Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
The Thom Family Foundation Inc
 
% c/o Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside RdSuite 123Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

20-0374684
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,224,576
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 430,000
2 Check bullet
3 Interest on savings and temporary cash investments 11 11  
4 Dividends and interest from securities...... 55,040 55,040  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 202,092
b Gross sales price for all assets on line 6a 908,461
7 Capital gain net income (from Part IV, line 2)... 234,461
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 14,641 41  
12 Total. Add lines 1 through 11........ 701,784 289,553  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... 23,259 23,259    
17 Interest...............        
18 Taxes (attach schedule) (see instructions) 2,733 25    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... 20,280 200   20,080
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 46,272 23,484   20,080
25 Contributions, gifts, grants paid........ 146,040 146,040
26 Total expenses and disbursements. Add lines 24 and 25 192,312 23,484   166,120
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 509,472
b Net investment income (if negative, enter -0-) 266,069
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 37,973 62,571 62,571
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 2,689,993 Click to see attachment3,160,351 3,844,210
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 302,898 Click to see attachment317,414 317,795
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,030,864 3,540,336 4,224,576
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 3,030,864 3,540,336
30 Total net assets or fund balances (see page 17 of the
instructions).................... 3,030,864 3,540,336
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 3,030,864 3,540,336
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 3,030,864
2 Enter amount from Part I, line 27a..................... 2 509,472
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 3,540,336
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 3,540,336
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b) How acquired
P—Purchase
D—Donation
(c) Date acquired
(mo., day, yr.)
(d) Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b
c
d
e
(e) Gross sales price (f) Depreciation allowed
(or allowable)
(g) Cost or other basis
plus expense of sale
(h) Gain or (loss)
(e) plus (f) minus (g)
a 908,461   674,000 234,461
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69
(k) Excess of col. (i)
over col. (j), if any
a       234,461
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 234,461
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . .
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 152,187 2,979,785 0.051073
2011 118,351 2,821,248 0.04195
2010 106,749 2,395,443 0.044563
2009 97,599 1,837,716 0.053109
2008 71,794 1,590,023 0.045153
2 Total of line 1, column (d) ...................... 2 0.235848
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years
. . .
3 0.04717
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 3,632,043
5 Multiply line 4 by line 3....................... 5 171,323
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,661
7 Add lines 5 and 6......................... 7 173,984
8 Enter qualifying distributions from Part XII, line 4.............. 8 166,120
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 5,321
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 5,321
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 5,321
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 2,562
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 2,759
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 5,321
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMN
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletco Foundation Source Telephone no.bullet (800) 839-1754
    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to
    employee benefit plans
    and deferred compensation
    (e) Expense account,
    other allowances
    Kevin J Olson Dir
    1.0
    0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Paul Tanis Dir
    1.0
    0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Andrew J Thom Dir
    1.0
    0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Cynthia L Thom Dir
    1.0
    0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Jeff A Thom Pres / Dir
    1.0
    0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Joseph A Thom Dir
    1.0
    0    
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    181,602
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    5,321
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    5,321
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    176,281
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    176,281
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    176,281
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2012
    (c)
    2012
    (d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 176,281
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 12,075
    b Total for prior years:2011, 2010, 2009  
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011.......  
    e From 2012.......  
    fTotal of lines 3a through e.........  
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 166,120
    a Applied to 2012, but not more than line 2a 12,075
    b Applied to undistributed income of prior years
    (Election required—see instructions)......
     
    c Treated as distributions out of corpus (Election
    required—see instructions).........
     
    d Applied to 2013 distributable amount..... 154,045
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........
     
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
     
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
     
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
     
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........
    22,236
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............
     
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...
     
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......
    0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013.... 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    CYNTHIA L THOM
    JEFF A THOM
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    ALZHEIMERS DISEASE & RELATED DISORDERS ASSOCIATION
    7900 W 78TH ST
    MINNEAPOLIS,MN55439
    N/A PC General & Unrestricted 5,000
    AMERICAN HEART ASSOCIATION INC
    4701 W 77TH ST
    MINNEAPOLIS,MN55435
    N/A PC General & Unrestricted 5,000
    AMERICAN LUNG ASSOCIATION OF THE UPPER MIDWEST
    3000 KELLY LN
    SPRINGFIELD,IL62711
    N/A PC General & Unrestricted 5,000
    AMERICAN NATIONAL RED CROSS
    PO BOX 97089
    WASHINGTON,DC20090
    N/A PC Oklahoma Tornado Relief Fund 10,000
    AMERICAN RED CROSS - SOUTH CENTRAL MN CHAPTER
    105 HOMESTEAD DR
    MANKATO,MN56001
    N/A PC General & Unrestricted 5,000
    ARTHRITIS FOUNDATION INC
    1330 W PEACHTREE ST NW 100
    ATLANTA,GA30309
    N/A PC General & Unrestricted 5,000
    BOY SCOUTS OF AMERICA
    810 MADISON AVE
    MANKATO,MN56001
    N/A PC one duplex staff cabin at Camp Cuyuna 5,000
    CROSS INTERNATIONAL CATHOLIC OUTREACH INC
    PO BOX 273908
    BOCA RATON,FL33427
    N/A PC Operation: Good Samaritan project 11,000
    EMERGENCY COMMUNITY HELP ORGANIZATION ECHO
    PO BOX 3212
    MANKATO,MN56002
    N/A PC General & Unrestricted 5,000
    FEED MY STARVING CHILDREN
    401 93RD AVE NW
    COON RAPIDS,MN55433
    N/A PC General & Unrestricted 5,000
    FISHER HOUSE FOUNDATION INC
    111 ROCKVILLE PIKE STE 420
    ROCKVILLE,MD20850
    N/A PC General & Unrestricted 5,000
    GOODWILL INDUSTRIES INC
    553 FAIRVIEW AVE N
    SAINT PAUL,MN55104
    N/A PC General & Unrestricted 4,000
    HABITAT FOR HUMANITY INTERNATIONAL INC
    1751 BASSETT DR
    MANKATO,MN56001
    N/A PC General & Unrestricted 5,000
    HABITAT FOR HUMANITY INTERNATIONAL INC
    1751 BASSETT DR
    MANKATO,MN56001
    N/A PC Mankato Restore Expansion Project 10,000
    HOUSE OF HOPE INC
    PO BOX 291
    MANKATO,MN56002
    N/A PC Women's Hope Expansion Campaign 2,500
    JUNIOR ACHIEVEMENT OF THE UPPER MIDWEST
    1800 WHITE BEAR AVE N
    MAPLEWOOD,MN55109
    N/A PC South Central MN Schools-Finance Park Online Project 27,040
    KIDS AGAINST HUNGER INC
    10812 NORMANDALE BLVD
    MINNEAPOLIS,MN55437
    N/A PC General & Unrestricted 5,000
    MAKE-A-WISH FOUNDATION OF MINNESOTA
    615 1ST AVE NE STE 415
    MINNEAPOLIS,MN55413
    N/A PC General & Unrestricted 4,000
    MARCH OF DIMES - SOUTHWEST DIVISION
    107 N 2ND ST
    MANKATO,MN56001
    N/A PC General & Unrestricted 5,000
    MINNESOTA HISTORICAL SOCIETY
    345 KELLOGG BLVD W
    SAINT PAUL,MN55102
    N/A PC General & Unrestricted 2,500
    SALVATION ARMY
    700 S RIVERFRONT DR
    MANKATO,MN56001
    N/A PC General & Unrestricted 5,000
    SHARING AND CARING HANDS INC
    525 N 7TH ST
    MINNEAPOLIS,MN55405
    N/A PC General & Unrestricted 5,000
    SUSAN G KOMEN BREAST CANCER FOUNDATION INC
    5005 LBJ FWY STE 250
    DALLAS,TX75244
    N/A PC General & Unrestricted 5,000
    Total .................................bullet 3a 146,040
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............
        14 11  
    4 Dividends and interest from securities....     14 55,040  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............
             
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............
        18 202,092  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: aK-1 Inc/Loss     14 41  
    bFederal Tax Refund     01 84  
    cLIFE INSURANCE POLICY INCOME     01 14,516  
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   271,784  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13271,784
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







    Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    The Thom Family Foundation Inc
     
    Employer identification number

    20-0374684
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    The Thom Family Foundation Inc
     
    Employer identification number

    20-0374684
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    1
     
     

    Thom Andrew J  
    3460 Golfview Drive Ste 2104
     
    Eagan, MN55123

    $15,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    2
     
     

    Thom Jeff A  
    43023 520th Street
     
    North Mankato, MN56003

    $400,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
    3
     
     

    Thom Joseph A  
    1619 South 3rd Street Ste 8
     
    St Peter, MN56082

    $15,000


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    (a)
    No.
    (b)
    Name, address, and ZIP + 4
    (c)
    Total contributions
    (d)
    Type of contribution
     
     
     

       
     
     

    $  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    The Thom Family Foundation Inc
     
    Employer identification number

    20-0374684
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    (a) No.
    from
    Part I
    (b)
    Description of noncash property given
    (c)
    FMV (or estimate)
    (see instructions)
    (d)
    Date received
     
    $    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    The Thom Family Foundation Inc
     
    Employer identification number

    20-0374684
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  

    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I
    (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    The Thom Family Foundation Inc
    EIN: 20-0374684
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)
    Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    The Thom Family Foundation Inc
    EIN: 20-0374684
    Name of Stock End of Year Book Value End of Year Fair Market Value
    AES CORP 6,222 6,094
    AGCO CP 4,626 4,735
    AGILENT TECHNOLOGIES INC 2,933 3,546
    AGL RESOURCES INC. 4,736 4,865
    ALBEMARLE CP 1,602 1,902
    ALLERGAN INC. 3,222 3,666
    ALLIANCE DATA SYSTEM CORP 4,977 5,259
    AMC NETWORKS INC 856 1,567
    AMERICAN BALANCED FUND 150,669 200,626
    AMERICAN EXPRESS CO 2,511 2,722
    AMERICAN FDS NEW WORLD FUND 74,410 87,377
    AMERICAN FUNDS CAP INCOME 165,749 190,368
    AMERICAN FUNDS INCOME FD OF AM 160,099 195,864
    AMERICAN FUNDS NEW PERSPECTIVE 137,631 190,842
    AMERIPRISE FINANCIAL INC 5,296 5,753
    ANADARKO PETROLEUM CORP 3,187 2,776
    APPLE INC. 10,649 11,220
    ARRAY BIOPHARMA INC 985 797
    ARRIS GROUP INC 2,341 3,992
    ATMEL CORPORATION 2,623 4,166
    AVERY DENNISON CORP 3,718 4,768
    AVNET INC. 2,396 3,264
    BERKSHIRE HATHAWAY INC. 2,320 2,371
    BLACKROCK GLOBAL ALLOC A 177,576 190,920
    BLACKROCK INTERNTL VALUE FD 115,634 127,575
    BOEING CO 4,107 4,095
    CABLEVISION SYSTEMS CORP 2,428 2,564
    CAE INC 1,900 3,134
    CAMECO CORPORATION 2,856 3,199
    CAPITAL WORLD GROWTH & INCOME 139,737 187,452
    CAREFUSION CORP 2,622 3,624
    CARTER'S INC 3,597 4,738
    CBRE GROUP INC 2,091 2,262
    CELGENE CORP 4,615 5,069
    CF INDUSTRIES HOLDINGS, INC 2,149 2,330
    CHART INDUSTRIES, INC. 1,789 2,391
    CHEVRON CORP 4,873 4,996
    CHUBB CORP 3,675 4,252
    CIGNA 1,692 1,750
    CINCINNATI BELL INC 1,687 2,083
    CISCO SYSTEMS INC 6,378 6,729
    CIT GROUP INC 4,677 6,047
    CITIGROUP INC 2,054 2,084
    CLIFFS NATURAL RESOURCES INC. 4,997 4,849
    COCA COLA ENTRPR INC 5,855 6,178
    COGNEX CORPORATION 502 2,825
    COMCAST CORP 6,821 7,276
    COMPUTER SCIENCES CORP 4,777 5,253
    CONOCOPHILLIPS 4,234 4,451
    CONSTELLATION BRANDS INC 4,747 4,927
    COVANTA HOLDING CORP 3,092 3,213
    CUMMINS INC 1,248 6,203
    CVS CAREMARK CORP. 1,312 1,431
    DELPHI AUTOMOTIVE PLC 5,163 5,412
    DENBURY RESOURCES INC 3,936 3,746
    DEVON ENERGY CORPORATION 4,621 4,888
    DISCOVER FINL SVCS 5,744 6,155
    DISCOVERY COMMUNICATIONS, INC 2,859 8,218
    ELI LILLY & CO 3,717 3,519
    ENDOCYTE INC 1,407 886
    EOG RESOURCES INC 4,288 4,532
    EURONET WORLDWIDE INC 1,778 3,876
    EVEREST RE GROUP LTD 3,157 3,117
    EXXON MOBIL CORP 5,719 6,072
    FACEBOOK INC 5,421 6,175
    FAIRWAY GROUP HOLDINGS CORP 1,061 1,126
    FIRST EAGLE SOGEN GLOBAL FUND 173,296 194,255
    FIRST REPUBLIC BANK 2,598 3,979
    FOSTER WHEELER AG 3,424 5,544
    FRANKLIN FLOATING RATE DAILY 46,586 46,593
    FRANKLIN RES INC 3,789 4,041
    GANNETT CO INC 2,923 5,768
    GAP INC. 2,919 2,736
    GARMIN LTD 5,604 5,312
    GOODYEAR TIRE & RUBBER COMPANY 4,242 5,342
    GREEN MOUNTAIN COFFEE ROASTERS 4,974 4,532
    HALLIBURTON COMPANY 5,891 5,583
    HARBOR CAPITAL APPRECIATION FD 41,233 56,152
    HARBOR FDS INTL FD 84,161 93,161
    HARMONIC INC. 1,386 1,764
    HCC INS HLDGS INC. 4,010 5,352
    HELMERICH PAYNE 1,256 4,540
    HEXCEL CP DELAWARE 4,678 10,770
    HONEYWELL INTERNATIONAL INC. 2,828 4,203
    HOSPIRA INC W/I 4,873 5,160
    HOST HOTELS & RESORTS INC 4,151 5,054
    IAC/INTERACTIVE CORP 549 2,334
    IDEX CP 2,621 4,653
    IMMUNOGEN, INC 582 1,012
    INTERCONTINETALEXCHANGE INC 5,449 5,623
    INTERXION HOLDING N.V. 1,237 1,605
    ISIS PHARMACEUTICALS, INC. 1,643 4,661
    JACOBS ENGINEERNG GP 3,922 5,543
    JANUS CAPITAL GROUP INC. 982 1,633
    JDS UNIPHASE CORP 1,995 1,936
    JOHNSON & JOHNSON 3,786 3,664
    KANSAS CITY SOUTHERN 588 5,077
    KIMBERLY CLARK CORP 4,705 4,492
    KINDER MORGAN MNGMNT 3,738 3,632
    KROGER CO 11,377 15,061
    LAM RESEARCH CORP 2,822 7,187
    LAS VEGAS SANDS CORP 6,544 14,591
    LEVEL 3 COMMUNICATIONS, INC 2,284 3,516
    LIBERTY MEDIA CORPORATION 2,671 3,511
    LSI CORPORATION 2,660 5,123
    MACY'S INC 5,613 5,874
    MADISON SQUARE GARDEN CO. 293 1,497
    MAGNA INTERNATIONAL INC. 1,633 1,641
    MARATHON PETROLEUM CORP 1,585 1,835
    MARSHALL SMALL-CAP GROWTH FD 49,569 65,563
    MCDERMOTT INT PANAMA 1,904 1,447
    MCKESSON CORP 11,016 12,589
    MEADWESTVACO CORP 209 776
    MFS GLOBAL TOTAL RETURN FUND 161,240 190,832
    MICRON TECHNOLOGY 3,976 5,677
    MICROSOFT CORPORATION 1,861 1,871
    MOTOROLA SOLUTIONS INC 4,789 4,995
    MYLAN INC. 5,908 6,076
    MYRIAD GENETICS, INC 2,297 1,594
    NETAPP, INC. 2,852 2,880
    NEUSTAR, INC. 4,482 5,485
    NII HOLDINGS INC 1,326 253
    NORTHROP GRUMMAN CORP 5,557 5,731
    NUVEEN EQUITY INCOMECLASS 66,503 76,111
    O'REILLY AUTOMOTIVE INC. 2,497 2,574
    OASIS PETROLEUM CORP 3,197 3,100
    ORACLE CORP 6,277 6,887
    ORIENT-EXPRESS HOTEL 2,743 4,049
    OSHKOSH CORP 2,476 2,519
    PACKAGING CORP AMER 3,088 3,164
    PALL CP 1,612 5,206
    PARTNERRE LTD. 3,734 5,166
    PIMCO TOTAL RETURN FUND 92,134 91,932
    PIMCO UNCONSTRAINED BOND FUND 85,619 84,641
    PIONEER NAT RES CO 2,971 5,154
    PPG INDUSTRIES INC 5,558 5,690
    PRECISION CASTPARTS 2,469 7,810
    PRUDENTIAL FINCL INC 4,656 5,994
    PUBLIC SVC ENTERPRISE GROUP 3,642 3,556
    PVH CORP 2,561 3,673
    PYXIS LONG/SHORT EQUITY Z 66,414 64,695
    QUANTA SVCS INC. 3,852 4,071
    R F MICRO DEVICES INC 2,333 2,848
    RAYMOND JAMES FINANCIAL INC 910 2,557
    RAYTHEON CO. 2,564 2,721
    REGENERON PHARMACEUTICALS, INC 6,070 11,835
    RELIANCE STL & ALMN 3,179 4,702
    ROBERT HALF INTL INC. 959 2,016
    ROCK-TENN CO. 1,885 2,100
    ROPER INDUSTRIES 2,298 2,912
    ROSS STORES, INC. 4,762 5,470
    ROWAN CO PLC 2,063 2,475
    ROYAL CARRIBEAN CRUISE 2,819 4,932
    RTI INTL METALS INC 1,478 2,087
    RYDER SYSTEM 3,737 5,976
    SANDISK CORP 3,497 5,643
    SEACHANGE INTERNATIONAL, INC 1,273 2,140
    SEATTLE GENETICS, INC. 1,796 3,470
    SEI INVESTMENTS 2,578 4,202
    SINCLARI BROADCAST GROUP INC 1,103 5,824
    SLM CORP 4,681 4,967
    SOTHEBYS 2,836 4,203
    SOUTHWEST AIRLINES 2,832 2,826
    STARZ 29 673
    STILLWATER MINING CO 1,400 2,616
    SYMANTEC CORP 5,238 5,188
    T. ROWE PRICE GROWTH STOCK FD 44,620 65,512
    TE CONNECTIVITY LTD 2,074 2,204
    TELEPHONE & DATA SYS INC. 1,149 1,289
    THE BABCOCK AND WILCOX COMPANY 2,884 3,077
    THE MOSAIC CO 3,892 3,025
    TIME WARNER CABLE INC 2,726 2,710
    TIME WARNER TELECOM INC. 908 3,413
    TJX COMPANIES INC 3,162 3,187
    TRAVELERS COMPANIES INC 7,440 8,782
    TRIMBLE NAV LTD 4,456 6,315
    TRIQUINT SEMICONDUCTOR, INC. 654 1,985
    TYSON FOODS INC 8,015 8,398
    UMB SCOUT INTERNATIONAL 46,231 65,686
    UNIFI INC. 1,189 1,934
    UNION PACIFIC 4,742 5,040
    UNITED STATES CELLULAR CORP 1,193 1,338
    UNUM CORP 3,671 3,859
    VALEANT PHARMACEUTICALS INTL 3,190 6,457
    VALSPAR CORP 1,483 4,420
    VANGUARD EQUITY INCOME 116,231 135,131
    VANGUARD EQUITY INCOME PT 60,440 74,354
    VANGUARD INDEX TR MID-CAP IND 49,273 89,904
    VANGUARD INSTITUTIONAL INDEX 121,461 163,272
    VISA INC 4,735 5,790
    VISHAY INTERTECH 460 1,817
    VIVUS, INC. 1,732 1,199
    WABTEC 3,363 5,942
    WADDELL&REED FIN INC 2,483 7,228
    WAL-MART STORES INC. 4,750 4,721
    WEATHERFORD INTL 1,147 1,472
    WELLPOINT INC 4,219 4,435
    WELLS FARGO & CO. 6,563 6,810
    WFA EMERGING MARKETS EQUITY FD 92,699 90,807
    WYNDHAM WORLDWIDE 3,938 5,379
    XL GROUP PLC 2,521 2,547
    YACKTMAN FOCUSED FUND 58,896 72,923

    TY 2013 InvestmentsLandSchedule2
    Name:
    The Thom Family Foundation Inc
    EIN: 20-0374684
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value

    TY 2013 InvestmentsOtherSchedule2
    Name:
    The Thom Family Foundation Inc
    EIN: 20-0374684
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    LAZARD LTD   1,477 1,858
    NW MUTUAL LIFE INS POL #12-368   315,937 315,937

    TY 2013 LandEtcSchedule2
    Name:
    The Thom Family Foundation Inc
    EIN: 20-0374684
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2013 OtherExpensesSchedule
    Name:
    The Thom Family Foundation Inc
    EIN: 20-0374684
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 20,055     20,055
    Bank Charges 200 200    
    State or Local Filing Fees 25     25


    TY 2013 OtherIncomeSchedule2
    Name:
    The Thom Family Foundation Inc
    EIN: 20-0374684
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    K-1 Inc/Loss LAZARD LTD 41 41  
    Federal Tax Refund 84    
    Life Insurance Policy Income 14,516    


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    The Thom Family Foundation Inc
    EIN: 20-0374684
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 23,259 23,259    


    TY 2013 TaxesSchedule
    Name:
    The Thom Family Foundation Inc
    EIN: 20-0374684
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF EXTENSION FOR 2012 195      
    990-PF Estimated Tax for 2013 2,500      
    Foreign Tax Paid 25 25    
    IRS Miscellaneous Fee 13