 368E
EAST LANSING,MI48824 		38-6005984 501(C )(3) 76,901       SUBAWARD - SPONSORED RESEARCH
(105) MIDWESTERN CONNECTICUT COUNCIL ON ALCOHOLISM INC
38 OLD RIDGEBURY RD
DANBURY,CT06810 		06-0890278 501(C )(3) 24,585       SUBAWARD - SPONSORED RESEARCH
(106) MINNEAPOLIS CLINIC OF NEUROLOGY LTD
3366 OAKDALE AVE NORTH STE 309
ROBBINSDALE,MN55422 		41-0999094   8,612       SUBAWARD - SPONSORED RESEARCH
(107) MONTANA STATE UNIVERSITY
PO BOX 172470
BOZEMAN,MT597172470 		81-6010045 STATE OF MT 84,516       SUBAWARD - SPONSORED RESEARCH
(108) MOUNT SINAI SCHOOL OF MEDICINE
1 GUSTAVE L LEVY PL
NEW YORK,NY100296574 		13-6171197 501(C )(3) 129,309       SUBAWARD - SPONSORED RESEARCH
(109) MRIGLOBAL
425 VOLKER BLVD
KANSAS CITY,MO64110 		44-0545878 501(C )(3) 146,086       SUBAWARD - SPONSORED RESEARCH
(110) NARROWS INSTITUTE FOR BIOMEDICAL RESEARCH
800 POLY PL
BROOKLYN,NY11209 		11-3059470 501(C )(3) 131,288       SUBAWARD - SPONSORED RESEARCH
(111) NATIONAL JEWISH HEALTH
1400 JACKSON ST RM M213
DENVER,CO80206 		74-2044647 501(C )(3) 99,044       SUBAWARD - SPONSORED RESEARCH
(112) NEW ENGLAND BIOLABS INC
240 COUNTY RD
IPSWICH,MA019382723 		04-2631963   63,654       SUBAWARD - SPONSORED RESEARCH
(113) NEW HAVEN FAMILY ALLIANCE INC
370 JAMES ST STE 201
NEW HAVEN,CT06513 		06-1324343 501(C )(3) 271,302       SUBAWARD - SPONSORED RESEARCH
(114) NEW HAVEN HOME RECOVERY INC
850 GRAND AVE SUITE 201
NEW HAVEN,CT06511 		22-3037451 501(C )(3) 107,626       SUBAWARD - SPONSORED RESEARCH
(115) NEW YORK MEDICAL COLLEGE
40 SUNSHINE COTTAGE RD ADMIN BLDG
VALHALLA,NY10595 		13-1099420 501(C )(3) 52,125       SUBAWARD - SPONSORED RESEARCH
(116) NEW YORK UNIVERSITY
PO BOX 5166
NEW YORK,NY10087 		13-5562308 501(C )(3) 178,623       SUBAWARD - SPONSORED RESEARCH
(117) NORTHEAST IOWA MEDICAL EDUCATION FOUNDATION INC
2055 KIMBALL AVE STE 101
WATERLOO,IA50702 		42-1058745 501(C )(3) 7,016       SUBAWARD - SPONSORED RESEARCH
(118) NORTHERN CALIFORNIA INSTITUTE FOR RESEARCH AND EDUCATION INC
4150 CLEMENT ST
SAN FRANCISCO,CA94121 		94-3084159 501(C )(3) 215,144       SUBAWARD - SPONSORED RESEARCH
(119) NORTHWESTERN UNIVERSITY
633 CLARK ST RM G-547
EVANSTON,IL602081112 		36-2167817 501(C )(3) 207,452       SUBAWARD - SPONSORED RESEARCH
(120) OAKLAND UNIVERSITY
530 WILSON HALL
ROCHESTER,MI48309 		38-1714400 STATE OF MI 117,797       SUBAWARD - SPONSORED RESEARCH
(121) OBERLIN COLLEGE
173 WEST LORAIN ST
OBERLIN,OH44074 		34-0714363 501(C )(3) 5,860       SUBAWARD - SPONSORED RESEARCH
(122) OHIO STATE UNIVERSITY
1960 KENNY RD
COLUMBUS,OH43210 		31-6025986 STATE OF OH 78,007       SUBAWARD - SPONSORED RESEARCH
(123) OREGON HEALTH & SCIENCE UNIVERSITY (OHSU)
2525 SW FIRST AVE STE 220
PORTLAND,OR97201 		93-1176109 STATE OF OR 250,999       SUBAWARD - SPONSORED RESEARCH
(124) OREGON STATE UNIVERSITY
PO BOX 1086
CORVALLIS,OR973391086 		48-1278540 STATE OF OR 59,665       SUBAWARD - SPONSORED RESEARCH
(125) PALO ALTO INSTITUTE FOR RESEARCH & EDUCATION INC
3801 MIRANDA AVE
PALO ALTO,CA943041290 		77-0207331 501(C )(3) 30,245       SUBAWARD - SPONSORED RESEARCH
(126) PENNSYLVANIA STATE UNIVERSITY
500 UNIVERSITY DR
HERSHEY,PA17033 		24-6000376 501(C )(3) 553,376       SUBAWARD - SPONSORED RESEARCH
(127) PENOBSCOT BAY NEUROLOGY
4 GLEN COVE DR STE 102
ROCKPORT,ME04856 		01-0530517   9,053       SUBAWARD - SPONSORED RESEARCH
(128) PHILIPS HEALTHCARE
PO BOX 100355
ATLANTA,GA303840355 		13-3429115   34,510       SUBAWARD - SPONSORED RESEARCH
(129) PONCE MEDICAL SCHOOL FOUNDATION INC
PO BOX 7004
PONCE,PR00732 		66-0379122 501(C )(3) 41,339       SUBAWARD - SPONSORED RESEARCH
(130) PPG INDUSTRIES INC
4325 ROSANNA DR
ALLISON PARK,PA15101 		25-0730780   95,573       SUBAWARD - SPONSORED RESEARCH
(131) PRESIDENT AND FELLOWS OF HARVARD COLLEGE
PO BOX 415649
BOSTON,MA022415649 		04-2103580 501(C )(3) 2,045,161       SUBAWARD - SPONSORED RESEARCH
(132) PROVIDENCE MEDICAL RESEARCH CENTER
101 WEST 8TH AVE
SPOKANE,WA992202555 		91-1211963 501(C )(3) 22,411       SUBAWARD - SPONSORED RESEARCH
(133) PURDUE UNIVERSITY
610 PURDUE MALL HOVDE HALL ROOM 247
247
WEST LAFAYETTE,IN47907 		35-6002041 501(C )(3) 65,504       SUBAWARD - SPONSORED RESEARCH
(134) RAND CORPORATION
1776 MAIN STREET PO BOX 2138
SANTA MONICA,CA904072138 		95-1958142 501(C )(3) 31,061       SUBAWARD - SPONSORED RESEARCH
(135) RAYTHEON BBN TECHNOLOGIES CORP
PO BOX 4340
BOSTON,MA022114340 		41-2126829   253,088       SUBAWARD - SPONSORED RESEARCH
(136) RECOVERY NETWORK OF PROGRAMS INC
2 RESEARCH DR
STRATFORD,CT06615 		06-0910080 501(C )(3) 249,401       SUBAWARD - SPONSORED RESEARCH
(137) REGENTS OF THE UNIVERSITY OF COLORADO
1800 GRANT ST STE 400
DENVER,CO80291 		84-6000555 STATE OF CO 702,025       SUBAWARD - SPONSORED RESEARCH
(138) REGENTS OF THE UNIVERSITY OF MICHIGAN
3003 S STATE STREET G395
ANN ARBOR,MI48109 		38-6006309 STATE OF MI 789,114       SUBAWARD - SPONSORED RESEARCH
(139) REGENTS OF THE UNIVERSITY OF MINNESOTA
NW 5957 PO BOX 1450
MINNEAPOLIS,MN554855957 		41-6007513 STATE OF MN 389,783       SUBAWARD - SPONSORED RESEARCH
(140) REGENTS UNIVERSITY OF CALIFORNIA LOS ANGELES
2195 HEARST AVE RM 130
BERKELEY,CA947201103 		95-6006143 501(C )(3) 1,944,985       SUBAWARD - SPONSORED RESEARCH
(141) RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
230 WEST 41ST ST 7TH FLR
NEW YORK,NY10036 		13-1988190 501(C )(3) 49,529       SUBAWARD - SPONSORED RESEARCH
(142) RESEARCH TRIANGLE INSTITUTE
PO BOX 900002
RALEIGH,NC276759000 		56-0686338 501(C )(3) 24,360       SUBAWARD - SPONSORED RESEARCH
(143) RESONANCE RESEARCH INC
6 COOK STREET SUITE 4
BILLERICA,MA01821 		04-3202210   160,454       SUBAWARD - SPONSORED RESEARCH
(144) RHODE ISLAND HOSPITAL
593 EDDY ST
PROVIDENCE,RI02903 		05-0258954 501(C )(3) 117,773       SUBAWARD - SPONSORED RESEARCH
(145) ROCKEFELLER UNIVERSITY
1230 YORK AVE BOX 259
NEW YORK,NY100216399 		13-1624158 501(C )(3) 330,653       SUBAWARD - SPONSORED RESEARCH
(146) RUSH UNIVERSITY MEDICAL CENTER
1725 WEST HARRISON ST STE 1106
CHICAGO,IL60612 		36-2174823 501(C )(3) 15,130       SUBAWARD - SPONSORED RESEARCH
(147) RUTGERS THE STATE UNIVERSITY OF NEW JERSEY
3 RUTGERS PLAZA ASB III RM 315
NEW BRUNSWICK,NJ08901 		22-6001086 501(C )(3) 264,755       SUBAWARD - SPONSORED RESEARCH
(148) SACRED HEART UNIVERSITY INCORPORATED
5151 PARK AVE
FAIRFIELD,CT068251000 		06-0776644 501(C )(3) 72,421       SUBAWARD - SPONSORED RESEARCH
(149) SAINT FRANCIS MEDICAL CENTER
530 NE GLEN OAK AVE
PEORIA,IL61637 		37-0662569 501(C )(3) 82,114       SUBAWARD - SPONSORED RESEARCH
(150) SANFORD-BURNHAM MEDICAL RESEARCH INSTITUTE
10901 NORTH TORREY PINES RD
LA JOLLA,CA92037 		51-0197108 501(C )(3) 925,996       SUBAWARD - SPONSORED RESEARCH
(151) SCRIPPS HEALTH
11025 N TORREY PINES RD STE 200
LA JOLLA,CA92037 		95-1684089 501(C )(3) 5,673       SUBAWARD - SPONSORED RESEARCH
(152) SEATTLE BIOMEDICAL RESEARCH INSTITUTE
307 WESTLAKE AVE STE 500
SEATTLE,WA981095219 		91-0961784 501(C )(3) 118,841       SUBAWARD - SPONSORED RESEARCH
(153) SEATTLE CHILDREN'S HOSPITAL
PO BOX 24728
SEATTLE,WA981240728 		91-0564748 501(C )(3) 73,888       SUBAWARD - SPONSORED RESEARCH
(154) SENTARA MEDICAL GROUP
835 GLENROCK RD
NORFOLK,VA23502 		54-1217184 501(C )(3) 16,338       SUBAWARD - SPONSORED RESEARCH
(155) SMITH COLLEGE
COLLEGE HALL 204 10 ELM STREET
NORTHAMPTON,MA01063 		04-1843040 501(C )(3) 58,855       SUBAWARD - SPONSORED RESEARCH
(156) SMITHSONIAN INSTITUTION
1000 JEFFERSON DRIVE S W
WASHINGTON,DC20560 		53-0206027 501(C )(3) 298,422       SUBAWARD - SPONSORED RESEARCH
(157) SOCIAL SCIENCE RESEARCH COUNCIL
ONE PIERREPONT PLAZA 15TH FLR
BROOKLYN,NY11201 		13-1325070 501(C )(3) 162,075       SUBAWARD - SPONSORED RESEARCH
(158) SOUTH CAROLINA RESEARCH FOUNDATION
901 SUMTER ST 5TH FL
COLUMBIA,SC29208 		57-0967350 501(C )(3) 91,749       SUBAWARD - SPONSORED RESEARCH
(159) SOUTHERN CONNECTICUT STATE UNIVERSITY
501 CRESCENT ST
NEW HAVEN,CT065151355 		06-1363115 STATE OF CT 567,779       SUBAWARD - SPONSORED RESEARCH
(160) SOUTHTOWN NEUROLOGY OF WNY PC
3775 SENECA ST
WEST SENECA,NY14224 		16-1556670   10,341       SUBAWARD - SPONSORED RESEARCH
(161) SRI INTERNATIONAL
PO BOX 2767
MENLO PARK,CA940252767 		94-1160950 501(C )(3) 15,162       SUBAWARD - SPONSORED RESEARCH
(162) STANFORD UNIVERSITY
PO BOX 44253
SAN FRANCISCO,CA941444253 		94-1156365 501(C )(3) 465,613       SUBAWARD - SPONSORED RESEARCH
(163) STATE OF CONNECTICUT
55 ELM STREET
HARTFORD,CT061061775 		06-6000798 STATE OF CT 144,750       SUBAWARD - SPONSORED RESEARCH
(164) STOWERS INSTITUTE FOR MEDICAL RESEARCH
PO BOX 412411
KANSAS CITY,MO641412411 		20-2993509 501(C )(3) 356,109       SUBAWARD - SPONSORED RESEARCH
(165) SUNDANCE RESEARCH INSTITUTE INC
4416 EAST WEST HIGHWAY STE 205
BETHESDA,MD20814 		26-2919036 501(C )(3) 9,713       SUBAWARD - SPONSORED RESEARCH
(166) TANNER RESEARCH INC
825 S MYRTLE AVE
MONROVIA,CA91016 		95-4163780   125,068       SUBAWARD - SPONSORED RESEARCH
(167) TEMPLE UNIVERSITY
3401 N BROAD ST 1007 JONES HALL
PHILADELPHIA,PA19140 		23-1365971 501(C )(3) 92,799       SUBAWARD - SPONSORED RESEARCH
(168) TEXAS BIOMEDICAL RESEARCH INSTITUTE
PO BOX 760549
SAN ANTONIO,TX78245 		74-1109630 501(C )(3) 485,778       SUBAWARD - SPONSORED RESEARCH
(169) THE ASYMMETRIC COMBAT INSTITUTE
2801 WADE HAMPTON BLVD STE 115-136
TAYLORS,SC29687 		90-0430719   572,209       SUBAWARD - SPONSORED RESEARCH
(170) THE BRIGHAM AND WOMEN'S HOSPITAL INC
PO BOX 3887
BOSTON,MA022413887 		04-2312909 501(C )(3) 723,180       SUBAWARD - SPONSORED RESEARCH
(171) THE BROAD INSTITUTE INC
7 CAMBRIDGE CENTER NE30-7031
CAMBRIDGE,MA02142 		26-3428781 501(C )(3) 291,904       SUBAWARD - SPONSORED RESEARCH
(172) THE BRONX VETERAN MEDICAL RESEARCH FOUNDATION INC
130 W KINGSBRIDGE RD
BRONX,NY10468 		13-3699250 501(C )(3) 263,818       SUBAWARD - SPONSORED RESEARCH
(173) THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY
PO BOX 601979
CHARLOTTE,NC282601979 		56-0529945 STATE OF NC 250,620       SUBAWARD - SPONSORED RESEARCH
(174) THE CHILDREN'S COMMUNITY PROGRAMS OF CONNECTICUT INC
446-A BLAKE ST
NEW HAVEN,CT06515 		06-1579606 501(C )(3) 43,159       SUBAWARD - SPONSORED RESEARCH
(175) THE COLLEGE OF NEW JERSEY
PO BOX 7718 ASB 201
EWING,NJ086280718 		22-2797398 STATE OF NJ 6,211       SUBAWARD - SPONSORED RESEARCH
(176) THE CONSULTATION CENTER INC
389 WHITNEY AVE
NEW HAVEN,CT06511 		06-0923986 501(C )(3) 22,193       SUBAWARD - SPONSORED RESEARCH
(177) THE FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH
350 COMMUNITY DR
MANHASSET,NY11030 		11-2673595 501(C )(3) 28,873       SUBAWARD - SPONSORED RESEARCH
(178) THE GENERAL HOSPITAL CORPORATION
PO BOX 3829
BOSTON,MA022413829 		04-2697983 501(C )(3) 472,434       SUBAWARD - SPONSORED RESEARCH
(179) THE HEKTOEN INSTITUTE OF MEDICINE
2240 WEST OGDEN AVE 2ND FLOOR
CHICAGO,IL60612 		36-2244897 501(C )(3) 81,537       SUBAWARD - SPONSORED RESEARCH
(180) THE INGALLS MEMORIAL HOSPITAL
ONE INGALLS DR ROOM 740
HARVEY,IL60426 		36-2170866 501(C )(3) 18,345       SUBAWARD - SPONSORED RESEARCH
(181) THE JOHN B PIERCE LABORATORY INC
290 CONGRESS AVE
NEW HAVEN,CT065191403 		06-0646780 501(C )(3) 194,209       SUBAWARD - SPONSORED RESEARCH
(182) THE METHODIST HOSPITAL RESEARCH INSTITUTE
6565 FANNIN STE 802
HOUSTON,TX77030 		87-0721923 501(C )(3) 29,228       SUBAWARD - SPONSORED RESEARCH
(183) THE MIND RESEARCH NETWORK
1101 YALE BLVD NE
ALBUQUERQUE,NM87106 		85-0457562 501(C )(3) 8,406       SUBAWARD - SPONSORED RESEARCH
(184) THE NEW YORK METHODIST HOSPITAL
506 SIXTH STREET
BROOKLYN,NY11215 		11-1631796 501(C )(3) 11,961       SUBAWARD - SPONSORED RESEARCH
(185) THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK
35 STATE STREET
ALBANY,NY122072826 		14-1368361 501(C )(3) 92,746       SUBAWARD - SPONSORED RESEARCH
(186) THE TUFTS MEDICAL CENTER PARENT INC
800 WASHINGTON ST BOX 453
BOSTON,MA02111 		04-2810022 501(C )(3) 28,921       SUBAWARD - SPONSORED RESEARCH
(187) THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT SAN ANTONIO
7703 FLOYD CURL DR
SAN ANTONIO,TX78229 		74-1586031 STATE OF TX 445,920       SUBAWARD - SPONSORED RESEARCH
(188) THE URBAN INSTITUTE
2100 M STREET NW
WASHINGTON,DC200420950 		52-0880375 501(C )(3) 25,404       SUBAWARD - SPONSORED RESEARCH
(189) THE WORLD HEALTH CLINICIANS INC
153 EAST AVENUE
NORWALK,CT06851 		27-2210659 501(C )(3) 20,000       SUBAWARD - SPONSORED RESEARCH
(190) TRINITY COLLEGE
300 SUMMIT ST
HARTFORD,CT06106 		06-0646927 501(C )(3) 38,260       SUBAWARD - SPONSORED RESEARCH
(191) TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA
3451 WALNUT ST P221 FRANKLIN BLDG
PHILADELPHIA,PA191046205 		23-1352685 501(C )(3) 1,081,826       SUBAWARD - SPONSORED RESEARCH
(192) TUFTS UNIVERSITY
169 HOLLAND ST RM 310
SOMERVILLE,MA02144 		04-2103634 501(C )(3) 134,631       SUBAWARD - SPONSORED RESEARCH
(193) TULANE UNIVERSITY
800 EAST COMMERCE RD STE 203
HARAHAN,LA70123 		72-0423889 501(C )(3) 271,194       SUBAWARD - SPONSORED RESEARCH
(194) UNITED STATES DEPARTMENT OF AGRICULTURE
PO BOX 979099
ST LOUIS,MO63179 		93-0386945 U.S. GOVERNMENT 34,672       SUBAWARD - SPONSORED RESEARCH
(195) UNIVERSITY OF ALABAMA AT BIRMINGHAM
1530 3RD AVENUE S
BIRMINGHAM,AL352940109 		63-6005396 501(C )(3) 293,726       SUBAWARD - SPONSORED RESEARCH
(196) UNIVERSITY OF ARIZONA
PO BOX 3520
TUCSON,AZ857223520 		86-6004791 STATE OF AZ 577,024       SUBAWARD - SPONSORED RESEARCH
(197) UNIVERSITY OF ARKANSAS FOR MEDICAL SCIENCES
4301 W MARKHAM ST
LITTLE ROCK,AR72205 		71-6046242 STATE OF AR 14,045       SUBAWARD - SPONSORED RESEARCH
(198) UNIVERSITY OF CA - SAN DIEGO
9500 GILMAN DR MC-0954
LA JOLLA,CA920930954 		95-6006144 501(C )(3) 62,623       SUBAWARD - SPONSORED RESEARCH
(199) UNIVERSITY OF CA - SAN FRANCISCO (UCSF)
505 PARNASSUS AVE
SAN FRANCISCO,CA941430114 		94-6036493 501(C )(3) 30,089       SUBAWARD - SPONSORED RESEARCH
(200) UNIVERSITY OF CALIFORNIA IRVINE
1400 BIOLOGICAL SCIENCE 3
IRVINE,CA926971050 		95-2226406 501(C )(3) 348,500       SUBAWARD - SPONSORED RESEARCH
(201) UNIVERSITY OF CALIFORNIA LAWRENCE BERKELEY NATIONAL LABORATORY
1 CYCLOTRON RD
BERKELEY,CA947208047 		94-2951741 501(C )(3) 135,428       SUBAWARD - SPONSORED RESEARCH
(202) UNIVERSITY OF CHICAGO
1427 EAST 60TH STREET SUITE 12D
CHICAGO,IL60637 		36-2177139 501(C )(3) 588,385       SUBAWARD - SPONSORED RESEARCH
(203) UNIVERSITY OF CINCINNATI
PO BOX 691031
CINCINNATI,OH452691031 		31-6000989 STATE OF OH 132,800       SUBAWARD - SPONSORED RESEARCH
(204) UNIVERSITY OF CONNECTICUT
438 WHITNEY RD
STORRS,CT062691133 		06-0772160 STATE OF CT 290,587       SUBAWARD - SPONSORED RESEARCH
(205) UNIVERSITY OF CONNECTICUT HEALTH CENTER
263 FARMINGTON AVE
FARMINGTON,CT06032 		52-1725543 STATE OF CT 1,239,462       SUBAWARD - SPONSORED RESEARCH
(206) UNIVERSITY OF DENVER
2199 S UNIVERSITY BLVD
DENVER,CO802911811 		84-0404231 501(C )(3) 145,514       SUBAWARD - SPONSORED RESEARCH
(207) UNIVERSITY OF FLORIDA
PO BOX 113001
GAINESVILLE,FL326113001 		59-6002052 STATE OF FL 287,332       SUBAWARD - SPONSORED RESEARCH
(208) UNIVERSITY OF GEORGIA RESEARCH FOUNDATION
475 NORTH LUMPKIN ST
ATHENS,GA306025222 		58-1353149 501(C )(3) 36,583       SUBAWARD - SPONSORED RESEARCH
(209) UNIVERSITY OF HAWAII
2530 DOLE STREET
HONOLULU,HI968222303 		99-6000354 STATE OF HI 219,991       SUBAWARD - SPONSORED RESEARCH
(210) UNIVERSITY OF ILLINOIS
PO BOX 20787
SPRINGFIELD,IL627080787 		37-6000511 501(C )(3) 92,860       SUBAWARD - SPONSORED RESEARCH
(211) UNIVERSITY OF IOWA
105 JESSUP HALL
IOWA CITY,IA52242 		42-6004813 STATE OF IA 212,845       SUBAWARD - SPONSORED RESEARCH
(212) UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION
301 PETERSON SERVICE BUILDING
LEXINGTON,KY405060005 		61-6033693 501(C )(3) 30,044       SUBAWARD - SPONSORED RESEARCH
(213) UNIVERSITY OF MAINE SYSTEM INC
5717 CORBETT HALL
ORONO,ME044695717 		01-6000769 501(C )(3) 65,690       SUBAWARD - SPONSORED RESEARCH
(214) UNIVERSITY OF MARYLAND
3112 LEE BUILDING
COLLEGE PARK,MD207425141 		52-6002033 STATE OF MD 110,700       SUBAWARD - SPONSORED RESEARCH
(215) UNIVERSITY OF MASSACHUSETTS AMHERST
140 HICKS WAY
AMHERST,MA010039272 		04-3167352 STATE OF MA 650,325       SUBAWARD - SPONSORED RESEARCH
(216) UNIVERSITY OF MEDICINE & DENTISTRY OF NJ
PO BOX 2685
NEW BRUNSWICK,NJ089032685 		22-1775306 STATE OF NJ 202,697       SUBAWARD - SPONSORED RESEARCH
(217) UNIVERSITY OF MIAMI
PO BOX 405803
ATLANTA,GA303845803 		59-0624458 501(C )(3) 71,583       SUBAWARD - SPONSORED RESEARCH
(218) UNIVERSITY OF NEBRASKA MEDICAL CENTER
SPONSORED PROGRAMS ACCOUNTING
985100 NEBRASKA MEDICAL CENTER
OMAHA,NE681985100 		91-1858433 501(C )(3) 59,604       SUBAWARD - SPONSORED RESEARCH
(219) UNIVERSITY OF NEW HAVEN
300 BOSTON POST ROAD
WEST HAVEN,CT06516 		06-0761704 501(C )(3) 75,278       SUBAWARD - SPONSORED RESEARCH
(220) UNIVERSITY OF NEW MEXICO
1 UNIVERSITY OF NEW MEXICO
ALBUQUERQUE,NM871310001 		85-6000642 501(C )(3) 36,168       SUBAWARD - SPONSORED RESEARCH
(221) UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL
PO BOX 402420
ATLANTA,GA303842420 		56-6001393 STATE OF NC 179,185       SUBAWARD - SPONSORED RESEARCH
(222) UNIVERSITY OF OKLAHOMA
PO BOX 26901
OKLAHOMA CITY,OK731260901 		73-6017987 STATE OF OK 489,557       SUBAWARD - SPONSORED RESEARCH
(223) UNIVERSITY OF PITTSBURGH
PO BOX 371220
PITTSBURGH,PA152517220 		25-0965591 501(C )(3) 323,971       SUBAWARD - SPONSORED RESEARCH
(224) UNIVERSITY OF PUERTO RICO
PO BOX 365067 ROOM B622
SAN JUAN,PR009365067 		66-0433776 PUERTO RICO 214,128       SUBAWARD - SPONSORED RESEARCH
(225) UNIVERSITY OF RHODE ISLAND
70 LOWER COLLEGE RD STE 1
KINGSTON,RI028810811 		05-6000522 STATE OF RI 430,708       SUBAWARD - SPONSORED RESEARCH
(226) UNIVERSITY OF ROCHESTER
BOX 681 601 ELMWOOD AVE
ROCHESTER,NY14642 		16-0743209 501(C )(3) 91,798       SUBAWARD - SPONSORED RESEARCH
(227) UNIVERSITY OF SOUTH ALABAMA
2451 FILLINGIM ST STE 10-I
MOBILE,AL36617 		63-0477348 501(C )(3) 7,330       SUBAWARD - SPONSORED RESEARCH
(228) UNIVERSITY OF SOUTHERN CALIFORNIA
UNIVERSITY GARDENS
LOS ANGELES,CA900742095 		95-1642394 501(C )(3) 26,264       SUBAWARD - SPONSORED RESEARCH
(229) UNIVERSITY OF TEXAS
PO BOX 4390
HOUSTON,TX772104390 		74-6000203 STATE OF TX 799,401       SUBAWARD - SPONSORED RESEARCH
(230) UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER
5323 HARRY HINES BLVD
DALLAS,TX752359029 		75-6002868 STATE OF TX 9,283       SUBAWARD - SPONSORED RESEARCH
(231) UNIVERSITY OF THE VIRGIN ISLANDS
2 JOHN BREWERS BAY
CHARLOTTE AMALIE,VI008029990 		66-0432514 501( C)(3) 135,565       SUBAWARD - SPONSORED RESEARCH
(232) UNIVERSITY OF TOLEDO
3000 ARLINGTON AVENUE
TOLEDO,OH436142998 		34-6401483 STATE OF OH 11,123       SUBAWARD - SPONSORED RESEARCH
(233) UNIVERSITY OF UTAH
175 N MEDICAL DR EAST 3RD FLR
SALT LAKE CITY,UT84132 		87-6000525 501(C )(3) 37,933       SUBAWARD - SPONSORED RESEARCH
(234) UNIVERSITY OF VERMONT AND STATE AGRICULTURAL COLLEGE
223 WATERMAN BUILDING
BURLINGTON,VT054050160 		03-0179440 501(C )(3) 370,241       SUBAWARD - SPONSORED RESEARCH
(235) UNIVERSITY OF VIRGINIA DARDEN SCHOOL FOUNDATION
PO BOX 400195
CHARLOTTESVILLE,VA229044195 		54-6046419 501(C )(3) 253,659       SUBAWARD - SPONSORED RESEARCH
(236) UNIVERSITY OF WASHINGTON
1100 NE 45TH ST STE 300
SEATTLE,WA98105 		91-6001537 STATE OF WA 311,260       SUBAWARD - SPONSORED RESEARCH
(237) UNIVERSITY REPRODUCTIVE ASSOCIATES
214 TERRACE AVE
HASBROUCK HEIGHTS,NJ07604 		82-0584930   31,199       SUBAWARD - SPONSORED RESEARCH
(238) US CIVILIAN RESEARCH AND DEVELOPMENT FOUNDATION
1530 WILSON BLVD 3RD FLOOR
ARLINGTON,VA22209 		54-1773406 501(C )(3) 248,086       SUBAWARD - SPONSORED RESEARCH
(239) VANDERBILT UNIVERSITY
PMB 406310 2301 VANDERBILT PLACE
NASHVILLE,TN37240 		62-0476822 501(C )(3) 94,507       SUBAWARD - SPONSORED RESEARCH
(240) VETERANS BIO-MEDICAL RESEARCH INSTITUTE INC
385 TREMONT AVE
EAST ORANGE,NJ070181095 		22-2995785 501(C )(3) 74,500       SUBAWARD - SPONSORED RESEARCH
(241) VETERANS MEDICAL RESEARCH FOUNDATION OF SAN DIEGO
3350 LA JOLLA VILLAGE DR 151A
SAN DIEGO,CA921610001 		33-0189397 501(C )(3) 13,827       SUBAWARD - SPONSORED RESEARCH
(242) VIA CHRISTI HOSPITALS WICHITA INC
1100 N ST FRANCIS 300
WICHITA,KS67214 		48-1172106 501(C )(3) 42,319       SUBAWARD - SPONSORED RESEARCH
(243) WASHINGTON STATE UNIVERSITY
342 FRENCH ADMINISTRATION BLDG PO
BOX 641039
PULLMAN,WA991641039 		91-6001108 STATE OF WA 11,938       SUBAWARD - SPONSORED RESEARCH
(244) WASHINGTON UNIVERSITY
660 S EUCLID AVE CAMPUS BOX 8111
ST LOUIS,MO63110 		43-0653611 501(C )(3) 54,088       SUBAWARD - SPONSORED RESEARCH
(245) WATERBURY HOSPITAL
140 GRANDVIEW AVE STE L-02
WATERBURY,CT06708 		06-0665979 501(C )(3) 58,785       SUBAWARD - SPONSORED RESEARCH
(246) WAYNE STATE UNIVERSITY
PO BOX 02788
DETROIT,MI48202 		38-6028429 501(C )(3) 281,312       SUBAWARD - SPONSORED RESEARCH
(247) WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY
575 LEXINGTON AVE 9TH FLR
NEW YORK,NY10022 		13-1623978 501(C )(3) 23,505       SUBAWARD - SPONSORED RESEARCH
(248) WINIFRED MAST BURKE REHAB HOSPITAL INC
785 MAMARONECK AVENUE ROOM G32
WHITE PLAINS,NY10605 		13-1739937 501(C )(3) 6,701       SUBAWARD - SPONSORED RESEARCH
(249) YALE NEW HAVEN HEALTH SERVICES CORP
ONE CHURCH STREET 5TH FLOOR
NEW HAVEN,CT06510 		22-2529464 501(C )(3) 107,249       SUBAWARD - SPONSORED RESEARCH
(250) YOUGOV AMERICA INC
285 HAMILTON AVE STE 200
PALO ALTO,CA94301 		98-0547173   13,995       SUBAWARD - SPONSORED RESEARCH
(251) ABILIS COMMUNITY FOUNDATION INC
50 GLENVILLE STREET
GREENWICH,CT06831 		06-1331293 501(C )(3) 50,000       DAF DISTRIBUTIONS
(252) DOCTORS WITHOUT BORDERS USA INC
333 SEVENTH AVENUE NO 2ND FL
NEW YORK,NY100015004 		13-3433452 501(C )(3) 8,500       DAF DISTRIBUTIONS
(253) DONORS TRUST INC
109 NORTH HENRY STREET
ALEXANDRIA,VA22314 		52-2166327 501(C )(3) 100,000       DAF DISTRIBUTIONS
(254) DOROT INC
171 WEST 85TH STREET
NEW YORK,NY10024 		13-3264005 501(C )(3) 50,000       DAF DISTRIBUTIONS
(255) KATAHDIN FOUNDATION
1516 FIFTH STREET
BERKELEY,CA94710 		90-0089252 501(C )(3) 25,000       DAF DISTRIBUTIONS
(256) MIT AUTISM RESEARCH FUND
600 MEMORIAL DRIVE W98
CAMBRIDGE,MA02139 		04-2103594 501(C )(3) 150,000       DAF DISTRIBUTIONS
(257) UNITED JEWISH APPEAL FEDERATION OF NEW YORK INC
130 EAST 59TH STREET
NEW YORK,NY100221302 		51-0172429 501(C )(3) 100,000       DAF DISTRIBUTIONS
(258) UNIVERSITY OF CHICAGO
1427 EAST 60TH STREET SUITE 12D
CHICAGO,IL60637 		36-2177139 501(C )(3) 80,000       DAF DISTRIBUTIONS
(259) ALLINGTOWN FIRE DISTRICT
355 MAIN STREET
WEST HAVEN,CT06516 		06-6002126 CITY-WEST HAVEN 100,000       CHARITABLE CONTRIBUTION
(260) AMISTAD ACADEMY INC
407 JAMES STREET
NEW HAVEN,CT06515 		06-1546695 501(C)(3) 100,000       CHARITABLE CONTRIBUTION
(261) CITY OF NEW HAVEN
200 ORANGE STREET
NEW HAVEN,CT06510 		06-6001876 CITY-NEW HAVEN 1,000       CHARITABLE CONTRIBUTION
(262) CLIFFORD W BEERS GUIDANCE CLINIC INC
93 EDWARDS STREET
NEW HAVEN,CT06511 		06-0646757 501(C )(3) 2,000       CHARITABLE CONTRIBUTION
(263) COMMUNITY FOUNDATION FOR GREATER NEW HAVEN
70 AUDUBON STREET
NEW HAVEN,CT06510 		06-6032106 501(C )(3) 52,500       CHARITABLE CONTRIBUTION
(264) CONNECTICUT PLAYERS FOUNDATION INC
222 SARGENT DRIVE
NEW HAVEN,CT06511 		06-6073063 501(C )(3) 100,000       CHARITABLE CONTRIBUTION
(265) DWIGHT HALL AT YALE
67 HIGH STREET
NEW HAVEN,CT06510 		06-0653140 501(C)(3) 40,531       CHARITABLE CONTRIBUTION
(266) EASTER SEALS GOODWILL INDUSTRIES REHABILITATION CENTER INC
432 WASHINGTON AVENUE
NORTH HAVEN,CT06473 		23-7431264 501(C )(3) 25,000       CHARITABLE CONTRIBUTION
(267) FUTURE PROJECT INC
2000 N ST NW APT 528
WASHINGTON,DC200362815 		27-4374555 501(C )(3) 25,000       CHARITABLE CONTRIBUTION
(268) NEIGHBORHOOD HOUSING SERVICES OF NEW HAVEN INC
333 SHERMAN AVENUE
NEW HAVEN,CT06511 		06-1021268 501(C )(3) 51,000       CHARITABLE CONTRIBUTION
(269) NEW HAVEN INTERNATIONAL FESTIVAL OF ARTS AND IDEAS INC
195 CHURCH STREET 12TH FLOOR
NEW HAVEN,CT06510 		06-1444222 501(C)(3) 102,000       CHARITABLE CONTRIBUTION
(270) NEW HAVEN YOUTH TENNIS AND EDUCATION
80 SEAVIEW TERRACE ROOM/SUITE 37
GUILFORD,CT06437 		27-0772846 501(C )(3) 25,000       CHARITABLE CONTRIBUTION
(271) SCIENCE PARK DEVELOPMENT CORP
25 SCIENCE PARK SUITE 103
NEW HAVEN,CT06511 		06-1062368 501(C )(3) 25,000       CHARITABLE CONTRIBUTION
(272) TEACH FOR AMERICA INC
315 WEST 36TH STREET 8TH FLOOR
NEW YORK,NY10018 		13-3541913 501(C)(3) 100,000       CHARITABLE CONTRIBUTION
(273) TOWN GREEN SPECIAL SERVICES DISTRICT
171 ORANGE STREET
NEW HAVEN,CT06510 		06-1467274 CITY-NEW HAVEN 53,732       CHARITABLE CONTRIBUTION
(274) UNITED WAY OF GREATER NEW HAVEN INC
370 JAMES STREET
NEW HAVEN,CT06513 		06-0646761 501(C)(3) 100,500       CHARITABLE CONTRIBUTION
(275) UNIVERSITY OF TEXAS
210 WEST 6TH ST STE 1200
AUSTIN,TX78701 		74-6000203 STATE OF TX 30,000       CHARITABLE CONTRIBUTION
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................ Bullet Image
244
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
26
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2012

Schedule I (Form 990) 2012
Page 2
Part III
Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a)Type of grant or assistance (b)Number of
recipients		 (c)Amount of
cash grant		 (d)Amount of
non-cash assistance		 (e)Method of valuation (book,
FMV, appraisal, other)		 (f)Description of non-cash assistance
(1) STIPENDS 3812 66,407,567 0    
(2) SCHOLARSHIPS 7795 0 241,237,582 COST TUITION REDUCTION
(3) HEALTH PREMIUM AWARDS 2842 0 8,819,254 COST HEALTHCARE
(4) FELLOWSHIPS 837 7,195,395      
(5) PRIZES AND AWARDS 1394 2,378,347      




Part IV
Supplemental Information.
Complete this part to provide the information required in Part I, line 2, Part III, column (b), and any other additional information.
Identifier Return Reference Explanation
PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING GRANTS ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND ENSURE THAT THE UNIVERSITY AND ITS SPONSORS RECEIVE VALUE FOR FUNDS EXPENDED. THESE PROCEDURES INCLUDE A FORMAL APPROVAL PROCESS FOR SUBAWARDS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, AND REQUIRED DISCLOSURE OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, BILLINGS AND SCIENTIFIC PROGRESS OF AN ACTIVE SUBAWARD AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS QUARTERLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE. THE UNIVERSITY PROVIDES STUDENTS WITH MANY FELLOWSHIP OPPORTUNITIES TO FUND RESEARCH, INDEPENDENT PROJECTS, INTERNSHIPS, VOLUNTEER WORK, COMMUNITY SERVICE, AND STUDY ABROAD. AWARD RECIPIENTS ARE SELECTED BASED ON AN APPLICATION, INCLUDING A PROPOSAL, ESSAYS, BUDGET, ACADEMIC RECORD, AND INTERVIEW, AS APPLICABLE. IN MOST CASES, THE TERMS OF THE AWARD REQUIRE THAT THE RECIPIENT PREPARE AND PRESENT A REPORT OF THE FELLOWSHIP ACTIVITY. FURTHER, CERTAIN FELLOWSHIP RECIPIENTS ARE REQUIRED TO DOCUMENT EXPENSES TO VERIFY THAT THE FELLOWSHIP WAS USED FOR THE PURPOSE INTENDED. SUCH DOCUMENTATION MAY INCLUDE COPIES OF PLANE TICKETS AND BOARDING PASSES, COPIES OF VISAS, RECEIPTS FOR TUITION, LETTERS FROM ORGANIZATIONS VERIFYING THE INTERNSHIP AND DATES, ETC., AS APPROPRIATE.
    SCHEDULE I, PART II A SUBAWARD IS AN AWARD FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT. SCHEDULE I, PART III THE AMOUNTS REPORTED IN PART III REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2013 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2013.
Schedule I (Form 990) 2012


Additional Data


Software ID:  
Software Version:  


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" to Form 990,
Part IV, question 23.
SchJMediumBullet Attach to Form 990. SchJMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed in Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain....
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers,
directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? .......
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed in Form 990, Part VII, Section A, line 1a with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? ................
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9.
5
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ...........................
5a
 
No
b
Any related organization? .........................
5b
 
No
If "Yes," to line 5a or 5b, describe in Part III.
6
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ...........................
6a
 
No
b
Any related organization? .........................
6b
 
No
If "Yes," to line 6a or 6b, describe in Part III.
7
For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported in Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III .............................
8
Yes
 
9
If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation
reported as deferred
in prior Form 990
(i) Base compensation (ii) Bonus & incentive compensation (iii) Other reportable compensation
(1)RICHARD C LEVINTRUSTEE AND PRESIDENT (i)
(ii)		 1,099,221
0 		100,000
0 		157,546
0 		464,919
0 		18,598
0 		1,840,284
0 		0
0
(2)PETER SALOVEYPROVOST (UNTIL 1/14/13), PRES-ELECT (i)
(ii)		 583,976
0 		0
0 		17,000
0 		28,498
0 		13,843
0 		643,317
0 		0
0
(3)BENJAMIN POLAKPROVOST (EFFECTIVE 1/14/13) (i)
(ii)		 269,796
0 		0
0 		17,000
0 		31,854
0 		843
0 		319,493
0 		0
0
(4)BRUCE D ALEXANDERVP FOR NEW HAVEN & STATE AFFAIRS (i)
(ii)		 458,893
0 		0
0 		53,997
0 		29,123
0 		12,337
0 		554,350
0 		0
0
(5)KIMBERLY M GOFF-CREWSSECRETARY AND VP FOR STUDENT LIFE (i)
(ii)		 124,735
0 		100,000
0 		17,000
0 		15,088
0 		2,733
0 		259,556
0 		0
0
(6)SHAUNA R KINGVP FOR FINANCE & BUSINESS OPERATIONS (i)
(ii)		 510,529
0 		0
0 		41,320
0 		28,498
0 		7,622
0 		587,969
0 		0
0
(7)LINDA K LORIMERVP OF THE UNIVERSITY (i)
(ii)		 521,594
0 		0
0 		1,172,450
0 		28,498
0 		26,225
0 		1,748,767
0 		60,813
0
(8)JOAN E O'NEILLVP FOR DEVELOPMENT (i)
(ii)		 323,017
0 		0
0 		20,726
0 		35,982
0 		60,104
0 		439,829
0 		0
0
(9)MICHAEL A PEELVP FOR HR & ADMINISTRATION (i)
(ii)		 458,818
0 		0
0 		76,911
0 		29,123
0 		18,593
0 		583,445
0 		0
0
(10)DOROTHY K ROBINSONVP & GENERAL COUNSEL (i)
(ii)		 508,321
0 		0
0 		1,119,447
0 		28,498
0 		9,909
0 		1,666,175
0 		44,098
0
(11)ROBERT J ALPERNDEAN SCHOOL OF MEDICINE (i)
(ii)		 775,733
0 		0
0 		17,000
0 		28,498
0 		3,049
0 		824,280
0 		0
0
(12)JOHN H BOLLIERAVP FOR FACILITIES (i)
(ii)		 341,977
0 		0
0 		0
0 		28,664
0 		35,538
0 		406,179
0 		0
0
(13)SCOTT A STROBELVP WEST CAMPUS PLAN. & PROG. DEVEL. (i)
(ii)		 348,256
0 		0
0 		17,000
0 		28,810
0 		23,425
0 		417,491
0 		0
0
(14)DAVID F SWENSENCHIEF INVESTMENT OFFICER (i)
(ii)		 771,689
0 		1,498,388
0 		363,458
0 		429,830
0 		34,013
0 		3,097,378
0 		0
0
(15)DEAN J TAKAHASHISR DIRECTOR INVESTMENTS (i)
(ii)		 581,440
0 		1,123,791
0 		267,000
0 		201,354
0 		32,743
0 		2,206,328
0 		0
0
(16)KHALID M ABBEDCHIEF, YALE SPINE INSTITUTE (i)
(ii)		 234,826
0 		853,017
0 		0
0 		28,185
0 		29,379
0 		1,145,407
0 		0
0
(17)DAVID J LEFFELLDAVID P. SMITH PROF. OF DERMATOLOGY (i)
(ii)		 727,706
0 		651,171
0 		17,000
0 		28,498
0 		30,498
0 		1,454,873
0 		0
0
(18)THOMAS J LYNCHDIRECTOR, YALE CANCER CENTER (i)
(ii)		 835,341
0 		125,250
0 		55,607
0 		28,497
0 		29,439
0 		1,074,134
0 		0
0
(19)THOMAS J RUTHERFORDPROFESSOR, OB/GYN (i)
(ii)		 265,957
0 		1,054,264
0 		0
0 		27,872
0 		11,724
0 		1,359,817
0 		0
0
(20)DAVID D YUHPROFESSOR OF CARDIAC SURGERY (i)
(ii)		 838,675
0 		160,500
0 		0
0 		28,498
0 		29,511
0 		1,057,184
0 		0
0
(21)INGEBORG T REICHENBACHFORMER VP FOR DEVELOPMENT (i)
(ii)		 214,869
0 		0
0 		196,741
0 		1,563
0 		3,206
0 		416,379
0 		0
0
(22)MICHAEL J DONOGHUEFORMER VP W. CAMPUS PLAN. & PROG. (i)
(ii)		 275,480
0 		0
0 		17,000
0 		22,322
0 		25,768
0 		340,570
0 		0
0
Schedule J (Form 990) 2012

Schedule J (Form 990) 2012
Page 3
Part III
Supplemental Information
Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II.
Also complete this part for any additional information.
Identifier Return Reference Explanation
  PART I, LINE 1A PART I, LINE 1A: EACH ONE OF THE BENEFITS THAT WAS CHECKED WAS PROVIDED PURSUANT TO A WRITTEN POLICY. FIRST-CLASS OR CHARTER TRAVEL: ON OCCASION DURING THE CALENDAR YEAR 2012, THE UNIVERSITY CHARTERED PRIVATE AIRCRAFT WHEN DEEMED NECESSARY FOR THE CONDUCT OF UNIVERSITY BUSINESS, PURSUANT TO A CORPORATION POLICY. CERTAIN TRUSTEES AND OFFICERS TRAVELLED ON SUCH FLIGHTS IN 2012 IN ACCORDANCE WITH THE POLICY. UNDER APPLICABLE RULES, AMOUNTS FOR SUCH TRAVEL WERE NOT REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: FOUR OFFICERS AND ONE HIGHLY COMPENSATED INDIVIDUAL RECEIVED TAX GROSS-UP PAYMENTS DURING THE CALENDAR YEAR 2012 FOR CERTAIN LIMITED TAXABLE BENEFITS BASED ON THEIR ESTIMATED RELATED TAX OBLIGATIONS. THESE PAYMENTS WERE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: TWO OFFICERS WERE PROVIDED UNIVERSITY RESIDENCES FOR PERSONAL USE DURING THE CALENDAR YEAR 2012. THE VALUES OF THE RESIDENCES WERE DETERMINED PURSUANT TO IRC SECTION 119(D), AS REQUIRED, AND TREATED AS TAXABLE COMPENSATION. IN ADDITION, ONE OFFICER RECEIVED A HOUSING ALLOWANCE WHICH WAS TREATED AS TAXABLE COMPENSATION TO THE INDIVIDUAL DURING CALENDAR YEAR 2012. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THE UNIVERSITY PAID ANNUAL CLUB DUES FOR ONE OFFICER. THE AMOUNT WAS TREATED AS TAXABLE COMPENSATION. PERSONAL SERVICES: IN CONNECTION WITH UNIVERSITY BUSINESS ACTIVITY, ONE OFFICER RECEIVED SUPPORT FROM A SERVICE ASSISTANT; THE COST OF PERSONAL SERVICES RENDERED BY THAT ASSISTANT WAS REIMBURSED TO THE UNIVERSITY.
  PART I, LINE 4B PART I, LINE 4B: CERTAIN LISTED PERSONS PARTICIPATED IN SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANS DURING THE CALENDAR YEAR 2012 AS DESCRIBED BELOW: THE UNIVERSITY HAS AGREED TO SUPPLEMENT THE PRESIDENT'S RETIREMENT INCOME BY PROVIDING AN ADDITIONAL RETIREMENT BENEFIT EQUAL IN VALUE TO 75% OF HIS FINAL SALARY AS PRESIDENT FOR A POST-RETIREMENT TERM OF 20 YEARS MINUS THE ANNUITY VALUE OF OTHER EMPLOYER-PROVIDED RETIREMENT BENEFITS, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY. AN ANNUAL ACCRUAL FOR THE ADDITIONAL RETIREMENT BENEFIT IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). THE UNIVERSITY PREVIOUSLY AGREED TO SUPPLEMENT THE RETIREMENT INCOME FOR TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE AND TWO SENIOR OFFICERS BY PROVIDING AN ADDITIONAL RETIREMENT BENEFIT EQUAL IN VALUE TO A PERCENTAGE OF SALARY AT VESTING, FOR A TERM OF 20 YEARS, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY. THE ADDITIONAL BENEFIT FOR THE TWO SENIOR OFFICERS WAS VESTED AND PAID IN 2012, AND IS REFLECTED IN SCHEDULE J, PART II, COLUMN (B)(III). IN THE CASE OF THE TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE, AN ANNUAL ACCRUAL FOR THE ADDITIONAL RETIREMENT BENEFITS IS INCLUDED IN SCHEDULE J, PART II, COLUMN (C). IN ADDITION, THE UNIVERSITY AWARDED BONUSES TO THE TWO PREVIOUSLY MENTIONED EMPLOYEES IN THE INVESTMENTS OFFICE THAT WERE TAXED IN 2012 AND SUBJECT TO DEFERRED PAYMENT WITH ADJUSTMENTS UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT. THESE BONUSES FOR 2012 ARE INCLUDED IN SCHEDULE J, PART II, COLUMN B(III). SCHEDULE J, PART I, LINE 7: THE UNIVERSITY PAID TWO KEY EMPLOYEES IN THE INVESTMENTS OFFICE BONUSES AWARDED UNDER A LONG TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR PAYMENTS WHICH ARE BASED ON QUALITATIVE AND QUANTITATIVE PERFORMANCE FACTORS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE UNIVERSITY ALSO PAID FIVE HIGHLY COMPENSATED EMPLOYEES ADDITIONAL COMPENSATION PURSUANT TO CLINICAL INCENTIVE PLANS. THE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). IN ADDITION, ONE OFFICER OF THE UNIVERSITY RECEIVED A DISCRETIONARY PERFORMANCE BONUS AND ONE OFFICER RECEIVED A SIGNING BONUS, BOTH WERE APPROVED IN ACCORDANCE WITH THE PROCEDURE DESCRIBED IN SCHEDULE O, PART VI, SECTION B, LINE 15. THESE PAYMENTS ARE REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). SCHEDULE J, PART I, LINE 8: THERE WAS ONE KEY EMPLOYEE WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID OR ACCRUED PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS. SECTION 53.4958-4(A)(3). THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS. SECTION 53.4958-6(C).
SUPPLEMENTAL INFORMATION PART III SCHEDULE J, PART II (GENERAL NOTES): COLUMN (D): IN ADDITION TO THE EMPLOYER COST OF HEALTH, DENTAL AND OTHER NONTAXABLE BENEFITS AVAILABLE ON A NONDISCRIMINATORY BASIS, COLUMN (D) INCLUDES AMOUNTS AWARDED AS SCHOLARSHIP GRANTS TO CHILDREN OF EMPLOYEES UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE. COLUMN (F): COMPENSATION REPORTED IN PRIOR FORM 990: THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E). IT IS THEREFORE, DOUBLE REPORTED IN PART II AND DOES NOT REPRESENT ADDITIONAL COMPENSATION.
Schedule J (Form 990) 2012

Additional Data


Software ID:  
Software Version:  
Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number
06-0646973
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LYY5 01-08-2003 100,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LZC2 01-08-2003 250,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774L6B6 10-05-2005 211,030,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774L6C4 10-05-2005 100,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UPP4 10-04-2007 414,292,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UPQ2 10-04-2007 200,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UU60 02-24-2010 579,984,034 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . .        
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 101,210,745 252,221,323 219,949,777 104,887,356
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . . 89,516,817   89,516,817  
7 Issuance costs from proceeds . . . . . . . . . . . .        
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 101,210,745 252,221,323 219,949,777 104,887,356
11 Other spent proceeds . . . . . . . . . . . . . .        
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2007 2009 2012 2012
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X   X   X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0% 0.00000% 0%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0.00000% 0% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X X   X   X  
c No rebate due? . . . . . . . . . .
X     X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X X     X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUE, COLUMN (F):   CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - AND TO DEFEASE CHEFA SERIES W BONDS ISSUED 4/2002. SCHEDULE K, PART II, PROCEEDS, QUESTION 3: TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 3D: DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-5: IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-6, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE, ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 2C, BOND A, FIRST PAGE - CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LYY5): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JUNE 30, 2013 WAS NEGATIVE. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 2C, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JUNE 30, 2013 WAS NEGATIVE. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 3, BOND B, SECOND PAGE - CHEFA BOND ISSUED 10/04/07 (CUSIP# 20774UPQ2): PURSUANT TO THE INSTRUCTIONS FOR PART IV, QUESTION 3, A VARIABLE RATE ISSUE IS AN ISSUE CONTAINING A BOND WITH A YIELD NOT FIXED AND DETERMINABLE ON THE ISSUE DATE. THE BOND ISSUE WAS CONVERTED TO A FIXED RATE IN 2008.
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part IV, line 24a. Provide descriptions,
explanations, and any additional information in Part VI.
SchKMediumBullet Attach to Form 990. SchKMediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number
06-0646973
Part I
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer 		(i) Pool
financing
Yes No Yes No Yes No
A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LYY5 01-08-2003 100,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774LZC2 01-08-2003 250,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774L6B6 10-05-2005 211,030,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774L6C4 10-05-2005 100,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UPP4 10-04-2007 414,292,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UPQ2 10-04-2007 200,000,000 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY
  		06-0806186 20774UU60 02-24-2010 579,984,034 TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS   X   X   X
Part II
Proceeds
A B C D
1 Amount of bonds retired . . . . . . . . . . . . . .        
2 Amount of bonds legally defeased . . . . . . . . . . .        
3 Total proceeds of issue . . . . . . . . . . . . . . 101,210,745 252,221,323 219,949,777 104,887,356
4 Gross proceeds in reserve funds . . . . . . . . . . . .        
5 Capitalized interest from proceeds . . . . . . . . . . .        
6 Proceeds in refunding escrows . . . . . . . . . . . . 89,516,817   89,516,817  
7 Issuance costs from proceeds . . . . . . . . . . . .        
8 Credit enhancement from proceeds . . . . . . . . . . .        
9 Working capital expenditures from proceeds . . . . . . . . .        
10 Capital expenditures from proceeds . . . . . . . . . . . 101,210,745 252,221,323 219,949,777 104,887,356
11 Other spent proceeds . . . . . . . . . . . . . .        
12 Other unspent proceeds . . . . . . . . . . . . . .        
13 Year of substantial completion . . . . . . . . . . . . 2007 2009 2012 2012
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? . . . . .   X   X   X   X
15 Were the bonds issued as part of an advance refunding issue? . . . . .   X   X   X   X
16 Has the final allocation of proceeds been made? . . . . . . . . X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? . . . . . . . . . . . . . . X   X   X   X  
Part III
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? . . . . . . .   X   X   X   X
2 Are there any lease arrangements that may result in private business use of bond-financed property? . . . . . . . . . X   X   X   X  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 2
Part III
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? . . . . . . . . . . . . X   X   X   X  
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? . . . . . . . . . . . . . . . . X   X   X   X  
c Are there any research agreements that may result in private business use of bond-financed property? . . . . . . . . . . . . . . . X   X   X   X  
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? .   X   X   X   X
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government . . SchKMediumBullet 0.00000% 0.00000% 0.00000% 0.00000%
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government . . . . . . . SchKMediumBullet 0.00000% 0% 0.00000% 0%
6 Total of lines 4 and 5 . . . . . . . . . . . . . . . 0.00000% 0% 0.00000% 0%
7 Does the bond issue meet the private security or payment test? . . . . .   X   X   X   X
8a Has there been a sale or disposition of any of the bond financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?. . . . . . . . . . . . . . . . .   X   X   X   X
b If “Yes” to line 8a, enter the percentage of bond-financed property sold or disposed of.   %   %   %   %
c If “Yes” to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? . . . . . . . . . . . . .                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2?
X   X   X   X  
Part IV
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T? . . . . .   X   X   X   X
2 If "No" to line 1, did the following apply? . . . .
a Rebate not due yet? . . . . . . . .   X   X   X   X
b Exception to rebate? . . . . . . . .   X X   X   X  
c No rebate due? . . . . . . . . . .
X     X   X   X
If you checked "No rebate due" in line 2c, provide in Part VI the date the rebate computation was performed
3 Is the bond issue a variable rate issue? . . . .   X X     X X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue?   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of hedge . . . . . . . . . .        
d Was the hedge superintegrated? . . . . . .                
e Was a hedge terminated? . . . . . . .                
Schedule K (Form 990) 2012
Schedule K (Form 990) 2012
Page 3
Part IV
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)? . . . . . . . . .   X   X   X   X
b Name of provider . . . . . . . . .  
  		 
  		 
  		 
 
c Term of GIC . . . . . . . . . .        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? . . . . .                
6 Were any gross proceeds invested beyond an available temporary period? . . . . . . . .   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? . . . X   X   X   X  
Part V
Procedures To Undertake Corrective Action
A B C D
Yes No Yes No Yes No Yes No
1 Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part VI
Supplemental Information. Complete this part to provide additional information for responses to questions on Schedule K (see instructions).
Identifier Return Reference Explanation
SCHEDULE K, PART I, BOND ISSUE, COLUMN (F):   CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - AND TO DEFEASE CHEFA SERIES W BONDS ISSUED 4/2002. SCHEDULE K, PART II, PROCEEDS, QUESTION 3: TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 3D: DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-5: IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS. SCHEDULE K, PART III, PRIVATE BUSINESS USE, QUESTIONS 4-6, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE, ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 2C, BOND A, FIRST PAGE - CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LYY5): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JUNE 30, 2013 WAS NEGATIVE. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 2C, BOND C, SECOND PAGE - CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JUNE 30, 2013 WAS NEGATIVE. SCHEDULE K, PART IV, ARBITRAGE, QUESTION 3, BOND B, SECOND PAGE - CHEFA BOND ISSUED 10/04/07 (CUSIP# 20774UPQ2): PURSUANT TO THE INSTRUCTIONS FOR PART IV, QUESTION 3, A VARIABLE RATE ISSUE IS AN ISSUE CONTAINING A BOND WITH A YIELD NOT FIXED AND DETERMINABLE ON THE ISSUE DATE. THE BOND ISSUE WAS CONVERTED TO A FIXED RATE IN 2008.
Schedule K (Form 990) 2012

Additional Data


Software ID:  
Software Version:  

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered
"Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c,
or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ. MediumBullet See separate instructions.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No





2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ....... Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
(1) ROBERT BLOCKER (PART V) DISQUALIFIED PERSON HOUSING   X 200,000 33,334   No   No Yes  
(2) T K VANDERLICK (PART V) DISQUALIFIED PERSON HOUSING   X 100,000 91,901   No   No Yes  
Total ......Small Bullet $ 125,235
Part III
Grants or Assistance Benefitting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
(1)  
  		  97,088 SCHOLARSHIP (SEE PART V)
(2)  
  		  2,000 SCHOLARSHIP (SEE PART V)
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2012
Schedule L (Form 990 or 990-EZ) 2012
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) ABBOTT LABORATORIES
  		(SEE PART V) ROBERT ALPERN, A KEY EMPLOYEE, IS A DIRECTOR 303,794 (SEE PART V) PURCHASE OF LABORATORY SUPPLIES IN THE ORDINARY COURSE OF BUSINESS SHOWN. IN ADDITION, THE UNIVERSITY RECEIVED SPONSORED RESEARCH REVENUE, CLINICAL TRIAL INCOME, ROYALTY INCOME, AND OTHER MISCELLANEOUS INCOME IN THE ORDINARY COURSE OF BUSINESS OF $1,608,010.   No
(2) AMERICAN EXPRESS
  		(SEE PART V) RICHARD LEVIN, AN OFFICER, IS A DIRECTOR 1,776,377 (SEE PART V) PURCHASE OF TRAVELERS CHECKS AND TRAVEL SERVICE FEES PAID IN THE ORDINARY COURSE OF BUSINESS.   No
(3) GENERAL ELECTRIC COMPANY
  		(SEE PART V) DOUGLAS WARNER III, A TRUSTEE, IS A DIRECTOR 403,677 (SEE PART V) SPONSORED RESEARCH REVENUE RECEIVED BY THE UNIVERSITY SHOWN. IN ADDITION, THE UNIVERSITY PAID $6,290,758 FOR SYSTEM MAINTENANCE AND SUPPORT FEES AND OTHER GOODS AND SERVICES IN THE ORDINARY COURSE OF BUSINESS.   No
(4) PEPSICO
  		(SEE PART V) INDRA NOOYI, A TRUSTEE, IS CHAIRMAN AND CEO 323,969 (SEE PART V) FOOD AND BEVERAGE PURCHASES FROM PEPSICO AND ITS DIVISIONS IN THE ORDINARY COURSE OF BUSINESS. IN ADDITION, THE UNIVERSITY RECEIVED SPONSORSHIP INCOME IN THE AMOUNT OF $100,500.   No
(5) THE MCGRAW-HILL COMPANIES
  		(SEE PART V) LINDA LORIMER, AN OFFICER, IS A DIRECTOR 234,871 (SEE PART V) S&P RATINGS AND PUBLICATION PURCHASES IN THE ORDINARY COURSE OF BUSINESS.   No
(6) UNITED EDUCATORS INSURANCE
  		(SEE PART V) KIMBERLY GOFF-CREWS, AN OFFICER, IS A DIRECTOR 915,977 (SEE PART V) INSURANCE PREMIUM PAYMENTS IN THE ORDINARY COURSE OF BUSINESS.   No
(7) JANE LEVIN (SEE PART V) SPOUSE OF RICHARD LEVIN, AN OFFICER 147,019 (SEE PART V) COMPENSATION AND BENEFITS, INCLUDING FACULTY SERVICES AS SENIOR LECTURER.   No
(8) STEFANIE MARKOVITS (SEE PART V) SPOUSE OF BENJAMIN POLAK, AN OFFICER 135,338 (SEE PART V) COMPENSATION AND BENEFITS, PROFESSOR OF ENGLISH.   No
(9) PATRICIA PREISIG (SEE PART V) SPOUSE OF ROBERT ALPERN, A KEY EMPLOYEE 180,263 (SEE PART V) COMPENSATION AND BENEFITS, PROFESSOR, MEDICINE (NEPHROLOGY) AND CELLULAR AND MOLECULAR PHYSIOLOGY.   No
(10) WENDY SHARP (SEE PART V) SPOUSE OF DEAN TAKAHASHI, A KEY EMPLOYEE 92,456 (SEE PART V) COMPENSATION AND BENEFITS, DIRECTOR OF CHAMBER MUSIC, LECTURER SCHOOL OF MUSIC.   No
Part V
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule L (see instructions).
Identifier Return Reference Explanation
SCHEDULE L, PART II LOANS TO AND/OR FROM INTERESTED PERSONS: ALL LOANS REPORTED ON SCHEDULE L, PART II WERE MADE AND APPROVED PURSUANT TO UNIVERSITY COMPENSATION POLICIES.
SCHEDULE L, PART III GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS: THE SCHOLARSHIP GRANTS REPRESENT AMOUNTS AWARDED TO INTERESTED PERSONS UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE. IN ADDITION, A SCHOLARSHIP GRANT WAS AWARDED TO AN INTERESTED PERSON FOR A SUMMER FOREIGN STUDY PROGRAM.
SCHEDULE L, PART IV BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: TRANSACTIONS WITH ENTITIES WHOLLY OWNED, DIRECTLY OR INDIRECTLY, AND LISTED ON SCHEDULE R ARE NOT REPORTED ALTHOUGH YALE OFFICERS OR KEY EMPLOYEES MAY SERVE (WITHOUT COMPENSATION) AS OFFICERS OR DIRECTORS OF SUCH ENTITIES.
Schedule L (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 54 0  
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 0  
5 Clothing and household
goods ....... 		     
6 Cars and other vehicles ..        
7 Boats and planes .... X 3 0  
8 Intellectual property ...        
9 Securities—Publicly traded . X 910 52,415,113 FAIR VALUE
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		X 16 26,766,814 SALE OF COMP. PROPERTY
12 Securities—Miscellaneous .. X 6 93,997 SALE OF COMP. PROPERTY
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential . X 1 543,000 APPRAISED VALUE
16 Real estate—Commercial ..        
17 Real estate—Other ...        
18 Collectibles ..... X 24 0  
19 Food inventory ...        
20 Drugs and medical supplies .        
21 Taxidermy ......        
22 Historical artifacts .... X 9 0  
23 Scientific specimens .. X 2 0  
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( EQUIPMENT ) X 3 0  
26 Other Right pointing arrow large image ( MUSICAL INSTRUMENTS ) X 1 0  
27 Other Right pointing arrow large image ( SOFTWARE LIC. ) X 1 0  
28 Other Right pointing arrow large image ( )
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ...
29
98
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it
must hold for at least three years from the date of the initial contribution, and which is not required to be used
for exempt purposes for the entire holding period? ..................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
Yes
 
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2012)
Schedule M (Form 990) (2012)
Page 2
Part II
Supplemental Information. Complete this part to provide the information required by Part I, lines 30b,
32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Identifier Return Reference Explanation
METHOD FOR DETERMINING NUMBER OF CONTRIBUTIONS: PART I, COLUMN (B): AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY.
THIRD PARTY USE: PART I, LINE 32B: OCCASIONALLY, THE UNIVERSITY ENGAGES THIRD PARTIES (E.G., REAL ESTATE BROKERS, AUCTION HOUSES, ETC.) TO SELL CERTAIN NON-CASH CONTRIBUTIONS.
NON REPORTING OF REVENUE: PART I, LINE 33: PURSUANT TO ACCOUNTING STANDARDS CODIFICATION 958 (ASC 958), THE UNIVERSITY DOES NOT CAPITALIZE ITS COLLECTIONS, INCLUDING WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN ITS MUSEUMS AND LIBRARIES. NON-CASH CONTRIBUTIONS OF THIS NATURE ARE, THEREFORE, NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. OTHER NON-CASH CONTRIBUTIONS WITH NO READILY ASCERTAINABLE FAIR VALUE OR WHICH ARE DEEMED IMMATERIAL ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES.
Schedule M (Form 990) (2012)
Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
OMB No. 1545-0047
2012
Open to Public
Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Identifier Return Reference Explanation
TOTAL NUMBER OF VOLUNTEERS: FORM 990, PART I, LINE 6 VOLUNTEERS SUPPORT AND BENEFIT THE UNIVERSITY IN A WIDE VARIETY OF ACTIVITIES, PROGRAMS, AND SERVICES. WHILE YALE UNIVERSITY DOES NOT TRACK THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THE NUMBER OF VOLUNTEERS WAS APPROXIMATELY 7,400 DURING FYE 6/30/13. FORM 990, PART III, LINE 1 DESCRIPTION OF ORGANIZATION MISSION: LIKE ALL GREAT RESEARCH UNIVERSITIES, YALE HAS A TRIPARTITE MISSION: TO CREATE, PRESERVE, AND DISSEMINATE KNOWLEDGE. YALE AIMS TO CARRY OUT EACH PART OF ITS MISSION AT THE HIGHEST LEVEL OF EXCELLENCE, ON PAR WITH THE BEST INSTITUTIONS IN THE WORLD. YALE SEEKS TO ATTRACT A DIVERSE GROUP OF EXCEPTIONALLY TALENTED MEN AND WOMEN FROM ACROSS THE NATION AND AROUND THE WORLD AND TO EDUCATE THEM FOR LEADERSHIP IN SCHOLARSHIP, THE PROFESSIONS, AND SOCIETY.
  FORM 990, PART VI, SECTION A, LINE 1 THERE ARE TWO EX-OFFICIO TRUSTEES, THE GOVERNOR OF CONNECTICUT AND THE LIEUTENANT GOVERNOR OF CONNECTICUT. HISTORICALLY, THESE INDIVIDUALS DO NOT PARTICIPATE IN GOVERNANCE ACTIVITIES AT THE UNIVERSITY, AND THEY ARE REPORTED AS INDEPENDENT.
  FORM 990, PART VI, SECTION A, LINE 4 DURING THE FISCAL YEAR ENDED 6/30/13, YALE CORPORATION BY-LAWS WERE AMENDED TO REMOVE THE BACHELOR OF LIBERAL STUDIES FROM THE LIST OF DEGREES CONFERRED BY THE UNIVERSITY AND TO REFLECT CHANGES TO THE MEMBERSHIP TERMS OF THE STANDING COMMITTEE OF THE ASSOCIATION OF YALE ALUMNI (AYA) FOR THE NOMINATION OF ALUMNI FELLOWS.
  FORM 990, PART VI, SECTION A, LINE 7A THE GOVERNING BODY INCLUDES SIX ALUMNI TRUSTEES WHO ARE ELECTED BY THE ALUMNI.
  FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS REVIEWED BY SENIOR MANAGEMENT. IN ADDITION, THE CORPORATION AUDIT COMMITTEE, COMPRISED OF FOUR MEMBERS OF THE UNIVERSITY'S GOVERNING BODY, MET WITH MEMBERS OF SENIOR MANAGEMENT AND THE SENIOR DIRECTOR, TAX AND INTERNATIONAL COMPLIANCE TO REVIEW THE FORM 990 PRIOR TO FILING.
  FORM 990, PART VI, SECTION B, LINE 12C THE YALE UNIVERSITY CONFLICT OF INTEREST POLICY OBLIGATES EACH OFFICER, TRUSTEE, AND KEY EMPLOYEE TO PROMPTLY DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AS DEFINED IN THE POLICY. EACH SUCH PERSON MUST SIGN A STATEMENT ANNUALLY AFFIRMING THAT HE OR SHE HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT THE CORPORATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF HIS OR HER FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTOR AND MEMBERS OF THE COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF A POTENTIAL CONFLICT OF INTEREST, THE INTERESTED PERSON IS EXCUSED FROM THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS MADE, AND IS RECUSED FROM PARTICIPATING IN ANY VOTE ON THE MATTER.
  FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT INCLUDED INITIAL REVIEW BY THE COMMITTEE ON COMPENSATION (THE COMPENSATION COMMITTEE) OF THE YALE CORPORATION (YALE UNIVERSITY'S GOVERNING BOARD), A RECOMMENDATION VOTED BY THE COMMITTEE TO THE YALE CORPORATION, AND FULL REVIEW AND VOTE BY THE YALE CORPORATION. BOTH REVIEWS INCLUDED REVIEW OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER UNIVERSITIES, AS COMPILED BY A PROFESSIONAL COMPENSATION CONSULTANT RETAINED BY THE COMPENSATION COMMITTEE FOR THE PURPOSE, AND REVIEW OF INFORMATION ON SUCH COMPARABLE POSITIONS FROM IRS FORMS 990 FOR SIMILAR ORGANIZATIONS; BOTH REVIEWS CONSIDERED SUCH DATA IN LIGHT OF THE PERFORMANCE OF THE PRESIDENT, WHICH WAS REVIEWED BY THE COMPENSATION COMMITTEE AND BY THE YALE CORPORATION. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE, AND THE PROCEEDINGS OF THE YALE CORPORATION, EACH WERE DOCUMENTED IN MINUTES OF THE RESPECTIVE BODY, CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. THE PROCESS FOR DETERMINING COMPENSATION OF THE OFFICERS CONSISTED OF REVIEW BY THE COMPENSATION COMMITTEE OF THE RECOMMENDATIONS MADE BY THE PRESIDENT, CONSIDERING THE PERFORMANCE OF EACH OFFICER, AND REVIEW OF DATA ON COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS, AS COLLECTED BY A PROFESSIONAL COMPENSATION CONSULTANT THROUGH SURVEYS; THE COMPENSATION COMMITTEE VOTED RECOMMENDATIONS ON COMPENSATION OF SUCH INDIVIDUALS TO THE YALE CORPORATION. THE YALE CORPORATION RECEIVED THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE, AND DISCUSSED THESE WITH THE PRESIDENT, WHO REVIEWED THE PERFORMANCE OF EACH OFFICER WITH THE YALE CORPORATION, AND ALSO THE COMPARABLE COMPENSATION INFORMATION. THE YALE CORPORATION THEN VOTED ON THE COMPENSATION OF EACH OFFICER. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND OF THE CORPORATION EACH WERE DOCUMENTED IN MINUTES CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. OF THE KEY EMPLOYEES, THE COMPENSATION OF THE DEAN, SCHOOL OF MEDICINE WAS RECOMMENDED BY THE PRESIDENT TO THE COMPENSATION COMMITTEE, AND REVIEWED BY THAT COMMITTEE IN CONJUNCTION WITH ITS REVIEW OF THE PERFORMANCE OF THE DEAN AND CONSIDERATION OF DATA ON THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER INSTITUTIONS COMPILED BY AN INDEPENDENT COMPENSATION CONSULTANT. THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION, AND CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. WITH RESPECT TO THE CHIEF INVESTMENTS OFFICER AND SENIOR DIRECTOR OF INVESTMENTS, THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION AFTER CONSIDERATION OF THE RECOMMENDATIONS OF THE PRESIDENT AND OF THE FOLLOWING: REVIEW OF THE PERFORMANCE OF EACH, INVESTMENT PERFORMANCE OF THE YALE ENDOWMENT OVER DESIGNATED PERIODS, OTHER PERFORMANCE-RELATED INFORMATION, AND AN ANALYSIS OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT TAXABLE AND TAX-EXEMPT ORGANIZATIONS PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT RETAINED FOR THE PURPOSE. THE COMPENSATION COMMITTEE CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. IN THE CASE OF OTHER KEY EMPLOYEES, COMPENSATION DECISIONS WERE MADE BY THE EMPLOYEE'S SUPERVISOR IN ACCORDANCE WITH UNIVERSITY POLICIES AND PROCEDURES. NO MEMBER OF THE YALE CORPORATION WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO A COMPENSATION ARRANGEMENT DESCRIBED ABOVE (I.E., BY VIRTUE OF A FAMILY OR BUSINESS RELATIONSHIP) PARTICIPATED IN THE COMPENSATION COMMITTEE REVIEW OR THE VOTE OF THE YALE CORPORATION WITH RESPECT TO SUCH COMPENSATION ARRANGEMENT.
  FORM 990, PART VI, SECTION C, LINE 19 FORM 990, PART VI, SECTION C, LINE 19: THE UNIVERSITY'S GOVERNING DOCUMENTS, INCLUDING ANY AMENDMENTS, FINANCIAL STATEMENTS AND STANDARDS OF BUSINESS CONDUCT ARE AVAILABLE ON THE UNIVERSITY'S WEBSITE OR UPON REQUEST.
  FORM 990, PART VII, SECTION A: COMPENSATION AND HOURS FOR A FORMER OFFICER RELATE TO SERVICES AS AN OFFICER DURING CALENDAR YEAR 2012. COMPENSATION AND HOURS FOR A FORMER KEY EMPLOYEE RELATE TO CONTINUING SERVICE IN A NON-KEY EMPLOYEE POSITION. FORM 990, PART VII, SECTION A, COLUMN (A): CONTINUATION OF TITLES FOR EACH LISTED PERSON: PETER SALOVEY: PROVOST UNTIL 1/14/13, PRESIDENT-ELECT THROUGH 6/30/13, ALSO CHRIS ARGYRIS PROFESSOR OF PSYCHOLOGY AND SCHOOL OF MANAGEMENT AND INST. SOC. POL. STUDIES AND SOCIOLOGY, PROF. EPID/PUBLIC HEALTH BENJAMIN POLAK: WILLIAM C. BRAINARD PROFESSOR OF ECONOMICS, PROFESSOR SCHOOL OF MANAGEMENT BRUCE D. ALEXANDER: AND CAMPUS DEVELOPMENT ROBERT J. ALPERN: ENSIGN PROFESSOR OF MEDICINE SCOTT A. STROBEL: HENRY FORD II PROFESSOR OF MOLECULAR BIOPHYSICS AND BIOCHEMISTRY AND PROFESSOR OF CHEMISTRY; HOWARD HUGHES MEDICAL INSTITUTE PROFESSOR KHALID M. ABBED: ASSOCIATE PROFESSOR OF NEUROSURGERY; DIRECTOR, MINIMALLY INVASIVE SPINE SURGERY & SPINE TUMOR SURGERY DAVID J. LEFFELL: AND PROFESSOR OF SURGERY; SECTION CHIEF, DERMATOLOGIC SURGERY AND CUTANEOUS ONCOLOGY THOMAS J. LYNCH: RICHARD SACKLER AND JONATHAN SACKLER PROFESSOR OF INTERNAL MEDICINE THOMAS J. RUTHERFORD: SECTION CHIEF GYNECOLOGIC ONCOLOGY DAVID D. YUH: SECTION CHIEF MICHAEL J. DONOGHUE: STERLING PROFESSOR OF ECOLOGY AND EVOLUTIONARY BIOLOGY, PROFESSOR SCHOOL OF FORESTRY AND ENVIRONMENTAL STUDIES AND GEOLOGY AND GEOPHYSICS, CURATOR OF BOTANY PEABODY MUSEUM
  FORM 990, PART VII, SECTION A, COLUMN (B): THE NUMBER OF HOURS REPORTED FOR EACH LISTED PERSON IS AN ESTIMATE. THE ESTIMATE FOR TRUSTEES INCLUDES MEETING TIME AND PREPARATION, AS WELL AS ATTENDANCE AT CERTAIN OFFICIAL UNIVERSITY FUNCTIONS DURING THE YEAR, BUT DOES NOT INCLUDE TRAVEL TIME OR ATTENDANCE AT OTHER EVENTS AS TRUSTEES. FORM 990, PART VII, SECTION B, COLUMN (C): THE AMOUNT REPORTED REPRESENTS DIRECT CASH PAYMENTS MADE DURING THE CALENDAR YEAR 2012 TO INDEPENDENT CONTRACTORS FOR SERVICES. FOR CONSTRUCTION SERVICES, THE FEES REPRESENT THE ENTIRE CONTRACT COST. FORM 990, PART IX, LINE 24: MISCELLANEOUS EXPENSES INCLUDE $512,317 OF STATE UNRELATED BUSINESS INCOME TAX.
CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN FUNDING STATUS OF DEFINED BENEFIT PLANS 306,850,114. ACTUARIAL ADJUSTMENTS FOR SPLIT INTEREST LIABILITY -4,919,455. ROUNDING -720.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2012

Additional Data


Software ID:  
Software Version:  
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36, or 37.
MediumBulletAttach to Form 990. MediumBullet See separate instructions.

OMB No. 1545-0047
2012
Open to Public Inspection
Name of the organization
YALE UNIVERSITY
 
Employer identification number

06-0646973
Part I
Identification of Disregarded Entities (Complete if the organization answered "Yes" to Form 990, Part IV, line 33.)
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) SARDOUS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
02-0580383 		INVESTMENT DE 2,113,590 46,613,442 YALE UNIVERSITY
 
(2) FENIX I LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2863129 		INVESTMENT DE 0 40,014,502 YALE UNIVERSITY
 
(3) HARBOR HILLS INVESTMENTS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0099423 		INVESTMENT DE 0 14,914,436 YALE UNIVERSITY
 
(4) ENDURANCE LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1606540 		INVESTMENT DE 0 13,983,516 YALE UNIVERSITY
 
(5) WE 2 CHURCH STREET SOUTH LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
80-0066065 		INVESTMENT CT 587,886 9,097,290 YALE UNIVERSITY
 
(6) RENAISSANCE I LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2863298 		INVESTMENT DE 0 4,353,758 YALE UNIVERSITY
 
(7) ALPHA 9 LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0982227 		INVESTMENT CT 0 3,451,348 YALE UNIVERSITY
 
(8) ESV HOLDINGS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3980473 		INVESTMENT DE 0 3,086,865 YALE UNIVERSITY
 
(9) S PROPERTY HOLDING LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3717440 		INVESTMENT CT 91,398 1,575,007 YALE UNIVERSITY
 
(10) GSWM INVESTMENTS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3717358 		INVESTMENT CT 45,002 1,107,600 YALE UNIVERSITY
 
(11) PASSIVE HOLDING LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
22-3783661 		INVESTMENT NJ 0 877,366 YALE UNIVERSITY
 
(12) 4610 SOUTH 133RD STREET LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0646973 		INVESTMENT NE 0 769,458 YALE UNIVERSITY
 
(13) AMISTAD PARTNERS LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
73-1683601 		INVESTMENT CT 0 599,976 YALE UNIVERSITY
 
(14) YALE GLOBAL ENTERPRISES LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0859961 		SUPPORTS HIGHER EDUCATION CT 0 150,000 YALE UNIVERSITY
 
(15) 41 NORTH LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1594874 		INVESTMENT DE 0 8,779 YALE UNIVERSITY
 
(16) 4 MEETING HOUSE ROAD LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0646973 		INVESTMENT MA -372,663 0 YALE UNIVERSITY
 
(17) BETA 14 LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0982129 		INACTIVE CT 0 0 YALE UNIVERSITY
 
(18) BLUEFIELD TIMBER LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
02-0520556 		INVESTMENT DE 0 0 41 NORTH LLC
 
(19) MEDICAL PRACTICE MANAGEMENT LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-1545102 		ADMINISTRATIVE SERVICES CT 0 0 YALE UNIVERSITY
 
(20) TEMPLE COMPANY LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1579127 		INACTIVE CT 0 0 YALE UNIVERSITY
 
(21) THE UK FRIENDS OF YALE UNIVERSITY LIMITED
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0552738 		ACCEPTS CHARITABLE CONTRIBUTIONS UK 1,716,140 0 YALE UNIVERSITY
 
(22) YALE EDUCATIONAL CONSULTING (BEIJING) LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-1006940 		SUPPORTS HIGHER EDUCATION CH 0 0 YALE GLOBAL ENTERPRISES LLC
 
(23) YD SMA LLC
C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
46-3365267 		INVESTMENT DE 0 0 YALE UNIVERSITY
 
Part II
Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.)
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1) 1970 (DEC02) YALE WILLIAM S BEINEKE LIFE-PINGRY

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
13-6331695 		INVESTMENT IL 501(C)(3) 11, TYPE III-O N/A
 
No
(2) 3C CORPORATION

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
41-2046529 		INVESTMENT DC 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(3) 5C CORPORATION

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
20-0763050 		INVESTMENT DC 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(4) ALUMNI FUND ASSOCIATION OF YALE UNIVERSITY

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6078326 		ENCOURAGES AND SOLICITS CONTRIBUTIONS TO OR FOR YALE UNIVERSITY CT 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(5) ANNE D MILLER FBO FRANK MILLER MEMORIAL SCHOLARSHIP FUND

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6180906 		FUNDS SCHOLARSHIPS CT 4947(A)(1) 11, TYPE III- O YALE UNIVERSITY
 
Yes
 
(6) CHAPEL COMPANY

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1532073 		INACTIVE CT 501(C)(2) N/A YALE UNIVERSITY
 
Yes
 
(7) CHARLES A COFFIN MEMORIAL FUND

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6034841 		SUPPORTS HIGHER EDUCATION CT 501(C)(3) 11, TYPE III- O N/A
 
No
(8) CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF YALE SCHOOL OF MGMT

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
58-2617787 		PROVIDES RESEARCH AND PEER-DRIVEN EDU. PROGRAMS TO BUSINESSES DE 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(9) ELIZABETH N ROBB CHARITABLE FOUNDATION

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
77-6238653 		INVESTMENT WV 501(C)(3) 11, TYPE III-O N/A
 
No
(10) FW & ELSIE HEYL SCIENCE SCHOLARSHIP FUND

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
38-6194019 		SUPPORTS HIGHER EDUCATION MI 501(C)(3) 11, TYPE III-O N/A
 
No
(11) FOUNDING FATHERS PAPERS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
22-2365602 		SUPPORTS AND FACILITATES PUBLICATIONS NJ 501(C)(3) 11, TYPE I N/A
 
No
(12) GRUBER FOUNDATION THE

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
45-1540594 		SUPPORTS HIGHER EDUCATION CT 501(C)(3) 11, TYPE I YALE UNIVERSITY
 
Yes
 
(13) HEALTH BENEFITS HOLDINGS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1559155 		INVESTMENT CT 501(C)(2) N/A YALE UNIVERSITY
 
Yes
 
(14) HR PROPERTIES INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1341463 		INVESTMENT CT 501(C)(2) N/A YALE UNIVERSITY
 
Yes
 
(15) JANE COFFIN CHILDS MEMORIAL FUND FOR MEDICAL RESEARCH

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6034840 		SUPPORTS MEDICAL AND SCIENTIFIC RESEARCH CT 501(C)(3) PF YALE UNIVERSITY
 
Yes
 
(16) JONATHAN EDWARDS TRUST

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6084676 		SUPPORTS HIGHER EDUCATION CT 501(C)(3) 11, TYPE III-FI YALE UNIVERSITY
 
Yes
 
(17) PAUL MELLON CENTRE FOR STUDIES IN BRITISH ART

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
22-3783661 		PROMOTES AND SUPPORTS STUDY OF BRITISH ART AND ARCHITECTURE UK 501(C)(3)   YALE UNIVERSITY
 
Yes
 
(18) PROSPECT STREET HOLDINGS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1424260 		TITLE HOLDING COMPANY CT 501(C)(2) N/A YALE UNIVERSITY
 
Yes
 
(19) RICHARD U LIGHT FOUNDATION

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
38-2456949 		SUPPORTS EDUCATION MI 501(C)(3) 11, TYPE I N/A
 
No
(20) SCRIPPS LEAGUE NEWSPAPERS EDUCATION & RESEARCH FUND

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-0983815 		GRANTMAKING DE 501(C)(3) PF YALE UNIVERSITY
 
Yes
 
(21) STAFF RETIREMENT HOLDINGS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-1559156 		INVESTMENT CT 501(C)(2) N/A YALE UNIVERSITY
 
Yes
 
(22) STOECKEL E B RESIDUE TRUST

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-0653108 		INVESTMENT CT 501(C)(3) 11, TYPE III-O YALE UNIVERSITY
 
Yes
 
(23) THE BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6032565 		PROMOTES THE STUDY OF THE PHYSICAL, NATURAL AND MATHEMATICAL SCIENCES CT 501(C)(3) 11, TYPE II YALE UNIVERSITY
 
Yes
 
(24) YALE ALUMNI SCHOLARSHIP OF CLEVELAND INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
34-6523145 		FUNDS SCHOLARSHIPS OH 501(C )(3) 11, TYPE III - FI N/A
 
No
(25) YALE ALUMNI PUBLICATIONS INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-0646970 		DISTRIBUTES ALUMNI MAGAZINE CT 501(C)(3) 11, TYPE III-FI N/A
 
No
(26) YALE CLUB OF CENTRAL NEW JERSEY

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
22-6048686 		FUNDS SCHOLARSHIPS NJ 501(C )(3) 11, TYPE III-O N/A
 
No
(27) YALE NEW HAVEN MEDICAL CENTER INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
23-7440891 		SUPPORTS JOINT PROGRAMS OF YALE NEW HAVEN HOSPITAL AND YALE UNIVERSITY CT 501(C )(3) 11, TYPE III-FI N/A
 
No
(28) YALE SCHOLARSHIP FUND OF PITTSBURGH

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
23-7046816 		FUNDS SCHOLARSHIPS PA 501(C )(3) 11, TYPE III-FI N/A
 
No
(29) YALE SCHOLARSHIP TRUST OF BOSTON

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
04-6113108 		FUNDS SCHOLARSHIPS MA 501(C )(3) 11, TYPE III - FI N/A
 
No
(30) YALE SOUTHERN OBSERVATORY INC

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6068906 		RESEARCH AND EDUCATION CT 501(C)(3) 7 YALE UNIVERSITY
 
Yes
 
(31) YALE UNIVERSITY ELIZABETHAN CLUB CORP

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-0332975 		PROMOTES APPRECIATION OF LITERATURE AMONG MEMBERSHIP AND COMMUNITY CT 501(C)(3) 11, TYPE III - FI YALE UNIVERSITY
 
Yes
 
(32) YALE UNIVERSITY PRESS LONDON

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
 PUBLISHES SERIOUS WORKS UK 501(C)(3)   YALE UNIVERSITY
 
Yes
 
(33) YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
06-6414276 		501(A) TRUST THAT SUPPORTS YALE UNIVERSITY CT 501(C)(3) 11, TYPE II YALE UNIVERSITY
 
Yes
 
(34) YALE WISCONSIN SCHOLARSHIP FUND

C/O YALE UNIVERSITY PO BOX 208239

NEW HAVEN,CT065208239
39-6065573 		FUNDS SCHOLARSHIPS WI 501(C )(3) 11, TYPE III-O N/A
 
No
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.)
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V—UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No
(1) FOURTH CENTURY LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
41-2046537 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX 384,761,794 7,007,362,254 Yes   -52,841,259   No 99.800 %
(2) FIFTH CENTURY LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0763076 		INVESTMENT NV YALE UNIVERSITY
  		EXCLUDED FROM TAX 508,982,598 5,020,831,200 Yes   -10,506,301   No 99.800 %
(3) LAUREL 2008 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1649501 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 108,792,910 1,093,091,852 Yes   54,462   No 99.600 %
(4) YB INSTITUTIONAL LIMITED PARTNERSHIP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3431530 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX 55,589,687 738,054,588 Yes   1,491,179   No 98.520 %
(5) CYR HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0788802 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 51,974,558 450,375,590   No     No 99.600 %
(6) BBF I HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8497574 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 74,166,398 425,201,283   No     No 99.600 %
(7) 667 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1609184 		INVESTMENT DE BBF I HOLDINGS LP
  		EXCLUDED FROM TAX 74,166,398 425,201,283   No     No 86.290 %
(8) FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
94-3106692 		INVESTMENT CA YALE UNIVERSITY
  		EXCLUDED FROM TAX 40,356,806 371,721,867 Yes   148,211   No 89.400 %
(9) EASTON 2007 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0627974 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -2,381,910 370,656,523 Yes   -2,108   No 99.600 %
(10) SP II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0697863 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 98,079,898 369,192,852 Yes   -575,395   No 99.600 %
(11) CRS MASTER FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-2658870 		INVESTMENT CJ CRS FUND LTD
  		EXCLUDED FROM TAX 28,358,775 351,818,906   No     No 99.520 %
(12) LONG TERM VALUE FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0623624 		INVESTMENT CJ LAUREL 2008 LP
  		EXCLUDED FROM TAX 31,298,073 345,926,732 Yes   289,878   No 98.470 %
(13) STRATEGIC RESIDENTIAL FUND II LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3584406 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX 2,003,491 273,415,172   No     No 95.000 %
(14) YELLOW WARBLER LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0342603 		INVESTMENT TX FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 388,611 243,138,927   No     No 98.120 %
(15) YHG INVESTMENT LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ GAOLING YALI FEEDER LTD
  		EXCLUDED FROM TAX 12,596,713 196,155,216   No     No 75.940 %
(16) LONE SEQUOIA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
58-2359627 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX 25,280,443 180,020,971 Yes   -76,436   No 48.720 %
(17) KHP FUND II LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5882068 		INVESTMENT CA FOURTH CENTURY LLC
  		UNRELATED -4,644,638 174,459,357   No -9,362,212   No 60.180 %
(18) PROSPECT STREET PARTNERS LTD

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
59-3041479 		INVESTMENT FL YALE UNIVERSITY
  		EXCLUDED FROM TAX 20,606,489 169,422,833   No     No 70.670 %
(19) NOGA PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1192059 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 11,601,250 140,944,719 Yes   8,368   No 90.260 %
(20) JPF V HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2008388 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -1,992,542 136,765,025 Yes   -2,107,296   No 99.600 %
(21) PEPF IV HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0290250 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,610,413 129,295,201 Yes   -3,778   No 99.600 %
(22) KHP FUND I LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
65-1232049 		INVESTMENT CA FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 46,960,084 123,279,923   No 1,061,577   No 59.080 %
(23) IVP VI HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8699381 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,086,335 117,376,418 Yes   -444,411   No 99.600 %
(24) JBG INVESTMENT FUND III LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
52-2384738 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED -2,995,790 116,842,410 Yes   -3,409,877   No 58.660 %
(25) LUXIVER NAWAB LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-3117734 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX 4,765,640 112,819,961   No     No 100.000 %
(26) JBG INVESTMENT FUND IV LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
01-0815265 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED 3,902,965 105,214,370   No -5,126,930   No 59.880 %
(27) TDRC II-A LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5025534 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 623,091 102,535,463   No     No 99.600 %
(28) OM HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5073267 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -3,555,242 100,607,461   No     No 99.600 %
(29) LUXIVER LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-1504333 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX -4,256,990 99,698,091   No -1,806,259   No 100.000 %
(30) NIFL HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8973999 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 589,272 96,166,308   No     No 99.600 %
(31) STRATEGIC RESIDENTIAL FUND I LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3398268 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX -5,434,340 93,596,095 Yes       No 92.500 %
(32) KTOWN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-4278453 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 2,654,876 82,447,401 Yes       No 98.110 %
(33) AEF 5 US HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4076676 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,431,667 80,994,390   No     No 99.600 %
(34) OMAHA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA OM HOLDINGS LP
  		EXCLUDED FROM TAX -3,087,369 80,625,994   No     No 98.600 %
(35) CAUTHEN VI LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8202030 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -1,518,024 74,631,053   No -354,304   No 79.840 %
(36) BAYROOT LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0390410 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 5,663,999 72,515,937 Yes       No 98.800 %
(37) MEP IX LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
75-2537935 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 27,059,870 71,849,290 Yes       No 100.000 %
(38) Y2K PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
71-1007459 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -4,318,961 67,985,653   No     No 99.800 %
(39) M&H REALTY PARTNERS VI LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
57-1182074 		INVESTMENT CA FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 28,364 65,484,373 Yes       No 52.760 %
(40) MP-MF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2099979 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 18,184,353 65,044,653   No     No 99.600 %
(41) MANASLU FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
98-0615593 		INVESTMENT CJ MP-MF HOLDINGS LP
  		EXCLUDED FROM TAX 18,184,354 65,043,739 Yes       No 95.280 %
(42) OSCEOLA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2008431 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -937,563 64,488,978   No -991,668   No 79.840 %
(43) CAUTHEN VII LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-3653027 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED -55,032 61,262,572   No 274,169   No 79.840 %
(44) BCAF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8453177 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,398,237 59,159,925   No     No 99.600 %
(45) RCP II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0444200 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,708,505 57,024,321 Yes       No 99.600 %
(46) WOODWAY LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1206761 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -4,402,657 55,058,699   No     No 79.840 %
(47) GEF II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0348232 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 8,207,144 52,915,845 Yes   -319,882   No 99.600 %
(48) GHEP III HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3853985 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 7,336,748 51,229,935   No     No 99.600 %
(49) YADKIN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2707395 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,891,867 49,449,189   No     No 79.840 %
(50) JPS HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8909921 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX   46,451,125   No     No 99.600 %
(51) AEF 6 US HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2867531 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,096,759 46,086,331   No     No 99.600 %
(52) SEDGWICK LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0483594 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,369,498 45,710,878   No     No 79.840 %
(53) ALAMANCE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2575524 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,303,664 45,007,834   No     No 79.840 %
(54) CYR FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0270646 		INVESTMENT DE CYR HOLDINGS LP
  		EXCLUDED FROM TAX 10,430,730 44,570,745   No     No 94.830 %
(55) YADKIN III LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2477930 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -183,139 43,392,049   No     No 79.840 %
(56) MERRIWEATHER LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3664410 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -198,297 42,745,291 Yes       No 98.800 %
(57) ANACONDA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,499,003 41,443,565   No     No 98.800 %
(58) LCPF V HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2776532 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 8,109,162 40,575,220   No     No 99.600 %
(59) FIF IV (CFA) HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4764198 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 5,565,695 39,321,885   No     No 99.600 %
(60) GARFIELD LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4592367 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 6,964,381 37,829,313   No     No 79.840 %
(61) GLOSTER LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1263980 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED -287,227 36,901,395   No -338,310   No 79.840 %
(62) BCVF 2007 HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5965183 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 8,899,834 36,170,153   No     No 99.600 %
(63) CALVERT VI LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1603346 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -244,948 35,608,437   No -340,591   No 79.840 %
(64) NLVF II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1545222 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 61,025 33,985,798   No     No 99.600 %
(65) RIDGEFIELD VIII LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1603389 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 266,400 33,559,383   No     No 79.840 %
(66) FRC II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1670120 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,374,576 32,571,941   No     No 99.600 %
(67) GREENFIELD LAND PARALLEL PARTNERS I LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4411467 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -3,806,104 32,368,501   No -592,193   No 98.800 %
(68) RCP HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2008465 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 8,592,477 30,267,604   No     No 99.600 %
(69) WYNNWOOD VIII LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-3294405 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 8,746,432 29,962,098   No -1,687,666   No 79.840 %
(70) ALDERBROOK LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2939768 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 909,380 29,892,071   No 114,561   No 79.840 %
(71) RIDGEFIELD LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2022850 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 14,716,562 29,723,345   No     No 79.840 %
(72) RAMSGATE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0419757 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   29,268,626   No     No 79.840 %
(73) RAMSGATE VIII LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5259910 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   28,441,061   No     No 79.840 %
(74) SP 8 HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0558478 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -674,159 28,262,840   No     No 99.600 %
(75) ALAMANCE A LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3484520 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 802,254 27,696,731   No     No 79.840 %
(76) HEVP HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4982016 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,517,855 27,393,045   No     No 99.600 %
(77) YUMA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1584783 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 168,943 26,929,916   No -656   No 79.840 %
(78) ALAMANCE VII LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-2046522 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 420,418 26,923,663   No     No 79.840 %
(79) CALVERT LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3960036 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED -2,539,075 26,800,080   No -1,415,594   No 79.840 %
(80) FULTON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0165041 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 6,498,163 26,445,386   No     No 79.840 %
(81) ALAMANCE VI LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8558864 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1 26,364,427   No     No 79.840 %
(82) IRIS 2009 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-4100777 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,824,845 26,295,309   No     No 99.600 %
(83) UPTON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5778792 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   25,676,542   No     No 79.840 %
(84) HAWTHORNE III LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0854590 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   25,271,912   No     No 79.840 %
(85) EDMUNDS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4257832 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,333,856 24,418,186   No 22,924   No 79.840 %
(86) HEVP II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1828824 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 11,310 24,318,876   No     No 99.600 %
(87) TYPHOON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
01-0685132 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,092,714 23,948,817 Yes       No 91.270 %
(88) UHLE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3981909 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,725,269 23,378,945   No 155,956   No 79.840 %
(89) IVA II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2652041 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -20,012 22,696,280   No     No 99.600 %
(90) WYNNWOOD II LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5548320 		INVESTMENT NV FIFTH CENTURY LP
  		UNRELATED 1,723,847 22,417,592   No -965,939   No 79.840 %
(91) FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
94-3388317 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX -545,703 21,443,437 Yes   -302,622   No 87.100 %
(92) MACOMB IX LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5025458 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,219,511 20,749,680   No 11,106   No 79.840 %
(93) DENT LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4202230 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 873,282 20,597,445   No     No 79.840 %
(94) GOLDSBORO LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1996058 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -1,518,717 20,409,474   No -578,758   No 79.840 %
(95) VOLTA LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3738749 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -808,869 20,264,531   No -509,521   No 79.840 %
(96) CHICAGO LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA FIFTH CENTURY LP
  		EXCLUDED FROM TAX 493,856 20,008,106   No     No 98.800 %
(97) GLOSTER III LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8833953 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   18,970,309   No     No 79.840 %
(98) DENT VI LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2867610 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 849,825 18,679,020   No     No 79.840 %
(99) KCF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8861865 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 44,360 18,476,960   No     No 99.600 %
(100) VOLTA IV LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0914710 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED 320,742 18,342,683   No 265,411   No 79.840 %
(101) CAUTHEN VIII LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-2750613 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED 144,819 18,317,191   No 109,787   No 79.840 %
(102) HUIDIKOPER LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-4196504 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,219,001 17,567,505   No     No 79.840 %
(103) RAMSGATE IX LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8833887 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   17,466,949   No     No 79.840 %
(104) IVP V COINVESTMENT HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2707519 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 366,470 16,778,584   No     No 99.600 %
(105) SCOTT LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3616316 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 150,159 16,286,016   No 42,228   No 79.840 %
(106) WINDOM LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1768804 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,425,076 15,769,974   No -39,606   No 79.840 %
(107) SANGAMORE II LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2672293 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,865,226 15,712,569   No -9,813   No 79.840 %
(108) OGDEN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1212114 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 8,910,072 15,335,937   No     No 79.840 %
(109) SPOP II CP HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8685452 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -76,152 15,037,642   No     No 99.600 %
(110) CORBIN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1263962 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 30,397 15,001,398   No -17,893   No 79.840 %
(111) FRESHET WIND ENERGY LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
33-1200160 		INVESTMENT DE FWEB LLC
  		EXCLUDED FROM TAX -5,171,189 14,786,901   No     No 79.840 %
(112) WESTPATH LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2297672 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 622,900 14,636,102   No -2   No 79.840 %
(113) SANGAMORE III LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0753284 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 982,190 14,252,780   No 1,888   No 79.840 %
(114) YANKEE FOREST LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
04-3384575 		INVESTMENT NH YALE UNIVERSITY
  		EXCLUDED FROM TAX -1,207,360 13,983,516 Yes       No 99.000 %
(115) QUINN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-3879664 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 9,862 13,866,244   No     No 79.840 %
(116) ORDWAY LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5189347 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,020,904 13,543,545   No -5,971   No 79.840 %
(117) ECP II HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0151337 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 10,301,320 13,219,846   No     No 99.600 %
(118) WHITEHAVEN X LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-5205346 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 265,852 13,209,225   No     No 79.840 %
(119) BOF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5923569 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,261,137 13,187,056 Yes   -1,005,515   No 99.600 %
(120) SALINA FORESTRY LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA OM HOLDINGS LP
  		EXCLUDED FROM TAX -467,873 13,183,257   No     No 98.600 %
(121) CAUTHEN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2776143 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX -193,036 12,236,741   No -69,005   No 79.840 %
(122) TILDEN II LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-4210952 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 493 11,493,212   No     No 79.840 %
(123) MEP IV HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-0646713 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,426,319 11,473,613   No     No 99.600 %
(124) BE III HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5495967 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -626,597 11,005,785   No     No 99.600 %
(125) VEITCH LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-0999084 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 2,240 10,719,430   No     No 79.840 %
(126) WHITEHAVEN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-3915778 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 359,272 10,696,693   No     No 79.840 %
(127) ODE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
37-1567347 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   10,105,700   No     No 79.840 %
(128) HARBOR HILLS HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
02-0729602 		INVESTMENT DE YALE UNIVERSITY
  		UNRELATED -370,581 9,221,343 Yes   -374,115   No 55.000 %
(129) CORBIN VI LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-0773197 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 353,525 9,192,949   No     No 79.840 %
(130) YADKIN IV LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
46-1569715 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   8,938,038   No     No 79.840 %
(131) WYNNWOOD LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1363230 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 2,961,810 8,662,485   No 90,508   No 79.840 %
(132) RAMSGATE X LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3616177 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   8,512,533   No     No 79.840 %
(133) DUMBARTON LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3919432 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 7,953,375 8,179,580   No     No 79.840 %
(134) LORTON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-4238865 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 11,599 7,996,536   No -1,494   No 79.840 %
(135) HARBOR HILLS DEVELOPMENT LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
16-1453802 		INVESTMENT DE HARBOR HILLS HOLDINGS LP
  		UNRELATED -67,835 7,845,322 Yes   -71,369   No 54.450 %
(136) MACOMB VIII LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-5681131 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 521,630 7,821,775   No 57,566   No 79.840 %
(137) WILSON LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2232279 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 305,985 7,727,499   No     No 79.840 %
(138) CRANBROOK LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3115503 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,363,476 6,847,087   No     No 79.840 %
(139) NEWINGTON LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0763113 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 609,824 6,721,755   No     No 79.840 %
(140) TILDEN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8558781 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 436,897 6,527,622   No     No 79.840 %
(141) CLEVELAND LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
90-0743297 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 259 6,437,653   No     No 79.840 %
(142) AVON LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4056103 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX -159,361 6,373,552   No 10,133   No 79.840 %
(143) RAMSGATE IX A LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-1797786 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   6,351,617   No     No 79.840 %
(144) FESSENDEN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2270383 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 690,701 6,133,684   No     No 79.840 %
(145) NEWBURN LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0365032 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,432,795 5,967,453   No     No 79.840 %
(146) KLINGLE LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-4592461 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 1,764,571 5,784,690   No 11   No 79.840 %
(147) KENWOOD LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
38-3863347 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 34 5,731,539   No     No 79.840 %
(148) POE LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
26-2765485 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 12,013,855 5,698,778   No 122,422   No 79.840 %
(149) DENT A LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8725065 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 227,053 5,355,349   No     No 79.840 %
(150) DANVILLE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-3531407 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   4,932,257   No     No 79.840 %
(151) FARALLON DEPOT INVESTORS LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
94-3309848 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX -10,155,467 4,198,813   No -2,658,978   No 70.000 %
(152) FILLMORE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-3783115 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 61 3,602,398   No     No 79.840 %
(153) RADFORD LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-5470954 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   3,350,377   No     No 79.840 %
(154) WELBORN LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-1212127 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 996,943 2,472,327   No     No 79.840 %
(155) HERNDON LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
37-1659934 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 144 2,410,462   No     No 79.840 %
(156) SF-NEW PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
92-0179258 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 260,902 2,207,828   No     No 95.770 %
(157) SANGAMORE LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-0357077 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX 1,632,648 1,804,661   No -84,111   No 79.840 %
(158) LORTON-A LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
45-4239136 		INVESTMENT DE FOURTH CENTURY LLC
  		EXCLUDED FROM TAX   1,753,123   No     No 79.840 %
(159) 100 HOWE STREET ASSOCIATES LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1386762 		INVESTMENT CT YALE UNIVERSITY
  		EXCLUDED FROM TAX 190,898 472,608 Yes       No 97.080 %
(160) 4620 ASSOCIATES LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
13-4036667 		INVESTMENT DE YALE UNIVERSITY
  		EXCLUDED FROM TAX 90,958 412,324   No     No 83.990 %
(161) HARBOR HILLS UTILITIES LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
16-1453800 		INVESTMENT DE HARBOR HILLS HOLDINGS LP
  		UNRELATED -94,347 228,967 Yes   -94,347   No 54.450 %
(162) 94 HOWE STREET ASSOCIATES LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1428914 		INVESTMENT CT YALE UNIVERSITY
  		EXCLUDED FROM TAX 47,471 157,404 Yes       No 91.930 %
(163) LUNXUS WIND ENERGY LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
33-1200159 		INVESTMENT DE FOURTH CENTURY LLC
  		UNRELATED -4,742,511 142,931   No -4,752,442   No 79.840 %
(164) HIGHLAND WIND HOLDINGS LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
33-1200162 		INVESTMENT DE LUNXUS WIND ENERGY LLC
  		UNRELATED -4,709,748 141,585   No -4,719,614   No 71.860 %
(165) STARFAR I PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
94-3205101 		INVESTMENT DE YALE UNIVERSITY
  		UNRELATED -7,020 77,678   No -7,020   No 60.830 %
(166) EPP HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-8209090 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX       No     No 99.600 %
(167) YD VALUE FUND LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
76-0803115 		INVESTMENT DE YVF HOLDINGS LP
  		EXCLUDED FROM TAX 184,499   Yes       No  
(168) YVF HOLDINGS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-3708621 		INVESTMENT NV FIFTH CENTURY LP
  		EXCLUDED FROM TAX 7,832,784     No     No  
(169) YXY PARTNERS LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-2078133 		INVESTMENT DE FIFTH CENTURY LP
  		EXCLUDED FROM TAX 3,355,346     No     No  
(170) HARBOR HILLS COUNTRY CLUB LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
16-1453797 		INVESTMENT DE HARBOR HILLS HOLDINGS LP
  		UNRELATED -208,399 -3,119,221 Yes   -208,399   No 54.450 %
Part IV
Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) NEW FYI LTD

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ YALE UNIVERSITY
  		C 213,571,944 950,138,472 100.000 % Yes  
(2) CRS FUND LTD

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
90-0314487 		INVESTMENT CJ CYR HOLDINGS LP
  		C 128,829,261 395,027,258 99.600 % Yes  
(3) THE CAERULEUS FUND

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ FOURTH CENTURY LLC
  		C 60,061,481 302,263,017 99.720 % Yes  
(4) FOURTH CENTURY TRUST

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
20-6699631 		INVESTMENT CT YALE UNIVERSITY
  		T 21,123,618 184,431,427 100.000 % Yes  
(5) GAOLING YALI FEEDER LTD

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ FOURTH CENTURY LLC
  		C 20,006,552 182,078,552 99.800 % Yes  
(6) PWEB LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3304430 		INVESTMENT DE FOURTH CENTURY LLC
  		C -17,436,852 123,996,540 99.800 % Yes  
(7) YB CAYMAN LTD

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ YB INSTITUTIONAL LP
  		C 5,881,363 72,368,349 98.520 % Yes  
(8) ARMINIUS REAL ESTATE OPPORTUNITY FEEDER FUND II LP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT UK FOURTH CENTURY LLC
  		C -8,181,942 64,067,907 90.730 % Yes  
(9) YB CAYMAN A LIMITED

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ YB INSTITUTIONAL LP
  		C   52,446,865 98.520 % Yes  
(10) LTR FOCUS FUND

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT MP YALE UNIVERSITY
  		C 224,049 30,119,202 100.000 % Yes  
(11) 3148591 NOVA SCOTIA LIMITED

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA OM HOLDINGS LP
  		C 2,265,504 21,804,073 98.600 % Yes  
(12) LP VALUE LTD

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT VQ YALE UNIVERSITY
  		C -4,255,501 18,983,853 90.070 % Yes  
(13) CONNECTICUT BOOLA INC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0798544 		INVESTMENT CT YALE UNIVERSITY
  		C 1,196,999 15,122,088 100.000 % Yes  
(14) NCH INVESTORS FUND (YU) CORP

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ FOURTH CENTURY LLC
  		C -527,399 13,841,225 99.700 % Yes  
(15) FWEB LLC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
27-3304506 		INVESTMENT DE FOURTH CENTURY LLC
  		C 4,424 4,687,835 99.800 % Yes  
(16) 3215186 NOVA SCOTIA LIMITED

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA OM HOLDINGS LP
  		C 799,469 2,149,859 98.600 % Yes  
(17) 2089841 ONTARIO LIMITED

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CA FIFTH CENTURY LP
  		C 1,481 1,944,093 98.800 % Yes  
(18) MANASLU PARTNERS LTD

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CJ MP-MF HOLDINGS LP
  		C 2,087,330 1,528,510 99.600 % Yes  
(19) LAKE PLACE TRUST

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-6484239 		INVESTMENT CT YALE UNIVERSITY
  		T -158,716 1,347,251 100.000 % Yes  
(20) HARBOR HILLS COUNTRY CLUB INC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
16-1452585 		INVESTMENT DE HARBOR HILLS HOLDINGS LP
  		C 17 30,501 55.000 % Yes  
(21) HARBOR HILLS SALES INC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
59-3343340 		INVESTMENT FL HARBOR HILLS HOLDINGS LP
  		C   550 55.000 % Yes  
(22) DRAMA PRODUCTIONS INC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0851103 		PERFORMING ARTS CT YALE UNIVERSITY
  		C 832,424 304 100.000 % Yes  
(23) HIP INVESTORS INC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
75-2546639 		INVESTMENT TX YALE UNIVERSITY
  		C     88.890 % Yes  
(24) JOHN E POLLARD TRUST

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-0646973 		INVESTMENT CT YALE UNIVERSITY
  		T     100.000 % Yes  
(25) YALE UNIVERSITY HONG KONG TRUST

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 ACCEPTS CHARITABLE CONTRIBUTIONS HK YALE UNIVERSITY
  		T 2,002,523   100.000 % Yes  
(26) YORK STREET ASSOCIATES INC

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
06-1174464 		INACTIVE CT YALE UNIVERSITY
  		C     100.000 % Yes  
(27) CHARITABLE POOLED INCOME FUNDS (3)

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CT VARIOUS
  		T         No
(28) CHARITABLE REMAINDER TRUSTS (53)

C/O YALE UNIVERSITY PO BOX 208239
NEW HAVEN,CT065208239
 INVESTMENT CT YALE UNIVERSITY
  		T         No
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 3
Part V
Transactions With Related Organizations (Complete if the organization answered "Yes" to Form 990, Part IV, line 34, 35b, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity . . . . . . . . . . . . . . . . . . . . . . .
1a
 
No
b Gift, grant, or capital contribution to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1d
 
No
e Loans or loan guarantees by related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1e
 
No
f Dividends from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1f
 
No
g Sale of assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1g
 
No
h Purchase of assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1h
 
No
i Exchange of assets with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1i
 
No
j Lease of facilities, equipment, or other assets to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . .
1k
 
No
l Performance of services or membership or fundraising solicitations for related organization(s) . . . . . . . . . . . . . . . . . . . .
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) . . . . . . . . . . . . . . . . . . . .
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) . . . . . . . . . . . . . . . . . . . . .
1n
Yes
 
o Sharing of paid employees with related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1o
 
No
p Reimbursement paid to related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1q
Yes
 
r Other transfer of cash or property to related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1r
 
No
s Other transfer of cash or property from related organization(s) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of other organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) 100 HOWE STREET ASSOCIATES LLC

 S 136,680 CASH VALUE
(2) 3C CORPORATION

 B 2,102,983 CASH VALUE
(3) 3C CORPORATION

 S 7,866,567 CASH VALUE
(4) 5C CORPORATION

 B 9,400,947 CASH VALUE
(5) 5C CORPORATION

 S 2,584,253 CASH VALUE
(6) 4620 ASSOCIATES LLC

 S 65,291 CASH VALUE
(7) DRAMA PRODUCTIONS INC

 P 832,424 CASH VALUE
(8) FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP

 B 152,997 CASH VALUE
(9) FARALLON CAPITAL INSTITUTIONAL PARTNERS 25 LP

 S 2,181,390 CASH VALUE
(10) FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP

 S 5,120,608 CASH VALUE
(11) FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP

 B 20,630,247 CASH VALUE
(12) FARALLON DEPOT INVESTORS LLC

 B 296,329 CASH VALUE
(13) FIFTH CENTURY LP

 B 488,982,189 CASH VALUE
(14) FIFTH CENTURY LP

 S 773,529,943 CASH VALUE
(15) FOURTH CENTURY LLC

 S 909,768,176 CASH VALUE
(16) FOURTH CENTURY LLC

 B 1,049,388,513 CASH VALUE
(17) HARBOR HILLS HOLDINGS LP

 B 1,600,000 CASH VALUE
(18) LP VALUE LTD

 S 32,733,970 CASH VALUE
(19) LTR FOCUS FUND

 B 100,000,000 CASH VALUE
(20) LUXIVER LP

 B 35,000,000 CASH VALUE
(21) LUXIVER NAWAB LP

 S 1,700,000 CASH VALUE
(22) NEW FYI LTD

 S 2,600,000 CASH VALUE
(23) NEW FYI LTD

 B 75,000,000 CASH VALUE
(24) PAUL MELLON CENTRE FOR STUDIES IN BRITISH ART

 B 4,581,721 CASH VALUE
(25) PROSPECT STREET PARTNERS LTD

 S 50,000,000 CASH VALUE
(26) PROSPECT STREET PARTNERS LTD

 B 75,000,000 CASH VALUE
(27) STOECKEL E B RESIDUE TRUST

 C 300,000 CASH VALUE
(28) STRATEGIC RESIDENTIAL FUND I LLC

 B 3,811,000 CASH VALUE
(29) STRATEGIC RESIDENTIAL FUND II LLC

 M 777,813 CASH VALUE
(30) STRATEGIC RESIDENTIAL FUND II LLC

 S 86,465,981 CASH VALUE
(31) THE CHIEF EXECUTIVE LEADERSHIP INSTITUTE OF THE YALE SCHOOL OF MANAGEMENT

 C 400,000 CASH VALUE
(32) YALE UNIVERSITY ELIZABETHAN CLUB CORP

 Q 75,531 CASH VALUE
(33) YALE UNIVERSITY ELIZABETHAN CLUB CORP

 B 530,269 CASH VALUE
(34) YALE UNIVERSITY HONG KONG TRUST

 C 2,004,645 CASH VALUE
(35) YALE UNIVERSITY PRESS LONDON

 L 798,000 CASH VALUE
(36) YALE UNIVERSITY PRESS LONDON

 M 1,720,000 CASH VALUE
(37) YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST

 Q 33,996,959 CASH VALUE
(38) YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST

 B 72,776,500 CASH VALUE
(39) YANKEE FOREST LLC

 B 990,000 CASH VALUE
Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under section 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V—UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2012
Schedule R (Form 990) 2012
Page 5
Part VII
Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule R (see instructions).
Identifier Return Reference Explanation
  SCHEDULE R, PART I-V: NAME, ADDRESS AND EIN: THE FORM 990, SCHEDULE R, LISTS THE NAME OF EACH ENTITY AS OF THE DATE OF THE FORM 990 FILING. SCHEDULE R, PART III: GENERAL NOTE: DISPROPORTIONATE ALLOCATIONS INDICATED IN COLUMN (H) OF PART III GENERALLY RELATE TO I.) A GENERAL PARTNER'S TYPICAL CARRIED INTEREST WITH RESPECT TO PRIVATE FUND INVESTMENTS OR II.) ALLOCATIONS AMONG 501(C)(3) ORGANIZATIONS THAT ARE PARTNERS OR MEMBERS IN AN INVESTMENT ENTITY. SCHEDULE R, PART IV: AS OF JUNE 30, 2013, YALE UNIVERSITY HELD MORE THAN 50% OF THE BENEFICIAL INTERESTS IN 53 CHARITABLE REMAINDER TRUSTS OF WHICH 48 WERE DOMICILED IN CONNECTICUT AND THE REMAINDER WERE DOMICILED IN TENNESSEE, PENNSYLVANIA, MASSACHUSETTS, AND NEW JERSEY. SCHEDULE R, PART V: GENERAL NOTE: THIS SCHEDULE REFLECTS ALL TRANSFERS BY YALE UNIVERSITY TO CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES MADE FURTHER TRANSFERS TO OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY. IN ADDITION, THIS SCHEDULE REFLECTS ALL TRANSFERS TO YALE UNIVERSITY BY CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES RECEIVED TRANSFERS FROM OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY.

Additional Data


Software ID:  
Software Version:  






TY 2012 AffiliatedGroupSchedule
Name:
YALE UNIVERSITY
EIN: 06-0646973
Affiliated Group Business Name:
YALE UNIVERSITY
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-0646973
Electing Organization Checkbox:
Total Grassroots Lobbying:
18,971
Total Direct Lobbying:
588,000
Total Lobbying Expenditures:
606,971
Other Exempt Purpose Expenditures:
3,153,105,551
Total Exempt Purpose Expenditures:
3,153,712,522
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
3C CORPORATION
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
41-2046529
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
5C CORPORATION
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
20-0763050
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
ALUMNI FUND ASSOCIATION OF YALE UNIVERSITY
 
Address. Either US or Foreign Type:
157 CHURCH STREET
NEW HAVEN, CT06520    
EIN:
06-6078326
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
0
Total Exempt Purpose Expenditures:
0
Lobbying Nontaxable Amount:
0
Grassroots Nontaxable Amount:
0
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
BOARD OF TRUSTEES OF THE SHEFFIELD SCIENTIFIC SCHOOL
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6032565
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
17,369,534
Total Exempt Purpose Expenditures:
17,369,534
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE CHIEF EXECUTIVE LEADERSHIP INST OF THE YALE SCHOOL OF MANAGEMENT INC
 
Address. Either US or Foreign Type:
101 CONSTITUTION AVUENUE SUITE 900
EAST
WASHINGTON, DC20001    
EIN:
58-2617787
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,589,377
Total Exempt Purpose Expenditures:
1,589,377
Lobbying Nontaxable Amount:
229,469
Grassroots Nontaxable Amount:
57,367
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE NEW CLINICAL PROGRAM DEVELOPMENT CORPORATION
 
Address. Either US or Foreign Type:
789 HOWARD AVENUE
NEW HAVEN, CT06519    
EIN:
06-1565494
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
8,484,098
Total Exempt Purpose Expenditures:
8,484,098
Lobbying Nontaxable Amount:
574,205
Grassroots Nontaxable Amount:
143,551
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE SOUTHERN OBSERVATORY INC
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6068906
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
54,292
Total Exempt Purpose Expenditures:
54,292
Lobbying Nontaxable Amount:
10,858
Grassroots Nontaxable Amount:
2,715
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE UNIVERSITY RETIREE HEALTH BENEFITS COVERAGE TRUST
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
06-6414276
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
31,811,417
Total Exempt Purpose Expenditures:
31,811,417
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
YALE NEW HAVEN MEDICAL CENTER INC
 
Address. Either US or Foreign Type:
20 YORK STREET
NEW HAVEN, CT06510    
EIN:
23-7440891
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
1,048,653
Total Exempt Purpose Expenditures:
1,048,653
Lobbying Nontaxable Amount:
179,865
Grassroots Nontaxable Amount:
44,966
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE GRUBER FOUNDATION
 
Address. Either US or Foreign Type:
PO BOX 208239
NEW HAVEN, CT06520    
EIN:
45-1540594
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
6,293,423
Total Exempt Purpose Expenditures:
6,293,423
Lobbying Nontaxable Amount:
464,671
Grassroots Nontaxable Amount:
116,168
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0