TY 2013 Form 990PF

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bullet

Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

OMB No. 1545-0052

2013

Open to Public Inspection

For calendar year 2013, or tax year beginning 04-01-2013 , and ending 03-31-2014

Name of foundation
CLEON W MAULDIN FND TRUST

Number and street (or P.O. box number if mail is not delivered to street address)1525 W WT HARRIS BLVD D1114-044 Room/suite

City or town, state or province, country, and ZIP or foreign postal code
CHARLOTTE, NC28262

A Employer identification number

65-6290702

B Telephone number (see instructions)

(336) 747-8185

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address changeName change

D 1. Foreign organizations, check here ............. bullet

2. Foreign organizations meeting the 85% test,
check here and attach computation ........... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ......... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trustOther taxable private foundation

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$1,561,369J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ......... bullet

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check
3	Interest on savings and temporary cash investments	8		8
4	Dividends and interest from securities......	30,347		29,689
5a	Gross rents..............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		26,849
b	Gross sales price for all assets on line 6a 411,001
7	Capital gain net income (from Part IV, line 2)...			26,849
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......
12	Total. Add lines 1 through 11........	57,204		56,546
13	Compensation of officers, directors, trustees, etc.	24,656		18,492		6,164
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........					0
b	Accounting fees (attach schedule).......		1,000	0	0	1,000
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)		3,120	431		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		2,246	1,123		1,123
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	31,022		20,046	0	8,287
25	Contributions, gifts, grants paid........	63,895				63,895
26	Total expenses and disbursements. Add lines 24 and 25	94,917		20,046	0	72,182
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-37,713
b	Net investment income (if negative, enter -0-)			36,500
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2013)

Form 990-PF (2013)

Page 2

Part II		Balance Sheets	Attached schedules and amounts in the description column should be for end-of-year amounts only. (See instructions.)	Beginning of year	End of year
Part II		Balance Sheets		(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing...............
	2	Savings and temporary cash investments..........		92,795	57,005	57,005
	3	Accounts receivable
		Less: allowance for doubtful accounts			0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use...............
	9	Prepaid expenses and deferred charges...........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule)........		901,514	797,861	926,028
	c	Investments—corporate bonds (attach schedule)........			591,817	578,336
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans..............
	13	Investments—other (attach schedule)...........		489,325		0
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)		1,483,634	1,446,683	1,561,369
		17	Accounts payable and accrued expenses..........
18		Grants payable...................
19		Deferred revenue..................
20		Loans from officers, directors, trustees, and other disqualified persons
21		Mortgages and other notes payable (attach schedule)......
22		Other liabilities (describe )
23		Total liabilities (add lines 17 through 22)..........			0
		Foundations that follow SFAS 117, check here
		and complete lines 24 through 26 and lines 30 and 31.
	24	Unrestricted....................
	25	Temporarily restricted................
	26	Permanently restricted................
		Foundations that do not follow SFAS 117, check here
		and complete lines 27 through 31.
	27	Capital stock, trust principal, or current funds.........		1,483,634	1,446,683
	28	Paid-in or capital surplus, or land, bldg., and equipment fund
	29	Retained earnings, accumulated income, endowment, or other funds
	30	Total net assets or fund balances (see page 17 of the
		instructions)....................		1,483,634	1,446,683
	31	Total liabilities and net assets/fund balances (see page 17 of
		the instructions)..................		1,483,634	1,446,683

Part III	Analysis of Changes in Net Assets or Fund Balances
1	Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
	with end-of-year figure reported on prior year’s return)...............	1	1,483,634
2	Enter amount from Part I, line 27a.....................	2	-37,713
3	Other increases not included in line 2 (itemize)	3	1,973
4	Add lines 1, 2, and 3..........................	4	1,447,894
5	Decreases not included in line 2 (itemize)	5	1,211
6	Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30.	6	1,446,683

Form 990-PF (2013)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	1435.409 AQR MANAGED FUTURES STR-I #15213		2013-07-12	2013-10-09
b	220. ARTISAN FDS INC INTL FD INVESTOR CLASS		2011-04-25	2013-07-10
c	59. ARTISAN FDS INC INTL FD INVESTOR CLASS		2011-04-25	2013-10-09
d	161. ARTISAN FDS INC INTL FD INVESTOR CLASS		2011-04-25	2014-01-21
e	96. ARTISAN MID CAP FUND-INS #1333		2013-07-12	2013-10-09
	1843. CREDIT SUISSE COMM RET ST-I #2156		2013-01-31	2013-10-09
	277.066 DIAMOND HILL LONG-SHORT FD CL I #11		2011-04-25	2013-07-10
	200.934 DIAMOND HILL LONG-SHORT FD CL I #11		2013-03-08	2013-07-10
	161. DODGE & COX INT'L STOCK FD # 1048		2013-03-08	2013-07-10
	116. DODGE & COX INT'L STOCK FD # 1048		2013-03-08	2013-10-09
	77. DODGE & COX INT'L STOCK FD # 1048		2012-12-11	2014-01-21
	1503. DODGE & COX INCOME FD COM		2012-12-11	2013-07-10
	288. DODGE & COX INCOME FD COM		2013-01-31	2014-01-21
	1567. DREYFUS EMG MKT DEBT LOC C-I #6083		2013-03-08	2013-10-10
	1364. DRIEHAUS ACTIVE INCOME FUND		2013-03-08	2014-01-21
	46. FLEMING CAP MUTUAL FUND GROUP J P MORGAN MID CAP VALUE FUND		2013-03-08	2013-07-10
	1844.647 GATEWAY FUND - Y #1986		2013-03-08	2013-07-10
	595. HARBOR FD CAP APPRECIATION		2013-03-08	2013-07-10
	103. HARBOR FD CAP APPRECIATION		2013-03-08	2013-10-09
	143. HARBOR FD CAP APPRECIATION		2012-12-11	2014-01-21
	176. ISHARES S&P 500 INDEX FUND		2011-04-25	2013-07-10
	11. ISHARES S&P 500 INDEX FUND		2011-04-25	2014-01-21
	155. KALMAR GR W/ VAL SM CAP-INS #4		2013-03-08	2014-01-21
	744. MFS VALUE FUND-CLASS I #893		2011-04-25	2013-07-10
	105. MFS VALUE FUND-CLASS I #893		2011-04-25	2014-01-21
	613. ASG GLOBAL ALTERNATIVES-Y #1993		2013-10-11	2014-01-21
	331. OPPENHEIMER DEVELOPING MKT-Y #788		2013-01-31	2013-10-09
	1722. PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL		2012-12-11	2013-07-10
	209. PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL		2012-12-11	2014-01-21
	3648. RIDGEWORTH SEIX HY BD-I #5855		2013-03-08	2014-01-21
	258. VANGARD MSCI EMERGING MARKETS EFT		2013-01-29	2013-10-09
	572. VANGARD MSCI EMERGING MARKETS EFT		2013-03-06	2014-01-21
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	14,110	14,612	-502
b	5,834	5,223	611
c	1,653	1,401	252
d	4,872	3,822	1,050
e	4,699	4,517	182
	13,491	15,149	-1,658
	5,802	4,718	1,084
	4,208	3,953	255
	5,989	5,894	95
	4,646	4,247	399
	3,326	2,643	683
	20,185	20,967	-782
	3,934	3,992	-58
	22,298	24,272	-1,974
	14,731	14,692	39
	1,532	1,420	112
	51,724	51,016	708
	28,673	26,912	1,761
	5,231	4,659	572
	8,224	6,075	2,149
	29,187	23,598	5,589
	2,036	1,475	561
	3,483	2,744	739
	22,536	18,079	4,457
	3,482	2,552	930
	7,007	7,053	-46
	12,154	11,860	294
	18,374	20,044	-1,670
	2,247	2,433	-186
	35,969	37,355	-1,386
	10,568	11,496	-928
	22,473	25,279	-2,806
			16,323

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-502
b			611
c			252
d			1,050
e			182
			-1,658
			1,084
			255
			95
			399
			683
			-782
			-58
			-1,974
			39
			112
			708
			1,761
			572
			2,149
			5,589
			561
			739
			4,457
			930
			-46
			294
			-1,670
			-186
			-1,386
			-928
			-2,806

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	26,849
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 . . . . . . . . . . . . . . . .		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2012	72,529	1,485,463	0.048826
2011	72,399	1,479,396	0.048938
2010	68,397	1,450,336	0.047159
2009	52,002	1,292,427	0.040236
2008	73,577	1,234,782	0.059587

2	Total of line 1, column (d) ......................	2	0.244746
3	Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years. . .	3	0.048949
4	Enter the net value of noncharitable-use assets for 2013 from Part X, line 5.....	4	1,516,787
5	Multiply line 4 by line 3.......................	5	74,245
6	Enter 1% of net investment income (1% of Part I, line 27b)...........	6	365
7	Add lines 5 and 6.........................	7	74,610
8	Enter qualifying distributions from Part XII, line 4..............	8	72,182
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2013)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check hereand enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	730
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2............................	3	730
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-).	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	730
6	Credits/Payments:

a	2013 estimated tax payments and 2012 overpayment credited to 2013	6a	1,788
b	Exempt foreign organizations—tax withheld at source.......	6b
c	Tax paid with application for extension of time to file (Form 8868)	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	1,788
8	Enter any penalty for underpayment of estimated tax. Check hereif Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	1,058
11	Enter the amount of line 10 to be: Credited to 2014 estimated tax732	Refunded	11	326

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition)?............................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?

If "Yes," complete Part XIV.............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions).................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

Wells Fargo Bank NA Telephone no. bullet

(336) 747-8185

Located at bullet

1 W 4TH ST 6TH FLOORWINSTON SALEMNC ZIP+4 bullet

271013818

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —Check here......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ...... bullet

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country?

16 No

See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the

foreign country bullet

Form 990-PF (2013)

Page 5

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?.........................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?.................YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).........YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...

Organizations relying on a current notice regarding disaster assistance check here......... bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2013?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2013, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2013?...............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?.........................YesNo

If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2013.)....................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?

During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?...............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?........YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?............YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?........................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Form 990-PF (2013)

Page 6

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
Wells Fargo Bank NA	Trustee 40	24,656
1525 W WT Harris Blvd Charlotte,NC282881161	Trustee 40	24,656

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.		Expenses
1


2


3


4

Form 990-PF (2013)

Page 7

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.		Amount
1


2


All other program-related investments. See page 24 of the instructions.
3

Total. Add lines 1 through 3......................... bullet

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

Average of monthly cash balances.......................

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

Minimum investment return. Enter 5% of line 5..................

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet

and do not complete this part.)

Minimum investment return from Part X, line 6....................

75,839

Tax on investment income for 2013 from Part VI, line 5......

730

Income tax for 2013. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

730

Distributable amount before adjustments. Subtract line 2c from line 1............

75,109

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

75,109

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1................................

75,109

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b (see instructions).................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2013)

Page 8

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2012	(c) 2012	(d) 2013
1 Distributable amount for 2013 from Part XI, line 7					75,109
2 Undistributed income, if any, as of the end of 2013:
a Enter amount for 2012 only.......				63,895
b Total for prior years:2011, 20, 20			0
3 Excess distributions carryover, if any, to 2013:
a From 2008.......	0
b From 2009.......	0
c From 2010.......	0
d From 2011.......	0
e From 2012.......	0
fTotal of lines 3a through e.........		0
4Qualifying distributions for 2013 from Part
XII, line 4: $ 72,182
a Applied to 2012, but not more than line 2a				63,895
b Applied to undistributed income of prior years (Election required—see instructions)......			0
c Treated as distributions out of corpus (Election required—see instructions).........		0
d Applied to 2013 distributable amount.....					8,287
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2013.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ...........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2014 ..........					66,822
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) .............		0
8Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2009....	0
b Excess from 2010....	0
c Excess from 2011....	0
d Excess from 2012....	0
e Excess from 2013....	0

Form 990-PF (2013)

Page 9

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2013, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2013	(b) 2012	(c) 2011	(d) 2010	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ...........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the organization had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under
other conditions, complete items 2a, b, c, and d.

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

Wells Fargo Philanthropic Services
1 West Fourth Street
Winston Salem,NC271013818
(888) 235-4351

bThe form in which applications should be submitted and information and materials they should include:

https://Www.wellsfargo.com/privatefoundationgrants/mauldin

cAny submission deadlines:

August 1

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Grants are restricted to charitable organization located in Central Savannah River Area (CSRA) to limitied counties in Georgia & South Carolina

Form 990-PF (2013)

Page 10

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
Augusta Community Concert Band Inc PO BOX 2042 Augusta,GA30914	NONE	PC	MAULDIN MEMORIAL CONCERT	3,500
Georgia Public Telecommunications 260 14TH STREET Atlanta,GA30318	NONE	PC	MIDDAY MUSIC	14,000
Storyland Theatre PO BOX 14875 Augusta,GA309190875	NONE	PC	PRODUCTION COST	7,000
Symphony Orchestra Augusta GREENE STREET SUITE 200 Augusta,GA30901	NONE	PC	CLEON MAULDIN MUSIC LIBRARY	10,000
Harry Jacobs Chamber Music Society PO BOX 15286 Augusta,GA30919	NONE	PC	GENERAL SUPPORT	11,500
Augusta State University Foundation 2500 WALTON WAY Augusta,GA309042200	NONE	STATE UNIVERSITY	EDUCATIONAL/GRAND PIANO	17,895
Total ................................. 3a				63,895

bApproved for future payment

Total ................................. 3b

Form 990-PF (2013)

Page 11

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ............			14	8
4 Dividends and interest from securities....			14	30,347
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property .............
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory .............			18	26,849
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory..
11 Other revenue: a
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				57,204

13Total. Add line 12, columns (b), (d), and (e)..................

1357,204

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2013)

Page 12

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political

Yes

organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........YesNo

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.)? Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name Firm's address			Firm's EIN
				Phone no.

Form 990-PF (2013)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

- TIN:

TY 2013 AccountingFeesSchedule

Name:

CLEON W MAULDIN FND TRUST

EIN: 65-6290702

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
TAX PREPARATION FEE (NON-ALLOC	1,000			1,000

- TIN:

TY 2013 InvestmentsCorpBondsSchedule

Name:

CLEON W MAULDIN FND TRUST

EIN: 65-6290702

Name of Bond	End of Year Book Value	End of Year Fair Market Value
256210105 DODGE & COX INCOME F	104,197	103,233
261980494 DREYFUS EMG MKT DEBT	58,332	54,479
262028855 DRIEHAUS ACTIVE INCO	60,937	61,166
315920702 FID ADV EMER MKTS IN	22,670	22,803
4812C0803 JPMORGAN HIGH YIELD	23,044	23,072
51855Q655 LAUDUS MONDRIAN INTL	37,921	35,289
693390700 PIMCO TOTAL RET FD-I	108,716	103,133
693390882 PIMCO FOREIGN BD FD	34,185	35,025
76628T645 RIDGEWORTH SEIX HY B	39,448	38,798
77957P105 T ROWE PRICE SHORT T	87,005	86,036
77958B402 T ROWE PRICE INST FL	15,362	15,302

- TIN:

TY 2013 InvestmentsCorpStockSchedule

Name:

CLEON W MAULDIN FND TRUST

EIN: 65-6290702

Name of Stock	End of Year Book Value	End of Year Fair Market Value
437076102 HOME DEPOT
655664100 NORDSTROM INC
708160106 PENNY J C INC
731572103 POLO RALPH LAUREN
887317303 TIME WARNER INC
423074103 HEINZ H J CO
786514208 SAFEWAY INC NEW
427866108 THE HERSHEY COMPANY
20825C104 CONCOPHILLIPS
42809H107 HESS CORP
74733V100 QUESTAR MARKET
060505104 BANK OF AMERICA CORP
27579R104 EAST WEST BANCORP
46625H100 JP MORGAN CHASE & CO
55261F104 M & T BANK CORP
665859104 NORTHERN TRUST CORP
808513105 SCHWAB CHARLES CORP
989701107 ZIONS BANCORP
002824100 ABBOTT LABS
071813109 BAXTER INTL INC
532457108 ELI LILLY & CO
441060100 HOSPIRA INC
097023105 BOEING CO
244199105 DEERE & CO
446413106 HUNTINGTON INGALLS
666807102 NORTHROP GRUMMAN
784635104 SPX CORP
037833100 APPLE INC
268418102 E M C CORP MASS
278642103 EBAY INC
459200101 INTERNATIONAL BUSINE
461202103 INTUIT COM
68389X105 ORACLE CORPORATION
260543103 DOW CHEMICAL CO
65339F101 NEXTERA ENERGY INC
748356102 QUESTAR CORP
882508104 TEXAS INSTRUMENTS
189754104 COACH INC
64110L106 NETFLIX.COM
023135106 AMAZON COM INC COM
099724106 BORG WARNER INC COM
655664100 NORDSTROM INC
855244109 STARBUCKS CORP COM
85590A401STARWOOD HOTELS
918204108 V F CORP
191216100 COCA COLA CO
582839106 MEAD JOHNSON NUTRI
742718109 PROCTER & GAMBLE
057224107 BAKER HUGHES INC COM
13342B105 CAMERON INTL CORP
247916208 DENBURY RESOURCES
25179M103 DEVON ENERGY CORP
26875P101 EOG RESOURCES INC
637071101 NATIONAL OILWELL VAR
75281A109 RANGE RES CORP COM
12572Q105 CME GROUP INCE
46625H100 JP MORGAN CHASE & CO
018490102 ALLERGAN INC
031162100 AMGEN INC
452327109 ILLUMINA INC
91324P102 UNITEDHEALTH GROUP
941848103 WATERS CORP
097023105 BOEING CO
149123101 CATERPILLAR INC
231021106 CUMMINS INC
291011104 EMERSON ELECTRIC CO
336433107 FIRST SOLAR INC
34354P105 FLOWSERVE CORP COM
740189105 PRECISION CASTPARTS
773903109 ROCKWELL AUTOMATION
774341101 ROCKWELL COLLINS
913017109 UNITED TECHNOLOGIES
88579Y101 3M CO COM
00724F101 ADOBE SYS INC
037833100 APPLE INC
177376100 CITRIX SYS INC COM
192446102 COGNIZANT TECH SOL
219350105 CORNING INC
268648102 E M C CORP MASS
38259P508 GOOGLE INC CL A
428236103 HEWLETT PACKARD CO
48203R104 JUNIPER NETWORKS INC
64110D104 NETAPP INC
68389X105 ORACLE CORPORATION
79466L302 SALESFORCE COM INC
80004C101 SANDISK CORP COM
01741R102 ALLEGHENY TECH
35671D857 FREEPORT MCMORAN
029912201 AMEICAN TOWER SYSTEM
302182100 EXPRESS SCRIPTS INC
307000109 FAMILY DLR STORES
500255104 KOHLS CORP
517834107 LAS VEGAS SANDS
580135101 MCDONALD CORP
654106103 NIKE INC CL B
988498101 YUM BRANDS INC
518439104 ESTEE LAUDER COMPANI
713448108 PEPSICO INC
718172109 PHILIP MORRIS
902494103 TYSON FOODS INC
674599105 OCCIDENTAL PETE CORP
025816109 AMERICAN EXPRESS CO
200340107 COMERICA INC
316773100 FIFTH THIRD BANCORP
09062X103 BIOGEN AGN C
156782104 CERNER CORP
28176E108 EDWARDS LIFESCIENCES
375558103 GILEAD SCIENCES INC
478160104 JOHNSON & JOHNSON
235851102 DANAHER CORP
31428X106 FEDEX CORPORATION
481165108 JOY GLOBAL
907818108 UNION PACIFIC CORP
458140100 INTEL CORP
594918104 MICROSOFT CORP
747525103 QUALCOMM INC
92342Y109 VERIFON SYSEMS
61166W101 MONSANTO CO NEW
74005P104 PRAXAIR INC
826552101 SIGMA ALDRICH CORP
04314H204 ARTISAN INTERNATIONA	50,097	68,463
04314H600 ARTISAN MID CAP FUND	49,629	61,121
22544R305 CREDIT SUISSE COMM R	75,993	73,811
25264S833 DIAMOND HILL LONG-SH	23,482	32,079
256206103 DODGE & COX INT'L ST	56,956	70,526
339128100 JP MORGAN MID CAP VA	34,617	42,433
367829884 GATEWAY FUND - Y #19
411511504 HARBOR CAPITAL APRCT	78,757	102,057
464287200 ISHARES CORE S & P 5	19,978	28,033
483438206 KALMAR GR W/VAL SM C
487300808 KEELEY SMALL CAP VAL	23,697	30,674
552983694 MFS VALUE FUND-CLASS	50,525	69,737
589509108 MERGER FD SH BEN INT	46,098	46,298
683974505 OPPENHEIMER DEVELOPI	72,674	76,687
78463X863 SPDR DJ WILSHIRE INT	49,305	52,533
922042858 VANGUARD FTSE EMERGI	27,422	25,971
922908553 VANGUARD REIT VIPER	54,273	56,425
277923728 EATON VANCE GLOBAL M	23,410	22,860
483438305 KALMAR GR W/ VAL SM	22,270	28,348
63872T885 ASG GLOBAL ALTERNATI	38,678	37,972

- TIN:

TY 2013 InvestmentsOtherSchedule2

Name:

CLEON W MAULDIN FND TRUST

EIN: 65-6290702

Category/ Item	Listed at Cost or FMV	Book Value	End of Year Fair Market Value
693390841 PIMCO HIGH YIELD
693391104 PIMCO REAL RETURN
77957P105 T ROWE PRICE SHORT T
957663503 WESTERN ASSET CORE
693391559 PIMCO EMERGING MARKE
693390882 PIMCO FOREIGN BD FD
025083320 AMERICAN CENTURY
92934R769 CRM MID CAP VALUE
780905451 ROYCE PREMIER FUND
900297763 TURNER MIDCAP GROWTH
04315J837 ARTIO INTERNATIONAL
246248306 DELAWARE POOLED TR
784924425 SSGA EMERGING MRTS
61744J317 MORGAN STANLEY INSTI
722005667 PIMCO COMMODITY REAL
779919109 T ROWE PRICE REAL
05964H105 BANCO SANTANDER CEN
05964H105 BANCO SANTANDER CEN
25243Q205 DIAGEO PLC ADR
904784709 UNILEVER N.V. ADR
92857W209 VODAFONE GROUP PLC
H27013103 WEATHERFORD INTNTL
136385101 CANADIAN NAT RES LTD
M22465104 CHECK POINT SOFTWARE
G2554F113 COVIDIEN PLC
73755L107 POTASH CORP SASK
806857108 SCHLUMBERGER LTD
G81477104 SINA CORPORATION
51855Q655 LAUDUS MONDRIAN INTL
464287200 ISHARES S & P 500
5529869*7 MFS VALUE FUND
04314H204 ARTISAN INTERNATIONA
683974505 OPPENHEIMER DEVELOPI
25264S833 DIAMOND HILL LONG-SH
448108100 HUSSMAN STRATEGIC GR
589509108 MERGER FD SH BEN
22544R305 CREDIT SUISSE COMMOD
78463X863 SPDR DJ WILSHIRE
N07059186 ASML HOLDING NVONY
055434203 BG GROUP PLC
256210105 DODGE & COX INCOME F
261980494 DREYFUS EMG MKT DEBT
262028855 DRIEHAUS ACTIVE INCO
693390700 PIMCO TOTAL RET FD-I
76628T645 RIDGEWORTH SEIX HY B

- TIN:

TY 2013 OtherDecreasesSchedule

Name:

CLEON W MAULDIN FND TRUST

EIN: 65-6290702

Description	Amount
MUTUAL FUND POSTING DATE AFTER TYE	1,148
ROC BASIS ADJUSTMENT	63

- TIN:

TY 2013 OtherExpensesSchedule

Name:

CLEON W MAULDIN FND TRUST

EIN: 65-6290702

Description	Revenue and Expenses per Books	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
OTHER NON-ALLOCABLE EXPENSE -	1,123	0		1,123
OTHER NON-ALLOCABLE EXPENSE -	1,123	1,123		0

- TIN:

TY 2013 OtherIncreasesSchedule

Name:

CLEON W MAULDIN FND TRUST

EIN: 65-6290702

Description	Amount
MUTUAL FUND TAX EFFECTIVE DATE BEFORE TYE	1,970
ROUNDING	3

- TIN:

TY 2013 TaxesSchedule

Name:

CLEON W MAULDIN FND TRUST

EIN: 65-6290702

Category	Amount	Net Investment Income
FEDERAL TAX PAYMENT - PRIOR YE	901	0
FEDERAL ESTIMATES - PRINCIPAL	1,788	0
FOREIGN TAXES ON QUALIFIED FOR	261	261
FOREIGN TAXES ON NONQUALIFIED	170	170