Form990-PF

Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form.
bulletInformation about Form 990-PF and its instructions is at www.irs.gov/form990pf.
OMB No. 1545-0052
2013
Open to Public Inspection
For calendar year 2013, or tax year beginning 01-01-2013 , and ending 12-31-2013
Name of foundation
THE TOBEY FOUNDATION
 
% ANN T ROWLANDS
Number and street (or P.O. box number if mail is not delivered to street address)1227 CANTERBURY LANESuiteRoom/suite
City or town, state or province, country, and ZIP or foreign postal code
GLENVIEW, IL60025
A Employer identification number

36-3989019
B Telephone number (see instructions)

(847) 729-7415
C bullet
G Check all that apply:

D 1. bullet
2. bullet
E bullet
H Check type of organization:
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,540,990J Accounting method:
 
(Part I, column (d) must be on cash basis.)
F bullet
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 25,101
2 Check bullet
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities...... 39,200 39,200  
5a Gross rents..............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 217,501
b Gross sales price for all assets on line 6a 541,794
7 Capital gain net income (from Part IV, line 2)... 217,501
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 281,802 256,701  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 4,635 0 0 4,635
c Other professional fees (attach schedule)....        
17 Interest...............        
18 Taxes (attach schedule) (see instructions) Click to see attachment 7,375 375    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 11,692 11,692    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 23,702 12,067 0 4,635
25 Contributions, gifts, grants paid........ 226,518 226,518
26 Total expenses and disbursements. Add lines 24 and 25 250,220 12,067 0 231,153
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 31,582
b Net investment income (if negative, enter -0-) 244,634
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2013)
Form 990-PF (2013)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)		 Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............... 30,110 14,599 14,599
2 Savings and temporary cash investments.......... 7,867 64,839 64,839
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use...............      
9 Prepaid expenses and deferred charges...........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)........ 1,171,568 Click to see attachment1,088,372 1,951,186
c Investments—corporate bonds (attach schedule)........ 460,248 Click to see attachment533,565 510,366
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans..............      
13 Investments—other (attach schedule)...........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 1,669,793 1,701,375 2,540,990
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable...................    
19 Deferred revenue..................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)..........   0
Net Assets or Fund Balances bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted....................    
25 Temporarily restricted................    
26 Permanently restricted................    
bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds.........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund 1,669,793 1,701,375
29 Retained earnings, accumulated income, endowment, or other funds    
30 Total net assets or fund balances (see page 17 of the
instructions).................... 1,669,793 1,701,375
31 Total liabilities and net assets/fund balances (see page 17 of
the instructions).................. 1,669,793 1,701,375
Part III Analysis of Changes in Net Assets or Fund Balances
1 Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree
with end-of-year figure reported on prior year’s return)............... 1 1,669,793
2 Enter amount from Part I, line 27a..................... 2 31,582
3 Other increases not included in line 2 (itemize) bullet 3  
4 Add lines 1, 2, and 3.......................... 4 1,701,375
5 Decreases not included in line 2 (itemize) bullet 5  
6 Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30. 6 1,701,375
Form 990-PF (2013)
Form 990-PF (2013)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.) 		(b) How acquired
P—Purchase
D—Donation 		(c) Date acquired
(mo., day, yr.) 		(d) Date sold
(mo., day, yr.)
1 a 505 SHARES OCCIDENTAL PETROLEUM CORP P 2012-05-10 2013-02-01
b 335 SHARES TEVA PHARMACEUTICAL P 2006-04-06 2013-02-11
c 470 SHARES TEVA PHARMACEUTICAL P 2010-02-01 2013-02-11
d 80 SHARES AFFILIATED MANAGERS GROUP P 2012-05-10 2013-03-20
e 351 SHARES C.H. ROBINSON WORLDWIDE D 2003-06-20 2013-03-20
325 SHARES CITRIX SYSTEMS P 2012-05-10 2013-03-20
140 SHARES CITRIX SYSTEMS P 2012-06-13 2013-03-20
120 SHARES DANAHER CORP D 2007-01-29 2013-03-20
200 SHARES DANAHER CORP D 2003-06-19 2013-03-20
130 SHARES DANAHER CORP D 2003-02-05 2013-03-20
405 SHARES FASTENAL CO P 2007-08-13 2013-03-20
271 SHARES CARMAX D 2009-04-28 2013-03-20
35 SHARES CARMAX D 2002-12-16 2013-03-20
190 SHARES QUALCOMM INC P 2007-01-29 2013-03-20
130 SHARES QUALCOMM INC P 2010-02-01 2013-03-20
2,369.668 SHARES WILLIAM BLAIR BOND FD-I P 2012-10-11 2013-07-08
610 SHARES VERA BRADLEY INC P 2012-03-15 2013-07-15
450 SHARES VERA BRADLEY INC P 2012-05-23 2013-07-15
290 SHARES VERA BRADLEY INC P 2012-05-17 2013-07-15
.5 SHARES MALLINCKRODT PLC P 2012-05-10 2013-07-18
150 SHARES EXPRESS SCRIPTS HOLDING CO D 2001-11-21 2013-07-19
10 SHARES EXPRESS SCRIPTS HOLDING CO D 2001-11-21 2013-07-19
203 SHARES HEICO CORP P 2012-09-14 2013-07-19
87 SHARES HEICO CORP P 2012-09-18 2013-07-19
45 SHARES TRACTOR SUPPLY COMPANY D 2006-11-30 2013-07-30
200 SHARES SAP AG-SPONSORED ADR D 2005-06-27 2013-08-22
400 SHARES SAP AG-SPONSORED ADR D 2003-10-10 2013-08-22
73.250 SHARES MALLINCKRODT PLC P 2012-05-10 2013-08-26
13.750 SHARES MALLINCKRODT PLC P 2012-11-08 2013-08-26
.5 SHARES HEICO CORP P 2012-09-18 2013-11-12
445 SHARES DANAHER CORP D 2003-02-05 2013-11-26
200 SHARES STARBUCKS CORP D 1998-01-29 2013-11-26
445 SHARES TRACTOR SUPPLY COMPANY D 2006-11-30 2013-11-26
357 SHARES ULTIMATE SOFTWARE GROUP INC D 2009-05-05 2013-11-26
93 SHARES ULTIMATE SOFTWARE GROUP INC D 2009-05-05 2013-11-26
80 SHARES CITRIX SYSTEMS INC P 2012-06-13 2013-12-12
83 SHARES CITRIX SYSTEMS INC P 2012-10-24 2013-12-12
9 SHARES CITRIX SYSTEMS INC P 2012-10-24 2013-12-12
248 SHARES CITRIX SYSTEMS INC P 2012-10-24 2013-12-13
SECURITIES LITIGATION SETTLEMENT P    
CAPITAL GAIN DIVIDENDS P    
(e) Gross sales price (f) Depreciation allowed
(or allowable) 		(g) Cost or other basis
plus expense of sale 		(h) Gain or (loss)
(e) plus (f) minus (g)
a 44,322   43,429 893
b 12,884   13,863 -979
c 18,075   26,470 -8,395
d 12,250   8,467 3,783
e 20,621   6,065 14,556
23,510   25,711 -2,201
10,127   10,755 -628
7,345   4,346 2,999
12,243   3,497 8,746
7,958   2,055 5,903
20,691   9,714 10,977
11,173   3,425 7,748
1,443   325 1,118
12,477   7,059 5,418
8,537   5,109 3,428
25,000   26,682 -1,682
14,191   20,696 -6,505
10,468   10,321 147
6,746   6,603 143
22   20 2
9,942   756 9,186
663   50 613
11,153   7,723 3,430
4,780   3,291 1,489
5,457   1,076 4,381
15,159   8,480 6,679
30,319   14,632 15,687
3,135   2,907 228
588   536 52
27   15 12
33,552   7,036 26,516
16,149   919 15,230
33,005   5,318 27,687
54,882   7,142 47,740
14,297   1,860 12,437
4,581   6,146 -1,565
4,752   5,320 -568
515   577 -62
14,286   15,897 -1,611
12     12
      4,457
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i) F.M.V. as of 12/31/69 (j) Adjusted basis
as of 12/31/69 		(k) Excess of col. (i)
over col. (j), if any
a       893
b       -979
c       -8,395
d       3,783
e       14,556
      -2,201
      -628
      2,999
      8,746
      5,903
      10,977
      7,748
      1,118
      5,418
      3,428
      -1,682
      -6,505
      147
      143
      2
      9,186
      613
      3,430
      1,489
      4,381
      6,679
      15,687
      228
      52
      12
      26,516
      15,230
      27,687
      47,740
      12,437
      -1,565
      -568
      -62
      -1,611
      12
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 217,501
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 . . . . . . . . . . . . . . . . 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see page 18 of the instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2012 209,830 2,077,024 0.101024
2011 178,880 1,907,853 0.09376
2010 341,944 1,827,182 0.187143
2009 137,558 1,566,242 0.087827
2008 181,165 1,812,183 0.099971
2 Total of line 1, column (d) ...................... 2 0.569725
3 Average distribution ratio for the 5-year base period—divide the total on line 2 by 5, or by
the number of years the foundation has been in existence if less than 5 years. . . 		3 0.113945
4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5..... 4 2,322,441
5 Multiply line 4 by line 3....................... 5 264,631
6 Enter 1% of net investment income (1% of Part I, line 27b)........... 6 2,446
7 Add lines 5 and 6......................... 7 267,077
8 Enter qualifying distributions from Part XII, line 4.............. 8 231,153
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See
the Part VI instructions.
Form 990-PF (2013)
Form 990-PF (2013)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see page 18 of the instructions)
1a Bulletand enter “N/A" on line 1. Bracket
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b 1 4,893
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2............................ 3 4,893
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-). 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,893
6 Credits/Payments:
a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 4,836
b Exempt foreign organizations—tax withheld at source....... 6b
c Tax paid with application for extension of time to file (Form 8868) 6c 6,000
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 10,836
8 Enter any penalty for underpayment of estimated tax. if Form 2220 is attached. 8 1
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 5,942
11 Enter the amount of line 10 to be: Credited to 2014 estimated taxBullet5,942 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of
the instructions for definition)?............................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV.
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletIL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV)?
    If "Yes," complete Part XIV.............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses.
    10
     
    No
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. (see instructions) .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement (see instructions).................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletANN T ROWLANDS Telephone no.bullet (847) 729-7415
    Located atbullet1227 CANTERBURY LANEGLEVIEWIL ZIP+4bullet60025
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041.........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ......bullet
    15  
    16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country?
    16   No
    See instructions for exceptions and filing requirements for Form TD F 90-22.1. If "Yes", enter the name of the
    foreign country bullet  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 5
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?.........................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?.................
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).........
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?...
    1b
     
     
    .........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2013?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2013, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2013?...............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?.........................
    b
    If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2013.)....................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013?
    4b
     
    No
    5a
    During the year did the foundation pay or incur any amount to:
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?...............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see instructions)........
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?........
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?............
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?........................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 6
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to
    employee benefit plans
    and deferred compensation     		(e) Expense account,
    other allowances
    WILLIAM R TOBEY JR DIRECTOR
    0     		0    
    1707 ROSE SPUR LANE
    SNOWMASS,CO81654
    ANNE C TOBEY DIRECTOR
    0     		0    
    1707 ROSE SPUR LANE
    SNOWMASS,CO81654
    ANN T ROWLANDS DIRECTOR
    0     		0    
    1227 CANTERBURY LANE
    GLENVIEW,IL60025
    WILLIAM H TOBEY DIRECTOR
    0     		0    
    227 S BALD HILL ROAD
    NEW CANAAN,CT06840
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1
     
    2  
    3  
    4  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 7
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 NONE  
    2  
    All other program-related investments. See page 24 of the instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,
    see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
     
    b
    Average of monthly cash balances.......................
    1b
     
    c
    Fair market value of all other assets (see instructions)................
    1c
     
    d
    Total (add lines 1a, b, and c).........................
    1d
     
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
     
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
     
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
     
    6
    Minimum investment return. Enter 5% of line 5..................
    6
     
    Part XI
    Distributable Amount bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    116,122
    2a
    Tax on investment income for 2013 from Part VI, line 5......
    2a
    4,893
    b
    Income tax for 2013. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,893
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    111,229
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    111,229
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,
    line 1................................
    7
    111,229
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
     
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
     
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b (see instructions).................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
     
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 8
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2012     		(c)
    2012     		(d)
    2013
    1 Distributable amount for 2013 from Part XI, line 7 111,229
    2 Undistributed income, if any, as of the end of 2013:
    a Enter amount for 2012 only....... 0
    b Total for prior years:2011, 2010, 2009 0
    3 Excess distributions carryover, if any, to 2013:
    a From 2008....... 93,421
    b From 2009....... 60,102
    c From 2010....... 254,225
    d From 2011....... 86,299
    e From 2012....... 111,766
    fTotal of lines 3a through e......... 605,813
    4Qualifying distributions for 2013 from Part
    XII, line 4: bullet$ 231,153
    a Applied to 2012, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions)......     		 
    c Treated as distributions out of corpus (Election
    required—see instructions).........     		 
    d Applied to 2013 distributable amount..... 111,229
    e Remaining amount distributed out of corpus 119,924
    5 Excess distributions carryover applied to 2013.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 725,737
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ...........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2012. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2013. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2014 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (see
    instructions) .............     		 
    8Excess distributions carryover from 2008 not
    applied on line 5 or line 7 (see instructions) ...     		93,421
    9Excess distributions carryover to 2014.
    Subtract lines 7 and 8 from line 6a ......     		632,316
    10 Analysis of line 9:
    a Excess from 2009.... 60,102
    b Excess from 2010.... 254,225
    c Excess from 2011.... 86,299
    d Excess from 2012.... 111,766
    e Excess from 2013.... 119,924
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 9
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2013, enter the date of the ruling.......bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2013 (b) 2012 (c) 2011 (d) 2010
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used
    directly for active conduct of exempt activities ...........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the organization had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    WILLIAM R JR ANNE C TOBEY
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 10
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    INTERNATIONAL HOUSE
    1414 EAST 59TH STREET
    CHICAGO,IL60637     		NONE   GENERAL 2,000
    OPERATION LIFTOFF
    PO BOX 716
    BRIDGETON,MO63044     		NONE   GENERAL 0
    YOUTH SERVICES OF GLENVIEWNORTHBROOK
    3100 WEST LAKE AVENUE
    GLENVIEW,IL60025     		NONE   GENERAL 7,000
    PEDIATRIC AIDS FOUNDATION
    2950 31ST STREET SUITE 125
    SANTA MONICA,CA90405     		NONE   GENERAL 1,500
    COLONIAL WILLIAMSBURG FOUNDATION
    PO BOX 1776
    WILLIAMSBURG,VA231879910     		NONE   GENERAL 500
    AMERICARES
    88 HAMILTON AVE
    STAMFORD,CT06902     		NONE   GENERAL 5,000
    THE ANTIQUARIAN SOCIETY
    111 S MICHIGAN AVE
    CHICAGO,IL606036110     		NONE   GENERAL 500
    A BETTER CHANCE INC OF NEW CANAAN
    PO BOX 355
    NEW CANAAN,CT06840     		NONE   GENERAL 2,000
    JOHN F KENNEDY SCHOOL OF GOV'T HARVARD UNIVERSITY
    79 JOHN F KENNEDY STREET
    CAMBRIDGE,MA02138     		NONE   GENERAL 1,000
    ST OLAF COLLEGE OFFICE OF DEVELOPMENT
    1520 ST OLAF AVE
    NORTHFIELD,MN550571098     		NONE   GENERAL 1,000
    NORTHWESTERN UNIVERSITY
    OFFICE OF ALUMNAE AFFAIRS SCHOOL O
    EVANSTON,IL60201     		NONE   SCHOOL OF SPEECH 1,000
    N STREET VILLAGE
    1333 N STREET NW
    WASHINGTON,DC20005     		NONE   GENERAL 2,000
    LINCOLN PARK ZOO
    2001 N CLARK STREET
    CHICAGO,IL60614     		NONE   GENERAL 1,000
    INJURED MARINE SEMPER FI FUND
    825 COLLEGE BLVD STE 102 PMB 60
    OCEANSIDE,CA92057     		NONE   GENERAL 2,000
    FRIENDS OF WAGNER FARM
    1510 WAGNER ROAD
    GLENVIEW,IL60025     		NONE   GENERAL 500
    ENGLISH IN ACTION CNCD
    PO BOX 4856
    BASALT,CO816214856     		NONE   GENERAL 1,500
    NORTH SHORE COUNTRY DAY SCHOOL
    310 GREEN BAY ROAD
    WINNETKA,IL60093     		NONE   GENERAL 1,000
    HISTORIC PRESERVATION FNDTN OF THE FORTNIGHTLY
    120 EAST BELLEVUE
    CHICAGO,IL60611     		NONE   GENERAL 10,000
    NORTHFIELD FOOD PANTRY
    3801 WEST LAKE AVENUE
    GLENVIEW,IL60025     		NONE   GENERAL 2,500
    ART INSTITUTE OF CHICAGO
    111 SOUTH MICHIGAN AVE
    CHICAGO,IL60603     		NONE   GENERAL 2,500
    LEAP LEARNING SYSTEMS
    8 SOUTH MICHIGAN AVENUE SUITE 812
    CHICAGO,IL60603     		NONE   GENERAL 1,000
    ROARING FORK CONSERVANCY
    PO BOX 3349
    BASALT,CO81621     		NONE   $1,000 CHILDREN'S WATER EDUCATION FUND AND $1,000 GENERAL 2,000
    ANDERSON RANCH ARTS CENTER
    5263 OWL CREEK ROAD
    PO BOX 5598
    SNOWMASS VILLAGE,CO81615     		NONE   GENERAL 2,500
    WTTW CHANNEL 11
    5400 NORTH ST LOUIS
    CHICAGO,IL606254698     		NONE   GENERAL 1,500
    THE CHICAGO COUNCIL ON GLOBAL AFFAIRS
    332 SOUTH MICHIGAN AVENUE SUITE 1
    CHICAGO,IL606044416     		NONE   GENERAL 3,000
    COURT THEATER
    UNIVERSITY OF CHICAGO
    5535 S ELLIS AVENUE
    CHICAGO,IL60637     		NONE   GENERAL 2,500
    DANIEL MURPHY SCHOLARSHIP FUND
    228 SOUTH WABASH AVE SUITE 600
    CHICAGO,IL60604     		NONE   GENERAL 36,018
    ASPEN PUBLIC RADIO
    110 EAST HALLAM STREET SUITE 134
    ASPEN,CO81611     		NONE   GENERAL 7,000
    CHICAGO SYMPHONY ORCHESTRA
    220 SOUTH MICHIGAN AVENUE
    CHICAGO,IL606049860     		NONE   GENERAL 17,000
    ASPEN INSTITUTE
    1000 N 3RD STREET
    ASPEN,CO81611     		NONE   GENERAL 0
    CARNEGIE MELLON UNIVERSITY
    PO BOX 371525
    PITTSBURGH,PA152517525     		NONE   GENERAL 500
    CHICAGO SHAKESPEARE THEATER
    ON NAVY PIER
    800 E GRAND AVENUE
    CHICAGO,IL606119292     		NONE   GENERAL 2,500
    WOMEN'S BOARD OF UNIV OF CHICAGO
    5801 SOUTH ELLIS AVENUE SUITE 407
    CHICAGO,IL60637     		NONE   GENERAL 1,000
    THE OLD MASTERS SOCIETY
    THE ART INSTITUTE OF CHICAGO
    111 SOUTH MICHIGAN AVE
    CHICAGO,IL606036110     		NONE   GENERAL 2,500
    MUSIC OF THE BAROQUE
    111 NORTH WABASH AVE SUITE 810
    CHICAGO,IL60602     		NONE   GENERAL 1,000
    ASPEN COMMUNITY FOUNDATION
    110 EAST HALLAM STREET SUITE 126
    ASPEN,CO81611     		NONE   GENERAL $1,000 AND PRE-COLLEGIATE SCHOLARSHIP PROGRAM $10,000 11,000
    CATO INSTITUTE
    1000 MASSACHUSETTS AVENUE NW
    WASHINGTON,DC20001     		NONE   GENERAL 21,000
    OUNCE OF PREVENTION FUND
    33 WEST MONROE STREET SUITE 2400
    CHICAGO,IL60603     		NONE   GENERAL 1,000
    APPALACHIA SERVICE PROJECT
    4523 BRISTOL HIGHWAY
    JOHNSON CITY,TN376012937     		NONE   GENERAL 500
    FAMILY SERVICE CENTER
    1320 GLENVIEW ROAD
    GLENVIEW,IL60025     		NONE   GENERAL 500
    NORTHWESTERN UNIVERSITY
    2020 RIDGE AVE
    EVANSTON,IL60208     		NONE   GENERAL 5,000
    KENILWORTH UNION CHURCH
    211 KENILWORTH AVE
    KENILWORTH,IL60043     		NONE   ALISON TOBEY SMART MEMORIAL FUND 2,500
    HABITAT FOR HUMANITY
    905 GRAND AVE SUITE 2
    GLENWOOD SPRINGS,CO81601     		NONE   GENERAL 2,000
    THEATRE ASPEN
    110 E HALLAM STREET SUITE 103
    ASPEN,CO81611     		NONE   GENERAL 3,000
    WESTERN SLOPE FOOD BANK OF THE ROCKIES
    734 SCARLET DRIVE
    GRAND JUNCTION,CO815059913     		NONE   GENERAL 1,000
    NORTHWESTERN MEMORIAL HOSPITAL
    251 E HURON ST STE 3-200
    CHICAGO,IL606119692     		NONE   GENERAL 2,000
    NORTHWESTERN UNIVERSITY WOMEN'S BOARD
    1201 DAVIS STREET
    EVANSTON,IL60208     		NONE   GENERAL 1,000
    THE SALVATION ARMY
    5040 N PULASKI ROAD
    CHICAGO,IL606302788     		NONE   GENERAL 15,000
    GLEN VIEW CLUB SCHOLARSHIP FOUNDATION
    100 GOLF ROAD
    GOLF,IL60029     		    GENERAL 3,000
    EVANS SCHOLARS FOUNDATION
    1 BRIAR ROAD
    GOLF,IL60029     		NONE   GENERAL 500
    MUSIC INSTITUTE OF CHICAGO
    517 GREEN BAY ROAD
    WILMETTE,IL60091     		NONE   GENERAL 1,000
    LURIE'S CHILDREN FOUNDATION
    PO BOX 4
    225 EAST CHICAGO AVENUE
    CHICAGO,IL60611     		NONE   GENERAL 500
    THE RIVER CONSERVANCY CO THE ROARING FORK CONSERV
    PO BOX 3349
    200 BASALT CENTER CIRCLE
    BASALT,CO81621     		NONE   GENERAL 500
    CHICAGO INTERNATIONAL CHARTER SCHOOL
    11 EAST ADAMS STREET SUITE 600
    CHICAGO,IL60603     		NONE   GENERAL 25,000
    CHICAGO HUMANITIES FESTIVAL
    205 W WACKER DR SUITE 1400
    CHICAGO,IL60606     		NONE   GENERAL 500
    THE SOLTI FOUNDATION US
    1490 CHICAGO AVENUE
    EVANSTON,IL60201     		NONE   GENERAL 500
    NEW CANAAN HIGH SCHOOL CREW
    891 VALLEY ROAD
    NEW CANAAN,CT06840     		NONE   GENERAL 5,000
    Total .................................bullet 3a 226,518
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 11
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3
    Interest on savings and temporary cash investments ............     		         
    4 Dividends and interest from securities....     14 39,200  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6
    Net rental income or (loss) from personal property .............     		         
    7 Other investment income.....          
    8
    Gain or (loss) from sales of assets other than inventory .............     		    18 217,501  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory..          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   256,701  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13256,701
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2013)
    Form 990-PF (2013)
    Page 12
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political
    Yes
    No
    organizations?
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527?...........
    b
    If "Yes," complete the following schedule.
    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer or fiduciary) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's namebullet



    Firm's addressbullet







         		Firm's EINbullet
    Phone no.
    Form 990-PF (2013)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors
    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.
    OMB No. 1545-0047
    2013
    Name of the organization
    THE TOBEY FOUNDATION
     
    Employer identification number

    36-3989019
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ





    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......................... Arrow Bullet $  
    Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
    Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 2
    Name of organization
    THE TOBEY FOUNDATION
          		Employer identification number

    36-3989019
    Part I
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
     
     

    WILLIAM R TOBEY JR  
    1707 ROSE SPUR LANE
     
    SNOWMASS, CO91654

    		$25,101


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     

       
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 3
    Name of organization
    THE TOBEY FOUNDATION
          		Employer identification number

    36-3989019
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
    1
    		 754 SHARES TRACTOR SUPPLY COMPANY 357 SHARES ULTIMATE SOFTWARE GROUP 566 SHARES DANAHER CORP $150,023 2013-11-08
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    (a) No.
    from
    Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (see instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)
    Page 4
    Name of organization
    THE TOBEY FOUNDATION
          		Employer identification number

    36-3989019
    Part III
    Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations
    that total more than $1,000 for the year. Complete columns (a) through (e) and the following line entry.
    For organizations completing Part III, enter the total of exclusively religious, charitable, etc.,
    contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a) No.
    from
    Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2013)

    Additional Data


    Software ID:  
    Software Version:  

    TY 2013 AccountingFeesSchedule
    Name:
    THE TOBEY FOUNDATION
    EIN: 36-3989019
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 4,635     4,635

    TY 2013 AllOthProgRltdInvestmentsSch
    Name:
    THE TOBEY FOUNDATION
    EIN: 36-3989019
    Category Amount
    NONE  

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2013 DepreciationSchedule
    Name:
    THE TOBEY FOUNDATION
    EIN: 36-3989019
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2013 InvestmentsCorpBondsSchedule
    Name:
    THE TOBEY FOUNDATION
    EIN: 36-3989019
    Name of Bond End of Year Book Value End of Year Fair Market Value
    41697/39327 WILLIAM BLAIR BOND 433,565 412,541
    7,252 TEMPLETON GL TOTL RETRN 100,000 97,825

    TY 2013 InvestmentsCorpStockSchedule
    Name:
    THE TOBEY FOUNDATION
    EIN: 36-3989019
    Name of Stock End of Year Book Value End of Year Fair Market Value
    12,644/12,822 SHS WM BLAIR INT 232,968 345,043
    1,085/885 SHRS STARBUCKS COR 9,517 69,375
    855/695 SHRS EXPRESS SCRIPTS 3,503 48,817
    1,256/950 SHRS CARMAX INC COM 8,825 44,669
    1,549 SHRS SUNCOR ENERGY 21,853 54,292
    351 SHRS CH ROBINSON WORLD 0 0
    1,200'/871 SHRS DANAHER CORP 13,770 67,241
    600 SHRS SAP AKTIENGESELL 0 0
    805 SHRS TEVA PHARMACEUTIC 0 0
    1,310/905 SHRS FASTENAL CO 23,230 42,997
    333/885 SHRS TRACTOR SUPPLY CO 10,576 68,658
    1,030/710 SHRS QUALCOMM INC 26,376 52,718
    240 SHRS IHS INC CL A 14,595 28,728
    465 SHRS IDEXX LABS CORP 23,719 49,462
    430 SHRS SCHLUMBERGER LTD 26,518 38,747
    1,720 SHRS LKQ CORP 18,918 56,588
    434 SHRS LULULEMON ATHLETI 3,273 25,619
    185/370 SHRS COLGATE-PALMOLIVE 14,248 24,128
    450 SHRS JPMORGAN CHASE & CO 17,658 26,316
    65 SHRS INTUITIVE SURGICAL 8,607 24,965
    1,175 SHRS SILICON LABORATORIE 47,090 50,889
    480 SHRS PRAXAIR INC 37,524 62,414
    595 SHRS SCOTTS MIRACLE-GRO CO 26,618 37,021
    235 SHRS PRECISION CASTPARTS 35,397 63,286
    110 SHRS APPLE INC 40,237 61,712
    1,730 SHRS GENPACT LTD 28,458 31,780
    513/420 SHRS ULTIMATE SOFTWARE 8,402 64,352
    1,350 SHRS VERA BRADLEY 0 0
    380 SHRS MCCORMICK & CO 21,690 26,190
    505 SHRS OCCIDENTAL PETROLEUM 0 0
    305/225 SHRS AFFILIATED MANAGE 23,814 48,798
    540 SHRS AMERICAN EXPRESS 32,338 48,994
    700 SHRS COVIDIEN PLC 34,876 47,670
    920/787 SHRS HEICO CORP 23,583 45,607
    285 SHRS UNION PACIFIC CORP 32,186 47,880
    1,430/625 SHRS CITRIX SYSTEMS 37,902 39,531
    460 SHRS ACCENTURE PLC 34,835 37,821
    850 SHRS NOBLE ENERGY INC 46,253 57,894
    535 SHRS SIRONA DENTAL SYSTEMS 35,235 37,557
    1,075 SHRS PANDORA MEDIA INC 22,994 28,595
    800 SHRS RED HAT INC 40,786 44,832

    TY 2013 InvestmentsLandSchedule2
    Name:
    THE TOBEY FOUNDATION
    EIN: 36-3989019
    Category/ Item Cost/Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value

    TY 2013 LandEtcSchedule2
    Name:
    THE TOBEY FOUNDATION
    EIN: 36-3989019
    Category / Item Cost / Other Basis Accumulated Depreciation Book Value End of Year Fair Market Value


    TY 2013 OtherExpensesSchedule
    Name:
    THE TOBEY FOUNDATION
    EIN: 36-3989019
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT MANAGEMENT FEES 11,640 11,640    
    IL ANNUAL REPORT FILING FEE 10 10    
    ADR FEES 12 12    
    BANK FEES 30 30    


    TY 2013 TaxesSchedule
    Name:
    THE TOBEY FOUNDATION
    EIN: 36-3989019
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX 375 375    
    FEDERAL TAX 7,000