Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
LAURIE CLAYTON FOUNDATION
 

Number and street (or P.O. box number if mail is not delivered to street address)11014 101ST PLACE NORTHEAST   Room/suite
City or town, state or province, country, and ZIP or foreign postal code
KIRKLAND, WA980334473
A Employer identification number

91-2056271
B Telephone number (see instructions)

(206) 292-3729
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,313,777J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 28,628 28,628  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 22,656
b Gross sales price for all assets on line 6a 1,286,850
7 Capital gain net income (from Part IV, line 2)... 22,656
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 51,284 51,284  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 3,526 1,763   1,763
c Other professional fees (attach schedule).... Click to see attachment 16,702 16,702   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 1,162 672   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule).......        
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 21,390 19,137   1,763
25 Contributions, gifts, grants paid........ 30,000 30,000
26 Total expenses and disbursements. Add lines 24 and 25 51,390 19,137   31,763
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -106
b Net investment income (if negative, enter -0-) 32,147
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing...............      
2 Savings and temporary cash investments.......... 20,250 73,826 73,826
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 389,355 Click to see attachment361,629 452,403
c Investments—corporate bonds (attach schedule)........      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)........... 812,528 Click to see attachment783,282 787,548
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,222,133 1,218,737 1,313,777
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).......... 0 0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds......... 1,455,024 1,455,024
28 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
29 Retained earnings, accumulated income, endowment, or other funds -232,891 -236,287
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,222,133 1,218,737
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,222,133 1,218,737
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,222,133
2 Enter amount from Part I, line 27a..................... 2 -106
3 Other increases not included in line 2 (itemize) bullet 3 0
4 Add lines 1, 2, and 3.......................... 4 1,222,027
5 Decreases not included in line 2 (itemize) bulletClick to see attachment 5 3,290
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,218,737
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 9 SHS ABBOTT LABORATORIES P 2012-11-09 2013-09-13
b 12 SHS ABBVIE INC COM P 2012-08-24 2013-01-07
c 90 SHS ABBVIE INC COM P 2012-08-24 2013-01-07
d 4 SHS ABBVIE INC COM P 2012-11-09 2013-01-07
e 4 SHS AIR LIQUIDE ADR P 2012-08-24 2013-07-25
80 SHS AKBANK TURK ANONIM SIRKETI ADR P 2013-06-07 2013-09-09
5 SHS ALEXANDRIA REAL ESTATE EQ INC P 2013-03-08 2013-09-09
1 SHS AMERICA MOVIL SA DE CV ADR L P 2012-08-24 2013-03-18
8 SHS AMERICA MOVIL SA DE CV ADR L P 2012-08-24 2013-03-18
8 SHS AMERICA MOVIL SA DE CV ADR L P 2012-08-24 2013-06-07
7 SHS AMERICA MOVIL SA DE CV ADR L P 2012-11-09 2013-06-07
14 SHS AMERICA MOVIL SA DE CV ADR L P 2012-11-09 2013-07-25
1 SHS AMERICA MOVIL SA DE CV ADR L P 2012-11-09 2013-07-25
1 SHS AMERICA MOVIL SA DE CV ADR L P 2012-08-24 2013-07-25
1 SHS AMERICA MOVIL SA DE CV ADR L P 2013-03-11 2013-07-25
8 SHS AMERICA MOVIL SA DE CV ADR L P 2012-08-24 2013-07-25
8 SHS AMERICAN CAMPUS CMMTYS INC P 2013-03-08 2013-08-13
3 SHS AMERICAN TOWER REIT COM P 2013-01-16 2013-08-12
4 SHS AMERICAN TOWER REIT COM P 2012-11-09 2013-08-12
1 SHS AMERICAN TOWER REIT COM P 2013-01-16 2013-08-12
1 SHS AMERICAN TOWER REIT COM P 2013-03-08 2013-08-12
18 SHS APARTMENT INVT & MGMT CO A P 2012-10-15 2013-09-09
8 SHS APARTMENT INVT & MGMT CO A P 2013-03-08 2013-09-09
134.971 SHS AQR MANAGED FUTURES STRATEGY I P 2013-09-09 2013-11-21
9 SHS ARM HOLDINGS PLC ADS P 2012-08-24 2013-02-21
21 SHS ARM HOLDINGS PLC ADS P 2012-08-24 2013-06-19
21 SHS ARM HOLDINGS PLC ADS P 2012-11-09 2013-06-19
1 SHS ASSOC ESTATES REALTY P 2012-11-09 2013-09-09
15 SHS ASSOC ESTATES REALTY P 2013-03-08 2013-09-09
6 SHS AUTOMATIC DATA PROCESSING INC P 2013-08-26 2013-09-13
3 SHS AUTOMATIC DATA PROCESSING INC P 2013-08-26 2013-11-21
3 SHS AVALONBAY COMM INC P 2013-03-08 2013-09-09
14 SHS BAIDU INC ADS P 2013-06-07 2013-09-09
1 SHS BAIDU INC ADS P 2013-06-07 2013-09-09
1 SHS BAIDU INC ADS P 2013-06-12 2013-09-09
1 SHS BAIDU INC ADS P 2013-06-12 2013-11-21
19 SHS BANCO BILBAO VIZ ARG SA ADS P 2013-02-22 2013-11-21
4 SHS BANCO BRADESCO S A NEW P 2012-10-29 2013-06-07
17 SHS BANCO BRADESCO S A NEW P 2012-11-05 2013-06-07
15 SHS BANCO BRADESCO S A NEW P 2013-01-16 2013-06-07
0 SHS BANCO DE CHILE ADR P 2013-01-29 2013-01-29
15 SHS BANCO DO BRASIL SA SPON ADR P 2012-10-29 2013-09-09
106 SHS BANCO DO BRASIL SA SPON ADR P 2013-06-07 2013-09-09
37 SHS BANCO MACRO S.A. SPONS ADR P 2013-06-07 2013-09-09
5 SHS BANCOLOMBIA S.A. P 2012-10-16 2013-03-08
8 SHS BANCOLOMBIA S.A. P 2012-10-16 2013-06-07
4 SHS BANCOLOMBIA S.A. P 2013-03-27 2013-06-07
6 SHS BAYERISCHE MOTOREN WERKE AG P 2013-02-13 2013-11-21
21 SHS BIDVEST GROUP LTD SPONS ADR P 2013-06-07 2013-09-09
3 SHS BOSTON PROPERTIES INC P 2013-03-08 2013-09-09
14 SHS BRANDYWINE REALTY TR SBI NEW P 2013-03-08 2013-09-09
4 SHS CAMDEN PROPERTY TRUST P 2013-03-08 2013-09-09
9 SHS CBL & ASSOC PPTYS INC P 2013-03-08 2013-09-09
1 SHS CBL&ASSOC PROP 7.375 SER D P 2012-11-09 2013-09-09
2 SHS CBL&ASSOC PROP 7.375 SER D P 2013-03-08 2013-09-09
2 SHS CH ROBINSON WORLDWIDE INC NEW P 2013-03-08 2013-12-20
61 SHS CHINA CONSTRUCTION BANK CORP P 2013-06-07 2013-09-09
4 SHS CHINA MOBILE LTD P 2013-03-21 2013-09-09
4 SHS CHINA MOBILE LTD P 2013-04-05 2013-09-09
5 SHS CHINA MOBILE LTD P 2013-04-26 2013-09-09
4 SHS CHINA MOBILE LTD P 2013-05-15 2013-09-09
1 SHS CHINA SHENHUA ENERGY LTD ADR P 2012-08-24 2013-06-07
16 SHS CIELO SA SPONSORED ADR NEW P 2013-06-07 2013-09-09
9 SHS CIELO SA SPONSORED ADR NEW P 2013-08-01 2013-09-09
78 SHS CLICKS GROUP LTD SPONS ADR P 2013-06-07 2013-09-09
12 SHS COGNIZANT TECH SOLUTIONS CL A P 2012-11-09 2013-05-15
6 SHS COGNIZANT TECH SOLUTIONS CL A P 2013-03-08 2013-05-15
4.798 SHS COHEN & STEERS REALTY SHS INC P 2013-09-09 2013-11-08
9.995 SHS COHEN & STEERS REALTY SHS INC P 2013-09-09 2013-11-21
116 SHS COMMERCIAL INTL BNK LTD SP ADR P 2013-06-07 2013-09-09
19 SHS COMP CERVEC UNIDAS SA SPON ADR P 2012-10-02 2013-03-08
8 SHS COMP CERVEC UNIDAS SA SPON ADR P 2012-10-02 2013-06-07
10 SHS COMP CERVEC UNIDAS SA SPON ADR P 2012-12-05 2013-06-07
11 SHS COMP CERVEC UNIDAS SA SPON ADR P 2013-03-01 2013-06-07
11 SHS COMP CERVEC UNIDAS SA SPON ADR P 2013-04-18 2013-06-07
7 SHS COMPANHIA BRASIL DIST GRUPO PA P 2012-12-04 2013-03-08
0 SHS COMPANHIA BRASIL DIST GRUPO PA P 2013-05-24 2013-05-24
10 SHS COMPANHIA BRASIL DIST GRUPO PA P 2012-12-04 2013-06-07
8 SHS COMPANHIA BRASIL DIST GRUPO PA P 2012-12-11 2013-06-07
3 SHS COPA HOLDINGS,S.A. CLA A P 2012-10-02 2013-03-08
6 SHS COPA HOLDINGS,S.A. CLA A P 2012-10-02 2013-06-07
59.979 SHS CRM MIDCAP VALUE INSTL P 2013-09-09 2013-11-21
4 SHS DIGITAL REALTY TRUST INC P 2013-03-08 2013-09-09
2 SHS DIGITAL REALTY TRUST INC P 2013-06-07 2013-09-09
11 SHS DOUGLAS EMMETT INC P 2013-03-08 2013-09-09
5000 SHS DOW CHEMICAL CO 3.000 11-15-22 P 2012-11-08 2013-03-01
4000 SHS DOW CHEMICAL CO 3.000 11-15-22 P 2012-11-08 2013-09-09
5 SHS EASTGROUP PROPERTIES INC P 2013-03-08 2013-09-09
17 SHS EBAY INC P 2013-05-02 2013-09-13
8 SHS EBAY INC P 2013-05-02 2013-11-21
8 SHS EMP NACION ELECTRICIDAD SA ADS P 2013-04-05 2013-06-07
7 SHS EMP NACION ELECTRICIDAD SA ADS P 2013-04-18 2013-06-07
1 SHS EPR PPTYS COM P 2012-11-09 2013-09-09
6 SHS EPR PPTYS COM P 2013-03-08 2013-09-09
1 SHS ESSEX PROPERTY TRUST INC P 2013-03-08 2013-09-09
5 SHS FACEBOOK INC CL-A P 2013-07-30 2013-09-13
4 SHS FACEBOOK INC CL-A P 2013-07-30 2013-11-21
4 SHS FASTENAL CO P 2013-02-15 2013-09-13
2 SHS FASTENAL CO P 2013-02-15 2013-11-21
3 SHS FASTENAL CO P 2013-02-15 2013-11-21
3 SHS FEDL RLTY INVT TRUST S B I P 2013-03-08 2013-09-09
11000 SHS FNMA 2 3/8 7-28-15 P 2012-08-16 2013-03-01
13 SHS FRESENIUS MEDICAL CARE AG&CO P 2012-11-09 2013-10-10
5 SHS GARTNER INC P 2013-01-24 2013-09-13
2 SHS GARTNER INC P 2013-01-24 2013-11-21
1 SHS GARTNER INC P 2013-01-25 2013-11-21
29 SHS GAZPROM O A O SPON ADR P 2013-02-05 2013-09-09
1 SHS GAZPROM O A O SPON ADR P 2013-03-08 2013-09-09
24.722 SHS GOLDMAN SACHS ABSLT RET TRCK I P 2012-11-09 2013-09-09
19 SHS GRUPO TELEVISA S.A.GLOBAL DEP P 2012-09-14 2013-06-07
2 SHS GRUPO TELEVISA S.A.GLOBAL DEP P 2012-09-14 2013-09-09
17 SHS GRUPO TELEVISA S.A.GLOBAL DEP P 2012-12-11 2013-09-09
10 SHS GRUPO TELEVISA S.A.GLOBAL DEP P 2013-03-01 2013-09-09
145.492 SHS GUGGENHEIM MNGD FUTRS STRAT H P 2012-11-09 2013-09-09
5 SHS HCP INCORPORATED P 2013-03-08 2013-09-09
1 SHS HEALTH CARE REIT INC P 2012-11-09 2013-09-09
5 SHS HEALTH CARE REIT INC P 2013-03-08 2013-09-09
11 SHS HONG KONG EXCHANGES & CLEARING P 2013-06-14 2013-11-21
14 SHS HOSPITALITY PPTYS TR COM SBI P 2013-03-08 2013-09-09
15 SHS HOST HOTEL & RESORTS INC P 2013-03-08 2013-09-09
5 SHS HSBC HOLDINGS PLC SPON ADR NEW P 2012-08-24 2013-06-06
9 SHS HSBC HOLDINGS PLC SPON ADR NEW P 2012-11-09 2013-06-06
8 SHS HSBC HOLDINGS PLC SPON ADR NEW P 2013-03-08 2013-06-06
34 SHS IMPERIAL HLDGS LTD ADR P 2013-06-07 2013-09-09
4 SHS INDUSTRIAL & COML BK CHINA ADR P 2012-08-24 2013-06-07
4 SHS INFOSYS LIMITED ADR P 2012-12-05 2013-06-07
6 SHS INTUIT INC P 2013-03-08 2013-11-26
3 SHS INTUIT INC P 2013-11-08 2013-11-26
5.577 SHS INVESCO DEVELOPING MARKETS Y P 2013-09-09 2013-09-13
759.461 SHS INVESCO DEVELOPING MARKETS Y P 2013-09-09 2013-11-08
29.985 SHS INVESCO DEVELOPING MARKETS Y P 2013-09-09 2013-11-21
103.069 SHS IQ ALPHA HEDGE STRAT INST P 2013-09-09 2013-11-08
513.943 SHS IQ ALPHA HEDGE STRAT INST P 2013-09-09 2013-11-21
332 SHS ISHARES BARCLAYS SHORT TREAS P 2012-08-24 2013-03-08
22 SHS ISHARES MSCI INDONESIA INVES P 2013-04-18 2013-06-07
8 SHS ISHARES MSCI INDONESIA INVES P 2013-05-07 2013-06-07
3 SHS ISHARES MSCI SOUTH KOREA CAPPE P 2012-08-24 2013-06-07
55 SHS ISHARES MSCI TAIWAN INDEX FUND P 2012-08-03 2013-06-07
7 SHS ISHARES MSCI TAIWAN INDEX FUND P 2012-08-24 2013-06-07
7 SHS ITAU UNIBANCO MULTIPLE ADR P 2012-07-31 2013-06-07
8 SHS ITAU UNIBANCO MULTIPLE ADR P 2012-07-31 2013-06-07
21 SHS ITAU UNIBANCO MULTIPLE ADR P 2012-08-24 2013-06-07
3.075 SHS JANUS PERKINS MID CAP VALUE I P 2012-11-09 2013-09-09
4000 SHS JP MORGAN CHASE 6.300 4-23-19 P 2012-03-13 2013-03-01
6 SHS JSC MMC NORILSK NICKEL ADR P 2012-08-24 2013-06-07
10 SHS KB FINANCIAL GRP INC SONS ADR P 2012-09-14 2013-09-09
106 SHS KIMBERLY CLARK SPON ADR P 2013-06-07 2013-09-09
49 SHS KOC HLDG AS UNSPON ADR P 2013-06-07 2013-09-09
16 SHS LEXINGTON REALTY TRUST P 2013-03-08 2013-09-09
208 SHS LI & FUNG LTD UNSPON ADR P 2012-08-24 2013-02-14
300 SHS LI & FUNG LTD UNSPON ADR P 2012-11-09 2013-02-14
52 SHS LONZA GROUP AG ZUERICH ADR P 2012-11-09 2013-09-17
24 SHS LONZA GROUP AG ZUERICH ADR P 2012-11-09 2013-09-18
27 SHS LONZA GROUP AG ZUERICH ADR P 2013-02-11 2013-09-18
14 SHS LONZA GROUP AG ZUERICH ADR P 2013-02-12 2013-09-18
11 SHS LONZA GROUP AG ZUERICH ADR P 2013-03-08 2013-09-18
82 SHS LONZA GROUP AG ZUERICH ADR P 2013-03-08 2013-10-02
10 SHS LONZA GROUP AG ZUERICH ADR P 2013-09-13 2013-10-02
34 SHS LONZA GROUP AG ZUERICH ADR P 2013-09-13 2013-10-03
5 SHS LTC PROPERTIES INC P 2013-03-08 2013-09-09
3 SHS MICROSOFT CORP P 2012-08-24 2013-01-14
25 SHS MICROSOFT CORP P 2012-11-09 2013-01-14
80 SHS MOBILE TELESYSTEMS OJSC P 2013-06-07 2013-09-09
5 SHS MONMOUTH RL EST INVT CP A P 2013-03-08 2013-09-09
3 SHS MONMOUTH RL EST INVT CP A P 2013-06-07 2013-09-09
7 SHS NATIONAL RETAIL PROPERTIES I P 2013-03-08 2013-09-09
58 SHS NEDBANK GRP LTD SPON ADR P 2013-06-07 2013-09-09
18 SHS NETEASE.COM INC ADS P 2013-06-07 2013-09-09
55 SHS ORIFLAME COSMETICS SA SPON ADR P 2013-06-07 2013-09-09
1 SHS PEABODY ENERGY CORP P 2012-11-09 2013-04-05
1 SHS PEABODY ENERGY CORP P 2013-03-08 2013-04-05
19 SHS PHILIPPINE LG DIST TEL SPN ADR P 2013-06-07 2013-09-09
531.667 SHS PIA BBB BOND FD-COMPLETION SH P 2012-10-16 2013-09-09
174.017 SHS PIA BBB BOND FD-COMPLETION SH P 2013-01-03 2013-09-09
71.646 SHS PIA BBB BOND FD-COMPLETION SH P 2013-08-16 2013-09-09
298.734 SHS PIA MBS BOND-COMPLETION SH P 2013-01-03 2013-09-09
84.943 SHS PIA MBS BOND-COMPLETION SH P 2013-08-16 2013-09-09
346.476 SHS PIMCO EMERGING LOCAL BD P P 2013-09-13 2013-11-08
26 SHS PING AN INSURANCE ADR P 2012-09-14 2013-06-07
15 SHS PING AN INSURANCE ADR P 2013-05-07 2013-06-07
12 SHS POTASH CP OF SASKATCHEWAN INC P 2012-09-26 2013-09-20
14 SHS POTASH CP OF SASKATCHEWAN INC P 2012-11-09 2013-09-20
9 SHS POTASH CP OF SASKATCHEWAN INC P 2013-03-04 2013-09-20
14 SHS POTASH CP OF SASKATCHEWAN INC P 2013-03-08 2013-09-20
10 SHS POTASH CP OF SASKATCHEWAN INC P 2013-09-13 2013-09-20
73 SHS PPC LIMITED UNSPON ADR P 2013-06-07 2013-09-09
689.045 SHS PRUDENTIAL SHT TRM CORP BD Z P 2013-09-09 2013-11-21
1868.226 SHS PRUDENTIAL TOTAL RETURN BD Z P 2013-09-09 2013-11-08
224.964 SHS PRUDENTIAL TOTAL RETURN BD Z P 2013-09-09 2013-11-21
62 SHS PT ASTRA INTERNATIONAL TBK ADR P 2013-07-15 2013-09-09
142 SHS PT BK MANDIRI PERSERO TBK UNSP P 2013-06-07 2013-09-09
24 SHS PT BK MANDIRI PERSERO TBK UNSP P 2013-08-12 2013-09-09
19 SHS PT SEMEN GRESIK PERSERO ADR P 2013-06-07 2013-09-09
2 SHS PT SEMEN GRESIK PERSERO ADR P 2013-06-07 2013-09-09
7 SHS PT TELEKOMUNIKASI INDONESIA P 2013-06-07 2013-06-12
36 SHS PT TELEKOMUNIKASI INDONESIA P 2013-06-07 2013-09-09
20 SHS PT UNITED TRACTORS ADR P 2013-06-07 2013-09-09
55 SHS PTT EXPLO & PRODTN SPONS ADR P 2013-06-07 2013-09-11
4 SHS PUBLIC STORAGE P 2013-03-08 2013-09-09
12 SHS QIAGEN NV ORD P 2012-08-24 2013-01-10
27 SHS QIAGEN NV ORD P 2012-11-09 2013-01-10
8 SHS RAYONIER INCORPORATED P 2013-03-08 2013-09-09
1 SHS REALTY INCOME CORP P 2012-11-09 2013-09-09
5 SHS REALTY INCOME CORP P 2013-03-08 2013-09-09
1 SHS RIO TINTO PLC SPON ADR P 2012-11-09 2013-04-05
37 SHS SANLAM LTD ADR P 2013-06-07 2013-09-09
14 SHS SBERBANK RUSSIA SPONSORED ADR P 2013-05-15 2013-09-09
52 SHS SBERBANK RUSSIA SPONSORED ADR P 2013-06-07 2013-09-09
9 SHS SENIOR HSG PPTY TR SBI P 2013-03-08 2013-09-09
36 SHS SHINHAN FINANCIAL GROUP CO LTD P 2013-06-07 2013-09-09
8 SHS SHOPRITE HLDGS LTD ADR P 2013-06-07 2013-09-09
7 SHS SIMON PPTY GROUP INC P 2013-03-08 2013-09-09
19 SHS SONOVA HLDG AG UNSP ADR P 2012-08-24 2013-05-13
62 SHS STANDARD BANK GROUP LTD SPON P 2013-06-07 2013-09-09
12 SHS STERLITE INDS LTD ADS P 2012-09-14 2013-03-08
78 SHS STERLITE INDS LTD ADS P 2012-09-14 2013-06-07
17 SHS SWATCH GROUP AG ADR THE UNSPON P 2012-08-24 2013-03-11
8 SHS TANGER FACTORY OUTLET CENTERS P 2013-03-08 2013-09-09
3000 SHS THERMO FISHER SCI 3.150 1-15-23 P 2013-05-07 2013-09-09
10 SHS TIGER BRANDS LTD SPON ADR NEW P 2013-06-07 2013-09-09
65 SHS TURKCELL ILETISM HIZM AS NEW P 2013-06-07 2013-09-09
4000 SHS US TSY NOTE 1 3/4 5-15-22 P 2012-06-26 2013-03-01
10 SHS VALE S.A. SP P 2013-06-07 2013-09-09
2329 SHS VANGUARD SHORT TERM BND P 2013-03-08 2013-09-09
8 SHS VARIAN MEDICAL SYS INC P 2012-11-09 2013-08-30
4 SHS VARIAN MEDICAL SYS INC P 2013-03-08 2013-08-30
1 SHS VENTAS INC P 2012-11-09 2013-09-09
4 SHS VENTAS INC P 2013-03-08 2013-09-09
6 SHS VISA INC CL A P 2013-02-07 2013-09-13
3 SHS VISA INC CL A P 2013-02-07 2013-11-21
50 SHS VODACOM GROUP LIMITED P 2013-06-07 2013-09-09
2 SHS VODAFONE GP PLC ADS NEW P 2012-11-09 2013-02-22
2 SHS W W GRAINGER INC P 2012-10-16 2013-09-13
16 SHS WAL-MART DE MEXICO SA SPON ADR P 2012-06-27 2013-06-07
16 SHS WAL-MART DE MEXICO SA SPON ADR P 2012-09-26 2013-06-07
24 SHS WEICHAI PWR CO LTD UNSPON ADR P 2013-06-07 2013-09-09
8 SHS WEINGARTEN REALTY INV SBI P 2013-03-08 2013-09-09
13 SHS WOOLWORTHS HLDGS LTD P 2013-06-07 2013-09-09
35 SHS WYNN MACAU LTD UNSPON ADR P 2013-06-07 2013-09-09
21 SHS XINYI GLASS HLDGS LTD UNSPON P 2012-11-09 2013-09-24
1 SHS XINYI GLASS HLDGS LTD UNSPON P 2013-03-08 2013-09-24
23 SHS YPF SOCIEDAD ADS REP 1 CL-D SH P 2013-06-07 2013-09-09
40 SHS YPF SOCIEDAD ADS REP 1 CL-D SH P 2013-07-19 2013-09-09
58 SHS ZOOMLION HEAVY INDUS UNS ADR P 2012-12-05 2013-01-25
4 SHS AMERICA MOVIL SA DE CV ADR L P 2011-04-07 2013-07-25
4 SHS AMERICA MOVIL SA DE CV ADR L P 2011-04-07 2013-03-18
24 SHS AMERICA MOVIL SA DE CV ADR L P 2010-06-04 2013-03-18
1 SHS AMERICA MOVIL SA DE CV ADR L P 2010-06-04 2013-03-18
1 SHS AMERICA MOVIL SA DE CV ADR L P 2010-06-04 2013-03-18
3 SHS AMERICA MOVIL SA DE CV ADR L P 2010-06-04 2013-03-18
7 SHS AMERICA MOVIL SA DE CV ADR L P 2010-06-04 2013-03-18
2 SHS AMERICA MOVIL SA DE CV ADR L P 2010-06-04 2013-03-18
16 SHS AMERICA MOVIL SA DE CV ADR L P 2010-06-04 2013-03-18
1 SHS AMERICA MOVIL SA DE CV ADR L P 2010-06-04 2013-03-18
8 SHS AMERICA MOVIL SA DE CV ADR L P 2010-06-04 2013-03-18
7 SHS BANCO BRADESCO S A NEW P 2011-03-01 2013-06-07
1 SHS BANCO BRADESCO S A NEW P 2011-04-07 2013-06-07
12 SHS BANCO BRADESCO S A NEW P 2011-04-07 2013-03-08
4 SHS BANCO BRADESCO S A NEW P 2011-04-15 2013-03-08
9 SHS BANCO BRADESCO S A NEW P 2011-08-16 2013-03-08
3 SHS BANCO BRADESCO S A NEW P 2011-10-18 2013-03-08
0.6 SHS BANCO BRADESCO S A NEW P 2011-10-18 2013-04-02
17 SHS BANCO BRADESCO S A NEW P 2011-10-18 2013-06-07
3 SHS BANCO DO BRASIL SA SPON ADR P 2011-04-07 2013-09-09
29 SHS BANCO DO BRASIL SA SPON ADR P 2011-04-07 2013-03-08
13 SHS BANCO DO BRASIL SA SPON ADR P 2011-04-07 2013-09-09
8 SHS BANCO DO BRASIL SA SPON ADR P 2011-06-01 2013-09-09
1 SHS BANCO DO BRASIL SA SPON ADR P 2011-10-07 2013-09-09
2 SHS BANCO DO BRASIL SA SPON ADR P 2011-10-07 2013-09-09
4 SHS CH ROBINSON WORLDWIDE INC NEW P 2011-02-24 2013-12-20
2 SHS CH ROBINSON WORLDWIDE INC NEW P 2010-08-06 2013-09-13
2 SHS CH ROBINSON WORLDWIDE INC NEW P 2011-02-24 2013-09-13
4 SHS CH ROBINSON WORLDWIDE INC NEW P 2011-02-24 2013-11-21
2 SHS CH ROBINSON WORLDWIDE INC NEW P 2011-02-24 2013-11-21
3 SHS CH ROBINSON WORLDWIDE INC NEW P 2011-02-24 2013-12-19
9 SHS CH ROBINSON WORLDWIDE INC NEW P 2011-03-01 2013-12-19
7 SHS CH ROBINSON WORLDWIDE INC NEW P 2011-03-01 2013-12-20
1 SHS CH ROBINSON WORLDWIDE INC NEW P 2011-04-15 2013-12-20
16 SHS CH ROBINSON WORLDWIDE INC NEW P 2011-07-27 2013-12-20
6 SHS CH ROBINSON WORLDWIDE INC NEW P 2012-02-24 2013-12-20
6 SHS CH ROBINSON WORLDWIDE INC NEW P 2012-11-09 2013-12-20
3 SHS GAZPROM O A O SPON ADR P 2011-03-07 2013-09-09
12 SHS GAZPROM O A O SPON ADR P 2011-03-07 2013-09-09
9 SHS GAZPROM O A O SPON ADR P 2011-02-24 2013-09-09
14 SHS GAZPROM O A O SPON ADR P 2011-03-01 2013-09-09
6 SHS GAZPROM O A O SPON ADR P 2011-03-01 2013-09-09
5 SHS GAZPROM O A O SPON ADR P 2011-03-01 2013-09-09
2 SHS GAZPROM O A O SPON ADR P 2011-03-01 2013-09-09
1 SHS GAZPROM O A O SPON ADR P 2011-03-01 2013-09-09
4 SHS GAZPROM O A O SPON ADR P 2011-03-01 2013-09-09
5 SHS GAZPROM O A O SPON ADR P 2011-03-01 2013-09-09
8 SHS GAZPROM O A O SPON ADR P 2011-06-01 2013-09-09
3 SHS GAZPROM O A O SPON ADR P 2011-08-16 2013-09-09
49 SHS GAZPROM O A O SPON ADR P 2011-08-16 2013-09-09
3 SHS GAZPROM O A O SPON ADR P 2011-08-16 2013-09-09
1 SHS GAZPROM O A O SPON ADR P 2011-08-16 2013-09-09
12 SHS GAZPROM O A O SPON ADR P 2012-08-24 2013-09-09
4 SHS INFOSYS LIMITED ADR P 2011-03-22 2013-06-07
2 SHS INFOSYS LIMITED ADR P 2011-02-24 2013-03-08
3 SHS INFOSYS LIMITED ADR P 2011-03-01 2013-03-08
8 SHS INFOSYS LIMITED ADR P 2011-03-23 2013-03-08
1 SHS INFOSYS LIMITED ADR P 2011-03-29 2013-03-08
8 SHS INFOSYS LIMITED ADR P 2011-03-29 2013-05-24
7 SHS INFOSYS LIMITED ADR P 2011-03-29 2013-06-07
1 SHS INFOSYS LIMITED ADR P 2011-07-08 2013-06-07
4 SHS INFOSYS LIMITED ADR P 2011-08-16 2013-06-07
2 SHS KB FINANCIAL GRP INC SONS ADR P 2011-03-17 2013-09-09
19 SHS KB FINANCIAL GRP INC SONS ADR P 2011-02-24 2013-03-08
7 SHS KB FINANCIAL GRP INC SONS ADR P 2011-02-24 2013-09-09
4 SHS KB FINANCIAL GRP INC SONS ADR P 2011-03-01 2013-09-09
9 SHS KB FINANCIAL GRP INC SONS ADR P 2011-03-23 2013-09-09
1 SHS KB FINANCIAL GRP INC SONS ADR P 2011-10-07 2013-09-09
3 SHS KB FINANCIAL GRP INC SONS ADR P 2011-10-07 2013-09-09
2 SHS PING AN INSURANCE ADR P 2011-03-17 2013-06-07
49 SHS PING AN INSURANCE ADR P 2011-02-24 2013-03-08
1 SHS PING AN INSURANCE ADR P 2011-03-02 2013-03-08
12 SHS PING AN INSURANCE ADR P 2011-03-02 2013-06-07
9 SHS PING AN INSURANCE ADR P 2011-05-13 2013-06-07
26 SHS PING AN INSURANCE ADR P 2011-05-16 2013-06-07
1 SHS PING AN INSURANCE ADR P 2011-07-08 2013-06-07
1 SHS PING AN INSURANCE ADR P 2011-10-07 2013-06-07
6 SHS PING AN INSURANCE ADR P 2012-05-09 2013-06-07
17 SHS SBERBANK RUSSIA SPONSORED ADR P 2011-06-28 2013-09-09
33 SHS SBERBANK RUSSIA SPONSORED ADR P 2011-06-28 2013-03-08
1 SHS SBERBANK RUSSIA SPONSORED ADR P 2011-07-08 2013-03-08
14 SHS SBERBANK RUSSIA SPONSORED ADR P 2011-08-16 2013-03-08
37 SHS SBERBANK RUSSIA SPONSORED ADR P 2011-08-16 2013-09-09
6 SHS SBERBANK RUSSIA SPONSORED ADR P 2011-10-07 2013-09-09
24 SHS SBERBANK RUSSIA SPONSORED ADR P 2012-06-28 2013-09-09
16 SHS STERLITE INDS LTD ADS P 2011-03-17 2013-03-08
47 SHS STERLITE INDS LTD ADS P 2011-02-24 2013-03-01
11 SHS STERLITE INDS LTD ADS P 2011-03-01 2013-03-01
5 SHS STERLITE INDS LTD ADS P 2011-08-16 2013-03-01
8 SHS STERLITE INDS LTD ADS P 2011-08-16 2013-03-08
1 SHS ABBOTT LABORATORIES P 2010-07-19 2013-09-13
1 SHS ABBOTT LABORATORIES P 2010-07-19 2013-09-13
5 SHS ABBOTT LABORATORIES P 2010-07-19 2013-09-13
3 SHS ABBOTT LABORATORIES P 2012-08-24 2013-09-13
6 SHS ABBOTT LABORATORIES P 2010-07-19 2013-11-21
3 SHS ABBOTT LABORATORIES P 2010-11-30 2013-11-21
3 SHS ABBOTT LABORATORIES P 2011-04-15 2013-11-21
9 SHS ABBOTT LABORATORIES P 2012-08-24 2013-11-21
11 SHS ABBVIE INC COM P 2010-07-19 2013-01-07
9 SHS ACCENTURE PLC IRELAND CL A P 2010-07-19 2013-09-13
5 SHS ACCENTURE PLC IRELAND CL A P 2010-07-19 2013-11-21
13 SHS AIA GROUP LTD SPON ADR P 2012-02-14 2013-11-21
6 SHS AIA GROUP LTD SPON ADR P 2012-04-03 2013-11-21
4 SHS AIA GROUP LTD SPON ADR P 2012-08-24 2013-11-21
8.444 SHS AIR LIQUIDE ADR P 2011-02-24 2013-07-25
10.556 SHS AIR LIQUIDE ADR P 2011-03-01 2013-07-25
6 SHS AIR LIQUIDE ADR P 2012-08-24 2013-11-21
9 SHS ALEXANDRIA REAL ESTATE EQ INC P 2011-02-24 2013-09-09
3 SHS ALEXANDRIA REAL ESTATE EQ INC P 2011-03-01 2013-09-09
9 SHS ALLERGAN INC P 2010-07-19 2013-09-13
5 SHS ALLERGAN INC P 2010-07-19 2013-11-21
2 SHS ALLIANZ SE ADS P 2011-02-24 2013-11-21
16 SHS ALLIANZ SE ADS P 2011-03-01 2013-11-21
1 SHS ALLIANZ SE ADS P 2011-08-16 2013-11-21
12 SHS AMERICAN CAMPUS CMMTYS INC P 2011-02-24 2013-08-12
7 SHS AMERICAN CAMPUS CMMTYS INC P 2011-03-01 2013-08-12
1 SHS AMERICAN CAMPUS CMMTYS INC P 2011-04-15 2013-08-12
2 SHS AMERICAN CAMPUS CMMTYS INC P 2011-04-15 2013-08-13
1 SHS AMERICAN TOWER REIT COM P 2012-07-12 2013-08-12
7 SHS AMERICAN TOWER REIT COM P 2012-07-12 2013-08-12
1 SHS ANHEUSER BUSCH INBEV SA SPON P 2012-05-04 2013-11-21
1 SHS APPLE INC P 2010-02-05 2013-01-25
9 SHS APPLE INC P 2010-06-04 2013-01-25
3 SHS ARM HOLDINGS PLC ADS P 2011-03-01 2013-02-21
8 SHS ARM HOLDINGS PLC ADS P 2012-11-09 2013-11-21
20 SHS ASSOC ESTATES REALTY P 2011-02-24 2013-09-09
8 SHS ASSOC ESTATES REALTY P 2011-03-01 2013-09-09
2 SHS ASSOC ESTATES REALTY P 2011-04-15 2013-09-09
11 SHS AT&T INC P 2011-02-24 2013-01-16
6000 SHS AT&T INC 3.000 2-15-22 P 2012-02-28 2013-03-01
3000 SHS AT&T INC 3.000 2-15-22 P 2012-02-28 2013-09-09
4 SHS ATLAS COPCO AS A ADR A NEW P 2011-02-24 2013-11-21
3 SHS ATLAS COPCO AS A ADR A NEW P 2011-03-01 2013-11-21
3 SHS AVALONBAY COMM INC P 2011-02-24 2013-09-09
2 SHS AVALONBAY COMM INC P 2011-03-01 2013-09-09
1 SHS AVALONBAY COMM INC P 2011-04-15 2013-09-09
4 SHS BANCO DE CHILE ADR P 2011-08-16 2013-03-08
0 SHS BANCO DE CHILE ADR P 2011-08-16 2013-06-05
6 SHS BANCO DE CHILE ADR P 2011-08-16 2013-06-07
13 SHS BANK OF NOVA SCOTIA P 2011-02-24 2013-07-15
2 SHS BANK OF NOVA SCOTIA P 2011-02-24 2013-07-16
2 SHS BANK OF NOVA SCOTIA P 2011-03-01 2013-07-16
3 SHS BANK OF NOVA SCOTIA P 2011-04-15 2013-07-16
48 SHS BELLE INTL HLDGS LTD ADR P 2011-02-24 2013-03-08
7 SHS BELLE INTL HLDGS LTD ADR P 2011-02-24 2013-03-20
20 SHS BELLE INTL HLDGS LTD ADR P 2011-03-01 2013-03-20
7 SHS BELLE INTL HLDGS LTD ADR P 2011-03-25 2013-03-20
19 SHS BELLE INTL HLDGS LTD ADR P 2011-03-25 2013-05-24
29 SHS BELLE INTL HLDGS LTD ADR P 2011-03-25 2013-06-07
5 SHS BELLE INTL HLDGS LTD ADR P 2011-07-08 2013-06-07
20 SHS BELLE INTL HLDGS LTD ADR P 2011-08-16 2013-06-07
10 SHS BG GROUP PLC P 2011-03-01 2013-11-21
1 SHS BG GROUP PLC P 2012-08-24 2013-11-21
377.677 SHS BLACKROCK HI YIELD BD PTF INST P 2011-02-24 2013-03-08
1112.102 SHS BLACKROCK HI YIELD BD PTF INST P 2011-03-01 2013-03-08
21.548 SHS BLACKROCK HI YIELD BD PTF INST P 2011-04-15 2013-03-08
75.53 SHS BLACKROCK HI YIELD BD PTF INST P 2011-04-15 2013-11-21
192.426 SHS BLACKROCK HI YIELD BD PTF INST P 2011-07-08 2013-11-21
458.481 SHS BLACKROCK INFLAT PROT BOND I P 2010-07-19 2013-03-08
27.611 SHS BLACKROCK INFLAT PROT BOND I P 2010-07-27 2013-03-08
864.292 SHS BLACKROCK INFLAT PROT BOND I P 2011-02-24 2013-03-08
615.105 SHS BLACKROCK INFLAT PROT BOND I P 2011-03-01 2013-03-08
5 SHS BOSTON PROPERTIES INC P 2011-02-24 2013-09-09
2 SHS BOSTON PROPERTIES INC P 2011-03-01 2013-09-09
1 SHS BOSTON PROPERTIES INC P 2011-04-15 2013-09-09
42 SHS BRANDYWINE REALTY TR SBI NEW P 2011-12-12 2013-09-09
86.473 SHS CAMBIAR SMALL CAP INV P 2011-02-24 2013-03-08
122.68 SHS CAMBIAR SMALL CAP INV P 2011-02-24 2013-09-13
21.655 SHS CAMBIAR SMALL CAP INV P 2011-02-24 2013-11-08
75.967 SHS CAMBIAR SMALL CAP INV P 2011-02-24 2013-11-21
6 SHS CAMDEN PROPERTY TRUST P 2011-02-24 2013-09-09
4 SHS CAMDEN PROPERTY TRUST P 2011-03-01 2013-09-09
5 SHS CANADIAN NATL RAILWAY CO P 2011-02-24 2013-05-03
3 SHS CANADIAN NATL RAILWAY CO P 2011-03-01 2013-05-03
2 SHS CANADIAN NATL RAILWAY CO P 2011-02-24 2013-05-03
1 SHS CANADIAN NATL RAILWAY CO P 2011-02-24 2013-05-03
1 SHS CANADIAN NATL RAILWAY CO P 2011-02-24 2013-05-03
1 SHS CANADIAN NATL RAILWAY CO P 2011-02-24 2013-05-03
11 SHS CATERPILLAR INC P 2011-02-24 2013-03-13
3 SHS CATERPILLAR INC P 2011-02-24 2013-04-05
2 SHS CATERPILLAR INC P 2011-03-01 2013-04-05
5 SHS CATERPILLAR INC P 2011-04-15 2013-04-05
26 SHS CBL & ASSOC PPTYS INC P 2011-12-12 2013-09-09
3 SHS CBL&ASSOC PROP 7.375 SER D P 2011-02-24 2013-09-09
3 SHS CBL&ASSOC PROP 7.375 SER D P 2011-03-01 2013-09-09
1 SHS CBL&ASSOC PROP 7.375 SER D P 2011-04-15 2013-09-09
3 SHS CBL&ASSOC PROP 7.375 SER D P 2011-08-16 2013-09-09
13.261 SHS CENTURYLINK INC P 2011-02-24 2013-02-19
2.738 SHS CENTURYLINK INC P 2011-03-01 2013-02-19
1 SHS CENTURYLINK INC P 2011-04-15 2013-02-19
2.001 SHS CENTURYLINK INC P 2011-08-16 2013-02-19
1 SHS CENTURYLINK INC P 2011-08-16 2013-03-08
38 SHS CHINA CONSTRUCTION BANK CORP P 2011-02-24 2013-03-08
10 SHS CHINA CONSTRUCTION BANK CORP P 2011-02-24 2013-04-18
15 SHS CHINA CONSTRUCTION BANK CORP P 2011-02-24 2013-09-09
12 SHS CHINA CONSTRUCTION BANK CORP P 2011-03-01 2013-09-09
30 SHS CHINA CONSTRUCTION BANK CORP P 2011-05-13 2013-09-09
4 SHS CHINA CONSTRUCTION BANK CORP P 2011-07-08 2013-09-09
6 SHS CHINA CONSTRUCTION BANK CORP P 2011-10-07 2013-09-09
1 SHS CHINA CONSTRUCTION BANK CORP P 2012-08-24 2013-09-09
8 SHS CHINA MOBILE LTD P 2010-06-04 2013-03-08
2 SHS CHINA MOBILE LTD P 2010-06-04 2013-06-07
6 SHS CHINA MOBILE LTD P 2011-02-22 2013-09-09
2 SHS CHINA MOBILE LTD P 2011-07-08 2013-09-09
1 SHS CHINA MOBILE LTD P 2011-10-07 2013-09-09
1 SHS CHINA MOBILE LTD P 2011-10-07 2013-09-09
3 SHS CHINA MOBILE LTD P 2012-02-17 2013-09-09
25 SHS CHINA SHENHUA ENERGY LTD ADR P 2011-02-24 2013-03-08
11 SHS CHINA SHENHUA ENERGY LTD ADR P 2011-02-24 2013-06-07
9 SHS CHINA SHENHUA ENERGY LTD ADR P 2011-03-01 2013-06-07
2 SHS CHINA SHENHUA ENERGY LTD ADR P 2011-06-01 2013-06-07
9 SHS CHINA SHENHUA ENERGY LTD ADR P 2011-10-07 2013-06-07
3.758 SHS CIELO SA SPONSORED ADR NEW P 2011-02-24 2013-03-08
5.19 SHS CIELO SA SPONSORED ADR NEW P 2011-03-02 2013-03-08
3.052 SHS CIELO SA SPONSORED ADR NEW P 2011-03-03 2013-03-08
0.4 SHS CIELO SA SPONSORED ADR NEW P 2011-05-16 2013-05-09
1.666 SHS CIELO SA SPONSORED ADR NEW P 2011-03-03 2013-09-09
19.974 SHS CIELO SA SPONSORED ADR NEW P 2011-05-16 2013-09-09
10.36 SHS CIELO SA SPONSORED ADR NEW P 2011-08-16 2013-09-09
2 SHS CNOOC LTD ADS P 2011-03-11 2013-03-08
1 SHS CNOOC LTD ADS P 2011-03-11 2013-06-07
3 SHS CNOOC LTD ADS P 2011-03-11 2013-09-09
1 SHS CNOOC LTD ADS P 2011-08-16 2013-09-09
1 SHS CNOOC LTD ADS P 2012-03-02 2013-09-09
1 SHS CNOOC LTD ADS P 2012-05-09 2013-09-09
5 SHS COCA COLA CO P 2011-02-24 2013-11-21
23 SHS COGNIZANT TECH SOLUTIONS CL A P 2011-03-01 2013-04-25
25 SHS COGNIZANT TECH SOLUTIONS CL A P 2011-04-04 2013-04-25
15 SHS COGNIZANT TECH SOLUTIONS CL A P 2011-04-12 2013-04-25
3 SHS COGNIZANT TECH SOLUTIONS CL A P 2011-04-12 2013-05-15
1 SHS COGNIZANT TECH SOLUTIONS CL A P 2011-04-13 2013-05-15
1 SHS COGNIZANT TECH SOLUTIONS CL A P 2011-04-15 2013-05-15
17 SHS COGNIZANT TECH SOLUTIONS CL A P 2011-05-26 2013-05-15
24 SHS COGNIZANT TECH SOLUTIONS CL A P 2011-08-22 2013-05-15
9 SHS COGNIZANT TECH SOLUTIONS CL A P 2012-05-10 2013-05-15
4 SHS COMCAST CORP CL A SPECIAL NEW P 2011-02-24 2013-11-21
15 SHS COMP DE BEB AMBEV SP ADR P 2010-06-04 2013-03-08
22 SHS COMP DE BEB AMBEV SP ADR P 2010-06-04 2013-09-09
2 SHS COMP DE BEB AMBEV SP ADR P 2011-10-07 2013-09-09
2 SHS COMP DE BEB AMBEV SP ADR P 2011-10-07 2013-09-09
3000 SHS CONOCO INC 6.950 4-15-29 P 2011-03-15 2013-03-01
1000 SHS CONOCO INC 6.950 4-15-29 P 2011-10-20 2013-03-01
2000 SHS CONOCO INC 6.950 4-15-29 P 2011-10-20 2013-09-09
10 SHS CONSOL ENERGY INC P 2011-02-24 2013-09-27
1 SHS CONSOL ENERGY INC P 2011-03-02 2013-09-27
3 SHS CONSOL ENERGY INC P 2011-08-16 2013-09-27
3 SHS CREDICORP LTD P 2011-02-24 2013-03-08
1 SHS CREDICORP LTD P 2011-03-01 2013-06-07
1 SHS CREDICORP LTD P 2011-04-15 2013-06-07
5 SHS CREDICORP LTD P 2011-08-16 2013-06-07
2 SHS DBS GROUP HOLDINGS LTD SP P 2010-06-04 2013-03-08
1 SHS DBS GROUP HOLDINGS LTD SP P 2010-06-04 2013-06-07
2 SHS DBS GROUP HOLDINGS LTD SP P 2010-06-04 2013-06-07
11 SHS DBS GROUP HOLDINGS LTD SP P 2010-06-04 2013-06-07
3 SHS DBS GROUP HOLDINGS LTD SP P 2010-06-04 2013-06-07
13 SHS DBS GROUP HOLDINGS LTD SP P 2010-06-04 2013-06-07
2 SHS DBS GROUP HOLDINGS LTD SP P 2010-06-04 2013-06-07
1 SHS DIAGEO PLC SPON ADR NEW P 2010-07-19 2013-11-21
8 SHS DIGITAL REALTY TRUST INC P 2011-02-24 2013-09-09
2 SHS DIGITAL REALTY TRUST INC P 2011-03-02 2013-09-09
1 SHS DIGITAL REALTY TRUST INC P 2011-04-15 2013-09-09
17 SHS DOUGLAS EMMETT INC P 2011-02-24 2013-09-09
8 SHS DOUGLAS EMMETT INC P 2011-03-01 2013-09-09
3 SHS DU PONT EI DE NEMOURS & CO P 2011-02-24 2013-11-21
7 SHS EASTGROUP PROPERTIES INC P 2011-02-24 2013-09-09
4 SHS EASTGROUP PROPERTIES INC P 2011-03-01 2013-09-09
8 SHS EPR PPTYS COM P 2011-02-24 2013-09-09
3 SHS EPR PPTYS COM P 2011-03-01 2013-09-09
1 SHS EPR PPTYS COM P 2011-04-15 2013-09-09
3 SHS EPR PPTYS COM P 2011-12-12 2013-09-09
1 SHS EPR PPTYS COM P 2012-08-24 2013-09-09
8 SHS EQT CORPORATION COM NEW P 2011-02-24 2013-02-06
1 SHS EQT CORPORATION COM NEW P 2011-03-02 2013-02-06
4 SHS EQT CORPORATION COM NEW P 2011-04-15 2013-02-06
3 SHS ESSEX PROPERTY TRUST INC P 2011-02-24 2013-09-09
1 SHS ESSEX PROPERTY TRUST INC P 2011-03-01 2013-09-09
1 SHS ESSEX PROPERTY TRUST INC P 2011-12-12 2013-09-09
10 SHS FACTSET RESEARCH SYSTEMS INC P 2011-10-19 2013-04-08
5 SHS FACTSET RESEARCH SYSTEMS INC P 2011-12-15 2013-04-08
7 SHS FACTSET RESEARCH SYSTEMS INC P 2011-12-15 2013-09-13
2 SHS FACTSET RESEARCH SYSTEMS INC P 2011-12-15 2013-11-21
7 SHS FANUC CORPORATION UNSP ADR P 2011-02-24 2013-11-21
5 SHS FEDL RLTY INVT TRUST S B I P 2011-02-24 2013-09-09
2 SHS FEDL RLTY INVT TRUST S B I P 2011-03-01 2013-09-09
4000 SHS FHLMC 2 7/8 2-09-15 P 2011-05-20 2013-03-01
1000 SHS FHLMC 2 7/8 2-09-15 P 2011-10-14 2013-03-01
3000 SHS FHLMC 2 7/8 2-09-15 P 2011-10-14 2013-09-09
9 SHS FIRSTENERGY CORP P 2011-02-24 2013-02-06
2 SHS FIRSTENERGY CORP P 2011-03-01 2013-02-06
1 SHS FIRSTENERGY CORP P 2011-03-03 2013-02-06
2 SHS FIRSTENERGY CORP P 2011-08-16 2013-02-06
8000 SHS FNMA 2 3/8 7-28-15 P 2012-08-16 2013-09-09
10 SHS FRESENIUS MEDICAL CARE AG&CO P 2011-05-24 2013-10-09
10 SHS FRESENIUS MEDICAL CARE AG&CO P 2012-08-24 2013-10-09
3 SHS FRESENIUS MEDICAL CARE AG&CO P 2012-08-24 2013-10-10
5 SHS FRESENIUS MEDICAL CARE AG&CO P 2012-08-24 2013-10-10
3000 SHS GECC 5.400 2-15-17 P 2011-03-03 2013-03-01
1000 SHS GECC 5.400 2-15-17 P 2011-10-14 2013-03-01
3000 SHS GECC 5.400 2-15-17 P 2011-10-14 2013-09-09
10 SHS GENERAL ELECTRIC CO P 2011-02-24 2013-11-21
9 SHS GENL DYNAMICS CORP P 2011-02-24 2013-02-13
2 SHS GENL DYNAMICS CORP P 2011-03-01 2013-02-13
1 SHS GENL DYNAMICS CORP P 2011-04-15 2013-02-13
6000 SHS GOLDMAN SACHS 5 1/4 7-27-21 P 2012-01-26 2013-03-01
2000 SHS GOLDMAN SACHS 5 1/4 7-27-21 P 2012-01-26 2013-09-09
1000 SHS GOLDMAN SACHS 5 1/4 7-27-21 P 2012-02-17 2013-09-09
871.922 SHS GOLDMAN SACHS ABSLT RET TRCK I P 2011-02-24 2013-03-08
3212.751 SHS GOLDMAN SACHS ABSLT RET TRCK I P 2011-02-24 2013-09-09
654.719 SHS GOLDMAN SACHS ABSLT RET TRCK I P 2011-03-01 2013-09-09
49.315 SHS GOLDMAN SACHS ABSLT RET TRCK I P 2011-04-15 2013-09-09
84.166 SHS GOLDMAN SACHS ABSLT RET TRCK I P 2011-07-08 2013-09-09
144.888 SHS GOLDMAN SACHS GRW OPPORT I P 2010-07-19 2013-09-13
7.014 SHS GOLDMAN SACHS GRW OPPORT I P 2010-07-19 2013-11-08
75.974 SHS GOLDMAN SACHS GRW OPPORT I P 2010-07-19 2013-11-21
13 SHS GRUPO FINANCIERO BANORTO SAB P 2011-02-24 2013-03-08
5 SHS GRUPO FINANCIERO BANORTO SAB P 2011-02-24 2013-04-05
5 SHS GRUPO FINANCIERO BANORTO SAB P 2011-02-24 2013-05-24
7 SHS GRUPO FINANCIERO BANORTO SAB P 2011-03-01 2013-05-24
6 SHS GRUPO FINANCIERO BANORTO SAB P 2011-08-16 2013-05-24
23 SHS GRUPO TELEVISA S.A.GLOBAL DEP P 2011-02-24 2013-03-08
2 SHS GRUPO TELEVISA S.A.GLOBAL DEP P 2011-03-01 2013-03-08
4 SHS GRUPO TELEVISA S.A.GLOBAL DEP P 2011-03-01 2013-06-07
2 SHS GRUPO TELEVISA S.A.GLOBAL DEP P 2011-07-08 2013-06-07
3 SHS GRUPO TELEVISA S.A.GLOBAL DEP P 2011-10-07 2013-06-07
1148.485 SHS GUGGENHEIM MNGD FUTRS STRAT H P 2010-07-19 2013-03-08
37.203 SHS GUGGENHEIM MNGD FUTRS STRAT H P 2010-07-27 2013-03-08
59.344 SHS GUGGENHEIM MNGD FUTRS STRAT H P 2010-08-06 2013-03-08
146.706 SHS GUGGENHEIM MNGD FUTRS STRAT H P 2011-07-08 2013-03-08
340.526 SHS GUGGENHEIM MNGD FUTRS STRAT H P 2011-10-07 2013-03-08
1024.163 SHS GUGGENHEIM MNGD FUTRS STRAT H P 2011-10-07 2013-09-09
9 SHS HCP INCORPORATED P 2011-02-24 2013-09-09
3 SHS HCP INCORPORATED P 2011-03-01 2013-09-09
1 SHS HCP INCORPORATED P 2011-04-15 2013-09-09
7 SHS HEALTH CARE REIT INC P 2011-02-24 2013-09-09
5 SHS HEALTH CARE REIT INC P 2011-03-01 2013-09-09
1 SHS HEALTH CARE REIT INC P 2011-04-15 2013-09-09
2 SHS HOME DEPOT INC P 2010-07-19 2013-11-21
13 SHS HOSPITALITY PPTYS TR COM SBI P 2011-02-24 2013-09-09
3 SHS HOSPITALITY PPTYS TR COM SBI P 2011-03-02 2013-09-09
5 SHS HOSPITALITY PPTYS TR COM SBI P 2011-03-03 2013-09-09
1 SHS HOSPITALITY PPTYS TR COM SBI P 2011-04-15 2013-09-09
8 SHS HOSPITALITY PPTYS TR COM SBI P 2011-12-12 2013-09-09
31 SHS HOST HOTEL & RESORTS INC P 2011-02-24 2013-09-09
16 SHS HOST HOTEL & RESORTS INC P 2011-03-01 2013-09-09
3 SHS HSBC HOLDINGS PLC SPON ADR NEW P 2011-03-01 2013-06-06
3 SHS ICICI BANK LTD P 2011-02-24 2013-06-07
3 SHS ICICI BANK LTD P 2011-02-24 2013-06-07
6 SHS ICICI BANK LTD P 2011-02-24 2013-06-07
4 SHS ICICI BANK LTD P 2011-02-24 2013-06-07
17 SHS ICICI BANK LTD P 2011-02-24 2013-06-07
3 SHS ICICI BANK LTD P 2011-02-24 2013-06-07
2 SHS IMPERIAL OIL LTD COM NEW P 2011-03-01 2013-11-21
2 SHS IMPERIAL OIL LTD COM NEW P 2011-03-03 2013-11-21
48 SHS INDUSTRIAL & COML BK CHINA ADR P 2011-02-24 2013-03-08
2 SHS INDUSTRIAL & COML BK CHINA ADR P 2011-03-01 2013-03-08
17 SHS INDUSTRIAL & COML BK CHINA ADR P 2011-03-01 2013-04-18
2 SHS INDUSTRIAL & COML BK CHINA ADR P 2011-05-13 2013-04-18
43 SHS INDUSTRIAL & COML BK CHINA ADR P 2011-05-13 2013-06-07
12 SHS INDUSTRIAL & COML BK CHINA ADR P 2011-10-07 2013-06-07
21 SHS INDUSTRIAL & COML BK CHINA ADR P 2012-03-02 2013-06-07
11 SHS INTUIT INC P 2011-12-29 2013-09-13
31 SHS INTUIT INC P 2011-12-29 2013-10-04
22 SHS INTUIT INC P 2012-03-23 2013-10-04
6 SHS INTUIT INC P 2012-09-26 2013-10-04
2 SHS INTUIT INC P 2012-09-26 2013-11-21
33 SHS INTUIT INC P 2012-09-26 2013-11-26
13 SHS INTUIT INC P 2012-11-09 2013-11-26
2 SHS INTUITIVE SURGICAL INC P 2011-04-12 2013-03-07
2 SHS INTUITIVE SURGICAL INC P 2011-06-02 2013-03-07
1 SHS INTUITIVE SURGICAL INC P 2011-06-02 2013-07-09
4 SHS INTUITIVE SURGICAL INC P 2011-06-03 2013-07-09
5 SHS INTUITIVE SURGICAL INC P 2011-08-16 2013-07-09
21 SHS ISHARES MSCI SOUTH KOREA CAPPE P 2011-03-11 2013-03-08
8 SHS ISHARES MSCI SOUTH KOREA CAPPE P 2011-03-11 2013-04-18
3 SHS ISHARES MSCI SOUTH KOREA CAPPE P 2011-03-11 2013-06-07
16 SHS ISHARES MSCI SOUTH KOREA CAPPE P 2011-03-25 2013-06-07
4 SHS ISHARES MSCI SOUTH KOREA CAPPE P 2011-07-08 2013-06-07
6 SHS ISHARES MSCI SOUTH KOREA CAPPE P 2011-10-07 2013-06-07
2 SHS ISHARES MSCI SOUTH KOREA CAPPE P 2012-02-24 2013-06-07
27 SHS ISHARES MSCI TAIWAN INDEX FUND P 2011-03-11 2013-03-08
60 SHS ISHARES MSCI TAIWAN INDEX FUND P 2011-05-13 2013-03-08
30 SHS ISHARES MSCI TAIWAN INDEX FUND P 2011-05-13 2013-04-18
47 SHS ISHARES MSCI TAIWAN INDEX FUND P 2011-05-13 2013-06-07
31 SHS ISHARES MSCI TAIWAN INDEX FUND P 2011-08-16 2013-06-07
0 SHS ITAU UNIBANCO MULTIPLE ADR P 2011-02-24 2013-05-24
0 SHS ITAU UNIBANCO MULTIPLE ADR P 2011-02-24 2013-05-24
5 SHS ITAU UNIBANCO MULTIPLE ADR P 2011-02-24 2013-06-07
1 SHS ITAU UNIBANCO MULTIPLE ADR P 2011-02-24 2013-06-07
1 SHS ITAU UNIBANCO MULTIPLE ADR P 2011-02-24 2013-06-07
2 SHS ITAU UNIBANCO MULTIPLE ADR P 2011-02-24 2013-06-07
44 SHS ITAU UNIBANCO MULTIPLE ADR P 2011-02-24 2013-06-07
1 SHS ITAU UNIBANCO MULTIPLE ADR P 2011-03-01 2013-06-07
5 SHS ITAU UNIBANCO MULTIPLE ADR P 2011-03-01 2013-06-07
1 SHS ITAU UNIBANCO MULTIPLE ADR P 2011-03-01 2013-06-07
6 SHS ITAU UNIBANCO MULTIPLE ADR P 2011-03-01 2013-06-07
8 SHS ITAU UNIBANCO MULTIPLE ADR P 2012-02-17 2013-06-07
22.082 SHS JANUS PERKINS MID CAP VALUE I P 2010-07-19 2013-03-08
1007.096 SHS JANUS PERKINS MID CAP VALUE I P 2010-07-19 2013-09-09
77.094 SHS JANUS PERKINS MID CAP VALUE I P 2011-10-07 2013-09-09
9 SHS JOHNSON ELEC HLDG LTD ADR P 2011-02-24 2013-03-08
43 SHS JOHNSON ELEC HLDG LTD ADR P 2011-03-01 2013-03-08
4 SHS JOHNSON ELEC HLDG LTD ADR P 2011-06-01 2013-03-08
26 SHS JOHNSON ELEC HLDG LTD ADR P 2011-06-01 2013-06-07
31 SHS JOHNSON ELEC HLDG LTD ADR P 2011-10-07 2013-06-07
24 SHS JOHNSON ELEC HLDG LTD ADR P 2012-05-09 2013-06-07
3000 SHS JP MORGAN CHASE 6.300 4-23-19 P 2012-03-13 2013-09-09
5 SHS JPMORGAN CHASE & CO P 2010-06-04 2013-11-21
22 SHS JSC MMC NORILSK NICKEL ADR P 2011-11-11 2013-03-08
21 SHS JSC MMC NORILSK NICKEL ADR P 2011-11-11 2013-06-07
13 SHS JSC MMC NORILSK NICKEL ADR P 2012-02-17 2013-06-07
6 SHS L OREAL CO ADR P 2011-02-24 2013-11-21
2 SHS L OREAL CO ADR P 2011-03-01 2013-11-21
61 SHS LEXINGTON REALTY TRUST P 2011-12-12 2013-09-09
107 SHS LI & FUNG LTD UNSPON ADR P 2011-09-02 2013-02-14
7 SHS LIMITED BRANDS INC P 2011-02-24 2013-02-21
2 SHS LIMITED BRANDS INC P 2011-03-01 2013-02-21
4 SHS LIMITED BRANDS INC P 2011-04-15 2013-02-21
1 SHS LIMITED BRANDS INC P 2011-07-08 2013-02-21
9 SHS LIMITED BRANDS INC P 2011-08-23 2013-02-21
18 SHS LONZA GROUP AG ZUERICH ADR P 2011-08-15 2013-09-17
11 SHS LONZA GROUP AG ZUERICH ADR P 2011-08-16 2013-09-17
50 SHS LONZA GROUP AG ZUERICH ADR P 2012-08-24 2013-09-17
8 SHS LTC PROPERTIES INC P 2011-02-24 2013-09-09
3 SHS LTC PROPERTIES INC P 2011-03-01 2013-09-09
1 SHS LTC PROPERTIES INC P 2011-04-15 2013-09-09
603.033 SHS MANAGERS AMG FQ GLB ALTERN SVC P 2010-07-19 2013-03-08
2819.527 SHS MANAGERS AMG FQ GLB ALTERN SVC P 2010-07-19 2013-09-09
134.791 SHS MANAGERS AMG FQ GLB ALTERN SVC P 2010-07-27 2013-09-09
101.589 SHS MANAGERS AMG FQ GLB ALTERN SVC P 2010-08-06 2013-09-09
509.449 SHS MANAGERS AMG FQ GLB ALTERN SVC P 2010-11-30 2013-09-09
269.238 SHS MANAGERS AMG FQ GLB ALTERN SVC P 2011-04-15 2013-09-09
310.417 SHS MANAGERS AMG FQ GLB ALTERN SVC P 2011-07-08 2013-09-09
43.482 SHS MANAGERS AMG FQ GLB ALTERN SVC P 2012-08-24 2013-09-09
2 SHS MC DONALDS CORP P 2011-02-24 2013-11-21
8 SHS MICROSOFT CORP P 2010-09-16 2013-01-14
10 SHS MICROSOFT CORP P 2011-02-24 2013-01-14
5 SHS MICROSOFT CORP P 2011-03-01 2013-01-14
97 SHS MICROSOFT CORP P 2010-09-16 2013-01-14
2 SHS MICROSOFT CORP P 2010-09-16 2013-01-14
3 SHS MICROSOFT CORP P 2010-09-16 2013-01-14
64 SHS MICROSOFT CORP P 2011-02-24 2013-01-14
34 SHS MICROSOFT CORP P 2011-03-01 2013-01-14
7 SHS MICROSOFT CORP P 2011-04-15 2013-01-14
2 SHS MICROSOFT CORP P 2012-08-24 2013-11-21
1 SHS MICROSOFT CORP P 2012-08-24 2013-11-21
16 SHS MONMOUTH RL EST INVT CP A P 2011-02-24 2013-09-09
8 SHS MONMOUTH RL EST INVT CP A P 2011-03-01 2013-09-09
2 SHS MONMOUTH RL EST INVT CP A P 2011-04-15 2013-09-09
5 SHS MTN GRP LTD SPONS ADR P 2011-03-01 2013-03-08
2 SHS MTN GRP LTD SPONS ADR P 2011-03-01 2013-06-07
2 SHS MTN GRP LTD SPONS ADR P 2011-03-01 2013-06-07
1 SHS MTN GRP LTD SPONS ADR P 2011-03-11 2013-06-07
14 SHS MTN GRP LTD SPONS ADR P 2011-03-11 2013-06-07
9 SHS MTN GRP LTD SPONS ADR P 2011-03-11 2013-06-07
13 SHS MTN GRP LTD SPONS ADR P 2011-08-16 2013-06-07
6 SHS NASPERS LIMITED ADS P 2011-02-24 2013-03-08
9 SHS NASPERS LIMITED ADS P 2011-02-24 2013-06-07
5 SHS NASPERS LIMITED ADS P 2011-03-01 2013-06-07
11 SHS NATIONAL RETAIL PROPERTIES I P 2011-02-24 2013-09-09
4 SHS NATIONAL RETAIL PROPERTIES I P 2011-03-01 2013-09-09
4 SHS NATIONAL RETAIL PROPERTIES I P 2011-03-03 2013-09-09
774.841 SHS NATIXIS ASG GLOBAL ALTERNAT Y P 2011-02-24 2013-03-08
2856.887 SHS NATIXIS ASG GLOBAL ALTERNAT Y P 2011-02-24 2013-09-09
557.521 SHS NATIXIS ASG GLOBAL ALTERNAT Y P 2011-03-01 2013-09-09
76.16 SHS NATIXIS ASG GLOBAL ALTERNAT Y P 2011-04-15 2013-09-09
3 SHS NESTLE SPON ADR REP REG SHR P 2010-06-04 2013-11-21
2 SHS NEXTERA ENERGY INC COM P 2010-07-19 2013-11-21
16 SHS NIKE INC B P 2012-06-05 2013-09-13
28 SHS NIKE INC B P 2012-06-05 2013-10-01
11 SHS NIKE INC B P 2012-08-24 2013-10-01
7 SHS NIKE INC B P 2012-08-24 2013-11-21
8 SHS NOKIAN TYRES OYJ UNSPON ADR P 2012-03-12 2013-11-21
1 SHS NOKIAN TYRES OYJ UNSPON ADR P 2012-06-28 2013-11-21
2 SHS OIL CO LUKOIL SPN ADR P 2011-02-24 2013-02-01
5 SHS OIL CO LUKOIL SPN ADR P 2011-02-24 2013-03-08
4 SHS OIL CO LUKOIL SPN ADR P 2011-03-01 2013-03-08
2 SHS OIL CO LUKOIL SPN ADR P 2011-03-11 2013-03-08
9 SHS OIL CO LUKOIL SPN ADR P 2011-03-11 2013-06-07
8 SHS OIL CO LUKOIL SPN ADR P 2011-03-11 2013-09-09
4 SHS OIL CO LUKOIL SPN ADR P 2011-08-16 2013-09-09
17 SHS ORACLE CORP P 2010-04-12 2013-09-13
15 SHS ORACLE CORP P 2010-04-12 2013-11-21
8 SHS PEABODY ENERGY CORP P 2011-02-24 2013-04-05
3 SHS PEABODY ENERGY CORP P 2011-03-01 2013-04-05
2 SHS PEABODY ENERGY CORP P 2011-08-16 2013-04-05
1 SHS PETROLEO BRAS SA ADS P 2011-02-24 2013-03-08
2 SHS PETROLEO BRAS SA ADS P 2011-02-24 2013-03-08
4 SHS PETROLEO BRAS SA ADS P 2011-02-24 2013-03-08
8 SHS PETROLEO BRAS SA ADS P 2011-02-24 2013-06-07
20 SHS PETROLEO BRAS SA ADS P 2011-02-24 2013-06-07
1 SHS PETROLEO BRAS SA ADS P 2011-02-24 2013-06-07
7 SHS PETROLEO BRAS SA ADS P 2011-03-01 2013-06-07
33 SHS PETROLEO BRAS SA ADS P 2011-03-31 2013-06-07
3 SHS PETROLEO BRAS SA ADS P 2011-07-08 2013-06-07
3000 SHS PFIZER INC 6.200 3-15-19 P 2011-03-03 2013-03-01
1000 SHS PFIZER INC 6.200 3-15-19 P 2011-10-14 2013-03-01
2000 SHS PFIZER INC 6.200 3-15-19 P 2011-10-14 2013-09-09
1000 SHS PFIZER INC 6.200 3-15-19 P 2011-11-14 2013-09-09
421.398 SHS PIA BBB BOND FD-COMPLETION SH P 2011-03-03 2013-03-01
1162.992 SHS PIA BBB BOND FD-COMPLETION SH P 2011-10-14 2013-03-01
78.978 SHS PIA BBB BOND FD-COMPLETION SH P 2011-11-14 2013-03-01
201.224 SHS PIA BBB BOND FD-COMPLETION SH P 2012-01-06 2013-03-01
209.709 SHS PIA BBB BOND FD-COMPLETION SH P 2012-02-13 2013-03-01
533.778 SHS PIA BBB BOND FD-COMPLETION SH P 2012-02-13 2013-09-09
53.26 SHS PIA BBB BOND FD-COMPLETION SH P 2012-02-16 2013-09-09
76.962 SHS PIA BBB BOND FD-COMPLETION SH P 2012-03-29 2013-09-09
3657.094 SHS PIA MBS BOND-COMPLETION SH P 2011-03-03 2013-03-01
2991.249 SHS PIA MBS BOND-COMPLETION SH P 2011-10-14 2013-03-01
340.683 SHS PIA MBS BOND-COMPLETION SH P 2011-10-14 2013-05-07
2179.603 SHS PIA MBS BOND-COMPLETION SH P 2011-10-14 2013-09-09
695.992 SHS PIA MBS BOND-COMPLETION SH P 2011-11-14 2013-09-09
163.964 SHS PIA MBS BOND-COMPLETION SH P 2012-01-05 2013-09-09
419.88 SHS PIA MBS BOND-COMPLETION SH P 2012-02-16 2013-09-09
275.752 SHS PIA MBS BOND-COMPLETION SH P 2012-03-29 2013-09-09
99.389 SHS PIMCO COMMOD REAL RET STRATP P 2011-02-24 2013-11-21
397.52 SHS PIMCO COMMOD REAL RET STRATP P 2011-03-01 2013-11-21
926.969 SHS PIMCO EMERGING LOCAL BD P P 2010-06-04 2013-03-08
230.548 SHS PIMCO EMERGING LOCAL BD P P 2011-02-22 2013-03-08
816.603 SHS PIMCO EMERGING LOCAL BD P P 2011-02-24 2013-03-08
213.803 SHS PIMCO EMERGING LOCAL BD P P 2011-03-01 2013-03-08
266.771 SHS PIMCO EMERGING LOCAL BD P P 2011-03-01 2013-11-08
1123.883 SHS PIMCO EMERGING LOCAL BD P P 2011-04-15 2013-11-08
911.235 SHS PIMCO EMERGING LOCAL BD P P 2012-08-24 2013-11-08
2 SHS POSCO ADS P 2011-02-24 2013-02-01
6 SHS POSCO ADS P 2011-02-24 2013-03-08
1 SHS POSCO ADS P 2011-03-01 2013-03-08
1 SHS POSCO ADS P 2011-03-01 2013-04-05
7 SHS POSCO ADS P 2011-03-23 2013-04-05
5 SHS POSCO ADS P 2011-03-23 2013-06-07
1 SHS POSCO ADS P 2011-07-08 2013-06-07
1 SHS POSCO ADS P 2011-10-07 2013-06-07
6 SHS PUBLIC STORAGE P 2011-02-24 2013-09-09
3 SHS PUBLIC STORAGE P 2011-03-01 2013-09-09
1 SHS PUBLIC STORAGE P 2011-04-15 2013-09-09
3 SHS QIAGEN NV ORD P 2011-02-24 2013-01-10
6 SHS QIAGEN NV ORD P 2011-03-01 2013-01-10
5 SHS QIAGEN NV ORD P 2011-08-16 2013-01-10
15 SHS QUALCOMM INC P 2010-07-19 2013-09-13
7 SHS QUALCOMM INC P 2010-07-19 2013-11-21
16 SHS RAYONIER INCORPORATED P 2011-12-12 2013-09-09
9 SHS REALTY INCOME CORP P 2011-02-24 2013-09-09
5 SHS REALTY INCOME CORP P 2011-03-01 2013-09-09
2 SHS REALTY INCOME CORP P 2011-04-15 2013-09-09
12 SHS RIO TINTO PLC SPON ADR P 2010-06-04 2013-04-05
2 SHS RIO TINTO PLC SPON ADR P 2011-04-15 2013-04-05
3 SHS ROCHE HOLDINGS ADR P 2011-02-24 2013-11-21
1 SHS ROCHE HOLDINGS ADR P 2011-03-01 2013-11-21
1 SHS SAP AG P 2011-02-24 2013-11-21
3 SHS SAP AG P 2011-03-01 2013-11-21
1 SHS SCHLUMBERGER LTD P 2011-02-24 2013-02-05
1 SHS SCHLUMBERGER LTD P 2011-02-24 2013-02-05
2 SHS SCHLUMBERGER LTD P 2011-02-24 2013-02-05
1 SHS SCHLUMBERGER LTD P 2011-02-24 2013-02-05
4 SHS SCHLUMBERGER LTD P 2011-02-24 2013-02-15
2 SHS SCHLUMBERGER LTD P 2011-02-24 2013-02-15
10 SHS SCHNEIDER ELEC SA UNSP ADR P 2011-03-01 2013-11-21
8 SHS SCHNEIDER ELEC SA UNSP ADR P 2011-02-24 2013-11-21
22 SHS SENIOR HSG PPTY TR SBI P 2011-12-12 2013-09-09
12 SHS SHOPRITE HLDGS LTD ADR P 2011-02-24 2013-03-08
7 SHS SHOPRITE HLDGS LTD ADR P 2011-02-24 2013-09-09
8 SHS SHOPRITE HLDGS LTD ADR P 2011-03-01 2013-09-09
10 SHS SIMON PPTY GROUP INC P 2011-02-24 2013-09-09
5 SHS SIMON PPTY GROUP INC P 2011-03-01 2013-09-09
1 SHS SIMON PPTY GROUP INC P 2011-04-15 2013-09-09
11 SHS SONOVA HLDG AG UNSP ADR P 2011-08-12 2013-05-13
17 SHS SOUTHERN CO P 2011-02-24 2013-01-22
4 SHS SOUTHERN CO P 2011-03-01 2013-01-22
4 SHS SOUTHERN CO P 2011-04-15 2013-01-22
12 SHS STARBUCKS CORP WASHINGTON P 2010-06-04 2013-06-25
11 SHS STARBUCKS CORP WASHINGTON P 2010-12-10 2013-06-25
5 SHS STARBUCKS CORP WASHINGTON P 2011-01-12 2013-06-25
13 SHS STARBUCKS CORP WASHINGTON P 2011-01-12 2013-09-13
7 SHS STARBUCKS CORP WASHINGTON P 2011-01-12 2013-11-21
3 SHS SWATCH GROUP AG ADR THE UNSPON P 2011-02-24 2013-03-11
6 SHS SWATCH GROUP AG ADR THE UNSPON P 2011-03-01 2013-03-11
1 SHS SWATCH GROUP AG ADR THE UNSPON P 2011-07-08 2013-03-11
5 SHS SYSMEX CORP UNSPON ADR P 2012-05-25 2013-11-21
10 SHS T ROWE PRICE GROUP INC P 2010-10-29 2013-09-13
3 SHS T ROWE PRICE GROUP INC P 2010-11-23 2013-09-13
7 SHS T ROWE PRICE GROUP INC P 2010-11-23 2013-11-21
2 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-01-16
1 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-01-16
2 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-01-16
3 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-01-16
4 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-01-16
38 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-01-16
4 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-03-08
42 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-06-07
13 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-09-09
6 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-09-09
8 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-09-09
53 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-09-09
29 SHS TAIWAN SMCNDCTR MFG CO LTD ADR P 2011-02-24 2013-09-09
7 SHS TANGER FACTORY OUTLET CENTERS P 2011-02-24 2013-09-09
4 SHS TANGER FACTORY OUTLET CENTERS P 2011-03-01 2013-09-09
10 SHS TANGER FACTORY OUTLET CENTERS P 2011-12-12 2013-09-09
67.121 SHS TCW SMALL CAP GROWTH I P 2011-02-24 2013-03-08
121.292 SHS TCW SMALL CAP GROWTH I P 2011-02-24 2013-09-13
15.079 SHS TCW SMALL CAP GROWTH I P 2011-02-24 2013-11-08
43.979 SHS TCW SMALL CAP GROWTH I P 2011-02-24 2013-11-21
16 SHS TELEFONICA BRASIL SA SPON ADR P 2011-07-06 2013-03-08
7 SHS TELEFONICA BRASIL SA SPON ADR P 2011-07-06 2013-06-07
16 SHS TELEFONICA BRASIL SA SPON ADR P 2011-08-16 2013-06-07
2 SHS TELEFONICA BRASIL SA SPON ADR P 2011-10-07 2013-06-07
9 SHS TELEFONICA BRASIL SA SPON ADR P 2011-10-18 2013-06-07
2470.847 SHS TEMPLETON GLOBAL BD FD ADV P 2010-07-19 2013-03-08
23.214 SHS TEMPLETON GLOBAL BD FD ADV P 2011-07-08 2013-03-08
1072.976 SHS TEMPLETON GLOBAL BD FD ADV P 2011-10-07 2013-03-08
85.998 SHS TEMPLETON GLOBAL BD FD ADV P 2011-10-07 2013-11-21
10 SHS TIGER BRANDS LTD SPON ADR NEW P 2011-02-24 2013-03-08
12 SHS TIGER BRANDS LTD SPON ADR NEW P 2011-02-24 2013-09-09
5 SHS TIGER BRANDS LTD SPON ADR NEW P 2011-03-01 2013-09-09
35 SHS TURKIYE GARANTI BANKASI A S P 2011-02-24 2013-06-07
2 SHS TURKIYE GARANTI BANKASI A S P 2011-02-24 2013-06-07
12 SHS TURKIYE GARANTI BANKASI A S P 2011-02-24 2013-06-07
10 SHS TURKIYE GARANTI BANKASI A S P 2011-03-01 2013-06-07
16 SHS TURKIYE GARANTI BANKASI A S P 2011-03-01 2013-06-07
5 SHS TURKIYE GARANTI BANKASI A S P 2011-03-01 2013-06-07
20 SHS UNICHARM CORP UNSPON ADR P 2011-02-24 2013-11-21
7 SHS UNICHARM CORP UNSPON ADR P 2011-03-01 2013-11-21
20 SHS UNILEVER NV NY SH NEW P 2010-07-19 2013-11-21
1000 SHS US TSY BOND 4 5/8 2-15-40 P 2011-11-14 2013-03-01
1000 SHS US TSY BOND 4 5/8 2-15-40 P 2011-12-07 2013-03-01
1000 SHS US TSY BOND 4 5/8 2-15-40 P 2011-12-07 2013-09-09
1000 SHS US TSY BOND 4 5/8 2-15-40 P 2012-02-17 2013-09-09
1000 SHS US TSY BOND 5 3/8 2-15-31 P 2011-03-03 2013-03-01
1000 SHS US TSY BOND 5 3/8 2-15-31 P 2011-10-14 2013-03-01
1000 SHS US TSY BOND 5 3/8 2-15-31 P 2011-10-14 2013-09-09
1000 SHS US TSY BOND 5 3/8 2-15-31 P 2012-03-29 2013-09-09
3000 SHS US TSY NOTE 1 1/4 3-15-14 P 2011-08-10 2013-03-01
3000 SHS US TSY NOTE 1 1/4 3-15-14 P 2011-10-14 2013-03-01
4000 SHS US TSY NOTE 1 1/4 3-15-14 P 2011-10-14 2013-09-09
1000 SHS US TSY NOTE 1 1/4 3-15-14 P 2011-11-14 2013-09-09
2000 SHS US TSY NOTE 1 3/4 5-15-22 P 2012-06-26 2013-09-09
7000 SHS US TSY NOTE 2 3/8 2-28-15 P 2011-10-14 2013-03-01
1000 SHS US TSY NOTE 2 3/8 2-28-15 P 2011-10-14 2013-09-09
1000 SHS US TSY NOTE 2 3/8 2-28-15 P 2011-11-14 2013-09-09
2000 SHS US TSY NOTE 2 3/8 2-28-15 P 2012-02-17 2013-09-09
1 SHS V F CORPORATION P 2011-02-24 2013-09-24
1 SHS V F CORPORATION P 2011-02-24 2013-11-21
39 SHS VALE S.A. SP P 2011-02-24 2013-03-08
16 SHS VALE S.A. SP P 2011-02-24 2013-08-19
23 SHS VALE S.A. SP P 2011-02-24 2013-09-09
16 SHS VALE S.A. SP P 2011-03-01 2013-09-09
4 SHS VALE S.A. SP P 2011-06-01 2013-09-09
5 SHS VALE S.A. SP P 2011-07-08 2013-09-09
12 SHS VARIAN MEDICAL SYS INC P 2011-02-24 2013-06-27
18 SHS VARIAN MEDICAL SYS INC P 2011-03-01 2013-06-27
2 SHS VARIAN MEDICAL SYS INC P 2011-03-01 2013-08-26
2 SHS VARIAN MEDICAL SYS INC P 2011-04-15 2013-08-26
8 SHS VARIAN MEDICAL SYS INC P 2011-08-04 2013-08-26
2 SHS VARIAN MEDICAL SYS INC P 2011-08-04 2013-08-27
6 SHS VARIAN MEDICAL SYS INC P 2011-08-04 2013-08-27
12 SHS VARIAN MEDICAL SYS INC P 2011-08-04 2013-08-28
11 SHS VARIAN MEDICAL SYS INC P 2011-08-04 2013-08-29
6 SHS VARIAN MEDICAL SYS INC P 2011-08-04 2013-08-29
6 SHS VARIAN MEDICAL SYS INC P 2011-08-04 2013-08-30
6 SHS VENTAS INC P 2011-02-24 2013-09-09
3 SHS VENTAS INC P 2011-03-02 2013-09-09
3000 SHS VERIZON COMM 6.350 4-01-19 P 2011-03-03 2013-03-01
1000 SHS VERIZON COMM 6.350 4-01-19 P 2011-10-14 2013-03-01
3000 SHS VERIZON COMM 6.350 4-01-19 P 2011-10-14 2013-09-09
23 SHS VODAFONE GP PLC ADS NEW P 2010-07-19 2013-02-22
3 SHS VODAFONE GP PLC ADS NEW P 2011-04-15 2013-02-22
18 SHS WAL-MART DE MEXICO SA SPON ADR P 2012-02-17 2013-03-08
3 SHS WAL-MART DE MEXICO SA SPON ADR P 2012-02-17 2013-06-07
50 SHS WEICHAI PWR CO LTD UNSPON ADR P 2011-03-14 2013-03-08
32.5 SHS WEICHAI PWR CO LTD UNSPON ADR P 2011-03-14 2013-03-20
4.5 SHS WEICHAI PWR CO LTD UNSPON ADR P 2011-04-07 2013-03-20
0.5 SHS WEICHAI PWR CO LTD UNSPON ADR P 2011-04-07 2013-04-18
2.5 SHS WEICHAI PWR CO LTD UNSPON ADR P 2011-04-15 2013-04-18
11 SHS WEICHAI PWR CO LTD UNSPON ADR P 2011-07-08 2013-04-18
12 SHS WEICHAI PWR CO LTD UNSPON ADR P 2011-08-16 2013-04-18
21 SHS WEICHAI PWR CO LTD UNSPON ADR P 2011-08-16 2013-09-09
5 SHS WEICHAI PWR CO LTD UNSPON ADR P 2012-03-02 2013-09-09
8 SHS WEICHAI PWR CO LTD UNSPON ADR P 2012-08-24 2013-09-09
11 SHS WEINGARTEN REALTY INV SBI P 2011-02-24 2013-09-09
7 SHS WEINGARTEN REALTY INV SBI P 2011-03-01 2013-09-09
7 SHS WELLS FARGO & CO NEW P 2011-02-24 2013-11-21
6 SHS WEYERHAEUSER CO P 2011-02-24 2013-11-21
4 SHS WPP PLC SPON NEW ADR P 2011-03-01 2013-11-21
7 SHS XINYI GLASS HLDGS LTD UNSPON P 2012-07-09 2013-09-24
20 SHS XINYI GLASS HLDGS LTD UNSPON P 2012-08-24 2013-09-24
51,513 SHS INVESCO PREMIER INST P 2013-03-08 2013-12-31
CAPITAL GAINS DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 312   312 0
b 419   406 13
c 3,142   3,048 94
d 140   133 7
e 104   95 9
575   709 -134
314   362 -48
19   19 0
148   148 0
160   199 -39
140   167 -27
293   334 -41
21   24 -3
21   27 -6
21   21 0
167   220 -53
287   363 -76
210   237 -27
280   298 -18
70   79 -9
70   78 -8
506   462 44
225   242 -17
1,383   1,371 12
377   247 130
785   575 210
785   712 73
14   15 -1
214   262 -48
445   433 12
239   217 22
381   375 6
1,924   1,394 530
137   100 37
137   98 39
159   98 61
214   189 25
59   64 -5
253   260 -7
223   218 5
2     2
160   166 -6
1,129   1,202 -73
769   575 194
322   305 17
471   487 -16
235   250 -15
223   194 29
1,078   1,017 61
316   312 4
181   199 -18
252   279 -27
174   205 -31
25   25 0
49   52 -3
113   115 -2
953   961 -8
224   213 11
224   211 13
281   272 9
224   223 1
13   16 -3
407   399 8
229   225 4
874   896 -22
759   784 -25
380   485 -105
318   314 4
658   654 4
588   578 10
610   567 43
214   239 -25
267   302 -35
294   362 -68
294   351 -57
366   307 59
      0
496   439 57
397   363 34
323   253 70
791   506 285
2,338   2,215 123
210   273 -63
105   120 -15
256   273 -17
4,895   4,935 -40
3,633   3,948 -315
287   285 2
916   906 10
403   403 0
377   424 -47
330   368 -38
49   43 6
294   296 -2
147   150 -3
225   183 42
188   146 42
201   212 -11
94   94 0
142   159 -17
298   323 -25
11,534   11,504 30
411   411 0
289   250 39
129   100 29
64   53 11
257   272 -15
9   9 0
234   223 11
457   469 -12
55   49 6
467   428 39
275   274 1
3,086   3,051 35
206   246 -40
62   57 5
309   322 -13
196   177 19
378   369 9
265   249 16
271   219 52
489   428 61
434   441 -7
738   672 66
54   45 9
172   174 -2
438   409 29
219   217 2
184   182 2
25,313   24,728 585
995   976 19
1,112   1,075 37
5,587   5,360 227
36,589   36,593 -4
711   768 -57
258   284 -26
169   170 -1
751   682 69
96   88 8
101   110 -9
116   126 -10
304   325 -21
76   66 10
4,891   4,576 315
86   94 -8
338   366 -28
1,590   1,717 -127
1,011   1,303 -292
188   191 -3
536   676 -140
773   961 -188
421   252 169
193   116 77
217   172 45
112   89 23
88   70 18
665   520 145
81   80 1
274   273 1
181   197 -16
81   91 -10
673   726 -53
1,717   1,473 244
45   54 -9
27   30 -3
219   248 -29
1,160   1,016 144
1,297   1,144 153
813   923 -110
19   26 -7
19   22 -3
1,227   1,323 -96
4,945   5,551 -606
1,618   1,745 -127
666   669 -3
2,847   2,966 -119
810   810 0
3,302   3,295 7
380   411 -31
219   250 -31
386   518 -132
451   549 -98
290   353 -63
451   558 -107
322   319 3
426   445 -19
7,862   7,779 83
26,155   25,700 455
3,154   3,095 59
627   823 -196
866   1,346 -480
146   198 -52
448   622 -174
47   65 -18
283   314 -31
1,320   1,613 -293
590   715 -125
577   569 8
622   602 20
228   209 19
512   476 36
446   461 -15
40   38 2
199   228 -29
45   49 -4
872   887 -15
160   186 -26
594   642 -48
204   226 -22
1,426   1,252 174
262   274 -12
1,024   1,122 -98
414   330 84
719   681 38
89   92 -3
491   599 -108
481   351 130
257   286 -29
2,705   2,987 -282
285   293 -8
872   919 -47
4,008   4,045 -37
146   137 9
185,878   188,626 -2,748
563   551 12
282   291 -9
62   63 -1
247   284 -37
1,116   944 172
605   472 133
577   565 12
50   53 -3
536   417 119
460   409 51
460   443 17
392   336 56
226   246 -20
938   886 52
1,045   1,001 44
378   247 131
18   15 3
417   340 77
725   687 38
760   774 -14
84   128 -44
74   74 0
444   570 -126
19   24 -5
19   24 -5
56   71 -15
130   166 -36
37   48 -11
296   380 -84
19   24 -5
148   190 -42
104   139 -35
15   22 -7
224   253 -29
75   81 -6
168   156 12
56   50 6
10   9 1
253   259 -6
32   59 -27
397   557 -160
138   250 -112
85   144 -59
11   13 -2
21   26 -5
227   294 -67
120   133 -13
120   144 -24
233   233 0
116   144 -28
169   216 -47
508   635 -127
397   494 -97
57   76 -19
908   1,183 -275
340   403 -63
340   369 -29
27   42 -15
106   168 -62
80   80 0
124   124 0
53   53 0
44   73 -29
18   29 -11
9   15 -6
35   58 -23
44   73 -29
71   118 -47
27   36 -9
435   581 -146
27   36 -9
9   12 -3
106   118 -12
172   271 -99
110   133 -23
165   199 -34
440   528 -88
55   71 -16
334   565 -231
301   494 -193
43   67 -24
172   214 -42
68   108 -40
673   946 -273
237   349 -112
135   194 -59
304   443 -139
34   36 -2
101   104 -3
29   41 -12
822   970 -148
17   21 -4
176   249 -73
132   189 -57
380   552 -172
15   21 -6
15   11 4
88   95 -7
194   261 -67
467   475 -8
14   15 -1
198   169 29
423   448 -25
69   52 17
274   244 30
119   221 -102
324   668 -344
76   162 -86
34   59 -25
59   94 -35
35   23 12
35   23 12
174   114 60
104   104 0
228   137 91
114   67 47
114   74 40
342   281 61
384   271 113
669   352 317
393   196 197
263   180 83
121   87 34
81   55 26
219   195 24
274   245 29
163   142 21
565   691 -126
188   233 -45
801   574 227
494   319 175
34   28 6
273   228 45
17   11 6
443   382 61
258   228 30
37   33 4
72   65 7
70   71 -1
490   496 -6
103   74 29
443   192 251
3,990   2,318 1,672
126   88 38
380   271 109
285   314 -29
114   126 -12
29   32 -3
370   306 64
6,107   6,045 62
2,717   3,022 -305
111   97 14
83   74 9
381   341 40
254   235 19
127   120 7
395   328 67
10     10
518   493 25
715   787 -72
110   121 -11
110   121 -11
165   179 -14
934   819 115
122   119 3
349   348 1
122   127 -5
291   346 -55
444   528 -84
77   108 -31
306   441 -135
203   203 0
20   20 0
3,105   2,961 144
9,141   8,730 411
177   170 7
625   594 31
1,591   1,501 90
5,465   5,039 426
329   304 25
10,302   9,464 838
7,332   6,760 572
527   462 65
211   187 24
105   96 9
543   359 184
1,770   1,596 174
2,771   2,265 506
511   400 111
1,846   1,402 444
377   339 38
252   226 26
494   356 138
296   217 79
198   142 56
99   71 28
99   71 28
99   71 28
985   1,109 -124
250   303 -53
167   199 -32
417   535 -118
504   389 115
74   73 1
74   73 1
25   24 1
74   72 2
465   525 -60
96   110 -14
35   40 -5
70   69 1
34   34 0
628   644 -16
155   170 -15
234   254 -20
187   210 -23
469   550 -81
62   65 -3
94   75 19
16   14 2
434   374 60
102   93 9
337   278 59
112   94 18
56   47 9
56   47 9
168   158 10
378   412 -34
141   181 -40
116   168 -52
26   50 -24
116   118 -2
112   65 47
155   86 69
91   52 39
10   7 3
42   29 13
508   332 176
264   171 93
386   455 -69
174   228 -54
629   683 -54
210   194 16
210   224 -14
210   196 14
202   160 42
1,431   1,714 -283
1,555   2,055 -500
933   1,197 -264
190   239 -49
63   81 -18
63   79 -16
1,076   1,276 -200
1,519   1,390 129
570   543 27
187   94 93
684   287 397
790   421 369
72   65 7
72   64 8
4,069   3,589 480
1,356   1,326 30
2,479   2,638 -159
334   484 -150
33   51 -18
100   126 -26
475   296 179
136   101 35
136   93 43
681   446 235
100   77 23
51   38 13
103   77 26
566   421 145
154   115 39
668   497 171
103   77 26
129   68 61
419   450 -31
105   115 -10
52   58 -6
395   290 105
186   139 47
185   159 26
402   300 102
229   176 53
393   353 40
147   135 12
49   45 4
147   126 21
49   44 5
494   383 111
62   48 14
247   187 60
442   350 92
147   120 27
147   132 15
903   935 -32
452   441 11
783   618 165
228   176 52
198   178 20
497   407 90
199   164 35
4,201   4,107 94
1,050   1,040 10
3,108   3,087 21
359   343 16
80   75 5
40   37 3
80   85 -5
8,294   8,288 6
318   318 0
318   318 0
95   95 0
158   158 0
3,455   3,176 279
1,152   1,074 78
3,334   3,194 140
269   206 63
598   686 -88
133   150 -17
66   72 -6
6,830   5,984 846
2,110   1,995 115
1,055   1,000 55
8,091   8,205 -114
30,425   30,232 193
6,200   6,174 26
467   468 -1
797   792 5
4,355   2,930 1,425
218   142 76
2,408   1,536 872
476   291 185
190   112 78
167   112 55
234   160 74
200   109 91
615   542 73
53   47 6
96   94 2
48   47 1
72   61 11
24,853   28,287 -3,434
805   907 -102
1,284   1,429 -145
3,175   3,697 -522
7,369   8,380 -1,011
21,722   25,205 -3,483
371   322 49
124   107 17
41   37 4
432   330 102
309   241 68
62   50 12
159   54 105
351   294 57
81   68 13
135   115 20
27   23 4
216   175 41
547   548 -1
282   282 0
163   160 3
132   129 3
132   129 3
265   258 7
176   172 4
749   732 17
132   129 3
89   89 0
89   89 0
687   712 -25
29   31 -2
220   262 -42
26   33 -7
581   702 -121
162   127 35
284   304 -20
724   580 144
2,057   1,634 423
1,460   1,259 201
398   347 51
146   116 30
2,408   1,907 501
949   779 170
1,027   730 297
1,027   690 337
414   345 69
1,657   1,374 283
2,072   1,751 321
1,281   1,209 72
439   460 -21
169   173 -4
899   996 -97
225   269 -44
337   296 41
112   118 -6
369   391 -22
819   935 -116
396   468 -72
642   733 -91
423   422 1
1     1
13     13
72   110 -38
14   22 -8
14   22 -8
29   44 -15
636   899 -263
14   22 -8
72   110 -38
14   22 -8
87   132 -45
116   170 -54
514   430 84
25,036   19,598 5,438
1,917   1,565 352
64   57 7
306   269 37
28   28 0
165   179 -14
197   163 34
152   150 2
3,461   3,399 62
286   192 94
395   399 -4
302   381 -79
187   248 -61
201   138 63
67   46 21
719   430 289
276   391 -115
305   225 80
87   63 24
174   151 23
44   40 4
392   318 74
146   118 28
89   71 18
405   227 178
290   220 70
109   84 25
36   29 7
5,343   6,434 -1,091
25,460   30,084 -4,624
1,217   1,449 -232
917   1,087 -170
4,600   5,176 -576
2,431   2,722 -291
2,803   2,980 -177
393   397 -4
195   150 45
215   201 14
269   269 0
135   131 4
2,612   2,440 172
54   50 4
81   75 6
1,723   1,720 3
915   890 25
188   178 10
75   60 15
37   30 7
143   122 21
72   62 10
18   15 3
96   88 8
34   35 -1
34   35 -1
17   19 -2
236   268 -32
151   172 -21
219   251 -32
421   329 92
636   493 143
353   285 68
345   263 82
125   98 27
125   100 25
8,554   8,423 131
32,711   31,054 1,657
6,384   6,116 268
872   837 35
220   137 83
174   105 69
1,083   840 243
2,028   1,470 558
797   526 271
547   335 212
200   186 14
25   18 7
135   138 -3
335   346 -11
268   283 -15
134   138 -4
535   622 -87
489   553 -64
245   227 18
559   446 113
522   394 128
156   507 -351
58   196 -138
39   96 -57
18   18 0
35   35 0
70   70 0
134   319 -185
334   798 -464
17   40 -23
117   275 -158
551   1,344 -793
50   102 -52
3,777   3,356 421
1,259   1,203 56
2,375   2,374 1
1,188   1,194 -6
4,214   4,180 34
11,630   11,816 -186
790   819 -29
2,012   1,972 40
2,097   2,093 4
4,964   5,327 -363
495   531 -36
716   765 -49
36,205   35,657 548
29,613   29,823 -210
3,366   3,397 -31
20,772   21,731 -959
6,633   6,946 -313
1,563   1,638 -75
4,001   4,203 -202
2,628   2,752 -124
551   936 -385
2,202   3,864 -1,662
10,141   9,140 1,001
2,522   2,400 122
8,934   8,509 425
2,339   2,234 105
2,542   2,788 -246
10,711   12,329 -1,618
8,684   9,732 -1,048
165   203 -38
471   610 -139
78   102 -24
68   102 -34
479   787 -308
355   562 -207
71   109 -38
71   79 -8
933   650 283
466   331 135
155   110 45
57   61 -4
114   123 -9
95   77 18
1,035   551 484
501   257 244
892   656 236
359   305 54
199   171 28
80   68 12
540   529 11
90   141 -51
208   111 97
69   38 31
81   59 22
244   180 64
80   90 -10
80   90 -10
160   181 -21
80   90 -10
321   321 0
161   161 0
159   159 0
128   127 1
499   457 42
471   323 148
229   188 41
262   221 41
1,463   1,052 411
732   538 194
146   108 38
240   172 68
743   643 100
175   151 24
175   152 23
779   314 465
714   357 357
325   161 164
981   418 563
571   225 346
85   63 22
170   129 41
28   26 2
164   100 64
716   552 164
215   173 42
563   403 160
36   24 12
18   12 6
36   24 12
53   36 17
71   48 23
676   460 216
73   48 25
787   508 279
223   157 66
103   73 30
137   97 40
910   641 269
498   351 147
225   182 43
128   105 23
321   280 41
1,990   2,040 -50
4,134   3,687 447
540   458 82
1,609   1,337 272
442   469 -27
173   205 -32
395   468 -73
49   53 -4
222   252 -30
33,455   31,874 1,581
314   325 -11
14,528   13,691 837
1,120   1,097 23
350   255 95
342   305 37
143   130 13
160   158 2
9   9 0
55   54 1
46   42 4
73   68 5
23   21 2
259   151 108
91   53 38
777   595 182
1,316   1,301 15
1,316   1,291 25
1,149   1,287 -138
1,149   1,285 -136
1,398   1,124 274
1,398   1,341 57
1,245   1,334 -89
1,245   1,342 -97
3,033   3,032 1
3,033   3,029 4
4,024   4,019 5
1,006   1,005 1
1,850   2,021 -171
7,295   7,251 44
1,031   1,027 4
1,031   1,029 2
2,061   2,060 1
202   96 106
225   96 129
705   1,167 -462
214   479 -265
335   688 -353
233   475 -242
58   115 -57
73   149 -76
799   817 -18
1,198   1,244 -46
146   138 8
146   139 7
584   472 112
143   118 25
428   354 74
859   708 151
789   649 140
428   354 74
422   354 68
371   338 33
186   156 30
3,692   3,327 365
1,231   1,178 53
3,406   3,491 -85
570   510 60
75   87 -12
552   563 -11
87   94 -7
730   1,071 -341
436   696 -260
61   124 -63
7   14 -7
34   71 -37
150   239 -89
163   193 -30
343   337 6
82   111 -29
131   34 97
311   278 33
198   176 22
310   220 90
177   144 33
437   268 169
126   80 46
360   205 155
51,513   51,513 0
15,863     15,863
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       0
b       13
c       94
d       7
e       9
      -134
      -48
      0
      0
      -39
      -27
      -41
      -3
      -6
      0
      -53
      -76
      -27
      -18
      -9
      -8
      44
      -17
      12
      130
      210
      73
      -1
      -48
      12
      22
      6
      530
      37
      39
      61
      25
      -5
      -7
      5
      2
      -6
      -73
      194
      17
      -16
      -15
      29
      61
      4
      -18
      -27
      -31
      0
      -3
      -2
      -8
      11
      13
      9
      1
      -3
      8
      4
      -22
      -25
      -105
      4
      4
      10
      43
      -25
      -35
      -68
      -57
      59
      0
      57
      34
      70
      285
      123
      -63
      -15
      -17
      -40
      -315
      2
      10
      0
      -47
      -38
      6
      -2
      -3
      42
      42
      -11
      0
      -17
      -25
      30
      0
      39
      29
      11
      -15
      0
      11
      -12
      6
      39
      1
      35
      -40
      5
      -13
      19
      9
      16
      52
      61
      -7
      66
      9
      -2
      29
      2
      2
      585
      19
      37
      227
      -4
      -57
      -26
      -1
      69
      8
      -9
      -10
      -21
      10
      315
      -8
      -28
      -127
      -292
      -3
      -140
      -188
      169
      77
      45
      23
      18
      145
      1
      1
      -16
      -10
      -53
      244
      -9
      -3
      -29
      144
      153
      -110
      -7
      -3
      -96
      -606
      -127
      -3
      -119
      0
      7
      -31
      -31
      -132
      -98
      -63
      -107
      3
      -19
      83
      455
      59
      -196
      -480
      -52
      -174
      -18
      -31
      -293
      -125
      8
      20
      19
      36
      -15
      2
      -29
      -4
      -15
      -26
      -48
      -22
      174
      -12
      -98
      84
      38
      -3
      -108
      130
      -29
      -282
      -8
      -47
      -37
      9
      -2,748
      12
      -9
      -1
      -37
      172
      133
      12
      -3
      119
      51
      17
      56
      -20
      52
      44
      131
      3
      77
      38
      -14
      -44
      0
      -126
      -5
      -5
      -15
      -36
      -11
      -84
      -5
      -42
      -35
      -7
      -29
      -6
      12
      6
      1
      -6
      -27
      -160
      -112
      -59
      -2
      -5
      -67
      -13
      -24
      0
      -28
      -47
      -127
      -97
      -19
      -275
      -63
      -29
      -15
      -62
      0
      0
      0
      -29
      -11
      -6
      -23
      -29
      -47
      -9
      -146
      -9
      -3
      -12
      -99
      -23
      -34
      -88
      -16
      -231
      -193
      -24
      -42
      -40
      -273
      -112
      -59
      -139
      -2
      -3
      -12
      -148
      -4
      -73
      -57
      -172
      -6
      4
      -7
      -67
      -8
      -1
      29
      -25
      17
      30
      -102
      -344
      -86
      -25
      -35
      12
      12
      60
      0
      91
      47
      40
      61
      113
      317
      197
      83
      34
      26
      24
      29
      21
      -126
      -45
      227
      175
      6
      45
      6
      61
      30
      4
      7
      -1
      -6
      29
      251
      1,672
      38
      109
      -29
      -12
      -3
      64
      62
      -305
      14
      9
      40
      19
      7
      67
      10
      25
      -72
      -11
      -11
      -14
      115
      3
      1
      -5
      -55
      -84
      -31
      -135
      0
      0
      144
      411
      7
      31
      90
      426
      25
      838
      572
      65
      24
      9
      184
      174
      506
      111
      444
      38
      26
      138
      79
      56
      28
      28
      28
      -124
      -53
      -32
      -118
      115
      1
      1
      1
      2
      -60
      -14
      -5
      1
      0
      -16
      -15
      -20
      -23
      -81
      -3
      19
      2
      60
      9
      59
      18
      9
      9
      10
      -34
      -40
      -52
      -24
      -2
      47
      69
      39
      3
      13
      176
      93
      -69
      -54
      -54
      16
      -14
      14
      42
      -283
      -500
      -264
      -49
      -18
      -16
      -200
      129
      27
      93
      397
      369
      7
      8
      480
      30
      -159
      -150
      -18
      -26
      179
      35
      43
      235
      23
      13
      26
      145
      39
      171
      26
      61
      -31
      -10
      -6
      105
      47
      26
      102
      53
      40
      12
      4
      21
      5
      111
      14
      60
      92
      27
      15
      -32
      11
      165
      52
      20
      90
      35
      94
      10
      21
      16
      5
      3
      -5
      6
      0
      0
      0
      0
      279
      78
      140
      63
      -88
      -17
      -6
      846
      115
      55
      -114
      193
      26
      -1
      5
      1,425
      76
      872
      185
      78
      55
      74
      91
      73
      6
      2
      1
      11
      -3,434
      -102
      -145
      -522
      -1,011
      -3,483
      49
      17
      4
      102
      68
      12
      105
      57
      13
      20
      4
      41
      -1
      0
      3
      3
      3
      7
      4
      17
      3
      0
      0
      -25
      -2
      -42
      -7
      -121
      35
      -20
      144
      423
      201
      51
      30
      501
      170
      297
      337
      69
      283
      321
      72
      -21
      -4
      -97
      -44
      41
      -6
      -22
      -116
      -72
      -91
      1
      1
      13
      -38
      -8
      -8
      -15
      -263
      -8
      -38
      -8
      -45
      -54
      84
      5,438
      352
      7
      37
      0
      -14
      34
      2
      62
      94
      -4
      -79
      -61
      63
      21
      289
      -115
      80
      24
      23
      4
      74
      28
      18
      178
      70
      25
      7
      -1,091
      -4,624
      -232
      -170
      -576
      -291
      -177
      -4
      45
      14
      0
      4
      172
      4
      6
      3
      25
      10
      15
      7
      21
      10
      3
      8
      -1
      -1
      -2
      -32
      -21
      -32
      92
      143
      68
      82
      27
      25
      131
      1,657
      268
      35
      83
      69
      243
      558
      271
      212
      14
      7
      -3
      -11
      -15
      -4
      -87
      -64
      18
      113
      128
      -351
      -138
      -57
      0
      0
      0
      -185
      -464
      -23
      -158
      -793
      -52
      421
      56
      1
      -6
      34
      -186
      -29
      40
      4
      -363
      -36
      -49
      548
      -210
      -31
      -959
      -313
      -75
      -202
      -124
      -385
      -1,662
      1,001
      122
      425
      105
      -246
      -1,618
      -1,048
      -38
      -139
      -24
      -34
      -308
      -207
      -38
      -8
      283
      135
      45
      -4
      -9
      18
      484
      244
      236
      54
      28
      12
      11
      -51
      97
      31
      22
      64
      -10
      -10
      -21
      -10
      0
      0
      0
      1
      42
      148
      41
      41
      411
      194
      38
      68
      100
      24
      23
      465
      357
      164
      563
      346
      22
      41
      2
      64
      164
      42
      160
      12
      6
      12
      17
      23
      216
      25
      279
      66
      30
      40
      269
      147
      43
      23
      41
      -50
      447
      82
      272
      -27
      -32
      -73
      -4
      -30
      1,581
      -11
      837
      23
      95
      37
      13
      2
      0
      1
      4
      5
      2
      108
      38
      182
      15
      25
      -138
      -136
      274
      57
      -89
      -97
      1
      4
      5
      1
      -171
      44
      4
      2
      1
      106
      129
      -462
      -265
      -353
      -242
      -57
      -76
      -18
      -46
      8
      7
      112
      25
      74
      151
      140
      74
      68
      33
      30
      365
      53
      -85
      60
      -12
      -11
      -7
      -341
      -260
      -63
      -7
      -37
      -89
      -30
      6
      -29
      97
      33
      22
      90
      33
      169
      46
      155
      0
      15,863
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 22,656
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 64,654 1,226,109 0.052731
2011 69,243 1,303,367 0.053126
2010 45,000 1,275,668 0.035276
2009 65,000 1,116,279 0.058229
2008 71,264 1,337,534 0.053280
2 Total of line 1, column (d) ...................... 2 0.252642
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.050528
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 1,251,835
5 Multiply line 4 by line 3....................... 5 63,253
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 321
7 Add lines 5 and 6......................... 7 63,574
8 Enter qualifying distributions from Part XII, line 4.............. 8 31,763
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 643
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2............................ 3 643
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 643
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 360
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 600
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 960
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 1
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 316
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet316 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletWA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletMORGAN STANLEY SMITH BARNEY Telephone no.bullet (206) 628-4887
    Located atbullet601 UNION STREETSEATTLEWA ZIP+4bullet98101
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    TODD LANEY TRUSTEE
    0.10     		0 0 0
    11417 KELLY ROAD NE
    CARNATION,WA98014
    DAVID A CLAYTON TRUSTEE
    0.01     		0 0 0
    127 GRACE LANE
    STEVENSVILLE,MT59870
    NADINE CLAYTON TRUSTEE
    0.01     		0 0 0
    127 GRACE LANE
    STEVENSVILLE,MT59870
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    62,592
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    643
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    643
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    61,949
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    61,949
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    61,949
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 61,949
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008.......  
    b From 2009.......  
    c From 2010.......  
    d From 2011....... 2,942
    e From 2012....... 4,041
    fTotal of lines 3a through e......... 6,983
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 31,763
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		0
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		0
    d Applied to 2013 distributable amount..... 31,763
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2013. 6,983 6,983
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		23,203
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		0
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2009....  
    b Excess from 2010....  
    c Excess from 2011....  
    d Excess from 2012....  
    e Excess from 2013....  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    TODD LANEY
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    FRIENDS OF THE HOLIDAYS
    1316 TACOMA AVE S
    TACOMA,WA98402     		N/A EXEMPT CHARITABLE CONTRIBUTION 10,000
    NORTHWEST KIDNEY CENTERS
    700 BROADWAY
    SEATTLE,WA98122     		N/A EXEMPT CHARITABLE CONTRIBUTION 10,000
    UW DAVID NOTKIN ENDOWED GRAD FELLOWSHIP IN COMPUTER SCIENCE & ENGINEERING
    BOX 352350 185 STEVENS WAY
    SEATTLE,WA98195     		N/A EXEMPT CHARITABLE CONTRIBUTION 10,000
    Total .................................bullet 3a 30,000
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 28,628  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 22,656  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 51,284 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    1351,284
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2013 AccountingFeesSchedule
    Name:
    LAURIE CLAYTON FOUNDATION
    EIN: 91-2056271
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTANT FEES 3,526 1,763   1,763

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    LAURIE CLAYTON FOUNDATION
    EIN: 91-2056271
    Name of Stock End of Year Book Value End of Year Fair Market Value
    CORPORATE STOCK 361,629 452,403

    TY 2013 InvestmentsOtherSchedule2
    Name:
    LAURIE CLAYTON FOUNDATION
    EIN: 91-2056271
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    MUTUAL FUNDS & OTHER INVESTMENTS AT COST 768,117 772,383
    OTHER INVESTMENT AT COST 15,165 15,165

    TY 2013 OtherDecreasesSchedule
    Name:
    LAURIE CLAYTON FOUNDATION
    EIN: 91-2056271
    Description Amount
    INVESTMENT INCOME BOOK TAX DIFFERENCE 3,290


    TY 2013 OtherProfessionalFeesSchedule
    Name:
    LAURIE CLAYTON FOUNDATION
    EIN: 91-2056271
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    CUSTODIAN/AGENCY FEES 16,702 16,702   0


    TY 2013 TaxesSchedule
    Name:
    LAURIE CLAYTON FOUNDATION
    EIN: 91-2056271
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES PAID 672 672   0
    STATE REGISTRATION FEE 25 0   0
    EXCISE TAX 465 0   0